British
Journal of
Undergraduate
Philosophy
Journal of the British Undergraduate Philosophy Society
Editor:
Andrew Stephenson, University of Oxford
editor@bups.org
Sub-editor: Ryan Dawson, University of Cambridge
subeditor@bups.org
bjup@bups.org
www.bups.org/BJUP
Consultant Publisher: Robert Charleston
robert.charleston@bups.org
ISSN 1748-9393
BJUP - 2(1) - April 2007
Contents
5.
9.
21.
30.
41.
47.
59.
67.
76.
85.
94.
107.
110.
Editorial
Three asymmetries and a new solution to the new
problem of induction
Robert Trueman
Was Kuhn a relativist?
Robbie Duschinsky
McDowell’s foundationalism
Akosua Bonsu
When choosing the best possible world, can God always
go one better?
Emily Thomas
An argument against the principle of alterative
possibilities
Tomas Bates
Limitations of semi-compatibilism: a defence the
principle of non-responsibility
Gregor Ulm
What is it for a particular to instantiate a property?
Benjamin Stephen Brown
Gewirth, Darwin, eugenics, and solutions to the problem
of future agency
Jeremy Thomas
Interpretation and mystery: religious beliefs and
Heidegger’s account of the experience of art
Guy Bennett-Hunter
Book reviews:
Jennifer Saul – Feminism: issues and arguments
Heather Arnold
Four Shorts
Paul Murphy
Upcoming BUPS and BJUP events
Subscribing and submitting papers to the BJUP
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British Journal of Undergraduate Philosophy, 2(1), April 2007
© BUPS 2007; all rights reserved.
Editorial
Hello! … Now, in writing this, my first editorial, I toyed with many
such openings. One-liners were my initial thought – snappy
observations or quips to grab your attention. But then I couldn’t think
of any. Next, in lieu of a snappy one-liner and already in despair before
I had even put pen to paper in my new position, I very briefly
contemplated being honest. I briefly contemplated being frank about
how I felt once all the reviewing, all the compilation, and all the oh-sotroublesome copyediting had been done. But had I done so, the
welcoming sentence of the second year of our journal would have been
something like ‘So…’, or even ‘Ermm…’. I know what you might be
thinking, but I promise that ‘Hello!’, which is what we have ended up
with, is infinitely better.
Hello! This sentence speaks volumes, especially with that exclamation
mark attached (a piece of punctuation made all the more attractive
since it became illegal to use it in academic work). Just as the rejected
one-worders were elliptical expressions of something like ‘What do I do
now dad?’, so is the decided upon one-worder an elliptical expression of
my history and relationship with the BJUP and BUPS. I have been
involved, giving and taking, almost right from the beginning. And, as I
think is clear, I am here for a while yet. But that’s more than enough
about me.
‘Hello!’, says the journal, ‘I am a new issue, I am a new year’. So what
else is new? Not the lay out or the formatting. Not the quantity and
certainly not the high quality. But we do have nine great new papers for
you to get stuck into. Not only do we have a miniature colloquium on
the relevance of the freedom of the will for ethical responsibility, we
also have starkly contrasting approaches to philosophy of science and
philosophy of religion.
To start us off, then, Robert Trueman reassures us that there is only
one problem of induction – it’s almost as though he thinks that one is
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enough, a sentiment with which I am sure many epistemologists,
metaphysicians, and philosophers of science will agree. Then Robbie
Duschinsky asks what at first seems to be a very odd question. It seems
odd because the answer, we think, is so obvious and indisputable that it
is barely worth thinking about. ‘Of course Kuhn was a relativist’, we
may cry, either incredulously or with a faint aura of perplexity about us,
depending on our philosophical character. But after reading
Duschinsky’s paper, you might feel differently. Next Bonsu daringly
but confidently tackles McDowell’s response to the problem of the
epistemic regress, offering a qualified but optimistic conclusion, and
Emily Thomas’s offering is short, sweet, and to the point: when it
comes to baking the best, logicians can always get one over on God. In
the molten centre of this issue, Tomas Bates and Gregor Ulm battle it
out over principles. In actual fact these papers, both broadly in the area
of the reinvigorated free will debate, were composed entirely
independently of each other, but it is nice to be dramatic. In any case,
they certainly do raise similar issues, but they proceed to tackle them in
different ways and from different perspectives, so they make all the
more interesting back-to-back reading. Benjamin Stephen Brown takes
a much warranted trip back to the basics, and tries very successfully to
get clear on an age-old philosophical question which he approaches
from a traditional analytic ground. Jeremy Thomas’s thought
provoking paper is ethics with a scientific twist (or is it science-fiction
with an ethical twist?). Thomas talks schematically of genetic
manipulation with the detachment of a lawyer and the rigour of a
philosopher. And last but not least, rounding-off the main part of this
issue, Guy Bennett-Hunter draws a strong analogy between what he
takes to be the proper conception of the philosophy of religion and
Heidegger’s canonical aesthetic theory.
Phew! So while in a sense there is a lot that hasn’t changed, there is also
a very real sense in which there is a lot that is brand new. And that
sums-up my ethos perfectly I feel. You shouldn’t expect reforms from
me, but you should expect lots of good quality, interesting philosophy.
In other words, what you should expect from me, and what I fully
expect to deliver, is the presentation of philosophical content. While
this may seem depressingly benign, it is far from it. With all the natural
worries of an undergraduate philosopher, and with all the application
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forms to fill in and maybe all the rejection to deal with, and amongst all
the interdepartmental and interdisciplinary feuds and affairs, it would
be quite easy to forget about the philosophy, that is, about the content.
And with this in mind I will return to the few remaining notes I wish to
make regarding this month’s issue.
First, we must not forget the book reviews, an essential supplement to
all scholarly journals. For what should you be doing when you are not
reading our journal if it isn’t reading books? However, for some strange
reason we find it tough to get people to write reviews for us, especially
considering their importance and the relatively small commitment they
require (hint hint). With this in mind I am extremely grateful to both
Heather Arnold and Paul Murphy. Arnold’s review, of a new
introduction to feminism, is at once light-hearted, informative, and
philosophically interesting, which is an incredibly difficult balancingact to pull-off. With the inclusion of Murphy’s reviews we have tried
something a little different, although it is something that won’t be too
much of a surprise coming from a journal that has in the past
attempted reviews of not only whole series of books but even whole
genres of books. Murphy manages to give us both a general feel for the
books he reviews and specific and usual information about their
content, genesis, and context, and he does this for no less than four
substantial books in no more than three thousand words. Murphy
tackles a collection of interviews with philosophers, a classic
Wittgenstein biography, a companion to the philosophy of mind, and a
substantial and idiosyncratic introduction to contemporary analytic
philosophy.
Second, I would like to draw attention to what I feel might be a
neglected aspect of the journal, namely the information on upcoming
BUPS events and on subscribing and submitting to the BJUP. This
information lurks at the back of the journal, no doubt the last straw for
a weary reader who has just consumed more than thirty thousand
words. But conferences are at the heart of any philosophical society, and
submissions and subscriptions are the life-blood of any journal, so take
heed of this information and get involved in every way you can. It is
also the privilege of this issue to have some particularly exciting
information to announce: BUPS and the BJUP are running a prize
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essay competition. But don’t think I’m going to give away all the details
here, for these you will need to turn to page one hundred and eight.
And finally, I feel it is necessary to comment on certain themes that
may run as an undercurrent throughout the journal. Those who are
aware of my own interests may think (or worry) that, with me as editor,
the journal will become more Continental in character and content.
Those who think (or worry about) this will not be at all assuaged with
the knowledge that the BJUP’s sub-editor, Ryan Dawson, is similarly
personally inclined. Fortunately, however, such thoughts are incorrect
(and such worries utterly misplaced). This is for many reasons, only a
few of which I will briefly mention here. First and foremost, the
content of the journal is and always has been dictated by concerns of
quality and clarity, regardless of philosophical topic or approach.
Second, I not only have immense respect for both traditions,
Continental and analytic, I also try to work in and to experience both
traditions, as far as that is possible (and although I cannot speak for
Dawson, I suspect the same holds for him). BUPS and the BJUP
together have always worked to promote and be tolerant of great work
in both traditions, and I am sure this will continue.
I have promised to let the philosophical content speak for itself, and so
I shall.
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British Journal of Undergraduate Philosophy, 2(1), April 2007
© Robert Trueman; all rights reserved.
Three asymmetries and a new solution to the
new problem of induction
Robert Trueman
Fitzwilliam College, Cambridge
rt295@cam.ac.uk
Introduction
Simon Blackburn has in the past tried to reduce the new problem of
induction to the old one. He attempted to do this by showing that socalled gruesome predicates involve a change at the appropriate time and
we do not project gruesome predicates because we know from
experience that such changes do not occur. In this essay I shall examine
the two asymmetries that Blackburn says exist. I shall accept one but
reject the other. I shall then present a third asymmetry based on metainduction and argue that with the first one this asymmetry successfully
reveals the new problem of induction as a special form of the old one.
The new problem
As is familiar we begin the new problem of induction with the
introduction of an artificial predicate, ‘… is grue’:
(1)
At any time t, a thing x is grue at t if and only if
(t<T→x is green) and (t>T→x is blue).1
We then point out that we have exactly the same evidence available to
us which confirms the hypothesis ‘all emeralds are green’ as we do for
‘all emeralds are grue’. Every green emerald we have observed has also
1
This is not the definition that Goodman used for ‘grue’. Rather cf. Hesse, M., The
Structure of Scientific Inference, 1974, p.79. I believe that this definition is just as
powerful for the purpose of proposing the problem and my solution to the problem
thus proposed applies equally well to Goodman’s other form. What is more, this
definition is significantly less cumbersome to use.
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been a grue one. Yet we project the predicate ‘… is green’ but not
project ‘… is grue’. We say that future emeralds will be green but do
not say that they will be grue past the crucial time T, which would be to
say that they will be blue. We then ask ourselves why this is the case,
and the new problem is that it seems difficult to construct an account
of our inductive practices which properly rules out the projection of
such gruesome predicates without also throwing away legitimate ones.
The first asymmetry
An obvious, and in this form impotent, solution to this problem was
quickly dismissed by Goodman. Some suggested that the reason ‘… is
grue’ is not projected is that it is positional (roughly meaning that it
makes reference to a specific location, either in space or time) and
positional predicates are illegitimate. It was never made clear why being
positional makes a predicate illegitimate, but in any case Goodman
showed that the solution fails.2 ‘… is grue’ is only positional in our
language, where we start with ‘… is green’ and ‘… is blue’ as simples.
However, you could start in a language with ‘… is grue’ and another
gruesome predicate ‘… is bleen’ as simples. ‘… is bleen’ is defined as:
(2)
At any time t, a thing x is bleen at t if and only if
(t<T→x is blue) and (t>T→x is green).
If we belonged to such a grue-bleen language, then we would define,
‘… is green’ as:
(3)
At any time t, a thing x is green at t if and only if
(t<T→x is grue) and (t>T→x is bleen).
Positionality, then, is relative to the language you are using. ‘… is
green’ is just as positional in a grue-bleen language as ‘… is grue’ is in
ours. What is more, we have no reason to think our language has got
the right predicates as simples.
2
Goodman, N., Fact, Fiction and Forecast, 1983, pp.79-80.
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Blackburn, however, drew attention to a language-independent
positional asymmetry between ‘… is green’ and ‘… is grue’.3 If we
want to know whether something remains grue over a period of time,
so Blackburn argues, we must know whether or not T comes up in that
duration, whether we realise it or not. If that crucial time comes-up,
then the thing needs to change to blue, otherwise it needs to remain
green. On the other hand, if we wish to know whether something
remains green over a period of time, we do not need to know whether
any particular time comes up. This, Blackburn says, is not a fact about
languages. Even if we accept that grue-bleen languages exist where these
gruesome predicates are simple, a speaker of that language would have
to know when T is to properly use ‘… is grue’. He may know this fact
in a mysterious and innate way and not even realise it, but he must
know it, just as we must know what sensations in certain conditions an
emerald would give us to know if it is green.
It should be noted that this argument is not the same as the similar one
which is attributed to Stephen Barker and Peter Achinstein by
Goodman in Problems and Projects.4 Barker and Achinstein argue that a
predicate is language-independently positional if one cannot make a
representation of that predicate which would represent it at any time.
For instance, ‘… is grue’ is positional because you would need two
images to represent it. You would need a green picture before T and a
blue one afterwards. Goodman convincingly argues against such a
concept of positionality. But Blackburn’s language-independent
positionality comes only from noticing that in order to know whether
something is grue you need to know the time.
There may be some concerns that not all gruesome predicates are
language-independently positional by Blackburn’s meaning. However, I
believe we can offer good reason to suppose that they are. Gruesome
predicates are predicates which contain what look to us like changes.
This is why they are troubling. In order for something to look like it
changes there has to be a point where it stops looking like one thing
and starts looking like another. It seems to be in the way that we make
3
4
Blackburn, S., Reason and Prediction, 1973, pp.76-7.
Goodman, N., Problems and Projects, 1972, pp.402-4.
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gruesome predicates that they all contain a crucial point (be it a time or
a place or whatever). In order to know whether something partakes in a
gruesome predicate we must know on what side of the point we are.
Therefore, we have good reason to think that all gruesome predicates
are language-independently positional by Blackburn’s understanding.
I agree with Blackburn that gruesome predicates are languageindependently positional. This is the first asymmetry. But this alone
does not solve the new problem of induction, in order to do that we
must move on to Blackburn’s second asymmetry.
The second asymmetry
Blackburn continues his argument like so: ‘telling that a thing retains
[gruehood] entails telling that a change happens at the right time.’5
Blackburn says that at T a thing must change in order to remain grue,
and that change must be a genuine one. In our language, it would be
the change from green to blue. He then says that from experience we
have seen that things do not change in such a way and it is a matter of
our everyday inductive practices which leads us to not predict such a
change. At this stage we can ask, ‘Why do we follow those practices?’
However, in doing so we would just be posing the old problem of
induction. Therefore, Blackburn argues, the new problem of induction
is just the old problem.
Blackburn’s argument is only acceptable if we claim that we possess a
language-independent concept of similarity. That is, a speaker of a
grue-bleen language would consider the same things to be similar as you
and I do. If there was no such standard, then there is no reason why the
speaker of a grue-bleen language would consider what happens at T as a
change. Instead, he may just conclude that things are carrying on
gruely. In his 1984 book, Spreading the Word, Blackburn gives us some
reason to assent to the existence of objective similarity. He imagines a
gruesome predicate 2G:
5
Blackburn, S., op. cit. 1973, p.78 (italics added).
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(4)
‘Add 2G’ means ‘add 2 up until 186, then add 7.’6
Blackburn then offers three possible descriptions of someone who uses
this gruesome predicate and claims that it is an exhaustive list of
descriptions:
(5)
The person knows when to add 2 and when to add 7
in some mysterious innate way.
(6)
The person keeps track of how much he has added, so
that if he is asked to add 2G before 186 he adds 2, and
after 186 he adds 7, and is aware of doing this.
(7)
As (5), except the person is not aware of doing this.7
Blackburn dismisses (5) on the grounds that it is simply
incomprehensible. He then discusses a particular case of (7) and says
that should a bricklayer add 2G bricks at a time and fail to notice the
sudden change of weight when he passes 186 bricks, then ‘that’s just
failure.’8 His argument is that you cannot fail to notice the change
which occurs at a certain time when you use a gruesome predicate and
know the world about you. This suggests that similarity is not a concept
relative to languages and even speakers of a grue-bleen language would
have to recognise change where we do in order to avoid failure. If this
argument is acceptable, then Blackburn has given himself a languageindependent similarity based on epistemology. Should we accept this
similarity asymmetry then it would do the work needed for his 1973
argument. Therefore he would be able to reduce the new problem of
induction to the old one.
Unfortunately for Blackburn, his argument fails. I shall move away
from the example of the brick layer adding 2G as it would be a clumsy
example to use for my purposes. However, the following argument
6
Blackburn, S., Spreading the Word, 1988, p.74.
Blackburn, S. op. cit. 1988, pp.79-80.
8
Blackburn, S. ibid. p.80.
7
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applies to it also. I shall now give a two gruesome predicates and their
English definitions:
(8)
At any time t, a thing x is blight at t if and only if
(t<T→x is black) and (t>T→x is white).
(9)
At any time t, a thing x is whack at t if and only if
(t<T→x is white) and (t>T→x is black).
Before T whack is lighter than blight, after T blight is lighter than
whack. Blackburn would want to say that anyone who failed to notice
this change would simply not know the world about them and would
genuinely be failing when they see no change. However, this does not
seem to be the case if in the whack-blight language there is no predicate
‘… is lighter than’ or ‘… is darker than’ but instead ‘… is liker than’,
meaning:
(10)
At any time t, a thing x is liker than a thing y if and
only if (t<T→x is lighter than y) and (t>T→x is darker
than y).
In such a language a speaker could say that no change has occurred.
Everything has remained the same; everything that is whack has
remained liker than everything that is blight. If a language was made
completely gruesome in a similar way then it would appear at least
reasonable to conclude that a speaker of such a language could use his
gruesome predicates without recognising a change and know the world
about them. Such a speaker would not fall into the tribulations of
Blackburn’s bricklayer. They would not be committed to saying that
there has been no change in whack things but at the same time accept
that whack things have stopped being lighter than blight things. Nor
would they have to fail to notice that whack things have ceased being
lighter than blight things in order to avoid acknowledging a change in
whack things. They simply say that all whack things always have been
and continue to be liker than blight things. Not only does this stop
Blackburn’s argument for a language-independent similarity, it actually
serves as evidence to the contrary conclusion that similarity is languagedependent.
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I am, then, in the position of granting Blackburn his first asymmetry
but not his second. It is natural to slip from the first to the second and
Blackburn seems to consider it natural. One can, however, maintain
that there is a language-independent positionality but not a languageindependent similarity. The first asymmetry does not presuppose that
in order to know whether something remains grue over a period of time
you must know whether a change happens at the right point in time. It
only says that if you know whether something remains grue over a
period of time you must know what the time is. Just as we need eyes in
order to something is green, you need some manner of time keeping
(whether it be external or internal) to know something is grue.
The third asymmetry and a new solution
Traditionally a gruesome predicate is roughly understood to be an
unprojectible predicate. I shall break with tradition and from now on
take language-independent positionality to be the defining feature of
gruesome predicates. Whenever I talk of a gruesome predicate I shall
mean some predicate which one cannot know obtains without knowing
the time (or location or whatever the crucial point may be).
With this new definition of ‘gruesome predicates’, it becomes clear that
not all gruesome predicates are predicates which we do not project.
The predicate ‘… is deciduous’ is, with this definition, gruesome yet we
project it. Similarly, ‘… is not grue’ is a gruesome predicate, yet we do
seem to project it. If this is not clear, imagine that someone asked you,
‘Are all emeralds grue?’ You would almost certainly answer, ‘No’, which
is the same as saying ‘It is not the case that all emeralds are grue’, which
involves predicting that there is at least one emerald which is not grue.
‘… is not grue’ can be defined as:
(11)
At any time t, a thing x is not grue at t if and only if
(t<T→x is not green) and (t>T→x is not blue)
Clearly you cannot know whether an emerald is not grue over a period
of time without knowing whether T comes-up during that duration,
making it gruesome by the above definition.
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At this point, I would also like to make clear what I mean by ‘projecting
a predicate’. I shall take it that moving from the premise that all
observed Fs are G (or most observed Fs are G) to the conclusion that all
Fs are G (or most Fs are G) is paradigmatic of projection. For the sake
of ease, I shall restrict myself to discussing this form of projection
(although I believe that similar arguments can be constructed for any
other form). Moreover, I shall call any hypothesis of the form ‘all Fs are
G’, where ‘G’ is a gruesome predicate, ‘a gruesome hypothesis’. I shall
also limit myself to temporal gruesome predicates (this is just for
simplicity, and the same points can be made for non-temporal ones),
and call all gruesome hypotheses whose gruesome predicate’s T was in
the past ‘an observed gruesome hypothesis’. All other (temporal)
gruesome hypotheses will be called, ‘unobserved gruesome hypotheses’.
It is my contention that we only refuse to consent to a very specific
group of unfalsified gruesome hypotheses. We do not assent to an
unfalsified gruesome hypothesis G iff:
(12)
The set of evidence that we have which confirms G is
the same as the set of evidence that we have which
confirms some unfalsified non-gruesome hypothesis,
N
(13)
G makes a prediction contrary to a prediction of N
We do not assent to the hypothesis ‘all emeralds are grue’. The set of
evidence we have which confirms this hypothesis is the same as the set
of evidence we have which confirms ‘all emeralds are green’. ‘All
emeralds are grue’ also makes contrary predictions to ‘all emeralds are
green’. On the other hand we do assent to the hypothesis ‘all oaks are
deciduous’ and there is no unfalsified non-gruesome hypothesis which
is to ‘all oaks are deciduous’ as N is to G.
I do not wish to claim that it is true without exception that we do not
assent to an unfalsified gruesome hypothesis iff it meets (12) and (13).
However, I do contend that we refuse to assent to the vast majority of
such hypotheses and this is all that I require. It is beyond the means of
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this essay to prove this claim. The best evidence I can offer is to ask the
reader to survey all of the gruesome hypotheses he can think of and
decide for himself if there are many (if any) exceptions.
The only gruesome hypotheses whose truth-values we can check are
observed gruesome hypotheses (otherwise I should imagine that there
would be no problems of induction). Most of the observed gruesome
hypotheses which met the criteria of (12) and (13) until their crucial
moment T were shown to be false. To make this clear we must
remember that we can construct any number of observed gruesome
hypotheses right now. It is just a matter of our normal inductive
practices to move from the claim that most observed hypotheses which
met the criteria (12) and (13) until their T were false to the conclusion
that most unobserved gruesome hypotheses which meet the criteria (12)
and (13) are false.
This is the final asymmetry and is also the solution to the new problem
of induction. The asymmetry is based on meta-induction – it is making
an inductive inference about our inductive inferences. Gruesome
hypotheses which meet (12) and (13) until their T have a low success
rate and we move to the conclusion that they will continue to have this
low success rate by normal inductive practices. We may ask why we
follow these practices but this is just to pose the old problem of
induction. Therefore, the new problem of induction is just a special
case of the old one.
To give a more concrete example, take the gruesome predicate earlier
defined ‘… is whack’. Let us say that the T in this predicate is 2008.
The hypothesis ‘all snow is whack’ is an unfalsified gruesome
hypothesis. The set of evidence we have which confirms this hypothesis
is the same as the set of evidence we have which confirms ‘all snow is
white’. It also makes contrary predictions to ‘all snow is white’. Most
observed gruesome hypotheses which make contrary predictions to a
non-gruesome hypothesis which was confirmed by the same evidence
until T are false. From normal inductive practices we are led to the
conclusion that most unobserved gruesome hypotheses are probably
false also. This is why we believe ‘all snow is white’ is true and ‘all snow
is whack’ is false.
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We argued against Blackburn by pointing out that his crucial idea of
similarity was language-dependent. It seems difficult to construct a
similar problem for my argument. The only concepts brought up in my
argument are gruesomeness, contrariety, confirmation and our normal
inductive practices. Firstly, even if our normal inductive practices were
found to be language-dependent, then my argument would not haven
been shown to fail to reduce the new problem to the old. Claiming that
our normal inductive practices are language-dependent is a (partial)
answer to the old problem of induction. My arguments would still
show that the new problem is a special case of the old one. It is difficult
to see how the idea of confirmation could be language-dependent. Even
if it were, this would not show my argument fails to reduce the new
problem to the old one. Confirmation is a central part of our normal
inductive practices and saying that it is language-dependent would be a
(partial) answer to the old problem of induction. Contrariety cannot be
language-dependent. At best a different language can have a different
concept which performs a job similar to contrariety. However, that is
not the same as saying that contrariety is language dependent.
Gruesomeness, as I defined it, was shown earlier to be languageindependent.
Before concluding I shall briefly discuss what happens in those rare
cases where a gruesome hypothesis which meets (12) and (13) is shown
to be true. If we asked a man who had never experienced any of the
seasons previously, but who was now experiencing his first summer,
which was true, ‘all oaks are deciduous’ or ‘all oaks are evergreens’, I
believe he would assent to the latter. Moreover, I believe that many
share this intuition. If we were to ask the man the same question ten
years later, he would certainly say that all oaks are deciduous. In the
first summer, the set of evidence he had confirmed the first hypothesis
but also confirmed the second. The first hypothesis also made contrary
predictions to the second. The first hypothesis was also gruesome and
the second was not. Finally, neither hypothesis was falsified. By my
argument it is no surprise that the man would assent to the second
hypothesis and not the first. Ten years later, however, ‘all oaks are
evergreen’ had been falsified. What is more, there was no non-gruesome
unfalsified hypothesis whose set of confirming evidence which the man
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had was the same as the set of confirming evidence which he had for ‘all
oaks are deciduous’. By my argument, it is no surprise that he accepted
the first hypothesis in such a situation. It is true that we have an
example of a gruesome hypothesis which meets the criteria (12) and
(13) which turned-out to be true. However, such cases are rarities and
so do not disprove the claim that we move inductively from the premise
that most observed gruesome hypotheses which meet (12) and (13) are
false to the conclusion that most unobserved such hypotheses are false.
Conclusion
In conclusion, I have reduced the new problem of induction to the old
one. I did this by agreeing with Blackburn that there was an asymmetry
between gruesome and non-gruesome predicates on the basis of
language-independent positionality. I disagreed with Blackburn that a
language-independent similarity asymmetry existed, but then I
proposed a meta-inductive asymmetry. I used this final asymmetry in
conjunction with the first to reveal the new problem to be a special case
of the old. This is, in a manner and after a fashion, to solve the new
problem, as many thought that there were two problems of induction
and at the end of this essay we can see only one. However, the
remaining problem is of the greatest importance and is nowhere nearer
solved for all the effort of this essay.
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Bibliography
Blackburn, S., Reason and Prediction (Cambridge: Cambridge
University Press, 1973, 1st edn.)
Blackburn, S., Spreading the Word (Oxford: Clarendon Press, 1988, 3rd
edn.)
Goodman, N., Fact Fiction and Forecast (Cambridge, Ma: Harvard
University Press, 1983, 4th edn.)
Goodman, N., Problems and Projects (Indianapolis and New York: The
Bobbs-Merill Company, Inc., 1972, 1st edn.)
Hesse, M., The Structure of Scientific Inference (London: The Macmillan
Press Ltd, 1974, 1st edn.)
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British Journal of Undergraduate Philosophy, 2(1), April 2007
© Robbie Duschinsky; all rights reserved.
Was Kuhn a relativist?
Robbie Duschinsky
Selwyn College, Cambridge
rd313@cam.ac.uk
This essay will make the controversial argument that it is precisely the
‘subjective’ element in Kuhn’s account of scientific activity, which
influential thinkers such as Popper, Searle and Sheffler see as the cause
of his relativism, that is the locus of his objective conception of science.
I will attempt to show that his sociological analysis demonstrates that
the subjective values of the scientific community orientate the scientist
towards objective experimental results, even through the changing
incommensurable lexicons of paradigm shifts.
In The Structure of Scientific Revolutions, Kuhn explains scientific
development as constituted by a tension between two alternating
stages.1 Firstly, there are periods of ‘normal science’ in which scientists
attempt to solve puzzles through the application of a method embodied
in a model set of problem solutions.2 Over time, normal science
produces a crisis created by mounting inexplicable anomalies that call
the whole theoretical order into question. Secondly, then, there are
periods of revolutionary change, in which this order- the reigning
‘paradigm’- is overturned to produce a new model of reality, one which
renders the anomalous findings intelligible and which initiates a new
period of normal science.3 Elements of the old theoretical order may
still be employed, but will now be used to describe a new world; in
effect, post-revolutionary scientists will be speaking a new
incommensurable scientific language, one that makes claims about the
cumulative nature of scientific advancement impossible .4
1
Kuhn (1977), p. 227.
I will be using ‘paradigm’ to refer to a ‘disciplinary matrix’, cutting free the notion of
‘exemplar’.
3
Kuhn (1996), pp. 181-7.
4
ibid. p.150, p. 202, p.205.
2
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A certain reading of this last conclusion has been the source of deep
discomfort for many philosophers of science, who have seen Kuhn’s
arguments as relativist. They argue that the lack of a neutral extraparadigmatic language with which to describe, and thus evaluate, the
two theories seems to preclude the rational justification of theory
choice; they see Kuhn as arguing for ‘mob rule’ and ‘irrational’ factors
as the main deciding considerations in such a decision.5 The classic
example of such criticism is Israel Scheffler’s Science and Subjectivity,
and thus it is with an outline of his reading of Kuhn that we shall begin.
Scheffler broadly provides one single criterion for a non-relativist
theory: the model must be subject to control by reference to
experimental tests of its claim to describe objective reality. The theory’s
context of discovery is irrelevant; what matters is simply that the theory
measures up to the objective facts. A theory that fits these facts is
superior to one that does not.6 By contrast a relativist believes that all
theories of reality are each as relatively good as each other, since he or
she eschews criteria for judging them.
Kuhn, on Scheffler’s reading, believes that scientists change from one
theory to another by conversion rather than through rational
consideration, since paradigms are largely unfalsifiable. Until anomalies
mount and a viable alternative presents itself, paradigms merely
undergo ad hoc changes which preserve their essential theses. This
perspective, argues Scheffler, is relativist since it sees paradigms as
chosen, in the absence of convincing proof from experimental testing,
solely on the basis of a subjective, arbitrary choice.7
Scheffler’s second argument proposes that Kuhn believes that after a
paradigm-shift, scientists see new things when looking through the
same instruments at the same objects, and thus they are inhabitants of a
different world. The objects that constitute this new world are
describable only in the language of the new paradigm since there is no
5 Lakatos (1970), p. 178.
6 Scheffler (1982), p. xi, pp. 1-2, p. 19.
7
Scheffler (1982), p. 75, referencing Kuhn (1996), pp. 77-8.
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access to the original objective reality, only to our theory-implicated
perceptions of it; Scheffler therefore suggests that, in Kuhn theory,
there is no possibility of comparing a paradigm to objectivity reality,
and that therefore all perspectives are equally valid as truth claims.8
In response to Scheffler, Kuhn has denied that he gives no importance
to the empirical checking of the paradigm: the difficulty with which we
come to terms with novel stimuli does not ipso facto preclude it from
coming to our attention. It is indeed true that, initially, the scientist
blames her own working methods, and consequently ignores a single
exposure to a fact that does not fit with the existing paradigm. The
scientist continues to have faith that the theoretical framework will
account for the anomaly in time. However, if this problem proves to be
intractable, then crisis results as the paradigm itself is questioned, and
the constitution of the taxonomic categories belonging to the scientific
community must be radically rethought.9
I think this stance is illustrated clearly in Kuhn’s major historical work
Black-Body Theory and the Quantum Discontinuity. Here he describes
how the traditional account of the discovery of quantum theory by Max
Planck is incorrect, and that actually his theoretical results relating to
discontinuity were part of a normal science research programme of
applying to the problem of energy Boltzmann’s statistical approach to
molecules, firmly grounded in the Newtonian physics of his day. What
quantum theory was later to call ‘oscillators’, the centrepiece of the early
theory of discontinuous energy change, Planck initially conceived of as
‘resonators’, absorbing and emitting energy at a rate governed by
Maxwell’s Newtonian equations; the radical implications of Planck’s
law were perceived by Lorentz, who later had to convince Planck
himself of their significance.10 This historical research indicates that, on
my reading, Kuhn is not a relativist since what he is documenting is
how a scientist was surprised by his own results,11 something that
requires a reality independent of the reigning paradigm. Proof of
8
Scheffler (1982), pp. 40-3, p. 76, pp. 80-1, referencing Kuhn (1996), p. 109.
Kuhn (1996), p. 64; (2000), p. 97.
10
Kuhn (1978), pp. 188-9, pp. 198-201.
11
ibid., p. 369.
9
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Kuhn’s conviction in an external reality exists in his descriptions of
crises and revolutions.
As I understand him, Kuhn is not arguing that ‘each viewpoint creates
its own reality’, as Scheffler believes,12 rather his conception of scientific
development is that ‘nature cannot be forced into an arbitrary set of
conceptual boxes.’13 There is indeed something fixed, external and
constraining- resembling a Kantian Ding an sich- and Kuhn believes
that there can be many different ways of speaking about this ‘thing’,
with some being better for certain purposes (such as accurate
prediction) than others, but without any coming closer to providing an
ontologically correct picturing.14
This is supported by the fact that Kuhn’s conception does not rule out
scientific progress, in a certain sense. He considers that the number of
accurate predictions that a paradigm can make will almost inevitably be
more than its predecessor.15 The reason for this is that normal science is
very effective in its project of increasing the match between the facts
shown by experimental studies and the paradigm’s predictions- in this
sense normal science is ‘a highly cumulative enterprise’. Moreover, as
well as observing novel regularities, a large part of the previous
paradigm’s gain in precision and scope must be preserved by its
successor if it wishes to be accepted by the scientific community.16
Science progresses in an evolutionary sense- Kuhn describes himself, in
his last published article on this issue, as developing a ‘post-Darwinian
Kantianism’- it achieves greater adaptation to the various tasks set it
(e.g. accuracy of prediction; as Rorty points out, there are many
possibilities17) by its niche of physical reality. In order to achieve that
end there is increasing specialisation, but like natural selection this
evolution is not towards some preordained result.18 What Kuhn is
12
Scheffler (1982), p. 19.
Kuhn (2000), p. 95, p. 104; (1970), p. 263.
14
ibid.
15
ibid., p. 264.
16
Kuhn (1996), p. 24-5, p. 52, p. 169.
17
Rorty (1999), p. 179; Kuhn (2000), p. 104.
18
ibid., p. 98, pp. 117-120.
13
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objecting to, I believe, by denying the cumulative nature of science, is
the idea that with the increase in problem-solving ability comes a better
fit between objective noumena and their picture, the paradigm. This is
impossible, Kuhn argues, due to the inescapable influence of subjective
factors on our perception of reality, such as that we only ever choose
between paradigms rather than evaluating each one alone against
reality.19
Against the claim that the inclusion of subjective elements in theorychoice leads to relativism, Kuhn elaborates in his lecture ‘Objectivity,
Value Judgement and Theory Choice’ how such subjective values are
actually the main insurance that the predictions of a paradigm are
continually measured against the standard of the results of empirical
studies. He references Scheffler’s charge of relativism on this account,
and claims that it shows ‘total misunderstanding.’20 The problem, he
suggests, comes from an ambiguity contained within the term ‘the
subjective’, in that it can be opposed both to ‘the objective’ and at the
same time can be opposed to ‘rational deliberation’; Kuhn’s critics are
mistaking his use of this first sense for the use of the second- they see
him as claiming scientists as irrational, whereas what he is actually
proposing is that scientists can consider the same objective facts, and yet
come to different conclusions, like two civilisations deriving different
constellations from the same pattern of stars.21
Kuhn writes of three broad types of causes of this difference in
perception: the individual scientist’s biography, the values of the
scientific community, and the wider cultural context. Of these he
singles out the second as the most significant. There are, loosely, five
overarching values that scientists hold and through which they
rationally choose between competing paradigms: firstly, and most
importantly, they believe that a theory should be accurate in agreement
with past observations and the results of its own predictions; secondly, a
theory should be internally consistent and fit with other accepted
theories; thirdly, the theory should have a wide scope; fourthly, it
19
ibid., p. 96; (1996), p. 4; (1970), p. 265.
Kuhn (1977), p. 321.
21
ibid., p. 337; (2000), p.223.
20
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should order phenomena that would otherwise seem individually
isolated; lastly, it should be fruitful in revealing new phenomena and
disclosing previously unnoted relationships.22 Paradigms are chosen on
the basis of both their current and their projected ability to meet these
standards.23 I would argue, therefore, that Kuhn believes that it is a
subjective orientation towards reality, as ensured by these five standards,
which gives the results of objective testing authority in the evaluation of
paradigm.
Kuhn considers it vital that these values are essentially contestable: each
one can be interpreted differently, and their relative importance
debated. Before the scientific community accepts a new reigning theory
it has to have been tested thoroughly against reality by both scientists
inside and outside of the paradigm; it would be a disaster if scientists en
mass abandoned an old theory too quickly for a bogus newcomer and
equally bad if they refused to accept a new theory with greater accuracy
and scope. Therefore Kuhn sees the fact that rational scientists can
disagree to be highly ‘functional’ for science, since on average enough
scientists investigate a new contender from the inside, while enough
scientists remain loyal to the incumbent to provide a healthy balance of
acceptance and scepticism.24
Yet this set of arguments from Kuhn, whilst convincing, does not fully
address the second of Scheffler’s criticisms, in that if, with a scientific
revolution, the whole world of the scientific community changes, then
whatever values they possess will be irrelevant in maintaining a
common standard with which to judge the relative merits of a paradigm
and its predecessor. The issues of relativism and incommensurability are
explored in Kuhn’s paper ‘Commensurability, Comparability,
Communicability’ to which we shall now turn.
The term ‘incommensurability’ comes from mathematics. The
circumference of a circle is incommensurable with its radius, in that
there is no unit of length contained, without remainder, a whole
22
ibid., p. 115, (1977), pp. 321-3.
Kuhn (1996), p. 23, p. 153.
24
Kuhn (1970), pp. 234-6, pp. 330-2.
23
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number of times in both. However, this lack of a whole common
measure does not make comparison impossible- approximate
comparisons are easy to perform. What Kuhn means when he claims
that two theories are incommensurable is that there is no taxonomic
language, or lexicon, into which both paradigms, considered as a set of
sentences, can be entirely translated without loosing meaning. For most
of the terms of each scientific lexicon, translation leaves no remainder,
because, after all, the scientist is still working in the same objective
world, if not the same phenomenological one. For a few terms,
however, translation does involve loss. This partial change is what Kuhn
means by incommensurability, and he coins the term ‘local
incommensurability’ to isolate this more modest sense from ‘total
incommensurability’.25
It is the terms that do preserve their meaning through a revolution
which allow for the discussion and comparison of a theory, in view of
making a theory-choice. What I believe Kuhn is suggesting is the
impossibility of point-by-point translation of every term in a paradigm’s
lexicon into the terms of another, and then the assessment of both,
point-by-point, against reality, the reason for this being that terms
change their meaning in different contexts, and this alteration has an
affect on the surrounding cluster of concepts. If a scientist wishes to
assess the relative merits of two theories he or she should not attempt a
translation from one into the other, but rather must act as an
interpreter and become proficient in both scientific lexicons without
attempting to reduce one to the other.26 Both theories can then be
tested against their respective predictions of reality,27 and the ‘bilingual’
scientist can move a great deal towards a comparison of relative
effectiveness. Kuhn claims that this possibility ‘was for me never in
question’,28 and we can see in Structure that ‘it makes a great deal of
sense to ask which of two actual and competing theories fits the facts
better’,29 an entirely illogical assertion, I would suggest, unless he is
25
ibid., p. 129; (2000), p. 36, pp. 58-60.
ibid., p. 36-40, p. 44-45; (1977), p. 338; (1996), p. 202.
27
Kuhn (1977), p. 339.
28
Kuhn (2000), p. 55.
29
Kuhn (1996), p. 147.
26
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arguing for local rather than total incommensurability between
paradigms.
However, Kuhn continues, this comparison can never be complete. The
large number of invariants between theories provides no way of
eradicating local incommensurability.30 Rather, what occurs is that at a
certain moment, the scientist has a change of ‘native language’ such
that, though still bilingual, he or she is now a thinker in the new
scientific lexicon. This change is motivated by the rational values they
hold since the decision to believe that the new paradigm will be a
fruitful research programme is based to a large extent on the past
performance of its predictions, in objective tests.31
Conversion is therefore not relativistic, in Scheffler’s sense, since it is a
product of faith in the future ability of a paradigm to make successful
truth-claims about reality. The fact that this faith is not determined
solely by the available facts is essential for science, since it ensures that
there are scientists who wish to elaborate the new alternative, as well as
those who wish to defend the old paradigm, ensuring a theoretical
division of labour.32 Kuhn is not, I believe, a relativist- there is still the
opportunity for the assessment of paradigms against the experimental
facts in his understanding of science.
Bibliography
Foucault, Michel, (2002 [1966]) The Order of Things, Routledge
Kant, Immanuel, (1996 [1781]) Critique of Pure Reason, CUP
Kuhn, Thomas S., (1985 [1957]) The Copernican Revolution, Harvard
University Press
30
ibid., p. 148.
Kuhn (1977), p. 338; (1970), p. 277; (2000), pp. 74-77.
32
Ibid., p. 204; (1996), p. 23-4, pp. 184-5; (1977), p. 331.
31
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Kuhn, Thomas S., (1996 [1962]) The Structure of Scientific Revolutions,
3rd edn., University of Chicago Press
Kuhn, Thomas S., ‘Reflections on my Critics’, in Lakatos and
Musgrave (eds.), (1970) Criticism and the Growth of Knowledge, CUP
Kuhn, Thomas S., (1977) The Essential Tension, University of Chicago
Press
Kuhn, Thomas S., (1978) Black-Body Theory and the Quantum
Discontinuity, 1894-1912, University of Chicago Press
Kuhn, Thomas S., (2000) The Road Since Structure, University of
Chicago Press
Lakatos, Imre, ‘Methodology of Scientific Research Programmes’ in
Lakatos and Musgrave (eds.), (1970) Criticism and the Growth of
Knowledge, CUP
Lakatos and Musgrave (eds.), (1970) Criticism and the Growth of
Knowledge, CUP
Nagel, Ernest, (1979) The Structure of Science, Hackett Publishing
Company
Popper, Karl, (2002 [1935]) The Logic of Scientific Discovery, Routledge
Rorty, Richard (1999) ‘Thomas Kuhn, Rocks and the Laws of Physics’
in Philosophy and Social Hope, Penguin Books
Scheffler, Israel, (1982 [1966]) Science and Subjectivity, 2nd edn.,
Hackett Publishing Company
Watkins, John, ‘Against ‘Normal Science’’ in Lakatos and Musgrave
(eds.), (1970) Criticism and the Growth of Knowledge, CUP
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British Journal of Undergraduate Philosophy, 2(1), April 2007
© Akosua Bonsu; all rights reserved.
McDowell’s foundationalism
Akosua Bonsu
Heythrop College, University of London
akosua_b@hotmail.com
In Mind and World, John McDowell argues that states of the world,
which we access via experience, can justify empirical beliefs. According
to McDowell, when things go well in our experience of the world, we
become open to empirical facts. Those facts are the purported contents
of experiential states and they ‘rationally constrain’ empirical belief. The
claim, then, is that veridical experiences provide reasons for empirical
beliefs because that method of belief acquisition discloses facts about
the world to us. If successful, McDowell’s argument shows how to
resolve the problem of epistemic regress, if only for empirical beliefs.
The bulk of this paper will be concerned with an examination of
McDowell’s position. First I identify the problem of epistemic regress.
Then I give an account of McDowell’s Minimal Empiricism, which I
suggest can be employed to solve the problem of epistemic regress. And
finally I deal with a potential problem for this argumentative strategy. I
conclude with some general remarks on the issues discussed.
Let’s assume that justification is a necessary condition for knowledge.
So, where P is the empirical proposition ‘Tabby is in the garden’, S
cannot know that P without being justified in believing that P. I take it
that X justifies P if and only if X is something that can be legitimately
cited to demonstrate S’s entitlement to her belief that P. This view of
justification is neutral as regards the internalist/externalist debate.1 But
we should note straight away that McDowell is an internalist. He spells
out justification in terms of a subject having and giving reasons.
According to McDowell’s view, S is justified in believing P just in case
Sincerest thanks to Craig French for our critical discussions.
1
All reference to ‘justification’ will refer to this neutral notion, unless explicitly
indicated.
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S has good reasons which she could cite when she is challenged to
demonstrate entitlement to the belief.
The regress argument is employed by a sceptic to establish that
justification (construed in either internalist or externalist terms) is
impossible. If successful, the sceptic can conclude that S can never know
that Tabby is in the garden because S can never be justified in believing
that Tabby is in the garden. The regress argument is generated by
considering the following question:
(a)
What can S’s belief in the truth of P be justified by?
There is a restriction on what kind of answer can be given to this
question. As justification is a rational relation it requires contentful
relata. This means that the terms of the justificatory relation must have
content. Contents are propositions and propositions are (here conceived
as) Fregean Thoughts: structured complexes, with Senses as
constituents. This requires that whatever is enlisted to justify the belief
that P must have (or be indexed by) propositional content. Only those
contents can inferentially support, probabilify,2 or be reasons for a
belief.3 To say A justifies B is just to say that A confers justification on
B in virtue of some rational relation (e.g. entailment, probabilification
etc.) that holds between the propositional contents of A and B.4 This
restriction has prompted some philosophers to answer (a) by claiming
that only a belief can justify another belief.5 The problem with this
suggestion, in this context, is that whatever belief is enlisted to justify
S’s current belief that P, will itself be in want of justification. It is prima
facie legitimate to ask of any justifying belief:
(b)
What further belief is S’s belief in the truth of P
justified by?
As we are working on the stipulation that only a belief can justify
another belief, we are forced to answer this question by citing some
2
Where A ‘probabilifies’ B if and only if A justifies a belief that B is probable.
Crispin Wright (2002), p. 143.
4
Sellars (1956a), pp. 127-196.
5
Davidson (1986), p. 310.
3
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further belief that S has. This is deeply problematic because there
appears to be no reason to stop us asking (b) of any justifying belief that
is proposed. If there is in fact no good reason to block the sceptics
demand for justification, a regress of justifying beliefs is generated. And
if there is no stopping place to that regress, S must first go through an
infinite series of prior justifications before she can claim entitlement to
her belief that P. But this is a task beyond any human’s conceptual
capacities, so we must conclude with the sceptic that S is not warranted
in taking herself to be justified in believing P. Nor are we, as
attributors, warranted in taking S to believe that P. On the assumption
that justification is a necessary condition of knowledge, we must
conclude that S can never know that P.6
One response to the problem of epistemic regress is Foundationalism.
The strategy common to all foundationalist theories is to block the
infinity of the regress by postulating a foundation on which the edifice
of knowledge rests. Looked at in this way, McDowell is clearly a
foundationalist for he argues that empirical knowledge rests on a
foundation of experience. This is just to say that experience justifies our
empirical beliefs, and the question ‘What justifies your experience that
P’ is ill-placed. But, if experience is conceived as sensation or sense-data
(as the traditional empiricist has it) it cannot justify anything. This is
because sensations or sense data lack conceptual content and so cannot
enter into rational relations. Only things with conceptual contents can
have or transmit positive epistemic status. So if McDowell is to avoid
buying into what Sellars called the ‘Myth of the Given’, he must argue
that experience has conceptual content. And this is precisely what he
does. The idea is that the conceptual capacities of a perceiving subject
are passively engaged in the production of experience. So in experience
a subject is ‘saddled with content’. S sees, for example, that it is raining
and the content of her experience is the proposition following the ‘that’
clause.7
6
As S can be replaced with any subject and P can be replaced with any proposition we
are to think of, radical scepticism results.
7
McDowell: ‘We should understand [experience] not as a bare getting of an extraconceptual Given, but as a kind of occurrence or state that already has conceptual
content. In experience one takes in, for instance, sees that things are thus and so. This is
the sort of things one can also, for instance, judge’ (1994), p. 9.
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This rather bizarre theory requires a radical refashioning of the notion
of ‘experience’. McDowell provides transcendental arguments for this
conceptualization of experiential contents. In brief, the idea is that
empirical beliefs could not be about the world if those beliefs could not
be justified by experience. But in order for empirical beliefs to be
justified by experience, they must have propositional content. So in
order for empirical beliefs to be about the world, experiential content
must be propositional content. In discussing these interconnected
claims we will see how experience can confer justification onto
empirical beliefs and why the question of justification does not arise in
the case of genuine experience (in other words, we will see why
experience blocks the regress).
According to McDowell, thought about the world is only intelligible if
the following normative condition is met:
(1)
The world must ‘rationally constrain’ empirical
thought.8
This condition bifurcates into two distinct but related claims. The first
claim is motivated by the observation that empirical thought must be
‘answerable to the world’ for its correctness. The world is here
conceived in Tractarian terms as the totality of facts, and facts are
conceived in Fregean terms as true Thoughts.9 In this context
‘correctness’ is used as a synonym for ‘truth’, so the claim is that beliefs
about the world are true or false depending on what the facts are. It is
certainly not up to me whether my belief that P is true, rather the truth
of this belief is determined by the facts which do or do not obtain. If P
expresses a fact, then the contents of my belief that P are factual, and
this means that my belief is guaranteed to be true. From this
observation, McDowell stipulates the following normative condition:
8
McDowell (1994), p. 163.
This view of reality as the totality of facts is contestable. It is natural to think that the
World consists of non-propositional objects like people, coffee, chairs etc. I sympathize
with this objection, but would like to put it aside for the purposes of this essay. For an
interesting defense of McDowell on this point, see Fish & Macdonald (2007).
9
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(i)
If empirical beliefs are to be about the world, S ought
to believe P (where P is an empirical proposition) only
if P expresses a fact.
Following on from this first constraint, a second normative constraint is
motivated by the thought that the world itself must impose a genuine
constraint on our thinking. Considering that my thoughts about the
world are answerable to the world for their truth, these thoughts should
not be a product of my imagination, but should be suitably constrained
by how the world actually is. Thus McDowell stipulates the following
normative condition:
(ii)
If beliefs are to be about the world, facts ought to
determine (and thereby restrict) the contents of those
beliefs.
To stipulate normative condition (1) is just to hold (i) and (ii). Both
conditions are beyond reproach if we accept that the world is
independent of what we think about it and true thoughts about the
mind-independent world are desirable. The two conditions amount to
the following claim: beliefs about the world could not be possible if a
mind-independent world did not determine the correctness (or truth)
of our thoughts, and if our beliefs about that mind-independent world
diverged from what the world is actually like.
A few things should be noted about (1). Firstly, we must note that facts
must be available to subjects if the normative constraints necessary for
thought to be about the world are to obtain. For if facts are not
available to subjects, it would be impossible to determine the
correctness of our empirical beliefs and it would be impossible to know
that the contents of those beliefs are constrained by objective reality.
But facts are peculiar. Like sensations, they cannot be justified or
unjustified, but unlike sensations, facts (conceived as epistemically true
thoughts) do have conceptual content so they can enter into rational
relations. As such, facts can justify empirical beliefs, and, as facts
determine the truth of empirical beliefs, they prove to be excellent
justifiers. This means that S can appeal to the facts in demonstrating
her entitlement to her beliefs, even though they are not themselves the
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objects of justification. If in response to the sceptic’s question ‘What is
your belief in the truth of P justified by?’ S responds ‘P is a fact’, then
that answer settles the matter. The sceptic makes no sense if he persists
in his demand for justification. Facts are not that kind of thing. This
peculiar nature of facts, of being excellent justifiers but of which it
makes no sense to ask for a justification, along with the claim that facts
must be accessible to subjects if empirical beliefs are to be about the
world, means that all subjects must have available to them excellent
(and foundational) justifiers for their empirical beliefs. But how can
facts be available? McDowell answers that facts must become available
through experience.10 This new turn in the argument leads us to
conceptualism about the content of experience.
McDowell notes that our ‘cognitive predicament’ is such that the facts
(the totality of which is the world) can only become available to us
through experience, but that means that the only way facts can become
available to subjects is if they are contained in experiential contents.
This idea is motivated by McDowell’s theory of perception. According
to this theory, veridical experience involves the empirical facts ‘making
themselves manifest’ to a perceiving subject where that ‘manifestation
relation’ is an explanatorily basic relation which puts subjects in direct
perceptual contact with the mind-independent world. So the contents
of experiential states are the facts of which a subject is made directly
aware through experience. As facts are conceptually structured,
experiential contents are conceptual contents. When S sees that Tabby
is in the garden the fact that Tabby is in the garden is content of her
experience. Her experiential content can justify her belief that Tabby is
in the garden because that content is factual. Here it will be noted that,
as McDowell says, the contents of the belief and the content of the
experience are identical. Beliefs are differentiated from experiences not
by their content, but by the way in which S’s conceptual capacities are
activated. In experience S’s conceptual capacities are passively engaged. S
cannot help but see that Tabby is in the garden. Beliefs, however, are
associated with inducement and acceptance. In belief S chooses to
accept the content of her experience as true after engaging in explicit
checking procedures. In forming beliefs, those very same conceptual
10
McDowell (1994), p. xii.
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capacities which are passively engaged in the formation of experience,
are actively engaged.11
Before moving onto a potential problem, I will first offer a brief
summary of the above. If all that has been said so far is cogent, the
sceptical paradox has been dissolved. According to McDowell, facts
need to rationally constrain beliefs if beliefs are to be about the world.
In order to rationally constrain beliefs, facts must be accessible to
subjects. The only way for facts to become accessible is if they are
contained in the contents of experience. According to McDowell’s
theory of perception, we are receptively open to the facts in experiences,
so experiential contents just are the facts. This means that experiential
contents are conceptual contents, so they can enter into rational
relations.12 And as facts are foundational justifiers, experiential contents
are foundational justifiers of empirical beliefs. Experience is able to
confer positive epistemic status onto the relevant beliefs in virtue of
having facts as contents. When, for example, I see that Tony is in the
park, the fact that Tony is in the park is made manifest to me. When I
appeal to my seeing that Tony is in the park as my reason for believing
that Tony is in the park, I am appealing to the facts themselves as my
reason for belief. In other words, when I endorse the content of my
veridical experience my belief is guaranteed to be true because the
content of my veridical perceptual experience just is the fact that P. As
11
McDowell (1996), p. 26. Whether McDowell makes a credible distinction between
beliefs and experiences is a matter of debate (e.g. Stroud 2002, Wright 2002). It is also
a matter of debate whether McDowell is committed to some objectionable form of
idealism (e.g. Gaskin 2006). I take it that the above comments do commit McDowell
to an idealism of sorts. But I don’t see how this form of idealism can be separated from
any sensible form of realism. As experience involves a passive exercise of conceptual
capacities the world can exert a genuine constraint on our thinking, but conceptual
capacities have to be exercised if our experience is to be of anything. For experience (as
we know it) is unthinkable outside our conceptual framework and our experience
would be impossible apart from the organization it receives from our conceptualization
of the world.
12
As experiential contents are facts, the jobs that facts do are taken over by the contents
of experience. So experience must rationally constrain empirical beliefs in virtue of
having facts as contents. Which is just to say experience must determine what is correct
or incorrect to believe as well as what we ought to believe (in virtue of having facts as
contents).
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experience can justify an empirical belief in virtue of having facts as
contents, S can appeal to the contents of her experience as her reasons
for believing P and in doing so S is appealing to the facts themselves as
her reasons for believing P. When the sceptic asks ‘what justifies your
belief that P’ and S replies ‘My experience of seeing that P’, that settles
the matter because S’s experience is factive, and facts are just not the
kinds of things that need to be justified.
In the final part of the paper I would like to briefly discuss an objection
to the argumentative strategy sketched above and also sketch a response.
Someone might argue as follows. S cannot justify her beliefs by
appealing to the contents of her experience unless her experience is
veridical. If her experience is hallucinatory her experiential content
could not be a fact, and as such, it could not justify her belief. But given
McDowell’s internalist notion of justification, S must know that she is
justified in order to be justified. But in order for S to know that she is
justified, she must know that her experience is veridical. But veridical
experience is indistinguishable from hallucinatory experience; there can
be no reflectively accessible grounds which indicate that S’s current
perceptual experience is veridical. So S cannot know when her
experience is veridical, and hence S cannot know that she is justified. In
other words, because of the phenomenological indistinguishability of
the hallucinatory content and the veridical content, S cannot know
when she is appealing to the facts themselves to justify her beliefs, and
when she is appealing to some hallucinatory content instead. The
objection amounts to the claim that so-called Minimal Empiricism, as
that which is outlined above as McDowell’s position, can only be used
to block the regress (i.e. Pyrrhonian scepticism), if Cartesian scepticism
can first be overcome.
This is a very tricky argument to respond to. The key to the argument
is that reflective access to the veracity of content is restricted to purely
phenomenological criteria. If we accept this, it seems that the only way
for McDowell to deal with this argument is to give up internalism. By
adopting an externalist theory of justification we can say that there are
various facts which determine what kind of situation S is in, but those
facts are not reflectively accessible to her. However, this is an
unattractive option because internalism plays a crucial role in
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McDowell’s argument. One way to deal with this problem and retain
internalism is to prise apart reflective access from phenomenological
access. In that case we could allow that S knows when she is in a
veridical case even though the content of veridical experience is
phenomenologically indistinguishable from the content of hallucinatory
experience. This is precisely what McDowell does argue, but discussing
it would take us too far afield. The point here was only to outline a
response to the objection.13
It seems to me that some form of Foundationalism must be the correct
response to the epistemic regress problem. And it seems clear that,
whatever the foundation, it needs to have conceptual content if it is
going to be capable of justifying beliefs. For these reasons McDowell’s
Minimal Empiricism is attractive. He defends the view that experience
must have factual content and hence is capable of justifying empirical
beliefs. I agree that experiential contents are factual, because our
everyday practice testifies to the claim that experience determines the
correctness of empirical beliefs as well as what we ought to believe. And
given the peculiar nature of facts, it can be argued that experiential
contents are foundational justifiers for empirical beliefs. These
conclusions chime well with commonsense for it seems obvious that
experience does justify empirical beliefs.
It seems a little less obvious that the world is the totality of true
thoughts, or that the content of veridical experience involves the
perceptual facts making themselves manifest to a perceiving subject. I
think both of these claims are defensible, but have not attempted to
defend them here. This is because in order to present the argument
these issues must be presupposed, and critical appraisal of those
presuppositions would take far too long. Suffice to say, the argument as
it is presented is complex because it required an acceptance of a battery
of McDowellian assumptions. And even granting these assumptions,
there was still one major problem with employing Minimal Empiricism
as a response to Pyrrhonian Skepticism, namely that we might first have
to combat Cartesian scepticism. Responding to this objection is a tricky
business which deserves critical attention, but again, such attention
13
C.f. Pritchard (forthcoming) ‘McDowellian NeoMooreanism’.
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could not be given here. I hope at least to have revealed a little of the
machinery that runs through Minimal Empiricism, and suggested an
interesting way in which it can be applied to rebut a certain kind of
scepticism, but clearly there is much work to be done.
Bibliography
Bonjour, L., (1985), The Structure of Empirical Knowledge, Cambridge
Mass.: Harvard University Press
Brandom R., (2002), ‘Non Inferential Knowledge, Perceptual
Experience, and Secondary Qualities: Placing McDowell’s Empiricism’,
reprinted in Reading McDowell on Mind and World, Smith (ed.), pp.
92-105
Byrne, A., (1996), ‘Spin Control: Comments on McDowell’s Mind and
World’, Philosophical Issues, Vol. 7, pp. 261-273
Chen, K. C., (2006), ‘Empirical Content and Rational Constraint’,
Inquiry, Vol. 49, No. 3, pp. 242–264
Davidson, D., (1986), ‘A Coherence Theory of Truth and Knowledge’,
reprinted in LePore (ed.), Truth and Interpretation: Perspectives on the
Philosophy of Donald Davidson, pp. 307-19
De Gaynesford, M., (2004), John McDowell, Polity Press
DeVries, W. A., and Trimplet, T., (2000), Knowledge, Mind and the
Given: Reading Wilfred Sellars ‘Empiricism and The Philosophy of Mind’,
Hackett
Fish, W., and Macdonald, C., (2007), ‘On McDowell’s Identity
Conception of Truth’, Analysis, Vol. 67, No.1, pp. 36–41
McDowell, J., (1994), Mind and world, Cambridge Mass.: Harvard
University Press
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McDowell, J., (1996), ‘Précis of Mind and World’, Philosophical Issues,
Vol. 7, pp. 231 – 239’
McDowell, J., (1986), ‘Singular Thought and the Extent of Inner
Space’, in Subject, Thought, and Context, Pettit & McDowell (eds.),
Oxford: Clarendon Press, pp. 136-68
McDowell, J., (1994), ‘The Contents of Perceptual Experience’, The
Philosophical Quarterly, Vol. 44, pp. 190-205
McDowell, J., (1995), ‘Knowledge and The Internal’, Philosophy and
Phenomenological Research, Vol. 55, No. 4, pp. 877-893
Sellars, W., (1956a), ‘Empiricism and the Philosophy of Mind’,
reprinted in DeVries & Trimplet (eds.), (2000)
Sellars, W., (1956b), ‘Does Empirical Knowledge have a Foundation?’,
in The Foundations of Science and the Concepts of Psychology and
Psychoanalysis, Minnesota Studies in the Philosophy of Science, Vol. 1,
Minneapolis: University of Minnesota Press, pp. 293-300
Sosa, E., (1980), ‘The Raft and the Pyramid’, Midwest Studies in
Philosophy, Vol. 5, Studies in Epistemology, Minneapolis: University of
Minnesota Press, pp. 3-25
Taylor, C., (2002), ‘Foundationalism and the Inner/Outer Distinction’,
in Reading McDowell on Mind and World, Smith (ed.) pp. 106-120
Williams, M., (2001), Problems of Knowledge, Oxford: Oxford
University Press
Wright, C., (2002), ‘Human Nature’, reprinted in Reading McDowell
on Mind and World, Smith (ed.), pp. 140-160
Wright, C., (2002), ‘Postscript’ in Reading McDowell on Mind and
World, Smith (ed.), pp. 160-173
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British Journal of Undergraduate Philosophy, 2(1), April 2007
© Emily Thomas; all rights reserved.
When choosing the best possible world, can
God always go one better?
Emily Thomas
University of Birmingham
aet400@bham.ac.uk
It is sometimes asserted that when God took the decision to create the
universe he was confronted by an infinity of possible worlds to chose
from, and from these he chose the ‘best possible world’ to actualise.
This paper will evaluate the claim that such a world is impossible, as no
matter what world you pick there will always be one that is better. This
claim can either be interpreted to mean a finite cycle of worlds or an
infinite sequence, and I will seek to show that while the former
interpretation fails the latter succeeds. This means that there is no ‘best
possible world’, and no matter what world God picks he can always go
one better.
First we will examine the nature of the ‘best possible world’ and the
goods used in determining it. Next we will critically evaluate the two
possible interpretations of the above claim, which implies either a finite
cycle of worlds or an infinite series. I will argue against Brown and
Nagasawa’s formulation of the first interpretation, as I think it fails to
show that no matter what world you pick there is always a better.
However I will then argue for Swinburne’s formulation of the second
interpretation, as despite replies from Grover and Strickland I think
that this interpretation succeeds in showing there is no ‘best possible
world’.
We begin, then, by examining the nature of the ‘best possible world’
and the goods used in determining it. What exactly are possible worlds?
Jubien describes them as complete descriptions of the ways our world
might have been (Jubien, 1998, 134-5). This might mean that they are
merely completely consistent sets of propositions or that they are fullyfledged physical entities. Fortunately, there is neither room nor need for
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debate here. Either way, the ‘best possible world’ would surely contain
the most goods and be the most perfect. Note that it is an assumption
of this paper, and of the claim we are evaluating, that different goods
and possible worlds are morally commensurable. Although one could
perhaps argue that different goods and worlds are too distinct to be
commensurable, this would still mean there is no ‘best possible world’ –
if you cannot compare worlds you cannot pick the best one.
As for the goods involved in world-making, they might reasonably
include happiness, virtuosity, freedom, variety of natural phenomena
and simplicity. Three issues can be identified regarding the nature of
these goods. Firstly, do goods have an intrinsic maximum as to how
‘good’ they can be? Secondly, would these goods coexist in harmony or
tension? Thirdly, what sort of relation is implied when we say x is
‘better than’ y? These issues will become crucially important below.
Let us turn then to the first interpretation of the claim that for whatever
possible world you pick there is a better one. This maintains that there
is a finite cycle of worlds. Brown and Nagasawa express this
interpretation as follows. If we let there be a finite set of possible worlds
(W) and an index of worlds (w1, w2 etc.), and if we say that x>y stands
for ‘x is better than y’, we can generate the following sequence:
w1>w2, w2>w3 … wn-1>wn, wn>w1
The sequence completes a full ‘cycle’ from w1 to wn and back again
(Brown & Nagasawa, 2005, 315). The set could contain just three
worlds.
But isn’t it counter-intuitive to claim that world x is better than world y
and world y is better than world z but world z is better than world x?
Surely world x would also be better than world z. The viability of the
sequence depends on answering the third issue concerning goods: what
sort of relation is ‘better than’? It could either be transitive (e.g. for
relations R including height or greatness, Rxy and Ryz implies Rxz) or
non-transitive (e.g. for relations R including love or hate, Rxy and Ryz
implies nothing about Rxz).
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A finite cycle of worlds could only exist if the relation of ‘better than’
was non-transitive, but can we imagine that? Without endorsing it,
Nagasawa suggests the following scenario. Imagine using different
criteria to judge different pairs of worlds. For example a world is better
than another if it has a higher number of happy inhabitants or, if the
world has less then 20 inhabitants, a higher proportion of happy ones.
If world x had 300/1000 happy inhabitants, world y had 99/100 happy
inhabitants and world z had 9/10 happy inhabitants then the following
series would be created:
wx>wy, wy>wz, wz>wx.
However, I intend to argue that such a scenario is impossible. I think
that if we accept that different worlds are morally commensurable then,
by definition, they should be directly comparable and we shouldn’t
have to use different criteria to judge different pairs of worlds. If used
independently either of the criteria would be transitive, and the fact
that the scenario needs to use them in conjunction shows that these
worlds aren’t directly comparable. We said above that this scenario
couldn’t work if no worlds were commensurable (as no world would be
better than another) so this scenario would only work if different
worlds were judged by different standards and they were not all morally
commensurable to the same standard. As this paper is assuming that all
worlds are commensurable, I conclude that this first interpretation of
our claim fails to show that the ‘best possible world’ is impossible.
We will now consider the second interpretation of the claim that for
whatever possible world you pick there is a better one. This maintains
that there is an infinite series of possible worlds possessing no
maximum degree of perfection. Brown and Nagasawa formulate this
idea as before, except that this time let the set of possible worlds (W) be
infinite so that the following sequence is generated:
w2>w1, w3>w2… wn>wn-1
An infinite chain of worlds, each slightly better than the last, would
thus be created (Brown & Nagasawa, 2005, 315). How might this
sequence come about? The answer relates to the first issue concerning
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goods: do they have intrinsic maximums? Swinburne claims that
certainly ‘happiness’ doesn’t, and adds that the goodness of the ‘best
possible world’ must be judged at least partly on the happiness of its
inhabitants (Swinburne, 1991, 114). Swinburne imagines a world
whose inhabitants have an infinite capacity for happiness, and claims
we could always improve on this world by making its populous slightly
happier (Swinburne, 1991, 114).
There are two obvious objections to this: firstly one could argue that
goods do have intrinsic maximums, and secondly, as Grover points out,
since we do not have an infinite capacity for happiness (or indeed any
other good) perhaps it is impossible that any creature could (Grover,
1993, 222). Swinburne neatly circumvents both of these objections for
even if we accept they are both correct, there is no reason why possible
worlds would be limited as to how large they are or how many
inhabitants they contain (Swinburne, 1991, 114). We can then always
improve upon any given world by adding one more happy, virtuous,
free inhabitant. I think that Swinburne’s scenario is solid, but we will
nonetheless consider a novel reply to it from Strickland.
Strickland’s reply utilises the third issue concerning goods: how might
they co-exist? He claims that at least two goods have intrinsic
maximums (simplicity and the variety of natural phenomena) and that
when these goods are combined with others that arguably don’t have
intrinsic maximums (virtue, happiness and freedom) they exist in
tension with each other. For example, a truly virtuous creature might
not be happy if virtuosity requires self-sacrifice (Strickland, 2005, 39). If
Strickland is right then the ‘best possible world’ would be the one
possessing the optimal ‘trade-off’ between at least two types of
conflicting good, so no good could exist in infinite amounts
(Strickland, 2005, 46).
However, Strickland’s defence of the ‘best possible world’ against
Swinburne’s scenario is problematic on two grounds. Firstly, as Grover
observes, his defence may prove unwelcome to theists because Leibniz
never intended the ‘best possible world’ to be a trade-off between
various competing perfections. If goods were necessarily in conflict then
sometimes even God would have to choose between competing ends
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and that would be untenable (Grover, 1998, 662). While this first
problem is really little more than an observation, the second is more
serious – Strickland’s defence does not work. Even if Strickland is
correct and co-existing goods are in tension, I don’t see how that limits
the amount of space or inhabitants a world can possess. I don’t think
any of the goods would affect the size of a world, and while combining
certain goods (for example simplicity and maximum variety) might
limit the types of creatures that exist, I don’t see how it would limit the
tokens of each type. Therefore I think that Strickland’s defence of the
possibility of the ‘best possible world’ fails. It seems, then, that
Swinburne is right to say you can always make a better world by adding
just one more happy creature.
Having critically evaluated both interpretations of the claim that no
matter what possible world you pick there is a better one, I have shown
that while the first interpretation fails to show there can be no ‘best
possible world’ the second succeeds. As Wielenberg observes, this means
that the term ‘best possible world’ is similar to ‘the highest integer’ –
neither idea is meaningless but it is necessarily uninstantiated
(Wielenberg, 2004, 57). God may have the choice of any possible
world, but no matter which world is picked there will always be one
that is better.
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Bibliography
Brown, Campbell, and Nagasawa, Yujin, (2005), ‘The Best of All
Possible Worlds’, Synthese, Vol. 143, pp. 309-320
Grover, Stephen, (1993), ‘Satisfied Pigs and Dissatisfied Philosophers:
Schlesinger on the Problem of Evil’, Philosophical Investigations, Vol.
16, pp. 212-230
Grover, Stephen, (1998) ‘Incommensurability and Possible Worlds’,
The Monist, Vol. 81, pp.648-668
Jubien, Michael, (1997), Contemporary Metaphysics, UK: Blackwell
Leibniz, Gottfried, (1890), Philosophical Works of Leibniz, trans. Ladd,
George, New Haven: Tuttle, Morehouse and Taylor
Strickland, Lloyd, (2005) ‘Determining the Best of All Possible
Worlds’, The Journal of Value Enquiry, Vol. 39, pp. 37-47
Swinburne, Richard, (1991) The Existence of God, Great Britain:
Oxford University Press
Wielenberg, Erik, (2004) ‘A Morally Unsurpassable God Must Create
the Best’, Religious Studies, Vol. 40, pp. 43-62
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British Journal of Undergraduate Philosophy, 2(1), April 2007
© Tomas Bates; all rights reserved.
An argument against the principle of alternative
possibilities
Tomas Bates
University of Sheffield
pia04tab@shef.ac.uk
Introduction
The principle of alternate possibilities (PAP) states that:
A person is morally responsible for performing action x only if
he could have done otherwise than perform action x.1
PAP rests on the idea that, if we are to be morally responsible for the
actions we perform, we must have ‘forking paths’2 available to us. For
example, if I am to be morally responsible for stealing Jim’s bike at t1, it
must be possible that I ‘could have done otherwise’ than steal Jim’s bike
at t1. However, in this paper I will support David Hunt’s claim that one
can construct a ‘blockage case’3 counter-example to PAP which
eliminates all alternative possibilities. In such a case it seems that the
agent is morally responsible for the action he performs, despite the fact
that he could not have done otherwise. I shall admit that ‘blockage
cases’ are not immune to objection. Specifically, the Libertarian could
object that if all neural pathways except one are blocked off from an
agent, there is no room for indeterminism in the actual sequence.
However, I will try to respond to this objection by claiming that whilst
a ‘blockage case’ may leave a certain outcome determinate, the blockages
themselves need not determine that the outcome will occur.
1
Frankfurt (1969), reprinted in Watson (ed.) (2003), p. 167.
Fischer (2002), reprinted in Watson (ed.) (2003), p. 196.
3
Hunt credits Fischer with giving his counter-examples this name. Hunt (2005), p.
131 (footnote 9).
2
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Frankfurt’s attack on the principle of alternate possibilities
In his article ‘Alternate possibilities and moral responsibility’, Harry
Frankfurt attempts to disprove PAP. Frankfurt imagines a situation
which we shall scenario (1). In scenario (1), Black wants Jones to kill
Smith but he doesn’t want to intervene and force Jones to kill Smith
unless it is absolutely necessary to do so.4 For this reason, Black waits on
the sidelines until it becomes clear whether or not Jones is going to
choose to kill Smith. Imagine that Black becomes aware of what Jones
will decide to do at t2 because at t1 Jones shows some involuntary ‘prior
sign’5 of what he is about to choose to do. For example, if Jones is
blushing at t1, he will choose to kill Smith at t2, but if Jones is not
blushing at t1, he will choose not to kill Smith at t2.6 Thus, if Jones is
blushing at t1, Black will not intervene, but if Jones is not blushing at t1,
Black will intervene and alter Jones’s brain states in such a way as to
ensure that Jones chooses to kill Smith at t2. Finally, in scenario (1),
imagine that Jones does have a strong dislike for Smith prior to being
kidnapped by Black. This strong dislike causes Jones to blush at t1
(indicating that he is about to choose to kill Smith at t2), and as a result
Black does not intervene and at t2. Jones chooses to kill Smith and at t3
he does so.
I will now explain how scenario (1) is supposed to act as a counterexample to PAP. Specifically, Frankfurt argues that in scenario (1) Jones
is morally responsible for choosing to kill Smith, even though he could
not have done otherwise than choose to kill Smith at t2. It is true that if
Jones had not blushed at t1, Black would have intervened and brought
it about that Jones choose to kill Smith at t2. But Frankfurt argues that
this lack of alternate possibilities does not affect Jones’s moral
responsibility in the actual sequence. Intuitively, Jones seems morally
responsible for killing Smith because he chooses to kill Smith and really
wants to kill Smith. It appears irrelevant that Jones lacks alternate
possibilities in scenario (1). Despite his lack of alternate possibilities,
Jones still chooses to carry out the action that he really wants to
perform. Significantly, in scenario (1), ‘the circumstances that made it
4
Frankfurt (1969), reprinted in Watson (ed.) (2003), p. 172.
Fischer (2002), reprinted in Watson (ed.) (2003), p. 192.
6
Widerker (1995), reprinted in Watson (ed.) (2003), p. 179.
5
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impossible for him [Jones] to do otherwise could have been subtracted
from the situation without affecting what happened or why it happened
in any way.’7 One could remove Black from scenario (1) and Jones will
still choose to kill Smith for exactly the same reasons.
The problematic dilemma for Frankfurt’s counter-example
However, I shall now argue that scenario (1) can be forcibly objected to
by giving Frankfurt a dilemma.8 Firstly, if it is to be accepted by
libertarians, Frankfurt’s scenario must not assume universal causal
determinism.9 This is because Libertarians believe that morally
responsible actions must involve indeterminism; for example, the
Libertarian David Widerker states that ‘an agent’s decision (or choice)
is free in the sense of freedom required for moral responsibility only if it
is not causally determined.’10 However, in scenario (1) as I have stated
it, there seems to be a deterministic causal relationship between the
occurrence of a particular ‘prior sign’ at t1 and a certain choice at t2.
Specifically, if Jones blushes at t1, he will choose to kill Smith at t2, but
if Jones does not blush at t1, he will choose to not kill Smith at t2. Thus,
in scenario (1), it appears that the occurrence of the ‘prior sign’ is
causally sufficient to bring about the choice that Jones makes at t2. But,
if this is the case, Libertarians will reject that Jones is morally
responsible for the choice he makes at t2 because they reject from the
beginning that an agent can be morally responsible for a determined
action. Therefore, if Frankfurt presupposes universal causal
determinism in this way, he is unfairly begging the question against the
Libertarian case, and thus scenario (1) will fail to offer a convincing
counter-example to PAP.
However, if Frankfurt’s example is not presupposing determinism in
this way, then there seems to be room for indeterministic alternate
7
Frankfurt (1969), reprinted in Watson (ed.) (2003), p. 174.
Widerker offers such a dilemma. Widerker (1995), reprinted in Watson (ed.) (2003),
p. 180.
9
For the purposes of this essay I shall take ‘universal causal determinism’ to mean the
thesis that all events that occur in the universe are deterministically caused by some
other event.
10
Widerker (1995), reprinted in Watson (ed.) (2003), p. 177.
8
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possibilities in scenario (1). For example, if there is not a sufficient
causal relation between the occurrence of the ‘prior sign’ at t1 and
Jones’s choice at t2, then Jones seems free to either choose to kill Smith
at t2 or to choose not to kill Smith at t2. Of course, Black might realise
that Jones is in the process of choosing to kill Smith at some point
between t1 and t2. However, as Fischer points out, whilst ‘Black can
intervene to prevent the completion of the choice’, this still gives Jones
the possibility of ‘beginning to make the choice’11 not to kill Smith.
Thus, if one assumes indeterminism in scenario (1), Jones appears to
have a morally relevant alternate possibility available to him at t2; he can
begin to make the choice not to kill Smith.
Hunt’s ‘blockage cases’
Given these problems for counter-examples to PAP which involve some
‘prior sign’, I will now explain and argue in support of a counterexample to PAP which does not involve a ‘prior sign’. In his article,
‘Moral responsibility and unavoidable action’, David Hunt attempts to
construct a counter-example to PAP which rules out all alternative
possibilities. He does this by coming up with a scenario similar in kind
to John Locke’s ‘locked room’ story.12 In Locke’s example, a man, say
Bob, is locked in a room with Jim (who is someone that Bob really
wants to speak with). Bob couldn’t leave the room if he tried but
instead he happily chats to Jim without even trying to leave the room.
In such a situation, Bob lacks the alternate possibility to leave the room,
but this fact seems irrelevant. Despite his lack of alternate possibilities,
Bob is still perfectly capable of doing what he wants to do (i.e. speaking
to Jim). Importantly, such a scenario does not depend on a
counterfactual intervener. As Hunt states, ‘the door is actually locked, it
doesn’t lock only when someone approaches the door and tries to
leave.’13 However, whilst the possibility of leaving the room is blocked
from Bob in Locke’s scenario, there are several other relevant alternate
possibilities open to him. For example, Hunt points out that the agent
11
Fischer (2002), reprinted in Watson (ed.) (2003), p. 194.
Hunt (2000), p. 217.
13
Ibid., p. 217.
12
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could ‘try’ to leave the room and he contends that ‘this alternative is
surely enough to under-grid his moral responsibility.’14
For this reason, Hunt devises a counter-example to PAP which brings
‘the locked door – the blockage – into the head.’15 Specifically, he
imagines a scenario in which ‘neural pathways rather than doorways’16
are blocked off from an agent. Firstly, imagine a scenario in which an
agent is intuitively morally responsible for his actions and has alternate
possibilities open to him. For example, consider scenario (2). In this
scenario, Jones strongly dislikes Smith and chooses to kill him at t2.
Imagine that there is no intervention from an outside force or agent in
this situation and that Jones chooses to kill Smith after
indeterministically utilising a single neural pathway in his brain. In such
a situation, it appears that Jones is morally responsible for his choice to
kill Smith at t2. Jones consciously and voluntarily chooses to kill Smith,
and does so based on his strong dislike towards Smith. Furthermore,
Jones has alternate possibilities open to him at t2. He can choose to kill
Smith or he can choose not to kill Smith. This means that Jones can
utilise one neural pathway or another in scenario (2) (imagine that the
choice to kill Smith will utilise one neural pathway and the choice not
to kill Smith will utilise another neural pathway).
However, now imagine scenario (3), a Hunt-style ‘blockage case’. In
this scenario, Jones’s choice to kill Smith at t2 has ‘precisely the same
causal history’17 as in scenario (2). Thus Jones utilises exactly the same
neural pathway that he utilises in scenario (2) in order to choose to kill
Smith. But consider that, in scenario (3), Black kidnaps Jones at t1 and
blocks off every neural pathway in Jones’s brain apart from the one
which is utilised in scenario (2). Imagine that by a ‘fantastic
coincidence’18 the neural pathways that Black blocks off at t1 are exactly
the same neural pathways that remain dormant throughout scenario
(2). For example, imagine that Black is just an incompetent
neurosurgeon who likes to practice his expertise by randomly blocking
14
Ibid., p. 217.
Fischer (1999) p.114
16
Hunt (2000) p.218
17
Pereboom (2000) p.126
18
Hunt (2000) p.218
15
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off neural pathways in a person’s brain. Thus, whilst he has the
technical prowess to block off neural pathways in the brain, Black has
no idea what effect blocking a particular pathway in a person’s brain
will have on that person’s desires and actions. This means that Black
has no idea that by blocking off the particular neural pathways he is
blocking off, he is making it unavoidable that Jones will choose to kill
Smith at t2. Thus, in scenario (3), all alternate possibilities seem blocked
off from Jones. It is ‘unavoidable’ that he will choose to kill Smith at t2
because he cannot utilise any other neural pathway than the one he
does actually use.
Whilst Jones lacks alternate possibilities in scenario (3), I will now
argue that he is still morally responsible for his choice to kill Smith at t2.
This point can be illustrated by considering the difference between
scenario (2) and scenario (3). It seems that the only difference between
the two scenarios is that whilst the neural pathways that are left
dormant in scenario (2) remain open, these same dormant neural
pathways are blocked off from the agent in scenario (3). But the
dormant pathways being blocked off in scenario (3) seems to make no
difference to Jones’s moral responsibility. He chooses to kill Smith at t2
for exactly the same reasons and using exactly the same neural pathway
as he utilises in scenario (2). Thus, it appears that one could deduct
Black and the blockages from scenario (3) without changing the
situation in anyway. If one accepts my intuition that Jones is morally
responsible in scenario (2), this means that they have no less reason to
believe that he is morally responsible in scenario (3).
Objection 1 to ‘blockage cases’: there are still alternate possibilities
Despite the intuitive strength of ‘blockage cases’, they are not immune
from Libertarian objection. I shall now finish the essay by addressing
two such possible objections to Hunt-style counter-examples to PAP.
Both these objections argue along similar lines to the dilemma levelled
against Frankfurt’s scenario. However, I will respond by contending
that if one clarifies exactly what it is going on in ‘blockage cases’, such
objections lose much of their appeal.
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The first Libertarian objection claims that a blockage case cannot really
rule out all alternate possibilities. Specifically, the Libertarian might
claim that even if all the dormant neural pathways are blocked off in
scenario (3), Jones might still have the ability to ‘bump up against’19 the
blockage. It may be conceded that this is true – Jones cannot actualise
the neural pathway which will lead him to choose not to kill Smith at
t2. However, Jones can still try to actualise this neural pathway. Such an
objection can be illustrated by looking again at Locke’s ‘locked door’
example. As Hunt himself notices, such a counter-example cannot
completely rule out alternate possibilities because Jim can still try to
break down the locked door. If Jim wanted to do this and tried to do
so, surely we would not withhold moral responsibility from him.
Similarly, if a ‘blockage case’ is only supposed to ‘differ only in degree,
not in kind’20 from the ‘locked room’ case, surely in scenario (3) Jones
has the capacity to try and ‘bump up against’ the blockage, just as Jim
has the ability to try the locked door in Locke’s scenario.
However, as I said, I believe that such an objection can be overcome by
clarifying exactly what is going on in a ‘blockage case’. Hunt’s scenario
doesn’t only block off neural pathways but also blocks off any ability an
agent has to reach the blockage. Fischer explains this idea by
introducing the notion of a ‘bridge’21 between the actual neural
sequence and the blockage. In order to ‘bump up against’ the blockage,
the agent must have the ability to try and cross this bridge. However, in
a full ‘blockage case’ even the ‘intermediate neural events’ that form the
bridge are blocked off from the agent. The libertarian may respond to
such an argument by claiming ‘but at least the agent can try to get on
the bridge, even if he is incapable of crossing it’. However, such an
objection can only push the argument one step back. This is because,
for any such an objection to a ‘blockage case’, Hunt can always contend
that even this alternate possibility is blocked off from the agent. Such a
reply doesn’t seem to unfairly presuppose the truth of Hunt’s case
either. It seems plausible to suppose that, in order to reach any
particular neural pathway, there will be some ‘intermediate set of neural
19
Fischer (1999) p.119
Hunt (2000) p.221
21
Fischer (1999) p.119
20
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events.’22 But if even these intermediate events are blocked off from the
agent, what alternate possibilities can plausibly exist?
Objection 2 to ‘blockage cases’: such cases presuppose determinism
However, Hunt must still deal with the second fork of the dilemma.
Specifically, he must convincingly argue that ‘blockage cases’ do not
unfairly beg the question against Libertarianism by presupposing
universal causal determinism. For example, a libertarian might object
that a ‘blockage case’ couldn’t possibly involve indeterminism in the
actual sequence and therefore must be deterministic. Pereboom explains
this objection by giving two scenarios.23 In situation (A), an atom is
falling downwards. Imagine that the atom’s course is indeterministic –
there is no object blocking its path and at any time it could randomly
swerve left or right. Finally, imagine that the atom does not swerve
between t1 and t2. Now imagine situation (B). In this situation, exactly
the same atom is travelling through space. However, in this scenario,
the atom is travelling downwards through a vertical tube and the tube’s
‘interior is exactly wide enough to accommodate the atom.’24 Finally,
imagine that the atom would not have swerved between t1 and t2, even
if it were not in the tube. The ‘blockage case’ theorist will claim that the
two situations are basically identical. One could remove the atom from
the tube in situation (B) and it would make no difference. However,
the Libertarian may react to this claim by contending that there is
actually a crucial difference between situation (A) and situation (B).
Whilst the atom is situation (A) can indeterministically swerve left or
right between t1 and t2, the atom in situation (B) cannot move either
left or right between t1 and t2. Thus, even if the atom in situation (B)
was going to swerve either left or right between t1 and t2, it could not.
Pereboom sums-up this concern when he writes ‘since the tube prevents
any alternative motion, it would seem that it precludes any
indeterminism in the atom’s causal history from t1 to t2.’25
22
Ibid p.119
Pereboom (2000) p.127
24
Ibid p.127
25
Ibid p.127
23
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However, despite the strength of this objection, I shall now try and
respond to it. I think that one can make an important distinction
between a particular outcome being ‘unavoidable’ or determinate and
that same outcome being determined. Specifically, when one considers
Pereboom’s example, it seems possible for the ‘blocker’ theorist to
contend that whilst the atom’s path may be determinate, it is not
necessarily the case that the atom’s path is determined by the vertical
tube. When we talk of one thing determining another thing, it seems
that we consider the first thing to play some important causal role in
what happens to the second thing. However, if this is the case, how can
we make sense of the vertical tube determining the atom’s path in
situation (B)? As I have already pointed out, one could take away the
supposedly ‘determining’ factor (e.g. the vertical tube) and the atom
would act in exactly the same way. This suggests that the tube cannot
really play an important causal role in what happens to the atom in
situation (B) and cannot really be said to determine the atom’s path
either.
My response can be clarified by looking again at scenario (3). Is Jones
really determined to choose to kill Smith at t2 by the blocked neural
pathways in his brain? Granted, it is determinate that Jones will choose
to kill Smith at t2 – given that there is only one neural pathway
available to Jones it is ‘unavoidable’ that he will make this choice.
However, just because this outcome is determinate, it doesn’t
necessarily follow that the blockages themselves determine the outcome.
Just as in situation (B), one could subtract the supposedly determining
factor from scenario (3) without altering the outcome in any way.
Remember Jones will choose to kill Smith at t2 even if the other neural
pathways in his brain were unblocked. Thus, whilst Jones’s choice to kill
Smith in scenario (3) seems determinate, it seems odd to say that the
neural blockages determine Jones’s choice. As I said earlier, a
determining factor usually plays some causal role in bringing about a
particular outcome. But it seems odd to say that the blockages play a
causal role in bringing about Jones’s choice to kill Smith, when they
could be subtracted from the scenario without affecting Jones’s choice
in any way. And it seems that if the neural blockages themselves don’t
determine Jones’s choice in scenario (3), there is room for
indeterminism in the actual sequence. I therefore believe that it could
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plausibly be the case that Jones’s choice to kill Smith at t2 is determinate,
even though his choice is undetermined by prior events.
Finally, the Libertarian seems to have some reason to accept my
distinction between a choice being ‘determinate’ and something
causally ‘determining’ that the choice will occur. Specifically, whilst
Libertarians will reject the idea that a morally responsible choice or
action could be causally determined, they at least have some reason to
accept my idea that a morally responsible choice or action be
determinate. For example, Libertarians often reject a traditional
argument against their case which contends that an undetermined
action is simply ‘a matter of chance or luck.’26 Such an argument states
that a person cannot possibly be in control of something which is simply
‘a matter of chance or luck’ and therefore a person cannot be morally
responsible for an undetermined action.
However, Libertarians respond to such an objection by claiming that an
undetermined act is not necessarily only ‘a matter of chance or luck’
and therefore an agent can be morally responsible for an undetermined
action. But to me this suggests that there is a sense in which an
undetermined action could be determinate. Specifically, if the Libertarian
is to justifiably claim that I am morally responsible for my choice to
steal Jim’s bike (even though my choice is undetermined), it seems that
I must be in control of my choice to steal the bike. But if I am to be in
control of my choice to steal the bike, it seems that my choice should,
at the very least, follow from who I am as a person (my particular
desires etc.). But if my choice is to follow from who I am as a person,
then there is at least some sense in which my choice to steal the bike
must be determinate. I have a specific character and thus there will be a
limited (i.e. determinate) number of choices that I can plausibly make,
given that I have the particular character that I have. This suggests that
the Libertarian does at least has some reason to accept that an
undetermined choice or action could nevertheless be determinate.
26
Kane asserts how such an objection rests on the ‘Luck Principle’- Kane (1999) reprinted in
Watson ed. (2003), p. 299
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Of course, there is clearly a substantial difference between a choice
being ‘determinate’ in the sense that there are a limited range of choices
that I could make (given that I have the particular character that I
have), and an action being ‘determinate’ in the sense that there is only
one possible choice that I could make in a situation. However, for the
purposes of this paper, I feel it is enough to conclude that the
Libertarian at least has some reason to accept my distinction between a
choice or action being ‘determinate’ and something ‘determining’ that
the choice or action will occur.
Conclusion
In this paper I have argued that David Hunt’s ‘blockage cases’ provide
the most convincing counter-example to the principle of alternate
possibilities. I accepted that Frankfurt’s alleged counter-example to PAP
fails because the Libertarian can object to such a scenario by giving a
dilemma. I then argued in support of Hunt’s ‘blockage cases’ which
remove the ‘prior sign’ from the PAP counter-example. However, I
accepted that a ‘blockage case’ may seem hard to distinguish from a
purely deterministic sequence. But I responded to this possible
objection by claiming that whilst a ‘blockage case’ may leave a particular
outcome determinate, the blockages themselves need not determine that
this particular outcome arises. For this reason there still appears to be
room for indeterministic neural activity in ‘blockage cases’.
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Bibliography
Fischer, John Martin, ‘Frankfurt-style Compatibilism’, in Watson,
Gary (ed.) Free Will (2nd edn.) (Oxford: Oxford University Press, 2003)
Fischer, John Martin, ‘Recent work on Moral Responsibility’, Ethics,
110: 93-139 (1999)
Frankfurt, Harry G, ‘Alternate Possibilities and Moral Responsibility’,
in Watson Gary (ed.) Free Will (2nd edn.) (Oxford: Oxford University
Press, 2003)
Hunt, David P., ‘Moral Responsibility and Buffered alternatives’,
Midwest Studies in Philosophy, XXIX (2005)
Hunt, David P., ‘Moral responsibility and Unavoidable action’,
Philosophical Studies, 97: 195-227 (2000)
Kane, Robert, ‘Responsibility, Luck and Chance: Reflections on Free
Will and Indeterminism’, in Watson, Gary (ed.) Free Will (2nd edn.)
(Oxford: Oxford University Press, 2003)
Pereboom, Derk, ‘Alternate possibilities and Causal histories’,
Philosophical Perspectives, 14: Action and Freedom (2000)
Widerker, David, ‘Libertarianism and Frankfurt’s attack on the
principle of alternate possibilities’, in Watson, Gary (ed.) Free Will (2nd
edn.) (Oxford: Oxford University Press, 2003)
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British Journal of Undergraduate Philosophy, 2(1), April 2007
© Gregor Ulm; all rights reserved.
Limitations of semi-compatibilism: a defence of
the principle of non-responsibility
Gregor Ulm
King’s College, University of London
gregor.ulm@gmail.com
Introduction
A proponent of semi-compatibilism argues that moral responsibility,
free will and causal determinism are compatible. Formal difficulties
notwithstanding, we should scrutinize the practical applicability of this
if we intend to judge the merits of it as a philosophical position.
Therefore, I will expound Harry Frankfurt’s attack on the principle of
alternative possibilities and its utilization by John Martin Fischer and
Mark Ravizza, the most eminent semi-compatibilists. Afterwards, I will
raise an important objection to their reasoning. This will lay the
groundwork for my defence of Peter van Inwagen’s famous argument
for the principle of the transfer of non-responsibility, which involves a
special emphasis on the difficulties underlying the implications of causal
overdetermination.
Frankfurt’s attack on the principle of alternative possibilities
Where a compatibilist argues that free will and causal determinism are
not mutually exclusive, which is by itself anything but self-evident, a
semi-compatibilist takes a rather daring additional step. She accepts
Harry Frankfurt’s argument against the principle of alternative
possibilities (PAP) (1969, 1971), she takes moral responsibility to be
compatible with determinism, and she furthermore assumes that
determinism may exclude free will (e.g. Clarke: 2003: 10).
Frankfurt aimed to undermine PAP, a principle once claimed to be an a
priori truth, at least by some philosophers (Frankfurt, 1969: 829). It
states that an agent can only be held morally responsible for an action if
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she could have done otherwise. Harry Frankfurt famously showed that
this line of reasoning could be challenged, so that an agent can be held
responsible for an action even if he could not have done otherwise. Let
us consider a typical example (cf. Frankfurt, 1969: 829; Fischer and
Ravizza, 1998: 29).1 David holds a loaded slingshot in his hand,
intending to kill Goliath, and does so. However, unknown to him, an
evil force exerts control over his brain. This mysterious force is able to
monitor David’s mental state and to manipulate his behaviour if need
be. Would it have been the case that David was to abstain from his
original plan to murder Goliath, the evil force would have intervened,
thus leading to the very same and well-known result – David would
have fired his slingshot and killed Goliath.
However, as it turns out, such an intervention is unnecessary because
David does not deviate from his original plan – he takes aim, shoots
and kills his enemy. Even though David voluntarily killed Goliath in
the actual case it is obvious that he could not have done otherwise as he
was bereaved of any alternative possibility – he was bound to act in
accordance with his original plan because it just was not possible for
him to resist the influence of the counterfactual intervener. As will be
seen, the plausibility of semi-compatibilism hinges on the implications
of this controversial thought experiment.2 The question we have to deal
with is whether such a case would indeed, as Frankfurt claims, justify
the statement that an agent, in our example David, can be held
responsible for his actions even though he could not have done
otherwise.
At first sight, an analysis of the situation seems to be remarkably
unspectacular. We are able to discern two outcomes, a factual and a
counterfactual one:
(1)
In accordance with his original plan, David kills
Goliath.
1
In the original example, Black wants Jones ‘to perform a certain action’ (Frankfurt,
1969: 829). As the adaptation of Fischer and Ravizza is filled with rather cumbersome
technical details, I opted for a less ostentatious example.
2
Frankfurt’s thought experiment is controversial to this day, see e.g. Widerker and
McKenna (2003).
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(2)
David is struck by a sudden pang of conscience.
However, at the very same moment he is about to
loosen his firm grip on his slingshot, the evil force
intervenes and David proceeds to fire his slingshot,
leading to Goliath’s premature death.
As it seems, David has no real choice. In every case, Goliath is
moribund as we take it as given that his opponent will not miss. In (1)
it is indubitable that David assumes the role of an agent. On the other
hand, in (2) the case is quite different. For an observer the scene of the
action appears to be indistinguishable from (1), but since the act of
killing is due to the intervention of the evil force it seems appropriate to
charge the intervener with responsibility for the murder and not David
as the intervener represents the conditio sine qua non without which
David would not have fired his slingshot. Consequently, David assumes
the role of a mere assistant to the evil force.3
A possible objection
As a solution to the problem, I propose to split the role of the agent in
order to better handle the intervener’s manipulation. Therefore, in the
actual case (1) we are confronted with David1, the murderer of Goliath,
whereas in the counterfactual case (2) David2 acts as the assistant of the
evil genius. Thus, I suggest that we should restate the two cases in a
slightly different way:
(3)
In accordance with his original intention, David1 kills
Goliath.
(4)
David2 is struck by a sudden pang of conscience.
However, at the very same moment he is about to
loosen his firm grip on his slingshot, the evil force
3
Peter van Inwagen provides a similar objection, albeit in a different context when he
writes that the agent then is degraded to the status of a mere instrument (1983: 12934).
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intervenes and David2 proceeds to fire his slingshot,
leading to Goliath’s premature death.
It should be obvious that David1 could not have done otherwise.
Considering that (3) does not allow for an alternative possibility nor for
free will, as there is only one path open to him, we should therefore
refrain from holding him morally responsible for his action. This is due
to the fact that we take the wind out of Harry Frankfurt’s objection as
the manipulation that takes place in (4) is of no relevance for David1’s
action in (3). Hence, the purported counterfactual case is irrelevant for
our judgement of the action of David1 as we actually have to deal with
two separate agents. Therefore, we have elegantly sidestepped any
possible objections a proponent of Frankfurt’s point of view could
raise.4 In what follows this result will enable us to successfully defend
Peter van Inwagen’s principle of the transfer of non-responsibility
(TRANSFER NR) against the objections put forward by John Martin
Fischer and Mark Ravizza.5
Transfer of non-responsibility
Peter van Inwagen (1983) opposes Frankfurt as he contends that we
cannot justly hold an agent responsible for something he has done if he
4
This is also the reason why I consider myself justified in not having to dwell on
Fischer and Ravizza’s concept of ‘guidance control’ (1998: 30). They understand this
concept to allow for attributing moral responsibility to an agent even if causal
determinism obtains. This is based on their interpretation of Frankfurt. As my criticism
is more fundamental, I am justified in leaving this point largely uncommented.
Nonetheless, it might be worthwhile to point out that Fischer and Ravizza deduce
moral responsibility from Frankfurt-type examples for the sole reason that the agent is
understood to possess the aforementioned feature of ‘guidance control’ (1998: 34-5).
By splitting the role of the agent I avoid their objection. Of course, one might object to
my way of reasoning. On the other hand, I contend that my argument is more
convincing than Fischer and Ravizza’s as they merely postulate the existence of
‘guidance control’ without giving sufficient reasons for accepting that position. The
difficulties of such a manoeuvre should soon become evident. As will be seen, we can
add as many counterfactual interveners as we want to without finding a way to avoid
my fundamental objections.
5
I borrow the term ‘TRANSFER NR’ from Fischer and Ravizza (1998).
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lacked control over the causes that led to this specific outcome.6 His
argument is as follows: If p obtains, and no one is even partly morally
responsible for p; and if p obtains, then q obtains, and no one is even
partly morally responsible for the fact that if p obtains, then q obtains;
then q obtains, and no one is even partly morally responsible for q
(1983: 182-8; Fischer and Ravizza, 1998: 152).7 This abstract syllogism
is then illustrated by means of a rather graphic example: no one is
responsible for the fact that John is bitten by a cobra on his thirtieth
birthday; and no one is responsible for the fact that if John is bitten by
a cobra on his thirtieth birthday, then he dies on his thirtieth birthday;
then no one is responsible for the fact that John dies on his thirtieth
birthday (Fischer and Ravizza, 1998: 154; van Inwagen, 1983: 187).
Fischer and Ravizza now try to refute the plausibility of the principle
TRANSFER NR, which we just exposed, by modifying the scenario.
They opt for complicating matters by adding a sharpshooter to the
scene (1998: 166).8 The most important detail is that she has achieved
such a high level of marksmanship that she is able to judge when to fire
the rifle so that the bullet will lead to John’s death at the very same
moment as the snake’s venom. Technical intricacies notwithstanding,
they claim that this modification refutes Peter van Inwagen’s original
example as he is only able to back the principle TRANSFER NR because
it allows for just one path leading to John’s death. The added
sharpshooter is supposed to open up a second path leading to the same
outcome.9
6
This stance seems to be plausible enough. An opposing point of view, namely that lack
of free will does not bereave us of responsibility, is brought forward by Derk Pereboom
(2003).
7
The original example is to be found and explained in van Iwagen (1983: 182-8). I
opted for the reformulation by Fischer and Ravizza as I will scrutinize one of their
examples later on.
8
One might assume that it would have been more convincing if Fischer and Ravizza
had tackled the validity of van Inwagen’s original syllogism, and not just one of his
examples, because even if we assume that in a nearby possible world nobody dares to
contradict their claims, then one could still hold against them that their findings do not
adequately reflect ordinary cases like the one represented by the original and
unmodified principle TRANSFER NR, and thus they only managed to refute a very
special case (note: a special case which they themselves introduced!).
9
Again, the sharpshooter is understood to be responsible for his action as she exerted
‘guidance control’. Please see footnote 5 for my objection to this concept.
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On the contrary, I contend that even though we now have to deal with
a case of causal overdetermination. This is due to the simultaneous
effects of the snake’s venom and the bullet. So the main problem
remains unresolved. Instead of fully detailing my objection one more
time, I refer the reader to my splitting of the agents introduced above (if
we are tempted, we could even try to introduce a counterfactual
intervener ensuring that the sharpshooter kills John). The result is that
the sharpshooter cannot be responsible for his action if causal
determinism obtains. The additional problem of causal
overdetermination, however, remains to be dealt with.
Problems of causal overdetermination
In general, and opposing Fischer and Ravizza (1998: 165), I think it is
quite implausible to assume that we can ever have two different paths
leading to the same outcome. As it seems, their whole argument is
based on an inadequate interpretation of Peter van Inwagen’s example.
Obviously, there is nothing wrong with letting the predicate variable q
stand for ‘John dies on his thirtieth birthday’, but once we alter the
scenario, we should watch our steps carefully because once we decide to
add poisonous venom and a sharpshooter to the scene we will need to
distinguish the cases. The statement that John dies in both cases is
certainly true, but proper reflection should lead to a reformulation like
the following:
(5)
John dies on his thirtieth birthday because of the
venom of a snake.
(6)
John dies on his thirtieth birthday as a consequence of
the simultaneous effects of poisonous venom and a
bullet entering his head.
When looked upon superficially, both cases might appear to be
identical. However, we are faced with a problem. Fischer and Ravizza
take each of their cases, (5) as well as (6), to be, at the same time,
instantiations of q. This approach is inconsistent, however, because as
we have seen the events leading to John’s death are quite different. In
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order to refute TRANSFER NR both cases would have to be shown to be
identical, which is nothing short of impossible – it is clearly false to
assume that (5) equals q and then assume that (6) equals q as well. As
both cases are by no means equal, due to the fact that John’s death is
the result of different causes, Fischer and Ravizza do not live up to their
claim to produce a valid counterexample which functions against the
principle TRANSFER NR. Each of the cases, (5) or (6), can only in
isolation be accepted as a valid instantiation of q.
Finally, I would like to remark that we can very well accept a certain
amount of imprecision in Peter van Inwagen’s original example, as
there is just one way for John to die. Nonetheless, one might still raise
objections against my arguments. One could assume that the
instantiation of q is exactly the same in two cases, while allowing for the
possibility that the events leading to q differ. I would concede that such
a scenario is quite possible – just imagine that the doctor who
performed the autopsy on John’s dead body in the two possible worlds
comes to the same conclusion. In both cases he scribbles down ‘cause of
death: snake venom’ on the report. But an omniscient external observer
would have experienced two different incidents: in the first one, John’s
niece opens the snake’s cage, and in the second his nephew did this. As
a result, we are still able to distinguish two cases of q, namely ‘John died
from a snake’s venom (as a direct consequence of a negligence of his
niece)’ and ‘John died from a snake’s venom (as a direct consequence of
a negligence of his nephew)’. Thus, I contend that my objections to
Fischer and Ravizza are quite solid.
While I do not pretend that my reasoning is able to refute semicompatibilism altogether, I nonetheless argue that my objection poses a
serious threat for any supporter of this position. It is my understanding
that so-called Franfurt-type examples should be irrelevant for the debate
regarding free will and determinism. Furthermore, I have raised an
objection against cases of causal overdetermination. If I am right on
these two counts, then one would indeed be justified in reducing semicompatibilism to compatibilism of free will and causal determinism.
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Bibliography
Clarke, Randolph, 2003, Libertarian Accounts of Free Will, Oxford:
OUP
Fischer, John Martin, and Ravizza, Mark, 1998, Responsibility and
Control: a Theory of Moral Responsibility, Cambridge: CUP
Frankfurt, Harry G., 1969, ‘Alternate Possibilities and Moral
Responsibility’, Journal of Philosophy, 66, pp. 829-39
1971, ‘Freedom of the Will and the Concept of a Person’, Journal of
Philosophy, 68, pp. 5-20
Pereboom, Derk, 2003, Living without Free Will, Cambridge: CUP
van Inwagen, Peter, 1983, An Essay on Free Will, Oxford: OUP
Widerker, David, and McKenna, Michael (eds.), 2003, Moral
Responsibility and Alternative Possibilities: Essays on the Importance of
Alternative Possibilities, Aldershot: Ashgate
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British Journal of Undergraduate Philosophy, 2(1), April 2007
© Benjamin Stephen Brown; all rights reserved.
What is it for a particular to instantiate a
property?
Benjamin Stephen Brown
University of Nottingham
apyybsb@nottingham.ac.uk
First of all, it would be helpful to spell out exactly what is required to
answer this question. Let us take an example. A table, in particular this
table that I am now observing, has the property of being wooden. It
also has the property of being hard. Whether or not these two
properties are related is something I shall discuss later. For now, we
must wonder how it is that the table is either wooden or hard, or any of
the other countless properties it instantiates. We must be very careful
with language here. It is easy to say such things as the table ‘possesses’
the property of being wooden, but this implies that the table is
something over and above its properties, which is an idea we may not
necessarily wish to accept.
To understand what it is for a particular to instantiate a property, we
must first decide what we mean by ‘property’. Please note that this is a
substantial task in itself and a very interesting discussion, but it is not
the subject of this essay. Excuse me, then, for presenting rather brief
descriptions of the most popular theories of properties. Moreover, I
have avoided so far using the term ‘universal’ to denote a property. I do
this because the first theory of properties I shall discuss does not
positively acknowledge universals as real. Let us begin then, with
Nominalism.
Prima facie, Nominalism appears very sensible. We observe particulars
as having certain properties, notice that some particulars’ properties
resemble one another and thus form a concept, a ‘nom’, for that
property. By this view universals are simply tools to aid our
understanding of the world – little more than a linguistic filing system.
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Trope theory too attempts to do away with universals. The story is that
each particular has its own properties – particular properties. For
example, each red snooker ball has its own trope of redness, but the
properties are contained in the particulars and cannot be separated from
them. However this gives us the problem that Nominalism tries to
solve: why do we call all the instances of redness together, red? A
possible response to this problem is to deny broad concepts altogether
and simply refuse to categorise properties – each property has only a
single instantiation and so there are an infinite number of properties.
Shoemaker (1980) attempts to reduce properties to causal powers. For
example, the property of being breakable consists of the causal power to
be broken. Clearly I have chosen a deliberately simple example, but the
idea is that any property, no matter how complex, can be expressed in
terms of causal powers. A property is complex exactly because it has a
complex set of causal powers. The names we give to bundles of causal
powers are simply a matter of convenience. It could be argued then that
since some properties have only a single causal power, like my example
of ‘breakable’, we might just as well list the causal powers that the
property represents. In fact, this is exactly what we are doing in the case
of words like ‘breakable’.
So we have particulars and we have properties. By what relation are
properties bound to their particulars? This question, at its heart,
concerns types and tokens. Hence the question concerning properties is
a specific example of the question, ‘by what relation is a token bound to
its type?’. The answer to both these questions, for anyone other than a
nominalist, is the relation of instantiation. Our task then, is to give a
satisfying account of the nature of this relation.
Before I attempt to provide such an account, allow me to clarify why
exactly the relation of instantiation concerns types and tokens. It could
be argued that when a particular instantiates a property we actually have
two relations in play. Consider the ontology wherein we have first the
particular, which is somehow related to its properties, which are
somehow related to universals. For example, we have our snooker ball,
which is somehow related to its own redness, which is somehow related
to redness as a universal. But this is to overcomplicate things. The point
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is that the particular is related to the universal by its own redness. The
instantiation of redness is the relationship between the snooker ball and
the universal of redness. A particular can be expressed in terms of its
properties – we have no need for a relation between a particular and its
properties. The token here is the red snooker ball and all the properties
that it consists in. This is always the token, the particular as a whole,
since we do not want to fall into the trap I described above. This does
not mean that we cannot talk about the relation between a property and
a universal, since we can do so by abstracting a single property from its
particular. It is just that we must take care not to call an instantiation of
a property a token, since an instantiation is not an entity, but a relation.
The corresponding type to the token of our red snooker ball is simply
‘red snooker balls’. Our token red snooker ball is an instantiation of the
type ‘red snooker balls’.1
Consider what is known as Bradley’s Regress. The regress is said to
occur in all fields of relatedness, not just instantiation. The problem is
as follows: if a and b are related by R, then there must be a further
relation R` that relates a and b to R. Moreover there must be a further
relation R`` that relates a, b and R to R`. Repeated ad infinitum we are
left with an infinite number of relations. Of course, an infinite regress is
not necessarily a bad thing. A traditional example of a non-vicious
regress is an infinite sequence of natural numbers – each natural
number is related to the next by the relation ‘plus one’. This is not a
problematic regress because the same relation is present in every case. As
Kapitan points out, we must decide whether or not the regress is
vicious.2 For a regress to count as vicious it must imply something
impossible or absurd. Unfortunately our relation of instantiation does
imply something both impossible and absurd. When a is related to b by
instantiation, then a and b must both instantiate the relation of
instantiation. The point is that in the case of the relation of
instantiation, we do not know what the new relations that are infinitely
formed consist in. However we do know that it is not the same relation
1
For more on this and a slightly conflicting analysis of the same issue, see Goldfain
(2005).
2
T. Kapitan, Bradley’s Regress, independently published, p. 3,
http://www.niu.edu/phil/~kapitan/Bradley's%20Regress.pdf.
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of instantiation every time as was the case with the infinite sequence
and the relation of ‘plus one’. This problem occurs because the infinite
sequence of natural numbers and the infinity caused by the relation of
instantiation are fundamentally different. The unproblematic case of
the infinite sequence appears unproblematic because we have not
subjected it to Bradley’s Regress argument. We could just as well use
the relation of instantiation as an example of infinite occurrences of a
particular relation – it is exemplified by all the particulars in the
universe. It just so happens that the relation ‘plus one’ creates a
numerical regress. It does not, though, create a relational regress
whereby new relations are formed in virtue of the nature of the relation.
New numbers are formed in virtue of the nature of the relation, but not
new relations. Applying Bradley’s Regress argument to the infinite
number sequence is to ask the question, ‘what is the relation between x
and x’s relation with x+1?’. If xRx+1 and R = ‘plus one’, then xR`R. But
then, what relation is R`? We never ask this question because it is
absurd.
The mistake here is to think of relations as the kind of things that can
themselves be related. It may be that we can say aRb is an instantiation
of the relation R and that the instantiation of the relation can itself be
related, but this does not necessarily mean that it is related to a or b. It
seems to me that to call aRb an instantiation of the relation R we would
have to include in that instantiation both a and b. By this view the only
relation a would have with the instantiation aRb is the relation of being
a part of the relation. The same applies for b, and again, a regress would
follow. a would be related to the instantiation of aRb by R` where R` is
the relation of ‘being part of’. a would then also be related to the
instantiation aR`(aRb), but this time by the same relation of ‘being part
of’. Thus we do not encounter the problem of having a new relation to
explain at every step of the regress.
Baxter (2001) would argue that since we have the instantiation aRb, we
cannot then instantiate it again in a new relation aR`(aRb). Before I go
on to explain why he thinks this, I should first point out that Baxter
does not think that instantiation is relational. He shares the view of
Strawson that it is a non-relational tie. This, of course, is another way
to avoid Bradley’s regress. However, it is still possible to relate his ideas
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to the situation I have described above. This may later turn out to be
because the situation I describe above does in fact treat instantiation as
a non-relational tie, but first let me concentrate on explaining why
Baxter thinks that this kind of multiple instantiation is not possible in
the case of relations.
To understand Baxter, we must first have a grounding in Armstrong’s
theory of States of Affairs. Likewise to understand Armstrong’s theory
of States of Affairs, we must first understand his theory of Truthmakers.
A truthmaker, very simply, is something about the world that makes a
truth true. For example, the proposition ‘there is a desk in this room’ is
true iff there really is a desk in this room – a proposition is true iff it
corresponds to reality. States of affairs are the facts about reality that
serve to make propositions true – their truthmakers. I said above that
an instantiation of the relation between a and b would have to include
both a and b, since it is the state of affairs aRb that is the truthmaker for
the proposition aRb. This is fundamentally equivalent to what
Armstrong says in ‘A World of States of Affairs’ (1997), but Armstrong
uses the terms ‘a is F’ instead of aRb, though he admits that this is still a
relation. The relation, though, is an internal one, ‘depending as it does,
only upon the internal structure of the entities in question.’3 Baxter,
however, believing as he does that particulars and universals are bound
together by something non-relational, wishes to show that even this
kind of relation is not necessary.
Baxter postulates what he calls ‘aspects’. It is an aspect of particular P,
for example, that is F. Likewise it is an aspect of universal F that occurs
in particular P. Baxter gives the example of Hume’s benevolence:
Suppose Hume is a particular, Benevolence is a universal, and
Hume is Benevolent. Then Hume has an aspect, Hume insofar as
he is benevolent. Also Benevolence has an aspect, Benevolence
insofar as Hume has it. These are the same aspect – Hume’s
benevolence.4
3
4
D. Armstrong, A World of States of Affairs, Cambridge, 1997, p. 116.
D. Baxter, Australasian Journal of Philosophy, 79/4, p. 454.
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Thus the particular and the universal are related by the aspect or aspects
that they share. They are related, but by virtue of their own make-ups,
rather than by some extra entity. In fact, it is not even necessary to say
they are related, since the aspects they share are the very same aspects –
there is no need to relate something to itself. Hence Baxter concludes
that instantiation is ‘partial identity’.
Baxter thinks that the problem can theoretically be reduced to the
classic problem of ‘one over many’. This is similar to my initial
argument that instantiation concerns types and tokens. How is it that
one type has many tokens? Baxter’s reply is to say that sometimes a
collection of particulars counts as one thing, and sometimes it counts as
many:
When we say the distinct particulars are the same we count them
as one and the same, not two. It is them we count this way. Thus
the apparent contradiction is resolved as follows: particulars
distinct in one count are identical in another. In that other count
they are the same universal.5
Particulars and universals are then simply different ways of counting the
same things. Instantiation arises when the two ways of counting
overlap, which Baxter calls ‘cross-count partial identity’. As Baxter
notes, theories of properties come about when we favour one of the
ways of counting as being ‘stricter’ than the other. Nominalists would
consider counting the distinct particulars as two to be the stricter count,
whereas a Platonist would consider counting as one the stricter count.
He proposes that we should really consider the two ways of counting as
equally viable:
Admit there is in principle no way to find out which is really strict
and which is really loose [of the two ways of counting]…recognise
that the two counts have equal, though competing, claims to being
strict.6
5
6
ibid. p. 455.
ibid.
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It should be noted that Baxter does not postulate ‘partial identity’ as a
relation. He does, though, offer it as an explanation of relations. This is
the part that is useful when explaining my problems with the infinite
regress of the relation ‘being part of’. He says, ‘A ‘this’ is something that
is. A ‘such’ is a way that something is… A state of affairs is a ‘this’ and a
‘such’ sharing an aspect.’7 Generally, a particular is a ‘this’ and a
universal is a ‘such’. A state of affairs is a ‘this-such’. Baxter again:
Now suppose that the ‘this’ in a state of affairs is a particular.
Then the state of affairs cannot be multiply instantiated. For
consider what being multiply instantiated entails: anything that
can be multiply instantiated must be able to be instantiated in
wholly different particulars – ones with no particular part in
common. Now consider what it would be for a state of affairs to be
multiply instantiated. The instantiations would have to be
partially identical with both the particular and the universal in
the state of affairs. But then the instantiations aren’t wholly
distinct particulars.8
By this view the situation I described wherein the state of affairs aRb is
instantiated over and over again in the infinite number of instantiations
of the relation ‘being part of’, could not occur.
We can, then, postulate relations as universals. Hence a particular is
related to a relation in exactly the same way that a relation is related to a
universal – by instantiation:
The relation, or at least an aspect of it, is the relevant aspects of the
relata counted as identical. Thus the relation is partially identical
with each relatum, with the relata counted as many, and the
relata counted as one.9
We have not yet offered, in our account of the relation between
particular and property, a description of the start of the process. This is
to describe what is happening when a particular first begins to
7
D. Baxter Australasian Journal of Philosophy 79/4 p. 460
ibid.
9
ibid. p. 457
8
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instantiate a property. It is important to note the chain of command
here. It is the particular, the token, which is doing the instantiating.
The universal, the type, is that which is instantiated. So, where can we
find an example of the process of instantiation taking place? Maybe we
cannot. Perhaps a particular instantiates a property once and that is the
end of the story. Or perhaps instantiation is an ongoing process; a
particular is constantly instantiating all of its properties. If the latter
were the case, and it seems quite reasonable that it might be if we accept
Baxter’s view of partial identity, then it would be very interesting to
investigate the notion of changing properties in particulars. This would
be, after all, the only time when properties start and stop being
instantiated.
According to Baxter, a change in properties is simply different aspects
of the same particular coming to the fore. Different temporal locations
are different aspects of the particular. Instantiated properties can then
be second order aspects of the temporal location aspects. Baxter
describes a leaf changing its colour from green to red: ‘[T]he leaf insofar
as it is green is an aspect of the leaf insofar as it exists at one time, but is
not an aspect of the leaf insofar as it exists at another time.’10
This is clearly a helpful description, but it digs up some problems that
have been slowly spreading their roots since the beginning of Baxter’s
theory of aspects. I am worried that although this theory may provide a
very satisfactory account of the one over many problem and thus
instantiation, it may end up exhausting any theory of properties we may
have. Particulars’ temporal parts are merely aspects of particulars;
particulars’ instantiation of properties are merely aspects of particulars;
properties’ instantiation in particulars are merely aspects of properties.
What then, are the particular and property that all these things are
aspects of? We seem to be presented with yet another bundle theory.
Moreover, if we accept a bundle theory of either substance or property
or both, we may end up with a bundle theory upon a bundle theory
upon a bundle theory. Of course, we do not have to accept any of these
theories. But if we do, we must constantly be asking the question, ‘what
holds the bundle together?’. In the case of aspects, Baxter would say
10
D. Baxter Australasian Journal of Philosophy 79/4 p. 459
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that the aspects do not need to be held together, since they are already
partially identical and thus one and the same. It is simply a way of
counting. But, as we said before, accepting this would be tantamount to
Nominalism. We may have solved the problem of instantiation, but by
doing so we have created a new, perhaps even larger, problem for any
theory of properties.
Bibliography
Armstrong, D., A World of States of Affairs, Cambridge, 1997
Armstrong, D., Truth and Truthmakers, Cambridge, 2004
Baxter, D., Instantiation as Partial Identity, Australasian Journal of
Philosophy 79/4, Routledge, 2001
Goldfain, A., On the Nature of the Instantiation Relation, Buffalo, 2005,
http://www.cse.buffalo.edu/~ag33/Instantiation.pdf
Kapitan, T., Bradley’s Regress, Independently published,
http://www.niu.edu/phil/~kapitan/Bradley's%20Regress.pdf
Lewis, D., Papers in Metaphysics and Epistemology, Cambridge, 1999
Loux and Zimmerman, The Oxford Handbook of Metaphysics, Oxford,
2003
Mumford, S., Laws in Nature, Routledge, 2004
Strawson, P. F., Individuals, Routledge, 1959
Van Inwagen, P., Metaphysics, Oxford, 1993
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British Journal of Undergraduate Philosophy, 2(1), April2007
© Jeremy Thomas; all rights reserved.
Gewirth, Darwin, eugenics, and solutions to the
problem of future agency
Jeremy Thomas
University of Sheffield
lwa04jpt@shef.ac.uk
I intend to show that the Gewirthian principle of Generic Consistency
(1978) combined with an extension of the Beyleveld/Brownsword
principle of Precautionary Reasoning (2001) may provide a dialectically
necessary requirement to engage in compulsory germline gene
manipulation on current agents as a eugenic technique to preserve the
dignity of future agents.
Gewirth’s Principle of Generic Consistency (hereafter, PGC) requires
agents to act in accordance with the generic rights of other agents, lest
they contradict that they are agents themselves (a rational impossibility,
as will be logically demonstrated). Needs of agency are generic if they
are prerequisites of an ability to act at all, or with any general chances of
success. Generic needs of agency are ordered hierarchically according to
certain criteria. Certain requirements impinge on the ability to be able
to act autonomously – freedom and well-being are therefore judged to
be qualitatively high in the said hierarchy. Needs required to be able to
act at all are labelled as ‘basic’ needs (e.g. life or the possession of
sufficient mental capacity to be able to translate preferences into
positive action). Needs required for successful action are divided by
Gewirth into ‘Non-subtractive needs’ – interference with which
diminishes an agent’s chances of attaining his/her purposes) – and
‘Additive needs’ – interference with which affects an agents chances of
improving their capacities for successful action.
In essence, all rights are qualitatively assessable. Qualitatively, basic
needs are more necessary for action than non-subtractive needs, which
are more necessary than additive needs; that is, it is more serious to
breach the PGC by denying an agent a basic right, than any other right.
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The rational requirement for respecting an agent’s dignity in this way is
to be found within justifications for the PGC, as follows.
By claiming to be an agent, I claim:
(1)
I do (or intend to do) X voluntarily for a purpose E
that I have chosen.
Because E is my freely chosen purpose, I must accept:
(2)
E is good
This means only that I attach sufficient value to E to motivate me to
pursue E (i.e., that I value E proactively). If I do not accept (2), then I
deny that I am an agent, which is just to say that it is dialectically
necessary for me to accept (2).
(3)
There are generic needs of agency.
Therefore, I must accept:
(4)
My having the generic needs is good for my achieving
E whatever E might be.
Which is just to accept:
(5)
My having the generic needs is categorically
instrumentally good for me.
And because I value my purposes proactively, this is equivalent to my
having to accept:
(6)
I categorically instrumentally ought to pursue my
having the generic needs.
Because my having the generic needs is necessary for me to pursue my
having the generic needs, I must hold:
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(7)
Other agents categorically ought not to interfere with
my having the generic needs against my will, and
ought to aid me to secure the generic needs when I
cannot do so by my own unaided efforts if I so wish.
Which is just to say I must hold:
(8)
I have both negative and positive claim rights to have
the generic needs.
And this is equivalent to:
(9)
I have the generic rights.
It follows (purely logically) that I must hold not only (9), but also:
(9`)
I am an agent, therefore I have the generic rights.
Since I deny that I am an agent by denying (9`), every agent denies that
it is an agent by denying (9`). Thus, (9`) (which is the PGC) is
dialectically necessary for every agent. (Beyleveld and Brownsword,
2001: 72- 74).
Having outlined the logical reasoning behind the PGC, it is necessary
to make apparent the nature of Gewirth’s requirement of a moral duty
to what he labels ‘future agents’. The concept of Precautionary
Reasoning, as introduced by Beyleveld and Pattinson (1998), is
sufficiently described by first asserting that it is categorically necessary
under Gewirthian theory (that is, it is morally required) that agents
must not violate the PGC. The next stage is the certainty that
presuming x is an agent would leave no possibility of violating the
PGC. On the other hand, presuming that x is not an agent leaves open
the possibility that one may behave in such a way towards x as to violate
the PGC.1 Therefore, if x is an ‘ostensible agent’ (Beyleveld and
1
Here, one may be able to identify an obvious parallel with the concept of Pascal’s
Wager, and also the ideology underpinning the ‘innocent until proven guilty’ principle
in legal theory.
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Brownsword, 2001: 121), or indeed, a ‘partial agent’2 (Beyleveld and
Pattinson, 1998: 43) it is dialectically necessary that one must treat him
as an agent.
Under the PGC, agents owe duties to future agents (i.e., agents which
do not currently physically exist) as agents equal to those that they owe
to present agents. If an agent has the choice of whether or not to engage
in a behaviour that may damage a future agent, then he is under a
prima facie duty to not engage in such behaviour (subject to
qualitatively countervailing duties) (Beyleveld and Brownsword, 2001:
154). It has been contended that this is a problem – that it is too
abstract a concept to propose a duty to agents which may exist far into
the future. I therefore submit the following ‘chain of duty’ solution, as
an effective solution to this problem:
(1)
Agent x1 has a categorically binding duty under the
concept of precautionary reasoning to future agent x2
not to violate the rights of x2 established under the
PGC.
(2)
Agent x1 has a duty to ensure, to the best of his
abilities, that x2 is facilitated in carrying out his
purposive action and therefore his duties under the
PGC.
(3)
Agent x2 has a categorically binding duty not to violate
the rights of x3 and facilitate his purposive action for
the same reason, x3 has just such a duty to x4, x4 has
just such a duty to x5 and so on to xn.
Therefore:
4)
2
x1 has an effective duty to protect the agency status of
xn .
One which appears to possess only some agency bearing characteristics.
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I will now be referring specifically to eugenic techniques by drawing
together the mentioned topics of future agency and precautionary
reasoning via an analogy that will become apparent. In applying the
PGC in relation to future agents (hereafter, FAs), it can be argued that
there is a duty to employ gene manipulation to, for example, cystic
fibrosis at the foetal stage – if not to do so would mean treating him/her
differently from other agents in this respect, then this would therefore
be a breach of FA’s dignity (Beyleveld and Brownsword, 2001: 155).
Of course, this would not apply to the concept of a FA ‘desiring’ the
characteristics of, for example, a virtuoso pianist, since a FA does not
ostensibly require these characteristics in order to act with general
chances of success.
My argument, again, relates to the categorically necessary moral
requirement of using eugenic techniques whenever they become
available (now, or in the future) to help create agents which are best
suited to the environment in which the eugenic techniques apply (both
now, and any ostensibly likely future environment). This is where a
direct analogy with the Precautionary Reasoning principle
aforementioned becomes interesting. The most widely accepted present
theory on that which ‘governs’ life (that is, the way in which a
particular species develops), it would seem (without engaging in
biological or theological debate), is the principle of evolution via natural
selection. This is the principle which describes the manner in which life
(and therefore humanity3) is ‘controlled’. It seems ill-conceived,
therefore, that a deontological theory would not adapt to live within it?
Under Precautionary Reasoning, we have a duty to agent x if x appears
ostensibly to possess characteristics of agency (as we have seen). All
varied forces which are believed by individuals to govern life (e.g., some
form of deity, nothing, or whatever else one may place one’s faith in)
are inherently subjective. However, life, death, reproduction and all
factors which affect human existence – be them positively (promoting
species survival within an environment) or negatively (threatening
3
Although Gewirthian theory does not assert that only humans may be agents. Indeed,
the definition of Gewirth’s ‘agent’ is equivalent to Kant’s concept of ‘a rational being
with a will’ (Beyleveld and Brownsword, 2001: 72).
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species survival within an environment) – can be most objectively (or at
least, more objectively than a theological belief) verified by the principle
of natural selection (again, as the leading theory in its field, at present).
This is not to say the decision to place a belief in evolution is not
subjective in itself, but I merely wish to assert that evolutionary theory
is the most scientifically (and therefore for these purposes, objectively)
verifiable relevant belief system at present. And because of the notion
that this principle is ostensibly the most objectively verifiable of all
principles that ‘control’ life, my contention is that:
We have a natural duty under an extension of the principle of
Precautionary Reasoning (and the PGC’s hierarchical requirement of a
moral duty to future agents) to ensure that the dignity of future agents is not
threatened by the possibility of inheriting characteristics which may (due to
the pathologically threatening nature to an organism within its particular
environment that disease may entail) have debilitating effects on their
capacities for agency.
Indeed, whilst it is important to recognise that natural selection is a
principle which operates passively, it illustrates in principle to us that
organism a is more likely to survive that organism b if organism a is
better adapted to surviving in environment e. If one is more likely to
survive, then one is less likely to not survive or to not exist in the future
(in the case of future agents). We therefore have an obligation to judge
which traits would ostensibly benefit organism a, over whom we have
some form of control, within environment e, which we can perceive.
But there may still be a problem of countervailing duties to current
agents ‘trumping’ the rights of future agents. An obvious argument in
relation to the dialectical necessity of considering future agents is that a
current agent is ostensibly more likely to be an agent than a future
agent who presently does not exist, and therefore ostensibly has rights
which ‘trump’ the rights of a future agent.
We might, however, consider:
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(1)
It is ostensibly very likely that at some point in the
future, an individual subjected to compulsory somatic
gene manipulation will reproduce.
(2)
This breach of autonomy (due to compulsory nature
of gene manipulation) would be, in the hierarchical
rights established by the PGC, not such a serious
violation of the latter than, for example, removing
their life or mental capacity to translate preferences
into positive action.
(3)
Reproducing with inheritable life-threatening
characteristics (which often have a higher chance of
being agency-debilitating characteristics, especially if
they result in premature death or birth with no
chances of gaining capacity for agency whatsoever)
threaten the capacities for agency (i.e., through
threatening life or mental composition) of any FA.
(4)
These potential (ostensibly likely) and avoidable
threats breach the PGC to any FA.
(5)
This avoidable breach of the PGC is hierarchically
more serious than the breach owing to the compulsory
nature of somatic gene manipulation, since it is
ostensibly likely to threaten the FA’s life and/or
mental composition (‘basic’ needs under the PGC).
It has also been contended that to engage in eugenic techniques as an
overall concept is ‘unnatural’ and so somehow contrary to natural
selection. Therefore, it is maintained, such an engagement is in some
way inherently dangerous. Indeed, Ho (1998) argues that such action is
too dangerous and may ‘bring humans to the brink of the apocalypse.’ I
however contend:
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(1)
Through natural selection, we have evolved to be
capable of sufficient capacities4 to ‘discover’ certain
eugenic techniques (including what we label as
‘rationality’).
(2)
‘Using’ these capacities, we have discovered eugenic
techniques conceptually in exactly the same way as
chimpanzees discovered the use of tools to extract
termites.
(3)
It is therefore ‘natural’ that we do what we will with
what we have discovered by virtue of our ‘naturegifted’ abilities.
My argument in relation to FAs may prima facie appear to be utilitarian
in nature. It may then be falsely contended that asserting an overriding
duty to the future of the species over current agents is in inherently
favouring a collective over individuals. I believe, however, that this
argument is extended from considerations of individual agency of future
agents, and therefore merely an extension of Gewirth’s (1978)
categorically (and rationally) binding Principle of Generic Consistency
with indirect reference to the Precautionary Reasoning principle of
Beyleveld and Brownsword (2001) and what I label as the ‘chain of
duty’ principle. I consider this to be an interesting idea worthy of
provoking future debate, due to its conformity with the widely held
belief that moral systems exist purely to promote the survival of a group
(see, for example, Bohlin, 1992).
4
Some may use the term ‘intelligence’.
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Bibliography
Beyleveld, D., and Brownsword, R., (2001), Human Dignity in
Bioethics and Biolaw (OUP: New York)
Beyleveld, D., and Pattinson, S., (1998), ‘Precautionary Reason as the
Link to Moral Action’, in Boylan M. (ed.), Medical Ethics (Upper
Saddle River, NJ: Prentice-Hall), 39-53
Bohlin, R., (1992), ‘Sociobiology: Evolution, Genes and Morality’ in
Probe Ministries, as part of the Telling the Truth Project
Gewirth, A., (1978), Reason and Morality (Chicago, University of
Chicago Press)
Gewirth, A., (1996), The Community of Rights (Chicago: University of
Chicago Press)
Ho, M., (1998) Genetic Engineering- Dream of Nightmare? The Brave
New World of Bad Science and Big Business, Bath: Gateway
Kant, I., (1948), Groundwork of the Metaphysics of Morals (1785), trans.
Lindsay, A. D., (London: Dent Dutton)
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© Guy Bennett-Hunter; all rights reserved.
Interpretation and mystery: religious beliefs and
Heidegger’s account of the experience of art
Guy Bennett-Hunter
Durham University
g.a.bennett-hunter@dur.ac.uk
My purpose in this paper is to challenge two major assumptions upon
which the enterprise of philosophy of religion rests, as this enterprise
has traditionally been conceived. (I’ll restrict myself to philosophy of
the Christian religion since it’s Christianity that has had the most
interaction with Western philosophy and it’s this religion that
traditional philosophical discussion has most often taken as its point of
departure.) It is my suggestion that two different claims are more
plausible premises for a philosophy of religion and that these allow for a
conception of religion that is intimately related to an account of art
provided by the existential phenomenology of Heidegger.
By the term ‘traditional philosophy of religion’, I mean what the
theologian John Macquarrie has in mind when he speaks of ‘natural
theology’ whose purpose, he suggests, is ‘to supply rational proof of the
reality of those matters with which theology deals.’1 If the definition is
broadened to include less sympathetic and perhaps more philosophical
discussions which do not, by default, result in ‘proof’, we find ourselves
in the familiar territory of, for instance, philosophical arguments about
God’s existence – teleological, cosmological, ontological and so on. If
these arguments succeed, the traditional philosopher of religion holds,
religious expression is valuable; if not, then it isn’t. But it seems to me
that this conception of the enterprise of a philosophy of religion is
based on two main premises. First that religion makes factual claims
about entities of various kinds, some of which are presumably
‘metaphysical’ or ‘spiritual’ since they can’t be directly experienced. And
second that these claims can be philosophically tested by attempting to
1
Principles of Christian Theology (London: SCM, 1966), p. 41.
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support them by empirical claims about the material world. For
instance, the teleological argument assumes that religion makes the
claim that a super-sensible being exists and attempts to support this
claim by the observation that there are processes in nature that are
apparently the products of a designing intelligence. It’s my suggestion
that these two premises rather severely misinterpret the nature of
religion and the claims it makes, certainly as these are understood by
theologians. A better interpretation rests on premises that are broadly
the opposite of those just outlined.
It is clear that there is an important sense in which religious beliefs and
claims depend upon, and interpret the meaning of, religious texts.
However theologians have long accepted that these texts themselves are
not, and cannot be, factual accounts of historical events but are, rather,
later interpretations of, and reflections upon, these events. Macquarrie
gives the example of the Christian claim of the resurrection of Christ.
The most that an historical empirical enquiry could ever confirm, he
argues, (even if one were there in person) is that a person who had been
presumed dead was later seen, apparently alive. This is not the Biblical
claim (made at Acts 2.24) that ‘God raised him up’. Since God is
believed to be invisible, this claim is not open to empirical
investigation. As Macquarrie puts it, ‘this…judgment…goes beyond
bare happening to offer an interpretation of the happening – and no
ordinary interpretation, either.’2 It follows from this that, far from
being factual and empirical, religious beliefs and the claims which
express them are interpretative of texts which are themselves
interpretations of happenings which in turn might be literary
fabrications in some cases. We might, with some theologians, go further
still and claim that the happening need never have ‘happened’ at all.
Even if they are literary fabrications, their interpretative value still holds,
just as it does for the Greek Myths.3 Indeed, ‘mythology’ is a word used
among theologians for much of the Biblical material. Religious claims,
2
Essays in Christian Existentialism (Montreal: McGill University Press, 1965), p. 142.
This may be said to be a controversial claim. Cf., e.g. S. Paul’s claim at 1Cor. 15.17:
‘If Christ has not been raised, your faith is futile’. But I have been arguing that
Scriptural claims interpret ‘bare happening’. The meaning of S. Paul’s claim depends,
most importantly, on the meaning of ‘raised’ and ‘faith’ – meanings which are
themselves interpretative and, it is generally agreed, far from clear.
3
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then, do not necessarily describe a metaphysical realm of spiritual
beings and events but do, of necessity, interpret this world, as we
experience it, in the existential significance that it has for religious
people or for people when they look at the world in a religious light.
To turn to our second premise, that religious beliefs can be inferred
from empirical beliefs about the world. This can be challenged along
the Logical Positivist line of argument (already intimated) which points
out that religious expressions are not of a kind that could, in principle,
be verified or falsified. If, for example, God’s existence were proven
tomorrow, there would seem little point in religious expression since a
statement expressing belief in God would become the kind of statement
that it would be irrational to reject. As Wittgenstein said in one of his
later writings, evidence would ‘destroy the whole business.’4 One way of
insulating the claim of God’s existence from the destructive influence of
‘evidence’ has been to posit the concept of ‘necessary existence’. In the
attempt to avoid the pitfall of accepting that God’s existence is a fact
like any other, theologians have claimed that God’s existence could not,
logically, be otherwise – it is a logical necessity rather than a mere
contingent fact. But this concept turns out to be meaningless. The
function of an existential statement ‘x exists’ is to rule out x’s nonexistence and nothing more. If the non-existence of x is (logically)
impossible, as when God is conceived as a necessary being, the claim ‘x
exists’ is robbed of its logical function and becomes meaningless.
Another way of resolving the difficulty of verifiability (or falsifiability)
in the case of religious statements has been to distinguish the Pascalian
‘God of the philosophers’ from the God of religious devotion. In
Macquarrie’s words, ‘the God who is the conclusion of an
argument…is not the God who is worshipped in religion.’5 Such a
distinction has often been made with reference to the notion that the
‘God of religion’ is essentially mysterious in nature, a notion that owes
much to Christianity’s interaction with Platonist systems in its
formative period. The Christian Platonist of the Sixth Century, pseudoDionysius (known as Dionysius the Areopagite) whose writings were
4
Lectures and Conversations on Aesthetics, Psychology and Religious Belief (Oxford:
Blackwell, 1966), p. 56.
5
Principles of Christian Theology, p. 45.
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regarded as orthodox until the 15th or 16th century, emphasized God’s
transcendence and mystery to the point where he could be described as
hyperousia, ‘beyond being’. ‘Mystery’ was understood in this context,
not as what is opaque or only partially knowable but in the strong sense
of that which is necessarily resistant to conceptual formulation and
linguistic articulation – the ineffable. This strong sense of mystery,
obviously prevalent in the so-called mysticism of Dionysius and others,
has penetrated to the thought of the most ‘orthodox’ of thinkers since
Aquinas, who pointed out that, owing to the mystery of God, religious
statements are separated from divine reality by an infinite distance. The
notion of mystery, then, is more pervasive in religion than the
traditional philosophers of religion have been ready to allow. It could
thus be argued that claims about the Divine (conceived as the ineffable
in the strong sense just outlined) cannot be inferred, logically or
otherwise, from observations about the nature of the observable world.
I now want to argue that it is in respect of these two observations on
the nature of religion (that religion interprets the world in its existential
significance and that its claims can’t be logically inferred from the
world owing to divine mystery) that religious experience can and should
be viewed as intimately related to the experience of art as
phenomenologically interpreted by Heidegger.
In his famous essay, The Origin of the Work of Art, Heidegger’s focus is
on the experience, rather than the definition, of art and the way in
which that experience relates to and conveys the meaning which, in
both cognitive and non-cognitive forms, always mediates humanity’s
engagement with the world. In Heidegger’s view the role of
phenomenological analysis (or description) is to interpret this meaning,
and the experience of art has a similar function which he calls the
opening up of a world. Insofar as it fulfils this function, art is
phenomenology by other means. Heidegger brings out the meaning of
this phrase (‘the opening up of a world’) with an interpretation of Van
Gogh’s painting of a peasant’s shoes. Heidegger illustrates the
importance of the distinction between the everyday experience of a pair
of shoes, where their function is of the greatest importance, and the
phenomenologically illuminated experience of them, in which their
meaning and significance is more palpable, a meaning and significance
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which is brought to light by art. For Heidegger, the painting of the
shoes intimates, in his words, ‘the toilsome tread of the worker,’ ‘the
fallow desolation of the wintry field,’ the ‘worry as to the certainty of
bread;’ whereas ‘the peasant woman [whose actual shoes the painting
depicts]…simply wears them.’6 The full significance of the shoes, the
intimation of their owner’s world with all its nuances of meaning,
affective as well as factual, only comes to light in the art-work since,
when they are being worn, none of this is consciously recognized. But it
is owing to the fact that they are worn and used in an everyday context
that the shoes have the meaning that they do. It is only in and through
an intimate relation of engagement between the peasant and the
peasant’s world (indeed, the peasant’s shoes) that ‘meaning’, in
Heidegger’s broad phenomenological sense, is possible. ‘World’, then, is
something familiar constituted by us and for us. It is a function of art to
bring it to light (‘open it up’) but also to ‘set it up’ – were it not for art,
Heidegger argues, our social world would not be what it is. The ancient
Greeks would not have been the people they were (historically,
culturally, politically) were it not for the Greek Temple. The Greek
Temple is the work of art that, for Heidegger, defined the ancient
Greek existence.
On the other hand, Heidegger claims, art also ‘sets forth the earth’. In
contrast to ‘world’, which is familiar and revealed, ‘earth’ is concealed,
opaque and mysterious. The ‘world’, as we have seen, is constituted by
and for us in the interpretative activity in which we are ‘always already’
engaged. What Heidegger calls ‘earth’, on the other hand, is that upon
which all our interpretations depend – it is the mysterious ‘ground’, the
condition of there being anything to interpret. Truth, for Heidegger, at
once reveals and occludes, and this duality in his account of truth
corresponds to the duality between ‘world’ and ‘earth’ which
characterizes his account of art, which he then describes as ‘the
happening of truth’.
Julian Young illuminates Heidegger’s rather abstruse arguments by
interpreting them from a more traditional philosophical perspective. He
6
‘The Origin of the Work of Art’ in D. F. Krell (ed.), Basic Writing: Martin Heidegger
(London: Routledge, 1978), pp. 143-206 (p. 159-60).
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begins with the observation that the correlation of words and things is
inadequate to determine reference, and thus truth cannot reside in a
correspondence between a statement and a fact. If I point to a table
which I have, for some reason, decided to call ‘Smith’ and say ‘Smith is
colourless’ it’s not clear whether my statement refers to the table which
is brown, the region of space the table exactly occupies which is
colourless, or the invisible, non-spatial demigod which, I also believe
occupies the same space as the table. The point is that whenever we
make predications about a ‘region of Being’, we always presuppose what
Young calls a ‘horizon of disclosure’ which renders intelligible the kind
of predication we make.7 I can view the table from within an everyday
horizon (as something for eating off) or a scientific horizon (as a lump
of atoms) or even a religious horizon (as the house of a demigod). It is
not inconceivable that, one day, a Martian physicist might find an
entirely new way of disclosing the region of Being that is, for us, now,
the table. These possibilities are infinite and essentially mysterious. But
some horizons are mutually exclusive. As Young writes ‘Being, disclosed
in the manner of atomic physics cannot be disclosed as everyday
objects.’8 One such horizon of our own making is our ‘world’ in which
we have chosen to live, eating off tables and sitting on chairs. But in
choosing ‘world’ as our interpretation, we occlude the infinite
penumbra of other possible horizons that, together, constitute ‘earth’,
which mysteriously grounds our existence in the world and about which
we know, and can know, nothing.
Art in its key functions with respect to ‘world’ and ‘earth’ has a foot in
both camps – both the revealed and familiar, and the concealed and
mysterious. Its function as the ‘happening of truth’ is, in Heidegger’s
words, that of making ‘world’ transparent to ‘earth’. In other words it
makes us consciously aware of two things. First the meaning which our
world has as a result of our own making (through our interpretation).
And second that this meaning depends upon an infinite and mysterious
plethora of possible horizons of meaning (or, to borrow Nietzsche’s
word, ‘perspectives’) which is not at all of our making.
7
8
Heidegger’s Philosophy of Art (Cambridge: CUP, 2001), p. 29.
Ibid., p. 39.
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To return to the subject of religion with which I began, it becomes clear
that Heidegger’s analysis of art allows for an intimate relationship
between it and religion when understood according to my two
observations. The ‘world’ element of art for Heidegger, like one
element of religion for Macquarrie, helps to interpret the world in the
existential significance it has for religious believers. But more interesting
is the notion of essential mystery that the ‘earth’ element of Heidegger’s
interpretation of art brings out. Since, as I have argued, the notion of
mystery is essential to an adequate understanding of religion, an
obvious parallel can be drawn between the ‘earth’ element in art and
what I have argued is this central religious concept. But there is an
objection to such an idea. If we agree with William James’s claim that it
is a feature of the mysterious to resist conceptual formulation and
articulation in language (if we take seriously his notion of ‘ineffability’),
should not the appropriate response be to say nothing at all? This
would appear to be Wittgenstein’s proposal, since ‘what we cannot
speak about we must pass over in silence.’9 According to Young,
however, Heidegger’s converse response is ‘to become a poet’; that is, to
channel the creation and reception of works of art, especially
literature.10 This response may be justified by appeal to Heidegger’s
conception of truth (in the ‘happening’ of which art consists) as
something which is prior to correspondence with facts, a relation which
is always dependent on cognitive forms of meaning. The experience of
art, according to Heidegger, ‘attunes’ us to the mysterious truth of
Being, it effects cultivation of a certain comportment to the world and
to mystery. David Cooper explains that ‘comportment’ doesn’t involve
only cognitive concepts and propositions but is a ‘way of seeing or
experiencing Being.’11 Such cultivations (like metaphor), Cooper
argues, ‘hint at’, ‘intimate’, ‘inspire’ or ‘evoke’; they are not assertoric
and so don’t fall prey to the inconsistency of making assertions about
what cannot be asserted – or, as someone once put it, of trying to ‘‘eff’
the ineffable’.
9
Tractatus Logico-Philosophicus, (London: Routledge, 2002), p. 89.
Heidegger’s Later Philosophy, (Cambridge: CUP, 2002), 20.
11
The Measure of Things: Humanism, Humility and Mystery (Oxford: Clarendon Press,
2002), 294
10
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This idea of meaningful expression which is non-cognitive and in some
cases non-linguistic can be perceived in the religious notion of
epiphany. This notion is expressed in the context of art in the Kantian
‘aesthetic ideas’, according to which something that language and
conception cannot get on ‘level terms’ with is not only expressed but
also ‘bodied forth’. In religious terms, Cooper writes, God ‘epiphanizes
as human or other worldly forms, or perhaps as the world as a whole.’12
In religious thought, these ‘worldly forms’ have also included religious
texts, liturgies and, of course, works of religious art – notably icons. Of
course not all art is religious, but if, as I’ve been suggesting, mystery
ought to be viewed as a common core to religious expression, all art in
its intimation and bodying forth of the mysterious ground of Being will
have some ‘religious’ dimension in a broad sense of the term. Heidegger
gives a concrete example of this ‘bodying forth’ and I conclude with his
words written with a work of religious art in mind: ‘by means of the
temple, the god is present in the temple…[and] it is the same with the
sculpture of the god…it is a work that lets the god be present and this is
the god himself.’13
12
13
A Philosophy of Gardens, (Oxford: Clarendon Press, 2006), 130.
Op. cit., 168.
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Bibliography
Cooper, D. E., The Measure of Things: Humanism, Humility and
Mystery (Oxford: Clarendon Press, 2002)
Cooper, D. E., A Philosophy of Gardens (Oxford: Clarendon Press,
2006)
Heidegger, M., ‘The Origin of the Work of Art’ in D. F. Krell (ed.),
Basic Writings: Martin Heidegger (London: Routledge, 1978), pp.143206
Kant, I., Critique of Judgment, trans. Pluhar, W. S. (Indianapolis:
Hackett, 1987)
Macquarrie, J., Essays in Christian Existentialism (Montreal: McGill
University Press, 1965)
Macquarrie, J., Principles of Christian Theology (London: SCM, 1966)
Wittgenstein, L., Lectures and Conversations on Aesthetics, Psychology and
Religious Belief (Oxford: Blackwell, 1966)
Young, J., Heidegger’s Philosophy of Art (Cambridge: CUP, 2001)
Young, J., Heidegger’s Later Philosophy (Cambridge: CUP, 2002)
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© The reviewers; all rights reserved.
Book reviews
Feminism: issues and arguments
Jennifer Saul, Oxford University Press
Heather Arnold
University of Sheffield
pip06hea@shef.ac.uk
I approached Jennifer Saul’s book on feminism with enthusiasm,
inspired by the thought of learning more about a topic I had previously
only dabbled with. It wasn’t long, however, before my enthusiasm had
waned somewhat, a waning that was not just the inevitable reduction in
the vigour with which one approaches a new book after the first crack
in the spine appears. Rather, my enthusiasm disappeared as I read Saul’s
Introduction, where readers are warned not to expect any discussion of
the very concept of ‘woman’ and whether such a concept makes sense.
This issue, to me, forms the very basis of any discussion of feminist
issues and cannot be counted as a mere omission, but rather can only
leave a gaping hole in the text. Despite this initial disappointment,
however, I carried on into chapter one: ‘The Politics of Work and
Family’.
Now, the very title of the first chapter gives a clue as to the most crucial
choice made by Saul in writing her book: the text is structured by topic,
rather than by schools of feminist thought or any other theoretical
approach. Consequently, Saul presents chapters titled, ‘Sexual
Harassment’, ‘Pornography’, ‘Abortion’, ‘Feminine Appearance’,
‘Feminism and language Change’, ‘Women’s ‘Different Voice’’,
‘Feminism, Science, and Bias’ and ‘Feminism and ‘Respect for
Cultures’. Each of these titles grabs the attention of the reader, who
may be unsurprised to see some of the more classic feminist issues
included in the list, but also intrigued and interested to read about
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some of the more unusual and supremely relevant topics such as
language change and feminine appearance.
I felt that this choice of structure resulted in something akin to a graph
presenting discrete data. In other words, the book presents each topic as
separate from the last, with links or recognition of possible links
between chapters and ideas sorely lacking. However, the structure also
has its benefits. It makes the text very welcoming to those new to the
subject, in that they can feel that they can connect in some way with
the issues that are being presented; and it appeals by way of a challenge
to those who are sceptical about the contribution that philosophy can
make to ‘real-world’ issues. Further, the structure means that a casual
reader can simply dip in and out of the book and learn something
without having to read a dense fifty pages or so of theoretical
explanation before they even get a whiff of the issue of ‘respect for
cultures’.
However, I found that the immediate appeal of the structure lost its
gloss when, by the fifth or sixth chapter, I was somewhat puzzled by
some of the conclusions that were being reached by Saul, and
particularly by their apparent incompatibility. The first puzzle was
centred on the issue of language and its arguable power to influence our
sense of reality. Saul rejects the claim that men have created language,
and therefore, that they have created reality. She argues that such a view
entails the ‘ridiculous’ idea that men have created amoebas, clouds and
even other men. In rejecting this view, Saul seems to have forgotten
that in the chapter on sexual harassment, a crucial idea was that women
were not taken seriously until there was a term for what they were
experiencing at work, namely, ‘sexual harassment.’ In other words, until
the term was brought into being, sexual harassment as we now
understand it was not a part of reality, or at least was not a part of legal
reality. A further puzzle emerged when I read the final chapter of the
book, where Saul relies on the idea that there is nothing essential to any
culture (that is, there is nothing that can be considered a necessary
condition for a particular culture to remain that particular culture, as
indeed there is no such thing as a ‘particular’ culture). This antiessentialist view about culture enables her to argue that no single
custom is immune from criticism by others on the grounds that it is a
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necessary part of a particular culture. However, throughout the book
Saul seems to speak about women as a group necessarily sharing
particular characteristics; in other words, as sharing some kind of
essential nature. It is not clear why ‘women’ should be any more of a
fixed idea than ‘culture’, and for this she does not argue.
In both of these cases, my real problem is that the book’s structure
allows for claims made in one chapter to be seemingly swept under the
carpet in order to round off the next chapter in a neat and tidy way.
Although Saul is clear in her reluctance to make monumental
conclusions about each topic, I still found that some of the claims that
were made were somewhat unsubstantiated, or even sometimes in
conflict with ideas used in other chapters.
But Feminism Issues and Arguments is clearly presented as an
introductory text on some of the problems in the field. Saul is honest in
her introduction about the intentions and inherent limitations of the
book. No reader expecting to find a detailed analysis of Marxist
feminism will be hoodwinked by the back page, and nowhere does Saul
claim that all her arguments will be watertight and cohere with one
another in some kind of fluid harmony. The point of the book seems to
be to provide a springboard for students new to feminism; it is
supposed to be a catalyst for discussion, debate, essays and personal
reflection. In this regard, I think that the book is successful. There are
enough dubitable points in each chapter to spur students on in
discussion, and the issues always take centre stage rather than particular
thinkers, which ensures that plenty of space is left for personal responses
that need not fit in with a theoretical viewpoint in order to be deemed
valuable. For those seeking more detailed accounts or interpretations of
the issues, Saul provides comprehensive ‘Suggested Further Reading’
lists for each chapter. Despite the notable absence in these lists of some
of the key figures in both historical and contemporary feminism, such
as Simone de Beauvoir, Anne Phillips and Chantal Mouffe, they do
provide something for interested readers to get their teeth into.
One fundamental quality of Saul’s book is its clarity. She manages to
express complex issues in simple language, clarifying potentially
unfamiliar words along the way, whilst maintaining the feeling that she
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is writing for an intelligent audience. This is no mean feat when you
consider the finicky nature of some of the classic feminist issues. Often,
Saul’s aim does not seem to be to provide further enlightenment on an
issue. Rather, in some cases she simply expresses the importance of
taking a new angle on an old debate (as in the chapter on Abortion),
whilst in others she elucidates not our understanding of an issue, but
rather that we are all still groping in the dark as regards to what we
mean by certain terms (as in the chapter on Sexual Harassment). At
times I think that Saul fails to dig topics out of triviality (Language
Change) and at others that she seems overly despairing at our prospects
(Feminine Appearance). On the whole, however, I think that what Saul
gives the reader is a suitably comprehensive introduction to some
feminist topics, and this in a language that is just the right side of
simple in a highly readable format.
Feminism Issues and Arguments will not have you feeling horribly
overwhelmed and unsure of where to start in the same way that de
Beauvoir’s The Second Sex almost certainly will. Neither will it make
you want to stand at your window and shout to the whole world how
unfair the labour market is and that you don’t really like wearing makeup in the same way that Naomi Wolf’s The Beauty Myth might. But it
should catch your interest, introduce you to areas of old debates that
you hadn’t really considered before and leave you feeling like you want
to find someone clever to argue with over the idea that women have a
‘different voice’.
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Four Shorts
Paul Murphy
Independent
paulaustinmurphy@yahoo.co.uk
Key philosophers in conversation: the cogito interviews
Andrew Pyle (ed.), Routledge
This is an interesting and, at times, entertaining book – if only because
analytic philosophers are rarely caught off-guard or asked about their
personal views and experiences. There are twenty philosophers
interviewed here. They include Dummett, Warnock, Quine, Putnam,
Scruton, Dawkins (sic), Dennett and so on. The book, as one would
expect, concentrates primarily on the philosophical ideas of the
philosophers interviewed. Nevertheless, as hinted at, there are little
oases of light relief here and there, as well as illuminating insights into
the philosophers’ personal motivations.
In the Dummett interview the philosopher says: ‘You have to follow
the argument and see where it leads.’ Nonetheless, a little later he
continues: ‘My religious belief would tell me I must have made a
mistake somewhere.’ That last admission is a reference to the ‘mistake’
of his anti-realism leading to ‘atheistic conclusions’. Dummett, as is
well known within the realm of analytic philosophy, is a staunch
Catholic. Did he mean by what he said that he thinks that, almost by
definition, he must have made a mistake of some kind because atheism
simply cannot be true? Or does he mean that whilst it looks like
atheism, it’s just not?
The interview with Quine, who died five years ago, shows the American
philosopher at his tight-lipped best. For example, Quine is asked about
his time in Germany (in 1932, with the Vienna Circle). Cogito enquires
about the German philosophers who were the ‘vacillating exceptions’ to
the logical positivists who opposed and then fled the Nazi regime.
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Quine simply replies, ‘De mortuis nihil nisi bonum’, which means ‘never
speak ill of the dead’. Is this a thinly veiled reference to Heidegger
(amongst others)? Maybe, but the fact remains that if such philosophers
had not fled Germany in the 1930s, being mainly logical positivists and
logical empiricists, they might never have taken over the many
American philosophy departments that they did take over. And thereby
they might never have established the hegemony of analytic philosophy
within them.
It is also interesting to note how strongly Anglo-American analytic
philosophers really feel about their Continental rivals. Take the case of
Hugh Mellor. When quizzed about Derrida, Mellor says that the
infamous French deconstructor is ‘wilfully obscure’, before going on to
accuse him of ‘triviality’ and ‘mystery-mongering’. He also claims that
Derrida’s ideas are ‘trivial truisms’, plain ‘nonsense’, or worse. And,
finally and perhaps most tellingly, Mellor takes those who follow
Derrida to be members of ‘the chattering classes’.
Putnam offers a good riposte to Mellor’s vituperative generalisations.
He says:
Just as there are different sorts of poet and different sorts of
scientist, so there are different sorts of philosopher. What made
Kierkegaard a great philosopher was not the same thing that made
Carnap a great philosopher.
Putnam, in any case, is part of that small but growing movement of
analytic philosophers that is reassessing its relationship with
Continental philosophy and beginning to see things about this Great
Schism in a less black and white (or Mellor-like) way.
Finally, I must mention the rather strange inclusion of Richard
Dawkins in this book. To state the obvious, Dawkins is far from being
a philosopher of any description, no matter how much one agrees with
much that he says. Andrew Pyle, the editor, does not tell us, in his
introduction, why he included Dawkins. Despite that, Dawkins’
spoken prose is very clear and precise, as it always is, and I regard him
simply as a welcome inclusion in the book.
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Ludwig Wittgenstein: the duty of genius
Ray Monk, Vintage
Here is yet another addition to the huge, and still-growing,
Wittgenstein industry. This industry, on the last count, produced
around two thousand books, essays, papers, articles, etc., on
Wittgenstein in one year. So I will tread carefully in this review because
I am neither a Wittgenstein expert nor, should I say, a Wittgenstein
acolyte. One can take it as given that many Wittgensteinians will say
that Ray Monk’s biography has ‘got Wittgenstein wrong’ on many
issues.
I found Monk’s book a very rewarding read. After all, one can never
find out too much about Wittgenstein. And, in any case, after one reads
this book one will feel a little more comfortable when the name
‘Wittgenstein’ is brought up, or at the conferences at which this name is
bound to be uttered more often than, say, that other favourite analytic
philosophy phrase, ‘if and only if’.
Monk succeeds quite well in fusing the ‘life and times’ of Wittgenstein
with his actual philosophy. This is not a complete surprise because
Monk is trained in philosophy. More relevantly and specifically, Monk
did his M.Litt on Wittgenstein’s philosophy of mathematics, and
Wittgenstein’s philosophy of mathematics, one can argue, shows us the
Austrian philosopher at both his most pure and most radical.
The book is divided into four temporal parts: (I) ‘1889-1919’, (II)
‘1919-28’, (III) ‘1929-41’ and (IV) ‘1941-51’. In the first part we find
out about the extremely wealthy late 19th century Wittgenstein family,
of Vienna, that had nine grand pianos and had recently converted to
Christianity. Monk then discusses Wittgenstein’s time at Manchester
University, where he studied mathematics and engineering.
As one would expect, Monk then covers the period at the University of
Cambridge when Wittgenstein met Bertrand Russell. Monk calls the
Wittgenstein of this time Russell’s ‘protégé’. Following this, as is well
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known, it didn’t take long for Wittgenstein to become Russell’s
‘master’. (It is interesting to note that Russell didn’t really rate
Wittgenstein’s later work. He saw it, as one can see from a passage
quoted in Monk’s book, as lacking ‘seriousness’.)
Then we cover Wittgenstein’s period as a soldier in the First World
War, after which he spent a little time as a schoolteacher and then as a
gardener. More interestingly, we see that Wittgenstein sought
information, from the monks who owned the garden he laboured at,
about joining the monastery. Needless to say he didn’t become a monk.
Nevertheless the very fact that he enquired displays to us something of
Wittgenstein’s character. This period also covers the publication of
Wittgenstein’s masterpiece – the Tractatus Logico-Philosophicus (1921).
This esoteric but profoundly brilliant and influential work began to
become a little better received in the Germany and Austria of the early
1920s. Indeed, the work became many philosophers’ Bible. Not only
that, but Wittgenstein’s every utterance began to be scrutinised by his
disciples (as was also the case later at the University of Cambridge).
Many philosophers, if only in retrospect, can be seen to have
interpreted Wittgenstein’s idea that the meaning of a sentence is its
mode of verification in a simplistic manner. Later, Wittgenstein scoffed
at the naiveté of some of these interpretations and even renounced them
entirely.
The last section, ‘1941-51’, deals with Wittgenstein’s writing of the
Philosophical Investigations (amongst other things). Many philosophers
take this work to renounce all, or at least most, of the specific doctrines
that Wittgenstein upheld in the 1920s and before. However, just as
certain philosophers have stressed the cleavage between early and late
Wittgenstein, others have emphasised the continuity.
The overall impression one gets from Monk’s book is of the essential
complexity and humanity of Wittgenstein the man. His complexity
goes without saying and is well noted. But the word ‘humanity’ is taken
here to refer less to Wittgenstein’s benign or altruistic natures, but to
his deeply emotional and discursive temperament. In any case, the very
many people whom Wittgenstein despised and criticised (not only
philosophers) show us the darker side of the great philosopher. I think
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that if there is a general fault with Monk’s biography, it is its
unswervingly uncritical and positive account of not only Wittgenstein’s
philosophy, but also of the man himself.
As one would expect, Monk is at his best when discussing
Wittgenstein’s philosophy of mathematics. He captures well
Wittgenstein’s later approach to the philosophy of mathematics –
something that can be called, and often has been
called, ‘anthropological’ in nature. Monk writes that Wittgenstein
‘wanted to show that the inexorability of mathematics does not consist
in certain knowledge of mathematical truths, but rather in the fact that
mathematical propositions are grammatical.’
There is so much one can say about this book because there is so much
one can say about Wittgenstein himself. Nevertheless, I shall close this
review with a passage Wittgenstein wrote in a letter to Norman
Malcolm (quoted by Monk):
what is the use of studying philosophy if all that it does for you is
enable you to talk with some plausibility about some abstruse
questions of logic, etc., and if it does not improve your thinking
about the important questions of everyday life?
Philosophy of Mind: a Guide and Anthology
John Heil (ed.), Oxford University Press
John Heil, the editor of this anthology, is himself a notable philosopher
of mind. So one can rightly expect that this anthology would be a
worthwhile contribution to the many already-existing anthologies we
have on the philosophy of mind.
Heil, of course, includes many classics in his anthology. For example:
‘Identity and Necessity’ by Kripke; ‘Minds, brains, and programs’ by
Searle; ‘Eliminative materialism and the propositional attitudes’ by Paul
Churchland; and ‘Individualism and the mental’ by Tyler Burge. There
are also a few new works and novelties included too. For example:
Lynne Rudder Baker’s riposte to eliminative materialism, ‘Cognitive
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suicide’; ‘Could love be like a heatwave’, Janet Levin’s contribution to
the mental subjectivity debate; and E. J. Lowe’s ‘Non-Cartesian
dualism’, a rare example of a work that goes against the prevailing
hegemony of non-reductive physicalism.
The anthology is dived into twelve parts, which, in itself, shows us that
it is a pretty big book. Some of the parts go by the titles ‘Behaviourism
and mind-body identity’, ‘Functionalism’, ‘Artificial Intelligence’,
‘Eliminativism’, ‘Consciousness’, ‘Reduction’ and so on. A couple of
the
less
familiar
and
unexpected
sections
include
‘Interpretationalism’, and the most interesting, ‘Challenges to
contemporary materialism’ (which includes a piece written by the only
non-philosopher of the anthology – the physicist, Eugene Wigner).
The book also includes an extensive and long introduction, notes on
the contributors, and various suggested readings. I found Heil’s own
sub-introductions to the twelve parts most enlightening. They are
extremely easy to read and yet informative at the same time. Even
though a few of the papers included in the anthology are rather
advanced in nature, all of Heil’s introductions are primarily aimed at
the beginner. Some of them are quite short and others quite long. The
introductions themselves are divided into sections. For example, Part I’s
introduction includes the sub-sections ‘Philosophical behaviourism’,
‘Privileged access’, ‘Pain and pain behaviour’ and so on. Each
introduction is written, as I said, in a non-academic style and precludes
the analytic philosopher’s usual tone of seriousness.
My own favourites from this anthology include Fodor’s ‘The mindbody problem’, ‘Thought and Talk’ by Davidson, and the
aforementioned contributions from Searle and Lowe. The work by
Fodor is basically a brief historical survey of the most recent debates on
the mind-body problem as well as the contemporary responses
(including Fodor’s own) to them. The whole paper is very easy to read
and will be of use to both student beginners and the more advanced. I
have included Searle’s paper among simply because it is so well known
and influential, or at least its subject matter is. This too is written in a
very clear prose style. In it Searle doesn’t even attempt to hide his
negative attitudes towards cognitive science, computationalism and
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those philosophers who believe in what he calls ‘strong-AI’ (i.e.,
artificial intelligence). Davidson provides an interesting account of the
distinctions that can be made, or denied, between thought and talk. Is
thought silent talk? Can one think without words? Do animals think at
all? These are some of the questions addressed by Davidson. I am also
including Lowe’s ‘Non-Cartesian dualism’ here. It happens that I
strongly disagree with the general tenor of this piece. And so too do the
majority of philosophers of mind. Nevertheless, Lowe’s iconoclastic
status within this anthology, and the philosophy of mind generally, is
reason enough to single out his contribution to the many debates on
the nature of mind that are also captured in this excellent and very
extensive anthology.
Contemporary philosophy of thought: truth, world, content
Michael Luntley, Blackwell
At first glance, or even at second glance, I thought that Michael
Luntley’s book was a bit of a motley assortment of philosophical topics.
On reflection I thought the contrary. Luntley discusses, amongst other
things, Frege’s theory of sense and reference, Russell’s theory of
descriptions, Tarski’s semantics, mathematical intuitionism, Quine’s
theory of radical translation, Davidson’s radical interpretation, Kripke’s
rigid designators, Putnam on natural kinds, and so on and so on. In
other words, this book includes work on semantics, the philosophy of
mind, the philosophy of mathematics, the philosophy of logic,
metaphysics, and, to a much smaller extent, even epistemology.
Throughout all this, however, there are central themes, or even one
central theme, running through the book.
The book is subtitled Truth, World, Content. The word ‘truth’ refers to
Luntley’s primarily Fregean position on truth (that it must be tied to
both sense and reference, i.e., to meaning). This standpoint on truth is
also mediated by Tarskian semantics and the work of Donald
Davidson. The word ‘content’ represents the philosophy of mind
component of this book. What is content? In this work it is any thing
or state the mind ‘contains’. For example, a belief can count as content,
and so too can an actual experiential mental event or state. Luntley’s
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notion of content again owes much to Frege and specifically it relies
heavily on Frege’s notion of a ‘singular sense’. As for the ‘world’ of the
title. This is a reference to Luntley’s attempt to provide a general theory
that will enable us to capture the world and all its contents. It does so,
however, by saying that the world is captured, as it were, from the very
beginning. Luntley’s theory is neither naively realist nor sceptical. We
have and keep the world because of the fact that the mind is indeed a
thoroughly natural entity. And through the work of Davidson, who,
according to Luntley, rejects the offending representationalism of our
philosophical tradition, we find that we are not representers of the world
at all, nor are we external to it. We are, instead, of the world and part of
the world. We don’t rely on representations of any kind, whether they
are Lockean ‘ideas’, Kantian ‘phenomena’, the phenomenalist’s ‘sensedata’, or even Quine’s ‘sense-events’. We do not ‘posit’ or ‘infer’ from
such representations the ‘true nature’ of the world and its objects. We
get the world straight, not indirectly. And we do so, Luntley argues,
because the scheme/content distinction is bogus. That is, there is no
real epistemic division between our conceptual scheme, or conceptual
schemes, and content (again, whether they are ‘sense impressions’ or
Carnap’s ‘cross-sections of experience’). This conclusion of Luntley’s is
heavily indebted to Davidson’s work.
The main title of this book is Contemporary Philosophy of Thought,
which is to say that it is not a contemporary philosophy ‘of Mind’.
Luntley uses the word ‘thought’, instead of ‘mind’, primarily because of
his allegiance to Frege’s theory of a ‘singular sense’ and the kind of
mental content that implies. Mental content can often be characterised
as something over and above our various linguistic expressions of it. For
example, there is something about our object-involving mental states
that is not fully ‘codifiable’, as Luntley puts it, by our linguistic
characterisations. Thus we can say that in this work, and therefore also
in Frege’s, the ‘linguistic turn’ in philosophy (which began with Frege,
early Wittgenstein and Russell in the late 19th and early 20th century)
has itself led to another philosophical turn. In this case, that turn is to a
philosophy of thought that is ‘externalist’, as philosophers put it, and fully
committed to the idea that the mind is both embodied and embedded
in the world. It is not a Cartesian thing that simply inspects the world
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linguistic turn can be said to have begun with Kant’s fusion of ‘internal’
and ‘external sense’, which was then followed by Hegel’s
substance/object monism. After that, we then have the work of
Heidegger. And later, in the analytic tradition, that of Davidson,
Brandon and Tyler Burge (amongst others) – Luntley himself follows
this non-linguistic tradition.
Luntley is Senior Lecturer in Philosophy at the University of Warwick.
And he has written books on both the Continental and the analytic
tradition – sometimes on both traditions in the same work (e.g., his
Reason, Truth, and Self). As for Luntley’s actual writing in this book, he
successfully makes the majority of ideas and problems he tackles
comprehensible, and he does so at the same time as sustaining a coolheaded and impersonal prose style. Some of the sections are evidently
more difficult than others. For example, the logical intuitionist
digression into formal logic may seem a little beside the point when put
in the context of the whole book. However, Luntley’s work is
strengthened and made more palatable by the continuous
aforementioned thread that runs through it. That thread can be
summed-up with a negation of a phrase from Richard Rorty: the world
is not well lost. Or we can say: the world cannot be ‘well lost’ because, in
a way, it was never found.
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Upcoming BUPS and BJUP events
Philosophy is of course much, much better if you’re with people who
are passionate about the subject and know what they’re talking about.
BUPS and the BJUP exist to bring together undergrads who love
philosophy. Our events offer opportunities to give or discuss really great
papers, to meet and mix with other undergrads who think worrying
about ethics or the fundamental structure of mind and world is kinda
cool. To build an understanding of how philosophy is done across the
country. To meet other students who like this stuff as much as you do,
have done their reading and want to talk. BUPS also organises the UK’s
only big, annual national undergraduate philosophy conference, and
the BJUP is Britain’s only national undergraduate philosophy journal.
Interested?
Good, then you should be at the BUPS and BJUP events. You can get
to information about all of these from our website – www.bups.org.
Here you can also see a typical programme, browse past conference
info, and even download a sample copy of an issue of the BJUP. If
you’re not already on the BUPS-L mailing list for announcements, or
the BUPS-Dis forum for discussion, you can subscribe through the site.
Don’t worry – BUPS membership is free and our conferences are all
tailored to fit a student budget. Submit a paper or come along when
you can – we’d love to meet you!
Latest details of all our activities, profiles of the committee and a
continually updated list of upcoming events are always available at:
www.bups.org
Any enquiries can be addressed to: info@bups.org
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The British
Journal of
Undergraduate
Philosophy presents…
The BJUP 2007 Essay Contest
Submission deadline: Friday 18th May, noon
The BJUP welcomes essays related to one or more of the
following topics:
MIND
LANGUAGE
TRUTH
KNOWLEDGE
Prizes!
First prize: £200 and a year’s subscription to The Philosopher’s
Magazine
Second prize: £50 and £50 in book tokens
Third prize: £30 in book tokens & a year’s subscription to the BJUP
Outstanding papers will be offered publication in the BJUP and a
presentation slot at a BUPS conference
This has all been made possible by The Royal Institute of Philosophy,
The Philosopher’s Magazine, and Edinburgh University Press
www.royalinstitutephilosophy.org
www.philosophersnet.com
www.eup.ed.ac.uk
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Further details of the BJUP 2007 essay contest
Aim
The BJUP essay contest has been set up in order to provide an extra
forum in which undergraduates can excel, to celebrate the role of
undergraduates in academic philosophy, and to encourage the brightest
of budding philosophers. For those aspiring to an academic career, this
should be incentive enough to enter, although there is also money to be
won, as well as reputation. Authors successful in the competition will be
offered publication in the BJUP, as well as the opportunity to speak at
one of BUPS’s events.
Entrance
Essays related to at least one of the following topics will be accepted for
review: mind, language, truth, knowledge.
Submissions should be of no more than 4,000 words in length and
should be handled using the journal’s usual policy for ensuring
anonymous reviewing. (Essays should be emailed to contest@bups.org
in a word document that does not contain the author’s name anywhere.
A second document should be sent with the essay title, word count, and
author’s name, so that we can re-match essays to authors after
reviewing.)
Authors will be notified of the competition panel’s decision within a
month of the deadline. Only one piece of work per author may be
submitted. For this reason, and to regulate the volume of submissions,
we can only accept submissions from authors currently enrolled at a UK
higher-education institution. Members of the BUPS committee are
excluded from the competition.
Judging will be handled by our team of professional academics, who act
as reviewers on a voluntary basis.
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Subscribing and submitting papers to the BJUP
BJUP Subscriptions
The BJUP is the Britain’s only national undergraduate philosophy
journal. We publish the best papers from BUPS’ conferences, but also
accept high-quality essays by direct submission.
Our non-profit status keeps the cost of subscription to our print version
down, and all BUPS members receive the electronic version of the
journal for free. New issues go out quarterly. We offer three levels of
subscription:
BUPS Member Subscription (Electronic)
Becoming a member of BUPS is really, really easy – all you need to do
is join the BUPS-L mailing list. The electronic version of the journal is
distributed to all BUPS members. We hope you enjoy it!
Individual Subscription (Print)
An annual subscription to the print version of the journal costs £40 in
the UK, and a little more for international postage. Printed in A5 size
on 80gsm paper with a 250gsm card cover.
Institutional Subscription (Print + Electronic)
Institutions (libraries, schools, universities) wishing to subscribe to the
journal receive both a print copy and a personalised electronic copy
licensed for unlimited distribution to, and printing by, current students
of the institution. This package costs £60 per year for UK delivery,
slightly more for overseas postage.
Subscriptions run for a single academic year, a current subscription
covering the print version of issues 2(1)–2(4). Full details of how to
subscribe, and methods of payment we accept are available at the
journal’s webpage:
www.bups.org/BJUP
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Submitting a paper to the BJUP
Most papers we publish will be 2,000 – 2,500 words in length.
However we will consider papers of any length. We would suggest that
you limit your submission to a maximum of 5,000 words, though, since
papers longer than this are often better dealt with as a series of shorter,
tighter, more focused essays.
What we’re looking for in papers that we publish is actually quite
simple. We like work that is:
•
•
•
•
•
•
carefully structured
argumentative rather than merely descriptive
clearly written
knowledgeable about a given subject area
offering a new argument or point of view
not just written for area specialists
As a general tip, don’t write with ‘This is for a journal, I must be
technical, formal and use lots of jargon to show I know my subject...’
running through your mind. Explanation to others who may not have
read the same authors as you, clear laying out of thoughts and a good,
well-worked-out and -offered argument that says something a bit
different and interesting – these are the key characteristics of the best
papers we’ve received. Don’t be afraid to tackle difficult or technical
subjects – we’re all keen philosophers here – but do so as carefully and
clearly as possible and you have a much better chance of being
published.
Most of our papers are analytic, but we are delighted to accept and
publish good papers in both the analytic and continental traditions.
We accept papers electronically as Microsoft Word .DOC. If you have
problems sending in this format, please contact us and we will try to
find another mutually acceptable file format.
Papers should be submitted via email to bjup@bups.org and should be
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prepared for blind review with a separate cover sheet giving name,
affiliation, contact details and paper title.
Don’t worry about following the journal’s house style before
submission. The only requirement we have in advance is that you
follow English spelling conventions. Any other requirements will be
made clear if your paper is accepted for publication.
Please do not submit papers for a BUPS conference and the journal at
the same time. We’ll make suggestions for rewriting or restructuring
papers we think could be publishable with a bit of work. Please do not
re-submit a particular paper if it has been rejected for a BUPS
conference or the BJUP and has not been reworked.
Reviewing papers fairly is a difficult and time-consuming job – please
give us a month or so and do not submit your paper elsewhere in the
meantime.
We run the journal on the minimum copyright requirements possible.
By submitting work you license BUPS and the BJUP to publish your
work in the print and electronic versions of our journal, and agree to
credit the journal as the original point of publication if the paper is later
published as part of a collection or book. That’s all – you are not giving
us copyright over your work, or granting a licence to reprint your work
in the future. We’re budding philosophers not lawyers, so we hope
that’s pretty clear and fair.
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