In Vitro Evaluation of Heat and Moisture Exchangers Designed
for Spontaneously Breathing Tracheostomized Patients
Claudia Brusasco MD, Francesco Corradi MD PhD, Maria Vargas MD, Margherita Bona MD,
Federica Bruno MD, Maria Marsili MD, Francesca Simonassi MD, Gregorio Santori MD,
Paolo Severgnini MD, Robert M Kacmarek PhD RRT FAARC, and Paolo Pelosi MD
BACKGROUND: Heat and moisture exchangers (HMEs) are commonly used in chronically tracheostomized spontaneously breathing patients, to condition inhaled air, maintain lower airway
function, and minimize the viscosity of secretions. Supplemental oxygen (O2) can be added to most
HMEs designed for spontaneously breathing tracheostomized patients. We tested the efficiency of
7 HMEs designed for spontaneously breathing tracheostomized patients, in a normothermic model,
at different minute ventilations (V̇E) and supplemental O2 flows. METHODS: HME efficiency was
evaluated using an in vitro lung model at 2 V̇E (5 and 15 L/min) and 4 supplemental O2 flows (0,
3, 6, and 12 L/min). Wet and dry temperatures of the inspiratory flow were measured, and absolute
humidity was calculated. In addition, HME efficiency at 0, 12, and 24 h use was evaluated, as well
as resistance to flow at 0 and 24 h. RESULTS: The progressive increase in O2 flow from 0 to
12 L/min was associated with a reduction in temperature and absolute humidity. Under the same
conditions, this effect was greater at lower V̇E. The HME with the best performance provided an
absolute humidity of 26 mg H2O/L and a temperature of 27.8°C. No significant changes in efficiency
or resistance were detected during the 24 h evaluation. CONCLUSIONS: The efficiency of HMEs
in terms of temperature and absolute humidity is significantly affected by O2 supplementation and
V̇E. Key words: tracheostomized patients; absolute humidity; inspiratory air temperature; air conditioning; heat and moisture exchangers. [Respir Care 2013;58(11):1878 –1885. © 2013 Daedalus Enterprises]
Introduction
The main functions of the upper airways are warming,
humidifying, and filtering the inspired gas. In patients with
Drs Brusasco, Vargas, Bona, Bruno, Marsili, Simonassi, and Pelosi are
affiliated with the Dipartimento di Scienze Chirurgiche e Diagnostiche
Integrate, Sezione Anestesia e Rianimazione; and Dr Santori is affiliated
with the Dipartimento di Scienze Chirurgiche e Diagnostiche Integrate,
Università Degli Studi di Genova, Istituto di Ricovero e Cura a Carattere
Scientifico, Azienda Ospedaliera Universitaria San Martino, Genova, Italy. Dr Corradi is affiliated with the Dipartimento Cardio-Nefro-Polmonare, Sezione Terapia Intensiva Cardiochirurgica, Azienda Ospedaliero
Universitaria di Parma, Italy. Dr Severgnini is affiliated with the Dipartimento Scienza ed Alta Tecnologia, Sezione Ambiente Salute Sicurezza
Territorio, Università Degli Studi Dell’Insubria, Varese, Italy. Dr Kacmarek is affiliated with Respiratory Care Services, Massachusetts General Hospital, Boston, Massachusetts. Dr Vargas is also affiliated with the
Dipartimento di Anestesia e Terapia Intensiva, Università di Napoli Federico II, Napoli, Italy.
tracheostomies the upper airway is bypassed, thus losing
conditioning and filtering function. Breathing non-conditioned air for a prolonged time may damage the mucociliary function, resulting in a decrease in secretion clearance.1,2 Moreover, breathing cold and dry air results in
heat loss and water loss by evaporation.1,2 Several animal
and human studies have attempted to determine the “optimal” temperature and absolute humidity of inspired air
when the upper respiratory tract is bypassed by an endotracheal tube or a tracheostomy.3-6 Since 1992 the American Association for Respiratory Care (AARC) clinical
practice guidelines7 have recommended that inspired gases
Correspondence: Claudia Brusasco MD, Dipartimento di Scienze Chirurgiche e Diagnostiche Integrate, Università Degli Studi di Genova, Largo
Rosanna Benzi 8, 16132, Genova, Italy. E-mail: claudia.brusasco@
gmail.com.
The authors have disclosed no conflicts of interest.
DOI: 10.4187/respcare.02405
1878
RESPIRATORY CARE • NOVEMBER 2013 VOL 58 NO 11
IN VITRO EVALUATION
OF
HMES DESIGNED
FOR
SPONTANEOUSLY BREATHING TRACHEOSTOMIZED PATIENTS
QUICK LOOK
Fig. 1. Test setup. HME ⫽ heat and moisture exchanger.
be warmed to 30°C and humidified to 30 –33 mg H2O/L.
Heat and moisture exchangers (HMEs) conserve a portion
of the heat and humidity from the exhaled gas, conditioning the subsequently inspired gas.8-10 The use of HMEs in
chronically tracheostomized spontaneously breathing patients can reduce retained secretions and improve quality
of life.11,12 HMEs can also provide supplemental oxygen
(O2) flow through a direct connection to an O2 delivery
system. However, a dry and cold gas flow directly on the
HME’s membrane might reduce the amount of water and
heat retained and transferred by the HME. In addition, a
loss of HME efficiency during mechanical ventilation has
been reported at high minute ventilation (V̇E).13,14 Our
hypothesis was that additional O2 flow and different V̇E
will affect the efficiency of HMEs designed for tracheostomized spontaneously breathing patients.
The aims of this study were to evaluate the effects of O2
flow at 3, 6, and 12 L/min and V̇E of 5 and 15 L/min on
the performance (temperature and absolute humidity) of 7
commercially available HMEs, and to test their efficiency
change over a 24 h period.
Current knowledge
Heat and moisture exchangers (HMEs) are commonly
used in chronically tracheostomized spontaneously
breathing patients. Supplemental oxygen (O2) can affect the HME’s performance.
What this paper contributes to our knowledge
The efficiency of HMEs used for spontaneously breathing patients with tracheostomy was decreased by increased O2 flow and increased minute ventilation. O2
flow of ⬎ 3 L/min was associated with important decreases in HME performance.
probes, with a formula previously reported.16,17 Temperatures were measured electronically, displayed on a screen
and printed on a chart recorder (436004 uR 1000, Yokogawa, Tokyo, Japan). This psychrometric method is commonly used by clinicians and researchers interested in
valuation of humidity.15,16 The system was considered stabilized after 1 h of ventilation without HME. The expiratory gas was maintained saturated at a temperature of 34°C.
Once the lung model was stabilized, the HMEs were tested
in a random order. Temperature and humidity output of the
lung model were checked before each measurement.
Evaluation of Effects of O2 Flow and V̇E
Methods
Experimental Protocol and Hygrometry
The experimental lung model consisted of a piston pump
that was connected to one end of a breathing circuit, to
simulate a spontaneously breathing patient (Fig. 1). The
expiratory gas flow was heated and humidified (DAR HC
2000 HWH, Mallinckrodt/Covidien, Mansfield, Massachusetts) to mimic normothermic conditions (34°C).13,15 The
HME was connected to the opposite end of the circuit and
to O2 flow. A breathing circuit with 4 unidirectional valves
to separate inspiratory and expiratory flows was inserted
between the HME and the lung model. Two temperature
probes, one dry and one wet (coated with cotton soaked
with sterile water), were placed at both the inspiratory and
expiratory sides of the circuit. The dry probe measured the
actual gas temperature, while the wet one measured the
temperature as lowered by evaporation. Since the wet probe
measured a temperature proportional to gas dryness, the
absolute humidity of the inspired and expired gases can be
calculated from the temperature difference between the
RESPIRATORY CARE • NOVEMBER 2013 VOL 58 NO 11
Each HME was tested at 2 different V̇E (5 and 15 L/min,
tidal volume 500 mL, and breathing frequencies of 10 and
30 breaths/min) and 4 O2 flows (0, 3, 6, and 12 L/min). For
each combination of V̇E and O2 flow, 15 min after stabilization, 3 consecutive temperature measurements were
taken and averaged. Room temperature and relative humidity were measured before each experiment and maintained constant throughout the experiment. Each pair of
probes was calibrated by measuring room temperature,
and the differences were always ⬍ 0.3°C. This value was
used to correct all the measurements. All HMEs were
tested on 4 different study days (a different HME was used
each day) for assessment of reproducibility.
Evaluation After 24 Hours of Use
Each HME was studied for 24 consecutive hours with a
V̇E of 10 L/min. A V̇E of 10 L/min was chosen, because it
was midway between the 2 V̇E tested short-term, and represents a typical V̇E in critically ill patients. Temperature
1879
IN VITRO EVALUATION
Table 1.
OF
HMES DESIGNED
FOR
SPONTANEOUSLY BREATHING TRACHEOSTOMIZED PATIENTS
Characteristics of the Heat and Moisture Exchangers as Described by the Manufacturers
Moisture output at VT of 0.5 L, mg H2O/L
Weight, g
VT range, mL
Dead space, mL
Pressure drop at 60 L/min at 0 h, cm H2O
HCH-6V
HCH-6F
Hydro-Trach T
Edith
Trach
Tracheolife II
Tracheal
HME 9500/01
HME-D6
25.5
5
50–1,000
12
0.25
20.5
2.9
50–1,000
9.5
ND
26
8
⬎ 50
19
1.3
24
6
60–1,000
16
0.02
27.1
8.5
ND
16
2.2
27.4
4.5
⬎ 25
8
0.76
30.8
5
50–1,000
12
0.16
HME ⫽ heat and moisture exchanger
VT ⫽ tidal volume
ND ⫽ no data available
Table 2.
Descriptive Statistics of Temperature for the Tested Heat and Moisture Exchangers
Temperature, °C
HCH-6V
HCH-6F
Hydro-Trach T
Edith Trach
Tracheolife II
Tracheal HME 9500/01S
HME-D6
Mean ⫾ SD
Median
Minimum
Maximum
95% CI
Coefficient of
Variation
25.81 ⫾ 0.73
24.55 ⫾ 0.75
26.24 ⫾ 1.01
25.83 ⫾ 0.99
27.81 ⫾ 1.01
26.08 ⫾ 0.91
24.30 ⫾ 0.67
25.90
24.40
26.40
26.05
28.05
26.05
24.35
24.4
22.8
24.1
24.0
25.6
24.5
22.7
27.5
26.0
28.0
27.7
29.2
27.5
25.3
25.54–26.07
24.28–24.82
25.88–26.60
25.47–26.12
27.44–28.17
25.75–26.40
24.06–24.54
0.028
0.030
0.038
0.038
0.036
0.035
0.027
HME ⫽ heat and moisture exchanger
measurements were recorded at 0, 6, 12, and 24 h; resistance and weight of the HME were recorded at 0 and 24 h.
Flow resistance was estimated from the pressure drop across
the HME at 60 L/min flow. HME weight was measured by
a precision balance, and the absolute change for each HME
was determined.
The following commercially available HMEs were tested: HCH-6V (Mediflux, Croissy Beaubourg, France),
HCH-6F (Mediflux, Croissy Beaubourg, France), HydroTrach T (Intersurgical, Woingham, Berkshire, United Kingdom), Edith Trach (GE Healthcare, Madison, Wisconsin),
Tracheolife II (Mallinckrodt/Covidien, Mansfield, Massachusetts), Tracheal HME 9500/01S (Air Safety Limited,
Lancashire, United Kingdom), and HME-D6 (DEAS, Castel Bolognese, Italy). Their main characteristics, according
to the manufacturers, are described in Table 1.
Pearson correlation was performed to determine the degree of correlation between continuous variables. The values were compared as means of repeated measures by
2-way analysis of variance with the Tukey honest significant difference post hoc test. Homogeneity of variance
was evaluated with the Fligner-Killeen test. Statistical significance was assumed by a 2-sided P value ⬍ .05. Statistical analysis was performed with statistics software
(R 2.15.2, R Foundation, Vienna, Austria).
Results
Effects of O2 Flow and V̇E
Descriptive statistics are expressed as mean ⫾ SD, median, minimum/maximum, 95% CI, and/or percentages.
The coefficient of variation was calculated for the temperature and absolute humidity measurements. Normal distribution was evaluated with the Shapiro-Wilk normality test.
Mean and median data for temperature and absolute
humidity with each HME are presented, respectively, in
Table 2 and Table 3. In all HMEs the progressive increase
in O2 flow from 0 to 12 L/min was associated with a
reduction in the temperature (P ⬍ .001) and absolute humidity (P ⬍ .001). Under the same conditions, this effect
was greater at lower V̇E (5 vs 15 L/min) (P ⬍ .001) (Fig. 2).
Comparing the average performance of all HMEs across
all experimental settings, the minimum performance was a
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RESPIRATORY CARE • NOVEMBER 2013 VOL 58 NO 11
Statistical Analysis
IN VITRO EVALUATION
Table 3.
OF
HMES DESIGNED
FOR
SPONTANEOUSLY BREATHING TRACHEOSTOMIZED PATIENTS
Descriptive Statistics of Absolute Humidity for the Tested Heat and Moisture Exchangers
Absolute Humidity, mg H2O/L
HCH-6V
HCH-6F
Hydro-Trach T
Edith Trach
Tracheolife II
Tracheal HME 9500/01S
HME-D6
Mean
Median
Minimum
Maximum
95% CI
Coefficient of
Variation
23.15 ⫾ 1.62
20.68 ⫾ 1.55
21.36 ⫾ 2.30
20.89 ⫾ 1.67
25.98 ⫾ 2.45
21.91 ⫾ 2.37
16.86 ⫾ 1.57
23.45
20.90
21.80
21.05
27.20
22.30
16.90
19.8
17.5
16.8
16.0
19.9
16.4
14.0
25.6
22.9
25.1
22.9
28.6
25.3
19.8
22.56–23.73
20.12–21.24
20.52–22.19
20.28–21.49
25.09–26.86
21.06–22.76
16.29–17.42
0.070
0.075
0.11
0.08
0.09
0.11
0.09
HME ⫽ heat and moisture exchanger
Fig. 2. Temperature and absolute humidity versus O2 flow and breathing frequency (f). The horizontal lines within the data bars represent
the medians. The tops and bottoms of the data bars represent the interquartile ranges. The whisker bars represent the minimum and
maximum values.
Effects of Different HMEs on Temperature and
Absolute Humidity
temperature of 24.6°C and an absolute humidity of
18.2 mg/L at V̇E 5 L/min and O2 flow 12 L/min, while the
best performance was a temperature of 26.6°C and an
absolute humidity of 23.4 mg/L at V̇E 15 L/min and O2
flow 0 L/min.
All the HMEs showed a variable degree of O2 flowdependence, with increasing differences between measured
RESPIRATORY CARE • NOVEMBER 2013 VOL 58 NO 11
1881
IN VITRO EVALUATION
Table 4.
OF
HMES DESIGNED
FOR
SPONTANEOUSLY BREATHING TRACHEOSTOMIZED PATIENTS
Temperature Comparisons
HCH-6F vs HCH-6V
Hydro-Trach T vs HCH-6V
Edith Trach vs HCH-6V
Tracheolife II vs HCH-6V
Tracheal HME vs HCH-6V
HME-D6 vs HCH-6V
Hydro-Trach T vs HCH-6F
Edith Trach vs HCH-6F
Tracheolife II vs HCH-6F
Tracheal HME vs HCH-6F
HME-D6 vs HCH-6F
Edith Trach vs HydroTrach T
Tracheolife II vs HydroTrach T
Tracheal HME vs HydroTrach T
HME-D6 vs HydroTrach T
Tracheolife II vs Edith
Trach
Tracheal HME vs Edith
Trach
HME-D6 vs Edith Trach
Tracheal HME vs
Tracheolife II
HME-D6 vs Tracheolife II
HME-D6 vs Tracheal HME
Table 5.
Temperature
Difference
°C
95% CI
P
–1.2594
0.4344
0.0250
2.0000
0.2719
–1.5031
1.6938
1.2844
3.2594
1.5312
–0.2438
–0.4094
–1.9131 to –0.6057
–0.2193 to 1.0881
–0.6287 to 0.6787
1.3463 to 2.6537
–0.3818 to 0.9256
–2.1568 to –0.8494
1.0401 to 2.3474
0.6307 to 1.9381
2.6057 to 3.9131
0.8776 to 2.1849
–0.8974 to 0.4099
–1.0631 to 0.2443
⬍ .001
.43
⬎ .99
⬍ .001
.88
⬍ .001
⬍ .001
⬍ .001
⬍ .001
⬍ .001
.93
.51
1.5656
0.9119 to 2.2193
⬍ .001
–0.1625
–0.8162 to 0.4912
.99
–1.9375
–2.5912 to –1.2838 ⬍ .001
1.9750
1.3213 to 2.6287
⬍ .001
0.2469
–0.4068 to 0.9006
.92
–1.5281
–1.7281
–2.1818 to –0.8744 ⬍ .001
–2.3818 to –1.0744 ⬍ .001
–3.5031
–1.7750
–4.1568 to –2.8494 ⬍ .001
–2.4287 to –1.1213 ⬍ .001
See Table 2 for row values for each heat and moisture exchanger (HME).
Fligner-Killeen test of homogeneity of variances: P ⫽ .12.
Multiple comparisons of means: Tukey contrasts
and expected performance in terms of temperature and
absolute humidity as O2 flow increased and V̇E decreased
(P ⬍ .001). The overall performance of all HMEs tested is
presented in Table 4 and 5 and Figure 3. The Tracheolife II
showed the best performance: absolute humidity
26 mg H2O/L and temperature 27.8°C.
Effects of 24 Hours of Use on Performance, Air Flow
Resistance, and Weight
No significant drop in absolute humidity was detected
over the 24 h evaluation of any HME (P ⫽ .99). No
changes in flow resistance or pressure drop were observed
between baseline and 24 h for any HME, except for Tracheolife II, which showed a pressure drop at 60 L/min,
from 0.2 cm H2O to 0.8 cm H2O, which was not statistically significant or clinically important. The increases in
weight at 24 h were 1.46 g for HCH-6V, 0.39 g for HCH6F, 0.22 g for Hydro-Trach T, 2.05 g for Edith Trach,
1882
Absolute Humidity Comparisons
HCH-6F vs HCH-6V
Hydro-Trach T vs HCH-6V
Edith Trach vs HCH-6V
Tracheolife II vs HCH-6V
Tracheal HME vs HCH-6V
HME-D6 vs HCH-6V
Hydro-Trach T vs HCH-6F
Edith Trach vs HCH-6F
Tracheolife II vs HCH-6F
Tracheal HME vs HCH-6F
HME-D6 vs HCH-6F
Edith Trach vs HydroTrach T
Tracheolife II vs HydroTrach T
Tracheal HME vs HydroTrach T
HME-D6 vs HydroTrach T
Tracheolife II vs Edith
Trach
Tracheal HME vs Edith
Trach
HME-D6 vs Edith Trach
Tracheal HME vs
Tracheolife II
HME-D6 vs Tracheolife II
HME-D6 vs Tracheal HME
Humidity
Difference
mg H2O/L
95% CI
P
–2.4719
–1.7937
–2.2625
2.8281
–1.2406
–6.2906
0.6781
0.2094
5.3000
1.2312
–3.8188
–0.4688
–3.9385 to –1.0053
–3.2604 to –0.3271
–3.7291 to –0.7959
1.3615 to 4.2947
–2.7072 to 0.2260
–7.7572 to –4.8240
–0.7885 to 2.1447
–1.2572 to 1.6760
3.8334 to 6.7666
–0.2354 to 2.6979
–5.2754 to –2.3521
–1.9354 to 0.9979
⬍ .001
.006
⬍ .001
⬍ .001
.16
⬍ .001
.81
⬎ .99
⬍ .001
.17
⬍ .001
.96
4.6219
3.1553 to 6.0885
⬍ .001
0.5531
–0.9135 to 2.0197
.92
–4.4969
–5.9635 to –3.0303 ⬍ .001
5.0906
3.6240 to 6.5572
⬍ .001
1.0219
–0.4447 to 2.4885
.37
–4.0281
–4.0688
–5.4947 to –2.5615 ⬍ .001
–5.5354 to –2.6021 ⬍ .001
–9.1188
–5.0500
–10.5854 to –7.6521 ⬍ .001
–6.5166 to –3.5834 ⬍ .001
See Table 3 for row values for each heat and moisture exchanger (HME).
Fligner-Killeen test of homogeneity of variances: P ⫽ .18.
Multiple comparisons of means: Tukey contrasts
0.47 g for Tracheolife II, 0.37 g for Tracheal HME 9500/
01S, and 0.47 g for HME-D6, without any significant
correlation with flow resistance at 60 L/min (r2 ⫽ 0.33,
P ⫽ .46).
Between the 4 study days, room temperature was
24°C ⫾ 0.5, whereas relative humidity was 13% ⫾ 11.
The dynamics of daily room temperature and relative humidity did not significantly affect the results (P ⫽ .58).
Discussion
The main results of the present study are:
• The addition of O2 to an HME inversely affected HME
efficiency.
• The efficiency of all the HMEs was better at higher V̇E.
• The Tracheolife II was best able to maintain temperature
and absolute humidity of inspired gases.
RESPIRATORY CARE • NOVEMBER 2013 VOL 58 NO 11
IN VITRO EVALUATION
OF
HMES DESIGNED
FOR
SPONTANEOUSLY BREATHING TRACHEOSTOMIZED PATIENTS
Fig. 3. Median temperature and absolute humidity with the tested heat and moisture exchangers (HMEs). The horizontal lines within the data
bars represent the medians. The tops and bottoms of the data bars represent the interquartile ranges. The whisker bars represent the
minimum and maximum values.
The absolute humidity and temperature of inspired gases
were significantly, inversely affected by the addition of O2
flow. The drop in efficiency from 0 to 12 L/min of O2 flow
was higher for absolute humidity than for temperature, and
these results were consistent for all HMEs. We found that
Tracheolife II maintained an acceptable performance up to
6 L/min O2 flow, then demonstrated a fall at 12 L/min,
while the other HMEs presented a more gradual reduction
in efficiency as O2 flow increased.
Most HMEs commercially available have the capability
of adding supplemental O2 flow to increase FIO2. However,
to our knowledge there is no information in the manufacturers’ literature discussing the effect of adding O2 on the
efficiency of the HME. The decrease in efficiency of HMEs
at increasing O2 flow should be considered by physicians
trying to optimize the clinical condition of their patients.
The interdependence of HME performance and supplemental O2 flow should be expected, since HMEs are characterized by a hygroscopic membrane that retains water
and heat from the exhaled air and then returns it to inspired
air. The addition of supplemental O2 dries and lowers the
temperature of the hygroscopic material, thus negatively
affecting HME performance. The method of O2 delivery
may be one of the reasons for the different behavior of
each HME to increasing O2 flows, since some HMEs allow O2 to travel to the patient without traversing the hygroscopic membrane, while others direct the added O2
flow through the hygroscopic membrane.
In general, considering all HMEs tested at the 2 different V̇E conditions, they provided better temperature and
humidity output at higher V̇E. Previous studies, reported
contradictory results on the effects of V̇E on HME performance during mechanical ventilation.13-15 In fact, Unal
et al14 found better performance at lower V̇E, while Pelosi
et al15 demonstrated better performance at higher V̇E, and
Chiumello et al13 found the best performance at 10 L/min,
with a decrease in performance both at higher and lower
V̇E. However, contrary to our study, those authors did not
RESPIRATORY CARE • NOVEMBER 2013 VOL 58 NO 11
1883
To the best of our knowledge this is the first study
evaluating the effects of the addition of O2, various V̇E,
and 24 h use on the efficiency of HMEs for tracheostomized spontaneously breathing patients. It is important
to stress that none of the HMEs tested met the AARC
clinical practice guideline standards for humidification:
30 –33 mg/L and 30°C.7
Effect of O2 Flow and V̇E
IN VITRO EVALUATION
OF
HMES DESIGNED
FOR
SPONTANEOUSLY BREATHING TRACHEOSTOMIZED PATIENTS
test HMEs designed for tracheostomized patients during
spontaneous breathing. Our results can be explained by the
fact that at lower V̇E the hygroscopic membrane receives
less conditioned exhaled air per minute, allowing more
time to cool down, thus losing more water molecules and
being less efficient in the subsequent inspiration. Moreover, the HMEs were tested at 2 different V̇E (5 vs 15 L/
min) by modifying only the respiratory frequency (10 vs
30 breaths/min). The differences in efficiency may be a
direct result of the fact that with a higher respiratory frequency there is less time for the hygroscopic membrane to
cool down. This finding may be minimized by increasing
tidal volume to increase V̇E instead of rate.
Effect of Different HMEs on Temperature and
Absolute Humidity
The present study has shown significant differences in
efficiency among the 7 HMEs evaluated. Comparing the
temperature output and absolute humidity of the HMEs at
15 L/min V̇E and 0 L/min O2 flow, the best performance
was by Tracheolife II, with 28.4 mg H2O/L and 29.2°C,
respectively, while the worst performance was by HMED6, with 18.4 mg H2O/L and 25.3°C, respectively. The
optimal level of inspired air conditioning in tracheostomized patients is still debatable. To the best of our knowledge there are no specific guidelines on the levels of absolute humidity and temperature in spontaneously breathing
tracheostomized patients. Some studies on tracheostomized
dogs have defined the optimal range of humidity to be
100% saturation at 25–30°C (ie, absolute humidity 23.1–
30.5 mg H2O/L).18,19 In addition, excessive heating and
humidification are recognized as harmful to the airway
mucosa.20-22 In normal conditions the temperature range of
expired gases is 28 –32°C, with an absolute humidity of
27–33 mg H2O/L, and thus an inspired-gas temperature
range of 29 –33°C and an absolute humidity of 28 –
35 mg H2O/L should be adequate.23 These guidelines7
might also apply to tracheostomized patients, even if the
portion of the artificial airway above the carina is shorter
than with an endotracheal tube. We found that only the
Tracheolife II reached the levels recommended in all conditions except for low V̇E with 6 or 12 L/min O2 flow and
high V̇E with 12 L/min. The structure of Tracheolife II is
very different from that of the other HMEs. Tracheolife II
does not contain a spongy material like the others, but
instead has an embossed and pleated membrane, which
allows substantially more hygroscopic surface and consequently a greater entrapment of water.
We found that the performance of HMEs designed for
tracheostomized patients during spontaneous breathing was
poorer than that reported for HMEs for mechanically ventilated patients under similar experimental conditions.13,15,24 HMEs for spontaneously breathing patients
1884
are inserted into an open breathing circuit, drawing air
from the room, whereas HMEs for mechanically ventilated
patients are used in a closed ventilatory circuit, so the heat
and moisture are kept within the system. Furthermore,
HMEs for spontaneously breathing patients, except for
Tracheolife II, are hollow in the middle, and the membrane is displaced to the periphery, allowing the collection
of secretions and minimizing the increase of airway resistance, while all HMEs for mechanically ventilated patients
have the membrane throughout the device, promoting efficiency but increasing resistance.
Effects of 24 Hours of Use on Performance, Air Flow
Resistance, and Weight
Absolute humidity and temperature output were not affected during the 24 h study period. Several investigations
of HMEs for mechanical ventilation demonstrated that
changing HMEs after 48 h25-27 or even 96 h28 did not
influence efficiency nor the incidence of nosocomial pneumonia. HMEs for spontaneously breathing patients have
not been tested for longer than 24 h use, and are marketed
with directions to replace them every 24 h. They do not
have an antibacterial filter and are hollow in the middle,
avoiding an increase of airway resistance. Our in vitro data
suggest that HMEs could be used for longer periods, but
the safety of this procedure should be demonstrated in a
large clinical trial.
The efficiency of the HMEs evaluated was independent
of room temperature and relative humidity, at least within
the conditions during the present study. Room temperatures were similar throughout the 4 study days (24 ⫾ 0.5°C);
however, room relative humidity was quite different, depending on outside temperature (13 ⫾ 11%). Room dryness may play an important role in absolute humidity output at different V̇E.
Our study has some limitations that need to be addressed.
First, the model we used only partially reproduced clinical
conditions. Thus, our results cannot be directly extrapolated to the clinical scenario. However, since all the devices were evaluated under the same conditions, the comparative efficiency of the devices is accurate. Second, all
of the HMEs commercially available worldwide were not
evaluated. Thus, other devices may demonstrate different
performances. Third, the performance at different O2 flows
and V̇E was not evaluated during the entire 24-hour period.
Fourth, V̇E variations were only obtained by changing
breathing frequency. Differences in performance between
lower and higher V̇E may be a direct result of altering
breathing frequency.
Conclusions
The performance of different commercially available
HMEs used in tracheostomized patients during spontane-
RESPIRATORY CARE • NOVEMBER 2013 VOL 58 NO 11
IN VITRO EVALUATION
OF
HMES DESIGNED
FOR
SPONTANEOUSLY BREATHING TRACHEOSTOMIZED PATIENTS
ous breathing is significantly affected by O2 flow and V̇E.
The minimal O2 flow required according to the patient’s
clinical condition should always be administered. Especially if a tracheostomized patient needs O2 flows higher
than 3 L/min, the clinician should be aware of the negative
effect O2 flow has on HME performance. Most importantly, the performance differences among the evaluated
devices should be considered when making the choice of
HME in tracheostomized spontaneous breathing patients.
Finally, none of the HMEs tested met the AARC clinical
practice guideline standards for humidification: 30 –
33 mg/L and 30°C.7
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