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The Linkage between Security, Governance and Development: the European
Union in Africa
Niagalé Bagoyoko a; Marie V. Gibert a
Institute of Development Studies, University of Sussex, UK
a
Online Publication Date: 01 May 2009
To cite this Article Bagoyoko, Niagalé and Gibert, Marie V.(2009)'The Linkage between Security, Governance and Development: the
European Union in Africa',Journal of Development Studies,45:5,789 — 814
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Journal of Development Studies,
Vol. 45, No. 5, 789–814, May 2009
The Linkage between Security,
Governance and Development: the
European Union in Africa
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NIAGALÉ BAGOYOKO* & MARIE V. GIBERT**
*Institute of Development Studies, University of Sussex, UK, **School of Oriental and African Studies,
SOAS, UK
Final version received August 2007
ABSTRACT The international community currently favours an approach to development that
stresses a triangular linkage between security, good governance and economic development. This
approach clearly informs the European Union’s agenda in Africa, which has progressively
integrated governance and security elements. This paper will show that this agenda is at least as
much determined by the bureaucratic and national affiliations of the concerned EU actors as it is
by African realities and international trends. African security indeed triggers a competition
between the different European institutions, eager to be the driving force for a policy that can
offer some additional resources and autonomy. The consistency and the credibility of the EU
security policy in Africa will therefore depend on the responses provided to these institutional
rivalries.
I. Introduction
The international community has been, over the last two decades, developing a
holistic approach to development that stresses the linkage between security, good
governance and economic development. The idea that drives this triangular
approach is that development can only be achieved in a secure and democratic
environment, conducive to long-term investments. This evolution can be traced back
to the early 1990s, when political conditionality was added to what were formerly
essentially economic development programmes (Robinson, 1993). Shortly thereafter,
a security dimension was added to the ‘good governance–economic development’
nexus, which came with a new diagnosis. It is now assumed that conflict and underdevelopment are rooted in state failure and that in order to prevent future crises,
Correspondence Address: Marie V. Gibert, Department of Politics and International Studies, SOAS,
Thornhaugh Street, Russell Square, London WC1H 0XG, UK. Email: mariegibert@soas.ac.uk
ISSN 0022-0388 Print/1743-9140 Online/09/050789-26 ª 2009 Taylor & Francis
DOI: 10.1080/00220380802582312
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790 N. Bagoyoko & M.V. Gibert
state weakness must be addressed through broad institutional reforms. The
international community thus attempts to ‘bring the state back in’ (Evans et al.,
1985), that is to re-establish its authority through capacity-building reforms.
The risks and limits entailed by this type of holistic approach are increasingly
highlighted. Some argue, in particular, that the merging of development and security
programmes is likely to promote a more military-based approach to development
programmes. This may lead donors to favour security objectives over economic
development and/or governance issues1 and provide them with the means to include
traditional military assistance in development budgets. Authors thus underline that
the three concepts – security, development and governance – may not be as naturally
compatible as – and may even clash more often than – is implied by the current
holistic approach to development (Châtaigner, 2004). Others question the
uncritically accepted link between democracy and political stability, insisting that
democratisation often brings about instability and can thus jeopardise a state’s
developmental strategy (Mansfield and Snyder, 1995). More generally, critiques
underline the risks and limits of the current agenda that aims at transforming
societies as a whole according to the one and unique liberal democracy model,
whatever the realities and needs in the field (Duffield, 2001; Paris, 2003).
In spite of such reservations, the above-described understanding of the links
between development, good governance and security clearly informs the European
Union’s policy agenda in Africa. Through the so-called ‘multi-functional approach’
outlined in the European Security Strategy – the so-called ‘Solana Document’,
adopted in December 2003 (Council of the European Union, 2003) – the EU is also
promoting a holistic approach, wherein security, economic development and
democracy are seen as essential contributions to the generation of political stability
in the EU’s international environment. In doing so, the EU positions itself as a major
actor on the international scene, one that can propose a multi-dimensional approach
to crisis management and therefore claim the status of international power (Piening,
1997; Bretherton and Vogler, 1999; Soeterdorp, 1999). The EU insists on its added
value as a multi-institutional organisation likely to provide all types of crisis
management tools – civilian and military as well as humanitarian – within a unique
framework. Because of the multiplicity of the problems it is facing – war, poverty,
humanitarian catastrophes, and so forth – the African continent would seem to fit
with this multi-functional approach.
This case study of the EU security policy in Africa shows that the linkage between
security, governance and development relies for a large part on institutional
dynamics. The EU security policies in Africa are at least as much determined by the
bureaucratic affiliations of the concerned EU actors (Allison, 1971; Halperin and
Kanter, 1974; Egeberg, 1999) as they are by African realities. African security can
be seen as a field where EU actors are improving their institutional capacities: in
fact, EU African security policies are often driven by internal power relations.
The importance of these institutional dynamics can be seen through a threefold
process:
–
First, African security is a field likely to provide new legitimacy for development
policies led by the European Community (EC), which is responsible for the
management of first pillar activities;
Linkage between Security, Governance and Development 791
–
–
Second, African security is a field of experimentation for the institutional actors
responsible for the definition and implementation of the Common Foreign and
Security Policy (CFSP) – the so-called second pillar;
Third, African security is a field of Europeanisation for traditionally bilateral
member-state security policies.
The consistency and credibility of the EU security policy in Africa will depend on the
convergence between these three processes.
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II. African Security, a Field of Re-legitimisation for the European Commission?
For some years now, a discourse that emphasises the role of security as a precondition
for development has emerged within the EU’s community institutions. The first EU
document focusing on African conflicts was proposed by the Commission (1996a) and
promoted the notion of ‘structural stability’, which underlined the key role played by
development in the prevention and regulation of African conflicts. Increasing
involvement in African conflict management issues constitutes a means for the
Commission and its Directorate General Development (DG Dev), to respond to the
doubts expressed about the efficiency of its development strategies in Africa (European
Commission, 1996b, 2000), and the general validity of development aid (Lister, 1998a).
Sub-Saharan Africa, which has long remained the very first and principal operational
field for the community’s external relations institutions and DG Dev in particular
(Lister, 1998b), is increasingly perceived as a difficult field for the promotion of
economic and social development through aid. This in turn explains the growing
attention given to conflict prevention and management through military means (Olsen,
2002). This security angle in the approach to development is determined by the interests
of some Directorates General (DGs) within the Commission – DG Dev, in particular,
often tends to consider Africa as its ‘exclusive territory’ (Dimier, 2002, 2003) – in
defending their privileged geographic area of intervention and investing in a functional
field in which they did not traditionally intervene. From the early 2000s, the EC has
thus been entering the African security field on tiptoes, through the politicisation and
securitisation of its development policy.
Politicisation and Securitisation of EC Policies
Relations between the EU and sub-Saharan Africa have long been reduced to issues
of trade and development cooperation through the Yaoundé and subsequent Lomé
partnership agreements between the EU and the Africa-Caribbean-Pacific (ACP)
group of states (Lister, 1998b; GEMDEV, 2000). EU–Africa relations are being
increasingly politicised and securitised, however, as was apparent in the two last
Lomé agreements and their successor, the Cotonou Agreement, signed in 2000.2 The
adoption, by the EU, of the comprehensive approach that links good governance
and development is evident in the Cotonou Agreement. Human rights, democratic
principles and the rule of law are defined as ‘essential elements’ in the Cotonou
Agreement: a violation of any of these elements may lead to a suspension of EU
assistance and trade cooperation with the concerned ACP country.3 Meanwhile, the
very first article of the Cotonou Agreement closes the development–good
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792 N. Bagoyoko & M.V. Gibert
governance–security triangle by underlining that the agreement was concluded ‘with
a view to contributing to peace and security and to promoting a stable and
democratic political environment’ (Council of the European Union, 2000, 2005, art.
1), thus emphasising the third dimension – security.
The real innovation in the Cotonou Agreement, however, is the introduction of a
‘political dialogue’ between the EU and the ACP in article 8, which should
‘contribute to peace, security and stability and promote a stable and democratic
political environment’. After five years of implementation and some criticism, the
mid-term revision of the Cotonou Agreement, in 2005, allowed for some
adjustments. It was thought, in particular, that the preventive dimension of the
‘political dialogue’ as defined in article 8 was under used. Under the revised Cotonou
Agreement, the dialogue should be held before the consultation procedure provided
by article 964 of the same agreement can be launched. This amendment clearly
strengthens the political dimension of the Cotonou Agreement, while the provision
for a systematic dialogue with each partner country in effect complements the work
of the EU special representatives (EUSR) sent to troubled regions and thus draws a
link with the CFSP dimension of the EU’s relations with Africa.5 The assistance
provided to partner countries is increasingly political rather than purely technical
and the concept of rule of law clearly drives some of the reforms advocated in the
Cotonou Agreement (art. 33).
The politicisation and securitisation of the EC’s policies in part reflect the current
trends in and influences on donor policies. Among the fundamental principles set in
article 2 of the Cotonou agreement is ‘ownership (of the development strategies)’, a
widely used concept in donor and multilateral agency documents nowadays. It is
indeed hoped that reforms and policies will rapidly be appropriated by local
governments and communities so as to guarantee the sustainability of these reforms
and prevent further external interventions.6 Another major trend is the current
realisation that the world is increasingly interconnected and interdependent: Western
powers now feel more threatened by ‘public bads’, i.e. collapsed or so-called ‘rogue’
states whose political disorder or aggressive policies may put their security at risk
(Fearon and Laitin, 2004), rather than by other major powers. The politicisation and
securitisation of development policies are thus justified not only by moral rights and
the failure of previous development policies, but also by what M. Duffield (2001)
calls ‘enlightened self-interest’: promoting development and good governance is in
the interest of the international community as a whole since it will help prevent local
conflicts and insecurity from spilling over. There again, the Cotonou agreement
strongly reflects this trend: terrorism (art. 11a), migration (art. 13), drugs and
organised crime (art. 30) and environmental protection and the management of
natural resources (art. 32) are inter alia identified as common concerns that should be
jointly addressed by the parties to the agreement.
The principles set in the Cotonou agreement are accompanied by concrete policies
and instruments. The European Commission classifies its conflict prevention and
peace-building efforts into two categories: direct and indirect initiatives. Direct
initiatives range from humanitarian activities to support for conflict resolution
initiatives and institutional reforms, while indirect initiatives refer to the
mainstreaming of conflict prevention objectives into sector programmes, from
development to trade.
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Linkage between Security, Governance and Development 793
Among direct initiatives are the humanitarian actions led by DG ECHO, the
European Community Humanitarian Office created within DG Dev in 1992 and
transformed into an independent DG in 2004. Humanitarian action is a shared
competence, but it is implemented by the Commission’s institutions, and more
precisely by DG ECHO, which enjoys an important latitude within the Commission,
while its impartiality is established in article 7 of the humanitarian aid regulation
(Council of the EU, 1996, 2001a). In fact, the policies managed by ECHO are far
from politicised. DG ECHO strictly defines humanitarian assistance as an apolitical,
neutral and impartial activity: DG ECHO is not part of the ‘crisis management’
system and is therefore not a crisis management instrument, as the humanitarian
policy does not aim to stabilise a political situation nor to prevent a crisis and can
therefore not be considered a political instrument.
Direct initiatives also comprise early warning and action mechanisms. The
Commission, its geographic desks and in-country delegations, are asked to closely
monitor the political situation in all countries and to deliver assessments based on a
list of root causes of conflict.7 These assessments are then used, by the General
Secretariat of the Council and the Commission, to prepare a watch-list of countries
at the start of a new Presidency every six months. In addition, risk factors are to be
taken into account during the drafting of the Commission’s Country Strategy
Papers8 so as to ensure a coordinated approach to conflict prevention. The Crisis
Management and Conflict Prevention Unit, within the Commission’s Directorate
General External Relations (DG Relex), played an instrumental role in the
introduction of these conflict assessments and in the integration of risk factors in
the Country Strategy Papers. More importantly, however, the Crisis Management
and Conflict Prevention Unit is in charge of coordinating and mainstreaming the
Commission’s conflict prevention and management activities. As part of DG Relex,
it also provides the necessary link between the Commission’s institutions in charge of
conflict prevention and management and their Council counterparts.9
Two supplementary, more technical tools, complement the ‘early warning and
action’ system. The Rapid Reaction Mechanism (RRM), managed by the RRM
Management unit within the Commission’s DG Relex, has been used since 2001 to
quickly bring a host of measures to bear on a conflict situation. The RRM can only
finance a non-humanitarian operation where other instruments cannot respond
within the necessary timeframe, and for no longer than six months. A specific budget
line, the European Initiative for Democracy and Human Rights (EIDHR), which is
managed by the Commission’s DG EuropeAid,10 also finances both election
observation missions and thematic crisis prevention actions, such as training, media,
civic and voter education, generally conducted by partner NGOs and international
organisations (European Commission, 2001; Gourlay, 2006a).11
The Commission at times seems to suggest in its policy documents that any
development programme can contribute to conflict prevention (European Commission website). This all-encompassing understanding of conflict prevention has not
prevented the EU, however, from conceiving indirect initiatives in the form of more
targeted policies that aim to practically link trade and security concerns. Of
particular significance here are the efforts to regulate the trade of particular goods
fuelling violent conflicts. The Kimberley Process Certification Scheme, that aims to
prevent the trade of so-called ‘blood diamonds’,12 and the EU Action Plan for Forest
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794 N. Bagoyoko & M.V. Gibert
Law Enforcement, Governance and Trade (FLEGT), which regulates the trade of
timber,13 are two cases in point. The EU’s ‘Everything But Arms’ initiative also
underlines its willingness to promote economic development while mitigating the
negative impact of trade liberalisation: it thus grants duty-free access to imports of
all products from least developed countries without any quantitative restrictions,
except to arms and munitions.14 The EU’s efforts do not stop with its import
activities, however: Europe has also shown signs that it was ready to take
responsibility as an exporting region, especially with regard to weapons. Article 11 of
the Cotonou Agreement underlines the partners’ willingness to address the issue of
landmines and the proliferation of small arms and light weapons (SALW). Efforts to
regulate the trade of arms, however, remain tentative: the Council adopted a code of
conduct on arms exports in 1998, but this is not a legally binding instrument and
European member states are among the world’s largest arms suppliers (Hugues,
2006).
The EC: a Unified Actor?
The intermingling of fields in conflict prevention and management policies requires
close coordination between the different branches of the Commission. In fact,
unclear divisions of labour are problematic inside the Commission, between its
different sectors and Directorates General. In the name of mainstreaming, DG Trade
and DG Dev are asked, for instance, to carefully take into account the conflict
prevention precautions pointed out by DG Relex. It is obvious, however, that these
DGs often pursue different, or even contradictory, objectives. DG Trade will want to
defend the EU’s commercial interests, DG Relex will be careful to increase the EU’s
security, external relations and international visibility, while DG Dev should
contribute to increased prosperity in the ACP states.
The EU’s current commitment in favour of regional integration illustrates the
difficulty of coordinating and reconciling these different objectives. While African
sub-regional organisations are increasingly considered key in the African security
architecture and the strengthening of their conflict prevention and management
capabilities is increasingly supported, the Cotonou Agreement foresees the
establishment of Economic Partnership Agreements (EPAs) between the EU and
ACP regional organisations. At first sight, these two objectives would seem
consistent. Some observers, however, underline that they may lead to very
contradictory results. The official rationale behind the EPAs is to enhance regional
integration in the ACP and integrate their economies into the world economy, thus
creating incentives for increased cooperation – and regional peace – and breaking
away from the ACP’s traditional isolation and underdevelopment. One of the
principal aims of these EPAs, however, is also to submit EU–ACP trade relations to
World Trade Organisation (WTO) rules, and to suppress the non-reciprocal trade
arrangements that long prevailed between the EU and the ACP. External observers
and representatives of the ACP states have already, on numerous occasions,
underlined the flaws in this ‘peace and development through free trade’ logic and the
risks entailed by a rushed-in liberalisation and integration of trade in the ACP
countries. The risks concern, first, individual states: the opening-up of the ACP
countries’ trade borders, it is feared, will deprive their governments of important
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Linkage between Security, Governance and Development 795
trade-related revenues and force their often nascent public services and industries
into a competition they are not yet able to face (Goodison, 2007). Authors have also
underlined that the EPAs may fail to fulfil their primary objective, i.e. foster regional
cooperation, by benefiting external – European – suppliers rather than regional ones
(Gibb, 2000). The trade liberalisation entailed by the EPAs could, finally, create
more ground for conflict than for peace: changes in commodity prices may
exacerbate livelihood insecurity and create social tensions, and will also make it more
difficult to control the flow of arms or conflict resources (Ochieng, 2005). The EC’s
willingness to pursue EPA negotiations in spite of these objections casts some doubt
on its capacity to reconcile its different interests and institutions.
The Community pillar is not, finally, exempt from the interplay of national
interests. Member states, and France in particular,15 do not hesitate to emphasise
their contribution to the European Development Fund (EDF) to favour one or other
programme when these are discussed by the EDF Committee.16 They can also push
forward their national interests through the presence of their European civil servants
within the Commission. Belgian European civil servants, for instance, are important
actors in the EU policy in Africa – in the Commission and in the Council17 – and can
sometimes be seen, especially within DG Dev, as promoting Belgium’s national
perceptions.18
III. African Security, a Field of Experimentation for the European Security and
Defence Policy?
A number of documents and instruments adopted over the last few years illustrate
the second pillar’s growing interest in and concern for Africa’s security problems, as
well as its desire to become increasingly involved in their resolution. A major step
was made with the adoption, in May 2001, of the Council Common Position
concerning conflict prevention, management and resolution in Africa. This common
position developed at length an element that would thereafter constitute one of the
essential bases of the EU’s security strategy in Africa, that is the idea of an increased
multilateralism through a strengthening both of the capabilities of African regional
organisations and of the EU’s partnership with these organisations and with the
United Nations (UN). This principle of multilateral cooperation is also emphasised
in the European Security Strategy (Council of the European Union, 2003).
Although all these documents in theory provide a clear framework that could
enhance the coordination of the European member-states’ activities in Africa, most
of the Common Foreign and Security Policy (CFSP) proposals still lack a practical
translation. The clearest signs of the latter are the appointments of special
representatives of the EU or of the Presidency to specific parts of Africa,19 but
these appointments are still made on an ad hoc basis and cannot, therefore, be
interpreted as a systematic ‘diplomaticisation’ of the EU’s presence in Africa. The
exclusively political dimension of the CFSP, which would require deep institutional
reforms and would most obviously threaten the member-states’ sovereign monopoly
in international relations, thus remains underdeveloped. This in turn partly accounts
for the fact that the EU has increasingly invested in the development of another
dimension of the CFSP, the European Security and Defence Policy (ESDP),
perceived as a more technical and possibly straightforward policy field.
796 N. Bagoyoko & M.V. Gibert
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Africa, a Field of Validation for the CFSP/ESDP Means and Procedures
The field of conflict prevention and management in Africa constitutes an ideal field
of experimentation and validation (Bagayoko, 2004a), especially for the Petersberg
tasks, which comprise humanitarian and rescue tasks, peacekeeping tasks and tasks
of combat forces in crisis management, including peacemaking.20 Operation
Artemis,21 launched within the ESDP framework and led from June to September
2003 in the Democratic Republic of Congo (DRC), was clearly a founding act in the
mobilisation of the second pillar instruments in Africa (Olsen, 2002; Faria, 2004).
Beyond the geographic expansion of the ESDP potential field of intervention – it had
not until then expanded beyond the Balkans – Operation Artemis also inaugurated a
new form of partnership between the EU and the UN (2003).
More importantly, however, the new EU military structures gained legitimacy
both from an external and an internal perspective:
– First, Artemis proved that the EU was able to plan military operations
autonomously, without resorting to NATO means and instruments, as had been
the case for all ESDP operations led in the Balkans.22 The operation was indeed
entirely and exclusively planned within the EU’s military structures – the EU
Military Committee (EUMC) and Military Staff (EUMS) – which then worked in
close coordination with France, the ‘framework nation’ in charge of operational
planning. An alternative to the resort to NATO’s Supreme Headquarters of Allied
Powers in Europe (SHAPE) was thus successfully tested. Africa is now often seen
by ESDP actors as a field of European influence that could escape the strict
implementation of the ‘Berlin Plus’ option23 and where the ESDP could gain
increasing international credibility;
– Artemis also provided the ESDP with an increased legitimacy within the EU
institutional architecture. Operation Artemis established that the decision
procedures at the politico-military level – which depend on the relations between
the Political and Security Committee (PSC) and the EU Military Committee –
could lead to rapid decisions, contrary to what had been suggested by the long
planning delays for Operation Concordia, launched in the Former Yugoslav
Republic of Macedonia (FYROM) earlier in 2003.
Operation Artemis also paved the way for conceptual innovations, such as the
joint proposal by France and the UK – joined by Germany – to develop a new
‘battlegroup concept’, that is the creation of battlegroups of about 1500 troops with
the appropriate supporting units,24 able to intervene anywhere and more particularly
in ‘collapsing states’. These battlegroups are again meant to be part of the EU–UN
partnership as they should be available for autonomous operations, in response to
UN requests for participation in Chapter VII operations. They may also be seen as a
potential experimentation field for the concept of ‘differentiated integration’
(Irondelle and Vennesson, 2002), which would enable willing states to intervene
without being paralysed by internal differences within the EU.
Finally, Operation Artemis gave way to other ESDP operations which
consolidated the EU’s contribution to peace and post-conflict reconstruction in
the DRC. Two subsequent missions were indeed launched in the DRC, this time with
a Security Sector Reform (SSR)25 focus. EUPOL DR Congo is a police mission,
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Linkage between Security, Governance and Development 797
which contributes to the reform of the country’s police and the improvement of its
relations with the judiciary. EUSEC DR Congo, on the other hand, provides
assistance and advice on the necessary reforms to the Congolese authorities in charge
of security since June 2005. Another military operation, finally, recently confirmed
the EU’s capacity to lead an efficient, albeit short-term, mission with a clear
objective. EUFOR DR Congo was deployed in Kinshasa from 12 June to 30
November 2006, during the period encompassing the elections in the DRC. All three
missions in the DRC were or are led in very close coordination with the UN –
EUFOR, like Artemis, was meant as a support to MONUC – and the Congolese
authorities. A fifth mission, led in Darfur (Sudan), was meant to show that the EU is
also able to implement at the operational level its partnership with the AU and to
contribute to Africa’s security as defined in the European Security and Defence Policy
(ESDP) Action Plan for Africa26 adopted in 2004. The EU civilian-military
supporting action to AMIS II, the AU’s mission in Darfur, provides the AU with
political, military and technical assistance, equipment and training at least until the
UN/AU hybrid operation is deployed in Darfur. After considerable internal debate,
the EU has also launched a complementary, military bridging ESDP operation ‘in
support of [the] multidimensional UN presence in Eastern Chad and North-Eastern
Central African Republic with a view to improving security in those areas’ (Council
of the European Union, 2007).
The very latest ESDP mission in Africa, EUSSR Guinea Bissau, focuses, as its
name underlines, on security sector reform, and draws on the expertise acquired by
the EU in the DRC, as well as on the UK’s experience in Sierra Leone. The mission
was prepared in close coordination with the Commission, which complements it with
a number of security, rule of law and administrative reform programmes funded
through the 9th and 10th EDF – therefore managed by DG Dev – and through the
instrument for stability, which is managed by the Commission’s DG Relex and
which we will introduce at greater length in the fifth part of this paper.
These last EU operations in Africa, and their increasing contribution to SSR in
particular, illustrate a major trend in ESDP operations, also obvious in the Balkans,
the first experimentation field for the ESDP: the increasing development of the
ESDP’s civilian dimension, where the EU has made faster operational progress than
in the military dimension initially seen as a priority in the development of an EU
crisis response (Nowak, 2006). The military dimension of the ESDP indeed
represents a narrower field of action for the EU, which remains essentially
dependent on NATO’s crisis management means – two of the four exclusively
military ESDP operations led so far were implemented within the Berlin Plus
framework. Only very few European member states, moreover, have the political
will, capacity and experience necessary for military interventions; France and the
UK thus support half of the EU’s budgetary expenses and two thirds of its research
expenses. Member states thus now seem to agree on the rapid development of
civilian crisis management, where the EU has an added value in comparison with
other international organisations such as NATO (Bagayoko and Kovacs, 2007).
The introduction of civilian elements has however led to the transformation of the
type of EU involvement in Africa. While the development of ESDP activities in Africa
was initially meant to provide rapid reaction means, these operations are in effect
increasingly taking on a long-term approach (Gowan, 2004) – EUSEC DR Congo
and EUPOL DR Congo have now already exceeded 18 months. This ‘civilianisation’
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798 N. Bagoyoko & M.V. Gibert
of the ESDP in Africa has important implications for inter-institutional coordination.
It requires, first, close coordination between the military and civilian dimensions of
ESDP operations – an increasing number of ESDP operations, such as the supporting
action to AMIS II, combine civilian and military elements – a coordination made
more difficult by their separate management by different institutions and funding
instruments within the second pillar.27 Second, while the military dimension of the
ESDP is a second pillar exclusivity, its civilian dimension is necessarily linked to –
and, at times, overlaps with – the community pillar’s civilian activities, as is obvious in
the case of EUSSR Guinea Bissau. While this mission is the result of a close
coordination between the Commission and the Council, the initial drafting of two
separate – one by the Commission and the other by the Council – concepts of SSR28
shows that this is a potential area for competition between these institutions,
especially since both documents remain very vague on the civilian aspects of SSR
(Council of the European Union, 2005a; European Commission, 2006).
Unclear Division of Labour within the Second Pillar
The European security structures are very new29 and are therefore all struggling for
legitimacy. This legitimacy must be won: first, against external actors, such as NATO
(and particularly the US interests within it); second, against older and more
experienced EC institutions; third, against one another. The Political and Security
Committee (PSC), composed of the member states’ PSC ambassadors, plays a central
role in the definition and follow-up of European crisis responses. It provides the
political control and strategic direction for the ESDP operations, basing its decisions
on the recommendations expressed by the Military Committee (EUMC) and the
Committee for Civilian Aspects of Crisis Management (CIVCOM). The EUMC is
composed of the member states’ military commands; it follows the progress of
military operations, makes recommendations to the PSC on all military aspects of the
ESDP and gives instructions to the EU Military Staff (EUMS). CIVCOM, on the
other hand, was created in 2002 to define and supervise civilian operations. It is also in
charge of seeing to the inter-pillar coordination of the EU’s civilian actions.
To these Council institutions must be added the General Secretariat of the Council
(GSC), led by the Secretary-General of the Council of the EU and High
Representative for the CFSP (SG/HR), with its Directorates General. Among them,
the DG E, in charge of external relations, is divided into geographical and functional
directorates. The responsibility to coordinate the management of African security
issues is at the heart of a competition between these directorates. If DGE VIII – in
charge of defence issues –were tasked with coordinating the activities in Africa, it
could gain renewed legitimacy. Indeed, DGE VIII is currently having some
difficulties in imposing its views on the Military Staff, also located within the GSC.
Moreover, both DGE VIII and the Military Staff are also competing with NATO.
Because the ESDP is comprised of two closely interlinked fields – military and
civilian crisis management – the recently established civilian–military cell could also
seek the responsibility of trying to coordinate the civilian and military aspects of the
EU security policy in Africa. Nevertheless, DGE IX, which is in charge of the civilian
aspects of crisis management30 and has no rivalry with NATO, is perhaps in a better
position at the moment: indeed, DGE IX seems to be getting closer and closer to the
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Linkage between Security, Governance and Development 799
Commission services – such as DG Dev or DG ECHO – in charge of implementing
civilian programmes in the security field.
The EU’s determination to strengthen the civilian dimension of its operations was,
furthermore, confirmed by the creation, in 2007, of the Civilian Planning and
Conduct Capability (CPCC), which can be seen as the civilian counterpart of the
Military Staff within the General Secretariat of the Council. The CPCC has a
mandate to plan and conduct civilian ESDP operations under the political control
and strategic direction of the Political and Security Committee; to provide assistance
and advice to the SG/HR, the Presidency and the relevant EU Council bodies and to
direct, coordinate, advise, support, supervise and review civilian ESDP operations.
The CPCC works in close cooperation with the European Commission. The Director
of CPCC also has functional authority over planning capabilities and expertise
contributed by the European Union Military Staff (EUMS) through its civilian–
military cell and over the Watchkeeping Capability as far as their support to civilian
operations is concerned. In Africa, the CPCC is in charge of planning and
controlling the following civilian ESDP missions: EUPOL RD Congo and EUSSR
Guinea Bissau.
Finally it is also important to stress the role played by professional interests, which
have appeared since the launching of the ESDP. In fact, a new profession has
emerged within the traditionally civilian organisation which the EU used to be. The
military officers stationed in Brussels are trying to promote both their values (such as
symbolic patriotism) and their working methods (such as a culture of planning) as
opposed to those of their civilian counterparts (Bagayoko, 2006). Whatever their
nationality, they generally feel they have more in common with military counterparts
from other countries than with the European civil servants coming from their own
country. These rivalries and the perceived necessity to consolidate an EU military
profession may lead to additional tensions and attempts at investing new fields in the
name of the development–governance–security triangle.
IV. African Security, a Field of Europeanisation for Member-states’ Security Policies?
African security issues offer an interesting field, where European member states can
make their security policies meet, interact, coordinate, and in effect, ‘Europeanise’.
Major defines Europeanisation as ‘an ongoing, interactive and mutually constitutive
process of change linking national and European levels, where the responses of the
member states to the integration process feed back into EU institutions and policy
processes and vice versa’ (Major, 2005: 177). Through its security policy in subSaharan Africa, the EU indeed aims to ‘integrate the policies and actions of its
member-states’ (Ginsberg, 1989). But the launching of a dynamic ESDP in Africa is
also the symptom of the Europeanisation strategies of the former colonial powers’
traditional African policies and of their capacity to be the driving force for a
collective policy on the continent.
EU Member States and African Security
Traditionally, most EU member states do not identify any significant political or
economic interest in Africa. Germany, in particular, has long insisted on the
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800 N. Bagoyoko & M.V. Gibert
necessity to limit the ESDP to the enlarged European space and been hostile to the
idea of any EU involvement in the management of Africa’s conflicts. But the former
colonial powers have been successful in recent years in generating a growing interest
for African security matters among their European partners.
Rather than being a driving force, France has long been an obstacle to the EU’s
further involvement in African security issues. France’s unilateralist policy in Africa
acted as a disincentive on other European states, which were reluctant to associate
their image and the image of the EU with a policy often considered neo-colonial.
France, however, is now increasingly trying to obtain a multilateral legitimacy for its
interventions on the continent. The integration of French interventions within the
ESDP framework could allow it to remain involved on the African continent – still
considered a central asset for France’s position on the international scene – while
rendering groundless the accusations of paternalism and neo-colonialism. Operation
Artemis offered an interesting illustration of the progressive Europeanisation of
France’s involvement in African crises31 and proved that European member states
could decide collectively to contribute to a crisis management operation that had
been initially wanted by only one of them. Operation Artemis was thus an interesting
synthesis of the interests of the EU and one of its member states, since it reconciled a
young ESDP in search of credibility and a former colonial power in search of
legitimacy after some deeply contested unilateral interventions. It also enabled
France to re-engage in the Great Lakes region and beyond, in Central Africa, from
which it had progressively withdrawn since the much-criticised Operation Turquoise
in Rwanda. Beyond these central political issues, the Europeanisation of its Africa
policy also enables France to share the costs of military and defence cooperation.
This desire to rationalise the costs of the French military cooperation first translated
into the efforts expended since 1998 towards the emergence of inter-African
capabilities of crisis management. This was essentially done through the Programme
for the strengthening of African peacekeeping capabilities (RECAMP, Renforcement des Capacités Africaines de Maintien de la Paix), which is based on a regional
approach to assistance and lies at the heart of the multilateralisation of the French
security policy in Africa.32 The objective, regularly stressed since 2002,33 is to make
RECAMP ‘the operational reference for the ESDP in Africa’, that is a federative
framework for EU member-states’ security policies in Africa. The future of
RECAMP is now clearly linked to France’s capacity to convince its European
partners to participate in the financing and equipment as well as training of African
armies.
The Franco-British rapprochement in Saint Malo led to both the creation of the
ESDP and the Europeanisation of the two countries’ African policies, even though
the UK has since seemed less anxious than France to Europeanise its African policy.
Since 2001, the UK’s efforts to develop African peacekeeping capabilities – through
British Peace Support Teams (BPST) which are providing training in former British
colonies – have become part of a much more ambitious conflict prevention project
known as the Africa Conflict Prevention Pool (ACPP), which draws together the
conflict-prevention resources of the Department for International Development
(DFID), Foreign and Commonwealth Office (FCO) and Ministry of Defence
(MOD). The thematic focus of the ACPP, from enhancing peace support operations
capabilities to addressing the economic and financial causes of conflict, underlines a
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Linkage between Security, Governance and Development 801
holistic understanding of conflict prevention. The UK has placed a strong emphasis
on African peacekeeping by setting up a special fund, the Africa Pool.34 The UK
highly values its bilateral activities in Africa. Unlike the French, the British are not
worried when their activities do not have a European label: their approach is less
institutional than the French one. At this stage, the British consider that their
bilateral programmes in Africa are very efficient, particularly in the SSR field, and
therefore do not need to be Europeanised.
Portugal is also an important European actor in Africa. Since the early 1990s, it
has been developing technical and military cooperation with African Portuguesespeaking countries (PALOP). Portugal also has its own African peacekeeping
capabilities support programme, the Programme for the support of Peace Missions
in Africa (PAMPA, Programa de Apoio às Missões de Paz em África). Like France,
Portugal would like the PAMPA programme to be integrated in the EU training
policy framework. Portugal, however, does not wish the programme to be fully
Europeanised.
EU member states seem increasingly convinced of the importance of Africa to
European security. The rather impressive list of contributing nations to EUFOR RD
Congo and EUFOR Chad/CAR confirms this.35 Moreover, some member states
such as the Netherlands and Sweden have in effect recently stepped up their
involvement in African security issues. Alongside France and Portugal, Belgium –
which recently resumed a more active Africa policy after having largely withdrawn
from the African scene following the assassination of 10 of its parachutists in Kigali
in 199436 – is one of the most active supporters of a substantial European
commitment in Africa. It is followed in this by Spain and Greece.
Disagreements between Member States
Germany’s position has considerably evolved, over recent years, from reluctance to a
readiness to contribute to short-term ESDP missions, such as EUFOR, whose
operational command was provided by Germany. Nevertheless, there is still a lot of
reluctance, especially within the German Ministry of Defence, to engage more in
Africa. Germany is very anxious to prevent the EU from taking a neo-colonialist
turn and imposing its views on its African partners. The new EU member states,
which have no traditional African policy nor specific interest in this geographical
area,37 are generally in favour of reinforcing African capabilities in order to create an
autonomous African security system and avoid increasing costs to the EU.
Indeed, funding constitutes a central issue. Their limited defence budgets can lead
some countries to favour a European option, in order to see the EU shoulder part of
the cost of their African security policy. Some member states, such as France or
Portugal, thus share a strong desire to have access to the Community development
cooperation funds, although they are not ready, in exchange for this, to hand over
their management of military cooperation to Community actors. This preoccupation
can explain why their African security policies are increasingly trying to promote the
linkage between security, governance and development, as suggested by the
RECAMP concept (RECAMP5 website). Other European partners wish to avoid
a situation where some member-states’ African policies would be funded by the EU,
especially by the EC budget. Germany, Austria, and the Netherlands are thus
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802 N. Bagoyoko & M.V. Gibert
particularly cautious when it comes to funding EU security activities in Africa. Most
new member states share this financial concern: they wish to see a fair balance
between the structural funds they receive and the development aid dedicated to nonEU states.
Moreover, countries such as Germany and the Nordic countries favour an ethical
approach (Châtaigner, 2004) and consider that development funds should not be
used to finance the ESDP, whose progress they do not consider as crucial as France
does. The UK, on the other hand, is already implementing a policy that clearly puts
the stress on the linkage between security and development. The British position on
the question is therefore not so much driven by ethical concerns as it is by a
reluctance to ‘Europeanise’ a policy that is considered already efficient at the
national level.
Finally, the issue of multilateral cooperation with other Western actors is another
bone of contention. France’s insistence on involving the EU in Africa can be read as
an attempt to avoid coordination with other actors, and in particular with NATO
and the USA.38 The UK, on the other hand, insists on the necessity of coordinating
EU member-states’ activities with non-European actors such as the USA, Canada
and Norway. The EU strategy for Africa and the G8 Gleneagles Plan for Africa are
viewed as totally interconnected. The British, followed in this by Germany, also
promote cooperation between NATO and the EU.39
V. Inter-institutional Relations: Competition or Cooperation?
Each and every new policy paper focusing on the EU’s security policy in Africa
insists on the necessity of inter-institutional and inter-pillar coordination and
mainstreaming. In fact, one of the conditions of success of the European approach to
conflict prevention and management in Africa depends on the EU’s capacity to
overcome the rivalries born out of the different institutions’ desire to play the role of
a ‘lead agency’ on these issues. Some of the strategic choices made by the EU in
Africa therefore depend on the interests of each department involved in the
continent’s affairs and are often the result of compromises between these
departments. It appears that the linkage between security, governance and
development is still frequently at the core of an EU inter-institutional competition,
although some recent evolutions also show that the EU institutions increasingly
share a common vocabulary and approach to African security issues.
Cross-pillar Rivalries
The Commission can have a determining influence over the implementation of the
Common Foreign and Security Policy (CFSP) on the African continent (Krause,
2003) – for example through the implementation of CFSP sanctions adopted by the
Council or through the mobilisation of first pillar resources for the implementation
of common actions – but also over the implementation of the European Security and
Defence Policy (ESDP). The African Peace Facility (APF) provides an interesting
illustration of the institutional issues at stake in the linkage security-development: it
is a good example of the Commission’s capacity to encroach on the Council’s
prerogative over the CFSP and ESDP. The APF is a funding instrument dedicated to
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Linkage between Security, Governance and Development 803
financing peacekeeping operations led by African actors. Launched in 2004, the APF
was funded from the resources of the 9th European Development Fund (EDF),
which is drawn from member-states’ voluntary contributions. Although the EDF is
not part of the Community budget, the Commission is in charge of managing it,
which gives it a determining influence. With regard to the African Peace Facility
itself, however, the member states have the last word. The APF was supposed to be a
provisional instrument and its perpetuation created heated debates between memberstates and the Commission.40 Some object to the APF ‘diverting’ funds that were
initially meant for development aid towards security concerns. The issue of the APF
also had a concrete impact on the considerable disagreement between the
Commission and the member states over the notion of ‘effective ownership’41
through multilateral cooperation and the terms of its implementation. The debate, in
effect, concerned the type of African multilateral organisation that should be
supported. The use of the African Peace Facility was therefore at the centre of a
competition between the Commission, which wanted the APF to focus on support to
the AU,42 and the GSC and some member states, which wanted these funds to be
also – or even exclusively – used to support sub-regional organisations.43 This debate
found a de facto – provisional – conclusion when the AU was called upon to
intervene in Darfur: the e200 million, which were earmarked in the initial APF for
peace support operations, were thus nearly exclusively allocated to the AU missions,
AMIS I and II (NEIMACRO, 2006). The EU agreed, in April 2006, to provide an
additional amount of e300 million under the 10th EDF to be able to continue the
APF for another three-year period (2008–10).44
Another example of the EU institutional rivalries over African security is the
recent case brought before the Court of Justice of the European Communities, which
also underlines the problems entailed by the unclear division of labour between
Council and Commission. In February 2005, the Commission, in an action against
the Council, accused it of assuming the right to contribute to ECOWAS in the
framework of the Moratorium on Small Arms and Light Weapons (SALW). For the
Commission, the Council decision affected Community powers in the field of
development aid since actions against the spread of SALW are already covered by
the Cotonou Agreement and the regional indicative programme for West Africa. The
Court’s ruling, in May 2008, in effect agreed with the Commission: it underlined that
the Community’s development cooperation policy can incorporate security elements
if they contribute to that policy’s economic and social development objectives and
that a measure which simultaneously pursues development and CFSP objectives,
without one being incidental to the other, falls within the Commission’s development
remit (Court of Justice of the European Communities, 2008).45 The Court thus
acknowledged the link between security and development and used it to allow the
Commission to engage in security-related activities.
Finally, it is important to underline that inter-institutional rivalries may
sometimes also originate in philosophical divergences. The position of DG ECHO
is a telling example. As mentioned above, DG ECHO strictly defines humanitarian
assistance as an apolitical, neutral and impartial activity: it thus contests that
humanitarian missions can be considered as an integral part of the ESDP military
missions, as currently defined by the Petersberg tasks. The development of the ESDP
has indeed led some, within ECHO, to fear even greater confusion between
804 N. Bagoyoko & M.V. Gibert
humanitarian and military actors. These positions explain in large part the near
absence of contacts between DG ECHO and the EUMS, the EUMC or the General
Secretariat’s DGE VIII. DG ECHO rejects the political pressure emanating from the
second pillar institutions and denounces what it thinks is a desire to use
humanitarian activities for political purposes.
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Towards Increased Cooperation?
The current evolution towards longer missions, with a growing civilian dimension
and a focus on good governance and sustainable development, renders essential a
tight cooperation between the civilian and military crisis management activities of
the second pillar and the traditionally civilian activities of the first pillar (Gourlay,
2006b; Kohl, 2006).
The GSC, the Commission and the EU member states have recently engaged in
common reflections on the EU’s policies in the field of African security. A first
important document, the EU Strategy for Africa, was jointly designed by the
Commission and the GSC and adopted in December 2005. This document defines
the EU’s general strategy in Africa and therefore goes beyond the sole security
aspects. Nevertheless, the very first section of the document deals with ‘Peace and
Security’ and recommends: fostering the African Peace Facility (APF) through a
long-term arrangement; building EU engagement in Africa on member-states’
bilateral activities; assisting the AU in implementing the African Standby Force
(ASF); providing support to African military and civilian operations (including the
deployment of battlegroups); continuing efforts to fight the production and
circulation of small arms; and involving Africa in the struggle against terrorism.46
This broad document, however, did not give way to any practical implementation.
In November 2005, following a French request,47 the Political and Security
Committee (PSC) asked the Commission and the General Secretariat of the Council
(GSC) to design a Concept for strengthening African capabilities for the prevention,
management and resolution of conflict. This concept seeks to enhance the
coordination between the European Community, the second pillar and memberstate activities and promotes three categories of measures. The first category
comprises measures meant to strengthen consistency and coordination at the EU
level by ensuring coherence between the EU’s different institutions, developing a
support and coordination structure and ensuring consistency of financial support.
The second set of measures focuses on a strengthened partnership with the AU and
the sub-regional organisations. The third group of measures, finally, aims to
strengthen African capabilities by providing support for the training of African
troops; this will probably be done by opening member-states’ depots and by turning
member-states’ training programmes – such as the French RECAMP, the only
bilateral programme to be mentioned as such in the concept paper – into means for
delivering EU policies. The PSC made note of the Concept on 29 September 200648
and stated that it should be seen as part of the implementation of the EU strategy for
Africa. The GSC and the Commission were once again invited to explore and find
practical ways of implementing the options proposed in the paper, in cooperation
with African partners. Indeed, a number of financial and institutional issues remain
unresolved, that underline the disagreements that still oppose member states as well
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Linkage between Security, Governance and Development 805
as the rivalries within and across pillars. Meanwhile, there is no obligation, in the
concept paper, for member states to proceed with the implementation of the concept.
As far as funding is concerned, there is an urgent need to address the absence of
harmonisation of the existing financial tools. At the moment, financial resources
from member states have to be mobilised to support African capabilities such as
military training, not eligible for funding under the CFSP budget49 or the African
Peace Facility (APF). Some progress has been made since the adoption, in
November 2006, of the Instrument for Stability, which aims to ensure a better
linkage between short-term crisis response and long-term development instruments.50 This instrument adopts a comprehensive approach, as it aims to contribute
to stability in situations of crisis or emerging crisis and to help build local capacities
to address specific global and trans-regional threats and pre- and post-crisis
situations, often rooted in bad governance and under-development. Its capacity to
solve current funding issues, however, will in great part depend on the interpretation
that the EU institutions choose to make of it. While it clearly combines a number of
formerly separate instruments,51 it does not as yet provide a clear perspective on the
future of other instruments such as the African Peace Facility. Article 4.3 of the
regulation establishing the instrument for stability would nonetheless seem to
suggest some ways of complementing, if not replacing, the APF.52 Certainly, this
new instrument will be the object of further inter-institutional negotiations, which
will most probably in turn determine its efficiency. Whatever the results of these
negotiations, some problems will remain, however; the status of military cooperation, in particular, remains unclear.
The strengthening of the coherence between the EU’s different institutions is also a
complex problem. Some member states have proposed the implementation of a
coordination structure that would be both responsible for coordinating bilateral
activities of EU member states and for planning EU activities in Africa. The
implementation of such a coordination structure is related to the EU architecture itself:
it is interesting to note that a geographical question – security on the African continent –
can create functional development at the EU institutional level. At the moment, there is
no agreement concerning the institutional situation of this structure. France wishes to
promote the establishment of a cell – in effect a European equivalent of the French
Military and Defence Cooperation Directorate (Direction de la Coopération Militaire
et de Défence, DCMD) – within the GSC, which would be responsible for preparing,
coordinating and implementing EU activities in Africa. Other member-states, such as
Portugal or the UK, are against the establishment of a rigid permanent coordination
structure, particularly if it is supposed to take initiatives, as the concept paper suggests.
They support the implementation of a lighter mechanism, for example a coordination
cell introduced within the Africa Task Force in the Policy Unit which is already bringing
together all Africa-related activities.
The coordination of member states training programmes is another issue at stake
here. France would like to make the RECAMP concept an operator for EU activities
in Africa and extend the ‘framework nation’ concept to African–European
partnerships – France being the natural candidate for this position. This ‘framework
nation’ concept, however, remains to be defined; it is not clear, in particular, how the
strategic direction of activities in Africa would be shared between the ‘framework
nation’ and the EU organ in charge of the political control and the strategic direction
806 N. Bagoyoko & M.V. Gibert
of EU operations – namely the PSC. Whereas the UK used to insist on how
important it was for member states to keep control over their national programmes,
it now seems more willing to collaborate with France. One sign of this is the concept
of deployable SSR expert teams, which was initially developed bilaterally by France
and the UK and is soon to be expanded to the other EU member states, following
the Political and Security Committee’s decision in October 2008.
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VI. Conclusion
The EU’s security policy in Africa provides an interesting example of the
coordination and competition processes within the Community first pillar, within
the second pillar and across these pillars. One of the biggest challenges for the EU
policy in Africa will most probably be cross-pillar coordination, that is the
coordination of CFSP/ESDP activities and EC development programmes. Reconciling their objectives is obviously a matter of close coordination and institutional
diplomacy.53 The examples of the African Peace Facility and Instrument for Stability
show that devising new instruments alone does not constitute a sufficient response to
inconsistencies, and that much depends on ad hoc institutional interpretations and
experimentation in the field. Some coordination issues will also remain unresolved as
long as the documents defining the EU’s external relations and security policies and
instruments are not clarified and adjusted to the current international environment
and to the EU’s most recent institutional evolutions.
Beyond this, and more importantly, the EU’s policy in Africa is an interesting case
study in how new international relations concepts – here the linkage between
security, governance and development – can in reality be widely driven by
institutional issues. Indeed, the linkage between security, governance and development, which informs the EU’s current security policies in Africa, largely relies on
institutional dynamics and national interests within the EU. African security, more
than security in the Balkans – where the EU has traditionally intervened in close
coordination with NATO – represents an ideal field for internal development and
legitimisation within the EU: it has the potential to provide for the re-legitimisation
of the EC’s development policies, the experimentation and development of the ESDP
and the Europeanisation of member-states’ African and security policies. This threefold process, however, also suggests far-reaching institutional ambitions and
interests: African security triggers competition between the different European
institutions, eager to be the driving force for a policy that can offer some additional
resources and autonomy. Meanwhile, the triangle formed by security, governance
and development pre-supposes coordination and cooperation between these same
institutions, which are little used to working together. Some of the inconsistencies
observed in the field, when policies are actually implemented, can in turn be
explained by this experimentation process and the inter-institutional dynamics it is
linked to.
Acknowledgement
Marie V. Gibert wishes to thank the foundations Compagnia di San Paolo, Torino/
Italy, Riksbankens Jubileumsfond, Stockholm/Sweden, and VolkswagenStiftung,
Linkage between Security, Governance and Development 807
Hanover/Germany for funding her research, some results of which are presented
here.
Some factual details contained in this paper were updated in November 2008.
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Notes
1. J.-M. Châtaigner (2001) gives two examples of obvious clashes between donors’ security, governance
and development agendas in Africa. The first concerned the external military assistance granted to
Guinea when it was attacked on its Eastern border with Liberia and Sierra Leone in 2000–01: contrary
to general practice, no requirement of transparency in the Guinean state’s security system was
attached to this assistance. On the other hand, Rwanda and Uganda continued to receive development
aid while their troops were directly and openly supporting rebel troops in the Congolese war.
2. It is important here to put the stress on the EU institutional sharing of responsibility. While the Council
is responsible for negotiating international treaties, the Commission is in charge of implementing their
community elements. The Commission, however, also enjoys a power of initiative and often designs the
treaties. This is especially the case of the EU–ACP agreements, which the Commission’s DG Dev and,
since the Cotonou Agreement, DG Trade are in charge of managing and implementing.
3. The Council actually wanted to add ‘good governance’ to the list of essential elements, but was
opposed here by the ACP countries who felt that the three essential elements already covered the most
important aspects of good governance and that its inclusion could lead to arbitrary decisions. Good
governance, therefore, is a ‘fundamental element’, that is with the exception of serious cases of
corruption, a state facing governance problems will be offered support and advice to improve its
performance (Council of the European Union, Cotonou Agreement, article 9.3).
4. An Article 96 procedure can be launched if a party to the agreement – the European Community and
the member states of the European Union or an ACP state – considers that the other party has failed
to fulfil an obligation stemming from respect for human rights, democratic principles and the rule of
law. This consultation procedure can lead to the adoption of ‘appropriate measures’ and, as a last
resort, to a suspension of the agreement (Mackie and Zinke, 2005).
5. The EUSRs promote the CFSP in troubled regions and countries and play an active role in efforts to
consolidate peace, stability and the rule of law. They report to the Secretary-General of the Council of
the EU and High Representative for the CFSP (SG/HR).
6. M. Duffield (2001), however, underlines that the notion of ‘ownership’ carries a somewhat hypocritical
dimension in that reforms and policies remain externally-induced and highly disruptive, however
‘owned’ they might appear: ‘people in the South are no longer ordered what to do – they are now
expected to do it willingly (sic) themselves’ (p. 34).
7. Root causes are listed under eight headings: legitimacy of the state; rule of law; respect for
fundamental rights; civil society and media; relations between communities and dispute-solving
mechanisms; sound economic management; social and regional inequalities; geopolitical situation
(European Commission, no date).
8. Each Country Strategy Paper (CSP) is drafted during negotiations between the European Commission
and the concerned country’s government and thereafter signed by both parties. It provides a
framework for European Commission assistance programmes under the Cotonou Partnership
Agreement for periods of five years.
9. The Commission’s representative within the Council’s Political and Security Committee (PSC) and the
Committee for Civilian Aspects of Crisis Management (CIVCOM) is a member of the Crisis
Management and Conflict Prevention Unit.
10. DG EuropeAid is assisted in this by the Human Rights and Democracy Committee, which is
comprised of member-states’ representatives and is chaired by a representative of DG Relex. It
examines financial planning and delivers opinions on projects over e1 million.
11. The Instrument for Stability, established in November 2006, repeals, in particular, the Rapid Reaction
Mechanism (RRM). We will come back to this Instrument for Stability in the last part of this paper.
12. The EU has been a participant of the Kimberley Process since its inception. The scheme is implemented
through a Council Regulation applicable in all member states, which lays down the procedures and
criteria to be followed in the import and export of rough diamonds into and from the EU and sets out
808 N. Bagoyoko & M.V. Gibert
13.
14.
15.
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16.
17.
18.
19.
20.
21.
22.
23.
24.
provisions for self-regulation by the European diamond industry. The European Commission actively
supported the setting-up of the monitoring system and chairs the Kimberley Process this year.
The Action Plan places particular emphasis on forest governance reforms and capacity building in
timber-producing countries. FLEGT actions should also aim at developing multilateral cooperation to
reduce the consumption of illegally harvested timber in the EU (European Commission, 2003).
Imports of rice and sugar, however, are not fully liberalised yet, which has triggered considerable
criticism against the seemingly generous ‘Everything But Arms’ initiative. Duties on those products
will be gradually reduced until duty free access will be granted for sugar in July 2009 and for rice in
September 2009.
France has traditionally been the very first contributor to the EDF – its contribution represented 24.3
per cent of the 9th EDF (2003–08). This is about to change, however, as Germany will be the first
contributor to the 10th EDF (2008–13), while France’s share will drop to 19.5 per cent.
Interview with an EC delegation staff member in Bissau, Guinea Bissau, March 2006. The EDF
Committee consists of member-state representatives and meets every two months in order to validate
the programmes proposed by the Commission.
There are, generally, many Belgian civil servants working within the European Commission: the latest
figures published by the Commission (July 2007) show that Belgian civil servants represent 21 per cent
of the Commission’s staff. This is very obviously due to the Commission’s headquarters being located
in the Belgian capital city, Brussels (European Commission Civil Service, 2007). Beyond this figure,
Belgian civil servants have, lately, occupied key positions with regard to the EU’s security policy in
Africa: the Commissioner for Development and Humanitarian Aid, Louis Michel, is, of course,
Belgian, as were, until recently, the Head of the Council Secretariat General’s Africa Unit and the
Deputy Head of the Crisis Management and Conflict Prevention Unit in the Commission’s DG Relex.
On the role played by member states and their appointed Commissioners and civil servants in the
shaping of Community policies, see, in particular, Dimier, 2006.
Mr Roeland van de Geer has held the position of EU Special Representative for the Great Lakes region
– a position created in 1996 – since February 2007, Mr Torben Brylle was appointed EUSR for Sudan –
a position created in 2005 – in April 2007, Mr Koen Verwaeke was appointed EU Special Representative
to the African Union in December 2007, while Mr Harro Adt has succeeded Mr Hans Dahlgren as the
Presidency’s special representative for the Mano River region, a position created in 2001.
The Petersberg tasks were defined in the Petersberg Declaration, adopted by the Western European
Union (WEU) Council of Ministers on 19 June 1992 and subsequently integrated word for word into
article 17.2 of the Amsterdam Treaty in 1997. These tasks thus constitute the legal definition of the
European Security and Defence Policy (ESDP). There is a real resolve, within the EU, to broaden
the initial scope of the Petersberg missions to take onboard the new threats to European security and
the post-9/11 international security environment. To that end the draft Constitutional Treaty
stipulated that the Petersberg tasks ‘shall include joint disarmament operations, humanitarian and
rescue tasks, military advice and assistance tasks, conflict prevention and peace-keeping tasks, tasks of
combat forces in crisis management, including peace-making and post-conflict stabilisation’ (Article
III-309). In spite of the non-adoption of the Constitutional Treaty, the extended Petersberg missions
are being implemented de facto, as is shown in the assistance provided to the Democratic Republic of
Congo (DRC) (Assembly of Western European Union, 2007).
Launched on 12 June 2003, Operation Artemis aimed to prevent a humanitarian catastrophe in Ituri,
in the north east of the Democratic Republic of Congo, then torn up by the violent fighting opposing
the Hema and Lendu ethnic groups. The operation was thus explicitly mandated by the UN’s Security
Council (Resolution 1484) in order to maintain the security in the camps hosting the internally
displaced, secure the airport in Bunia and protect civilians, UN staff and humanitarian agencies in the
region. The aim was to ensure the control of the situation while the mandate of the United Nations
Mission in the DRC (MONUC) was reinforced and its strength increased.
As shown by its ongoing support to the AU mission in Darfur (AMIS), NATO has however since
stepped up its interest and expertise in Africa, which tends to qualify this idea that Africa could
constitute an ideal field for the experimentation of an autonomous European defence.
Berlin Plus is a strategic partnership agreement between NATO and the EU. It allows the EU to make
use of NATO’s logistical and planning means in its crisis management activities.
In response to a crisis, or to an urgent request by the UN, the EU should be able to undertake two
battlegroup-size operations for a period of up to 120 days simultaneously. Forces should be on the
Linkage between Security, Governance and Development 809
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ground no later than 10 days after the EU decision to launch the operation. Larger member states will
generally contribute their own battlegroups, while smaller members are expected to create common
groups. Each group will have a ‘framework nation’, which will take operational command, based on
the model set up during Operation Artemis.
Taking as a basis the guidelines set by the Organisation for Economic Cooperation and Development
(OECD), the EU has now defined the security sector as a system which includes: the core security
actors, that is armed forces, police, paramilitary forces, intelligence and security services; the security
management and oversight bodies within the executive and legislative branches and in civil society; the
justice and law enforcement institutions; and the non-statutory forces such as liberation or guerrilla
armies, private security companies and political party militias. Security Sector Reform (SSR) involves
addressing issues of how the security system is structured, regulated, managed, resourced and
controlled. It seeks to increase the ability of a state to meet the range of both internal and external
security needs in a manner consistent with democratic norms and sound principles of good
governance, human rights, transparency and the rule of law (Council of the European Union, 2006).
This document, adopted by the Political and Security Committee (PSC) on 16 November 2004, sets
out the following recommendations: provision of technical advice, liaison officers to be sent to the AU
and to the sub-regional organisations; database of African officers trained by EU member states in
Europe or in Africa; expert teams responsible for supporting the planning of operations led by the AU
and the sub-regions, training by EU staff of African military and civilians in DDR; and so forth
(Council of the European Union, 2004a).
While the military side of the ESDP is essentially conceptualised and implemented by the EU Military
Committee (EUMC) and Military Staff (EUMS), its civilian side is managed by the Committee for
civilian aspects of crisis management (CIVCOM). A civilian–military cell was created within the
EUMS in 2004 to enhance civilian-military coordination in crisis management operations. This cell is,
however, only responsible for coordination within the second pillar. The civilian and military aspects
of the ESDP are also financed separately: the civilian aspects are covered by the CFSP budget or
additional financial instruments such as the African Peace Facility, while military expenditures are
managed by a special mechanism called ‘Athena’ (Council of the European Union, 2004b).
The two concepts were subsequently joined under a single cover (Council of the European Union, 2006).
The ESDP was launched during the June 1999 European Council held in Cologne and was declared
operational in the December 2001 European Council held in Laeken.
The following therefore report to DGE IX: the Police Unit, which plans and leads crisis management
missions comprising a police deployment; the Policy Planning and Early Warning Unit (Policy Unit),
an instrument of strategic and geopolitical analysis at the service of the High Representative for the
CFSP; and the Situation Centre (SITCEN), in charge of 24-hour intelligence, analysis and warning.
Operation Artemis was not strictly speaking the result of a European initiative; it was in fact initially a
French intervention that was subsequently Europeanised. At the beginning of May 2003, in response
to the UN General Secretary’s call, France considered intervening in the RDC, at the head of an
international coalition. The initial operation, named ‘Mamba’, was eventually proposed by the French
diplomacy to its European partners and took place within the ESDP framework. In accordance with
the Council Decision of 12 June 2003, the operation’s command was entrusted to France, which took
on the role of ‘framework nation’. In fact, the operational headquarters of Operation Artemis, set up
in Paris, benefited from the work that had been previously for Operation Mamba. Constituted by a
small core of French officers, the Operation’s high command was joined by officers from other member
states as well as by liaison officers from the EU Military Staff. France also provided the high command
on the ground (Bagayoko, 2004b).
As shown by Operation Licorne in Côte d’Ivoire or recent interventions in Chad and the Central
African Republic, France has departed from its abstentionist attitude of 1995–2002, although French
engagement is now justified as a way to support African capabilities when these need to be
complemented. France is also reorganising its military forces permanently stationed on the continent
according to the African Peace and Security Architecture (APSA), as defined by the African Union.
In fact, two concurrent options for more effectively developing and fostering the RECAMP concept
were put forward: some advocated developing the partnership with sub-regional organisations and
coordinating RECAMP with other bilateral initiatives such as the US ACOTA programme and the
UK African peacekeeping support programmes; the other option consisted of promoting the
partnership with the AU and the EU’s involvement. In September 2005, during his traditional annual
810 N. Bagoyoko & M.V. Gibert
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36.
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speech to the French ambassadors, President Jacques Chirac clarified the French position and called
for RECAMP to be placed within the European framework.
A key part of the UK’s long-term strategy to build African conflict management capabilities consists
in supporting Security Sector Reform (SSR) projects. The largest British commitment in SSR is in
Sierra Leone, where the UK actively supports the reform of the army, the police, the judiciary system,
as well as ad hoc institutions such as the Anti-Corruption Commission, the Special Court and the
Truth and Reconciliation Commission, and provides technical assistance to the Government of Sierra
Leone (Leboeuf, 2005).
The following EU member states contributed to EUFOR RD Congo: Austria, Belgium,
Cyprus, Czech Republic, Finland, France, Germany, Greece, Hungary, Ireland, Italy, Lithuania,
Luxembourg, the Netherlands, Poland, Portugal, Slovakia, Slovenia, Spain, Sweden, the UK; Turkey,
although not an EU-member, is also among the contributing nations; and to EUFOR Chad/CAR:
Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Finland, France, Germany, Greece,
Hungary, Ireland, Italy, Lithuania, Luxembourg, the Netherlands, Poland, Portugal, Romania,
Slovakia, Slovenia, Spain, Sweden and the UK; Albania, although not an EU-member, is also among
the contributing nations. In the case of EUFOR Chad/CAR, however, the impressive number of
contributing member states should not conceal the fact that France provides the bulk of the troops
(1711 out of 3348) and has thus failed to mobilise its EU counterparts for this new military mission in
Africa (Council of the European Union website).
Belgium is particularly active in the Democratic Republic of Congo, which is a former Belgian colony.
The Belgian Defence Ministry, in cooperation with South Africa, provides training support to
Congolese troops. Belgium also provided logistical and operational training to the Beninese battalion
about to be sent to the United Nations Mission to DRC (MONUC).
Nevertheless, some of these new member states are becoming more active in Africa: for instance,
Poland contributed 150 soldiers to EUFOR RD Congo (this commitment is linked to the close
relationship between Poland and Germany, which commanded the EUFOR mission on the ground
and provided funding for the strategic transport of Polish troops and for their logistics). A Hungarian
observer was also sent to Darfur and afterwards to the Mali Peacekeeping School.
For instance, the new ‘maritime section’ of the RECAMP concept that is devoted to strengthening
African states’ sovereignty over their coastlines, is designed to counter American influence on offshore
oil production in the Gulf of Guinea.
For an interesting and more complete discussion of the interaction between member states and between
member states and EU institutions with regard to Africa’s security, see Centre d’Analyse Stratégique, 2006.
The member states discussed four options for the future financing of the APF. According to the first
option, which was the one chosen in April 2006, new funds would be allocated to the APF from the
current EDF. The second option offered to finance the APF through the CFSP budget under the new
financial perspectives for 2007–13. The role of the Commission would at the very least be reduced,
while the European Parliament could control the use of the facility’s funds as part of its competence in
the CFSP budget. The third option would lead to the creation of a new multi-annual and
intergovernmental fund, which would be managed either according to the current APF procedure or
through the ATHENA mechanism, currently used for the EU’s military operations. This type of fund
would most probably be under the sole control of the member states. According to the fourth option,
the part of the APF which focuses on the building of the AU’s capabilities could be financed through
Commission resources. EU Peacekeeping operations and any other type of EU military activity could
not, however, be financed within this framework and the European Parliament’s control would be
limited to the small EU funds provided for AU activities.
The concept of ‘effective ownership’ – or ‘African ownership’ – refers to the appropriation, by African
partners, of the EU’s initiatives, in terms of financial and technical assistance and training, meant to
increase their capabilities in conflict prevention, management and resolution. ‘Ownership’ therefore
refers to the idea of ‘African solutions to African problems’, that is that Africans should assume
responsibility for their own affairs.
The Commission underlined that the AU had achieved considerable progress at the institutional level,
and particularly through the creation of its Peace and Security Council. The AU’s Peace and Security
Council could be seen as the New Economic Partnership for Africa’s Development’s (NEPAD) security
organ. The Commission’s preference for the AU is therefore consistent with the link it has been drawing
between development and conflict prevention and management policies.
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Linkage between Security, Governance and Development 811
43. The GSC, spurred on by some member states, favoured the sub-regional organisations and more
particularly the Economic Community of West African States (ECOWAS), which actually possessed
the necessary operational experience and had started developing the adequate institutional framework
(Nivet, 2006).
44. Nevertheless, the nature of the final mechanism will certainly depend on the interpretation of the
Instrument for Stability, launched in November 2006 in order to improve consistency and
coordination between the Community’s short-term and long-term conflict prevention and management instruments (European Parliament and Council of the European Union, 2006).
45. The Court added that if, on the other hand, ‘such a measure, even if it contributes to the economic and
social development of the developing country, has as its main purpose the implementation of the
CFSP’, it should be adopted within the CFSP.
46. This strategic cooperation was complemented by a more theoretical work of conceptualisation and
definition of post-conflict strategies meant to guide future EU policies and interventions. The Council
has thus developed its own concepts of rule of law and of civilian administration in 2003. In 2006, two
new concepts were jointly defined by the General Secretariat of the Council and the Commission:
Security Sector Reform (SSR), as mentioned previously, and Disarmament, Demobilisation and
Reintegration (DDR).
47. The French request directly stemmed from the will to Europeanise the RECAMP concept and to
involve the EU in the training of African forces. France was very active, throughout 2006, in lobbying
for the definition of this concept.
48. From July to September 2006, the final version of the concept paper underwent a validation process,
during which five working groups of the Council – the political-military group (PMG), the AfricaCaribbean-Pacific (ACP) group, the Africa working (COAFR) group, the Military Committee
(EUMC) and the Committee for Civilian Aspects of Crisis Management (CIVCOM) – were asked to
prepare recommendations relating to the concept.
49. The CFSP budget cannot fund any expenditure of military character: the Treaty on European Union
states that military expenditures are jointly financed by the member states, but the latter do so outside
the Community budget and in accordance with the Gross National Product scale (Treaty on European
Union (TEU), Article 28.3, second paragraph). A special mechanism called ‘Athena’ has been put in
place to manage these expenditures (Council of the European Union, 2004c).
50. The Instrument for Stability, however, does not represent the kind of institutional leap made in
February 2000, when the European Commission created the European Agency for Reconstruction,
which was initially in charge of implementing the EU’s assistance to Kosovo. Its mandate was
thereafter extended to Serbia, Montenegro and the Former Yugoslav Republic of Macedonia. This
independent community agency is accountable to the European Council and Parliament and was
initially mainly in charge of ensuring the transition from emergency to reconstruction and
development aid. It now essentially manages the projects financed by the European Community in
support of reform programmes in the region.
51. As far as Africa is concerned, these are: the Action Against Anti-Personnel Landmines in
Developing Countries; Rapid Reaction Mechanism; North–South Cooperation in the Campaign
Against Drugs and Drug Addictions; Rehabilitation and Reconstruction Operations in Developing
Countries.
52. ‘Article 4.3 Pre- and post-crisis capacity building – support for long-term measures aimed at building and
strengthening the capacity of international, regional and sub-regional organisations, state and non-state
actors in relation to their efforts in: (a) promoting early warning, confidence-building, mediation and
reconciliation, and addressing emerging inter-community tensions; (b) improving post-conflict and postdisaster recovery. Measures under this point shall include know-how transfer, the exchange of information,
risk/threat assessment, research and analysis, early warning systems and training. Measures may also
include, where appropriate, financial and technical assistance for the implementation of those
recommendations made by the UN Peacebuilding Commission failing within the objectives of Community
cooperation policy.’ (European Parliament and Council of the European Union, 2006).
53. The practice of negotiation within the EU pertains to a logic that is specific to the EU’s governance
mode: as shown by Marc Abélès (1996; Abélès and Bellier, 1996), the dominant mode of political
exchange at the European level is based on continuous negotiations, be they negotiations between the
European institutions and external actors (states, pressure groups) or internal negotiations between
the European institutions’ staff.
812 N. Bagoyoko & M.V. Gibert
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Council of the European Union: http://consilium.europa.eu/
RECAMP5: http://www.recamp5.org