Gene, 149 (1994) 173-178
0 1994 Elsevier Science B.V. All rights reserved. 0378-l 119/94/$07.00
173
GENE 08097
Inhibition of prokaryotic and eukaryotic transcription by the 2: 1
2,9-dimethyl- 1 , 1zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
0-phenanthroline-cuprous
complex, a ligand specific for
open complexes*
(Transcriptional
inhibitors; HIV; RNA polymerase; redox-inactive (Neocup),Cu+;
David M. Perrin, Lori Pearson, Abhijit ~azumder**
open complexes)
and David S. Sigman zyxwvutsrqponmlkjihgfedcbaZYXW
Department of Biological Chemistry, School of M edicine, Department of Chemistry and Biochemistry, M olecular Biology Institute, University of California
at
Los Angeles, Los Angeles, CA 90024- 1570,
USA
Received by J.W. Larrick: 15 February 1994; Accepted: 11 April 1994; Received at publishers: 16 May 1994
SUMMARY
The redox-stable, tetrahedral cuprous chelate of neocuproine (2,9-dimethyl-l,lO-phenanthroline)
binds to the singlestranded DNA formed in open complexes and is an effective inhibitor of eukaryotic and prokaryotic transcription.
Despite the many kinetic and structural differences between prokaryotic and eukaryotic transcription systems, they are
all similarly inhibited by neocuproine copper, suggesting that all open complexes may share a homologous structure.
INTRODUCTION
Faithful transcription of the template strand is not possible without the separation of double-stranded DNA
because the sequence information is masked by the complementary noncoding DNA strand (But and McClure,
Correspondence to: Dr. D.S. Sigman, Molecular Biology Institute,
University of California at Los Angeles, Los Angeles, CA 90024-1570,
USA. Tel. (l-310) 825-890~ Fax (l-310) 206-7286;
e-mail: sigman~ewald.mbi.ucla.edu
*Presented at the Palo Alto Institute of Molecular Medicine
Symposium on “Pharmaceutical Design: Anti-Sense, Triple Helix,
Nucleic Acid-Binding Drugs”, January 31-February 1, 1994; Hyatt
Rickeys, Palo Alto, CA, USA.
**Present address: Laboratory of Molecular Pharmacology, National
Cancer Institute, Bethesda, MD 20892, USA. Tel. (l-301) 496-5944.
Abbreviations: bp, base pair(s); DTT, dithiothreitol; HIV, human
immunodeficiency virus; Inr, initiator element with homology to and
including the terminal deoxynucleotyltransferase initiator; I,, inhibitor
concentration of 50% activity; kb, kilobasefs) or 1000 bp: LTR, long
terminal repeat; (Neocup),Cu iI neocuproine redox-inactive complex
(see Fib. 1); nt, nucleotide(s); NTP, nucleoside t~phosphate(s);
(OP),Cu +, redox-active 2:l l,lO-ph-cuprous complex; PAGE; polySDS,
acrylamide-gel electrophoresis; l,lO-ph, l,lO-phenanthroline;
sodium dodecyl sulfate; ss, single strand(ed); TPA, tetradeconoyl phorbol acetate; rsp, transcription start point(s).
SSDI
0378-l 119(94)00308-F
1985; But, 1987). All RNA polymerases must form
steady-state intermediates during catalysis in which the
template strand is transiently single-stranded (ss) and accessible to incoming NTP. The first intermediate, known
as the open complex, is characterized by enzymestabilized ss DNA. Its formation is typically the rate limiting step in transcription initiation (McClure et al., 1978;
McClure, 1980).
Designing molecules which bind specifically to the
open complex is an appealing strategy for generating
potent transcription inhibitors because enzyme-bound, ss
DNA at the tsp has a different reactivity than other
regions of DNA in the genome. For exampie, it will react with base specific chemical modification reagents
(Kirkegaard et al., 1983; &alla, 1985) like dimethyi sulfate which modifies ss cytosines (Kirkegaard et al., 1983)
and K.permanganate
which modifies ss thymidines
(Sasse-Dwight and &alla, 1989).
Ongoing studies with the chemical nuclease activity of
l,lO-ph-copper have also shown that the template strand
of three E. coli lac promoters reacts with the tetrahedral
cuprous chelate of l,lO-ph ((OP),Cu+) and its derivatives
(Spassky and Sigman, 1985; Spassky, 1986; Sigman,
1990). The template strands of the wild-type, P, and
174
lacUV5
promoters
at precisely
were strongly
Unlike
by (OP),Cu+
those sites which had demonstrated
with base-specific
E. coli promoters
(Spassky
cleaved
to be ss
chemical modification
reagents. Other
have exhibited comparable
reactivity
et al., 1988; Frantz
the bimolecular
reaction
and
O’Halloran,
mechanism
1990).
of the base
modification
reagent,
the site specific
scission
by
(OP),Cu+
likely reflects the creation of a binding site for
this
tetrahedral
coordination
complex
complex.
Since the isosteric,
redox-inactive
2,9-dimethyl-
1JO-ph,
(Neocup),Cu+,
tetrahedral
geometry
in
the
open
as
the
chelate
shares
the
corresponding
of
same
redox-
tor with the IQcUVS transcription
unit. It was found to
be an effective inhibitor of RNA synthesis with the unique
property of binding directly to the ss DNA within the
open complex (~azumder
et al., 1993; 1994). All of our
studies with the lacUV5 promoter have indicated that
the redox-inactive
(Neocup),Cu+
blocks the oxidative
scission of template
chelates
RESULTS
AND DISCUSSION
(a) Inhibition of a transcription unit with a demonstrated
open complex
There are two methods
cuprous
active l,lO-ph-cuprous
chelate (Sigman
et al., 1993),
(Neocup),Cu’
was investigated as a transcription
inhibi-
cuprous
units share a common
structural
motif with binding
affinity for tetrahedral
I,lO-ph-cuprous
complexes.
strand
DNA by isosteric
of l,lO-ph,
as indicated
redox-active
in Fig. 1.
for demonstrating
binding
of
tetrahedral cuprous chelates of l,lO-ph to the open complex of eukaryotic transcription
units; the first and most
direct is the demonstration
previously
in
bacterial
of scission
systems.
For
retardation
analyses demonstrated
graphic fraction containing TFIIE/F
ing of RNA
polymerase
promoter-T~IID-TFII
tionally competent
gel, hypersensitive
as demonstrated
II to adenovirus
complexes.
example,
gel-
that the chromatostimulates the bindmajor
late
When these transcrip-
complexes are footprinted
within
cleavage sites are observed that
the
are
strikingly similar to those observed with the open complex of the lac promoters (Kuwabara
and Sigman, 1987;
Buratowski
et al., 1991). The (OP)$LI+
scission
sites
In this paper, we report that (Neocup)~Cu ’ also inhibits eukaryotic
transcription
units. These results strongly
indicate that the open complex formed with the adenovirus major late promoter
is similar in structure to that
suggest
observed
that
open
complexes
of different
transcription
in the prokaryotic
system
(Buratowski
et al., zyxwvutsrq
HP>
Template
strand
Catalytic&dative
zyxwvutsrqponmlkjihgfedcbaZYXWVU
nicked
s&.&n
Ope n c om ple xDN A
Stable
association
and
inhibiti~
Fig. 1. Redox-active
(OP),Cu+
and redox-inactive
(Neocup)@+
compete for the transcription
bubble formed at kinetically competent transcriptjon
start sites. The preferential scission of template strand of the ss DNAs of open complexes suggests that they create favorable binding sites for the
redox-active
tetrahedral
complex, (OP),Cu+.
These results suggested that its redox inactive isostere, (Neocup),Cu+,
should bind reversibly to the
open-complex
and inhibit transcription.
(Neocup),Cu
+ is the only reversible inhibitor of transcription
which binds at this site.
1991). (OP),Cu+ hyperreactivity may be a shared property of many different transcription units.
However, footprinting data on eukaryotic systems are
difficult to obtain without purified components, since
only 1% of the promoter DNA is present in a kinetically
competent open complex when conventionally prepared
HeLa extract is used to initiate transcription (Kadonaga,
1990; Kamakaka et al., 1991). Therefore, the second
approach to monitoring the binding of a tetrahedral cu20
0
300 150 too
50
25
IO
prous chelate is to assay for transcriptional inhibition by
HIV LTR
(Neocup),Cu+. This inhibition was initially examined
0
Transcript
using a synthetic eukaryotic promoter derived from the
adenovirus E4 promoter (Wang et al., 1992). This syn[(Neocup)@7 (micromolar)
thetic promoter contains a TATA sequence, multiple
binding sites for the chimeric virus-yeast transcriptional
Fig. 2. Inhibition of transcription of HIV-LTR by (Neocup),Cu+. Gel
inset: Kinetic assays. Lane 1, full-length transcript in the absence
activator, GAL4-VP16, and a sequence of six thymidines
of inhibitor; lanes 2-7, Decreasing concentrations of (Neocup),Cu”
which extended from position - 3 to + 3 relative to the
as
indicated. zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPO
M ethods;
Neocuproine
was
purchased
as
tsp. Base-specific modification reagents have been used
2,9-dimethyl-l,lO-ph (G.F. Smith). The inhibitor is initially prepared
successfully to detect open complex formation with this
fresh as the cuprous chelate at a stock concentration of 10mM
CuSO$I40 mM neocuproine/69 mM mercaptopropionic acid (Aldrich),
promoter (Wang et al., 1992). These reagents may be
in
water. It is then serially diluted into 10 x stocks to give the specified
superior to (OP),Cu+ because they are less reactive to
concentrations, and discarded after use. The HIV-LTR promoter region
B-DNA and therefore contribute less background when
from - 179 to + 80 upstream from the cat gene is contained on a 3-kb
only 1% of the DNA is bound. In the presence of ATP,
plasmid conferring ampicillin resistance (gift of Dr. Richard Gaynor,
Southwestern Medical School) which has been overexpressed in zyxwvutsrqponm
E. co&
HeLa cell extract, and the GALCVPlG fusion protein,
purified
by
the
Qiagen
system,
and
linearized
with
NcoI
such
that
fullthe six thymidines at the tsp are reactive to permanganate
length transcript is 620 nt in length. HeLa cell extracts were purchased
if more than five binding sites for the fusion protein are
from Promega. Transcription and inhibition analysis is carried out as
present upstream from the zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
tsp . Even though (OP),Cu+
follows: 9 pl transcription buffer (20 mM Hepes pH 7.9/1OOmM
KCl’O.2 mM EDTAiO.5 mM DTT/ZO% glycerol) 7.4 ul H,0/3.6 ul
scission is not observed, (Neocup),Cu+ inhibits by 80%
MgCl,/l ul containing 700 ng of DNA template/6 ul(8 units) HeLa cell
at 16 uM (Neocup)~~u+ under the conditions where pernuclear extract, are preincubated for 10 min at 25°C. 3 ul of 10 x inhibimanganate demonstrates open complex formation.
(b) In vitro inhibition of HIV LTR
tor stock solution to give the final inhibitor concentrations is added
and samples are incubated for another 5 min at 25°C. Transcription
was initiated first by the addition of 8 ul of a cocktail containing 5 ul
Hepes transcription buffer above 1.8 ul H,0/1.2 ul 50 mM MgCl,, followed by 1 ul of the NTP complement that is 600 uM each of ATP,
CTP and UTP, and 40 uM GTP and 1 u1 of [w~‘PJGTP obtained
from Amersham with a specific activity of 3000 Ci/mmol and 10 uCi/ul.
The reactions are continued for 60 min at 3o”C, quenched with 350 ul
stop buffer (7 M urea/350 mM NaCl/lO mM EDTA/lOO mM Tris pH
7.4/l% SDS). Samples are phenol-chloroform extracted and ethanol
precipitated by standard methods. The precipitates were resuspended
in formamide dye, and analyzed directly by a 7 M urea-8% PAGE. The
autoradiogram is then analyzed by densitometry. Diagram: Analysis of
kinetic data. The bands in the gel were analyzed by densitometry and
percent inhibition was calculated from (R,-RJR,
. where R is the
densitometry reading. The values are plotted.
Transcription of integrated DNA copies of the HIV is
regulated by the long terminal repeat (LTR) which contains multiple cis-acting sequences that serve as upstream
regulatory sites for both general and T-cell-specific transcriptional activators (Gaynor et al., 1988). The HIV LTR
promoter contains a TATA box, binding sites for SP-1,
two tandem recognition sequences for NFKB and a binding site for nuclear factors of activated T cells, NEAT (Li
et al., 1991). The basal activity of this transcription unit
can be assayed using HeLa cell extracts in the absence
of the virally encoded positive regulatory protein, Tat.
RNA synthesis from this transcription unit is inhibited
by (Neocup)~Cu’ (Fig. 2). The assay was carried out by
observed, (Neocup)~Cu+ most likely inhibits transcrippreincubating the DNA template for 10 min in HeLa cell
tion initiation rather than elongation.
extract followed by the addition of a full complement of
The inhibition of HIV and lacUV5 transcription by
share an important similarity. Both
nucleotide triphosphates. Under these conditions, the I,,
(Neocup),Cu+
depend
of
is observed at a concentration
of 50 pM (Fig. 2).
very sharply
on the concentration
Comparable levels of inhibition are observed when the
(Neocup)~Cu+. Estimations of the Hill coefficient from
inhibitor and nucleotide triphosphates are added simultathe data reported in Fig. 2 provide a value of 1.7. The
Hill coefficient for the inhibition of the ZacUV-5 promoter
neously, suggesting that (Neocup),Cu+ is a reversible inhibitor. Since full-length transcripts are predominantly zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA
by (Neocup),Cu+ is approx. 1.8 (Mazumder et al., 1993).
176
This higher order dependence
on the concentration
of
inhibitor is consistent with the scission results that have
scription in a reaction
The time of incubation
been observed
where
formation of both open complexes and eliminate the kinetics of assembly as a variable in the assay. Both tran-
and
the
scription units were inhibited by (Neocup),Cu’:
the I,,
for the TATA-dependent
promoter is 30 uM for the InI
RNA
in the footprinting
polymerase
open
of the lucUV5
complex
E. coli
with (OP),Cu+
three strong cleavage sites are observed (Spassky
Sigman, 1985; Thederahn
et al., 1990). Although
multiplicity
of sites could be attributable
tion of a diffusible
oxidative
to the genera-
species, an alternate
explana-
tion, consistent with the inhibition
data, is that there is
more than one binding site for the tetrahedral
chelate in
the open complex.
the
4-phenyl-,
The fact that the cuprous
5-phenyl-
l,lO-phenanthroline
sites on the template
chelates
of
3,4.7,8-tetramethyl-
generate
l-3 additional
cleavage
strand implies that the open com-
plex may have additional
(Mazumder
and
binding
loci for these chelates
et al., 1994).
mixture using the HeLa extracts.
was sufficiently long to allow the
dependent,
70 uM (Fig. 3). These experiments
demonstrate that despite the difference in the kinetics of assembly of the two promoters, the resulting open complexes
are still susceptible to inhibition by the tetrahedral neocuproine-cuprous
chelate. The results further show that the
TATA sequence
created
itself does not compose
for (Neocup),Cu’
within
the binding
site
the open complex.
(d) Cytotoxicity
of the cuprous complexes of neocuproine
and derivatives
The biological
activity of the neocuproine-cuprous
late has previously
containing an Spl site
In contrast to the HIV and adenovirus-derived
antimetabolites
potentially useful in the chemotherapy
of
infectious disease and cancers. Toxicity of the free ligand
otic promoters,
eukary-
many cellular genes do not contain
TATA
had
been
been
demonstrated
screened
in order
che-
(c) In vitro inhibition of a TATA-less ‘initiator’ promoter
for mycoplasms
to identify
(Antic
et al.,
sequences (Smale and Baltimore,
1989). There are two
subsets of these TATA-less genes. One contains G+C-
1977), trypanosomes
(Shapiro et al., 1982) fungi (Blank,
1951) and both Gramand Gram’
bacteria (Butler
rich sequences at the tsp and tend to encode ‘housekeeping genes’. The second is not G + C-rich and is likely to
et al., 1969). In these studies, the unusual
encode genes which are tightly regulated
during
develop-
ment. Terminal
deoxynucleotide
transferase
whose expression is restricted to precursor B and T cells has a
TATA-less promoter which lacks a G + C-rich promoter
(Smale and Baltimore,
element
1989). It contains
of
the cuprous complex was not explicitly recognized probably because neocuproine
scavenged the trace copper from
the growth media. In two perceptive studies, Rabinovitz
and colleagues demonstrated
that the cytotoxic effect of zyxwvutsrq
a 17-bp initiator
‘r
(1~) with the sequence:
-6
+11
6
‘.
5’-GCCCTCATTCTGGAGAC-3’
(A represents
effectiveness
-m-
TATA promoter
-*-
Inr promoter
the tsp= + 1)
This sequence can direct accurate
the promoter strength is strongly
basal transcription
but
enhanced by insertion
of a TATA box or other components
of heterologous
promoters (O’Shea-Greenfield
and Smale, 1992; ZenzieGregory
et al., 1992).
A variety of promoters have been constructed
on the
pSP72 vector to permit the comparison
of the basal transcription directed by TATA box or Inr sequences in the
presence of the SV-40 21-bp repeats (plasmid V and VI,
respectively, of Smale et al., 1990). A significant difference
between these two promoters
is that the transcription
unit containing
the Znr sequence assembles more rapidly
than the TATA containing
plasmid. To investigate
the
similarity of the open complexes formed with these two
promoter
constructs,
we assayed
the inhibition
by
(Neocup),Cu+.
To carry out the transcription
assay, a
complete complement
of NTP was added to initiate tran-
I
*
I
I
I.
I
*
“1
1
200
250
50
100
150
0 zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLK
[(Neocup),Cu’]
Fig. 3. Inhibition
of transcription
(micromolar)
of Inr and TATA-containing
promot-
ers by (Neocup),Cu+.
Concentrations
of (Neocup),Cu
* of 0, 2, 10, 50,
250 pM were used. The Inr and TATA promoters each contain upstream
SP-1 sites and are present on a pSP72 derived vector (gift of Dr. Steven
Smale, UCLA; see Smale et al., 1990) which has been overexpressed
in
E. coli and purified by the Qiagen system. The supercoiled plasmid is
transcribed
in vitro as noted in the methods for Fig. I. The internally
labeled transcripts are analyzed directly by a 7 M urea-8% PAGE. The
autoradiogram
is then analyzed
by densitometry
and plotted
as
shown above.
177
neocuproine was copper dependent (Mohindru et al.,
1983a). They demonstrated that the cellular uptake of
neocuproine and cytotoxicity at a concentration
of
100 nM required the addition of cupric ion which would
be reduced to cuprous ion by the growth media. In control experiments, both uptake and cytoxicity were
blocked by 4,7-diphenyl-neocuproine-disulfonic
acid, a
cuprous-specific ligand with no transcriptional inhibitory
activity in vitro (Mohindru et al., 1983a,b; Mazumder
et al., 1993). Subsequent studies in our laboratory indicated that the cuprous chelate of neocuproine was especially cytotoxic to the Ames tester strain TAlOl when it
was used as a control for evaluating the mutagenicity of
its redox-active isostere (OP),Cu+ (Feig et al., 1988).
Our demonstration that (Neocup),Cu+ inhibits transcription in vitro suggested a possible mechanism for this
cytotoxicity. To test this hypothesis, we investigated the
inhibition of transcription of primary response genes induced in Swiss 3T3 cells by the phorbol ester TPA in the
presence of the translation inhibitor cycloheximide
(Fletcher et al., 1992; Kujubu et al., 1993). This system
was chosen for two reasons: (i) the TPA-induced early
response gene messages are synthesized in the absence of
new protein synthesis and are not essential for cellular
viability; and (ii) the kinetics of TPA-induced mRNA synthesis in the absence of new protein synthesis are much
more rapid than the kinetics of cell death. This system
therefore provided the opportunity of determining if transcription inhibition or cell death was responsible for the
reduced level of observed transcription. After a 2-h induction, mRNA was isolated and the level of expression monitored by a Northern analysis. Although inhibition of
transcription was apparent with cells that had been incubated with (Neocup),Cu+ at concentrations as low as
100 nM, the cells also apparently lost viability as measured by a replating assay. Despite the design of the experiment, the reduction in the amount of observable
transcript could be due either to a decrease in the number
of viable cells or to the inhibition of transcription. The
fact that toxicity is observed at much lower concentrations than required for in vitro transcription is
puzzling. It is possible that transcription inhibition is not
responsible for cell death and that (Neocup),Cu+ triggers
an apoptotic response (Williams et al., 1992; Zhong
et al., 1993).
Tetrahedral chelates of cuprous ion and l,lO-ph and
its derivatives bind specifically to transcriptionally competent open complexes. Two lines of experiments support
this conclusion. The first is that hyperreactive scission
sites are observed when either prokaryotic or eukaryotic
transcription complexes are footprinted with l,lO-phcopper. The preferential cutting of the open complex can
be attributed to an RNA polymerase-induced binding site
for the redox-active coordination chelate which then will
cut the DNA (and possibly RNA polymerase) with high
efficiency. The second line of evidence is the general inhibition of transcription by the redox-inert, exchange-stable
cuprous chelate of neocuproine, (Neocup),Cu+. This
simple coordination complex, which is isosteric with the
redox-active (OP),Cu+, inhibits all transcription units
that have been examined. In addition to blocking bacterial transcription units, it inhibits the HIV promoter
which requires a range of activator promoters that use
chimeric activators and synthetic promoters both with
and without functional TATA sequences. These results
suggest that the specificity of the binding site is entirely
determined by the local structure of the open complex
just upstream from the site of transcription initiation.
These results are consistent with our early observation
that lac promoter variants all show a common cleavage
pattern when footprinted with (OP),Cu+ (Spassky and
Sigman, 1985).
The binding site generated at open complex exhibits
interesting specificity (Mazumder et al., 1993; 1994).
Octahedral phenanthroline complexes prepared with iron
or nickel ion are not nearly as inhibitory. Moreover,
redox-inactive isosteres of copper complexes which do
not exhibit hyperreactive sites are poor inhibitors. For
example, the cuprous complex of 4,7-diphenyl-l,lO-ph
does not cleave the open complex of the lac promoter.
As a result, its redox-inactive isostere, the cuprous complex of (4,7-diphenyl-Neocup),Cu+,
is not nearly as
effective an inhibitor. Since the determinants which
govern the binding affinity for both the redox-active and
redox-inactive coordination complexes appear to be similar, inhibition is a convenient method for screening the
specificity of the binding site created in transcriptionally
active open complexes.
The cytotoxicity of the copper chelates have been previously reported. However, the present studies do not
unambiguously show that the cytotoxicity is due to transcription inhibition. Cells are killed at much lower concentrations of (Neocup),Cu+ than are required to inhibit
transcription in vitro. Further studies will focus on the
mechanism of cytotoxicity, as well as defining the structural determinants of the RNA polymerases, the associated transcription factors and the promoter sequences
which contribute to the binding specificity of these tetrahedral chelates to the open complex. zyxwvutsrqponmlkjihgfedcba
ACKNOWLEDGEMENTS
This research was supported by USPHS GM21199
and GM 39558. We thank Michael Carey, Harvey
Herschman, Stephen Smale and the members of our research group for helpful discussions.
17x
promoter
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