THE HUMAN RIGHT TO PRIVATE PROPERTY
Hanoch Dagan & Avihay Dorfman
Tel-Aviv University Buchmann Faculty of Law
daganh@post.tau.ac.il; dorfman@post.tau.ac.il
December 18, 2015
© Hanoch Dagan & Avihay Dorfman, 2015
Electronic copy available at: http://ssrn.com/abstract=2624428
Dagan & Dorfman
The Human Right to Private Property
THE HUMAN RIGHT TO PRIVATE PROPERTY
Hanoch Dagan & Avihay Dorfman *
For private property to be legitimately recognized as a universal human right, its meaning
should pass the test of self-imposability by an end. In this Essay we argue, negatively, that
the prevailing (libertarian) understanding of private property cannot plausibly face this
demanding standard and, affirmatively, develop a liberal conception which has a much
better prospect of facing property’s justificatory challenge. Private property, on our
account, is an empowering device, which is crucial both to people’s personal autonomy
(understood in terms of self-determination) and to their relational equality (understood in
terms of reciprocal respect and recognition among persons). The liberal conception of the
human right to property has both vertical and horizontal significance—it implies respect
from both the public authority and other individuals—which means that it is thoroughly
political but not necessarily statist.
Our account generates important implications, both domestic and transnational ones.
Domestically it implies that whereas some property rights should be subject to strong
constitutional protection, state law should facilitate other types of private and non-private
property institutions, and these property institutions may well be subject to nonowners
claims to access and, more broadly, to being treated respectfully. Furthermore, our
conception of the human right to property requires that everyone must have the unusual
authority typical to full-blown private ownership. Transnationally, our analysis highlights
a freestanding dimension of relational justice, which is relevant across borders even given
that our distributive obligations are statist. This injunction of relational justice in
transnational interactions questions the adequacy of the current state of the law, according
to which these interactions are mainly governed by choice of law rules that conceptualize
them as wholly subsumed under the capacities of the parties as citizens of their respective
polities.
I. INTRODUCTION ................................................................................................................. 2
II. PROPERTY, AUTONOMY, AND RESPECT ........................................................................... 4
III. POLITICAL, BUT NOT NECESSARILY STATIST............................................................... 13
IV. IMPLICATIONS: CONSTITUTIONAL AND TRANSNATIONAL ............................................ 16
A. Domestic Implications: Pluralism, Accommodation, Equality ............................. 16
B. Transnational Implications: Beyond the Distributive Paradigm of Global (or
Statist) Justice............................................................................................................ 19
V. CONCLUDING REMARKS ................................................................................................ 23
*
Stewart and Judy Colton Professor of Legal Theory and Innovation and Associate Professor of Law,
respectively, Tel-Aviv University Buchmann Faculty of Law. Thanks to Greg Alexander, Daniel Attas, Itzik
Benbaji, Yochai Benkler, Eyal Benvenisti, Nestor Davidson, Sergio Dellavalle, Lee Fennell, Chaim Gans,
Christine Godt, Oliver Hart, Bob Hockett, Michael Karayanni, Larissa Katz, Shelly Kreiczer-Levy, Roy
Kreitner, David Lametti, Doreen Lustig, Maria Marella, Tom Merrill, Hanri Mostert, Katharina Pistor, Arthur
Ripstein, Florian Rödl, Charles Sabel, Saskia Sassen, Tomer Shadmy, Joe Singer, Jeremy Waldron, Dan
Weilsch, Katrina Wyman, Mikhail Xifaras, and participants in the Columbia Law School Conference on
Sovereignty and Property, the Königswinter Workshop on the Core of Property, the Trento-Verona
Progressive Property Workshop, and the TAU private law theory workshop for helpful comments.
1
Electronic copy available at: http://ssrn.com/abstract=2624428
Dagan & Dorfman
The Human Right to Private Property
THE HUMAN RIGHT TO PRIVATE PROPERTY
I. INTRODUCTION
The Universal Declaration of Human Rights announces that “[e]veryone has a right to own
property,” and that “[n]o one shall be arbitrarily deprived of his [or her] property.”1 To the
extent that this announcement reflects an intuitively compelling implication about the
status of individual natural persons as free and equal,2 there is a series of persistent (and
rather consequential) puzzles regarding the nature of this particular human right, if it is
one.
The right to private control of property, perhaps more than any other human right, is—
as Jeremy Bentham famously announced—a product of the law or, more precisely, a
creature of what John Austin would later call a command issued by the sovereign.3 This
positivistic overtone becomes clearer (but not more analytically correct) in contemporary
society, where an increasingly significant part of the rights relating to property is the
product of top-down legislative or regulatory regimes.4 How can these seemingly
contradictory features of the right to private property co-exist? In which sense, if any, can
the right to private ownership limit—or may even transcend—state sovereignty, given its
profound dependency on political authority? And how should the answers to these
questions affect our interpretation of the Declaration’s use of arbitrariness that should
circumscribe the limits of states’ authority to take property?
Furthermore, a textual reading of the Declaration seems to echo a very specific
understanding of property as a human right, one which focuses solely on people’s formal
opportunity to become owners and conceptualizes violation only in terms of deprivation of
preexisting recognized rights to private property.
This private law libertarian
understanding of property, as we shall call it, also dominates, again implicitly,
1
UNIVERSAL DECLARATION OF HUMAN RIGHTS, G.A. Res. 217 (III)A, U.N. Doc. A/RES/217 (III (Dec. 10,
1948)), Art. 17.
2
The qualified language of the test attests to the fact that the right to property is not included in all the
international instruments that form the canon of human rights law. See, e.g., MAX PLANCK ENCYCLOPEDIA
OF
PUBLIC
INTERNATIONAL
LAW,
available
in
http://opil.ouplaw.com/view/10.1093/law:epil/9780199231690/law-9780199231690e864?rskey=K1Flqx&result=10&prd=EPIL.
3
JEREMY BENTHAM, THE THEORY OF LEGISLATION 113 (R. Hildreth trans., 2nd ed., 1914) (“Property and
law are born together, and die together”); JOHN AUSTIN, THE PROVINCE OF JURISPRUDENCE DERERMINED
15, 18 (1832), respectively.
4
The “positivistic” view under discussion should not be confused with legal positivism (of either Bentham
or Austin); the alleged intimate connection between the state and a system of private property reflects
Bentham’s approach to political morality, rather than to the classical question of jurisprudence, what law is.
2
Dagan & Dorfman
The Human Right to Private Property
contemporary international investment law,5 which may not be surprising given its crucial
(even though, again, quiet) contribution to the development of a practice which Martii
Koskenniemi terms “informal empire,” namely: “a horizontal structure of horizontal
relationships between holders of subjective rights of dominium—a structure of human
relationships that we have accustomed to label ‘capitalism.’”6 Whatever the virtues of an
international system of commerce based on such a right may be, shouldn’t its vices at least
make us pause before we embrace its underlying private law libertarian conception of
property as the one that best accounts for the status of private property as a human right?
Our inquiry of these questions in this Essay begins with a brief sketch of our
understanding of the most plausible case for conceptualizing private property as a human
right, which is indeed quite different from this (in)famous rendition. Private property, on
our account, is an empowering device, which is crucial both to people’s personal autonomy
(understood in terms of self-determination) and to their relational equality (understood in
terms of reciprocal respect and recognition among persons). More specifically, private
property implies respect from both the public authority and other individuals, and it is this
two-dimensional respect for natural persons’ status as free and equal—both vertical and
horizontal—which is, as we argue in Part I, the normative core of the human right to private
property.7
This understanding means, as we claim in Part II, that the human right to private
property is neither pre-political nor is it apolitical; quite the contrary: private property
expresses a fundamentally political idea of being with others in the world. But our
proposed account of the human right to private property also explains why it is not
contingent in the Benthamite sense. Admittedly, to be valid and viable private property
obviously requires a conventionalist constitution, elaboration, implementation, and
enforcement. But given that a significant part of the normative weight of the human right
to private property does not rely on its aggregative role, but rather on its prominent place
in establishing and sustaining people’s inter-personal relations as free and equal persons,
these are conventions that, all else is being equal, any humanist polity must develop. And
because an important subset of the normative value of private property is fundamentally
horizontal, rather than only vertical, these conventions are not essentially statist. We do
not deny the comparative advantages of the liberal state (in terms of both competence and
legitimacy) in promulgating these conventions. However, we insist that private property
5
See Julian Arato, Corporations as Lawmakers, 56 HARV. INT’L L. J. 229, 261-71 (2015).
6
Martii Koskenniemi, Empire and International Law: The Real Spanish Contribution, 61 U. TORONTO L.J.
1, 32 (2011).
7
We say natural persons in order to emphasize the limits of our proposed normative account of the human
right to property. Thus, artificial persons—including, in particular, business organizations (but also
communities of various kinds)—stand beyond the scope of the inquiry.
3
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The Human Right to Private Property
need not depend on the state for its (legitimate) existence. This conceptual point is further
motivated by the increasingly significant role that interpersonal transnational interactions
play in our lives.
Indeed, our proposed account of the human right to private property entails significant
implications both in the domestic and the global domain, which we outline in the last Part
of this Essay. Domestically, it sets important constraints on the scope of the claims made
on behalf of private property. Since its core justification is rooted in our social relations as
free and equal persons, the scope of private property is partially determined by reference
to this ideal of social relations. Furthermore, appreciating the significance of private
ownership to our social existence as free and equal implies that each of us is entitled to be
a private owner not only in the uncontroversial sense that none should be denied the formal
opportunity to become an owner, but also in the more demanding sense that our
conventions (laws) that govern private property demand none should be denied the real
opportunity to secure this status.
Our foray into the transnational domain is more preliminary and speculative, but not
less important. We argue that transnational interactions involving private property should
be based on the same interpersonal respect that undergirds this system of property in
domestic settings. This proposition implies that the scholarly debate as per the (statist or
cosmopolitan) scope of distributive justice obscures a freestanding dimension of relational
justice, which is relevant across borders even if, for the sake of the argument, our
distributive obligations are statist. Furthermore, the injunction of relational justice in
transnational interpersonal interactions questions the adequacy of the current state of the
law in which these interactions are governed mostly by choice of law rules that
conceptualize them as wholly subsumed under the capacities of the parties as citizens of
their respective polities.
II. PROPERTY, AUTONOMY, AND RESPECT
Let us assume, with Jeremy Waldron, that private property rules are typically organized
“around the idea that contested resources are to be regarded as separate objects each
assigned to the decisional authority of some particular individual (or family or firm).”8
This proposition seems rather uncontroversial since it helpfully leaves many important
questions, notably regarding the scope, the grounds, and the possible justifications of this
private authority open.
8
Jeremy Waldron, Property Law, in A COMPANION TO PHILOSOPHY OF LAW AND LEGAL THEORY 3, 6 (Dennis
Patterson ed., 1996).
4
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The Human Right to Private Property
Our task here is not to address these debates at large. Rather, we seek to investigate
the possibility of conceptualizing private property as a human right.9 This inquiry implies
that we need not consider certain justifications that prominently figure in positivist or statist
accounts of private property. Whatever its virtues may be by way, for example, of
efficiently allocating scarce resources, economizing on communication costs, facilitating
civic virtues, or decentralizing governance, these collective benefits do not qualify as even
putative premises for property’s status as a human right. If property rights should be able
to claim universal validity and thus justifiably supersede otherwise legitimate decisions of
government officials, legislatures, and even constitutional assemblies, the moral status of
basic human rights ought to be conspicuously clear so as to meet the bar of legitimacy—
and, all else is equal, demand coercive enforcement—irrespective of any state-democracy
pedigree.10 This means that if property rights can plausibly be regarded as human rights,
it must be due to their significance for the maxim of treating every person as a human being
whose dignity—or normative agency—fundamentally matters (or something along these
lines).11
One possible way along this path is offered by libertarians (like Robert Nozick) and
private law libertarians (such as Ernest Weinrib and Arthur Ripstein) who interpret this
maxim as being exhausted by people’s formal independence (or negative liberty).12 We
(and others, of course) have discussed this interpretation and its pitfalls at some length
elsewhere,13 so we will not rehearse (most of) our qualms here. Instead, we turn
9
From another perspective, our inquiry is limited to the study of private property as a human right, and while
we think that some of our conclusions may be relevant to other human rights, others might not, indeed should
not, travel outside our limited domain.
10
It may even be plausible to suspect that some human rights (property among them) are prerequisite for
democratic rule. In particular, it may be a prerequisite for the very possibility of forming a democratic society
whose members regard one another as substantively free and equal agents. See Avihay Dorfman, Property
and Collective Undertaking: The Principle of Numerus Clausus, 61 U. TORONTO L.J. 467, 515 (2011).
11
See respectively RONALD DWORKIN, JUSTICE FOR HEDGEHOGS 315 (2011); JAMES GRIFFIN, ON HUMAN
RIGHTS 44-58 (2008). As the text implies, we reject a strict separation between law and morality in our (tentative)
approach to the concept of human rights. Needless to say that defending this approach to human rights is beyond
the scope of this Essay. For some of the challenges it must face, see Rowan Cruft et al., The Philosophical
Foundations of Human Rights: An Overview, in THE PHILOSOPHICAL FOUNDATIONS OF HUMAN RIGHTS 1, 4-23,
31-40 (Rowan Cruft et al. eds., 2015).
12
See ROBERT NOZICK, ANARCHY, STATE, AND UTOPIA (1974); ERNEST J. WEINRIB, Poverty and Property
in Kant’s System of Rights, in CORRECTIVE JUSTICE 263 (2012) ARTHUR RIPSTEIN, FORCE AND FREEDOM:
KANT’S LEGAL AND POLITICAL PHILOSOPHY (2009).
13
See HANOCH DAGAN, PROPERTY: VALUES AND INSTITUTIONS 63-66 (2011); Hanoch Dagan, The Utopian
Promise of Private Law, 61 U. TORONTO L.J. * (2016); Avihay Dorfman, Private Ownership and the Standing
to Say So, 64 U. TORONTO J.L. 402 (2014).
5
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The Human Right to Private Property
immediately to a competing interpretation, which situates private property on more
satisfying normative foundations by following H.L.A. Hart’s observation that if people are
to lead the fully human life they are entitled to, they should have a right to selfdetermination; and while this requires a measure of independence, it “is not something
automatically guaranteed by a structure of negative rights.”14
People have a right to private property, in this view, because, and to the extent that, it
is conducive to self-determination (or self-authorship), namely: to our right “to have, to
revise, and rationally to pursue a conception of the good.”15 And private property is a
human right—and not a right simpliciter—to the extent that it is crucial to our selfdetermination and insofar as it is made equally available to us all. A regime of private
property complies with such demands if it provides all individuals a like entitlement to the
authority over others with respect to certain resources when, and to the extent that, this
authority secures the possibility of developing16 their own life-plans rather than the plans
imposed on them by other persons or by society at large.17 The unique contribution of
private property to our autonomy lies in the forbearance private property demands, whose
significance is not captured by the assurance of having the “stuff” we may need or want,
but is rather focused on the requirements it places on others, in both the vertical and
horizontal dimensions.
The vertical dimension—the respect private property requires from governments—is
surely important but quite trite.18 By contrast, clarifying the demands of private property
in the horizontal, interpersonal dimension is helpful for both elucidating the potential virtue
of private property beyond the state and underscoring the significant justificatory challenge
of according private property this status of a human right. Morris Cohen’s classic
contribution on Property and Sovereignty19 can serve, especially in a conference on
Sovereignty and Property, as a useful springboard for this purpose.20
14
H.L.A. Hart, Between Utility and Rights, 79 COLUM. L. REV. 828, 836 (1979).
15
JOHN RAWLS, JUSTICE AS FAIRNESS: A RESTATEMENT 19 (2001).
16
Developing a life-plan implies, as we have just noted (following Rawls), the ability to revise, which both
explicates and justifies the unique (oftentimes semi-immutable) status within private property systems of the
power to alienate and more generally to exit. See DAGAN, supra note 13, at 163-64.
17
Cf. BRUCE A. ACKERMAN, PRIVATE PROPERTY AND THE CONSTITUTION 71-76 (1977); JENNIFER
NEDELSKY, PRIVATE PROPERTY AND THE LIMITS OF AMERICAN CONSTITUTIONALISM: THE MADISONIAN
FRAMEWORK AND ITS LEGACY 207-08 (1990); JOHN RAWLS, POLITICAL LIBERALISM 298 (1993)
18
It is also important to explore the complex interconnections between these dimensions. This inquiry is
beyond the scope of this Essay.
19
Morris R. Cohen, Property and Sovereignty, 13 CORNELL L.Q. 8 (1927).
20
There are, to be sure, a few aspects in which we find Cohen’s account unsatisfactory, notably as per his
6
Dagan & Dorfman
The Human Right to Private Property
***
While Cohen did not commit himself to any definition of property, he highlighted two
crucial features of property rights.21 One feature is that “a property right is not a relation
between an owner and a thing, but between the owner and other individuals in reference to
things.”22 The other is that the private authority which typifies private property implies
that property law does not merely protect people in their possession. Rather, “the dominion
over things” that “the legal order confers on those called owners” empowers them in their
interpersonal relations and thus also implies “imperium over [their] fellow human
beings.”23
As Cohen recognized, property’s intrinsic relationality and its unique form of
empowerment are importantly connected. But whereas Cohen looked at the way the former
entails the latter, it is no less important to appreciate the inverse relation. Private property
vests practical authority in an individual (the owner) to fix, in some measure, the normative
discussion of the justifications of property (Cohen, supra note 19, at 15-21) and his claim that outside
“organized society [] there are things but clearly no property rights.” Id., at 12. We focus on, and build upon,
only the three propositions for which Property as Sovereignty became canonical: property’s intrinsic
relationality; property as empowerment; and property’s justificatory challenge.
21
What follows can also be read as a response to the recent invocation (or resurrection) of approaches which
reject these features, insisting that property is first and foremost the law of things that can, indeed should, be
analyzed and defended irrespective of its relational implications. See ALAN BRUDNER, THE UNITY OF THE
COMMON LAW ch.3 (2013, with Jennifer M. Nadler); J.E. PENNER, THE IDEA OF PROPERTY IN LAW (1997);
Henry E. Smith, Property as the Law of Things, 125 HARV. L. REV. 1691 (2012). For more elaborate critique,
see respectively Hanoch Dagan, Liberalism and the Private Law of Property, 1 CRIT. ANAL. L. 268 (2014);
Avihay Dorfman, Private Ownership, 16 LEGAL THEORY 1 (2010); Christopher Essert, Property in Licenses
and the Law of Things, 59 MCGILL L. J. 559 (2014); Avihay Dorfman & Assaf Jacob, The Fault of Trespass,
65 U. TORONTO L.J. 48 (2015). Cohen’s approach—and ours—need not imply disregard to the significance
of the person-resource relationship, and it is clearly divorced from the view of property as a formless bundle
of rights. But it insists that property is irreducibly relational.
22
Cohen, supra note 19, at 12. Here Cohen obviously followed Wesley Hohfeld’s insight that as a species
of “jural relations” property rights imply rights vis-à-vis people, and not things. See Wesley Newcomb
Hohfeld, Fundamental Legal Conceptions as Applied in Judicial Reasoning, 26 YALE L.J. 710, 720 (1917).
This analytical insight goes even further back to Kant’s doctrine of private right which is a doctrine of
fundamentally relational rights. See ERNEST J. WEINRIB, THE JURISPRUDENCE OF CORRECTIVE JUSTICE ch.2
(2016) (unpublished manuscript) (on file with the authors); RIPSTEIN, supra note 12, at 93. To this extent,
we share two of Kant’s most basic conceptual observations concerning the structure of private ownership: its
relational character and the centrality of ownership’s normative power. As will become clear in due course,
however, we part ways by insisting that the latter feature is not a natural right and that state support for the
poor is not sufficient to render such right legitimate.
23
Cohen, supra note 19, at 12-13. For related claims, see Robert L. Hale, Coercion and Distribution in a
Supposedly Non-Coercive State, 38 POL. SCI. Q. 470 (1923); Louis L. Jaffe, Law Making by Private Groups,
51 HARV. L. REV. 201 (1937).
7
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The Human Right to Private Property
standing of others in relation to an object.24 Indeed, owners do not only have the power to
control an object against non-owners’ competing claims, but also the authority—the
normative power—to determine what others may or may not do with this object.25 This
unusual authority, which commands deference regarding both what an owner plans to do
with an object and her decision concerning the permissibility of others using her object,
implies—as Cohen’s metaphoric use of imperium suggests—that private property requires
non-owners to defer to owners’ authority to fix their own normative situation.
Herein lies the complex interaction of property’s empowerment and its relationality.
Private property empowers owners not only by securing them the means of selfdetermination but also, and even more significantly, by making their intentions, and hence
their subjectivity, a source of demands on others’ conduct. A non-owner’s respect of the
owner’s right to property is part of the former’s respect of the latter’s right to selfdetermination exactly because it implies a recognition of the owner as reason-providing for
that non-owner. This sense of empowerment is thus relational through and through. It also
helps refine Cohen’s insistence that our (power-conferring) system of private property is
responsible for the vulnerabilities of non-owners. As Cohen argued, my power to control
“things [that] are necessary to the life of my neighbor . . . confers on me power, limited but
real, to make him do what I want.”26 This meaning of “property as power”27 is certainly
important.28 But it only captures private property’s “power as influence,” namely: the
causal relation between ownership and non-owners’ vulnerability, which is necessarily
contingent. Appreciating the normative power accorded to owners highlights a non-
24
See Dorfman, supra note 13, at 405-07.
25
Thus, Chris Essert mischaracterizes the view outlined in the main text above by supposing that the duty
against committing trespass sets the basic norm of private ownership. See Christopher Essert, Legal Powers
in Private Law 41-43 (unpublished manuscript). But this supposition is false. As just mentioned, the basic
normative setting is the normative power and its correlative liability of non-owners. The duty against
trespassing (which, contrary to Essert’s position, must be a duty against unauthorized use of another’s object,
rather than a duty against using another’s object as such) is best seen as a necessary outgrowth of this more
basic juridical relationship of power/liability. Another point worth emphasizing at this stage (because it
shows up in Essert, supra, at 40-41) is that the special relational authority vested in private ownership does
not imply that owners get to determine the content of the rights and the duties that arise in the course of
exercising their normative powers as owners. See Dorfman, supra note 6, at 492.
26
Cohen, supra note 19, at 12.
27
Cohen, supra note 19, at 11.
28
Indeed, our emphasis on the relational, horizontal dimension should not be interpreted as suggesting that a
given property system can be evaluated without regard to the “power as influence” aspect, which necessarily
hinges on the system’s overall shape.
8
Dagan & Dorfman
The Human Right to Private Property
contingent sense of non-owners’ vulnerability because law’s demand that they respect the
owner’s authority is unmediated by any further facts about the world.29
As Cohen intimated, the interpersonal implications of the normative power owners
enjoy vis-à-vis others are both significant and not easily defensible, because for these others
private property potentially poses a normative threat. Cohen was careful not to necessarily
condemn private property for having these attributes. Rather, he insisted that “it is
necessary to apply to the law of property all those considerations of social ethics and
enlightened public policy which ought to be brought to the discussion of any just form of
government.”30 This analogy to the challenge of legitimating government may have been
aimed at highlighting property’s justificatory challenge, but it in fact fails to fully capture
its depth, because unlike public officials, a private property owner enjoys some measure of
liberty to posit her subjectivity—her intention, judgment, and, indeed, point of view—as a
source of legal claims over anyone else. When public officials occupy a position of
discretionary authority over others, they purport to speak and act in the name of the state;
therefore, their demands ought to be justified by reference to the reasons that render
legitimate the state’s authority, say, the good of democratic legitimation, the demands of
right reason, and so on. Private owners, by contrast, purport to influence the practical
deliberation of others not merely by way of reporting or identifying such independentlyexisting reasons for action, but rather by forming the expectations that others recognize
their judgments as reason-providing for them. But subjecting non-owners to such an
authority—typified, as it is, by a profound “accountability deficit”—offends the moral
equality that exists between owners and non-owners by virtue of their shared status as
private persons, which means that the demand for an adequate justification of private
property is particularly pressing.31
***
As we hinted at the outset, it is unclear—at least to us—that this significant justificatory
challenge can be met.32 But here again our current task is rather modest: to articulate the
most plausible understanding of private property that may account for the widespread
recognition of private property as a human right. Some of the reasons for the relative
29
For a recent discussion of the distinction between these two meanings of power, see Essert, supra note 29,
at § 4.B.
30
Cohen, supra note 19, at 14.
31
See Dorfman, supra note 7, at 498-501.
32
An adequate inquiry of this question probably requires to compare a world governed by the most justifiable
form of private property as a human right (such as the one developed herein) and one which successfully
uproots private property. It is an open question, one which happened to plague Marxism, what counts as
success in doing away with private property.
9
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The Human Right to Private Property
acceptability of this understanding will come up only in Part IV where we spell out some
of its implications. At this stage, it is enough to establish why the liberal conception of
property we offer here fares better than its major rival—the libertarian conception of
property we mentioned at the outset.
In its libertarian, or private law libertarian, understanding, property is part—indeed
the cornerstone—of a scheme of entitlements for interpersonal interactions that is guided
by one underlying commitment: the ideal of people relating as formally free and equal
persons. This ideal implies that “each person is entitled to be his or her own master . . . in
the contrastive sense of not being subordinated to the choice of any other particular
person.”33 Accordingly, it requires that no one gets to tell you what purposes to pursue and
is therefore “not compromised if others decline to accommodate you.”34 Quite the
contrary: “Because the fair terms of a bilateral interaction [in this view] cannot be set on a
unilateral basis, considerations whose justificatory force extends only to one party are
inadmissible.”35
Such a clear indictment against any form of interpersonal accommodation exacerbates
the alarming implications of private property’s spectacular private authority—and the
concomitant entailed vulnerability (if not subordination)—for non-owners. Recall that to
qualify as a human right, private property needs to comply with (if not contribute to) the
maxim of treating every person as a human being whose dignity—or normative agency—
fundamentally matters; it needs, in other words, to pass the liberal test of “self-imposability
by an end.”36 It is hard to see how a structure that systematically fails to respect people as
substantively free and equal persons can be a plausible candidate for a self-imposed law.
Ascribing to non-owners, to whom the argument for property’s legitimation is first and
foremost owed, any form of consent to such a system is not merely hypothetical, but rather
counterfactual. Moreover, the predicament of such a system’s legitimacy is not
significantly ameliorated by the private law libertarians’ subscription to a welfare system
and other public law devices committed to fulfill a public duty to support the poor so as to
secure everyone’s independence.
Private law libertarianism follows the traditional liberal notion of division of labor
between the responsibility borne by the state to provide a fair starting point for all and the
responsibility of the individual to set and pursue her ends using her fair share.37 By
33
RIPSTEIN, supra note 12, at 4.
34
Id. at 14, 34, 45.
35
WEINRIB, supra note 12, at 36.
36
BRUDNER, supra note 21, at 142.
37
See RAWLS, supra note 17, at 268-69 (arguing that whereas state institutions, such as the tax system, enforce
rules of distribution, private law institutions are supposed “to leave individuals and associations free to act
10
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The Human Right to Private Property
assigning all the responsibility for people’s self-determination and substantive equality—
the ultimate values to which liberals (including private law libertarians) are committed—
to the public law, this strategy indeed makes the legitimacy of private property wholly
contingent upon the state, thus rendering private property and the (welfare) state mutually
dependent at a deep conceptual level.38 This is, after all, the deontological version of
Bentham’s observation (mentioned at the outset) concerning property’s symbiotic
relationship with the (Austinian) state. In that, private law libertarianism obscures the
horizontal dimension of private law’s justification by collectivizing it. Furthermore, by
placing the dissociated persons, whose only duty to one another is to avoid transgressing
pre-politically fixed boundaries, at the core of private law, this conception of private
property leaves intact, and so authorizes, the interpersonal vulnerability which is Cohen’s
main concern, and ours. This is so because private law libertarianism supports non other
than horizontal obligations of non-interference, to the exclusion of involuntary duties of
interpersonal accommodation.39 Thus, even if we assume—a dubious assumption, to be
sure—that public law measures flawlessly trace and address the vulnerabilities such an
unjust property regime generates, it would necessarily run afoul of the ideal of respecting
and recognizing one another as substantively free and equal. Perhaps this worry may be
set to one side in a world of perfect interpersonal independence. However, the world we
occupy is radically different than that in the sense that relationships with other persons
often affect our lives as free and equal persons in deep and profound ways. Therefore, the
libertarian conception of private property cannot possibly address property’s justificatory
challenge especially given the difficult accountability deficit which constitutes the unique
private authority that typifies private property.40
Indeed, if any conception of private property can hope to pass the test of selfimposability by an end, it must repudiate this vision of private law and private property.
Such repudiation underlies the view of private property briefly outlined above. Indeed, for
us the value of private property lies in a certain vision of being with others in the world. It
hangs on the respect ownership implies from others—both other individuals and the polity
as a whole—to the owner’s subjectivity and her right to self-determine according to her
own conception of the good. Law’s recognition of the authority of owners in this view is
not justified by reference to their aloofness—their property rights are not merely constraints
effectively in pursuit of their ends and without excessive constraints . . . secure in the knowledge that
elsewhere in the social system the necessary corrections to preserve background justice are being made”.)
See also, e.g., RONALD DWORKIN, LAW’S EMPIRE 296, 299 (1986); BRUDNER, supra note 21, 148, 352, 355.
38
See generally WEINRIB, Poverty and Property, supra note 12.
39
See generally ARTHUR RIPSTEIN, PRIVATE WRONGS (2016).
40
See Dagan, supra note 21, at 274-76. See generally Hanoch Dagan & Avihay Dorfman, The Justice of
Private Law, available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2527970.
11
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The Human Right to Private Property
on the permissible means of others; they are not merely limits (analogous to certain
physical limitations) on what is available to non-owners. Rather, the authority of owners
is founded on a requirement of reciprocal respect and recognition among self-determining
persons. It is thus understood as part of a genuinely liberal private law that establishes
frameworks of respectful interaction conducive to self-determining individuals, which are
indispensable for any social setting where individuals recognize each other as genuinely
free and equal agents.41
This conception of private law takes the canonical liberal commitment to individual
self-determination (and not merely formal independence) and to substantive (and not
merely formal) equality seriously. Therefore, it rejects the private law libertarian
adherence to an uncompromising policy of no interpersonal accommodation, and casts
instead our interpersonal relationships as interactions between free and equal individuals
who respect one another as the persons they actually are, thus vindicating a robust
conception of relational justice. This notion of relational justice, which we develop and
defend elsewhere,42 implies that non-owners’ right to self-determination must be treated
with respect. Incorporating the demands of relational justice in private law and evaluating
existing doctrines vis-à-vis such an ideal are complex tasks that are beyond the scope of
this Essay.43 For our purposes it is enough to conclude with its undefended promise. If
private law can indeed live up to the challenge of relational justice, then the autonomyenhancing virtues of a conception of private property grounded on self-determination and
reciprocal respect makes it an attractive candidate for the status of human right.
41
We do not deny that some such interpersonal practices arise independently of political authority, others are
the unique creations of such authority, and yet an intermediate category of practices may require some degree
of legal facilitation. However, except in the context of practices that are rightfully exempt from any legal
treatment—either because legal enforcement might destroy their inherent moral value or since legal
intervention might backfire by crowding out internal motivations—private law is deeply involved in setting
out the terms of interaction amongst those engaging in the vast social domain of interpersonal practices. To
be sure, insofar as social norms respond to the dictates of just relationships and are taken to have a broad
obligatory nature so that they in fact govern people’s interpersonal relationships, they may suffice. But this
is only because they would then be law-like. If, however, this is not the case—and it is hard to see how it
could be the case in our contemporary social environment—delegating this responsibility to social practices
is at best tantamount to indirect and opaque endorsement of private law libertarianism.
42
See
Hanoch
Dagan
&
Avihay
Dorfman,
Justice
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=24463537.
43
in
We begin to undertake these missions, in Dagan & Dorfman, supra note 40.
12
Private,
available
at
Dagan & Dorfman
The Human Right to Private Property
III. POLITICAL, BUT NOT NECESSARILY STATIST
A discussion of private property as a human right may be expected to treat it as pre-political
or apolitical. Thus, a long tradition of natural lawyers presented private property as the
pre-political baseline for our social contract, which as such sets the bounds of its legitimate
demands.44 Private law libertarians, in turn, do not subscribe to this position—they allow
for generous taxing and policing powers on the part of the state45; but for them the private
law of property is apolitical: it pertains to “persons regarded as ends outside of human
association”—to “morally self-sufficient” persons—and it should ignore any “common
ends and member obligations even in a civil condition.”46
The understanding of private property sketched above is neither pre-political nor is it
apolitical.47 As an empowering device property cannot be pre-political. To be sure, private
property, as we will argue presently, is not purely conventionalist in the sense of being
grounded in some express or tacit consent of the governed, at least insofar as the case for
its status as a human right can be fully defended. But subscribing to a system that takes
seriously the human right to private property is not entailed—as it is often presented by
natural lawyers—from respect for autonomy’s prescriptions as per the legitimate limits of
a social contract. Quite the contrary: empowering private individuals with the unique
authority of ownership follows from the injunctions of such respect as per the way our
social contract should actively design our interpersonal interactions.48
Indeed, the right to private property as we understand it expresses a fundamentally
political idea of being with others in the world. Private ownership is not the same as a
(natural?) duty to refrain from interfering with the external freedom of others; rather, it
constitutes a common framework of property coordination49 structured around the owner’s
demand for recognition from other persons. Private ownership is irreducibly political
because no private individual living in the state of nature—or for that matter a private
44
See, e.g., NOZICK, supra note 12.
45
See, e.g., RIPSTEIN, supra note 39, at Ch.10.
46
BRUDNER, supra note 21, at 353. Modern Kantians, to be sure, are careful to admit that whereas the
introduction of property rights is required by the right to independence, it also threatens this independence,
and that this “conceptual tension” can only be broken by a transition to “the civil condition of law-governed
society,” which fulfills the public-law duty to support the poor. RIPSTEIN, supra note 12, at 90. As Part II
clarifies, we believe that this qualification underrates the justificatory challenge of private property. It is
therefore not surprising that we find the response they offer to it inadequate. See infra text accompanying
notes 65-68.
47
The argument here builds on Dagan, supra note 13; Dorfman, supra note 13, at 425-40.
48
Cf. HANOCH DAGAN & MICHAEL A. HELLER, THE CHOICE THEORY OF CONTRACTS Ch.3 (2016).
49
For more, see Avihay Dorfman, The Society of Property, 62 U. TORONTO L.J. 563 (2012).
13
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The Human Right to Private Property
citizen of the state invoking her natural right to freedom—can legitimately claim the
authority over other persons with respect to determining their use of and access to property.
Political does not mean contingent or statist, however. Private property is not a
convention simpliciter; it does not serve only as a solution to a recurring coordination
problem (although it certainly plays this role as well). As a human right, private property
plays a crucial role, which we analyzed above, for both people’s self-authorship and their
relational equality. This role implies that this convention is very different from other,
garden variety conventions. By enacting or developing50 a convention of this kind society
empowers people “to become full agents” and to engage with others in relationships of
mutual recognition and respect. Given the human predicament, in which people’s
embodiment and development “involve dependent, interdependent, and mutually enriching
relationships with others,” any polity committed to respecting people’s dignity or
normative agency—that is: to human rights—is obligated to have (or establish) such a
convention.51
This conclusion may justify the prominent role of the right to private property in the
constitution of liberal states. Entrenching vertical and horizontal respect to people’s
subjectivity—to their right to self-determination according to their own conception of the
good—nicely coheres with the traditional commitment of the liberal state to individual
autonomy and to substantive equality. The state is also, quite understandably, an obvious
locus for promulgating the right to private property. The state enjoys significant
comparative advantages—in terms of both legitimacy and competence—in performing the
necessary tasks of elaborating, implementing, and enforcing the right to private property
(in both its vertical and its horizontal dimensions) because even in our era of increasing
transnational interconnectivity the state is still “the most comprehensive legally-based
social organization of the day.”52 But acknowledging these advantages and thus
recognizing the central role of the state does not imply that the right to private property is
necessarily statist. In fact, in sharp contradiction to its private law libertarian counterpart,53
our (thoroughly liberal) conception of the human right to private property is non-statist.
50
As the text implies, we need not and do not take a position as to whether this convention arises by deliberate
design, incremental adaptation, or rather spontaneously, say, from “a general sense of common interest.”
DAVID HUME, A TREATISE OF HUMAN NATURE 490 (bk. 3, pt. 2, §2) (1965) (1739-1740). Cf. James E. Krier,
Evolutionary Theory and the Origin of Property Rights, 95 CORNELL L. REV. 139 (2009).
51
See Seana Valentine Shiffrin, Promising, Intimate Relationships, and Conventionalism, 117 PHIL. REV. 481,
520 (2008) (as per the convention of promise).
52
Joseph Raz, Why the State?, available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2339522. To
be sure, Raz also claims, in line with the discussion which follows, that this significance of state law does
not justify to exclusively concentrate on state-law or to neglect “other law-like phenomena.” Id.
53
See supra text following note 37.
14
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The Human Right to Private Property
The reasons for insisting on this characterization are only partly contingent.
Contingently, it seems increasingly unsatisfying to limit our attention to the right to private
property at the border given the receding social (as well as economic and cultural)
significance of inter-state boundaries and the global reorganization of life in our time. The
increasing presence—in terms of quantity, intensity, and quality—of transnational
interactions certainly justify the urgency of thinking about property (as well as about
contacts and torts, of course) as substantive concerns of international law. It is, in other
words, quite curious to observe that alongside the development of substantive bodies of
international labor law, international environmental law, or international IP law, the
transnational substantive norms of private law—of property, contracts, and torts—are still
prescribed mostly54 by reference to choice of law rules, namely: that our transnational
interactions that involve these norms are still conceptualized as fully mediated by our
national identities.55
Herein lies the conceptual, non-contingent reason for the non-statist importance of the
human right to private property. This right transcends the state because a significant part
of its normative weight has nothing to do with our relationship with or through the state.
The horizontal dimension of this right, as elaborated above, governs our interpersonal
relationship, that is: our interactions with other persons in their capacity as private
individuals, and not as co-citizens.56 Admittedly, even in this context the human right to
private property depends for its effective instantiation on some institutional apparatus with
legitimate enforcement powers. But because these relationships are not mediated via the
state and their significance does not rely on their aggregate consequences, the right to
private property—like the interpersonal human rights underlying private law more
54
The qualified language of the text derives from our recognition of the possible work of transnational law’s
implicit endorsement of the dubious private law libertarian approach. See infra text accompanying notes 56.
55
Notice that this feature, which we hope to upset, would typify even the (otherwise attractive) program of a
so-called “cosmopolitan law of conflict of laws” that seeks to denationalize conflict of laws doctrine in the
sense of forcing it to ignore any domestic national legal objectives and “do justice to the transnational
integration of democratic legal systems.” Florian Rödl, Democratic Juridification without Statisation: Law
of Conflict of Laws Instead of World State, in AFTER GLOBALIZATION: NEW PATTERNS OF CONFLICTS AND
THEIR SOCIOLOGICAL AND LEGAL RE-CONSTRUCTION 29, 45-46 (Christian Joerges & Tommi Ralli eds.,
2011).
56
We do not claim that this feature is unique only to property rights. Indeed, this Essay can be read as a
preliminary inquiry into the concept of universal horizontal human rights.
15
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The Human Right to Private Property
generally—is not, need not, and indeed should not be tied only to specific national
systems.57
IV. IMPLICATIONS: CONSTITUTIONAL AND TRANSNATIONAL
This unique status of the right to private property as conceptualized herein highlights its
divergence from both its traditional natural law conceptualization and its traditional
positivist understanding. Unlike the former, private property on our account is thoroughly
political and thus part and parcel of our social contract, rather than a constraint on its
legitimate content.58 But unlike the latter, the right to private property does not depend
only on the sovereign’s prescriptions. The specific norms that guarantee the (vertical and
horizontal) viability of this right are not necessarily state-based, and their content is
constrained. In Part II we sketched the normative underpinnings of this constraint: the
underlying justification of the right to private property as a human right which serves our
right to self-determination and relational equality. It is time now to flesh out some of its
more specific prescriptions and their implications for both the domestic and the global
domains.
A. Domestic Implications: Pluralism, Accommodation, Equality
Pluralism and Accommodation. The domestic implications of this conception of the right
to private property—and of private law more generally—are wide-ranging and their
cumulative effects quite significant. Broadly speaking, a polity respectful of people’s right
to self-determination and their relational equality must conceptualize private law as a set
of ideal frameworks for respectful interaction between self-determining individuals.
Indeed, as we argue elsewhere, only private law can form and sustain the variety of
frameworks necessary for our ability to lead our conception of the good life; and only
private law can cast them as interactions between free and equal individuals who respect
one another as the persons they actually are, thus vindicating the demands of relational
justice. Hence the two animating principles of a liberal private law—structural pluralism
57
Cf. Hugh Collins, Cosmopolitanism and Transnational Private Law, 8 EUR. REV. CONT. L. 311 (2012). A
full-blown investigation of the potentially universal scope of our conception of private law, grounded on the
commitments to individual autonomy and relational equality, must be left to another occasion.
58
Our jurisprudential position, at least in the abstract way in which it is presented in the main text, can be
further elaborated by reference to various strands of non-positivism (John Finnis’s rendition of natural law
and a reconstructed version of Kant’s theory of natural rights are first to come to mind). That said, it can also
be made compatible with various strands of legal positivism (especially those who emphasize legal
positivism’s possible rejection of the moral/legal distinction, also known as the separation thesis).
16
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The Human Right to Private Property
and interpersonal accommodation.59 A discussion of these principles, let alone of their
doctrinal implications, is far beyond the scope of this Essay. But mentioning them here is
important because it helps to situate the human right to private property in the fabric of a
private law that also complies with these underlying commitments, which in turn point out
to two “admission criteria” this right must pass if it is to comply with the liberal test of selfimposability by an end.
Thus, the injunction of structural pluralism implies that alongside full-blown private
property institutions typified by the unusual private authority discussed in Part II, private
law should offer other property institutions that facilitate other types of interpersonal
relationships (e.g., more communal or more utilitarian). In other words, rather than
aspiring to exclusivity, private property functions best as part of a broad and diverse
repertoire of property institutions—such as various forms of co-ownership—conducive to
self-authorship.60 This prescription of heterogeneity entails important implications insofar
as the scope of the claims for private authority encapsulated in full-blown private property
is concerned. Recall that this unique private authority is crucial because—and thus insofar
as—it is conducive to secure (vertical and horizontal) respect to people’s selfdetermination. Some property rights—a right to a basic home or home-like space is an
obvious example—nicely fall, at least in our conventional understanding,61 within this
framework.62 But the spectacular demands of the human right to private property do not
follow from the normative foundations of other property institutions. Property rights that
rely on such other justifications—namely: most types of property rights (especially in
commercial contexts)—need not, and often should not, be absolute. (Needless to say that
this prescription is also relevant—indeed crucial—in transnational contexts, especially as
per the proper meaning of the right of property in international investment law.63) In such
categories of cases, and especially where nonowners’ claim to access the resource at hand
is important for their own self-determination, owners’ dominion should be—as it often is—
59
See generally Hanoch Dagan, Pluralism and Perfectionism in Private Law, 112 COLUM. L. REV. 1409
(2012); Dagan & Dorfman, supra note 40.
60
See Hanoch Dagan, Property’s Structural Pluralism: On Autonomy, the Rule of Law, and the Role of
Blackstonian Ownership, 3 BRIGHAM-KANNER PROP. RTS. CONF. J. 27 (2014).
61
For the recent debate on this front, see GREGORY S. ALEXANDER & HANOCH DAGAN, PROPERTIES
PROPERTY 309-20 (2012).
62
OF
As the text implies, while we think that the selection criterion (significance to personhood) for the
identification of the type of resources that can be the object of the human right to private property is universal,
the specific identification of resources that comply with it (e.g., homes) is, to some extent, conventional. See
HANOCH DAGAN, UNJUST ENRICHMENT: A STUDY OF PRIVATE LAW AND PUBLIC VALUES ch. 3 (1997).
63
See Arato, supra note 5, at 261-71.
17
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The Human Right to Private Property
subject to limitations and qualifications, including at times to rights to entry of other
(categories of) people.64
Equality of Private Ownership. There is another admission criterion which our account
prescribes—another prerequisite to the legitimacy of treating private property as a human
right worthy of rigid constitutional protection—which is particularly important to our
preliminary defense of this right’s compliance with the test of self-imposability by an end.
The human right to private property, which is premised on the significant role it plays in
our social existence as free and equal, must reject the private law libertarian approach to
the problem of inequality, in which poverty can be tackled by allowing non-owners to
extend their scope of free action to involve the resources held by the state (say, in the form
of public spaces, public housing or, more generally, support for the poor).65 Indeed, while
for private law libertarians turning non-owners into private owners may be one possible
response to inequality or a possible side effect of such response, on our account it is the
point, and thus the core, of any acceptable response.66
In this sense, our account resembles, and can indeed draw on, Waldron’s important
claim that, unlike justifications to property that rely on a specific causative event (as in
Locke’s claims of labor or Hegel’s claims of occupation), general right-based justifications
to property, which build on its importance as such, imply that every human being is entitled
to private property.67 Thus, with Waldron and, more broadly, with contemporary liberal
egalitarianism, our account supports a “radical” redistributive program, governed by “a
requirement that private property, under some conception, is something all [persons] must
have.”68 However, perhaps because our inquiry is limited to the human right to private
property, and perhaps (relatedly) because Waldron defends a far less robust conception of
64
For more, see DAGAN, supra note 13, at ch. 2. The text hints at a structural difference between the
appropriate constitutional analysis of rights, such as freedom of conscience, the scope of which at least
roughly follows their scope as human rights, on the one hand, and—on the other hand—rights, such as private
property, whose normative underpinnings implies a significant gap between their scope as constitutional
rights and their proper scope as human rights. Developing this proposition is beyond the scope of our present
inquiry.
65
WEINRIB, supra note 12, at 284-89; RIPSTEIN, supra note 12, at chs. 8-9.
66
Cf. PROPERTY-OWNING DEMOCRACY: RAWLS
2012).
AND
67
BEYOND (Martin O’Neil & Thad Williamson eds.,
See JEREMY WALDRON, THE RIGHT TO PRIVATE PROPERTY 115-17, 423, 425–27, 430–39, 444–45 (1988);
JEREMY WALDRON, Homelessness and the Issue of Freedom, in LIBERAL RIGHTS 309 (1993). See also, e.g.,
Joseph William Singer & Jack M. Beermann, The Social Origins of Property, 6 CAN. J.L. & JURISP. 217, 228,
242-45 (1993).
68
See WALDRON, supra note 67, at 444.
18
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The Human Right to Private Property
private property, our account also departs from, and to this extent takes an even more
“radical” turn than Waldron’s. State (or private law-based) provision of public access,
however broadly defined and implemented, may supplement but never supplant private
ownership for all, because such a provision cannot substitute the role of private ownership
in structuring people’s interaction in and around external objects in relations of freedom
and equality to each other. On our view, to play on Waldron, all persons must have the
unusual authority characteristic of full-blown private ownership, rather than merely
Waldron’s reference for “some conception” of private property.69
B. Transnational Implications: Beyond the Distributive Paradigm of Global (or Statist)
Justice
The question whether, and if so—to what extent, these distributive obligations carry over
to the global plane is a matter of lively scholarly (and public) discussion. Our analysis has
no direct implications as to the debated question, namely: whether the scope of distributive
justice is statist or cosmopolitan. But it exposes the hidden presupposition of both sides to
this debate and offers a fresh avenue for exploring our transnational obligations.
As Thomas Nagel famously argued, the statist (which he termed political) conception
of justice insists that, unlike humanitarian duties, demands of distributive justice stop at the
border because only within the state—the “collectively imposed collective authority”70—
each member plays a dual role “both as one of society’s subjects and as one of whose name
its authority is exercised.”71 Indeed, for Nagel “the special presumption against arbitrary
inequalities in our treatment by the system” is premised on and justified by the fact “that
we are both putative joint authors of the coercively imposed system, and subject to its
norms, i.e., expected to accept their authority even when the collective decision diverges
from our personal preferences.”72 The state is special because it “makes unique demands
on the will of its members—or the members make unique demands on one another through
the state—and those exceptional demands bring with them exceptional obligations, the
positive obligations of [distributive] justice.”73
Nagel’s claims have been criticized not only by cosmopolitans who argue that the
concern for the fair distribution of resources is universal in scope. One important line of
69
See Avihay Dorfman, The Normativity of the Private Ownership Form, 75 MODERN L. REV. 981, 1008
(2012).
70
Thomas Nagel, The Problem of Global Justice, 33 PHIL. & PUB. AFF. 114, 140 (2005).
71
Id., at 128.
72
Id., at 128-29.
73
Id., at 130 (the emphasis is ours).
19
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The Human Right to Private Property
argument, forcefully articulated by Joshua Cohen and Charles Sabel, is to dispute the
exclusivity of the state as a locus in which “individuals are both subjects to law’s empire
and citizens in law’s republic.”74 Contemporary global politics triggers, on this view,
intermediate stages between the robust demands of distributive justice and the minimal
duties of humanitarianism, because they are typified by “a direct rule-making relationship
between the global bodies and the citizens of different states,” as well as by “conditions of
interdependence, cooperation, and institutional responsibility.”75 This criticism disputes
Nagel’s sharp privilege of the state, but it implicitly shares his assumption that some sort
of institutional mediation constitutes, rather than merely facilitates, demands of justice. Iris
Marion Young’s critique, by contrast, does not accept this assumption, and is thus closer
to our intervention. “[P]eople have obligations of justice to one another,” she claims, not
due to these institutions; in fact, these institutions are only “instruments” in the service of
discharging our interpersonal obligations which are premised on the “social connections of
civil society.”76 Specifically, Marion Young identifies cases of “structural injustice”
generated by “social processes,” which “put large categories of persons under a systematic
threat of domination or deprivation” while enabling others “to dominate or have a wide
range of opportunities.”77 Although in these cases there is no “direct relationship between
an action of an identifiable person or group and a harm,” the producers of and participants
in these structures “are implicated” in such injustices given their contribution to it, and are
thus jointly responsible to “organize collective action to reform [these] unjust structures.”78
Our analysis suggests that there is another dimension to the inquiry as to our
transnational obligations, one that supplements (rather than supplant) whatever obligations
we have on the global level from either humanitarianism or distributive justice. This
dimension turns neither on our role as co-participants in global institutions nor on our
involvement in unjust structures. This dimension is profoundly relational. It is rooted in
our unmediated demands for justice as persons whose interpersonal transnational
interaction should be governed by reciprocal respect, which, in turn, aspires to inform the
entitlements that (ex ante) determine the terms of these interactions, rather than merely
respond to their (ex post) aggregate effects. We thus argue that in an era typified by
extensive transnational interpersonal interdependence we can no longer analyze these
relationships solely through the prism of the private international law. The problem with
74
Joshua Cohen & Charles Sabel, Extra Rempublicam Nilla Justitia?, 34 PHIL. & PUB. AFF. 147, 148 (2006).
75
Id., at 169.
76
Iris Marion Young, Responsibility and Global Justice: A Social Connection Model, 2006 SOC. PHIL. &
POL’Y 102, 105.
77
Id., at 114.
78
Id., at 115, 118-23.
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The Human Right to Private Property
this traditional body of law is that it views the parties as citizens of their respective polities
and, so, fails to make sufficient normative space for their status as persons as well. This is
why these choice-of-law rules must be supplemented with this more foundational layer of
mandatory norms of interpersonal human rights.79
***
This is obviously a broad claim that we cannot develop here.80 For now, it is enough to
identify, rather than pursue, its possible implications insofar as the human right to private
property is concerned. Consider the recent predicament of members of numerous rural
communities, especially in developing countries, whose reliance on access to land is
threatened by transfers of land they do not hold formal title to. As one report documents,
in many of these large-scale land acquisitions—the so-called land rush (or green rush)—
“those who are selling or leasing land are not the ones who are actually using it,” a situation
often generating displacements.81 The formal legal regime in the developing transnational
markets where these transfers take place allows potential buyers to accept as a given, and
indeed rely on, the property rights as they are prescribed by the host country, because the
conflicts of law rule pertinent to land points out to the lex situs, namely: provides that title
will be determined according to the law of the jurisdiction in which the property is
situated.82 There is, to be sure, an exception to this rule, dealing with grave infringements
of human rights that the courts of other countries would refuse to sanction. But the rare
cases in which this exception was invoked dealt with deprivations of hitherto recognized
property rights, such as a Nazi statute that purported to strip fleeing German Jews of their
rights by annulling their German citizenship.83
79
We do not advocate the substitution of private international law with a full-blown body of international
private law in recognition of the justifiably local features of our private law doctrines, which derive from
their dependence on contextual considerations, both internal to the particular social practices in which they
are situated and external to it, including the liberal state’s commitments to distributive justice and democratic
citizenship. See Dagan & Dorfman, supra note 40. Cf. Amnon Lehavi, Land Law in the Age of Globalization
and Land Grabbing, in RESEARCH HANDBOOK ON COMPARATIVE PROPERTY LAW * (Michele Graziadei &
Lionel Smith eds., forthcoming 2016) (emphasizing the enduring local dimension of land law). This
limitation does not undermine the significance of our claim, because by focusing on the human right to private
property our thesis is limited to the prescriptions of the minimal requirements of property systems.
80
See Hanoch Dagan & Avihay Dorfman, Interpersonal Human Rights and Transnational Private Law
(unpublished manuscript).
81
See WARD ANSEEUW ET. AL, TRANSNATIONAL LAND DEALS FOR AGRICULTURE IN THE GLOBAL SOUTH:
ANALYTICAL REPORT BASED ON THE LAND MATRIX DATABASE 39, 41 (2012).
82
See, e.g., PETER HAY ET. AL,, CONFLICTS OF LAWS 1231 (5th ed. 2010).
83
See Oppenheimer v. Cattermole, [1976] AC 249 (H.L.). See also LEIF WENAR, How Might Makes Right,
in BLOOD OIL: TYRANTS, VIOLENCE, AND THE RULES THAT RUN THE WORLDS (2016) (who criticizes the
sparse use of this exception). Wenar’s comprehensive treatment of the so-called resource curse reduces the
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Dagan & Dorfman
The Human Right to Private Property
At this point, our account of the human right to private property does not offer a quick
formula for resolving the new challenging encounters between sovereignty and property as
exemplified by the global land rush. But it does allow us to see the inadequacy of the
traditional private international law and the main ways in which it needs to be revised. The
required reform has two aspects: substantive and structural. Substantively, our account
entails a different understanding of the concept of “grave infringements” of the human right
to private property; structurally, it implies that the obligation to respect this right is not only
vertical, but also horizontal.84
We begin with the structural aspect which is particularly important in the land rush
context that is often typified by unrepresentative, indeed unaccountable, governments.85
Because the significance of the human right to private property is not limited to people’s
relationships in their capacity as citizens, the demand to respect the property claims of
members of these rural communities is not directed merely to their governments or to courts
of other jurisdictions. The legality of the vertical interactions between the buyer and the
state and between the state and the displaced person cannot render redundant the horizontal
dimension of interaction between the buyer and the displaced person. Part of the value of
the human right to private property, we argued, lies in its horizontal dimension; a dimension
which is non-statist and thus does not turn on the mediation of choice of law rules. This
means that the human right to private property commands the direct—viz., unmediated—
respect of other participants in the transnational practice of private property. Insofar as the
global land rush involves violations of the human right to private property, “buyers” are
participants in, and not merely implicated beneficiaries of, these infringements. The buyer
who fails to respect the displaced person in connection with the latter’s entitlement to
control the purchased land commits an international private wrong.
But how could these land transactions constitute violations of the right in question?
They may not count as rights’ violations as long as traditional private international law
law that governs private property to national property law. See Leif Wenar, Coercion in Cross-Border
Property Rights, 32 SOCIAL PHILOSOPHY & POLICY 171 (2015). In that, his analysis overlooks the transnational dimension that arises in connection with the human right to private property. This shortcoming is
unfortunate since a human right to private property can alleviate some of the injustices that national systems
of property law (and the national-based regime of private international law) allow to stand. See Dagan &
Dorfman, supra note 80.
84
We acknowledge, of course, that the structural reform may also be more difficult to implement because
this would require an institutional and procedural framework, which, in turn, may place constraints on the
content of the human right to private property. (To fully understand legal—as opposed to moral—rights, one
indeed must attend to their institutional instantiations.) Studying these dimensions, however, is beyond the
scope of this Essay. For our purposes it is enough to add that even if they are unlikely to develop, a revision
of the choice of law exception along the lines of the substantive reform can serve as a “second-best” solution.
85
See Olivier DeSchutter, The Green Rush: The Global Race for Farmland and the Rights of Land Users, 52
HARV. INT’L L.J. 504, 528 (2011).
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Dagan & Dorfman
The Human Right to Private Property
defers to domestic property rules save for outrageous cases of expropriations we mentioned
above. But this traditional regime is inadequate not only because it fails to respect (as we
have just mentioned) the horizontal dimension of the human right to private property, but
also because this right is not only attacked in cases of exercise of excessive deprivation of
recognized property rights. Quite the contrary: the human right to private property is also
undermined if a state’s system of property fails to recognize people’s claims to private
property in ways that are flatly inconsistent with the normative foundations of that human
right. More specifically to the cases at hand, by limiting the scope of putative infringements
of the human right to private property to expropriations (outrageous or not), the traditional
approach improperly subscribes to a private law libertarian understanding of property, thus
marginalizing—or maybe even eradicating—its liberal premises of self-determination and
relational equality. Substituting this conception with the liberal conception of property we
developed above implies that the human right to private property can also be violated by
omission, namely: by a failure to recognize such a right even where both self-determination
and relational equality mandate such recognition. This means, as we argue elsewhere, that
there may well be cases—such as, possibly, those of the rural communities affected by the
land rush—where although land users lack formal title, their claims are sufficiently backed
by these foundational property values that they must be recognized and secured before any
other measure of economic development is adopted, so that a failure to do so should be
deemed an arbitrary deprivation of their human right to property, properly conceived.86
V. CONCLUDING REMARKS
For private property to be legitimately recognized as a universal human right, its meaning
should pass the test of self-imposability by an end. Because the private law libertarian
understanding of private property cannot plausibly face this demanding standard, it must
be rejected notwithstanding its long use (and abuse) in transnational contexts. The liberal
conception of private property, as articulated in these pages, has a much better prospect of
facing property’s justificatory challenge. This alternative conception is grounded in our
rights to self-determination and relational equality and thus has both vertical and horizontal
significance, which means that it is thoroughly political but not necessarily statist. The
liberal conception of the human right to property implies that some property rights should
be subject to strong constitutional protection. But it also implies that state law should
facilitate other types of private and non-private property institutions, that these property
86
See Hanoch Dagan, Property Theory, Essential Resources, and the Global Land Rush, in GOVERNING
ACCESS TO ESSENTIAL RESOURCES 81 (Olivier DeSchutter & Katharina Pistor eds., 2015). For some support
in the emerging international soft law on these issues, see FOOD AND AGRICULTURE ORGANIZATION OF THE
UNITED NATIONS, VOLUNTARY GUIDELINES ON THE RESPONSIBLE GOVERNANCE OF TENURE OF LAND,
FISHERIES AND FORESTS IN THE CONTEXT OF NATIONAL FOOD SECURITY §§ 7.1, 7.3, 10.1, 16.1-16.2, 16.816.9 (2012).
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The Human Right to Private Property
institutions may well be subject to nonowners claims to access, and (most significantly)
that everyone must have the unusual authority typical to full-blown private ownership.
Taking the human right to private property (in this liberal interpretation) seriously
entails a new equilibrium between property and sovereignty. On the one hand, it disavows
the broad deference of traditional international law to states’ schemes of property rights,
deepening the intrusion to their sovereignty in the name of the human right to private
property beyond the existing category of outrageous expropriations.87 But on the other
hand, our proposed interpretation of that right also upsets the quick association, which
typifies contemporary international investment law, of every diminution of an owner’s
estate with an infringement of her human right to property and may thus supply the
necessary normative underpinning to some recent voices for revising this view that overly
interferes with states’ sovereignty.88
87
It should, however, be noted that breach of international law has already been used to justify such an
intervention. See Kuwait Airways Corp. v. Iraqi Airways Co., [2002] 3 All E.R. 209 (H.L.).
88
For these voices, see Arato, supra note 5, at 263-64.
24