1
PROOCEEDINGS
For the Sixth International Conference
Kerpiç’18
Back to Earthen Architecture:
Industrialized, injected, rammed, stabilized
1-2 JUNE 2018
Organized by
Hasan Kalyoncu Universty
Kerpiç Network
Proceedings for the
6. International Conference kerpic’18
Back to Earthen Architecture:
Industrialized, injected, rammed, stabilized
1-2 January 2018
Organized by
Hasan Kalyoncu Universty
Kerpiç Network
Edited by Dr. Bilge ISIK
Copyright © 2018 Kerpic Network
Published by
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Themes Of The Conference:
1. Solving the huge demand for housing with earthen architecture
2. Social, cultural, touristic reuses of earthen architectural heritage
3. Commercial development on earthen architecture
4. Changes in traditional heritage value of society
5. Advanced construction techniques with earth
6. Standards and guidelines for earthen houses
7. Advances in researches
Conference Chair
Prof. Dr. Bilge IŞIK
Co- Chair
Asist. Prof. Dr. Derya BAKBAK
Book Editor
Prof. Dr. Bilge IŞIK
Associate Editors
Aysel TARIM
Özlem BALIK
Prof. Dr. Ülkü ALTINOLUK
Asst. Prof. Dr. Aydanur YENEL
Prof. Dr.Yusuf ARAYICI
Prof. Dr.Ömer ARIÖZ
Lecturer Kübra KALYONCU
Lecturer İrem ERKURT
Assist. Prof. Dr Gökçen YÜCEL
Assist. Prof. Dr Nihat ATMACA
Prof. Dr. Abdülkadir ÇEVİK
Reviewer
Assist. Prof. Dr. Eren GÜLŞEN
Assist. Prof. Dr Türkan UZUN
Prof. Dr. Zülküf GÜNELİ
Asist. Prof.Dr .Sibel HATTAP
Asist. Prof. Dr .Seyhan YARDIMLI
Prof. Dr Mehmet KARPUZCU,
Assist. Prof. Dr.Adem YURTSEVER
Assist. Prof. Dr. Muhammet ÇINAR
Conference Secretary
Assist. Prof. Dr. Derya BAKBAK
Res. Asst. Merve KARABEYESER
Res. Asst. Merve ANAÇ
Organizing Committee
Prof. Dr. Bilge IŞIK(Hasan Kalyoncu Universty)
Assist. Prof. Dr. Derya BAKBAK
Res. Asst. Merve KARABEYESER(Hasan Kalyoncu University)
Res. Asst. Merve ANAÇ(Hasan Kalyoncu University)
Hasan Kalyoncu University
Faculty of Fine Arts and Architecture
Congress and Culture Center Airport Road Above 8. Km
Şahinbey 27410 Gaziantep, Turkey
info@hku.edu.tr
Tel: +90 (342) 211 80 80
Fax: +90 (342) 211 80 81
Dear Colleagues,
6. International Conference www.kerpic.org/2018 will take place at Hasan Kalyoncu University
Gaziantep, will follow the www.kerpic.org/2005 “Living in Earthen cities” at Istanbul Technical
University; www.kerpic.org/2008 “Learning from earthen architecture in climate change” at
Cyprus International University, TRNC; www.kerpic.org/2013 “New Generation Earthen Architecture:
Learning from Heritage” Istanbul Aydin University, www.kerpic.org/2015 “Built Environment on Silk
road” Istanbul Aydin University, Istanbul; www.kerpic.org/2016 “Cultural landscape, rebuilding after
decay”, Istanbul Aydin University, Istanbul.
Over thirty years, Kerpiç–network is carrying researches on durability, seismic response and
production techniques on earthen construction material. Durability researches are based on gypsum & lime
stabilization of earth, called “alker”; seismic response researches are based on horizontal energy
dissipating surfaces in the load bearing walls and production techniques are based on shotcrete and
compacting production of earthen walls. www.kerpic.org , info@kerpic.org We are pleased to announce
the Call for the 6. international conference on kerpiç’18 “Back to earthen architecture: industrialized,
injected, rammed, stabilized” and the workshop on production: 1-2 June 2018 Organized by Hasan
Kalyoncu University - Gaziantep and Kerpic Network
The conference scope will focus on using earth for housing, “Back to earthen architecture:
industrialized, injected, rammed, stabilized”, The study will range from the graduate programs,
together with the academics and professionals to exchange results and experience. It will be an
opportunity to understand the strategy and the advances how to use the contemporary construction
technology, using earth-based material.
Prof. Dr. Bilge IŞIK
HONOR COMMITTEE
Haluk KALYONCU, Vice President of Board of Trustees
Tamer YILMAZ, Prof. Dr., Rector;
Edibe SÖZEN, Vice Rector
Ömer ARIÖZ, Vice Rector
Görün ARUN, Prof. Dr., Dean of Faculty of Fine Arts and Architecture
Kübra KALYONCU
Mehmet OKYAY, Member of Trustees Chairman;
TURKISH SCIENTIFIC COMMITTEE
Bilge IŞIK, Prof. Dr. - Hasan Kalyoncu University
Derya BAKBAK, . Asist.Prof. Dr. – HKU
Polat GÜLKAN, Prof. Dr -MATU
Ülkü ALTINOLUK, Prof. Dr. - HKU
Yusuf ARAYICI, Prof. Dr. - HKU
Ömer ARIÖZ, Prof. Dr. - HKU
Aydanur YENEL, Assist. Prof. Dr. -HKU
Kübra KALYONCU, Lecturer - HKU
İrem ERKURT, Lecturer - HKU
Gökçen YÜCEL, Asist. Prof. Dr. -IAU
Nihat ATMACA, Doç. Dr. - Gaziantep University
Abdülkadir ÇEVİK, Prof. Dr. - Gaziantep University
Eren GÜLŞEN, Asist. Prof. Dr. - Gaziantep University
Türkan UZUN, Asist. Prof. Dr. - Maltepe University
Polat GÜLKAN, Prof. Dr. - Çankaya University
Zülküf GÜNELİ, Prof. Dr. – Istanbul Aydın University
Sibel HATTAP, Assist. Prof. Dr. - Mimar Sinan Fine AU
Seyhan YARDIMLI, Asist Prof. Dr. - IAU
Mehmet KARPUZCU, Prof. Dr. –HKU
Adem YURTSEVER, Asist. Prof. Dr. -HKU
Muhammet ÇINAR, Asist. Prof. Dr. – HKU
INTERNATIONAL SCIENTIFIC COMMITTEE
John HURD - ICOMOS- ISCEAH
Pamela JEROME - ICOMOS- ISCEAH
Hubert GUILLAUD - ICOMOS- ISCEAH
Hugo HOUBEN - ICOMOS- ISCEAH
Saverio MECCA- ICOMOS- ISCEAH
Mariana CORREİA- ICOMOS- ISCEAH
Rasool VATANDOUST- ICOMOS- ISCEAH
Seyed Mohammad Hossein AYATOLLAHİ-Yazd
University School of Art and Architecture, Yazd
Hubert FEİGLSTORFER - Academy of Sciences
Marcial BLONDET -Ingeniería Civil Pontificia
Universidad Católica del Perú (PUCP)- Lima
Venkatarama REDDY-Civil Engineering Indian
Institute of Science
Horst SCHROEDER- ICOMOS- ISCEAH
Fernando VEGAS- FERNANDO VEGAS &
CAMILLA MILETO (UNIVERSITAT POLITÈCNICA
DE VALÈNCIA, UPV) Valencia
Maddalena ACHENZA- ICOMOS- ISCEAH
Louise COOKE - ICOMOS- ISCEAH
Uta HERZ - Europäische Bildungsstätte für Lehmbau
Natalia TUREKULOVA- ICOMOS- ISCEAH
Nariman FARAHZA -Yazd University
Lone R. STİEGLER- ICOMOS- ISCEAH
Mauro BERTAGNİN- ICOMOS- ISCEAH
Gouhar SHEMDİN- ICOMOS- ISCEAH
Humberto VARUM - ICOMOS- ISCEAH
Randolph LANGENBACH- M.Arch (Harvard), Dipl.
Conservation (York, England)Conservationtech
Consulting, 6446 Harwood Avenue Oakland,
California,
Prachand Man PRADHAN- Kathmandu Uni Nepal,
Lalitpur
CONTENTS
CHAPTER 1 .....................................................................................................................
15
Polat Gülkan1, Zeynep Ahunbay2, Z. Celep2, A. Yakut1, K. Güler2, D. Mazlum2, J. Kubin3, D. Kubin3,
M. A. Sozen4, A. Irfanoglu4 and E. Eroglu3
Seismic Assessment of the Architectural Heritage in Fatih District of Istanbul
CHAPTER 2 .....................................................................................................................
23
Seyed Mohammad Hossein Ayatollahi, Fateme Malekzadeh, Bafghi, Arman Sedighian,
Mehdi Ghasemi, Amir Saeed Pakseresht, Homa Salimi Salimi, Najmeh Naderi, Kazem
Tabatabyie
Preserving the Earthen Architecture, Building the New with Earth: Challenges and
Hopes
CHAPTER 3 .....................................................................................................................
35
Aydan VOLKAN, Erhan YILDIZ, Kreatif Architects İstanbul
Göbeklitepe Visitor Center
CHAPTER 4 .....................................................................................................................
43
Seyhan Yardımlı1, Bilge Işık2, Özlem Balık3 1Istanbul Aydin University, 2Hasan Kalyoncu
University-Gaziantep,
Recommendations for Çanakkale-Ayvacık Post-Earthquake Housing Needs and Solutions
CHAPTER 5 .....................................................................................................................
51
Marcial Blondet1, Nicola Tarque2, Julio Vargas3, Pontifical Catholic University of Peru (PUCP)
Using a Nylon Rope Mesh as Seismic Reinforcement for Earthen Constructions
CHAPTER 6 .....................................................................................................................59
PART I
Murat DAL, Munzur University
Evaluation of the Graduate Research done in Turkey on Adobe
PART II
Murat DAL, Munzur University
Damages Seen in the Adobe Buildings in Pertek
CHAPTER 7 .....................................................................................................................69
Kenechi Kurtis Onochie1 Ayse Pekrioglu Balkis2, Department of Civil Engineering, Cyprus
International University
Review of the Appraisal of the Study of Crack Propagation of Alker
CHAPTER 8 .....................................................................................................................77
Elaheh Golzari1, Dr.Amir Bahram Arabahmadi 2, 1Masters student of Southern African Studies at
the University of Tehran, Iranian Committee on Troglodyctic Architecture (ICTA)-ICOMOS, 2Dean of
Southern African Studies Department, Faculty of World Studies, University of Tehran
The Significance of Cultural Villages for the Survival of the Southern Ndebele’s Earthen Houses
CHAPTER 9 .....................................................................................................................85
Prachand Man Pradhan1, Shiva Prasad Timalsina2, Mahesh Raj Bhatt3 Kathmandu University,
Dhulikhel-4, Kavrepalanchok, Nepal
Determination of Shear Strength of Bamboo Panel
CHAPTER 10 .....................................................................................................................
93
Somayeh Omidvari1, Maryam Omidvari2, Hamidreza Shirgholami3 Assistant Professor, Faculty of
Science and Art, Science and Arts University, Yazd, Iran, Science and Arts, Lecturer at the University,
Islamic Azad University of Yazd, The member of company Nemasazan Kavir, Yazd
Godal Baghcheh (Traditional Courtyard) the Climatic Approach in Desert Region of Iran in order to
achieve an Earthen Architecture and a Sustainable Environment
CHAPTER 11 .....................................................................................................................101
Iman Khajehrezaei1, Nariman Farahza2, Mehrnaz Malek3 1 (M Arch), Lecturer at Yazd Technical
University, Iran
Reuse of Traditional Earthen Wind Catchers in Contemporary Architecture (Case Study: Yazd-Iran)
CHAPTER 12 .....................................................................................................................113
Alev ERARSLAN İstanbul Aydın University,
Plano-Convex Bricks in Ancient Mesopotamian Architecture
CHAPTER 13 ..................................................................................................................... 121
Shadi Zare Shahabadi1, Mohsen Abbasi Harofteh2, Akbar Zare Shahabadi3 School of Art and
Architecture, Yazd University
Studying the Critical Factors related to Social Acceptance of Residing in Earthen Houses (Case
Study: Yazdi Young Educated Couples)
CHAPTER 14 .....................................................................................................................127
Ozra Ranjbari1, Hamed Niroomand2 1Master Student of Architectural Restoration, Colledge of
Art & Architecture, Tehran, Iran 2Post-Doc, Quantitative Archaeology Lab, Universitat Autonoma
Barcelona, Spain
Ecological Sustainability Strategy of Historical Adobe Structures Considering the Energy Stability
by Traditional Methods and Nano - Technology
CHAPTER 15 ..................................................................................................................... 133
Negar Javadi1, A. Bilge Işık2 1Uludağ Universty, Faculty of Architecture, Bursa
Sustainability Indicators: Natural Light in Iranian Bazaar
CHAPTER 16 .....................................................................................................................143
PART I
Şefika ERGİN, Department of Architecture, Dicle University, Diyarbakır
Features of Soil-Based Plasters Applied on Mud Wall Surfaces: The Case of Diyarbakır Region
PART II
Şefika ERGİN, Department of Architecture, Dicle University, Diyarbakır
The Features of the Climate-Centred Design in Traditional Dwellings: The Case of Suriçi in
Diyarbakır
CHAPTER 17 .....................................................................................................................169
Aysel Tarım1, E. Sibel Hattap2
1Y.T.U. Architecture Faculty, Restoration Department, 2Mimar
Sinan Fine Arts University, İstanbul
Approach on Preservation of Cultural Heritage against Disasters
CHAPTER 18 .....................................................................................................................181
Sara Khooshroo1, A. Bilge Işık2,1Uludağ University, Faculty of Architecture, Bursa
Sustainability Indicators: Geothermal Energy in Iranian Architecture (Showadan)
CHAPTER 19 & 20
NOT AVAILABLE
CHAPTER 21 .....................................................................................................................191
Aydanur Yenel, Hasan Kalyoncu University, Gaziantep, Turkey
Evaluation of Cultural Architectural Areas as “Archaeopark” Projects
CHAPTERN 22.....................................................................................................................201
Aysun Ferrah Giiner1, Gulhan Benli2, Pelin Karacar3, M. Adil Kasapseskin4,1Istanbul Medipol
University, Beykoz,
Adobe Use in the Eco-Village of Buyukkonuk on the Karpaz Peninsula
CHAPTER 23 .....................................................................................................................209
Ayse Pekrioglu Balkis, Department of Civil Engineering, Cyprus International University,
Differences in Construction Standards and Regulations of Earthen: Cases in Northern Cyprus, New
Zealand and Europe
CHAPTER 24
NOT AVAILABLE
CHAPTER 25 ..................................................................................................................... 215
Şahabettin Öztürk Van Yüzüncü Yıl University, Faculty of Architecture and Design, Department of
Architecture
Traditional Adobe Houses Project in Van-Kalecik
CHAPTER 26 .....................................................................................................................229
Saeed Nasiri1, Nariman Farhza2, Seyyed Keyvan Goldansaz3, Fereshte Sadegheih4 , Roya Babaei 5,
Yazd University, Yazd, Iran
A Study on the Role of Sunken Courtyard in Sustainable Architecture of Iranian Desert Cities (Case
Study: Olumi House in Yazd)
CHAPTER 27 & 28
NOT AVAILABLE
CHAPTER 29 .....................................................................................................................239
Nripal Adhikary1, Prachand Man Pradhan2,Adobe and Bamboo Research Institute,
314,1Dhobidhara, Kathmandu, Nepal
Earth and Bamboo: Experience from Nepal
CHAPTER 30 .....................................................................................................................247
Merve Anaç1, Mustafa İncesakal 2Hasan Kalyoncu University Şahinbey/Gaziantep
Analysis of the Concept of Construction Biology in the Context of Electrification in Modern Architecture
CHAPTER 31
NOT AVAILABLE
CHAPTER 32 .....................................................................................................................255
Mansoure Dormohamadi1, Nariman Farahza2, Art and Architecture University of Yazd, Iran
An Overview of the Design of Low-cost and Adobe Housing for Afghan Refugees, Ardakan, Iran
CHAPTER 33 .....................................................................................................................261
Rasha Elborgy1, Genco Berkin2 Fatih Sultan Mehmet Vakıf Univ. Istanbul, Turkey
Land Use and Recognition of Construction Techniques Based on Land Use and Geographical
Climatic Conditions
CHAPTER 34 .....................................................................................................................271
Şeyma İncesakal1, Ennur İncesakal2, 1 Hasan Kalyoncu University, Gaziantep, 2Istanbul Medipol
University, Istanbul
Effects of Developing Technology on Earth Shelter’s Architectural Design
CHAPTER 35 .....................................................................................................................281
Emine Ekinci Dağtekin1, Mustafa Topalan2 Dicle University, Faculty of Architecture, Department of
Architecture Diyarbakır
Factors Leading to the Deterioration of Halfeti Houses and Recommendations for Preservation
CHAPTER 36 .....................................................................................................................289
Özlem Geylani1, A.Tolga İlter2, Pelin Karaçar3 1,2Istanbul Technical University, Istanbul, 3Istanbul
Medipol University, Istanbul
The Potential of Adobe Use in Modern Turkish Architecture
with the agenda of Sustainability
CHAPTER 37 .....................................................................................................................297
Nihat Atmaca1, Derya Bakbak2, Adem Atmaca3 1 Gaziantep University 2 Hasan Kalyoncu
University
Comparison of Adobe and Container Structures via LCA
CHAPTER 38 .....................................................................................................................305
Mohsen Zamani Sabzi, İstanbul Aydın University, Engineering and Architecture Faculty, Department
of Architecture, Florya Campus, İstanbul/Turkey
Survey and Analysis of Various Domes in the Structure of Traditional Iranian Buildings
CHAPTER 39 .....................................................................................................................313
Hadi Hedayati, İstanbul Aydın University, Engineering and Architecture Faculty, Department of
Architecture, Florya Campus Istanbul/Turkey.
The Role of Materials in Sustainable Architecture from an Environmental Point of View
CHAPTER 40
NOT AVAILABLE
CHAPTER 41 .....................................................................................................................321
Eray Karamehmetoğullari, İstanbul Aydın University, Engineering and Architecture Faculty,
Department of Architecture, Florya Campus, İstanbul/Turkey.
The Use of Traditional Houses in the Diyarbakır Suriçi (Walled City) Region in Tourism, as Boutique
Hotels
CHAPTER 42 .....................................................................................................................337
Neşe Denli Özel, İstanbul Aydın University, Engineering and Architecture Faculty, Department of
Architecture, Florya Campus, İstanbul/Turkey.
Examination of the Change of Traditional Houses in Diyarbakir Suriçi Region According to Spatial
Relationship
CHAPTER 43 .....................................................................................................................349
İbrahim Alnatsha İstanbul Aydın University, Engineering and Architecture Faculty Department of
Architecture, Florya Campus, İstanbul/Turkey
Palestine as Logistic Zone to Facilitate Trade at the New Silk Road by Using the New Technology
of Prefabrication
CHAPTER 44 .....................................................................................................................361
Elif DİLAVER, Architect, Institute of science Architecture, Istanbul Aydın University, Florya
The Protection of the Cultural Values of Sur Town; Unesco’s Studies and Recommendations
CHAPTER 45
NOT AVAILABLE
CHAPTER 46 .....................................................................................................................373
Helin Işın Hasan Kalyoncu University, Faculty of Fine Arts, Gaziantep
The Mudbrick Structures in Van and Their Importance
CHAPTER 47 & 48
NOT AVAILABLE
CHAPTER 49 .....................................................................................................................383
Vijdan Aktaş, Hasan Kalyoncu University, Faculty of Fine Arts, Gaziantep
Gaziantep Province Oğuzeli District Barak Plain Traditional Adobe Houses
1
CHAPTER
Kerpic’18 – Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized
6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
Seismic Assessment of the Architectural Heritage in Fatih District
of Istanbul
Polat Gülkan1, Zeynep Ahunbay2, Z. Celep2, A. Yakut1,
K. Güler2, D. Mazlum2, J. Kubin3, D. Kubin3, M. A.
Sozen4, A. Irfanoglu4 and E. Eroglu3
11
Dept. of Civil Engineering, Middle East Technical University, Ankara,
İstanbul Technical University, Istanbul, Turkey
3
Prota Engineering, Consultancy, Limited Co., Ankara, Turkey
4
Dept. of Civil Engineering, Purdue University, USA
1
pgulkan@metu.edu.tr
2
ABSTRACT
Istanbul, a 2500-year old city, is under the threat of a devastating earthquake. Reflecting past
experience, a very high probability of occurrence has been postulated for an M7 or larger
earthquake during the next quarter century. The Metropolitan Municipality of Istanbul has
committed itself to an ambitious program that targets urban rehabilitation, part of which involves
seismic loss mitigation. The building stock includes many irreplaceable historic buildings of
different ages. The city’s long history is reflected in the architectural heritage of its urban texture.
While the current size and population of the conurbation have spread over a large area, the historic
buildings are situated mainly in the area known as the “Historic Peninsula”. Here they are confined
to two administrative districts (Fatih and Eminönü) that are bound by the estuary Haliç (the Golden
Horn) to the north, the Strait of Istanbul to the east, Sea of Marmara to the south, and the ancient
city walls to the west. The administrative district Fatih alone boasts some 5,000 registered historic
buildings under protection. This paper describes the procedure for measuring, recording and
assessing the seismic vulnerability of historic masonry buildings in Fatih. A sample group,
comprising 223 buildings, was surveyed as part of field and office work that lasted one and a half
years. Of these, 20 buildings will be subjected to further stress analysis and detailed assessment.
Key Words: Istanbul, Fatih District, Survey, Historic Buildings, Seismic Vulnerability
1 GEOGRAPHY AND SEISMICITY
Istanbul sits astride the 30 km-long eponymous strait that connects the Black Sea with the Sea of
Marmara (left frame in Figure 1). An engraving from the 16th century shows the Historic Peninsula
from the east in the right frame of the same image. The walled city is separated from a smaller
settlement on the north side of Haliç. A current space image is given in Figure 2.
The city was visited by well-recorded major earthquakes in the past, and experienced major
destruction. The M7.4 earthquake that occurred in Kocaeli in 1999 was only 80 km from the
historic city core, but several districts on vulnerable sub-grade witnessed building collapses and
loss of life. There is reason to expect that the segment of the North Anatolian Fault traversing the
Sea of Marmara at about 15-20 km south of the city proper may well rupture in the near future,
causing damage in many buildings, modern as well as historic (Parsons, 2004; Griffiths et al.,
2007). During the last 2000 years or so 55 reasonably well documented earthquakes have occurred
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Kerpic’18 – Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized
6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
in the Marmara Sea region. Many have been felt in the city proper and caused damage (Finkel and
Ambraseys, 1997; Mazlum, 2003).
Figure 1. View of Istanbul Strait and Fatih (Circled, Left) and Historic Engraving (Right)
Figure 2. Historic Peninsula Comprising Fatih District
2 HISTORIC BUILDING STOCK CHARACTERISTICS IN FATIH
The urbanization in Fatih region goes back to the time of Constantine the Great (4th century). In the
fifth century, by the construction of the Theodosian Wall, the city was enlarged in the western
direction. The Theodosian Wall is a 7 km long defensive structure that suffered from several
earthquakes and had to be repaired to defend the city through the Middle Ages. Along with some
other parts of the historic city, it is included in the World Heritage Areas of Istanbul. Other
Byzantine buildings, like the Church of Studious and Church of Monastery of Christ of Chora
make up a rich legacy of religious architecture. These are monuments of high historical and artistic
importance. Due to their exceptional architecture and decoration, they must be protected from
further deterioration (Ahunbay, 2006).
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Kerpic’18 – Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized
6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
The churches from early Christian and Medieval Period have alternating wall construction, with
brick courses acting as bands uniting the wall structure. Walls were constructed of local limestone,
well baked brick and good quality mortar consisting of slaked lime, crushed brick aggregate and
powder and sand. Some of the walls also had timber runner beams, providing reinforcement to
resist earthquakes. Yet, the fragile sections, such as the tall apse windows suffered from tremors
and needed to be repaired many times. Vaults and domes also had structural failures and had to be
reinforced or reconstructed.
Fatih region also hosts a large number of important Ottoman buildings dating from the second half
of the fifteenth century up to the early years of the twentieth. These are monuments with different
functions. Small size timber and masonry houses do not present serious problems from the point of
earthquake risk, but mosques with designs incorporating major domes in their composition have
been facing serious problems. Due to their long life span, monuments in Istanbul have resisted
several earthquakes; those of 1509, 1766 and 1894 caused serious damages to these masonry
structures. Vaults are usually made of brick, which is lighter than stone. Yet lack of tie bars or their
deterioration caused failures. Arcades were also the weak parts of the mosques and religious
colleges which had small sized domes in their design.
Ottoman architects were clever not to build oversized domes that would collapse during strong
ground motions. The most vulnerable part of a mosque is the minaret. Their construction was
reinforced by using clamps and dowels, aimed at fixing the blocks horizontally and vertically.
However, the uppermost part of tall minarets usually suffered from earthquakes; the balconies and
caps collapsed and had to be rebuilt.
Public baths were important in Turkish society. Many baths were built to meet the demand in the
residential and commercial parts of the town. Some baths stand out with their impressive dressing
halls, with domes measuring as big as those of medium sized mosques, reaching 16-18 m in
diameter. Such big sized domes suffered severely from earthquakes and the baths had to be restored
to continue their service. Otherwise, they were out of service and fell into neglect.
At the moment most of the historic buildings in Fatih are in poor state of preservation. The
expected earthquake will affect these buildings to a greater extent if they are not retrofitted
carefully. The repairs demand careful analysis of the vulnerabilities and minimum intervention to
maintain the authenticity of the historic buildings.
3 REMEDIAL ACTIONS
In recognition of the impending earthquake, Istanbul Metropolitan Municipality has started an
action program that has a component for seismic assessment of historic buildings in Fatih as part of
a wider urban renewal undertaking. These buildings are mostly masonry; many serve devotional
purposes, with ages often spanning centuries. The categories fall into mosques, theological schools,
tombs, convents for religious orders, libraries, baths, fountains, churches, synagogues, cisterns,
historic public kitchens, remains of fortified walls and cemetery appurtenances. The municipal
administration developed an inventory with information for location, architectural features, historic
or artistic significance, legal ownership status and whether repairs or modifications had been done
on them. This detailed information that had been collected as a result of lengthy field work was
useful in its own right, but provided little information on the vulnerability of a building. It was
clear that, owing to time and resource limits, a smaller subset of the thousands of buildings could
be considered for seismic assessment. We resolved to develop an additional information database
with regard to the structural features of each building’s load resisting system. This implied a
complementary phase of field work following a generic procedure:
•
Do survey drawings exist? If not, create these with total station or other scanning
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Kerpic’18 – Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized
6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
•
•
•
•
technology, noting any structural defects or deviations from original state. Use 1/100 or
1/50 scale as necessary.
Create electronic building-condition forms. Note building materials.
Measure GPS coordinates, assess environmental conditions and site geology. Create a GIS
database.
Define seismic hazard at site.
Create a photographic record file.
Thus, the record for each building contained all of the information required in the ICOMOS
Principles for the Recording of Monuments, Groups of Buildings and Sites. Additional information
related to the following items is provided:
•
•
•
•
Plan areas and total areas
Section areas for vertical load-carrying members, and information on openings or material
losses in them
Characteristics of the structural walls and diaphragms for horizontal load resistance
The foundation system
Fatih, shown in Figure 3, is a living city. Ancient, old and modern are intermixed, urban functions
bustle. Many of the buildings are currently being actively used, or are guarded by their custodians
even if they are idle. It was not easy to gain access and do lengthy measurements. Removal of
material samples for testing required additional permit so it was not attempted at this stage. The
program objectives did not include developing a building-specific information database for each
building; such an undertaking would have been overwhelming because of the sheer number of
buildings. Of the original inventory we first developed an 800-building subset, which was finally
reduced to 223 entries listed in Table 1 covering a representative sampling. Even with this modest
number, the Fatih Seismic Assessment Project represents a comprehensive attempt to assess the
earthquake performance of the historic buildings in the historic core of Istanbul. The procedure is
only a preliminary stage for ranking the buildings. Even detailed and lengthy analyses are beset by
uncertainties; our objective was to create two bins, one for buildings that would likely survive and
the other for those that would likely fail to achieve that objective. The dividing line can be a vague
one.
The seismic assessment of selected buildings was done for an M7.2 earthquake occurring on the
Marmara Sea Segment of the North Anatolian Fault closest to the city. For this purpose, a building
inventory system was developed to record the structural features of the buildings.
As detailed stress analysis of each building is unfeasible, a two-tiered rapid survey procedure was
developed. In the first stage, a simplified model of the building was created from laser scan
measurements and wall stresses were computed for comparison with limits. The second stage
comprises detailed stress analysis for a typical subset of about 20 buildings. The last stage will
incorporate the rehabilitation measurements and typical strengthening details. This paper
emphasizes the initial stage, and illustrates the assessment procedure through a sample.
4 ELEMENTS OF HISTORIC BUILDING EVALUATION
With the complete information set comprising structural (materials, wall thicknesses, and state of
cracking as opposed to architectural or conservation-relevant) features, local geology, estimated
ground motion we built simplified SDOF models for each building in the inventory in the style
shown in Figure 4. Ground motion was assumed to act in one of two principal horizontal directions,
and separate stress analyses were made in- and out-of-plane wall capacities. Openings in walls
were taken into account in estimating their stiffness, and roofs or domes were assumed as inert
masses. Site-specific response spectra adjusted for distance to fault rupture and local soil
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characteristics were tools for estimation of the spectral acceleration. No force reductions were
allowed, so wall stresses or out-of-plane strengths were based on values from limited coupon tests
or triple their code allowables. This elementary exercise yielded good vulnerability estimates.
A sample sheet is shown in Figure 5.
Figure 3. A Section of Fatih Viewed from the North
Ground motion direction
Figure 4. Simplified Model of a Historic Building
The building stock comprised disparate architectural forms and construction styles. Their
variability is reflected in the numbers in Table 1.
Table 1. Breakdown of the Buildings Included in the Survey
Mosque
Tomb
Unity Room
Museum
Library
91
23
1
1
1
School
Seminary
Koran School
Hospital
Timing House
15
14
3
2
1
Convent
Annexes
Private House
Public Kitchen
Oil Press
19
18
5
8
1
1
Church
Public Bath
Institutional
Fountain
Cistern
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3
1
1
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Application of performance criteria to existing masonry buildings is not meaningful. We chose
instead to estimate the shear stresses in the in-plane walls of the buildings by modeling them as
simple one-degree-of-freedom systems. Openings in the walls and translations caused by rotational
effects were accounted for. The strengths of out-of-plane walls were estimated by checking
whether cracking was likely to occur under the postulated roof level acceleration (assumed as 2.5
times the ground acceleration) and the gravity loads. Not surprisingly, the most vulnerable parts for
mosques were the minarets. The churches in the stock are mostly broad and one-story buildings
without any belfries. We estimated that their resistance would be sufficient in many cases.
Spreadsheet calculations for each building were enabled by the known dimensions of the walls and
their masses. While this is a gross simplification for assessment of the stresses in intricate
components such as vaults and transitions from curved to straight surfaces, this was left for the next
phase when sample detailed stress analyses will be run for the subset of 20 of these buildings.
5 SUMMARY
According to the recommendations, we have submitted to the Metropolitan Municipality nearly all
of the buildings that are not likely to be destroyed by the postulated earthquake. This result is
compatible with the knowledge that all of these buildings have experienced at least one major
earthquake, the last of which was the estimated M6.8 event in 1894 (e.g., Finkel and Ambraseys,
1997), and what we have examined in this study are the buildings that have survived. The set of
simplified calculations that have been made for the buildings belie the correctness of the
fundamental and conservative approach that we have developed for the assessment of these more
than two-hundred buildings. The procedure should be construed as a first tier method for a rapid
survey of historic buildings. Its accuracy is similar to that of methods developed for buildings. In
many cases, the estimates for the gross shear stresses in the walls agreed well with the average
stresses in those walls derived from the next tier of analyses. The exception to this was for reentrant corners and walls with irregular plan views. In many mosques, the minarets are likely to be
destroyed.
6 ACKNOWLEDGMENTS
The work described in this paper was carried out with the support of the Metropolitan Municipality
of Istanbul under the project package “Urban Renewal Planning and Preparation of Local Action
Program and Initiatives in Fatih District Guiding Reconstruction, Rehabilitation and Strengthening
as Part of Enhancing Earthquake Safety.” The project managers for the Municipality were L. Altun
and A. Gökbayrak with A. Ağırman and M. Turna in direct charge of program activities on behalf
of BIMTAS, Inc..
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Figure 5. Selected Sheets for Assessment of a Tomb
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7 REFERENCES
[1] Ahunbay, Z. (2006). Historic Areas of Istanbul in Turkey. in World Heritage, Ed. G. Pulhan,
Ministry of Culture and Tourism, Ankara (in Turkish).
[2] Finkel, C.F. ve N. N. Ambraseys (1997). "The Marmara Sea Earthquake of 10 July 1894 and
Its Effects on Historic Buildings", Anatolia Moderna [Yeni Anadolu], VII: 49-58.
[3] Griffiths, J.H.P., A. Irfanoglu and S. Pujol (2007). “Istanbul at the Threshold: an Evaluation of
the Seismic Risk in Istanbul,” Earthquake Spectra, 23(1): 63–75.
[4] Mazlum, D. (2003). "The Earthquake of 22 May 1766 and Its Effects on the Built Environment
in Istanbul" İTÜ Journal/: Architecture, Planning, Design, 1(1): 49-57, October.
[5] Parsons, T. (2004). Recalculated probability of M≥7 Earthquakes beneath the Sea of
Marmara, Turkey. Journal of Geophysical Research, (109), B5304.
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2
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Preserving the Earthen Architecture, Building the New with
Earth: Challenges and Hopes
Seyed Mohammad Hossein Ayatollahi1,
Fateme Malekzadeh, Bafghi2, Arman Sedighian3 ,
Mehdi Ghasemi4, Amir Saeed Pakseresht5,
Homa Salimi Salimi6, Najmeh Naderi7,
Kazem Tabatabyie8
Yazd University School of Art and Architecture
Imam St Sahlebne Ali Alley- Yazd Iran
1
hayatollahi@yazd.ac.ir, 2fmlk62@yahoo.com,
ABSTRACT
City of Yazd, with a history of many thousand of years, has hosted the history of the people of Iran
living in the desert climate and fairly pure cultural development through the ages. The historical city
has been well kept and the social life is active. About a year ago, the historical city of Yazd was
registered in the UNESCO world heritage list, which is one of the most prideful events for Yazd and
Iran.
This paper is about the value change of the people toward the earthen architecture and the challenges
resulting from the failure to accept the new earthen architecture as a new form of construction from
the society value systems.
Many planning and practical activities were carried out by the authorities, university academics,
professionals and students to provide the documents and conditions for the UNESCO registration,
but the main objective is to follow all the rules and the requirements set by the world authorities.
Building new earthen architecture is the most important challenge for Yazd to prove that this material
is still the way of sustainable construction.
Yazd University, School of Art and Architecture cooperated with Yazd Cultural Heritage
Organization in many ways to preserve the historical city and educate the people to understand the
values of the earthen architecture. The paper will explain some of the restoration and preservation
activities. It will also explain the results of the new research- design and construction of a "Green
Guest Suite" Being built with earthen material in Yazd University main campus.
Keywords: Earthen architecture, Historical city, Value system, Society
1 INTRODUCTION
As an original Iranian city at the heart of the Iranian plateau, Yazd has 700 Hectare old texture built
in thousands years by certified masons. Historical texture of Yazd has been preserved for years. In
2017, Yazd old city was registered in the UNESCO world heritage list of the historical cities. After
Yazd old city was registered in UNESCO, many earthen houses were restored and adopted for
different uses such as hotels, hotel- restaurants, restaurants, cafes, galleries, shops and etc.. So, the
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property value of the buildings increased and people became more interested in keeping their
property or returning to live there.
Unfortunately, after modern architecture was achieved in Iran, certified masons were rejected, and
they started to operate under the supervision of the assigned architecture with an academical
background. Thus, Iranian old architect was negatively affected. After this time some, architecture
schools such as Tehran University architecture school, Meli University architecture school, etc were
established to raise young modern architects. From this time until certified masons were no longer
licensed, new buildings were built with modernism aspect and one ‘Green Small Suit’ was built in
Yazd university main campus by the author and his students under the supervision one of the best
master masons Memar Kamali Ardakani.
This paper aims to reveal the challenges and hopes of the new construction with earthen material in
Yazd contemporary developed areas like Safayieh. The process started when Yazd University and
Yazd electrical company decided to have a joint research project to build a “Green small suite” in
Yazd University main campus.
The present author, as the manager of this research project, proposed to study, design and build this
45 square meters green suite as a research project. This paper will explain the design process,
difficulty of finding the masons and the master masons, the construction challenges and the education
opportunities provided for the students and other professionals involved in the construction.
Following the Green LEED criteria was another main aspect of the research from the site selection,
material and technological alternatives, environmental issues and using the resources, especially
water, during the construction and occupancy.
Emphasizing on the role of Yazd University School of Art and Architecture as a pro- environment
institution, pro-vernacular and earthen architecture education and research, is also an important issue
that will be explained below related to the objective of this research proposal.
At the first, I will describe Yazd Art and Architecture School and its vision about Preserving, Society
and earthen architecture and some project that has been done and then describe “Green Guest Suite”
and its design.
2 YAZD UNIVERSITY, SCHOOL OF ART AND ARCHITECTURE
Yazd University is located in Yazd since 1989 at
Safaie district over 300 hectare area, and from the
beginning, the school of Art and Architecture was
decided to be located in historical fabric of Yazd.
The location of the Yazd University School of Art
and Architecture is outside of the walled city
(Historical city) called Godale Mosalla and very
near to Amirghaghmaq Square, located in the old
city. Yazd architecture school consists of 12 old
houses, which were renovated. These houses are
over 150 years old and a majority of them were
allocated to university.
Being an architecture school in old area has some
advantages for students, schools and the
neighbourhood. One of these advantages are the
importance of teaching, research and training of the students of the art and architecture school and
the capability of the historical fabric of Yazd as the context for the program and the foundation of
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the school as the forth school of architecture in Iran and the first school outside Tehran. The school
of art and architecture was founded in the old city in 1990 with donations from Rasoulian House,
and after that school has been developed by allocations and buying traditional houses.
Since its establishment, Yazd architecture school has played an active role about preservation of old
city of Yazd and students of this school have been taught about preservation and trend of contact
with old building. Some graduated students of Yazd architecture school have tried to preserve ancient
monuments in Yazd province and Iran. Some of these preservation and restoration projects are
described in the next paragraph.
(1)rasoulian 1989
(2)Taraghi 1990
(3)Mirza taghi rasolian
1992
(4)Kasmayian 1994
(5)torkzade 1995
(6)Mortaz 1996
(7)Kermani 2002
(8) Pirnia 2002
(9) Lariha 2002
(10) Nikbin 2002
(11)Sima Rasoulian
2007
(12)Shafipour 2010
3 REUSE OF RASUOLIAN WIND CATCHERS
One main vision of Yazd Art and Architecture School has been preserving the old city of Yazd and
rehabilitation of this site, which is also one of the biggest ambitions for its school. Therefore, these
goals were tried to be reached.
One of the biggest goals is using all wind catchers in Yazd historical city that were abolished although
Yazd city is well-known as a wind catcher city. But one wind catcher located in Rasoulian House
was rehabilitated in 2005 by the author. In 2005, the author described the reuse of Rasoulian wind
catcher research project to Yazd International Center for Living with Desert (YICLD). Rasoulian
House Wind Catcher is connected to Kolah Farhngi room with its office of Yazd Art and Architecture
School’s Dean. This project reached its goal by creating one hole to connect Kolah Farhangi room
to cellar and use humidity and low temperature of cellar air. When wind catcher starts to draw air out
of Kolah Farhangi room, it suppressed the air from the Cellar to Kolah Farhangi room. This reuse
eliminates mechanical equipment for cooling and uses natural ventilation.
This project enables a new vision on rehabilitation in the Yazd society and it is continued by students
with dissertations on adaptive reuse.
4 DEVELOPMENT OF SIMA RASOULIAN
Roya Rahimi was one of the master students whose master degree’s thesis is about development of
Sima Rasoulian under the supervision of the author. She focused on Social and Economic aspects
for her thesis. This thesis is one of the theses in Yazd School of Architecture focusing on the
development of School of Architecture and its Neighborhood. The development process is based on
the true needs of the target population, reviewing the academic institution. Intention of this project
is to connect students with neighborhood and society as well as tourists. Thus, she chose some space
for this idea. At this time, Sahne Rasoulian was constructed four month ago.
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For the next part, I will describe the “Green Guest Suit”.
Design Intent and Criteria
Design intent of this project is to have a 45 square meter green suite with a focus on low cost and
underground. One of the objectives of the Yazd electrical company, as a partner client, was to utilize
the advantages of building underground and follow the passive solar cooling and heating strategies.
Design criteria are necessary to have benchmarks to measure the success or failure in meeting the
design intent. Design criteria for this project were set to achieve a LEED Silver certification. LEED
certification does not have an office in Iran at the present and by following the credits given to
different items, the silver grade will be calculated for obtaining the actual certificate for the project.
The project will have been completed by August 2018, and then occupancy will start for measuring
data about thermal comfort.
Design Process
Design process will be explained from all the pre-design activities (programming), to conceptual
sketch, conceptual design, schematic design and design development. Coordinating efforts to bring
together the two different organizations with different expectations to agree on the design intent were
one of the most important aspects of the pre-design activities especially when their first joint research
failed and Yazd electric company chose to agree on the similar research proposal with Tarbiat
Modares University.
Research-design and construction contract with the present author was singed on July 2016, but the
project started about the end of the year. The clients agreed for the construction site to be at the Yazd
University main campus, so the students from all different majors, the academic members and the
ordinary people have the opportunity to visit an example of a Green suite. In the design process, team
decided to use earthen architecture for project, and then another intention was added by the team.
This intention was to preserve the ancient architecture by building with earthen materials.
4.1. Site Selection
Yazd University main campus with an area of more than 300 hectares of land has many hectares of
undeveloped land and is reserved for future development. Five potential locations were selected and
according to LEED accreditation criteria (figure 1), location number 2 (Figure 1) was selected. Close
distance to the main ring road of the campus and the use of university and public transportation,
suitable microclimate, good outside and inside condition, close distance to solar panels, site potential
to become a part of Echo park, site potential for the construction of more prototype samples of green
buildings, possibility of east west orientation instead of south east- north west orientation, good
location for bicycle parking and many other advantages in comparing to other locations were the
reasons for the site selection.
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Figure 1. Selected site in Yazd University main campus
4.2. Conceptual sketch and schematic design
Site analysis to understand all the forces of the site at micro and macro level is the first step toward
conceptual sketch. Being able to repeat the project with different strategies and materials was one of
the goals of the research. Designing an Echo park has also been discussed with the university
officials. Design by the present author or another research team became another factor to be
considered during the design process. The humidity of the trees and the reservoir pool were important
factors to be used and developed for passive cooling. All the process of the conceptual sketch,
considering the orientation and other alternatives, was tested by simulation tools.
Figure 2. Conceptual design
Figure 3. Conceptual design of the site
Designing the green suite in a 10 by 10 meters lot required enough land for hot court yard and cold
court yard. The concept of cold-hot yard was first proposed by the present author during the design
of his passive solar house about 17 years ago, which was chosen and elaborated from the traditional
houses of Yazd historical city. Cold yard in the solar house is about 30 square meters and has a
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sunken small yard and a small pool of water, which is the optimum means for cool air inlet to the
house by the use of solar chimney to produce negative pressure.
Figure 4. Schematic design. Plan and section
During all the design process, many students were active and the present author tried to provide them
the opportunity to present their ideas and the team experience of brain storming and, especially follow
the “Value based programming” introduced by Robert Hershberger in his excellent book
“Architectural Programming and Design Manager” (R.Hershberger-1999). The main decision of
project was checked out by Memar Kamali (master mason). Almost all of the Memar Kamali ideas
about structure and detailing were employed.
Most of the programming and design process occurred at the school of art and architecture and a
private office near the student’s dormitories and the present author’s house. About half of the students
that were part of the design team were actually working on their master program under the
supervision of the present author.
As the schematic design process developed, many decisions were made and many alternatives were
presented and consulted with the structural team and mechanic professors.
What kind of structure and materials were to be selected was the most challenging decision. Even
the use of “Straw Bale Construction” was one of the alternatives. It was the best opportunity to build
with “Earthen Material”, especially in the university campus. So, Yazd University became the
pionneer to reintroduce the earthen material to construction techniques for new buildings.
By going semi under ground, using the adobe bricks (Khesht) with more compressive strength,
implementing vertical posts and some kind of mesh to make the construction more resistant to
different forces and searching for very professional workmanship by master masons, the team and
the clients gained enough confidence to use the earthen material similar to the traditional ways of
construction. Therefore, the design alternatives focused gradually on the earthen material and
structure with thick walls and traditional vaults. Study models were made and different roof
structures with different plans were suggested to gain more free space as much as possible.
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Figure 5. Design alternative with masonry walls
Figure 6-7. Design alternative with straw bale walls
Figure 8-9. Earthen material and structure alternative
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Figure 10. Exterior view of the earthen alternative
Figure 11-12.Section perspectives to show the ventilation
4.3. Design Development Phase
During the design development, the plans and other drawings were finalized and the construction
phase was started. Most of the drawing details were for passive strategies and structural additions.
To be able to obtain silver LEED certificate, 35 percent of the points are for energy and atmosphere
and passive heating and cooling strategies were designed for this project. Direct gain and indirect
gain are both used to collect, store and distribute solar energy during the cold season. The most
challenging design details are for controllers such as window shades, operable windows, operable
shutters, operable interior curtains, exterior operable night insulation curtains and etc. needed to
operate manually and easily during the day or night.
Wind catchers have been the best means for natural cooling during the hot dry summers in the desert
regions. It was a very good opportunity for the present author as the head of the Wind- Catcher
International Research Center to search for new and innovative solutions to design a double act of
wind- catching and wind suctioning. This portion of the design is still in progress, but the location of
it is ready to be installed.
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Figure 13. Plan, Perspectives and windows details
Figure 14. Foundation plan, wall section and wind catcher section
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5 CONSTRUCTION AND SUPERVISION
During the entire construction process, there were two structural engineers and one master student
of architecture named “Arman Sedighian”, who all were supervising the project. Arman’s input was
great and very constructive. He almost supervised the project every day from the design process until
the present time. He took care of selecting local materials from the nearest shops to gain the green
LEED points for “using the local materials and energy for transportation- 2 points”.
One of the best ideas was to use abolished material of Yazd University in Green Guest suit. For
example, we used one abolished bus to function as the main office of workshop.
He also made some innovative on site design decisions details that gave a good touch of taste to the
project and gave him more joy and motivation for his supervision. He became part of the project that
could transfer all the site information to Memar Kamali and the design team.
It became a great opportunity for Arman to learn and give input during all the process so far. It is
possible for him to handle a similar project with greater confidence and he gained so much motivation
to start a new project.
Three different masons were selected during the project with a different range of skills for traditional
earthen architecture as recommended by Memar Kamali. The last person, who proved to be a great
chance for us, was the master mason “Ostad Mashallah”.
Figure 15-16-17. Innovative on site details by Arman
6 RESULTS AND DISCUSSION
Building an earthen building in continuation of the traditional architecture by two governmental
organizations was the best and most important result of this project. More than 30 professionals and
academic members and students were actively involved during the design and construction phases
of the project. Some of the results of this research- design and construction project are as follows:
� Bringing together Yazd University and Yazd Electrical Company was a challenging and
important task that was mainly accomplished by the cooperation of mechanic, electric and
architecture departments headed by the Yazd University Vice Dean of research and the
passive research center of Yazd Electrical Company.
� The construction of an earthen green small suite and semi underground is a very promising
outcome after Yazd historical city, which was registered in the UNESCO list of historical
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�
�
�
�
cities, since building a new structure with earth was one of the subject of interest of UNESCO
officials during their supervisions.
Trying to build a real green building with a clear intention and criteria rather than imitating
the face of this valuable concept. Earthen material that is returned to nature easily and
without any threat, using waste materials such as reed for reinforcement, wood, wrecked bus
for site meeting place and tools storage, using the least amount of water and energy during
construction, using local materials with the least amount of embodied energy, practical
sustainability education for the student and ordinary people, training the traditional
techniques of earthen construction, using new technology and knowledge for evaluation and
many other efforts are the advantages and results of this research and building project.
Close cooperation among different disciplines to think and work together to solve the
problems of the community as a whole and practice team work.
Author decided to hold a meeting with Yazd Province politicians to present Green Guest suit
to them..
Using abolished materials of Yazd University: such as bus, Ney, etc.
Since the project is not completed and some details such as mechanical and electrical, water saving
arrangements, passive cooling controlling devices and etc. are still under construction, firm
evaluation can not be reported. Post occupancy evaluation is part of the design team objective to
follow the results and compare the expected outcome with the actual outcome.
Figure 18-19-20. The wrecked university bus as a meeting, storage place and main office of
workshop
7 CONCLUSION
Traditional earthen architecture of Yazd historical city has been preserved and restored since the
Pahlavi period, but the people have not shown any interest in building new earthen buildings because
of the cultural value change and the influence of modernity coming from the western countries. The
necessity to build new earthen architecture became much more apparent when Yazd historical city
was registered in UNESCO heritage list of historical cities and Yazd University School of Art and
Architecture was chosen to be located in the central fabric of the historical city, which is the best
government institution to serve to the purposes of this idea.
As discussed above, the green suit research- design and build project served many purposes such as
showing and proving that earthen material is the most sustainable material that is rooted in the life
of the Iranian culture and civilization and with research and application of the new technology can
become a major material for low cost and sustainable eco-friendly buildings, following the LEED
criteria based on simulation software tools and methodology and also showing that building with
earthen material with passive solar heating and cooling techniques, it is possible to reach silver LEED
green criteria and use under 50 kwh of energy per square meters; providing the opportunity of
teamwork with different disciplines; providing an opportunity for the students to learn, train and
practice with earthen material and also allowing a master of architecture, who have been a part of the
design team, to supervise the construction process from the start.
The present author hopes that similar projects are implemented to continue the traditional earthen
architecture of Yazd. Another hope is to obtain positive results from the post occupancy evaluation
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to be certain about all the predictions and actual use of energy, water and resources and this project
becomes a starting point to design and build many more earthen buildings, using the traditional and
modern technology.
8 ACKNOWLEDGMENT
The authors of this paper would like to express their deepest thanks to Yazd University and Yazd
Electrical Company’s officials, all the academic member colleagues, all the students and all the
workers, all the masons and the master masons, that allowed this project to be built. Our especial
thanks to Dr. Lotfi and Dr. Tavanayie from Yazd University, Mr. Engineer Sharif yazdi and javedani
from Yazd Electrical Company, Mr. Engineer Tabatabayie and Dadvar, Ostad Memar Kamali and
Master Mason Ostad Mashallah and finally Arman Sedighian for their support and help during the
project.
9 REFERRENCES
[1] Ayatollahi S.M.Hossein, Yazd Solar House, Reflection and Functional Evaluationafter 10
Years, Journal of Engineering, Management, & Applied Sciences & Technologies,oct 4 2012
p.379- 392
[2] Ayatollahi S.M.Hossein, Lessons from Yazd traditional architecture to design new houses,
International Conference on Patterning from Traditional Architecture to Access Contemporary
Architecture, Oct 16- 17, 2006 Tehran Iran
[3] Ayatollahi S.M.Hossein, Preserving the traditional "Wind catcher" to preserve the urban
identity (Yazd-Iran), Proceedings for the first international conference: Living in Earthen CitiesKerpic'05, 6-7 July 2005, 292-302, Istanbul Technical University (ITU), Istanbul, Turkey.
[4] Ayatollahi S.M.Hossein, Efficacy Evaluation of a Passive Solar House in Yazd, Proceeding for
4th Conference on Fuel Conservation in Building, Mar 2005, Tehran, Iran.
[5] Ayatollahi S.M.Hossein, Testing "Grounded theories" for measuring qualitative characteristics
of earthen architecture, Proceeding for the 4th Internatiomal Conference on Building with Earth
(LEHM), 74-84, Oct 2004, Leipzig, Germany.
[6] Ayatollahi S.M.Hossein, Design Evaluation of a Passive Solar House in Yazd- Iran, Proceeding
for XXXII IAHS World Congress: Sustainability of the Housing Projects, Sep 2004, A_225,cd,
Trento, Italy.
[7] Ayatollahi S.M.Hossein, Spatial quality of Earthen Architecture and method for measuring
perceptual response, Print of Papers for 9th International Conference on the Study and
Conservation of Earthen Architecture(Terra 2003), Nov-Dec 2003,Yazd,Iran.
[8] Ayatollahi S.M.Hossein, Interaction relations between Yazd traditional architecture and
Environmental in Dry land, Proceeding for 8th International Conference on Understanding
Future Dry land Environmental Changes from Past Dynamics (UDC Yazd 2002), Aug 2002,
Yazd, Iran.
[9] Ayatollahi S.M.Hossein, “Optimizing the energy usage in houses (Hot arid zones), 2003, Dry
and Desert Research Institute”, Yazd University, Yazd, Iran
[10]
Ayatollahi S.M.Hossein, “Appraising applicability of traditional windcatchers for modern
use”, 2005, Yazd International Center for Living with Desert (UNDP), Yazd University, Yazd,
Iran.
[11]
João Miguel Ferreira Vidigal de Nazaré Falcão, “Contemporary Earth Architecture”,
November 2014 Thesis to obtain the Master of Science Degree in Construction and
Rehabilitation.
[12]
Cetin. M., Cultural versus Material; Conservation Issues Regarding Earth Architecture in
Saudi Arabia: the Case of an Ottoman Fort: Ibrahim Palace in Al-Houfuf, August 2010,
International Journal of Civil & Environmental Engineering IJCEE-IJENS Vol:10 No:04
[13]
Fielden, B.M., Conservation of Historic Building, Butterworth Heinemann, 2003 {1982}.
Grondzik, Walter T Alison G. Kwok, , Mechanical and Electrical Equipment for Buildings,
2015.
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CHAPTER
Kerpic'18 — Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized 6th
International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
Göbeklitepe Visitor Center
Aydan VOLKAN, Erhan YILDIZ
Kreatif Architects
İstanbul
avolkan@kreatifmimarlik.com
eyildiz@kreatifmimarlik.com
ABSTRACT
Göbeklitepe archaeological site is located 15 km away from Şanlıurfa city center. It is understood
that the history of Göbeklitepe dates back over 12.000 years. A group of 20 buildings in circular
form, formed by arranging stone columns side by side in "T" form, were discovered. It was
fathomed that the building groups were built for worshipping. So, earning the title of being the first
known temple of the world is not surprising. Today six of these temples have come to light and can
be easily visited.
In this paper, we will try to outline the design story of the Göbeklitepe Visitor and Exhibition
Center, for which we became entitled to work as architects after winning the architectural design
competition. You will be witnessing how the figurative design story was constructed and how the
adobe (earthen wall or rammed earth) construction system was incorporated into this fiction.
Key Words: Göbeklitepe, visitor center, earthen wall, rammed earth, adobe
1 INTRODUCTION
Architecture is a discipline which allows incorporating a new dynamic into an existing system. That
is to say, what architects create affects the location. Considering the existing design environment, it
is essential that the building is a part of the strong historical area. The strong existence of the
Göbeklitepe archaeological site is an important phenomenon and thus, even little touches on the site
has enormous effects for humanity and archaeological identity of environment. Therefore, with
careful consideration of the archaeological characteristics of Göbeklitepe ruins, the needs of
Göbeklitepe Visitor Center must be met as a responsibility for the future.
2 LOCATION
Göbeklitepe is about twenty (20) km away from the city center, located on the north-east of
Şanlıurfa. It takes about fifteen (15) minutes to drive from the city (figure 1).
The excavation area, the archaeological site and the visitor center (point) are shown in Figure 2.
After you reach this point, you can buy tickets from the visitor center and get on the ring shuttles to
visit the excavation area.
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6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
Figure 1. Location
Figure 2. The excavation area
3 HISTORY OF GÖBEKLİTEPE
The first archaeological excavation started in 1995 with the cooperation of German Archaeology
Institute and Şanlıurfa Museum. Prof. Dr. Klaus Schmidt manages the excavations. After the first
excavations, it is understood that Göbeklitepe is a series of circular and oval shaped structures
situated at the top of a hill. Archaeological researches prove that these installations were not used
for domestic purposes. They were discovered to be twelve thousand (12.000) years old temples.
This makes Göbeklitepe the oldest temple in the history. In other words, it is the zero point in time.
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International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
4 PARTICIPATION IN THE GÖBEKLİTEPE VISITOR CENTER PROJECT
Ancient archaeological elements constitute an important heritage for humanity. In order to exhibit
those historical ruins to the public, Doğus Holding sponsored for the Göbeklitepe Visitor Center
Project and a competition was held where creative architects were invited. This valuable project
needed to be handled carefully. Given the internal and external factors, conceptual design was
developed step by step. Doğuş Holding announced the winner and thus, Kreatif Architects was
chosen to use their creative skills for the Göbeklitepe Visitor Center Project.
5 ACCESSIBILITY AND LEGISLATION OF GÖBEKLİTEPE
Figure 3. Google Earth view of the site
The main access to Gobeklitepe from Urfa is shown below (figure 3). How visitors could reach to
the site was planned according to the existing transportation system. On the site, primarily one
circular block was designed as a visitor center on the main road from Urfa. Both individual and
public transportation systems were considered to allow the visitor to access to the main
archaeological site. Therefore, parking lot and bus stops were planned near the visitor center
building. Shuttles to the archaeological site and shaded pedestrian path were also planned. Finally,
the existing visitor block had to be protected and at least the permit to change the facade of the
building was granted.
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Hasan Kalyoncu University, Turkey, 1-2 June 2018
6 CONCEPTUAL PROCESS OF THE PROJECT
Göbeklitepe served as a temple in ancient times. The floor plan of temple is in circular shape (figure
4) which is the main characteristic of Göbeklitepe urban pattern. Kreatif architects utilized those
existing circular shapes for the design in order to create a relation and harmony between the site and
the visitor center. Visitor center is not only a building, but also offers some outside space which
reflects the relation between indoor and outdoor, old and new, building and surrounding. It has a
transparency between the site and new facilities planned for the location. Therefore, when visitors
come to visit it, they feel a unified system between the archaeological zone and the visitor center.
Figure 4. Conceptual Diagrams
For visitor center complex, three circular shapes were defined, i.e. main visitor area, exhibition hall
and multimedia and amphitheater. Between these functional points, according to surrounding
landscape, these functions were connected to the earth, which determines the circulation between
them.
Another design step was to prepare a physical 3D model (figure 5) to experience the relation
between mass and void and between built and un-built. Next to the archaeological site, the legibility
of main identity of landscape was a key to respect the existing environment in order to design a
successful architectural building. Based on the landscape, organic lines flow between buildings, and
the building should give the feeling that it is a part of the earth. Both the building form and
materials used are important for architectural elements and landscape design.
Figure 5. Conceptual
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Kerpic'18 — Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized 6th
International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
7 ARCHITECTURAL DETAILS OF THE PROJECT COMPLEX
On the master plan (Figure 6), the functional distribution, including exhibition center (also referred
to as multimedia hall), visitor center and amphitheater, is shown as supported by parking lot and
bus parking area for easy access by visitors. Circulation paths and stops of shuttle that transports
visitors to the archaeological ruins are also shown. This complex is in service and landscape
elements are highlighted.
Figure 6. The site plan of project
According to the floor plan, circulation outside was reflected into the interior circulation. Materials
used on façade were also used for interiors. In other words, the project complex is a full complex
with its interior and exterior elements. Upon entry, tourists and visitors are directed to the visitor
center blocks. Based on its floor plan (Figure 7), interrelated functions such as entrance hall,
offices, restaurant, ticket desks, shop and technical, prayer room and WC are available.
The architectural plan of the exhibition center (Figure 8) was planned based on the same principle.
Multimedia exhibition is located at the center of building, which has less light than the outside. The
outside of the building has natural light, which creates a favorable condition for the exhibition hall,
including administrative area and circulation. Lounge and kitchen are also embedded to enhance the
quality of venue, considering the lack of social areas surrounding Göbeklitepe archaeological zone.
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Hasan Kalyoncu University, Turkey, 1-2 June 2018
Figure 7. Visitor center architectural flor plan
Figure 8. Exhibition center architectural floor plan
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6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
As for the conceptual approach of the project, Kreatif architects decided that the design had to be
connected to the earth as an identity of landscape, thus, respecting the existing environment. It is a
sustainable approach since the material is locally available, natural and eco-friendly and long
distance transportation is not necessary. The building structure is formed by both steel and
reinforced concrete. Earthen wall is used as building envelope as well as for the interior walls.
Rammed earth walls are constructed by ramming a mixture of selected aggregates, including
gravel, sand, silt and a small amount of clay, into place between flat panels called formwork.
Traditional technology was used to ram the end of a wooden pole into the earth mixture to
compress it. Modern technology has replaced the pole with a mechanical ram.
Stabilized rammed earth is a variant of traditional rammed earth that adds a small amount of cement
(typically 5-10%) to increase strength and durability. Stabilized rammed earth walls need a slight
added protection but are usually coated with an air-permeable sealer to increase the lifecycle of the
material — it depends on the circumstances. Thousands of unsterilized rammed earth buildings
around the world have given good service over many centuries.
Most of the energy used in the construction of rammed earth is spent in quarrying the raw material
and transporting it to the construction site. However, use of on-site materials can reduce energy
spent in construction. Rammed earth provides limited insulation but excellent thermal mass.
Rammed earth walls are sometimes known as pisé walls — from the Latin origin pisé de terre. First
used in Lyons, France, in 1562, the term applied to the principle of constructing walls at least
500mm thick by ramming earth between two parallel frames that were then removed, revealing a
completed section of compressed earthen wall. While 500mm thick walls may still be constructed,
optionally with or without cement, most modern rammed earth walls in Australia are built using
cement as a stabilizer and are typically 300mm thick for external walls and 300mm or 200mm for
internal walls.
4 CONCLUSION
Consequently, Göbeklitepe Visitor Project is located adjacent to extremely important
archaeological ruins. Therefore, designing a building on the existing environment, especially
adjacent to historical ruins, is a huge responsibility for architects.
Figure 10. Göbeklitepe visitor center
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6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
Both the form of design and materials used in the project are vital. This project primarily aims to
create a design that respects the existing landscape and environmental elements. The use of round
shaped blocks reflects the identity of the place and using earthen walls provide a visual and
physical connection between the building and the landscape.
5 ACKNOWLEDGMENTS
Earthen wall application is novel for Kreatif architects. In line with the request for assistance from
Doğuş Holding, the sponsor, Prof. Bilge Işık, who is profoundly experienced in the field of earthen
wall/adobe, was recommended. She played a key role in earthen wall application/concept of the
project.
6 REFERENCES
[1] Easton, D. 2007. The rammed earth house. Chelsea Green, White River Junction, VT.
[2] Lawson, B. 1996. Building materials, energy and the environment: towards ecologically
sustainable development. Royal Australian Institute of Architects, Red Hill, ACT.
[3] Minke, G. 2009. Building with earth: design and technology of a sustainable architecture.
Birkhäuser Architecture, Basel.
[4] Rael, R. 2008. Earth architecture. Princeton Architectural Press, NY, NY.
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4
CHAPTER
Kerpic’18 – Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized
6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
Recommendations for Çanakkale-Ayvacık Post-Earthquake
Housing Needs and Solutions
Seyhan Yardımlı1, Bilge Işık2, Özlem Balık3
1
Istanbul Aydin University,
Hasan Kalyoncu University-Gaziantep,
seyhanyardimli@aydin.edu.tr,
isik.bilge@gmail.com
ozlembalik@gmail.com
2
ABSTRACT
A number of housing units were rendered uninhabitable when an earthquake struck Western Turkey,
centered in the Ayvacık district of Çanakkale province in February, 2017. The local inhabitants have
been living in shipping containers. Thus, the mass production of emergency housing is urgently
needed in order for these people to regain healthy living conditions. The objective of this study is to
examine the causes for structures that were damaged in the villages and to recommend housing
production that is earthquake-safe and appropriate for the region. The region’s traditional structures
are made of stone and adobe material. Adobe material is recommended for new buildings.
Earthquake safety of modern adobe building technology as well as contemporary production
technique are summarized in the declaration. The construction period with the traditional ‘adobe’
technique blended with straw lasts the entire summer season. While constructing 3-5 m3/day with a
labor team using the ‘Sledgehammer’ technique is possible, the construction duration can be
accelerated by producing walls with a tunnel mold by using a ‘Shotcrete’ machine, which has an
output of 40 m3 rather than 5m3 per hour. New adobe construction technologies for solving
emergency housing needs in the Ayvacık area will be summarized below.
Key Words: Çanakkale Ayvacık Earthquake, Adobe Production Technique, Adobe Material
Additives, Rapid Adobe Construction Production
1 INTRODUCTION
The province of Çanakkale is located in a 1st degree earthquake zone and tremors that have struck
the tectonically active region during recent centuries show the area is still seismically on shaky
ground. Situated over one of the world’s most active faults, the region is known to have been hit by
15 major earthquakes along the Northern Anatolian Fault (KAF) over the past century. On 6
February, 2017, an earthquake measuring 5.3 struck the population center of Çanakkale, Ayvacık,
destroying many of the structures in the region, and rendering most of the homes in the surrounding
villages uninhabitable, which forced the local inhabitants to take up temporary dwellings. An acute
housing shortage has since emerged in the region. The containers in which the homeless locals dwell
do not provide the necessary thermal protection and have rendered living conditions here even more
deplorable.
The damage assessments and building construction technologies of the villages in the region were
examined in this field study, whereas recommendation was made for an adobe production technique
that can be produced with rapid technology in order to meet the need for emergency housing, which
emerged in the region’s severely damaged villages. The recommendation was followed through the
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6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
implementation of a rapid adobe construction technique with the participation of the mayor of
Ayvacık and his personnel. The study was planned to include materials to be used in the adobe
construction production, the type of mold to be applied and production technology and an exemplary
building was constructed for the municipal staff.
2 REGIONAL CHARACTERISTICS & DAMAGE ASSESSMENT
Damage sustained from the earthquake that struck the Çanakkale Ayvacık district, the earthquake’s
properties and the region’s construction characteristics were touched upon in this chapter of the
study.
2.1 The Region’s Earthquake Properties
Turkey is situated in a zone with active earthquake belts. Given the geography of Turkey, our field
study region, i.e. Çanakkale, has high earthquake-generating energy and seismically active fault
lines. Although the exact times of such earthquakes cannot be scientifically predicted, the regions
are categorized by the degree of risk (Figure 1). The fault line of Çanakkale province, the focus of
our study, is shown in Figure 2.
Figure 1. Map of Turkey’s Earthquake
Regions [1]
Figure 2. Fault lines of Çanakkale province [2]
Two active fault lines exist in the region. The first line is the Yenice-Gönen Fault Line (the
continuation of the Northern Anatolian Fault Line) as well as the Saroz-Gaziköy Fault Line, which
passes beneath the Gelibolu (Gallipoli) Peninsula and into the Aegean Sea. The second line
comprises of Etlil fault and Çan-Biga fault, which have sufficiently high energy to generate
earthquakes [3]. From a seismicity aspect, Çanakkale region is situated in a 1st degree earthquake
zone. The focus of our study, Çanakkale province’s Ayvacık district, is the westernmost tip of the
Marmara region, known as Baba Burnu.
Several earthquakes of various magnitudes struck the Çanakkale province Ayvacık district between
15 January and 12 February 2017. The sources indicate that several structures sustained damage from
the earthquakes in Ayvacık district as well as the villages of Tuzla, Çamköy, Yukarıköy, Babakale,
Taşağıl and Bademli and luckily, any loss of life was not reported [3]. The 5.4-magnitude earthquake
that struck Çanakkale’s Ayvacık/Gülpınar region on 6 February, 2017 caused severe damage to the
region, whereas the 4.5- and 5.4-magnitude aftershocks that occurred on 15.01.2017-16.02.2017
rendered the damaged buildings uninhabitable [4].
2.2 The Typology of the Region’s Structures
Ayvacık is situated in a mountainous rocky terrain. From the aspect of convenient supply and
economics, a great majority of the structures are built from materials such as locally produced stone,
soil and bricks. Generally speaking, the structure of the materials used constitutes simple
construction systems.
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6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
The single- or two-storey floors, comprising of four-edged body walls of latticework-style rubble
using a binding adobe mortar, were placed on top of each other without containing them in a certain
system (Figure 3). In some buildings, the roof-wall was erected without using any binding material.
a
b
Figure 3. a, b, Using soil as a binder in masonry works.
When we examine the wall construction technology of the uninhabitable structures, it seems that
masonry systems do not meet the required standards. Binding stones (keystone) were not available
in the masonry work that would intertwine with each other. While the staggered masonry technique
was assumed to be applied, in the grout joint intervals of the stone masonry work, wall systems were
installed in these damaged structures without binding these stones, which did not offer heading bond
property. The earthquake caused cracks in the regions where the staggered masonry system was not
applied as required in the grout masonry (Fig. 4). Reinforcements were made with modern materials
in order to rectify deformations that had occurred in these structures. For instance, reinforced
concrete lintels, beams, column supported bricks and briquette materials were added to the existing
structures, resulting in complicated non-system structures (Fig. 5).
Figure 4. Visible cracks in the building
Figure 5. Example of a complicated system
The masonry that formed the two surfaces of the wall were practically filled with smaller stones and
soil filler, whereas stones positioned into the two surfaces of the wall were not connected to each
another. For this reason, the stones found on both sides disassociated from each other and collapsed
(Fig. 6 a, b). The wall was not stabilized and beam (hatil) elements to protect it against earthquake
loads were not in place. This was a crucial drawback that prevented the walls from being stable.
The majority of roof coverings in the region are flat earthen roofs. For this covering, wooden beams
and logs were laid as the framework and covered with reeds and soil (Fig. 7). While designing the
roofing systems on the buildings, errors were made such as keeping overlapping margins at the
wooden beams and wall connection points too short and the failure to include connecting lentils,
which resulted in the collapse of the earthen roof covering.
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Kerpic’18 – Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized
6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
a
b
Figure 6 a, b. The stone masonry of the two surfaces was not Figure 7. Example the roof
mutually linked and slipped off the surface.
covering type commonly used
in the region
Structures that were damaged or destroyed throughout the region were constructed without
complying with or observing the applicable construction techniques and technologies. The structures
where wall paving techniques were implemented more carefully and straighter were observed to
remain intact.
3 ADOBE PRODUCTION TECHNOLOGY AS AN ALTERNATIVE FOR RAPID
HOUSING PRODUCTION
A substantial housing shortage has emerged as a result of the earthquake that struck the region.
Adobe structures, which are healthy, offer thermal comfort and humidity balance and are
economically viable, have been recommended as a good solution for the region. The ADOBE
obtained by adding hay to suitable soil is a building material that balances humidity, can be easily
obtained, does not require high production energy, offers high thermal insulation, is environmentally
friendly, recyclable and natural. It takes a long time to construct building with straw-added mudbrick.
Obtaining the material, allowing it to settle once hay is added to the soil in the pool, producing the
adobe blocks individually, spreading them out over a wide area to dry, turning them over for proper
drying, transporting them to the construction site, the paving process itself, and the foreman/worker
procedures can all take several months.
As a result of research conducted at ITU by Prof. Ruhi Kafesçioğlu, soil mixed with gypsum and
lime proved to be water resistant. This material, which is a combination of the Turkish words for
gypsum and lime, ‘alçı’ and ‘kireç,’ was named ‘ALKER.’ In terms of mechanical and physical
characteristics, adobe with gypsum and lime additives (Water 20%, Lime 2% and Gypsum 10%)
produced some favorable results for construction in experiments conducted [5].
3.1 Rapid Adobe Production Technique/Method
In terms of construction time, the traditional straw-blended ‘adobe’ technique is not suitable for
meeting the current needs. Techniques have been developed to shorten construction times of modern
adobe structures. ‘Rammed’ and ‘shotcrete’ may be considered amongst these accelerated
techniques. A team of workers can construct 3-5 m3 per day utilizing the knocking technique. If the
"Shotcrete" machine with a production capacity of 40 m3 instead of 5 m3 per hour is selected, and
tunnel molds are used in the walls, the speed of one structure per hour can be achieved.
Rammed technique: Mortar mixed with soil-gypsum-lime additive is poured into a reinforced
concrete mold. Depending on the type of soil used, 20 cm of soil poured into the mold is compressed
to 14 cm, using a sledgehammer. Using the rammed technique, a workforce of four people may
produce around 3 m3 per day (Fig. 8). Manually mixed soil that is poured into molds may also be
mixed with a cement mixer (Figure 9) in order to speed up the process.
Depending on the type of soil to be used in the wall construction,
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Kerpic’18 – Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized
6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
For every 100 kg of soil,
10 kg gypsum
2 kg lime
and sufficient water (20%) to allow the components to adhere to each other, as seen in the palm, is
used (Fig. 10). Cracking may occur during the drying stage if excessive water is used, which may
result in a negative impact on the resistance.
Figure 8. Soil mortar is Figure 9. Using a cement Figure 10. Determining the
compressed in a steel mold mixer to mix the soil to be amount of water to be mixed
using a sledgehammer
used in adobe production
into the soil
Shotcrete production technique: A shotcrete machine is used. By means of a shotcrete machine and
compressor, soil is sprayed into the mold using a hose (Fig. 11 a, b). The Shotcrete machine is used
to reinforce the internal and external surfaces of masonry walls for earthquake safety by spraying
concrete. High-powered, high capacity shotcrete machines are used to reinforce soil surfaces of
highway tunnels. As a result, it is possible with this technique to produce any wall from 4 m3 to 40
m3 per hour. If the total wall volume of a small house is 40 m3, the walls of a house can be erected
just in one hour by using a shotcrete machine.
a
b
Figure 11 a, b. Machine mixed soil is (a) sprayed (b) and placed into molds.
3.2 Principles for earthquake-safe masonry walls
To make a structure earthquake-proof, horizontal forces arising from the earthquake, which may
cause diagonal cracks on the wall, must be prevented. If a horizontal force is generated by an
earthquake and diagonal cracking occurs, the wall above the crack will slide during a landslide,
causing the entire structure to topple. If horizontal cracks, instead of diagonal cracks, occur as a
result of force divergence, the structure continues to bears its own weight and will not collapse.
In order to prevent the wall from collapsing due to horizontal cracks during an earthquake, an energy
dissipation surface layer is placed from the bottom to the top at 40 - 60 cm intervals in the mold
filler. The slip plane can also be a simple plaster wire, such as GEOGRID, which is used to reinforce
the fill in highway construction.
The desired type of ceiling covering can be made once the walls are brought up to floor height.
However, optionally, wooden roof coverings can also be made. Reinforced concrete joists and slabs
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Kerpic’18 – Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized
6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
are recommended. A joist height of 30 cm. to be used with reinforced concrete flooring over the
adobe masonry wall is considered sufficient. A balcony or bay window may be added as suitable for
the system applied for flooring or reinforced concrete ceiling covering system.
A reinforced concrete foundation and a footing should be laid down under the masonry walls in
accordance with this construction method. As for the building’s foundation, a standard reinforced
concrete raft foundation produced for modern reinforced concrete structures can also be laid down.
The structure can be completed within a short time if the spraying technique is used in the wall
construction stage after the foundation is complete and the concrete floor is laid. Steel molds that are
used in the construction of ready-made curtain walls are positioned onto the foundation floor for the
supporting walls. Depending on the climatic conditions, wall widths should be at least 50 cm.
3.3 Demonstrating an Examplary Adobe Application for Ayvacık Municipal Staff
A “rapid adobe building technique workshop application” was demonstrated before the building
management staff of Ayvacık Municipality with the purpose of meeting the housing shortage arising
from the Ayvacık earthquake through adobe materials.
For this workshop study, first:
- A steel mold to ensure wall production in a short time was prepared,
- Then adobe mortar had to be mixed to make the walls,
- The proper proportions of materials such as gypsum, lime, sand and soil necessary for making
the mortar were added.
All those were dry-mixed in order to ensure a homogenous mixture and then the mortar was formed
by adding water. After pouring the prepared mortar into the mold, it was compressed into the mold
by knocking it into place. After the compressing process was completed, the mold was opened and
the earthen wall was thus obtained. The stages of this process are shown in [Table 1].
Table 1. Pouring the adobe mortar mixture into the mold and removing a finished wall from the
mold
Dry mixing of sand and soil
Mixing gypsum and lime
Pouring mortar into the mold
Compressing the mortar into
the mold
Opening the mold
Forming the wall
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Kerpic’18 – Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized
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4 CONCLUSION
The local people have been living in containers since the destructive 5.4 earthquake that struck
Turkey’s Çanakkale Ayvacık region in February, 2017. The majority of the region’s traditional
structures are made from stone and partly from adobe materials. At the present time, stone and adobe
masters are difficult to find and those who are available do not have higher education credentials.
While buildings that were produced with better techniques remained intact, those that were not
produced to appropriate technical standards collapsed in the earthquake.
In terms of physical structure, adobe material has a high thermal transfer and a humidity balancing
characteristic. At the same time, it is eco-friendly and easily biodegradable.
With the recommended adobe building technique, it will be possible to produce a housing unit in the
region just in a few days. This process offers an emergency solution for the region’s people who still
live in containers. Moreover, adobe has made it back onto the global habitation agenda as a preferred
eco-friendly material that ensures thermal comfort.
Considering current emergency housing and economic conditions, adobe buildings are regarded as
an extremely favorable construction technique and material for the region. Instead of making single
mud bricks, the adobe building technique proposed here pours the prepared mortar into steel molds
to build a large number of adobe structures in a short time. This system will be able to meet the need
for low-rise village cottages in a short span of time and in a healthy manner. The buildings produced
with this system constitute structures that are earthquake-resistant and easily ensure thermal comfort.
Adobe has been proposed as a system which can offer a quick-fix solution for the region’s people as
a healthy, eco-friendly, economical, non-waste, low-energy heating system that offers protection
against humidity for years to come.
5 REFERENCES
[1] http://www.deprem.gov.tr/tr/kategori/deprem-bolgeleri-haritasi-2884, 15.04.2017
[2] B.Ü. Kandilli Rasathanesi Gülpınar-Ayvacık (Çanakkale) Depremi Basın Bülteni, 15.01.2017
[3] İMO Çanakkale Şubesi “Çanakkale İli Ayvacık Depremi Raporu”, pp. 2, 28 Şubat 2017
[4] Kaypak B., Gülpınar-Ayvacık (Çanakkale) Bölgesindeki Güncel Deprem Hareketleri, A.Ü.
Jeofizik Mühendisliği Bölümü,
http://www.jeofizik.org.tr/resimler/ekler/1d01b624abaf10a_ek.pdf
[5] Işık B., ‘Conformity of Gypsum Stabilized Earth- Alker Construction with ‘Disaster Code 97’
in Turkey’, Cyprus International University, N-Cyprus , International Journal of
Civil&Environmental Engineering IJCEE-IJENS vol: 11 No:02, April 2011
[6] Berge B., The Ecology of Building Materials, Second edition, ISBN: 978-1-85617-537-1,
Elsevier Ltd, Italy, pp.209, 2009
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Hasan Kalyoncu University, Turkey, 1-2 June 2018
CV: 1Asst. Prof. Dr. Seyhan Yardımlı, Asst. Prof. Dr. Seyhan YARDIMLI, Istanbul Aydın
University, Faculty of Architecture and Design Department. She earned her Master’s Degree in
Department of Structural Engineering and Doctoral Degree in Department of Building Materials.
She has 2 Post – Graduate Students, 25 publications and is married with 1 child.
CV: 3Özlem Balık, She graduated from Department of Civil Engineering in Karadeniz Technical
University. She completed the master’s degree in the Conservation of Cultural and Natural Properties
in Kadir Has University, Institute of Science. She has been working in Istanbul Fatih Municipality
for restoration of historic structures. She has been working on the restoration works of Byzantine and
Ottoman Structures in the Historic Peninsula. She has conducted the restoration process of civil
architectural structures, hydraulic structures, cisterns, madrassah, primary schools and religious
buildings. She is currently the controller of study of application of roof restoration of the Grand
Bazaar. She worked as a teaching assistant in Istanbul Aydın University Architectural Restoration
Department. Her Ph.D. studies in Architectural Department of Institute of Science of Aydın
University continue.
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5
CHAPTER
Kerpic’18 – Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized
6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
Using a Nylon Rope Mesh as Seismic Reinforcement for
Earthen Constructions
Marcial Blondet1, Nicola Tarque2, Julio Vargas3,
Pontifical Catholic University of Peru (PUCP)
mblondet@pucp.edu.pe
1
ABSTRACT
This article presents preliminary results of an ongoing research project whose objective is to
develop a structural reinforcement system for earthen constructions located in seismic areas. The
proposed reinforcement consists of a mesh made of nylon ropes, which envelopes completely all
the earthen walls and maintains structural integrity even after the walls have been significantly
damaged by earthquake forces. A design methodology was developed to specify the required
reinforcement for one-story earthen constructions and was validated via shaking table testing of
several large-scale one-story adobe housing models. Recently, four two-story half-scale models
were also tested on the shaking table: two without reinforcement and two with rope mesh
reinforcement. The test results obtained and the needs for further research are discussed in the
article.
It is thought that the use of a rope mesh as seismic reinforcement for earthen constructions has
the potential to protect the lives of millions of families which are currently are at risk and the
integrity of invaluable earthen historical monuments.
Key Words: Seismic reinforcement, Earthen constructions, Shaking table tests
1 INTRODUCTION
The high seismic vulnerability of earthen buildings is due to the poor structural properties of their
walls: earthen walls are dense and heavy, have extremely low tensile strength and, as a result,
during earthquakes they fail in a brittle fashion, without any warning. As a consequence, every
significant earthquake that has occurred in regions where earthen construction is common has
produced tragic loss of life and considerable material damage. For instance, in Peru the Ancash
1970 earthquake killed around 70,000 people. Almost half of them died crushed by their own
adobe houses, and the other half was buried by an avalanche. In the 2001 El Salvador earthquake
1,100 people died, more than 150,000 adobe buildings were severely damaged or collapsed and
over 1.6 million people were affected (Fig. 1, left, from Dowling 2004;). More recently, the Pisco
2007 earthquake in Peru destroyed around 70,000 earthen houses and caused almost 550 deaths
(Fig. 1, right).
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6th International Conference
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Figure 1. Earthquake destruction of adobe houses Latin America.
Left: El Salvador 2001. Right: Peru 2007.
A team of researchers from the Pontifical Catholic University of Peru (PUCP) has been working
since the 1970s towards finding simple and economical ways to provide seismic safety to earthen
buildings. Reinforcement systems made with different natural and industrial materials were
studied: bamboo canes, wire meshed, plastic tubes, and polymer meshes (Vargas and Ottazzi
1981, Blondet et al. 1998 and 2011, Zegarra et al. 1997 and 2001). In this article, the use of nylon
rope meshes is proposed for the seismic retrofitting of one and two-story adobe buildings.
2 REINFORCEMENT TECHNIQUES FOR EARTHEN BUILDINGS
The seismic performance of the reinforcing systems for earthen buildings studied at the PUCP
was evaluated via shaking table tests of one-story large-scale models, as described below.
Internal cane mesh reinforcement (Blondet et al. 1988)
The reinforcement consists of vertical cane rods anchored to a concrete foundation and placed
inside the adobe walls. The adobe block layout defines the distance between the vertical cane
rods. Horizontal layers of crushed canes are placed in the horizontal joints every few rows and
tied to the vertical cane reinforcement (Fig. 2). Finally, this internal cane mesh reinforcement is
tied to a wooden crown beam.
Figure 2. Internal cane mesh reinforcement.
Right: Cane and adobe layout. Right: Placement of horizontal crushed cane.
The one-story roofless models reinforced with this system demonstrated excellent seismic
behaviour during intense unidirectional shaking since the internal cane mesh was able to keep the
damaged walls together and maintain structural integrity. The main limitation of this system is
due to the scarcity of cane in most seismic regions.
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2.1 External wire mesh reinforcement (Zegarra et al.1997 and 2001)
This technique consists of nailing wire mesh bands against the adobe walls and then covering
them with cement mortar. The mesh is placed in horizontal and vertical strips, following a layout
similar to that of beams and columns. This reinforcement system provided significant additional
strength to one-story large-scale adobe masonry models undergoing moderate amplitude tests at
the PUCP’s shaking table. However, the mode of failure was brittle during a strong test, which is
considered unacceptable seismic performance (Fig. 3, left). During the 2007 Pisco earthquake in
Peru, while surrounding houses were severely damaged or destroyed, houses reinforced with this
system did not suffer any damage and were used as shelters, as shown in Fig. 3 right.
Figure 2. Adobe buildings with wire mesh reinforcement.
Left: Brittle failure during test. Right: Undamaged house after 2007 earthquake.
Wire mesh and cement are expensive for the inhabitants of earthen houses in developing countries
and exceed their economic capacity.
2.2 External polymer mesh reinforcement (Blondet et al. 2006)
Several similar one-story large-scale adobe housing models with different amounts and types of
polymer mesh were tested on the PUCP’s shaking table in order to explore the possibility of using
these industrial products as seismic reinforcement for earthen buildings. The first models were
reinforced with different amounts of geomesh or geogrid (Fig. 4, left). They showed good
dynamic response during earthquake simulation tests: although the adobe walls were damaged,
collapse was avoided even during very strong shaking. As expected, the amount and spread of
damage on the adobe walls increased as the quantity of polymer mesh reinforcement was reduced.
Since geogrid is quite expensive in Peru, it was decided to study also the use of a cheaper plastic
mesh, usually employed as a soft safety fence in construction sites. The adobe model shown in
Fig. 4 on the right was reinforced with bands of plastic mesh located in the regions where most
damage was expected. After a strong shaking test, the adobe walls were broken into several large
pieces, which were held together by the plastic mesh. The mesh was deformed and broken in
several places, indicating that the amount provided was barely adequate. Although the building
suffered significant damage, collapse was averted.
Figure 3. Adobe models reinforced with polymer mesh.
Left: Geogrid. Right: Plastic mesh.
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These test results have demonstrated that moderate amounts of strategically placed polymer mesh
reinforcement can therefore be used to prevent the seismic collapse of one-story earthen buildings.
2.3 Nylon rope reinforcement (Blondet et al. 2016)
PUCP´s research team is currently working on a technique to reinforce earthen buildings by
wrapping all the walls with a mesh made of nylon ropes (halyard). This technique can be
successfully combined with a mud injection repair procedure intended to recover as much as
possible of the original strength and stiffness of damaged earthen walls. The rope mesh
reinforcement’s main function is to maintain the integrity of the earthen walls after they have
been severely cracked by an earthquake, by preventing broken wall portions from overturning
and falling off. A one-story adobe masonry model was built in the PUCP’s Structures Laboratory
and tested on the shaking table to evaluate the feasibility of this technique. The model was first
shaken in order to induce representative seismic damage. The larger cracks were then repaired by
injecting a liquid mud grout inside them. After the repaired cracks were suitably dry, the model
was reinforced with a mesh made of nylon ropes with ½” nominal diameter. Rope spacing was
selected according to the adobe blocks layout (Fig. 5, left).
All ropes were tensioned using metal turnbuckles, and then rope ties were placed across the walls
in order to join the exterior and interior meshes. The model was then tested again on the shaking
table with a sequence of movements of increasing intensity. Its seismic response during the
strongest shaking was considered to be excellent because the mesh reinforcement maintained the
structural connection between roof and walls, controlled the excessive displacements of the walls
and avoided partial collapses, thus preserving the integrity of the structure (Fig. 5, right).
With slight and careful modifications (such as avoiding the drilling of the earthen walls), this
repair and reinforcement procedure would fully agree with conservation principles of minimum
intervention, compatible reinforcement and reversible solutions.
Figure 4. Repaired and reinforced adobe model after testing.
Left: cracking pattern. Right: model after intense shaking table test.
A structural design procedure was then developed to compute the required seismic rope
reinforcement for a given earthen structure subjected to seismic loading. The design should
specify a rope mesh capable of avoiding the overturning of all possible wall portions. An alternate
rope mesh reinforcement was then designed to be provided to an identical one-story large-scale
model, but this time with a thinner 5/32” diameter rope. Fig. 6 on the left shows the layout of the
resulting, denser mesh. The dynamic response of this test specimen was considered to be
excellent, as the rope mesh was capable of preventing the overturning of large wall portions
during a single strong shaking. Fig. 6 (right) shows the condition of the model after the test.
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Figure 5. One-story adobe model reinforced with 5/32” nylon mesh.
Left: mesh layout. Right: cracking pattern after strong shaking.
The dynamic testing campaign on rope-reinforced adobe masonry models has revealed that this
reinforcing system is adequate to prevent collapse of one-story earthen buildings subjected to
strong seismic shaking. However, in Peru (as in many other countries) two-story houses are
prevalent, and therefore, it was decided to study whether this system was also suitable to protect
taller earthen buildings.
3 PRELIMINARY RESULTS FOR TWO-STORY BUILDINGS
In many cities, towns and villages of the Andean regions, it is common to find two-story earthen
houses. For example, Fig. 7 shows a view of the city of Huancavelica, in the South Central Peru,
where many two-story houses can be seen.
Figure 6. A view of the city of Huancavelica. Notice many two-story houses. (Photo: Culture
Ministry, Peru, www.cultura.gob.pe/es/ddc/huancavelica).
Shaking table testing of large-scale models of two-story earthen buildings is not possible on the
PUCP’s shaking table, which was designed specifically to perform dynamic tests on one-story
earthen full-scale models, with 4x4 m2 plan dimensions and a maximum weight of 150 kN. The
only possibility to perform dynamic testing on two-story models was therefore to use reducedscale test specimens. It was therefore decided to design and build a reduced scale two-story model,
which should be able to represent with acceptable accuracy the dynamic response of a typical
two-story adobe prototype structure.
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3.1 Scaling process
The two-story reduced-scale adobe building model was designed by establishing similitude ratios
λ between each relevant physical property of the prototype and the equivalent property of the
model.
Due to the dimensions of the laboratory facilities, it was decided to build a half-scale model.
Therefore, the length scaling ratio (Prototype/Model) was λL = LP/LM = 2, and correspondingly,
the scaling ratios for area and volume were, respectively, λA = 4 and λV = 8. Since the model was
to be made with the same soil as the prototype, the scaling ratios for mass density, modulus of
elasticity and mechanical strength were equal to 1. Therefore, the mass ratio was λM = λV = 8, and
assuming that the applied stress ratio was equal to the material strength ratio (i.e. ignoring gravity
stresses) implied that the force ratio was equal to the area ratio (λF = λA = 4). Finally, Newton’s
2nd law (F = ma) implied that the acceleration ratio was λa = ½ and therefore, to have λL = 2 the
time ratio must be λT = TP/TM = 2.
The shaking table displacement command signal used to test the scaled two-story adobe model
was therefore obtained by halving the amplitude of the prototype displacement command signal
(LM/LP = 1/ λL = ½), and by compressing the time scale by a factor of two (TM/TP = 1/ λT = ½).
3.2 Half-scale test models
Four half-scale two-story adobe building models were built in the PUCP’s Structures Laboratory.
Two models were unreinforced and represented typical Andean two-story adobe houses. The
other two models were reinforced with a mesh made from nylon ropes with 1/8” nominal
diameter, thus respecting the scale ratio for linear dimensions λL = LP/LM = 2, as a previously
large-scale specimen had been reinforced with 1/4” ropes. Figure 8, on the left, shows a drawing
of a reinforced half-scale model and, on the right, a photograph of the test model on the shaking
table. Some portions of the reinforced adobe walls model were left intentionally without stucco,
with the hope of being able to visualize the response of the ropes during shaking.
Figure 8. Two-story half-scale adobe reinforced model.
Left: construction schematics. Right: test model on the shaking table.
As expected, the unreinforced models suffered significant damage and were near collapse during
moderate shaking. Figure 9 on the left shows the condition of one of the unreinforced models
after shaking with peak displacement amplitude DM = 41 mm and peak acceleration AM = 1.27 g.
In prototype scale, these table motions would correspond to ground motions with peak
displacement DP = λL DM = 2 DM = 82 mm and a peak acceleration AP = λa AM = 0.5 AM = 0.63 g.
This is consistent with the observation in the field that actual 2-story adobe buildings collapse or
are inhabitable after moderate earthquakes.
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Hasan Kalyoncu University, Turkey, 1-2 June 2018
The rope-reinforced half-scale models showed a completely different dynamic response. Whereas
one of the models was subjected to a sequence of motions with increasing intensity, the second
model was subjected to the most intense motion that the table can safely provide. In both cases,
and similarly to the one-story large-scale models, although the adobe walls broke in several large
blocks, the provided rope reinforcement was able to prevent the overturning of these blocks, thus
preserving the structural integrity of the models. Figure 9 (right) shows the condition of a
reinforced model after a test with peak table motion displacement DM = 56 mm and acceleration
AM = 1.67 g. In prototype scale, the ground peak displacement and acceleration would be DP =
112 mm and AP = 0.83 g, respectively. Clearly, the seismic response of the model is adequate
since the structure is still stable after strong shaking.
Figure 9. Two-story scaled models after shaking table testing.
Left: unreinforced, close to collapse. Right: reinforced, with moderate damage.
These preliminary experimental results are encouraging because they indicate that it seems
possible to design suitable rope mesh reinforcement to provide safety to the inhabitants of real
two-story earthen buildings located in seismic areas.
4 FURTHER WORK CHALLENGES
The immediate research phase will be to attempt to extend the reinforcement design procedure
developed for one-story earthen buildings for its use on two-story earthen structures. This is a
challenging problem of structural dynamics of multiple interacting colliding blocks joined by
strings. After a design procedure is proposed, it would have to be validated with a series of shaking
table tests.
The availability of technical solutions, unfortunately, is not sufficient to solve the real problem of
the unacceptable seismic risk for the millions of earthen house dwellers. Mitigation of seismic
risk will be possible only when the users themselves adopt improved earthen construction systems
as part of their own culture.
A main obstacle is, obviously, economic. Without government and private involvement in
providing construction training and building materials, it seems impossible to develop and
implement seismic protection programs to the communities where unreinforced buildings are
traditional.
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5 CONCLUSIONS
The extensive research effort developed at the PUCP and other institutions has shown that it is
possible to build earthquake-resistant earthen structures. This can be achieved only by provident
suitable reinforcement to all the earthen walls in order to prevent their partial or total collapse
during earthquakes. A rope mesh which envelopes all walls and connects them with the
foundation and a continuous chain at the roof level has shown to be effective to prevent the
collapse of one- and two-story earthen models during intense unidirectional shaking. Therefore,
it seems that this reinforcement system could be used to provide seismic safety to the families
who are actually living under unacceptable seismic risk.
6 ACKNOWLEDGEMENTS
This article summarizes the results obtained during several projects developed at PUCP. Most of
the work described here was financed through grants of the PUCP’s Research Office, and
SENCICO, a Peruvian government institute devoted to construction code development and
training. The support of the Structures Laboratory technical staff is gratefully acknowledged. Last
but not least, the authors would like to thank our colleague Carlos Sosa, who contributed with
many good ideas, and the following students, who worked very hard to make these projects a
reality: Qenti Herencia, Hillary Vargas, Lourdes Pando, José Romero, Angely Valle, and Ramiro
Yallico.
7 REFERENCES
[1] Blondet M, Ginocchio F, Marsh C, Ottazzi G, Villa Garcia G and Yep J. 1988. Shaking Table
Test of Improved Adobe Masonry Houses. 9th World Conference on Earthquake
Engineering. Tokyo-Kyoto, Japan.
[2] Blondet M, Vargas J, Tarque N and Velasquez J. 2006. Seismic reinforcement of adobe
houses using external polymer mesh. 1st European Conference on Earthquake Engineering
and Seismology. Switzerland.
[3] Blondet M, Vargas J, Tarque N, and Iwaki C. 2011. Seismic resistant earthen construction:
the contemporary experience at the Pontificia Universidad Católica del Perú. From J.
Informes de la Construcción 63(523): 41-50
[4] Blondet M, Vargas J, Tarque N, Sosa C, Soto J and Sarmiento J. 2016. Seismic protection of
earthen vernacular and historical constructions. In: Balen V, Verstrynge (eds) SAHC 2016 Structural Analysis Historical Constructions – Anamnesis, diagnosis, therapy, controls CRC
Press.
[5] Dowling, D. 2004. Adobe Housing Reconstruction after the 2001 El Salvador earthquakes,
Learning. From Earthquakes Series, Volume V, Earthquake Engineering Research Institute,
Oakland, CA.
[6] Vargas J, and Ottazzi G. 1981. Investigaciones en adobe, Report. Division of Civil
Engineering, Pontificia Universidad Católica del Perú, Lima, Peru.
[7] Zegarra L, Quiun D, San Bartolomé A and Giesecke A. 1997. Reinforcement of existing
adobe dwellings 2nd part: Seismic test of modules (in Spanish). XI National Congress on
Civil Engineering. Trujillo, Peru.
[8] Zegarra L, Quiun D, San Bartolomé A and Giesecke A. 2001. Behavior of Reinforced Adobe
Houses in Moquegua, Tacna and Arica during the June 23, 2001 Earthquake (in Spanish).
XIII National Congress on Civil Engineering. Puno, Peru.
CV: 1Marcial Blondet, Nicola Tarque and Julio VargasPontifical Catholic University of Peru
(PUCP), mblondet@pucp.edu.pe
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Evaluation of the Graduate Research done in Turkey on Adobe
Murat DAL
Munzur University 62000, Tunceli, Turkey.
Tel:0 428 213 17 94
muratdal @munzur.edu.tr, teknikmurathoca@gmail.com
ABSTRACT
In this study, graduate and doctoral studies on the subject of adobe in Turkey are discussed. As a
working method, ‘adobe’ was searched as a keyword for the title of the thesis in the thesis archive
on the thesis screening page of the website of the Council of Higher Education in Turkey. As a
result of the study, it was seen that 21 graduate studies have been done by different disciplines.
Eleven of those are in architectural areas, three in civil engineering field, three in archeology field,
one in cytometry field, one in mining engineering field, one in fine arts field and one in technical
education field at master's level. It was noticed that doctoral level studies had not been done. In
recent years, studies at the master's level heavily concentrated on the fields of architecture and civil
engineering.
It can be said that the studies conducted by different disciplines on adobe are not at a sufficient
level. In order to increase studies on this area, project support, award-winning competitions, panels,
symposiums, presentations, etc. can be organized to withdraw support and attention from different
disciplines. In the departments of Architecture and Civil Engineering, undergraduate level courses
"Introductory Adobe Course" can be opened as an elective course. In architectural projects, the use
of adobe in terms of color, pattern, naturalness, easy availability, easy accessibility, easy
reducibility, healthy and natural building material can be preferred. Thus, adobe building material
can be used in modern architecture as well as traditional architecture in our country. In order to
protect, repair and use adobe structures, especially in rural architecture, necessary researches
should be done across the country.
Key Words: Turkey, Adobe structures, Graduate studies, Adobe materials
1 INTRODUCTION
Adobe is a building material obtained by several processes, i.e. adding sandy soil that contains clay
of a consistency that binds the particles to each other, adding fibrous additives such as straw,
mixing water to turn it into a mortar, pouring the mixture into simple wooden molds, shaping and
removing it from the mold and allowing it to dry out in the sun [1, 2, 3, 4].
Adobe masonry structure is a type of building often preferred for housing units and animal shelters
since antiquity, particularly in rural areas. Masonry structures have been constructed by utilizing
various building materials such as stone, bricks, briquettes, and adobe. The walls in masonry
structures both serve as load-bearing elements and surround the building’s utilization space. Load
transfer occurs between the materials and the mortar used. The load-bearing system elements of
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Kerpic’18 – Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized
6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
masonry buildings comprise of the flooring, the walls supporting them and the foundations of these
walls. Masonry structures may exhibit different behaviors according to the ingredients of the
construction materials used [5, 6].
Adobe structures provide the easiest and most advanced means of taking advantage of the country’s
abundant resources as well as the possibility of assessing the people’s traditions and customs.
Effective energy savings aim to optimize the use of resources deemed necessary for development.
In every season, the building offers the occupant the opportunity to benefit from the most suitable
living conditions, to benefit optimally from solar energy by using the easiest methods, and apply all
types of amenities in the structure deemed necessary for contemporary living. For this reason,
modern day earthen structures have achieved the quality of ‘Contemporary Structures.’ [4, 7, 8].
Adobe material is still widely used in traditional building architecture due to its simple application
technique, employment opportunities it creates for rural labor force in non-farming activity, low
overhead expenses and readily available clay loam used in the production of adobe. This study
concentrates on the inspection of a concentration of adobe structures located in two of five
neighborhoods, i.e. Tunceli province, Pertek (Derebaşı and Camiikebir). It draws attention to the
damage in adobe structures (Fig. 1).
Figure 1. Damage to adobe structures in Pertek (Pertek, 2017)
2 THE STUDY METHOD
A detailed literature survey on adobe structures was carried out. An assessment of adobe structure
damage in Pertek specimens was conducted. Twenty of the approximately 100 adobe structures in
the neighborhoods of Derebasi and Camiikebir were examined, photographed and observed. It is
aimed to restore these structures back to their original architectural state.
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3 DAMAGE ASSESSMENT AND RECOMMENDATIONS
The examination of adobe structures in the district of Pertek revealed that some buildings collapsed
in their abandoned state, while other structures sustained heavy damage. These destroyed or
damaged buildings need to be architecturally restored. Upon close examination of the adobe
structures, frequently encountered problems were noted and recommendations were determined as
follows;
1. Adobe masonry structure damage was generally found to be cracks in the walls, settling in the
foundation or the deformation or disintegration of materials used.
2. Water-moisture damage was frequently encountered. The required detailed designs for waterand moisture-proofing must be carried out in strict compliance with the rules and these
structures must be maintained at regular intervals.
3. Old or dysfunctional detailing materials must be renewed.
4. Lack of maintenance and abandonment eventually led to major damage to the structures. Since
dwellers are aware of and focus more on the disadvantages of these type of structures rather
than their advantages, they do not prefer these types of buildings.
5. Broken or wornout wooden fixtures should be replaced with impregnated new fixtures.
6. Plaster should be applied to structures that have their exterior plaster peeled off whereas
adhesive enhancing materials should be used in the plaster.
7. In structures with cracked plaster, old plaster should be removed and new plaster should be
applied.
8. The additive dosage to be mixed with the plaster mixture needs to be adjusted and care should
be taken to ensure the necessary dosage is neither too much nor too little in order to prevent
cracking in the future.
9. The importance of the wall coping in the adobe garden wall and/or the retaining wall needs to
be emphasized whereas material to increase the elasticity of the plaster material should be used.
10. A dripper should be left in the wall coping in order for rainwater to seep from the adobe walls.
11. Collapsed structures without ceilings need to be restored in harmony with the town
architecture.
12. Plywood boards should be used to cover the ceiling and other parts inside the structure to
counter insect damage or prevent soil from falling from the ceiling.
13. Regardless of the size, gaps should not be left between the plywood material and the wall in
structures that need to have their ceilings covered. Care should be taken to ensure that nails do
not crack the plywood material when the plywood material is hammered into wooden beams.
Nails of the proper length should be used according to the thickness of the plywood material
used.
14. Strict compliance with the building rules is required in constructing adobe structures from
scratch and labor issues should be considered as well.
15. Wall corner connections should be made in solid fashion.
16. Care should be taken to ensure that the plan’s wall arrangement does not lose its symmetry,
and the required construction rules are strictly observed.
17. If construction elements of various sizes are used in the construction phase, care should be
taken to use the larger elements in the joining spaces as well as the wall covering techniques.
18. In constructing the roof, care should be taken to use materials that are lightweight.
19. As is the case for reinforced concrete structures, workmanship, adequate detailing and quality
of construction are extremely important in adobe masonry.
20. Adherence between materials must be strong so that load bearing may be achieved in a sound
manner.
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4 REFERENCES
[1] Kafesçioğlu, R., Gürdal, E.; Toydemir, N., Özüer, B., 1980, “Yapı Malzemesi Olarak
Kerpicin Alçı ile Stabilizasyonu”, TÜBİTAK Araştırma projesi raporu, Istanbul.
[2] Eriç, M., Anıl, Ü., Çorapçıoğlu, K., 1980, “Kerpiç Malzemenin Türkiye Koşullarında
Rasyonel Kullanımını Sağlamak Amacı ile Kalitesinin Yükseltilmesi Konusunda Bir
Araştırma”, İ.D.G.S.A. Mimarlık Fakültesi, No:1, İstanbul
[3] Kafesçioğlu, R., Gürdal, E., 1985, “Çağdaş Yapı Malzemesi Alker”, Enerji ve Tabii
Kaynaklar Bakanlığı Enerji Dairesi Başkanlığı, Shell, İstanbul,.
[4] Kafesçioğlu, R., 1977, “Yapı Malzemesi Olarak Toprak-Kerpiç Ders Notları”, İTÜ
Mimarlık Fakültesi, İstanbul.
[5] Çırak, İ.F., 2011, “Yığma Yapılarda Oluşan Hasarlar, Nedenleri ve Öneriler”, SDU
International Technologic Science, 3(2):55-60.
[6] Hasbay, U., Dal, M., 2016, “Kerpiç Yapılarda Görülen Su-Nem Hasarlarının
Değerlendirilmesi; Tunceli İli Mazgirt İlçesi Özdek Köyü Örneğinde”, Bilim ve Gençlik
Dergisi, 4(2):48-61.
[7] Yardımlı, S., Dal, M., 2016, "Water deterioration in adobe structures and measures to
take", Proceedings for the 5. International Conference Kerpiç’16, 17-18 December 2016,
Istanbul Aydın Universty, Istanbul/TURKEY, 120-128.
[8] Dal, M., 2016, "Decays occurring in the structure in adobe materials”, Proceedings for the
5. International Conference Kerpiç’16, 17-18 December 2016, Istanbul Aydın
Universty, Istanbul/TURKEY, 71-80.
CV: Dr. Murat DAL
Assoc. Prof. Dr. Murat Dal started his academic carrier at the Department of Construction in
Trakya University and worked there between 2002 and 2014. He earned his M.Sc Degree in 2005
and PhD degree in 2008 in Architecture Program in Trakya University – Faculty of Engineering
and Architecture. He became an assistant professor in 2010. Since 2014, he has been continuing his
academic carrier in Munzur University, Department of Civil Engineering.
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Damages Seen in the Adobe Buildings in Pertek
Murat DAL
Munzur University 62000, Tunceli, Turkey.
Tel:0 428 213 17 9
muratdal@munzur.edu.tr, teknikmurathoca@gmail.com
ABSTRACT
Pertek is the most crowded district in Tunceli. With a population of 25,000 in 1872 and a
considerable decline in 2016, the population there fell to 11,034 people. It is a settlement
located on the coast of Keban Dam. Few mudbrick structures exist in other districts of Tunceli.
Pertek is the district where mudbrick structures are abundant. It is determined that mudbrick
structures are mainly located in Derebaşı and Camiikebir Neighborhoods, the oldest quarters of
Pertek district center. All structures were found out to be made of reinforced concrete structures.
Thus, Derebaşı and Camiikebir Neighborhoods were chosen as the study area.
As they are natural, ecological, easily producible, sustainable and environmentally friendly mud
(adobe) bricks should reclaim their place in modern architecture through various supports and
projects. Mud brick structures are the most healthy structures for humans. They are hot in winter
and cool in summer.
Structural damage was assessed by examining the mud brick structures commonly found in
Derebaşı and Camiikebir in Pertek District of Tunceli Province. Approximately 50 buildings,
made of mud bricks, were found in the Derebaşı and Camiikebir Neighborhoods. Ten buildings
were inspected in each site and necessary evaluations were made. It was also found that the mud
brick structure problems were similar in both localities. At the end of this study, the most
common reasons for damage, especially in abandoned mud brick structures, were determined to
be unconscious use, improper construction, lack of maintenance, water-humidity etc.
Key Words: Pertek, Mud brick structures, Structural damages, Mud brick material
1 INTRODUCTION
Post-graduate studies conducted in Turkey on the subject of adobe construction were examined.
Due to undesired level of activities promoting the adobe, which is a commonly used material in
traditional architecture structures, this material does not get the respect it well deserves. After
examining studies conducted on this subject from the aspects of occupation and the years in
which they were conducted, it was concluded that they have yet to reach the desired level. To
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achieve the desired level, adobe material needs to be introduced to all occupation groups. Adobe
can become widespread especially in the rural region and may regain its former value in modern
use. In this context, post-graduate studies conducted on this subject were examined. This study
makes note of the strikingly few studies that covered this subject in depth.
2 MATERIALS AND METHODS
Post-graduate studies concerning adobe material that are available online on the national
dissertation screening center were evaluated. A mere 21 post-graduate dissertation studies with
the title keyword ‘kerpiç’ were accessed from the national dissertation screening center and
examined and evaluated from different angles. While 20 of the studies examined were of the
post-graduate dissertation level, only one was at the doctorate level. The number of studies
conducted at the doctorate level is very low (Table 1).
3 DISCUSSION AND CONCLUSIONS
While the architecture occupation group submitted the highest percentage of post-graduate
studies with 12 dissertations, this was followed by three dissertations, each in the job fields of
civil engineering and archaeology. On the other hand, one dissertation study was carried out in
each of the fields of mining engineering, archaeometry, fine arts and technical education.
The most research on adobe was conducted in 2011 with 3 dissertations. 2011 was followed by
two dissertations each year of 1998-2002-2004-2007. One dissertation was prepared in each of
the following years; 1988, 1997, 1999, 2000, 2001, 2003, 2005, 2010, 2014, 2015 and 2016. It
has been concluded that academic interest in the subject has intensified over the past decade.
When the study scale is evaluated according to occupational groups, studies to improve the
technological properties with various additives to be added in the production phase in the field
of civil engineering have been determined, while the emphasis is on adobe structure
investigation, evaluation, damage assessment, plaster improvement and the improvement of
adobe quality in the dissertations carried out in the field of architecture.
Because the scope of the study is multi-disciplinary, the use of adobe and contemporary
architecture can be brought to the desired level through collaboration among different
disciplines. Adobe dwellings, adobe structures and adobe materials can be adapted to current
building technology at the macro- and micro-levels.
When our universities increase their interest in the subject through the introduction of ‘Adobe
Information’ courses at the undergraduate level in the fields of architecture and civil
engineering, more academic studies can be conducted in this regard. Moreover, academic
activities regarding adobe, such as symposiums, competitions, technical field excursions, etc.,
may be organized to draw more attention to the importance of the subject, and the use of adobe
can become more widespread at the present. Thus, adobe architecture can be brought to even
higher levels.
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Table 1. Graduate theses on adobe in Turkey
Year Thesis Title
Thesis Type Topic
1988 A research on mud brick production with rice husk
Graduate
Civil
Engineering
1997 Studies on the protection of mud brick structures of
Aşıklı mound
Graduate
Archeology
1998 Total quality management in building production
and application in adobe construction
Graduate
Architecture
1998 Characterization of Odunpazarı (Eskişehir) mud
bricks
Graduate
Mining
Engineering
1999 Exterior surface protection by plaster in adobe
building
Graduate
Architecture
2001 Comparison of plastered mud brick and brick wall
on Şanlıurfa mass housing project in order to
improve human settlements in the GAP region
Graduate
Architecture
2002 Durability and failure analysis for building
examination on gypsum stabilized adobe building
Graduate
Architecture
2002 An experimental mortar research by mixing gypsum
based material with soil in order to repair damaged
adobe structures
Graduate
Architecture
2003 Archaeometrical investigation of mud plasters on
Hittite buildings in Şapinuwa-Çorum
Graduate
Archeometry
2004 Investigation of clay mixed outer plaster damages
for adobe walls
Graduate
Architecture
2004 The using of sun-dried brick houses as image in
painting
Graduate
Fine Arts
2005 Test and evaluation of the applicability of shotcrete
technique in alker (adobe with gypsum additive)
technology
Graduate
Architecture
2007 A Research on improvement of adobe material used
in Safranbolu houses by using blast furnace slag
Graduate
Civil
Engineering
2007 Investigation of physical and mechanical properties
of silica fume blended adobes
Graduate
Technical
Education
2010 An experimental study on natural pozzolan blended
lime mortar with soil mixture in the adobe structures
used as external plaster
Graduate
Architecture
2011 Investigation on production of reinforce adobe panel
wall by fiber
Graduate
Architecture
2011 Güvercinkayası adobe characterization
Graduate
Archeology
2011 Improvement of adobe material by using glassfiber
and air-entraining
Master
Civil
Engineering
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Year Thesis Title
Thesis Type Topic
2014 Evaluation of the use of acrylic resin, alkali silicate,
ethyl silicate, and nano-lime in the conservation of
archaeological adobe
Doctorate
Archeology
Architecture
2015 Physical and thermal properties of pine-needle
lightweight loam
Graduate
Architecture
2016 The buildings and the structures in Akşehir that are
built with earthen material are examined for their
structural systems and the earthen buildings and the
structures are evaluated in terms of current
conditions
Graduate
Architecture
4 REFERENCES
[1] Durmuş, C., 1988, Çeltik kavuzu katkısı ile kerpiç üretimi üzerine bir araştırma, Gazi
Üniversitesi FEB İnşaat Müh. Anabilim Dalı Yüksek Lisans Tezi.
[2] Dede, Y., 1977, Aşıklı höyük kerpiç yapılarının korunması üzerine çalışmalar, İstanbul
Üniversitesi Sosyal Bilimler Enstitüsü Arkeoloji Anabilim Dalı Yüksek Lisans Tezi.
[3] Tülbentçi, T., 1998, Yapı üretiminde toplam kalite yönetimi ve kerpiç yapı üretiminde
uygulanması, İTÜ FBE Mimarlık Anabilim Dalı Yüksek Lisans Tezi.
[4] Gökalp, N., 1998, Odunpazarı (Eskişehir) kerpiçlerinin karakterizasyonu, Dumlupınar
Üniversitesi FEB Maden Müh. Yüksek Lisans Tezi.
[5] Gündüz, G.N., 1999, Kerpiç yapılarda sıva ile dış yüzey koruması, İTÜ FEB Mimarlık
Anabilim Dalı Yüksek Lisans Tezi.
[6] Helvacı, G., 2001, GAP bölgesinde insan yerleşmelerinin iyileştirilmesi amacıyla alçı
katkılı kerpiç ve tuğla duvarın Şanlıurfa toplu konut projesi üzerinde karşılaştırılması, İTÜ
FEB Mimarlık Anabilim Dalı Yüksek Lisans Tezi.
[7] Kuşaslan, D., 2002, Yapıda durabilite va hasar analizi, alçılı kerpiç yapı örneği üzerinde
incelenmesi, İTÜ FEB Mimarlık Anabilim Dalı Yüksek Lisans Tezi.
[8] Almaç, U., 2002, Alçı bağlayıcılı hazır sıva ile toprak karışımının hasarlı kerpiç yapılarda
onarım harcı olarak kullanılabilmesi için deneysel araştırma, İTÜ FEB Mimarlık Anabilim
Dalı Yüksek Lisans Tezi.
[9] Güdücü, G., 2003, Şapınuva-Çorum Hitit kenti yapılarındaki kerpiç sıvaların arkeometrik
yönden incelenmesi, ODTÜ Arkeoloji Anabilim Dalı Yüksek Lisans Tezi.
[10]
Oruç, Ş., 2004, Kerpiç duvarlara uygulanan kil bağlayıcılı dış sıva hasarlarının
irdelenmesi, Dicle Üniversitesi FEB Mimarlık Anabilim Dalı Yüksek Lisans Tezi.
[11]
Çitil, B., 2004, Kerpiç evlerin resimde imge olarak kullanımı, Hacettepe
Üniversitesi Resim Anasanat Dalı Yüksek Lisans Tezi.
[12]
Coşkun, K., 2005, Alker (alçı katkılı kerpiç) teknolojisinin püskürtme beton
(shotcrete) tekniği ile uygulanabilirliğinin basınç dayanımı açısından deneysel
değerlendirmesi, İTÜ FEB Mimarlık Anabilim Dalı Yüksek Lisans Tezi.
[13]
Kıvrak, J., 2007, Silis dumanı katkılı kerpiçlerin mekanik ve fiziksel özelliklerinin
araştırılması, Gazi Üniversitesi FEB Yapı Eğitimi Anabilim Dalı Yüksek Lisans Tezi.
[14]
Gürfidan, A., 2007, Safranbolu evlerinde kullanılan kerpiç malzemenin yüksek
fırın cürufu ile iyileştirilmesi, Sakarya Üniversitesi FEB İnşaat Müh. Anabilim Dalı
Yüksek Lisans Tezi.
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[15]
Çakır, K., 2010, Doğal katkılı puzolan harcı ile toprak karışımının kerpiç yapılarda
dış sıva olarak kullanılabilmesi üzerine deneysel bir araştırma, Mimar Sinan Güzel Sanatlar
Üniversitesi FEB Mimarlık Anabilim Dalı Yüksek Lisans Tezi.
[16]
Akkaş, F., 2011, Lif katkılı kerpiç panel duvar üretilme olanaklarının araştırılması,
İTÜ FEB Mimarlık Anabilim Dalı Yüksek Lisans Tezi.
[17]
Gül, T., 2011, Cam elyaf ve hava sürükleyici katkı kullanılarak geliştirilmiş kerpiç,
İstanbul Üniversitesi FEB İnşaat Müh. Anabilim Dalı Yüksek Lisans Tezi.
[18]
Noei, S., 2011, Güvercinkayası kerpiç karakterizasyonu, İTÜ FEB Mimarlık
Anabilim Dalı Yüksek Lisans Tezi.
[19]
Uğuryol, M.F., 2014, Arkeolojik kerpiç korumasında akrilik reçine, alkali silikat,
etil silikat ve nano-kireç kullanımının değerlendirilmesi, İstanbul Üniversitesi Kültür
Varlıklarını Koruma Anabilim Dalı Doktora Tezi.
[20]
Pedergnana, E.A., 2015, Çam iğneli hafif kerpiçin fiziksel ve ısıl özellikleri,
ODTÜ FEB Mimarlık Anabilim Dalı Yüksek Lisans Tezi.
[21]
Duran, S., 2016, Akşehir'de kerpiç malzemeli yapıların ve binaların taşıyıcı sistem
açısından irdelenmesi ve günümüz koşullarında değerlendirilmesi, Dokuz Eylül
Üniversitesi FEB Mimarlık Anabilim Dalı Yüksek Lisans Tezi.
CV: Dr. Murat DAL
Assoc. Prof. Dr. Murat Dal started his academic carrier at the department of Construction at the
Trakya University and worked there between 2002 and 2014. He earned his M.Sc Degree in 2005
and PhD degree in 2008 in Architecture program at the Trakya University – Faculty of Engineering
and Architecture. He became assistant professor in 2010. He has been continioing is academic
carrier at the Munzur University, Department of Civil Engineering since 2104.
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Review of the Appraisal of the Study of Crack Propagation of
Alker
Kenechi Kurtis Onochie1,
Ayse Pekrioglu Balkis2
Department of Civil Engineering, Cyprus
International University, 99258 Lefkoşa, via
Mersin 10, Turkey, North Cyprus
1
konochie@ciu.edu.tr; 2apekrioglu@ciu.edu.tr
ABSTRACT
The study reviews the appraisal of the study of crack propagation of Alker (earthen construction
stabilized with gypsum and lime) that is further improved by the addition of polypropylene fiber.
The methodology employed by most researchers include Finite Element Methods and other Image
Analysis Techniques to study the spread of cracks and concluded that Reinforced and Unreinforced
samples are observed to show similar initial response as a result of the linear behavior between the
origin and first crack load. However, the influence of the fiber becomes more obvious in the post
cracking behavior due to the improvement in the energy absorption and ductility. The post cracking
properties is observed to be controlled by the fiber weight ratio and the fiber length. The increase in
strength is observed by some researchers to be linked to the increase in friction between the fiber and
the soil matrix. The fibers form bridges across cracks hence prevent the cracks from spreading and
therefore contribute to the improved strength. Nevertheless, after a critical point, an increase in fiber
content caused strength reduction when fibers begin to knot and overlap each other, thereby resulting
in reduced cohesion with the soil and break-up of the soil matrix, causing the soil–fiber composite to
weaken.
Key Words: Alker, Crack propagation, earthen, Filter paper
1 INTRODUCTION
Earthen construction has been in existence since time immemorial and has continually provided
alternative construction methods compared to conventional methods in both developed and
developing countries as a result of the cheap materials utilized and its environmental friendliness
[1] although there have been growing concerns related to its strength, durability and water
resistance, especially in regions with severe climates [2]. The problems inherent in earthen
buildings begin with the cracks which occur almost immediately after construction and spreads
over time, thereby leading to a compromise in the integrity of the structure. Lack of knowledge and
technology sometimes allows these cracks to develop and propagate [3]. Clay makes up the largest
proportion of the soil used in the production of traditional adobe, which is approximately 30% in
order to meet the binding requirement, hence providing weaknesses that appear as a result of
shrinkage during the drying phase in the form of internal or surface cracking [4]. The need to
improve the properties of the earthen buildings precipitated the studies, which considered the
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addition of minerals and fiber such as gypsum, lime, natural and synthetic fiber, and marble dust to
the mixture.
One of the numerous studies conducted on the improvement of earthen construction involves
Alker, which is basically earth with about 8% clay stabilized with lime and calcined gypsum to
improve the durability, physical and mechanical properties of the earthen construction [5-9].
Sustainable construction has been achieved from low energy consumption associated with the use
of this technology. Its lower shrinkage value has also contributed to the development of fewer
cracks compared to the traditional method that involves simply soil. The physical and mechanical
properties of Alker are shown in Table 1.
Table 1. Physical and mechanical properties of Alker [6]
Unit weight
1.6-1.7 kg/lt (1600 -1700kg/m3)
Shrinkage
1.0-1.5 %
Compressive strength
2.0-4.0 N/mm2
Shear strength
0.9-1.3 N/mm2
Water absorption
very low
Long term water exposure no erosion
(except direct rainfall)
Heat transfer value
0.4 - 0.5 kcal/mhC
Specific calorific value
1.0 kJ/kgK
The low water absorption observed is based on the reduction of the clay content from 30% in the
traditional building to 8% in Alker building, which influences the fewer cracks that occur after
construction due to reduced shrinkage.
2 ALKER PRODUCTION
The production of Alker requires earth (contains 8% clay), gypsum (8 to 10%), lime (2 to 5%) and
water (15 – 22%) in proportions [7][8]. Gypsum stabilized earth materials sets in 3-5 mins, which
would be inadequate to properly work. To delay setting time, it is imperative to integrate lime into
the water before adding gypsum, which will eventually provide extra 20 mins of working time
during production [5]. Lime has been used for soil stabilization in earthen construction since
ancient times based on the pozzolanic reactions that take place with clay minerals [10]. The waterlime-gypsum mixture is then added to the earth and mixed manually or with a machine for 3mins.
Afterwards, the mixture is poured into molds and consolidated through vibration for 30s [7]. In
recent studies, Alker has been further improved by the addition of marble dust and polypropylene
fiber [7].
3 CRACK PROPAGATION OF EARTHEN BUILDING
Traditional earthen construction requires 30 -50% clay content to achieve the desired binding
property, which is in contrast with Alker that requires 8-10% clay as a result of the gypsum, which
contributes significantly to the binding properties [6]. The cracks that appear and how they
propagate have been observed in various studies by using methods such as finite element method
and other Image Analysis Techniques.
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3.1 Finite Element Method on Earthen Construction
Finite element modelling produces isotropic nonlinear damage model, which is based on damage
mechanics, and this makes it possible to identify the decrease in stiffness as a result of the
appearance of micro crack damage in the materials described in tensile or compressive loadings
[11]. In a study on the failure of rammed earth walls, two types of cracking was observed, i.e.
vertical cracks appearing at the central part and inclined cracks at the corners. Figure 1 shows the
experimental setting on a wallete (Rammed earth wall containing 8% clay, 34% silt, 8% sand and
50% gravel).
Figure 1. Experimentation on a wallet [11]
Displacement sensors were positioned on the wall to measure wall displacements while 3D image
correlation technique with a stereo vision system was used to record the deformation on the surface
in three directions. The image was obtained by using two 4-megapixel cameras. The side to be
investigated first was coated by a white pure hydrated lime and then black speckles were painted on
this white background. The movements of these speckles were recorded during observation and this
helped to measure the 3D displacements. Then the strains were calculated automatically from these
displacements by using Vic-3D software [11]. Figure 2 shows the failure modes of the wallets. It
was observed that zones in direct contact with the load experienced failures and greater settlements
than other zones.
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Figure 2. Failure modes of the wallets [11]
In another study, adobe building was modeled by using soil compositions of 78-91% silt and clay,
8-18% sand, 1-4% gravel, and finely chopped straw fibers with 3-25 mm length, and the laboratory
testing and finite element simulation of the structural response under horizontal loading was
performed (Fig. 3). The failure evolution and crack opening-closing were monitored through digital
cameras [12].
Figure 3. 3D Finite element model developed for simulating the structural response of the
scaled adobe building subjected to lateral loading laboratory tests [12]
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3.2 Behavior of Improved Earthen Construction
Traditional earthen construction required merely earth and water to produce it but Alker is formed
with the stabilization of the mixture by using gypsum and lime. Studies showed further
improvement with the addition of fibers, which could be natural or synthetic. Natural fibers which
were used in researches include cotton, flax, jute, hemp, and bats fibers [13-17]. Synthetic fibers
include polypropylene, acrylic, polyester and polyamide [18][16][15][19][20][7]. Cracks were
observed before the peak load was achieved during three-point bending testing. These applied to
both reinforced and unreinforced specimens. This increase of strength in the reinforced specimen
results from the high stiffness of the fibers and the internal lateral confinement by the stiff fibers.
After first cracking, load was transferred to the fibers at the crack site and one of several types of
behavior might then ensue depending on the strength, volume fraction and length of fibers. Abrupt
failure was observed to occur in all instances for unreinforced earthen blocks and the failure that
occurred in reinforced earthen blocks was gradual, as shown in Fig 4. This resulted from the
bridging of the cracks by the fibers before the failure occurred [21]. Other studies observed that the
failure that occurred in the unreinforced blocks was abrupt and was generally initiated by one or
two large cracks, whereas that of the block reinforced with fiber was more ductile and preceded by
multiple cracks, as shown in Fig. 5 [20]. The fibers try to prevent crack formation as the stress on
the earthen brick increases and when the cracks eventually begin to appear, they bridge the micro
cracks to prevent further expansion.
Figure 4. Block’s failure modes of three-point bending test [21].
Figure 5. Typical failure mode of blocks (a) unreinforced blocks showing two cracks and (b)
blocks reinforced with 0.8% fibers showing multiple cracks.
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Some studies suggested that the use of 54mm polypropylene fibers yielded the best result in terms
of crack behavior of earthen blocks based on the influences of modulus of rupture, compressive
strength and deformability [1].
The unreinforced blocks, when compared to the reinforced blocks, experienced a catastrophic
failure such that blocks were separated into two halves during the 3-point bending tests. Through
the bridging of cracks, the fibers prevented catastrophic failure of the reinforced blocks (Fig. 6 and
Fig. 7). The fibers prevented crack-face separation mainly through a stretching process, which
provided an extra energy-absorbing capacity while also reducing the stress around the microcracked region surrounding the crack-tip. The observed enhancement in ductility and flexibility of
the reinforced blocks improves the capacity of the blocks to store elastic energy [20][14].
Figure 6. Fiber bridging a crack during 3-point bending test [20]
Figure 7. Fiber bridging across cracked surfaces in a sample reinforced with 2% of 10 mm fibers
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4 CONCLUSION
Earthen construction has received considerable attention in modern times due to the need to reduce
cost of construction, enable a sustainable environment and provide an alternative to the available
construction techniques. It has achieved success in the area of improving the properties of
traditional earthen construction, which have been plagued with numerous deficiencies. Gypsum,
lime and fibers have been commonly used for stabilization since the clay content has been
considerably reduced.
Crack propagation of earthen construction has received limited interest as few researches have
studied the stabilization of earthen materials and the spread of cracks that occur. There is a need to
understand the crack propagation, which will eventually lead to water absorption and loss of
strength. Finite element modelling and other imaging techniques have been widely used and given
an insight to the behavior of earthen construction under load when cracking begins to occur.
5 REFERENCES
[1] F. Jalaei and A. Jrade, “Construction Research Congress 2014 ©ASCE 2014 140,”
Constr. Res. Congr. 2014, no. 2008, pp. 140–149, 2014.
[2] B. Taallah and A. Guettala, “The mechanical and physical properties of compressed earth
block stabilized with lime and filled with untreated and alkali-treated date palm fibers,”
Constr. Build. Mater., vol. 104, pp. 52–62, 2016.
[3] U. Muller, L. Miccoli, and P. Fontana, “Development of a lime based grout for cracks
repair in earthen constructions,” Constr. Build. Mater., vol. 110, pp. 323–332, 2016.
[4] F. Aymerich, L. Fenu, and P. Meloni, “Effect of reinforcing wool fibres on fracture and
energy absorption properties of an earthen material,” Constr. Build. Mater., vol. 27, no. 1,
pp. 66–72, 2012.
[5] B. Isik and T. Tulbentci, “Sustainable housing in island conditions using Alker-gypsumstabilized earth: A case study from northern Cyprus,” Build. Environ., vol. 43, no. 9, pp.
1426–1432, 2008.
[6] B. Işık, W. Ishak, and K. Ku-Mahamud, “Conformity of Gypsum Stabilized Earth-Alker
Construction with ‘Disaster Code 97’in Turkey,” Int. J. Civ. Environ. Eng. IJCEE-IJENS,
vol. 11, no. 2, p. 5, 2011.
[7] A. Pekrioglu Balkis, “The effects of waste marble dust and polypropylene fiber contents
on mechanical properties of gypsum stabilized earthen,” Constr. Build. Mater., vol. 134,
pp. 556–562, 2017.
[8] B. Y. Pekmezci, R. Kafesçioǧlu, and E. Agahzadeh, “Improved performance of earth
structures by lime and gypsum addition,” Metu J. Fac. Archit., vol. 29, no. 2, pp. 205–
221, 2012.
[9] C. Galán-Marín, C. Rivera-Gómez, and J. Petric, “Clay-based composite stabilized with
natural polymer and fibre,” Constr. Build. Mater., vol. 24, no. 8, pp. 1462–1468, 2010.
[10] K. Elert, E. S. Pardo, and C. Rodriguez-Navarro, “Alkaline activation as an alternative
method for the consolidation of earthen architecture,” J. Cult. Herit., vol. 16, no. 4, pp.
461–469, 2015.
[11] T. T. Bui, Q. B. Bui, A. Limam, and S. Maximilien, “Failure of rammed earth walls: From
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observations to quantifications,” Constr. Build. Mater., vol. 51, pp. 295–302, 2014.
[12] R. Illampas, D. C. Charmpis, and I. Ioannou, “Laboratory testing and finite element
simulation of the structural response of an adobe masonry building under horizontal
loading,” Eng. Struct., vol. 80, pp. 362–376, 2014.
[13] A. Laborel-Preneron, J. E. Aubert, C. Magniont, C. Tribout, and A. Bertron, “Plant
aggregates and fibers in earth construction materials: A review,” Constr. Build. Mater.,
vol. 111, pp. 719–734, 2016.
[14] F. Aymerich, L. Fenu, L. Francesconi, and P. Meloni, “Fracture behaviour of a fibre
reinforced earthen material under static and impact flexural loading,” Constr. Build.
Mater., vol. 109, pp. 109–119, 2016.
[15] C. Rivera-Gomez, C. Galan-Marin, and F. Bradley, “Analysis of the influence of the fiber
type in polymer matrix/fiber bond using natural organic polymer stabilizer,” Polymers
(Basel)., vol. 6, no. 4, pp. 977–994, 2014.
[16] A. V. Kiruthika, “A review on physico-mechanical properties of bast fibre reinforced
polymer composites,” J. Build. Eng., vol. 9, no. December 2016, pp. 91–99, 2017.
[17] P. Zak, T. Ashour, A. Korjenic, S. Korjenic, and W. Wu, “The influence of natural
reinforcement fibers, gypsum and cement on compressive strength of earth bricks
materials,” Constr. Build. Mater., vol. 106, pp. 179–188, 2016.
[18] L. K. Saini, S. Goyal, and S. Singhal, “Cohesive Soil Stabilization by synthetic fiber,”
SSRG Int. J. Civ. Eng., vol. 3, no. 7, pp. 105–110, 2016.
[19] K. H. Mo, C. S. Bong, U. J. Alengaram, M. Z. Jumaat, and S. P. Yap, “Thermal
conductivity, compressive and residual strength evaluation of polymer fibre-reinforced
high volume palm oil fuel ash blended mortar,” Constr. Build. Mater., vol. 130, pp. 113–
121, 2017.
[20] P. Donkor and E. Obonyo, “Earthen construction materials: Assessing the feasibility of
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with banana fibers resisting flexural and compression forces,” Case Stud. Constr. Mater.,
vol. 5, pp. 53–63, 2016.
CV: 1Kenechı Kurtıs Onochıe
Department of Civil Engineering, Cyprus International University, 99258 Lefkoşa,via Mersin 10,
Turkey, North Cyprus, +905428767509; konochie@ciu.edu.tr
Core Qualifications: BSc in Building, MSc in Civil Engineering, M.NIOB, A.ASCE, GNSE
Experience: Teaching/Research Assistant, Cyprus International University, 2016 – present Site
Engineer, Samal Investment Ltd, 2011 – 2015
CV: 2Ayse Pekrioglu Balkis
Graduated from Eastern Mediterranean Univeristy, 2005 as Civil Enginnering (Geotechnique and
Construction Materials field)
Asst. Prof Dr. Since 2005, Head of Civil Engineering Deapartment since 2014
Study fields: soil stabilizations with admixtrues, utilization of wastes in construction
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The Significance of Cultural Villages for the Survival of the
Southern Ndebele’s Earthen Houses
Elaheh Golzari1, Dr.Amir Bahram Arabahmadi 2,
1
Masters student of Southern African Studies at the
University of Tehran, Iranian Committee on Troglodyctic
Architecture (ICTA)-ICOMOS
2
Dean of Southern African Studies Department, Faculty
of World Studies, University of Tehran
1
golzari1511@yahoo.com
ABSTRACT
The Southern Ndebele architecture in South Africa is an example of earthen architecture in the
African continent. It is a sustainable vernacular architectural style that has transformed and adapted
over time to reflect the cultural, ethical and historical context in the South Ndebele society. The
South Ndebele is a branch of Bantu speaking people, Nguni, who migrated into the South African
Highveld during the fifteenth or the early sixteenth centuries and they were defeated by Boers and
left their ancestral lands in 1883. According to their migrations over time, their main tangible
culture, architecture, has different sequences. In this paper, the researcher used the written sources
and descriptive - analytical methodology to explore the different sequences of the Southern
Ndebele architecture over time. In fact, the last sequence of Ndebele earthen architecture has
survived with economically marginalized and mostly rural Ndebele families. The results indicate
the role of cultural villages as an effective way to enable the survival and conservation of the
Southern Ndebele architecture. These new cultural villages have created opportunities in an
authentic way to enable the survival of the Southern Ndebele people’s heritage and allow visitors to
experience the traditional South Ndebele lifestyle.
Key Words: Cultural village, The Southern Ndebele, Earthen houses, South Africa.
1 INTRODUCTION
Some researchers continue to misunderstand the relationship between the Ndebele people in South
Africa and Zimbabwe. These two ethnic groups have the same origin in Bantu- speaking people but
Ndebele (amaNdebele) group in South Africa is a branch of the Nguni tribe and Ndebele (Matabele
Ndebele) group in Zimbabwe is a part of Zulu tribe that immigrated compulsorily by Shaka king of
Zulu. ‘The amaNguni, with the baSotho, baVenda and baTswana people constitute the main abaNtu
(Bantu)-speaking peoples of South Africa, who together with the Khoikhoin and San, make up the
bulk of the native South African population. The abaNtu people appeared on the South African
scene relatively late and the exact time of their arrival from the north of the country is still an
enigma’ (Fourie 1999:18). The amaNguni main tribe consists of Zulu, Xhosa, Swati and Ndebele
tribes whose languages are close enough to be considered (Kamwangamalu 2001).
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3 NDEBELE SETTLEMENT
Ndebele settlement architecture evolved three major typological sequences: ‘a pre-colonial grass
(beehive) dome, followed by a cone-on-cylinder (‘rondavel’) type, and the current square and
rectangular shapes. These developments should not be seen in terms of precise datable stages, but
rather as succeeding stages which often overlapped as earlier types were gradually phased out’
(Van Vuuren 1993: 51). The origin of the third stage could have been backed to the 1940s or 1950s
(Frescura1985: 265). The architectural patterns changed after 1883, ‘especially because of the
introduction of large courtyard walls (iirhodlo) and square and rectangular house forms (called
iirhaesi, derived from “house”)’ (Van Vuuren1983: 44–45).
3.1 Grass (beehive) dome
Up to 1883 (the Mapoch War), the Southern Ndebele people built their homes in the form of grass
domes (Van Warmelo 1930). The construction of the grass domed house involved three stages: the
wooden frame, applying thatch and rope, and finally the earthen work (Van Vuuren 2007: 183).
‘The Ndebele dome featured two types of doorway, namely, the snout type and an extended
doorway with verandah walls on either side of the doorway’ (Van Vuuren 2007: 184). In this
pattern, a cattle byre (kraal) was in the middle, which was surrounded by the homes of different
wives and children of the chief, storage huts and similar facilities. The huts of the wives of the
polygamous male were arranged in order of their rank (the houses of the first wife and mother of
the male were settled in the main corner) (Van Vuuren 1983: 49-51).
Figure 1. Gross domes (Photograph by Van Vurren).
3.2 Cone-on-cylinder (rondavel)
The second sequence of the Southern Ndebele architecture was cone-on-cylinder type, which was
approximately sixty to seventy years old (pre-1883 and up to the 1950s) (Van Vuuren 1983: 85,
96). ‘The walls of historic Ndebele cone-on-cylinder dwellings were constructed of columns made
from tree trunks or branches, filled in with wattle and daub, and plastered with mud, which was
decorated seasonally. The conical roofs were constructed of beams made from branches, had twig
purlins tied to the beams with thongs or rope, and were thatched with long grass’ (Bakker & Van
Vuuren 2004: 130).
Figure 2. Section of South Ndebele rondavel, 1979 (Frescure/left – Van Vuuren/right).
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3.3 Square and rectangular shapes
In the last stage of Southern Ndebele settlement, the cattle byre (isibaya) had a four-cornered shape
and was placed in the central position but the layout of the settlement had a linear shape (Van
Vuuren 2008: 141). ‘Indigenous architecture of the 1950s developed in the context of experience
with European architecture, and the murals became the sign of a slow but inescapable surrender to
the Western world. The Ndebele were “suspended, temporarily, between two ways of life,” the
European and the indigenous’ (Dainese 2015: 460). Women of South Africa’s Ndebele tribe have
become world known for their mural designs of their homesteads. The patterns of their designs are
geometric expressions and combined with Ndebele beadworks designs, which passed down from
generation to generation (Birabi and Nawangwe 2008).
Figure 3. Hut and mural decoration.
4 ANALYSIS OF THE SEQUENCES
The principal of the sequences in vernacular South Ndebele architecture emerged due to their
displacements and social conditions of each period. In response to their needs for the available
means in every location, they changed or improved different aspects of their architecture such as
form and construction, settlement pattern and decoration. ‘The first south Ndebele homes were
very similar in both form and construction to those found in their old homeland in northern
KwaZulu. Their dwellings were probably built in the form of a thatched dome’ (Frescura 2011). In
the middle of the 19th century, the Boers forced the southern Ndebele people to leave their lands.
Then Ndebele people were settled with Pedi tribe neighbors. Therefore, their architecture began to
adapt to the Pedi’s architecture, ‘cone-on-cylinder, but with significant differences such as double
earthen walls, frontal verandah about 150cm wide, which ran from about 4 o’clock to 8 o’clock on
the floor plan and perpendicular shapes of the entrance’ (Frescura 2011).
By the 1950s, the form of architecture was developed in square and rectangular shapes with the
influence of European architecture. Although the construction was the same with the previous
sequence, the concrete structures were also observed. It seems clear that Southern Ndebele
architecture is a vernacular architectural style that has transformed over time in three stages and
one of the main materials used in the different stages of this architecture was earth. This
architecture has three main different patterns but tangible and intangible aspects of socio-cultural
practices have survived.
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The last sequence of this vernacular architecture has been preserved predominantly in Ndebele
villages but it is currently in danger of being destroyed. The result indicates that this tribe in South
Africa needs to use a practical way to preserve their valuable architecture and develop their
dwellings. One of the most efficient contemporary actions to regenerate this historical architecture
is the role of cultural villages to sustain and conserve the Southern Ndebele architecture. In
continuance, the researchers were introduced with cultural villages as a recent movement in South
Africa’s tourism business.
Table 1. Analysis of the sequences (by authors)
Style
Date
Materials
Hut
Form
diagram
Settlement
Settlement pattern
pattern
(pre-1883)
Pre-colonial
gross dome
Wood,
Thatch,
Rope,
Earth,
cow dung,
1883- 1950
rondavel
Wood,
Thatch,
Rope,
Earth,
cow dung,
Wood,
Thatch,
1950-Present
square and rectangular
pigment
Rope,
Earth,
-
cow dung,
pigment,
synthetic
5 CULTURAL VILLAGES
Over the past decades, cultural tourism has been one of the key opportunities in South Africa.
Cultural villages are a part of cultural tourism, which offers tourists the opportunity to explore and
learn about cultural diversity in South Africa. They can experience living in a traditional hut for a
short time and gain insight into how tribes live. ‘The cultural village is a development of a village
in the form of integration between attractions, accommodation and supporting facilities presented
in the community life structure’ (Sukariyanto 2015). ‘Cultural Village is a rural area that offers a
whole atmosphere that reflects the authenticity of the countryside, both in terms of social culture,
customs, daily life, traditional architecture, village spatial structure, and has the potential to be
developed as various components of tourism, for example: attractions, food and beverage, souvenir,
lodging, and other tourist needs’ (Dewi et al 2018 : 4).
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The different cultural villages show the different ethnics groups and their life across South Africa
such as Xhosa culture, Zulu culture, Ndebele culture, and etc. More than two dozens of “cultural
villages” are located across South Africa. These villages are planned not only for tourism purposes
but also as homes for indigenous people of each tribe. In continuance, the researchers introduce
two examples of Southern Ndebele cultural villages, which continued their traditional architectural
style and serve as a touristic attraction.
5.1 Cultural Village of Mapoch
Mapoch village is one of the villages developed as a cultural village in South Africa. The Southern
Ndebele village of Mapoch is situated on the west of Pretoria, which offers a very rural (and noncommercial) experience. Mapoch Ndebele people were forced by the apartheid’s government to
leave their lands in 1952 and they settled in their present location. The Mapoch people have
maintained their traditional lifestyle and practiced their customs and traditions. The geometric
mural art is applied in their traditional earthen houses. Daily tours and ceremonies where tourists
take part are organized and the local Southern Ndebele people of the village can be supported when
their art and craft items are bought.
Figure 4. Cultural Village of Mapoch (www.gauteng.net, www.portfoliocollection.com).
5.2 Cultural Village of Mpumalanga
Mpumalanga village is a cultural village, situated a few kilometers north of Middelburg town in
South Africa. This village preserves the culture of the Southern Ndebele people and the community
preserved their traditional earthen architecture as a part of their identity. The women and men still
wear their traditional clothes and practice their geometrical mural art, which has passed down from
generation to generation.
Figure 5. Cultural Village of Mpumalanga (www.flickr.com)
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6 CONCLUSIONS
The results indicate a sustainable vernacular architecture progress created by indigenous Southern
Ndebele people, which had three sequences and where earth was one of the main materials used in
the constructions. As the last sequence, the earthen architecture survived only in rural areas where
the community is economically marginalized. Cultural tourism and especially cultural villages are
the most fundamental way to help this low income community to preserve their culture and
traditional lifestyle as well as their architecture. Mapoch village and Mpumalanga village are two
successful examples of Southern Ndebele cultural villages, which offer visitors the opportunity to
explore the space of traditional earthen architecture of Southern Ndebele tribe and their traditional
costumers. The local Southern Ndebele communities benefit from the tourism business and they
have preserved their earthen houses.
7 REFERENCES
[1] Bakker, K A & Van Vuuren, C J 2004. Change and continuity in Ndebele earthen architecture:
toward a model for conservation of meaning in architectural decoration, in L Rainer & AB
Rivers (Eds). The conservation of decorated surfaces on earthen architecture. Los Angeles: The
Getty Conservation Institute.
[2] Birabi, A.K. & Nawangwe, B. 2008. Mitigating Threats to Local Knowledge Embedded in
Earthen Architecture: The Case of Preserving African Architectural Semiotics. Terra 2008: The
10th International Conference on the Study and Conservation of Earthen Architectural
Heritage.
[3] Dainese, E. 2015. Histories of Exchange: Indigenous South Africa in the South
AfricanArchitectural Record and the Architectural. Journal of the Society of Architectural
Historians 74, no. 4, P. 443–463.
[4] Dennis Nicholas, M. 2015. NDEBELE ART IN THE DESIGN OF AESTHETIC
RESIDENCES ALONG STATE HOUSE, NAIROBI A case study of Muchilwas Family
Home along State House Road, Nairobi. Bachelor of Art in Design Degree submitted to the
school of the Arts and Design, University of Nairobi.
[5] Dewi. N IK, Astawa. I P, Siwantara. IW, and Mataram IGAB. 2008, Exploring the potential of
cultural villages as a model of community based tourism, Conf. Ser. 953 012072.
[6] Fourie, M. 1999. Mêmes in amaNdzundza Architecture. A Thesis submitted to the Faculty of
Graduate Studies and Research in partial fulfilment of the requirements for the degree of
Master of Architecture. School of Architecture Mc GiII University, Montreal, Canada.
[7] Frescura, F.F. 1985. Major developments in the rural indigenous architecture of southern
Africa of the postdifaqane period. Johannesburg: Unpublished Ph.D Dissertation, University of
the Witwatersrand.
[8] Franco Frescura. 2011. Ndebele architecture and settlement patterns. South African History
Online (http://www.sahistory.org.za/)
[9] Kamwangamalu, N.M. 2001. The language planning situation in South Africa. Current Issues
in Language Planning, 2: pp.361–445.
[10]
Philokyprou. M. 2004. Continuities and Discontinuities in the Vernacular Architecture.
Athens Journal of Architecture
[11]
Sukariyanto, I G M 2015 Partisipasi Masyarakat Lokal dalam Pengembangan Desa
Belandingan sebagai desa wisata di Kabupaten Bangli.Skripsi Sarjana Badung: Sekolah Tinggi
Ilmu Pariwisata Bali
[12]
Skhosana. P. B. 2009.The linguistic relationship between Southern and Northern Ndebele.
University of Pretoria
[13]
Van Vuuren, C. J. 1993. Let’s go visit the ruins: oral tradition and settlement reconstruction
- two case studies. South African Journal for Art History, 11.pp. 43-57.
[14]
Van Vuuren, C. J. 1983. Die Vestigingspatroon van die Suid-Ndebele. Pretoria:
Unpublished MA thesis, University of Pretoria.
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[15]
Van Vuuren, C. J. 2008. Features in the Intangible Domain of Ndebele Earthen
Architecture. Terra 2008: The 10th International Conference on the Study and Conservation of
Earthen Architectural Heritage.
[16]
Van Vuuren, C. J. 2007. Reconstructing the Ndebele grass dome house: an integrated
heritage initiative. South African Journal of Art History, Volume 22, Issue 2, p. 179 – 194.
[17]
Van Vuuren, C. J. 2008. The intricacy of intangible cultural heritage: some perspectives on
Ndebele earthen architecture. SAJAH, ISSN 0258-3542, volume 23, number 2
[18]
Van Warmelo, N. J. 1930. Transvaal Ndebele Texts, Ethnological Publication No1.
Department of Native Affairs, Pretoria: Government printer.
[19]
Wilkes, A. 2001. Northern and Southern Ndebele—Why harmonisation will not work.
South African Journal of African Languages, Volume 21.
CV: 1Ms. Elaheh Golzari
Ms. Elaheh Golzari is a Lecturer of Architecture at the Science and Art University of Iran. She
obtained her masters in architecture at the Science and Art University and she is a master’s student
of Southern African Studies at the Faculty of World Studies of the University of Tehran. She is a
specialist in vernacular architecture and a member of Iranian Committee on Troglodyctic
Architecture (ICTA)-ICOMOS. Her main research interests are earthen architecture, hydraulic
traditional water system and troglodyte architecture.
CV: 2 Dr. Amir Bahram Arabahmadi
Dr. Amir Bahram Arabahmadi is an Assistant Professor of Southern African Studies at the Tehran
University of Iran. He obtained his PhD in history at Shahid Behshti University of Iran.
Dr. Arabahmadi is a specialist in African’s culture, history and costumes. His main research
interests are history of Iran, cultural relations between Iran and Africa, and the history of Africa.
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Determination of Shear Strength of Bamboo Panel
Prachand Man Pradhan1, Shiva Prasad
Timalsina2, Mahesh Raj Bhatt3
Kathmandu University, Dhulikhel-4,
Kavrepalanchok, Nepal
1
prachand@ku.edu.np
ABSTRACT
This paper aims in determining the lateral resistance capacity of the bamboo panel. The main
purpose of this study is to determine the shear strength of bamboo wall panel so that this property
can be used in the design of earthquake resistant, cost-efficient housing in Nepal. The test was
carried out on two types of panels: one with cement mortar plaster on outer face of panel and the
other as non-plastered. Each type of panel consists of wooden frames with bamboo strips on the
outer face. A total of eight samples were prepared for the test with a panel size of 600mm x
600mm, wall thickness of 150mm x 75mm. The number and thickness of wooden frames used in
the sample also vary.
The diagonal compression test method was used to determine the correlation between the lateral
resistance and the deflection of bamboo shear wall. The monotonic load was applied until the load
stopped to increase from the peak load. The test results showed that ultimate load for various
samples varied from 8 kN to 29 kN and also the shear strength for various samples varied from
0.35 MPa to 1.47 MPa, where higher values corresponds to the plastered wall. Similarly, the
modulus of rigidity for various samples varied from 7.49 MPa to 87.92 MPa. It can be concluded
from the results that the wall with cement mortar plaster on the outer face helps in resisting against
higher loads, but as we know that the plasters are non-structural components, it is advisable to
consider the strength values obtained for non-plastered wall for the design works.
Key Words: Bamboo Panel, Shear Strength, Nepal
1 INTRODUCTION
The 2015 Gorkha earthquake in Nepal caused loss of many lives and property. As a consequence,
the people are more interested in reducing the damages incurred due to earthquake. In recent years,
many types of house construction techniques with different types of material have been introduced.
Bamboo wall construction, one of such techniques, has also been introduced. In rural areas of
Nepal, the availability of building materials such as cement, aggregate, reinforcement, bricks etc. is
rather limited, thus, the readily available materials such as timbers, bamboo etc. can be efficiently
used for the construction of houses. Bamboo wall panels can be made locally in the village.
Untreated bamboo may be attacked by termites and decay after a few years. Treated bamboo will
last for more than 30 years and is good for permanent houses. The difficulty in making connections
and joints suitable for round (and variable) sections is also evident for mainstream construction;
however, an increasing number of researches demonstrates a growing industry and demand for
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sustainable building products [1]. Light-frame residential and commercial wood structures have
performed quite well during earthquakes. However, assessments performed after several natural
disasters demonstrated that the prevention of damages to residential wood structures, including
residences designed in accordance with current building codes, is crucial [2].
Several studies were conducted on the composite structure of plastered-bamboo structure and shear
walls. Hutubessy et al., [3] conducted a study on the material behavior of plastered-bamboo wall
towards lateral loads. They determined that the plastered-bamboo wall using wire mesh bracing had
the peak load capacity, energy dissipation, and higher ductility than the plastered-bamboo wall that
uses bamboo bracing. Also, the elastic stiffness of the plastered-bamboo wall using bamboo
bracing was 1.27 greater than plastered-bamboo wall using wire mesh bracing. Miller et al., [2]
conducted a study on monotonic and cyclic load testing of partially and fully anchored wood-frame
shear walls. Their results show that the ductility of partially anchored walls is below the acceptable
criteria for shear walls with structural panel sheathing.
For a seismically active country like Nepal, the design of structures should focus on the earthquake
resistance. Therefore, extensive research should be carried out in the respective field to determine
the strength of materials. As the bamboo-walled panel type construction is new, research on this
field has not been carried out at the desired level. The aim of this study is to determine the strength
of the bamboo-walled panel for the lateral forces. To determine the shear strength parameters,
diagonal compression test is carried out. This study will also be the guide for the future studies in
the field of bamboo-walled construction.
2 TEST PROCEDURE
2.1 Theoretical Background
The shear stress and shear elastic modulus (modulus of rigidity) for specimens are calculated from
the experimental test by using the ASTM [4] loading protocol standards. In this case, the Mohr’s
circle is centered in the origin of the Cartesian system of axis and the value of the shear stress τ is
equal to the principal tensile stress ft. The shear stress τ is obtained as follows:
Where, P is the load applied by the jack and An is the net area of the specimen, calculated
as follows:
Where, w is the specimen width, h is the specimen height, t is the thickness of the specimen and n
is the percentage of the unit’s gross area that is solid, expressed as a decimal. Consequently, the
initial shear strength τo and the tensile strength are defined as:
Where, Pmax is the maximum load applied by the hydraulic jack. Furthermore, shear elastic
modulus G is obtained by:
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Where, τ1/3 is the shear stress for a load of 1/3 of the maximum load Pmax and γ1/3 is the
corresponding shear strain.
2.2 Sample Description
Wall panels of size 600 mm x 600 mm were used in this study. Two types of samples were used for
this purpose based on the wooden frame used and thickness of panel. The descriptions of samples
can be seen in Figures 1 and 2 below.
Figure 1. Sample type 1 with 600mm x 600mm panel size and thickness of 150 mm. The crosssection of wooden frame is 50mm x 50mm. Bamboo strips of 12.5mm and 37mm, plaster with
cement/sand ratio of 1:3 is used. The joint connections are made with nails.
Figure 2. Sample type 2 with 600mm x 600mm panel size and thickness of 75 mm. The crosssection of wooden frame is 25mm x 25mm. Bamboo strips of 6.25mm and 18.75mm, plaster with
cement/sand ratio of 1:3 is used. The joint connections are made with nails.
A total of eight samples were made for the study, four for each type. For each type, a single sample
is made without plaster on its outer face. The sample identifications for various types are shown in
Table 1 below.
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Table 1. Sample identifications from S1to S8 for various types.
Type
Type-1
Type-2
ID
S1
S2
S3
S4
S5
S6
S7
S8
Description
With plaster around all sides (Outliered)
With plaster on two opposite faces
With plaster on two opposite faces
Without plaster
Without plaster
With plaster on two opposite faces
With plaster on two opposite faces
With plaster on two opposite faces
Here, the sample S1 became an outlier since all of its sides were plastered (which is not practical)
and it shows completely different behavior than other samples. So, the results of samples S2 to S8
alone are considered.
2.3 Laboratory Testing
The experimental setup is shown in Fig. 3. The sample is placed diagonally and provided with the
loading shoe at each end of diagonal for proper load distribution and to prevent the edges from
crushing. Dial gauges are fixed properly at the suitable locations so that the horizontal and vertical
deflections can be measured easily. The load is applied by the hydraulic jack manually at an
interval of 2 kN. Due to application of load, the displacements were recorded by reading the dial
gauges. The load is applied and measurement is taken till the maximum load is applied where the
sample fails and it can no longer bear any load.
Figure 3. Test instrumentation setup; 1- hydraulic jack, 2- loading shoe, 3- test sample, 4- vertical
displacement dial gauge, 5- horizontal displacement dial gauge
3 RESULT AND DISCUSSIONS
3.1 Failure Modes
Initially the cracking of the plaster from the either side of the frame can be seen throughout the
sample during loading. After load is gradually increased, separation of plaster from the face of
panel and failure in the joint of the wooden frame are observed. On further loading, tendency of
bamboo strip to be separated from the nailed joint is observed. As the ductility of the wooden frame
as well as bamboo panel is higher than plaster, the separation of plaster occurred before the
ultimate loading. Various failure modes of the samples are shown in Fig. 4.
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(a)
(b)
(c)
Figure 4. Various failure modes of the samples. (a) Separation of plaster form the panel and
cracking of the wooden frame in nailed joint, (b) separation of plaster, and (c) cracking of plaster.
3.2 Load Deflection Curves
The data obtained from the experiment are the loads and the corresponding deflections in
horizontal and vertical directions. The maximum load at which the sample fails and can no longer
bear any load is defined as the ultimate load. The load-deflection curves for both horizontal and
vertical directions for various samples S2 to S8, shown in Figs 5 and 6 clearly specify the
characteristic of the wall panel.
(a)
(b)
Figure 5. Horizontal load-deflection curve. (a) Sample type 1, where samples S2 and S3 are
plastered and sample S4 is without plaster and (b) sample type 2, where sample S5 is without
plaster and samples S6, S7 and S8 are plastered.
(a)
(b)
Figure 6. Vertical load-deflection curve. (a) Sample type 1, where samples S2 and S3 are plastered
and sample S4 is without plaster and (b) sample type 2, where sample S5 is without plaster and
samples S6, S7 and S8 are plastered.
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3.3 Shear Strength and Modulus of Rigidity
The shear strength of the wall can be determined with the help of Eqn. (3) and the modulus of
rigidity is determined with the help of Eqn. (4). The stress-strain diagram for various samples is
shown in Figs 7 and 8.
Figure 7. Shear stress-strain diagram for sample type 1, where samples S2 and S3 are plastered and
sample S4 is without plaster
Figure 8. Shear stress-strain diagram for sample type 2, where samples S5 is without plaster and
samples S6, S7 and S8 are plastered
3.4 Summary of Results
The final target of the experiment is to determine the load carrying capacity and strength of the
bamboo panel for applied loading, which is determined by using the parameters as the ultimate
load, shear strength and modulus of rigidity. All these parameters are summarized in the Table 2
below.
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Table 2. Outline of ultimate load, shear strength and shear modulus of samples
Sample
type
ID
Ultimate
load (kN)
Initial Shear Strength,
τo (MPa)
Shear modulus, G
(MPa)
Remarks
Type-1
S1
S2
S3
Average
S4
S5
S6
S7
S8
Average
36
26
32
29
10
8
20
20
20
20
1.27
0.92
1.13
1.03
0.35
0.59
1.47
1.47
1.47
1.47
17.14
13.28
20.89
17.09
7.49
19.63
177.52
22.08
64.16
87.92
Outliered
Type-2
As already mentioned in the previous section, the sample S1 is outliered due to its impractical
construction and has the highest ultimate load capacity, which is 36 kN. But for our purpose, we
consider only the results of samples S2 to S8.
4 CONCLUSION
The test results showed that the ultimate load for Type 1 samples are 29 kN for plastered wall and
10 kN for non-plastered wall and the corresponding shear strength is 1.03 MPa and 0.35 MPa,
respectively. For Type 2 sample, the ultimate loads were 20 kN and 8 kN for plastered and nonplastered wall panel, respectively and the corresponding shear strengths were 1.47 MPa and 0.59
MPa, respectively.
For Type 1 sample, the modulus of rigidity was obtained as 17.09 MPa and 7.49 MPa for plastered
and non-plastered wall, respectively and for Type-2 sample, the modulus of rigidity obtained were
87.92 MPa and 19.63 MPa for plastered and non-plastered wall, respectively.
From the obtained values, it can be seen that the walls with plaster have higher shear strength than
non-plastered walls. As plaster is a non-structural component, it deforms during earthquake, so the
shear strength value obtained for non-plastered wall is the representative one. This study is carried
out for the particular type of sample, i.e. sample with specific wooden frame, bamboo properties
etc., but the result may vary according to the materials used and the method of construction.
4 ACKNOWLEDGEMENTS
This project was jointly supported by Abari Bamboo and Earth Initiative Pvt. Ltd. & Himalayan
Bamboo Pvt. Ltd., Kathmandu, Nepal. We thank Kathmandu University, faculty & staffs of
Department of Civil & Geomatics Engineering, Students of Masters in Structural Engineering
Batch of 2015 and 2016 for their assistance to conduct the shear strength test of bamboo panel in
Kathmandu University horizontal load testing lab.
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5 REFERENCES
[1] Sharma, B., Gatoo, A., Bock, M., Ramage, M., ‘Engineered bamboo for structural applications’,
Construction and building materials, pp.66 73,2015,DOI:10.1016/j/conbuildmat.2015.01.077
[2] Miller, T.H., Seaders, P., Gupta, R., ‘Monotonic and cyclic load testing of partially and fully
anchoraged wood-frame shear walls’,Wood and Fiber Science, 41(2), 145–156, 2009
[3] Hutubessy, V.R.R., Priyosulistyo, H., Awaludin, A., ‘ The Material Behavior of PlasteredBamboo Wall towards Lateral Loads’, Int. Journal of Engineering Research and Applications,
1(2), 397-403, 2014
[4] ASTM (2002). ASTM E 519-02, Standard Test Method for Diagonal Tension (Shear) in
Masonry Assemblages. ASTM International, West Conshohocken, PA
CV: 1Dr.Prachand Man Pradhan
Proposed Position: Team Leader, Education: Kathmandu University (KU), Dhulikhel, Nepal.
Ph.D. Civil Engineering, (September 2009- Oct.2014), Academic: October 2013 till date,
Kathmandu University, Acting Head of Department, Department of Civil and Geomatics
Engineering
CV: 2Shiva Prasad Timalsina
Civil Engineer (Structural), Education: M.E. in Structural Engineering
Kathmandu University, Dhulikhel-7, Kavrepalanchowk, Nepal, Year: 2015 – 2017 A.D.
Title of Thesis: Characterization of Site Ground Motions & Seismic Response Evaluation of a
Concrete Gravity Dam: A Case Study in Nepal, Academic Experience: Visiting Faculty,
Kathmandu University, Dhulikhel-7, Kavrepalanchowk, Nepal, Year 2015 A.D., Course:
Hydraulic Structures, Year 2016 A.D., Course: Hydraulic Structures
CV: 3Er. Mahesh Raj Bhatt
Education Qualifications: 9/2015-11/2017 ME in Structural Engineering (CGPA 3.81/4) School of
Engineering, Dhulikhel, Kavre, Kathmandu University, Nepal.
Dissertation Title: “Study on the effect of vertical irregularities on infilled RC frames under seismic
effect”, 2015-Present Freelance worker as self-employed, particularly drafting, Valuation, analysis
and design of the buildings as per norms. 25/09/2016-24/3/2017 Teaching assistant (Visiting
Faculty member), Kathmandu University, School of Engineering.
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Godal Baghcheh (Traditional Courtyard) the Climatic
Approach in Desert Region of Iran in order to achieve an
Earthen Architecture and a Sustainable Environment
Somayeh Omidvari1, Maryam Omidvari2,
Hamidreza Shirgholami3
Assistant Professor, Faculty of Science and Art,
Science and Arts University, Yazd, Iran,
Science and Arts, Lecturer at the University,
Islamic Azad University of Yazd,
The member of company Nemasazan Kavir, Yazd
1
omidvari660@yahoo.com
ABSTRACT
Godal Baghcheh (Traditional Courtyard) the climatic approach in desert region of Iran in order to
achieve a sustainable environment.
Modern societies face various crises such as environmental, economical, social and identity. The
study of evidences from local or ancient architecture of any region demonstrates that humanity’s
attempts to meet their needs were in harmony with the nature. Yazd is a city, rich of practical
solutions in order to solve the environmental problems. Small garden is one of the crucial elements
in traditional houses of the region situated in the desert of Iran. This element, usually located below
the level surface of the whole or a part of the front yard, has a major role in architectural and urban
system of Yazd traditional houses.
Making the abovementioned gardens by digging to the depths of the earth causes to decrease air
interchangeable wall surfaces and minimize the heat exchange with outer space. Probing the
elements around the small gardens and studying other types of the cases shows that various factors
such as changing in Ghanats' systems, the flow of underground water, the process of urban
development in different historical eras and many other climatic conditions were effective in the
formation of these small gardens.
This article is going to investigate the specified proportion of the small gardens from the climatic
aspect by introducing different patterns of small gardens from the viewpoint of their depth from the
earth and other important elements in traditional houses.
Key Words: Godal Baghcheh (Traditional Courtyard), Proportions, Climatic efficiency
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1 INTRODUCTION
Iranian architecture is rich in variety and internal spaces. Iranian architecture has special features
and internal spaces in the desert areas, which could have been the best response to the limitations of
climatic conditions in those areas. Godal baghche has been one of the spatial factors in the desert
architecture and Yazd city. The name is somehow representative of the qualitative aspects of this
environment and also indicates that the courtyards are located below the ground.
Godal baghche (baghchal) was built in the center of the courtyards and inserted a floor inside the
ground. The sample of these spaces can be seen in desert cities of Kashan, Naein and Yazd. Godal
baghche could provide soil for the materials of buildings and also helped reaching the water of the
qanat. This was of high importance specifically for those cities like Naein, which had a
complicated network of qanats underground. Around this courtyard, there were often some open
rooms or porches, and the growing of pistachio, pomegranate and fig trees was popular in these
godal baghche (zandieh, parvardi nezhad, 1389).
Figure 1. The view of Yazd city, the location of Yazd in Iran
Trees in the middle of the yard or another part of the building, in which there is a hole as a
result of digging for building the monument and which was cultivated. In fact, godal
baghche is considered a part of the building that had close contact with the globalization
and the various cultures of the Iranian dynasties” (Gooyay et al, 60:90).
Most of the godal baghches have been destroyed by the natural disasters such as
earthquakes or other social factors, and thus, their origin is not clear enough to be reported.
For example, there were a high number of godal baghches in Kashan city during the
saljoughi’e period, which were destroyed by the 1192 earthquake (Gooyay et al, 60:94).
Most of the studies report that godal baghche did not relate to any specific period, and little
by little, as the climate of the deserted areas became drier, many houses were sunk in the
holes and then godal baghche was created. These godal baghches had not had any
decorations before, but in time, the decorations were added. (Gooyay et al, 60:94).
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Figure 2. The houses with godal baghche in various cities of Iran, Isfahan, Yazd, Kashan, Naein
Table 1. The various nominations of godal baghche in different sources
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Figure 3. The dispersing of the locations with godal baghche in the twoborhoods of Gazorgah and
Mosalla in Yazd
2 INTRODUCING THE HOUSES WITH GODAL BAGHCHE IN YAZD
Among the houses of Yazd with centering yards, most of them were equipped with godal baghches.
They had a variety of spaces surrounded by these godal baghches, which are of utmost importance
to be studied in greater detail. Thus, to understand the qualities of these spaces, we should study
their surroundings. According to the needs of the landlords or on the basis of the depth of the godal
baghche, the surrounding spaces were different, and most of them were surrounded by porches and
open rooms. The geometry, depth and the surroundings of these godal baghches play an important
role in understanding their spaces.
Table 2. Introducing the houses with godal baghche in Yazd
Naghib
alley, Imam
street
Safavid era
Malek Sabet
house
Naghib
alley, Imam
street
Safavid era
Ilchi Khan
house
Iranshahr
alley
Safavid era
Imamzadei
house
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Amirchakh
magh
Qajar
period
Oloomi house
Sahebneali
alley, Imam
street
Qajar
period
Ghazinasab
house
Sahebneali
alley, Imam
street
Qajar
period
Lariha house
2 ALEK SABET HOUSE
Maleksabet house is one of the inscribed houses in Yazd belonging to the Safavid era. It is one of
the rare houses from the Safavids that is equipped with godal baghche and could survive. The godal
baghche is octagonal and the two wind catchers on both sides of the yard are its outstanding
characteristics.
Table 3. Alek Sabet House
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3 ILCHIKHAN HOUSE
Table 4. Ilchikhan House
It is one of the inscribed houses in Yazd belonging to the Safavid era. It is equipped with two
yards, interior and exterior, both following the model of godal baghche. It has two homolographic
windcatchers. Its unique features are beautiful interior design and decorations and plaster work. It
should be noted that a majority part of this monument has been destroyed.
4 OLOOMI HOUSE
It is one of the inscribed houses in Yazd belonging to the Qajar period. It has two independent
sections: interior and exterior courtyards. Its interior courtyard is bigger and has godal baghche. Its
unique feature, among others, is its highly deep godal baghche. Its godal baghche is composed of
two deep floors, and the surroundings with two floors are located around this godal baghche.
Table 5. Oloomi House
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5 THE REASONS FOR FORMING GODAL BAGHCHE
There are various hypotheses about forming godal baghche, several of which are explained below.
1. The lowering of the surface water and the availability of water
One of the existing hypotheses about forming godal baghche is the lowering surface of water and
the decreasing level of water in qanats during the times. As the level of the water of godal baghche
was the same with the level of the water of qanat, godal baghche could provide the availability of
the water of qanat (Memarian, 1373:276). Among the deserted cities of Iran, Yazd, Kashan, and
Kerman are a few examples that used godal baghche to reach the water of qanats underground.
There are various reasons why the level of underground water decreased during different eras such
as the sinking of water to the deeper layers of the earth or the various diggings of qanats in the
villages and cities. We can prove this by locating the traditional houses in the ancient texture of
Yazd. To this end, we figure out that all these houses are built above the path of qanats.
2. The city development and building houses above the holes of the city.
Another hypothesis in this regard is that some of the neighborhoods of Yazd like Godal Mosalla
and Godal Abbassi were located out of the downtown area, and usually, the soil out of the city
was used to build the town houses. In later eras, while the city expanded to these areas, the
architectures decided that instead of filling these holes, they would keep them as godal baghche
with the yards in lower levels and create the yards with two floors.
3. The climatic procedure in arid areas
One of the customary ways to escape from the extreme hot weather in deserted areas is to go inside
the depth of the ground. Going inside the depth of the earth can help to reduce the degree of the hot
weather exchange. Godal baghche is a comfortable place during the hot and scorching summers as
it is deep in the underground and surrounded by green trees. Because of these trees, the sun light
cannor enter the space directly, and this location can prevent the harsh desert winds.
Since the surrounding of these godal baghches was pure soil, a large number of people chose the
nearby rooms to live during the hot summers. In fact, it can be said that godal baghche tried to
moderate the temperature by going deep inside the ground. Also, building the houses deep inside
the ground helped to protect the buildings against earthquakes.
6 RESULT AND CONCLUSION
Each reason mentioned above can be considered one of the reasons for forming the houses with the
model of godal baghche in the deserted areas. Being located in different areas, the houses are
subject to various conditions and thus, the necessity of forming this element has arisen. These
various factors resulted in different models of godal baghches in Yazd and there are three different
models of godal baghches in the courtyards. In some houses, this garden was located at the surface
of the yard, and in others, it was located deep in the ground. But by studying them more
elaborately, we can get more comprehensive models and detailed information in this regard.
Therefore, from the various types of gardens and godal baghches, we can outline some points
below. Thus, shading and going to the underground to escape from the hot weather was one of the
reasons for making godal baghche.
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Table 6. The various models of godal baghche in Yazd
7 REFERENCES
[1] Pirnia, mohammad karim (1378), the introduction to Islamic architecture of iran, the
buildings inside the city and outside the city, preparation by gholam hossein memarian,
industry and science of iran university publication, Tehran.
[2] Pirnia, mohamad karim, (1390), Iranian architecture, preparation by gholamhossein
memarian, the publication of soroush danesh, Tehran.
[3] Memarian, gholamhossein, (1373). The acquaintance to Iranian residential architecture, the
interior typology, the publication of industry and Science University, water city, Tehran.
[4] Gooyay, arezoo, memarian, gholamhossein, safaran,, elyas, the pondering on the meaning
of godal baghche and its position in traditional Iranian architecture, the quarterly of
scientific, artistic and technical of impact, number 60.
[5] Vakili nezhad, rosa, mehdizadeh seraj, fatemeh, mofidi shemirani, seyyed majid, (1392),
the doctrines of the systems of static coldness in the elements of traditional architecture of
iran. The research scientific journal of the scientific architecture and urbanism association
of Iran. Number 5.
[6] Zandieh, Mahdi, parvardi nezhad, samira, (1389), the static development and its
conceptions in the residential architecture of Iran, the dwellings and environment of the
rural area.
[7] The complex of Yazd houses, Yazd cultural heritage organization.
CV: 1Somayeh Omidvari
Assistant Professor, Faculty of Science and Art, 1omidvari660@yahoo.com
Science and Arts University, Yazd, Iran, Science and Arts, Lecturer at the University,
Islamic Azad University of Yazd, The member of company Nemasazan Kavir,
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Reuse of Traditional Earthen Wind Catchers in Contemporary
Architecture (Case Study: Yazd-Iran)
Iman Khajehrezaei1, Nariman Farahza2,
Mehrnaz Malek3
1
1
(M Arch), Lecturer at Yazd Technical University, Iran
Iman.7576@gmail.com
ABSTRACT
The city of Yazd is renowned as the city of "Wind catchers". However, after the introduction of
modern cooling systems, these earthen elements, which used to ventilate and cool the buildings in
the past decades, started to become a thing of the past and constructed less and less.
Wind catchers can provide thermal comfort in summer with little or no use of electricity. Therefore,
they can be incorporated into new building designs in the hot-arid regions.
In this paper, after explaining the design, construction, climatic and structural characteristics of this
earthen element, some of the new constructed wind catchers, which were modified to increase their
efficiency according to intended use, will be introduced.
The results indicate that if wind catchers are equipped with the water vaporization system, the
temperature can be decreased considerably and sustainable environmental comfort is achieved.
Key Words: Wind catcher, Earthen structure, Sustainable Cooling System
1 INTRODUCTION
Wind catchers or Badgirs are towers installed on top of buildings, which are used to ventilate and
cool the buildings in hot and arid or humid areas around the world. By chanelling the outside air into
the building, wind towers serve as a natural ventilation system for architectural spaces.
On the other hand, nowadays, with the introduction of fast-changing advanced technology, the wind
catchers
has
great
potential
to
align
with
modern
energy
efficiency.
This article intends to share present knowledge about wind catchers and develop their performance
in combination with modern technology.
As an initial step, traditional wind catcher and its function will be introduced and then, the paper will
focus on the history of traditional ones. Improved wind catchers available in the city of Yazd and
new methods to increase their energy efficiency based on the author's experiment will be covered in
the last section of the paper.
This paper is presented based on an experimental study conducted during a field study on wind
catchers. Theoretical and basic studies were conducted through library studies. Structural and
material researches were prepared by investigating the wind catchers in Yazd and interviewing with
experienced skilled workmen.
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2 THE WIND CATCHERS IN YAZD
The province and the city of Yazd are located on the central part of the Iranian plateau. Being located
near the central mountains and far from the Caspian Sea and the Persian Gulf, Yazd has a climate
that resembles to dry and semi-dry desert climate. Hosting a large number of earthen monuments and
sites, Yazd possesses a rich heritage of ancient culture and civilization acquired throughout various
historical periods of Iran1.
A large number of historic areas of Yazd contain various traditional earthen structures such as wind
catchers, water cisterns and Qanats, many of which are still used. Among the key architectural and
urban features of Yazd, wind catchers have been among the most significant elements of its built
environments for centuries 2 (Fig.1).
Figure 1. Skyline of the city made of earthen materials has been dominated by the domes and wind
catchers (www.iranreview.org).
3 THE WIND CATCHER AND ITS FUNCTION
A wind catcher is a structure built above the roof of the buildings that catch the passing fresh air and
channel it down to the ground floors and basements. Weathering shaft, ventilation shaft and wind
tower are some other names used for the wind catcher. In the wind catcher, the hot air is catched at
the top of the structure and passed through a simple channel, delivering the air at the bottom of the
channel, which is the ground floor or basement 3.
Wind catchers have two main functions:
The first function is based on the principle of suction of opening facing the wind and the suction of
openings back against the wind.
"The way a wind catcher operates is mainly based on taking the fresh air into the building and sending
the hot and polluted air out', i.e. 'the suction function''. It may be not necessary to explain when the
wind hits against the walls of internal partitions of the wind catcher, it necessarily falls down, but it
is necessary to refer that the other holes of the wind catcher turning back to the wind direction give
the hot and polluted air into the wind and thus, works like a ventilation and a suction machine (Pyrnia,
M.K, 1981).
"This type of wind catcher actually functions based on the principle that when the wind hits an
obstacle, since the density of the air is thick on the side of the wind direction, a positive pressure is
set against the negative pressure in this direction on the other side. Therefore, when the ventilation
1 Abouei,R,2006 , page 1
2 ibid,Abouei,R,2006 , page 1
3 ibid,Abouei,R,2006 , page 2
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is opened on one side of the wind, there will be a positive and a negative pressure. According to this
principle, in the wind catcher, the opening facing the wind takes the air into the space underneath
(Tallar)[1] and the air in the tallar with its negative pressure on the opening back of the wind is drawn
out" (Azami, 2005) (Fig. 2).
Figure 2. Traction and suction in Badgir (Azami, 2005).
The second function is based on the temperature difference. "It seems that technicians show little
interest in the function of a wind catcher regarding the temperature difference. In fact, when there is
not a sensible wind blast, the wind catcher acts according to this phenomena. "During the day, since
the sun hits on the southern face of the wind catcher, the air heats in the southern face of the wind
catcher, and goes up" (Bahadori, pp. 144-54). This air rising above through the inner air of the tallar
is replaced and in fact, it creates a sort of proportional vacuum inside the tallar, and takes the cool
air of the inner court into itself, so the existing air in the northern opening is pulled down (Fig. 3).
During the night, it becomes cold outside, and the cold air moves down. This air is saved by the heat
and becomes warm on parapets and then, goes up. This circle continues till the temperature of the
walls and outside temperature become equal. But usually before it arrives at this point, the night ends
and once again the wind catcher functions as described above. In general, most of the time, wind
catcher performs as we described due to traction, suction, and temperature difference" (Azami, 2005).
Figure 3. Badgir function during the day and night (Azami, 2005).
4 DIFFERENT TYPES OF TRADITIONAL WIND CATCHERS IN YAZD
"Wind catchers have various forms and plans such as square, rectangular and octagonal. The square
form is the type used in the four-way wind catchers. The rectangular forms consist of one, two or
four directions. The octagonal form is the type used in eight –way wind catchers in Yazd. (Fig. 4)
The four –way towers are the most popular wind catchers in the city of Yazd. They have four main
vertical shafts divided by partitions" (Roaf, s,1982) .
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A: Unidirectional
B: Bidirectional
C: Four -way
D: Eight -way with two vents on each side
E: Four -way with two “false” vents on two opposite
sides.
Figure 4. Diversity of forms and plans of Yazd wind catchers (Roaf, p. 1982).
5 STRUCTURE AND CONSTRUCTION OF WIND CATCHER
Wind catcher is constructed of different elements and the cooperation among these elements will be
effective in the final formation and structure. Every component has unique structural and functional
properties and their order in a wind catcher is: stalk, partitions, shelf and crown from the bottom to
the top.
Stalk or column is the lower part of wind catcher, which is placed between the roof and the shelf.
The stalk is the connection between the shelf and the space beneath the wind catcher and bears most
of the weight of wind catcher. The mass center is located there. The stalk's shape is like an incomplete
pyramid and helps its stability.
Partitions are made of Khesht (mud brick) and brick which divides wind catcher’s channels into
smaller channels and moves the air down the wind catcher from different directions. These partitions
are placed throughout the entire wind catcher from the bottom to the ceiling. The partitions have
different shapes and vary by materials used. They absorb a great amount of heat. In addition to
increasing the wind speed by decreasing the canal’s width, the partitions increase the structure’s
stability. As woods are placed between partitions, partitions and other parts of wind catcher are more
connected, which further increases the stability and strength.
Figure 5. (top left): Stalk of a destroyed wind catcher in sahlebneali quarter of Yazd (Authors)
Figure 6. (top middle): The major partitions of a wind catcher (Rudiger Lorenz, der Windturnbauer).
Figure 7. (top right) : The major partitions of a 3D model of wind catcher (Authors).
Source, mouth or shelf is the upper part of wind catcher’s stalk, which sends the air into the wind
catcher. The normal form of the shelf is horizontal, vertical or square-like. The source surface is
divided by some blades, which increase the beauty of the wind catcher. These blades are connected
to the walls and strengthened against destruction and fall by woods within their formation.
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A crown is the ceiling cover and the highest part of wind catcher, decorated by a special type of
brick. The materials used for crown are essentially brick and mud that are put together like floors
and they create some projection that plays a key role in directing the wind to the source.
Figure 8. (top left): The shelf facade of a wind catcher in yazd (Authors).
Figure 9. (top middle): The 3D model of a wind catcher's shelf (Mahmoudi, M, 2007, p103).
Figure 10. (top right): The crown of a wind catcher in yazd (Authors).
To build a wind catcher, the stalk is built up to a certain height and then the interior partitions. The
partitions’ weight will be transferred by the wood placed between them. After finishing the stalk and
placing the partitions, the process of building the shelf begins. After finishing the shelf and its internal
and external blades and fixing the wood between them, the ceiling is built and the crown is placed
on top. At the end of building process, wind catcher will be covered by mud and decoration will be
added to some parts.
To increase the stability while building the wind catcher, the parts are connected with a type of wood
named Shouruneh[2]. The essential point is to use a great deal of woods in different parts and levels
of wind catcher. These woods are generally Shouruneh, which offers high resistance and high mass
and is resistant against penetration of insects and ants. The wood plays a major role in the stability
of structure of wind catcher and acts as a joint. The connection between these woods is Sazou [3] or
nail in modern structures and this connection is linked and fixed to other parts by plaster of stucco
with mud.
Figure 11. A 3D model of a badgir's construction procedure from the left to the right (Authors).
6 THE NEW IMPROVED WIND CATCHERS IN YAZD
In recent years, new types of wind catchers have already been reconstructed in different forms.
This paper will introduce some of these new restored and reconstructed wind catchers in Yazd, which
belong to different buildings such as houses, mosques, and official buildings.
Some of them have been constructed by new materials instead of earthen materials. In all of these
examples, cooling water evaporative is required, and as water flows in some internal parts of wind
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catcher, it is not possible to use earthen materials. Therefore, brick, cement, and steel were used. The
forms of these new wind catchers are the same as the traditional ones.
6.1. Wind Catcher of Rasoulian House (art and architecture faculty of Yazd University)
After the house had been vacant for several years, the heirs of the deceased Rasoulian donated the
house to serve as the School of Architecture in 1999 and after a period of rehabilitation and
restoration, it was officially opened as an academic building in January 20004.
As the pictures show, wind catcher of Rasoulian house is not so tall and connected with the closed
space under it and is situated in the upper level of sardab5. Considering the hot and polluted air, the
suction ability was utilized instead of blowing function. In fact, the cool and wet air comes from the
basement and sardab through this function (Fig. 2).
The results of climatic analysis of the current use of the wind catcher showed that the current use of
the wind catcher would not bring the space cooling requirements to the desired comfort level. The
strategy to use the wind catcher for suction and force the cool air from the sardab to circulate through
the space is considered as a suitable and logical proposal to bring the wind catchers back to life again
6
(Fig. 3).
Figure12. Picture and section perspective of the summer side of the Rasoulian House (Ayatollahi,
2007).
4 Ayatollahi,2007 , page 4
5 Cellar, digging space in the basement space to access the Qanat (subterranean).
6 ibid ,Ayatollahi,2007 , page 5
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Figure13. Section showing the air and suction effect of the wind catcher (Ayatollahi, 2007).
6.2 Wind Catcher of Yazd University Mosque
Due to lower temperatures through evaporative cooling, water is collected and used as the symbol
and minaret of mosque. By using cotton curtains and straw (such as the straw used in water cooler)
in two openings and wetting them, the air temperature is reduced. In the third opening, just like the
traditional wind catchers, air flow entered the space without evaporative cooling. Experiments show
the superiority of these two new models which use evaporative cooling.
Figure 14, 15. Wind Catcher of Yazd University Mosque (Bahadorinejad, 2008).
6.3 Wind Catcher of Asr-e-Enghelab Research Center
One of the three openings in this wind catcher, just like Yazd University’s mosque, used the
traditional method without evaporative cooling and in the two other openings, wetting was applied
and thus, the effectiveness of new methods was approved.
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Figure 16, 17. Wind catcher of asr-e-enghelab research center building procedure (Bahadorinejad,
2008).
6.4 Wind Catcher of Farahza House
This house was modeled similarly with the historic house, where evaporative cooling was used for
Houzkhaneh 7and wind catcher. Natural air flow hits the wet perforated bricks and lower the
temperature and from the lower level, it is transferred to the house. This transfer to the Houzkhaneh
and the lowest level of house makes the basement cool.
Figure 18, 19, 20. Wind catcher and Houzkhneh of Farahza house (Farahza, personal archive).
7 TRADITIONAL WIND CATCHER’S PERFORMANCE IN TODAY'S CONDITIONS
AND THE STRATEGY TO IMPROVE THEM
7.1 The Weaknesses of Using Traditional Type Wind Catchers in Modern Architecture
• Due to global warming in recent years and the increased number of cars and increasing
environmental pollution, the air temperature, which enters the building from the wind
catchers, is almost equal to the environment temperature and does not have the ability to
provide thermal comfort to the residents.
7 It implies a basement with pond and in some cases water pond is passing in the middle of it.
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•
In traditional types of wind catcher, the heat radiation of the exterior walls of the wind
catcher to the outdoors decreases the temperature. But today, due to the low mass of building
materials, this radiation does not occur.
•
Traditional ones are highly dependent on weather conditions and winds. When the wind
speed is low (less than 2 m/s), they cannot provide the amount of air required to provide
airflow in the building.
•
The valves of the inlet of the traditional wind catchers are where dust, insects and sometimes
small birds enter the building.
•
In traditional wind catchers, their efficiency decreases when they encounter unforeseen
unpleasant winds at times of the year.
•
The height of the wind catcher has a big role in the efficiency of cooling and air conditioning
and as the height increases, its efficiency also increases. But there are architectural and
engineering constraints to maintain this height. In today's conditions, there are also
restrictions imposed by urban laws that do not allow the construction of a wind catcher with
the desired height.
Wind catchers, at certain times of the year, provide comfort conditions inside the building through
natural ventilation and minimize the use of mechanical ventilation. In the following, the necessary
solutions to overcome the defects of the traditional types and to improve their performance for current
use are presented. These solutions are designed to reduce energy consumption and increase the
cooling efficiency of these wind catchers. Suggestions are also made for designing new (modern)
wind catchers.
7.2 Strategies for improving the Performance of Traditional Wind Catchers
• To control unpleasant and unexpected winds, the valves can be fitted higher than the wind
catcher with easy access and remote control capabilities, so that they could be blocked during
the cold weather of the year. One-way dampers can also be used at times of efficient wind,
they open and allow the air to enter. At times of undesired wind flow from other fronts, they
close due to negative pressure and will not allow dust to enter the space.
•
To counteract the low wind speed and increase the wind catcher's efficiency in such regions,
a number of small pools (ponds) placed on top of each other can be used as the wind passes
through this pond. Its temperature decreases with evaporation cooling and its humidity
increases. The location of this secondary pond should be within the main column of the wind
catcher.
•
In regions where wind speed is appropriate, the combination of a mechanical system with a
wind catcher can have its benefits. Using a rust (such as a water cooling system) or other wet
surfaces, called a moisturized pad, and combining them with a mechanical system in the
badgir's opening valve that is connected to a continuous water flow, perform an evaporative
cooling function with higher efficiency and is effective in reducing the appearance of insects.
7.3 Suggestions for Designing New Wind Catchers
Taking into consideration the height of the wind catcher for cooling efficiency and restriction of city
ordinance, it is suggested to design the main wind catcher based on the requirement and condition of
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cooling efficiency with the possibility to alter the height of wind catcher when it is necessary. So,
the height of wind catcher varies by climate.
For the increasing the efficiency of the wind catcher, which has a direct effect on decreasing the
energy consumption inside the building, wind catcher bonnet should be able to put wind catcher
crater in the direction of the wind automatically without using any energy. By perching the wind
catcher crater on the direction of the wind, the efficiency of the wind catcher increased as result of
the consumption of the energy inside the building.
Figure 21. Design and details of a wind catcher's bonnet (Authors).
A moving wind catcher bonnet is putting its crater in the direction of the wind, which increases the
wind flow inside the wind tower. For the increasing the difference between walls speed, wind catcher
celling window should bend and be designed aerodynamically. So wind can flow through the end
where the wind catcher span ends, and thus, increases the speed and decreases the pressure difference
on wind catcher back window. This pressure difference is creating the suction inside the wind catcher
air exit column. Therefore, by creating a closed system and exiting on the back of the wind catcher
crater, this decreases the pressure created inside the wind catcher's air exit and can be used for
ventilation and increasing the wind flow on input column of wind catcher.
One of the main problems of traditional wind catchers is their dependence on atmospheric conditions
and wind flow. In other words, in case of lack of wind flow, wind catcher cannot ventilate and cool
the building. And this creates a big problem for using any wind catcher on structures where cooling
operation is important. Solar chimneys can be used to overcome this problem. The working principle
of solar chimneys is as follows:
With solar radiation (3) on wind catcher (1) the air inside the chimney gets warm and then it travels
inside the chimney solar duct (4), (5) pressure decreases, which results in air suction inside the
building. While solar radiation hits the solar chimney, the air inside the chimney gets warmer and a
as result, its density decreases and hot air starts to move upwards and the pressure inside the chimney
column decreases, and this pressure decrease causes the suction inside the chimney.
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Figure 22. Using solar chimney system in wind catcher (Vosoughifar, personal archive).
The use of a solar chimney has a big effect on wind catcher's function and it increases its efficiency
inside the building. American researchers report that they could increase the efficiency and
ventilation inside the building by using a closed system in the wind catcher, as shown in Figure 22.
8 CONCLUSION
Wind catchers are still considered and used in different shapes because of their unique performance.
Advanced technologies, materials and new methods improve the quality and effectiveness. This
paper shows that the traditional and modern types of wind catchers of earthen materials can still be
used
if
the
function
is
improved
with
modern
technologies.
Wind catchers play an important natural role for building ventilation and for reaching sustainable
architecture. For achieving complete design, a combination of different professions such as
architectures, structural engineers, mechanical engineers, energy specialists and other related
expertise are needed.
By providing new solutions for building a novel wind catcher, we are able to use this ventilation
method on modern buildings. In order to promote wind catcher applications further, method of
joining solar chimney inside wind catcher, increasing the efficiency by embedding water pond,
modifying the input wind catcher bonnet, and other functional ways are aimed. The modification of
input bonnet on wind catcher will prevent the entry of insects, small birds, and dust,. The efficiency
will be increased by modifying the altitute and moving bonnet systems on wind catcher.
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9 REFERENCES
[1] Abouei .Reza ,2006, Conservation of wind catchers and Qanats in Yazd, Central Iran ,
PLEA2006 ; The 23rd Conference on Passive and Low Energy Architecture, Geneva,
Switzerland, 6-8 September 2006.
[2] Ayatollahi, Mohammad Hossein, Preserving the traditional "Wind Catchers" to preserve the
urban identity,World Congress on Housing Science, Melbourne, Australia 2007
[3] A'zami,A ,2005 , Badgir in traditional Iranian architecture , International Conference
“Passive and Low Energy Cooling for the Built Environment”, May 2005, Santorini, Greece.
[4] Bahadori nejad , mahdi , 2008 ,Wind tower ,a masterpiece of Iranian engineering, , yazda
publisher, Tehran.
[5] Bahadori, M.N, 1985, An Improved Design of Wind Towers for Natural Ventilation and
Passive Cooling,Solar Energy, vol 35, No.2.
[6] Farahza, nariman , Personal archive of pictures.
[7] Farahza,N and Khajehrezaei,I,2011,BADGIR, EARTHEN RESISTANCE STRUCTURE,
Proceeding of TerrAsia 2011 conference , Mokpo, south Korea ,11-14 October 2011.
[8] Khajehrezaei, I, 2009, documentation of restored wind catchers in the city of Yazd, Yazd
university, Yazd.
[9] Mahmoudi , mahnaz , 2007, Badgir the symbol of Iranian architecture, yazda publisher ,
Tehran.
[10]
Roaf, S, 1981, «Badgir», living with the desert , oxford press.
[11]
Roaf, S, 1988, The Wind catcher of Yazd, Ph.D thesis, Department of Architecture,
oxford polytechnic.
[12]
Vosoughifar,H.R , 2005 , Consumption reduced by wind catcher , Civil engeneering
seminar , Kerman , Iran.
CV: 1Iman khajehrezaei
Master’s degree in architecture, and 3Mehrnaz Malek, Phd candidate in architecture, both are young
researchers in the field of earthen architecture. They worked extensively in the field of earthen
architecture and some of their papers were presented in world conferences like terrasia 2011,
terra2012, Lehm2012, Kerpic13, etc. They worked to introduce new and upgraded earthen
construction techniques by holding numerous workshops and festivals in Iran.
CV: 2Nariman Farahza
Architect, PhD in architecture, Assistant Professor at the Art & Architecture Faculty of Yazd
University and Supervisor of PhD thesis. He teaches some courses such as Traditional structure,
earthen architecture and restoration. He is a scientific member of VARC (Vernacular Architecture
Research Center), works as an expert in restoration of building and texture in historical city of Yazd,
Meybod and Ardakan. He has organized and managed earthen architecture workshops and has done
extensive research on revitalizing the earthen architecture in Iran.
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Plano-Convex Bricks in Ancient Mesopotamian Architecture
Alev ERARSLAN
İstanbul Aydın University, Engineering and Architecture Faculty
Department of Architecture, Florya Campus, Istanbul/Turkey
aleverarslan@gmail.com
ABSTRACT
Mudbrick is the main building material used in ancient Near Eastern architecture since the Neolithic
Age. With a wide range of uses, mudbrick was employed in walls, floors, roofs and drain systems in
Mesopotamian architecture. The material was also used in columns. Mudbrick columns were used for
decorative purposes, especially in the facades of ziggurats and temples. Mud was easy to be found and
labor costs were low. In early periods, walls were built up in lumps, with almost no shaping, which
was a method named tauf in Arabic and pisé in English, from the French word ‘pisé de terre’. The
mud was then molded or hand-shaped into brick formations.
Various shapes and sizes of mudbricks appeared through the centuries. Their earliest examples being
long and thin, bricks generally took on a rectangular shape in the fourth and third millennia, and were
characterized by being twice as long as they were wide. By the Early Dynastic period (3100-2300
BCE), the use of mudbricks had evolved into the frequent use of rectangular materials with convex
tops, now known as plano-convex bricks. The name “plano-convex” refers to the special shapes of
these bricks, characterized by a cake-shaped, domed upper surface. One of the sides of the brick forms
is a convex protuberance, very much like the impression of a finger or hand. This particular kind of
brick is peculiar only to Mesopotamian architecture. The brick is molded into a rectangular form while
the surplus earth on the top is hand-shaped and raised into a mound. The base and sides are flat but the
brick is convex on top. The sizes of these bricks are on the average about 10x19x34 cm. The
advantages plano-convex bricks held for construction were the speed with which they could be
produced and the irregularity of their surfaces, making it easier to apply a finishing plaster coating
compared to other types of smoother bricks. These bricks were laid flat but were commonly bonded on
walls in a herringbone pattern.
Plano-convex bricks were used in both baked and unbaked form. Clay, bitumen and lime were
employed as plaster material. The bricks were used in structurally strategic parts of the building such
as corners and doorframes. Another area in which these types of bricks were used was in the
construction of vaulting and arches. This was particularly seen in the Early Dynastic Period.
Keywords: Mudbrick, plano-convex bricks, Ancient Mesopotamian architecture.
1 INTRODUCTION
Mud-brick is the main building material used in ancient Near Eastern architecture since the Neolithic
Age. With a wide range of uses, mud-brick was employed in walls, floors, roofs and drain systems in
Mesopotamian architecture. The material was also used in columns. Mud-brick columns were used for
decorative purposes, especially in the facades of ziggurats and temples. Mud was easy to be found and
labor costs were low. The mud was molded or hand-shaped into brick formations. These forms were
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dried in the sun before being used in building. Mudbricks were also baked in a kiln. In early periods,
walls were built up in lumps, with almost no shaping, which was a method named tauf in Arabic and
pisé in English, from the French word ‘pisé de terre’. The mud was then molded or hand-shaped into
brick formations.
Various shapes and sizes of mudbricks appeared through the centuries. Their earliest examples being
long and thin, bricks generally took on a rectangular shape in the fourth and third millennia, and were
characterized by a length that was twice their width. Four types of mudbrick were used in
Mesopotamian architecture:
1). Flat, square bricks
2). Flat, rectangular bricks
3). Long, narrow bricks of square cross-sections (Riemchen)
4). Plano-convex bricks [1].
Rectangular bricks with convex tops, known as plano-convex bricks, were commonly employed in the
Early Dynastic period (3100-2300 BCE) [2]. The nomenclature was derived from the characteristic
shape of the brick. The “plano-convex brick” resembles a cake and has a domed upper surface [3].
These bricks are oblong and the proportions between their lengths and widths vary. In general,
however, the bricks have an average size of 10x19x34 cm [4]. They may be in different shapes (Fig.
1). In any case, the surplus clay is not removed but pressed down with hands. This particular kind of
brick is peculiar only to Mesopotamian architecture. The brick is molded into a rectangular form while
the surplus earth on top is hand-shaped and raised into a mound. Bases and sides are flat but the bricks
are convex on top [5]. They are shaped by hand. The convex side of the brick typically reveals the
impression of a finger or hand [Figure 1]. The advantages plano-convex bricks held for construction
compared to other types of smoother bricks were the speed with which they could be produced and the
irregularity of their surfaces, making it easier to apply a finishing plaster coating. [6].
The plano-convex brick was essentially rectangular with a mound on top that typically had a
depression on it. This irregular shape was the result of rounding the brick off its wooden frame by
hand in place of striking off the surplus mud to create a flattened surface [7]. This type of brick was
commonly set out in a characteristic herringbone pattern although other types of bondings were also
conventionally used [8]. The brick was flat on the base and sides but took a convex shape on top [9].
The herringbone patterned bricks were laid on their sides and were covered by the wall plastering.
This characteristic building material is identified with the early Sumerian period, a very early stage of
Mesopotamian history. The bricks were first seen in the Early Dynastic I period (c. 3000). At first,
plano-convex bricks were thought to be only a part of early Sumerian culture but later, after they were
discovered in settlements such as Ur, Ubaid, Fara, Bismayah, Warka, Kish and Khafaje, it was
understood that they were a type of building material that was indigenous to the entire region [10]. The
spread of these materials, first thought to be peculiar to Sumerian culture, to the north of the region
may have been a result of the craft contacts carried out along the Euphrates and its tributaries [11].
Figure 1. Plano-convex bricks with the impression of finger (URL 1).
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Differing opinions exist about the origin of these bricks in the architecture of Lower Mesopotamia.
The most widespread speculation is that these bricks were first produced by strangers to the region
who had come down from the eastern mountains [12]. This belief, however, has been replaced in
recent years by the conviction that the appearance of these bricks was the result of the process of
development of the brickworking tradition [13]. Particularly by the 3rd millennium BC, the rapid
urbanization of the area, the production of these bricks is thought to have accelerated.
2 THE EMPLOYMENT OF PLANO-CONVEX BRICKS
These bricks can be differentiated by their outward-projecting forms. Because of the irregularity in
their shapes and proportions, the outward projections are also irregular. The reason for this is
described as the result of the omission of a stage in their manufacture [Figure 2]. The first appearance
of the plano-convex brick has been associated with the start of a particular method of bonding that
produced herringbone patterns [14]. The bricks were used in both baked and unbaked, or sun-dried,
form. There are size differences between the baked and unbaked bricks.
Besides being used for walls, roofs and floors, these bricks were used in corners, door-frames and
other important structural points, and the herringbone style made it possible to work faster and did not
require complicated skills. Because of this, the researcher Nissen has written that the technique could
easily be implemented by unexperienced artisans and this was an example of how labor divisions
developed in the culture [15]. The advantages plano-convex bricks held for construction were the
speed with which they could be produced and the irregularity of their surfaces, which adapted more
easily to the finishing plaster.
Buildings belonging to royalty that were made of baked or sun-dried mudbricks sometimes bore the
stamp of the royal builder and the name of the structure. These inscriptions have been useful in dating
or identifying buildings but it has been shown that bricks that were intended to be used on one
building were in fact employed in others. No other structural materials were used when mudbrick or
baked brick arches and vaults were built but lintels and roofs were usually constructed from timber or
reed [16].
Figure 2. Unbaked plano-convex bricks at Khafaje (Delougaz 1993: Fig 3).
As in the contemporary Near East, structures in ancient Mesopotamia were commonly built of molded
mudbricks that were rectangular or square, which were laid out with mud mortar and mud-plaster.
Roofs were supported by wooden beams and they were topped with brushwood or matting, mixed with
earth and mud-plaster. Bitumen was employed instead of mortar in both baked and crude bricks to
achieve watertightness [17]. Another material used in place of mortar was lime. This was employed on
the surface of the bricks as a plaster. More costly materials such as baked brick with bitumen mortar
were used in prestige buildings built with plano-convex bricks.
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3 STRUCTURES BUILT WITH PLANO-CONVEX BRICKS
The plano-convex bricks were used in structures not only on walls, floors, roofs and in areas such as
drain systems, but also in building corners, door-frames, columns and other strategic locations.
Corners were bonded by means of alternate headers and stretchers. Buttresses drained the bonded
brickwork. Each settlement boasted of a different type of bonded brickwork. The most common type
of bonding, especially on walls, is flat bonding.
Typically, bricks of the plano-convex period were laid by setting them on their edges rather than
placing them flat. Thus, the bricks did not stand vertically but remained sloped on an angle. Some
rows sloped to the right, some to the left, forming a herringbone pattern [18]. The bricks lay on their
longer edge so that the shorter edge formed the face of the wall. In some cases, the rows of bricks
lying on edge alternated with rows that had been laid flat [Figure 3]. This, however, was not a
decorative endeavor since it is seen that most such examples were covered with clay plaster. The
herringbone formation closed up openings in the wall and in doorways and the herringbone structure
was not resistant to the pressure of superimposed walls [19]. Bonded bricks on the flat can be seen in
walls where the herringbone formation appears in significant amounts.
Figure 3. Herringbone patterns (URL 2).
Plano-convex bricks were used for a versatile array of purposes such as in ziggurats, platforms,
fortification walls, houses, drains, doors, vaulting and arches. There were innovative decorative and
structural techniques used in working with plano-convex bricks. A few houses in Fara, domiciles in
Khafaje, the Sumerian palace of Mound A in Kish, the temple platform in al-Ubais and the oval
enclosure walls in Khafaje are examples of the numerous structures, in which plano-convex bricks
were used. There are two ziggurats in Kish made from plano-convex bricks. In Nippur, a massive
structure was erected from plano-convex bricks that dates back to the Early Dynastic period [20]. Two
wells and a water-course were built from plano-convex in Babylonia in the era of Eannatum; they
carry impressions of two fingers. This type of brick was even used in staircases. The columns of
structures also display the use of plano-convex bricks.
Some circular structures in Khafaje whose function is not fully known were made with plano-convex
bricks. There are also some round structures of a diameter of 2-6 m. made of plano-convex bricks in
Telloh, Fara and Kish. These are thought to be wells but they are not horizontally bonded bricks and
largely exhibit a herringbone pattern.
The plano-convex bricks were also used in the construction of vaults and arches. Most sites that
display the use of plano-convex bricks also include vaulted drains made from the same material. Some
of these were so large that it is estimated that they could have spanned doorways or rooms [21]. There
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are also some plano-convex sewers at Khafaje [Figure 4, right]. This was detected by the discovery of
vaulting beneath the streets. The vaulted drains served the toilets in the rooms. There were also
similarly vaulted drains running east beneath the outside walls of the palace and joining the sewer at
Khafaje [22]. The drains in the street were built of plano-convex bricks.
Also, vaulted tombs of plano-convex bricks have been unearthed in Khafaje [Figure 4, left]. These
vaulted tombs of plano-convex bricks in Khafaje stand beside simple pit burials close to houses and
temples. Graves, too, had plastered floors that were surrounded by plano-convex brick walls with
rounded corners.
Figure 4. Right: A vaulted sewer of plano-convex bricks Left: A vaulted tomb of baked plano-convex
bricks (Lloyd 1967: Plate 40; Delougaz, Hill, Lloyd 1967: Plate 76, 60: B).
The Royal Cemetery in Ur is known to have been a product of the “plano-convex brick period” [23].
All of the bricks there are shaped in the plano-convex style. The walls of the royal tombs at Ur are
made from plano-convex bricks. Most of the tombs are plano-convex and laid flat, displaying a single
finger impression on top. The pavements around the graves have been covered with plano-convex
bricks. The plano-convex period of mud-brick building is characterized by the method in which the
bricks were laid slanting on an edge; when they were laid out in alternating directions, a herringbone
effect was created. The dimensions of the plano-convex bricks are 0.28 m. x 0.18 m. x 0.05 m. [24].
The Ur graves also reveal vaulted tombs built from plano-convex bricks. The Ur graves also reveal
vaulted tombs built from plano-convex bricks (Repeat). The semi-corbel or corbel vaulting here are of
baked plano-convex bricks. The tomb-chambers’ vaulted roofs at Ur also reveal arches made of planoconvex bricks.
Plano-convex bricks were also used in arched doorways. In Kahafaje, House II is called the “Arched
House.” The doors of all of the rooms of this house are arched. The herringbone pattern is a typical
type of bonding used in plano-convex bricks and it was this that was uncovered in the walls of this
building [Figure 5]. The bricks appear in alternating patterns of herringbone and flatly laid bonding.
The houses in Khafaje also reveal plano-convex pavements.
It has not been determined exactly when plano-convex bricks stopped being used and it is seen that
with time, the bricks eventually appeared flatter and the flatly-laid bricks increased in number
(Delougaz 1993: 34). The plano-convex bricks began to be seen as materials used only in important
buildings and on walls and then disappeared altogether from the architecture of Mesopotamia.
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Figure 5. The Arched doorway in the Arched House inTell Asmar (Delougaz, Hill, Lloyd 1967:
Plate 69: B).
4 CONCLUSION
A new type of brick that was added to various other types used in buildings in ancient
Mesopotamian architecture around the beginning of the third millennium B.C., plano-convex bricks
were successfully employed in all types of structures, including houses, palaces, temples, walls and
sewage systems, over the course of a thousand years. These bricks pointed to the use of a new
brick-laying technique in ancient Mesopotamian architecture and were the preferred material in this
period because of the way they could be rapidly manufactured and did not need an advanced level
of artisanship. It was the technique used that defined the form of the plano-convex bricks, with the
bricks being laid edgewise rather than flat and sometimes producing a herringbone pattern. The
technique is still widely used today by the local inhabitants of the area in the construction of their
buildings.
6 REFERENCES
[1] Wright, G. R. H. 2009. Ancient Building Technology, Volume 3: Construction (2 vols), Brill.
[2] Roaf, M. 1995. “Palaces and Temples in Ancient Mesopotamia”, in Civilizations of
the Ancient Near East, (Ed). J. Sasson et. al.,New York. Vol I, pp.423-441.
[3] Nissen, H. J. 1998. The Early History of the Ancient Near East, University of Chicago Press,
Chicago.
[4] Iqbal, S. 2017.“Impact of Environment on Architecture of Mesopotamia with Respect to the
Use of Materials, Tools and Made of Construction,” ARChive, Vol. 1, No. 1: 1-7.
[5] Wright, G. R. H. 2009. Ancient Building Technology, Volume 3: Construction (2 vols), Brill.
[6] Iqbal, S. 2017.“Impact of Environment on Architecture of Mesopotamia with Respect to the
Use of Materials, Tools and Made of Construction,” ARChive, Vol. 1, No. 1: 1-7.
[7] Crawford, H. 2004. Sumer and Sumerians, University College London.
[8] Crawford, H. 2004. Sumer and Sumerians, University College London.
[9] Wright, G. R. H. 2009. Ancient Building Technology, Volume 3: Construction (2 vols), Brill.
[10] Safar, M., Mustafa, M. A., Lloyd, S. 1981. Eridu, Republic of Iraq.
[11] Moorey, P. R. S. 1964. “The “Plano-Convex Building” at Kish and Early Mesopotamian
Palaces,” Iraq 26/2: 83-98.
[12] Woolley, C. L., 1934. Ur Excavations. The Royal Cemetery, Vol.II., The University of
Pennsylvania.
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[13] Tunca, Ö. 1984. L’architecture religieuse protodynastique en Mésopotamie, Akkadica
Supplementum 2, Leuven; Gibson, M. 1980. “Current Research at Nippur: Ecological,
Anthropological and Documentary Interplay”, in L’archéologie de l’Iraq du début de l’époque
néolithique à 333 avant notre ère, (Ed).Marie-Thérèse Barrelet. Editions du Centre national de la
recherche scientifique, Paris, pp. 193–206.
[14] Moorey, P. R. S. 1999. Ancient Mesopotamian Materials and Industries: The Archaeological
Evidence, Winona Lake Indiana, Eisenbrauns.
[15] Nissen, H. J. 1998. The Early History of the Ancient Near East, University of Chicago Press,
Chicago.
[16] Delougaz, P. 1993. I. Plano-Convex Bricks and the Methods of Their Employment; II. The
Treatment of Clay Tablets in the Field, Oriental Institute of the University of Chicago, Studies in
Ancient Oriental Civilization, No: 7, Chicago; Müller, V. 1937. “Studies in Oriental Archaeology:
I. Plano-Convex Bricks,” Journal of the American Oriental Society Vol. 57, No 1: 84-87.
[17] Delougaz, P. 1993. I. Plano-Convex Bricks and the Methods of Their Employment; II. The
Treatment of Clay Tablets in the Field, Oriental Institute of the University of Chicago, Studies in
Ancient Oriental Civilization, No: 7, Chicago.
[18] Delougaz, P. 1993. I. Plano-Convex Bricks and the Methods of Their Employment; II. The
Treatment of Clay Tablets in the Field, Oriental Institute of the University of Chicago, Studies in
Ancient Oriental Civilization, No: 7, Chicago.
[19] Delougaz, P. 1993. I. Plano-Convex Bricks and the Methods of Their Employment; II. The
Treatment of Clay Tablets in the Field, Oriental Institute of the University of Chicago, Studies in
Ancient Oriental Civilization, No: 7, Chicago; Sauvage, M. 2000. “Reviewed Work: La brique et
sa mise en oeuvre en Mesopotamie des origins a l’epoque achemenide”, Orientalia 69/2: 180-182.
[20] Crawford, H. 2004. Sumer and Sumerians, University College London.
[21] Delougaz, P. 1993. I. Plano-Convex Bricks and the Methods of Their Employment; II. The
Treatment of Clay Tablets in the Field, Oriental Institute of the University of Chicago, Studies in
Ancient Oriental Civilization, No: 7, Chicago; Zaina, F. 2014. “Craft, Administration and Power in
Early Dynastic Mesopotamian Public Buildings. Recovering the Plano-Convex Building at Kish,
Iraq”, Paleorient vol. 41.1: 177-197.
[22] Delougaz, P., Hill, H. D., Lloyd, S. 1967. Private Houses and Graves in the Diyala Region,
The University of Chicago Press, Chicago.
[23] Woolley, C. L., 1934. Ur Excavations. The Royal Cemetery, Vol.II., The University of
Pennsylvania.
[24] Woolley, C. L., 1934. Ur Excavations. The Royal Cemetery, Vol.II., The University of
Pennsylvania.
URL
URL 1: https://www.gettyimages.es/detail/fotografía-de-noticias/this-sun-dried-partly-fired-planoconvex-brick-fotografía-de-noticias/90776594#this-sundried-partly-fired-planoconvex-brick-isfrom-ubaid-in-present-picture-id90776594
URL 2: https://oi.uchicago.edu/research/projects/nippur-regional-project
Doç.
Erarslan
CV: Dr.
AlevAlev
Erarslan
She was born in Istanbul in 1969. She completed her elementary, middle and high school education
in Istanbul. She obtained her Bachelor’s degree in Near Eastern Languages and Cultures from
Istanbul University in 1992. Then, she received her Masters degree from Istanbul Technical
University, Institute of Social Science in 1996 as Historian of Art, and her Ph.D. degree after
completing the program of Istanbul Technical University, Institute of Social Science in 2014 as an
Art Historian. She worked as a lecturer at Çanakkale Onsekiz Mart University. She has been
working as a lecturer at Istanbul Aydin University since 2009.
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Studying the Critical Factors related to Social Acceptance of
Residing in Earthen Houses (Case Study: Yazdi Young
Educated Couples)
Shadi Zare Shahabadi1, Mohsen Abbasi Harofteh2,
Akbar Zare Shahabadi3
School of Art and Architecture, Yazd University
1
shadi.zareshahabadi@yahoo.com
ABSTRACT
Contrary to the common belief that buildings made of earth are not efficient, earthen building is a
useful type of building nowadays, in which almost one third of the world's population live. Yazd,
known as a historic earthen city and now a world heritage, however, no longer use these materials
in newly-built buildings.
An assessment for implementing earthen architecture should be done to know how much Yazdi
young couples, as a part of the society, who need a habitation, are inclined to live in these
buildings. In fact, the fundamental question of this research is "How will Yazdi young couples
agree to live in earthen houses?"
Aiming to arouse Yazdi young couple’s interest to live in modern earthen houses, this research tries
to discover the critical factors related to social acceptance of residing in earthen houses. To achieve
this aim, ten open interviews have been carried out to find out the factors having an effect on
choosing an appropriate house and after that, they have been categorized into four topics: namely,
functional, physical, economic and environmental factors. Eventually, according to the expressed
theories about the social acceptance of technologies, a model is presented to show the factors which
are related to Yazdi young couple’s social acceptance of newly-built earthen houses.
Key Words: Earthen architecture, Human behavior, Residing, Social acceptance
1 INTRODUCTION
This research is a part of a research project that aims at arousing Yazdi young couple’s interest in
living in modern earthen buildings.
Today, construction is done without consideration of traditional architecture; that is, modern
buildings constructed by steel, concrete and glass do not have any relationship with human’s needs.
Whereas there is a harmony between the nature of human and traditional architecture,
contemporary buildings are too detrimental for human health and the future of mankind. Instead of
using these harmful materials, we can return to earth as a compatible material with humanity and
environment. In our ancient architecture, whether it was created or used by our ancestors, materials
were applied homogeneously with the environment. The natural energy was used at most and it had
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the least environmental degradation. Our ancient architecture decreased not only environmental
pollution, but also the construction budget.
Concerning earthen architecture, people remember images of poor houses but the reality is
different. Throughout the world, earthen buildings are diverse in technical skills and artistic genius.
As Yazd has developed, a decrease in earthen buildings has been seen and these materials are no
longer used in these buildings, some of which are demolished or ruined. Buildings that are
inhabitable have become a shelter for Afghan, Arab and Baluch refugees or for people who
inevitably cannot afford to buy house or land in the new texture of the city.
One of the obstacles in the field of earthen architecture in societies is that people are not interested
in such buildings, they are reluctant to construct these houses. However, they sometimes destroy
valuable remnants of the past, and instead build houses with modern materials. There are also welloff and educated people, who are not into living in these buildings and textures, which can be one
of the reasons why the historical texture of Yazd, built from earth, is scarcely inhabited. It seems
even if the technical issues of earthen architecture are resolved, public acceptance will still be low.
Thus, solving the social acceptance problem is a priority.
The fundamental question of the present research regarding positive effects of earthen architecture
is "What are the critical parameters that can influence the social status of the newly built earthen
buildings in Yazd so that specifically young educated couples have a tendency to settle in these
houses?"
1.1 Definition of Earthen Architecture
Soil is one of the natural material sources available in most parts of the world. About 74 percent of
the earth's crust is made up of clay and materials suitable for architecture [1]. In fact, there are no
other materials of this kind on the planet. It is readily available in most construction workshops and
is very cheap and workable and most low-income people can use this material.
Earthen architecture is considered to be a sustainable architecture, technologically, historically or in
terms of cultural environments. Soil is one of the natural materials tested over hundreds of years
and can be used in modern ecological buildings combined with new technology [2].
Low energy consumption during construction, reduced transportation costs due to on-site
construction and the use of local materials rather than imported materials, building quality houses
for a larger population, simple technology in the manufacturing process, no requirement for
specialized labor and offering resistance, better thermal properties and reduced carbon emissions
are some of its advantages. Also, creating less waste during the manufacturing process, absorbing
air humidity and providing a healthier environment for residents are some other benefits [3], [4].
1.2 Theoretical Framework
In qualitative researches, theories can be used as a guide for further interpretation and explanation
of various aspects of study [5]. To clarify the meaning of social acceptance and its perception by
people, interpretive methodology is used. From the interpretive point of view, human action
(social) is inherently meaningful. Hence, to understand a particular social action like social
acceptability, the researcher must understand the perceptions that lead to such action. This type of
understanding requires that the researcher interpret the particular methods of action, which, in
many cases, are interpreted differently.
Sapp and Harrod [6] defined social acceptance as a reference point reflecting the views of a broad
social system. Sapp (Sapp S. G., 1991) calls it a new dimension of normative attitude. The initial
roots of this type of social acceptance should be attributed to Shibutani's ideas [7] as "public
reference groups" [8]. This index can be effective in understanding the behavior by the general
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public [6]. According to Sapp and Harrod, this concept is completed by two categories of reference
groups. The first is the type of comparison used by individuals to evaluate a particular behavior,
and the latter is the normative type that is used to shape and sustain behavior.
In the field of social acceptance of earthen architecture, no research has been done, but studies have
been carried out that are closely related to this research topic. Below are some of them:
Davis (1989) stated that to accept a technology, there should be two factors, i.e. Perceived Ease of
Use (PEU), Perceived Usefulness (PU) of that technology. These two have influence on the
Intention to Use (IU) which precedes the actual use in the model. Also, in this model, perceived
ease of use might affect perceived usefulness of that technology [9], [10]. In other words, when
people perceive the use of a system easily and conveniently, their perception of the usefulness of
that system increases. In fact, technology acceptance model (TAM), the initial model in this field,
introduces the core of technology acceptance. Venkatesh and Bala (2008) introduced TAM3 as
another version of Davis's theory that not only covers the PEU and PU, but also explains
moderating factors such as experience and voluntariness. Schwarz and Chin (2008) added the
Perceived Usage Compatibility of technology for analyzing interactions between man and
technology.
2 RESEARCH METHODOLOGY
Because the research focuses on a social process, qualitative method, based on grounded theory, is
used. Qualitative researches are usually referred to as researches, findings of which are not found
by statistical process or which do not aim to quantify [11]. Ten open interviews, gathered with
semi- structured technic, were carried out to discover the factors having an effect on choosing an
ideal house. These interviews were conducted among a sample of our statistical society. First, for
achieving our goals, some arguments were put forward, and then when the main concepts were
structured, open questions were designed. In this research method, although questions are
predetermined, the interviewees have the opportunity to explain further should the need arise.
Actually, these questions were just a list of topics addressed by interviewer like keywords or a
guide. The survey consisted of several parts. The survey structure was:
-
General questions. Some open questions concerning interviewees' personal information
Questions on the materials and features of their ideal house
Questions on cons and pros of residing in historical earthen buildings in Yazd
Questions on their lifestyle features such as the importance of privacy, territory, judgment
against others and hospitality
Questions on earthen architecture and their awareness to its cons and pros and whether
they are eager to live in these houses
Table 1. Profile of interviewees
Type
of
Type of housing
ownership
Tenant
5 Apartment
4
Owner
5 Villa
6
Level of education
Bachelor
Master
PhD
In brief, the research process includes the following steps:
1. Research planning
a. Defining research questions
b. Defining research design
2. Conducting the interviews
a. Conducting oral interviews
b. Transcription of interviews
3. Preparing the analysis
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3
4
3
The number
children
None
4
One
4
Two
2
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a. Extraction of relevant statements
b. Definition of categories and encoding to core statements
c. Mapping the analysis to the categories
4. Analysis
a. Deducing the analysis for earthen architecture
Table 2. Examples of the coding process
Statement
"The old houses were good for their time.
They needed a lot of work. Currently we do
not have much time to spend on cleaning,
washing, etc. They are time-consuming.
Materials that are used for plastering should be
easy to clean and resistant to scratches and
damages for avoiding the requirement to
replace them."
"Adobe houses were always needed to be
controlled against termites and they cause a lot
of damage to them; moreover, they were
susceptible to water."
"We have a land in Isfahan, but because
construction is time- consuming and difficult, I
prefer to sell it and spend more on buying a
larger and completed home."
_______________
_______________
"In apartments with current materials, we
always need to turn on air conditioner in
summers and because of poor insulation,
heating costs are so high in winter."
"I like spacious houses with a large closet and
storage space."
"In my opinion, adobe houses are not resistant
to earthquake and the walls are always
cracked, they are full of dust, they have thick
walls evoking a dungeon."
"Nowadays cost of land is so high, so waste of
land is not logical and it should be utilized to
the full extent."
"Earthen houses smell of moisture and remind
me of the underground, which is not good at
all."
Core- statement
Category
Convenient cleaning
Ease of restoration
Building
speed
Perceived Ease of
Use
construction
Accessibility
to
materials*
Learning construction
skills*
Environmental factors
Functional factors
Perceived Usefulness
Physical factors
Economic factors
Previous memories and Previous experience
experiences
of habitation
*It should be noted that these two factors are derived based on literature review and the features of earthen buildings; otherwise, people did not mention
them in the interviews, but in our opinion, they can be one of the factors affecting this social behavior.
3 RESULTS
With analysis and word by word open coding of the interviews, premier concepts were found, then
based on their identical themes, were categorized into the following concepts:
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The perceived usage compatibility of earthen buildings
The perceived ease of use of earthen buildings
1. Learning construction skills
2. Accessibility to materials
3. Building Construction speed
4. Ease of restoration
5. Convenient cleaning
Previous experience of habitation in earthen buildings
The perceived usefulness of earthen buildings
• Environmental factors:
1. How to use natural resources
2. How to deal with natural resources
• Economic factors:
1. Budget and individual income
2. Execution costs
3. Utilization costs
4. Maintenance costs
5. Building energy saving
• Functional factors:
1. Supplying the desired function
2. Providing comfort and relaxation
3. Observing division of functions
• Physical factors:
1. Exterior architecture
2. Interior architecture
3. Possibility of restoration
4. Technological factors
a. features of materials
b. construction methods
c. construction process
To achieve our goals, we reviewed the literature of already investigated factors related to social
acceptance of technologies and turned them into a model. We expanded this model with factors
from our own experience and opinions about what factors affect social acceptance of earthen
houses too.
Figure 1. A Model for social acceptance of earthen buildings
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4 CONCLUSION
The main goal of this research is to define critical factors related to residing in earthen houses. In
this paper, the results of a study among ten Yazdi young educated couples are presented. It seemed
that if the abovementioned parameters are considered in earthen houses, Yazdi young educated
couples' tendency in living in these houses will increase. The result of this qualitative research
determines the critical parameters that can help ascertain the suitability of building with earthen
architecture and the level of willingness of Yazdi young couples to live in them by further studies.
According to these parameters, a questionnaire will be distributed among these people to find out
how much statistically they are eager to live in this type of buildings.
5 ACKNOWLEDGMENTS
I would like above all to thank my mother whose unfailing guidance and encouragement has
always supported me in hardships and difficulties.
6 REFERENCES
[1] J. Dethier, Des architectures de terre, ou, L'avenir d'une tradition millénaire: exposition,
Centre Georges Pompidou, 1981.
[2] B. Berge, The ecology of building materials, Routledge, 2009.
[3] P. Walker, "Characteristics of pressed earth blocks in compression," in Proceedings of the
11th international brick/block masonry conference, Shanghai, China, 1997.
[4] F. V. Riza, I. A. Rahman and A. M. A. Zaidi, "Preliminary study of compressed stabilized
earth brick (CSEB)," Australian Journal of Basic and Applied Sciences, vol. 5, no. 9, pp. 6-12,
2011.
[5] Konstantinos Tsirigotis, Wojciech Gruszczyński and Marta Tsirigotis-Maniecka, "Gender
Differentiation in Indirect Self- Destructiveness and Suicide Attempt Methods (Gender,
IndirectSelf- Destructiveness, and Suicide Attempts," Psychiatric Quarterly, pp. 197-209,
2014.
[6] S. G. Sapp and W. J. Harrod, "Social acceptability and intentions to eat beef: An expansion of
the Fishbein-Ajzen model using reference group theory," Rural Sociology, vol. 54, no. 3, p.
420, 1989.
[7] Shibutani, Tamotsu, "Reference groups as perspectives," American journal of Sociology, vol.
60, no. 6, pp. 562-569, 1955.
[8] M. E. Liu, "US college students' organic food consumption behavior," Texas Tech University,
2007.
[9] Venkatesh, Viswanath and Davis, Fred D, "A theoretical extension of the technology
acceptance model: Four longitudinal field studies," Management science, vol. 46, no. 2, pp.
186-204, 2000.
[10] Kristin Vogelsang, Melanie Steinhüser and Uwe Hoppe, "A Qualitative Approach to Examine
Technology Acceptance," 2013.
[11] J. Corbin and A. Strauss, "Basics of Qualitative Research," 2008.
CV: 1Shadi Zare Shahabadi
Education, Master of Architecture, School of Art and Architecture, Yazd University, 2016-2018
Thesis: Architectural Solutions for Social Acceptance of Residing in Newly Built Earthen
Buildings Bachelor of Architecture, School of Architecture, College of Fine Arts, University of
Tehran, 2010-2015, Thesis: Residential Complex in Historical Texture of Yazd
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Ecological Sustainability Strategy of Historical Adobe
Structures Considering the Energy Stability by Traditional
Methods and Nano - Technology
Ozra Ranjbari1, Hamed Niroomand2
1
Master Student of Architectural Restoration, Colledge of
Art & Architecture, Tehran, Iran
2
Post-Doc, Quantitative Archaeology Lab, Universitat
Autonoma Barcelona, Spain
2
Post-Doc, Assistant Professor, Department of Civil
Engineering, BZT University, Qazvin
1
ozra.ranjbari@yahoo.com
ABSTRACT
Nowadays ecological pressures require a new approach to upgrading buildings to ecological
standards. Building standards for energy effectiveness are increasing constantly and they are updated
by constructing new buildings in accordance with standards and refurbishment of the existing
buildings.
Adobe structures, as part of the existing heritage, like other buildings, require ecological
refurbishment to achieve ecological sustainability and their sustainable refurbishment is creating a
demand for suitable materials, retrofitting techniques, technologies and research.
This paper first describes the research of literature and then analyzes it systematically and covers the
theme of refurbishment measures by considering ecologic sustainability in historical adobe structures
and specific measures like insulations.
Then it reviews an abstract of innovative methods or technologies, especially nano technology for
energy saving in clay structures and their potential. All these factors reflect local and national
preferences, generate local identities, and often determine future building decisions.
Key Words:
Identify.
Ecological Sustainability, Adobe Structures, Saving Energy, Nano-technology,
1 INTRODUCTION
Earth has been used for thousands of years as a construction material for human shelter and
approximately 30% of the world’s current population still lives in earthen structures. [1, 2]
For example, the Bam Arc is the largest adobe complex in the world (Fig 1).
In a residence in which humans lead an immigration life, there are often temporary shelters of brush
and wooden frames covered with mud. [3] More than half of the world's people live in earthen
structures. [4]
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Adobe is a historic building material that is used extensively in dry and semi-arid soils as an
indigenous material, along with small amounts of other building materials [5]
Figure 1. The Bam Arc is the largest adobe complex in the world.
Sustainable architecture or sustainable construction calls for the creation of structures in accordance
with social-economic, cultural and environmental conditions. In order to achieve its environmental
goals, energy consumption in buildings should be reduced and minimized, and then various
techniques can be applied. [6]
Nanotechnology is one of the world's top technologies, a measure of the progress and civilization of
nations and an indication of its renaissance. By examining materials on a nanometer scale, a
nanometer of a billionth of a meter, one of the advanced materials can be produced with dimensions
of 1nm or 100nm for its internal grain. The Nano-Scale materials change behaviors of traditional
materials with large dimensions that are over 100 nm. All of this leads to an overwhelming feature
that does not exist in traditional materials. [8]
Apart from all these definitions, the issue of identity and originality arises that any action taken in
the monument should respect its originality, and this does not allow the use of all techniques and
technologies in the cultural heritage.
The aim of this paper is to investigate the thermal properties of the adobe structures and its methods
of upgrading so as to preserve the authenticity of the buildings.
2 THERMAL BEHAVIOR AND ITS TRADITIONAL TECHNIQUES
Traditionally, terrestrial construction has been around for centuries throughout the world and some
buildings are 500 years old. These buildings are designed to communicate with the nature and
weather conditions as well as social traditions for cooling and heating, and to reduce expensive
needs. Compared to contemporary architecture and modern buildings, traditional buildings are
affordable and efficient. [9]
The specific heat capacity of adobe wall is 1260J/kg K and its density is 1540kg/m and it is capable
of absorbing heat during the day and releasing this stored heat at night. This behavior results from
high thermal capacity, which reduces the heating gradient of the adobe buildings. [10] Adobe is
warmer in winter and colder in summer.
Water (Fig. 2) is a determining factor in thermal behavior because it has the effects of latent heat that
changes the thermal conductivity and heat capacity of the material. Additionally, the water has the
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same effect on the thermal behavior of the adobe and the energy storage through heat. Crystallization
from salts occurs inside the clay structure of brick materials. As a result, the effects of rain moisture
and the absorption and evaporation of water vapor due to the relative humidity change improve the
thermal performance of the adobe structures. [10]
Given the ability to save energy due to the presence of moisture in adobe, it can be concluded that a
strong relationship exists between the amount of water and its thermal conductivity. [11]
Figure 2. Water is a determining factor in thermal behavior of adobe structures.
Demir (2008) showed that sawdust (Figs 3, tobacco ‘Fig 4, and grass ‘Fig 5) can be used to improve
thermal properties and store thermal energy in adobe. Increasing the porosity of the soil clay causes
an increase in the insulating capacity of the clay. Organic allergenic additives are proven to enable
purity in the body of clay and clay is acceptable in maintaining mechanical properties. [12]
Figure 3. Sawdust
Figure 4. Sawdust
Figure 5. Tobacco
Figure 6. Grass
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3 NANOTECHNOLOGY AND THERMAL INSULATION
3.1 Aerogels
Aerogel (Fig 7,8) is a type of thermal insulation that uses black carbon to prevent heat loss and
maintain energy in the materials. Thermal conductivities as low as 4mW/(mK) may be reached at a
pressure of 50 mbar. However, commercially available state-of-the-art aerogels have been reported
to have thermal conductivities between 13 and 14mW/(mK) at ambient pressure.
Due to its tensile strength, which is very fragile, Aerogel has relatively high compression strength,
but tensile strength may be increased by combining carbon fiber matrix. A very interesting feature of
aerogel that distinguishes it from other insulators is that they can be produced as porous, transparent
or translucent materials, so they can be widely used in the construction industry, especially historic
buildings. [13, 14]
Figure 7. Aerogel
Figure 8. Aerogel
According to the study, the results of the researches show that the above-mentioned ones have the
power to improve the properties of thermal conductivity of adobe, and the use of old and indigenous
techniques and advanced techniques in the field of nano-technology in the form of an Aerogel can be
used in the field. Due to its high transparency and since it maintains the authenticity and identity of
the historic buildings and especially the adobe structures, Aerogel can save energy in such structures.
4 REFRENCES
[1] H. Houben and H. Guillaud, Earth construction - a comprehensive guide ,London: ITDG
Publishing, 1994.
[2] E. Adorni, E. Coïsson, and D. Ferretti, In situ characterization of archaeological adobe bricks.
Construction and Building Materials. 40: p. 1-9,2013.
[3] King, B. Buildings of Earth and Straw: Structural Design for Rammed Earth and Straw-Bale
Architecture. Ecological Design Island Press, Washington, D.C., ISBN: 9780964471818, 1996.
[4] Rodriguez, M.A. and B. Saroza , Determination of the optimum composition of adobe brick
for a school in Cuba. Materiales Construccion, 56: 53-62, 2006.
[5] Guerrero-Baca, L.F. La perdida de la arquitectura de adobe en Mexico. Heritage at Risk
2006/2007.
[6] Baker Nick, Steemers K. Energy and environment in architecture: a technical design guide.
London: E&FN Spon; 2000.
[7] Ref: 8.Fahd Abdul-Aziz HAMIDAGreen nanotechnology building .Master thesis Faculty of
Engineering - Alexandria University ,2010.
[8] Hensley, J.E. and A. Aguilar, Improving Energy Efficiency in Historic Buildings. Vol. 3:
Government Printing Office, 2012.
[9] United Nations Economic and Social Council, Energy conservation in the housing sector of
the ESCWA regions. E/ESCWA/86/l 0 ,1987.
[10]
Rees,S.W.,Z.Zhou and H.R Thomas, The influence of soil moisture contact variations on
heat
losses from earth-contact structures : An initial assessment. Build. Environ, 36: 157-165,
2001.
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[11]
Parra-saldivar, M.L. and W. Batty, Thermal behaviour of adobe constructions,
Build.Environ ,41:1892-1904, 2006
[12]
Demir, I. Effect of organic residues addition on the technological properties of clay bricks.
Waste Manage., 28: 622-627, 2008.
[13]
Aspen Aerogels, Spaceloft® 3251, 6251, 9251, Flexible insulation for industrial,
commercial and residential applications, www.aerogel.com, retrieved October7, 2008.
[14]
Aspen Aerogels, SpaceloftTM 6250, Extreme protection for extreme environments”,
www.aerogel.com, retrieved October 7, 2008
CV: 1Ozra Ranjbari
E-mail: 1ozra.ranjbari@yahoo.com, Contact no -+98 990 012 9306
Educatıonal Qualıfıcatıon: (Master Student), Architectural Restoration, Tehran-Iran.
(BA.), Architecture Engineering, Urmia - Iran.
Research Experience: Research Field Includes the Historical Researches, Sustainability, landscape &
Basic Theories of Architecture which are presented in Iran & Germany.
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Sustainability Indicators: Natural Light in Iranian Bazaar
Negar Javadi1, A. Bilge Işık2
Uludağ Universty, Faculty of Architecture, Bursa
negar.javadi.n@gmail.com
2
isik.bilge@gmail.com
1
1
ABSTRACT
Iranian traditional architecture has some specific features. It aims for subjects such as aesthetics
and environmental matters. These criteria are observed in traditional Iranian buildings such as
residential houses and in urban spaces such as bazaars, mosques and schools. Sustainable
architecture makes an effort to create comfort for users in economic, social and environmental
areas. Many of the traditional Iranian buildings have sustainability principles on design, which are
reflected in the old textures of the city. Although these principles are less considered in the
contemporary Iranian architecture, it is crucial to preserve this historic city structure.
With the review of sustainability principles used in architectural and urban elements in Iran, it is
possible to upgrade its quality. This paper focuses on studying the bazaar in traditional Iranian
architecture as a sustainable urban element. For this purpose, we first discuss the meanings
attributed to sustainable architecture and its principles and then the principles of sustainable
architecture, especially the use of natural light in bazaar design.
Key Words: Traditional architecture of Iran, Principles of sustainability, Ancient buildings and
texture, Bazaar.
1. INTRODUCTION
The allegory of light has a profound history in Iranian belief system. In pre-Islamic period in Iran,
religions such as Zoroastrian, Manichean and Matraite used light allegory to clarify their teachings
[1]. Light is the manifestation of God's existence, and therefore, considered holy and is respected.
The use of light in the building is the main pillar of Iranian aesthetic architecture and reflects the
main purpose of the transition from the dark to the brightness. Light and architecture are
intertwined. Over the past years, architects have recognized the importance of light in architecture
and come up with smart ways to use light in buildings. In Iranian architecture, light is not used in a
single form, but in many ways [2]. The efforts and innovations made to use light are evident in the
traditional architecture of Iran that spans over multiple eras. Traditional Iranian architects have
learned at first hand that if they use environmental lighting well in architecture, they can convert
the simplest forms and invaluable materials to elements and decorations. Persian architecture is rich
in light. So, it can be said that the warp of traditional monuments is mixed with the woof of light
[3].
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2. BAZAAR HISTORY
The word “Bazaar” originates from Persian language spoken in Iran and dates back two thousand
five hundred years ago and entered the languages of other nations of the world and refers to the
place of commodity exchanges as a kind of marketplace with architectural considerations. In Iran,
bazaar is set up due to the long history of trade and it has become a valuable heritage of Iranian
civilization and played various roles in the Islamic ideological and transcendental architecture
beliefs of Iran as a model of the design of commercial spaces with components and elements and as
a place of economic, social and cultural exchanges between Iranian and many other cities. It has the
responsibility of economic centrality with sustainability considerations in structure and serves as
the symbol of the values of the community, and it is the manifestation of a transcendental and
mystical sustainable architecture [4].
Figure 1. Historical Bazaar of Tehran
Bazaars are one of the most important national heritages of Iran and they are regarded as significant
architectural treasures in Iran as the hub of the economy of Iranian cities. They consist of main and
sub parts and are in various forms such as open and closed, indoors and outdoors, along a fixed axis
or branches, with arches and beautiful decorations. [4]
Daylight has a unique quality in Iranian architecture and for shaping interior spaces. In Islam and
Islamic world view, daylight has a special and valuable position. Therefore, Islamic artists have
always tried to use light as a symbol of the divine unity.
3. HISTORY OF USING NATURAL LIGHT IN ARCHITECTURE
Understanding the process of using sunlight is as necessary as the formation of materials or
different forms of building infrastructure design. The earliest history that we know for gaining light
and shadow is the third century of the fourth millennium BC, when they used the light to make a
difference in the outer walls. It can be deduced from the works of houses of the period, walls of
which remained under the ceiling, that each room is connected to the outside by a door without any
window. From the Elamite period around 6822 and 6822 BC, an example of glass windows was
discovered, which consists of tubes of glass paste placed side by side and inside a frame and used
for lighting the interior of the building.
The most ancient documents and samples of doors and windows in Iran architecture can be found
in the pattern of castles in the works of the Sharking era. From Assyrian's prominent pattern, it is
possible to identify the apertures made on the towers. In the Achaemenid period in Persepolis, the
doors remained light and in these palaces, there were huts over the doors and even roofs.
Otherwise, how could several doors light up the large indoor space? [5]
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4. NATURAL LIGHT IN ARCHITECTURE
Light is the key to understanding space, which directly affects the quality of space perception [6].
Light is the source of everything. "Light shapes the things when it is in contact with the surface of
things and deepens them by stacking the shadow on their back. Light is the creator of the
proportions that regulate the world. Although it is the source of everything, it is never static. Light,
in contrast to its constant transformations, vibrates and continuously makes the world open"[6].
About the role of light in the architecture of Isfahan, Mirmiran states: "Light is not a problem in
this architecture. But it is related to the truth and the essence of it. Light in this architecture has not
just a functional task, and its effect is not limited to the creation of beauty, but light makes truth of
the architecture of Isfahan "[8].
Until the eighteenth and nineteenth centuries (contemporary era), lighting in Iranian architectural
spaces determined the location and orientation of the city's texture, and its buildings followed a
model called orientation. Orientation is a hexagonal rectangle where longitudinal direction is the
best direction for buildings to be energy-efficient. In general, there were three commonly used
orientations: Raste, Kermani and Esfahani, each of which was suitable for particular cities. It
should be noted that direction of orientation was determined by issues such as atmospheric
conditions, wind, and the intensity and direction of light in a region, which illustrates the effect of
light on macro-scale urban planning and architecture [9].
The light element has been used to diversify the urban space in the form of a porch and sunshade
and to play with light and shadow. Sunshade has shadow and provides a cool place for passersby.
The presence of shadow of adobe domes and arched roofs in desert cities and the visual play of
light and shadow compensate the lack of openings in the external walls. City has various
manifestations in different hours of the day, and the color of sky is reflected from the sunrise to the
sunset in its general context and displays a special characteristic.
The first effect of light as lighting is its expansion in space. Creation of space takes place not only
through walls, but also through light, order and perspective. It is obtained not only with cones and
balconies, but also by lighting. Views not only owe their faces to the arrangement of windows and
plaster, but also to the light. Architects have always known that space can be built with light and
have tried to work with it throughout history [10].
In the bazaar, the rhythm and bright angle of the light rays upon penetrating the interior, which
guide the passerby like night-stars, compensate for the impossibility of detecting the hour and
orientation due to the lack of connection to the outside space. In addition, the central courtyards
that are alternately in the path reduce space uniformity and prevent the sense of fear from closed
space [11]. These lights, apart from providing optimal lighting, have a dramatic effect on
stretching, attracting attention and pausing.
Figure 2. Example of Light in Iranian Architecture
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How lighting in different places gives comfort and natural light contributes to mental health is
manifested from different concepts such as navigating from a space to another space and
orientation, determining the path, focusing and emphasizing light, dividing the space into separate
arenas, the tradition of lighting for any kind of use, determining the degree of importance of each
space with the intensity of light and dark used in it, the transition from dark to light and the creation
of diversity and the preservation of the hierarchy of the presence of light. Light-related elements in
traditional architecture in Iranian architecture have not used light uniformly and the application of
this natural element has varied. The mosaics and wooden windows with colored glass with a
geometric composition are different ways of shaping the light, and this continuous change that
leads to a variety of colors and shades conveys the proper and sufficient visual messages to the
human eye [5].
5. LIGHTING ELEMENTS IN IRANIAN TRADITIONAL ARCHITECTURE
Light is not used uniformly in Iranian traditional architecture, but light has always been moderated
and incorporated into the space. For this purpose, architects have been trying to use the daylight in
the best viable way by using innovative techniques and quite simple elements. Building elements
that utilized natural light in Iranian traditional architecture are studied in two groups. The first
group includes lightings which often transmit the light to the interior, and the second group
includes light controllers that act as regulators of light penetrating into the building such as the
types of canopies [12].
Figure 3. Example of Light in Iranian Architecture
5.1. Types of Lightings
5.1.1. Lattice
The lattice surface composed of two empty and full spaces so that the other side is also visible [13].
Variable weather conditions, bright sunshine, wind and rain, hurricanes and specific religious
beliefs in Iran made it necessary to equip the buildings with a curtain or lattice for protection in the
building in addition to windows. These lattices absorb light intensity and produce a weaker light
among them. Deviation of the light rays from hitting the designed edges of lattice resulted in light
emission and contributes to the uniformity of light. Meanwhile, even though the entire outside
space was easily visible, there was no light penetration from the outside during the day [14].
Figure 4: Example of Lattice in Iranian Architecture
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5.1.2. Lattice doors and windows
They are the most basic lighting methods and made in different sizes based on the amount of light
entering the building. The window is usually built to scatter light, to see the outside landscapes
without disturbing the interior space and the flow of air. In areas where sunlight is intense, the
lattice door and window create equilibrium between the exterior and interior light, which prevents
sunlight and eye fatigue against bright light. Thus, designs for making these elements often adjust
the light inside the room [14] .
Figure 5. Example of Lattice Door and Window in Iranian Architecture
5.1.3. Fenestration
It is a small shield for ventilation as well as lighting. It should be noted that the fenestration is not
open and is designed in a small framework in a fixed form. Fenestration and window cannot be
separated. In fact, fenestration can be considered a small window that is usually used on top of the
door and sometimes on both door sides to capture light and provide fresh air for closed spaces [4].
During the Qajar period, many of the fenestrations over the doors, which were rectangular or had
arches, become semicircle or oval [15]. It should be noted that the holes over arches were also
referred to as fenestration. The fenestrations used on the body of the domes were used for
ventilation and lighting under the dome.
Figure 6. Example of Fenestration in Iranian Architecture
5.1.4. Horno
Horno is a common noun for roof lightings. This term was originally derived from Hur + Light,
which turned in time into Horno. As it is located near the dome, it is not possible to run the dome
as the rest of its parts. The gap near the dome is not filled and the hole thus created above arch
illuminates the space. In the coverage of bazaar, most of the Horno holes were used for lighting and
ventilation purposes [16].
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Figure 7. Example of Horno in Iranian Architecture
5.1.5. Light (Roshandan)
In buildings where any window cannot be placed on the walls such as bazaar and other public
buildings, architects in the "Solar" part of formalization (center circle) created a hole called
“skylight” (Roshandan) [4]. Roshandan is usually in the form of a pergola that is perpendicular to
the solar part to allow the optimum light and ventilation.
Figure 8. Example of Light (Roshandan) in Iranian Architecture
5.2. The Role of Formalization and Mogharnas in Lighting
In spaces where lightning and space lighting are achieved through the ceiling, the light directly
enters the space and illuminates simply a part of it. Formalization and mogharnas are used as an
extra element of beauty to utilize sunlight to the full extent. This causes the light to diverge in
different directions from its path and to be released into space. In this case, in the interior of the
building, we will have a uniform and decentralized lighting that includes a greater volume [12].
This quality of formalization and mogharnas is used in mosques and lighting in different directions
enables any stone and plaster to have a distinctive manifestation.
Figure 9-1. Example of Mogharnas In Iranian Architecture
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Figure 9-2. Example of Mogharnas In Iranian Architecture
6. THE EVOLUTION OF LIGHT IN ARCHITECTURE
6.1. Light in the Egyptian architecture
According to the Egyptian people, the essence of God is inaccessible and invisible for humans, so it
inevitably should be in darkness. The path to this God must be from going from the lightness to the
darkness. Jean Louis describes the illumination of the statues of the Khofran Temple such that light
shins from the small windows located between the wall and the ceiling and lights up the inside and
the sculptures and it is reflected by white marble polished stones that illuminate the space, and the
pillars and walls of red granite remain in the darkness [16]
6.2. Light in Greek Architecture
As for Greek temples, it can be said that most of these temples were sculptural and they corrected
the statue lighting. The light that shined inside was reflected by the water surface and illuminated
the statue. In spaces that needed more light, the Greeks used the ceiling light, building a part of the
roof with higher altitude, and used the space that was created to light up the interior [17].
6.3. Light in Byzantine Architecture
In the architecture of the mysticism as well as in the Byzantine architecture, the attempt was always
to add a spiritual aspect to the interior and create a dream space, and it is clear that lighting played
a major role in this regard [17].
6.4. Light in Gothic Architecture
The main idea of the Gothic style was to create a part of the sky or paradise on earth in order to
induce ambiguity in the creation of immaterial space. Natural light played a role in creating
ambiguity in building as a vital factor, and the exciting games of light and shadow contributed to
this role [17].
6.5. Light in Baroque Architecture
Baroque space is full of contrasts. Lighting is very important for this style. The alternating
arrangement of clear and vivid parts and shadowy parts strengthens the depth perception. A viewer
gets the impression of an infinite space. In these buildings, the viewer barely sees the windows, and
the interior lighting is obtained from the reflection of light on the walls. The use of various optical
tricks to increase the imagination from the Baroque period until today has been common [18].
6.6. Light in Islamic Architecture
Muslim architects have always sought the order in elements, components, spaces, and buildings
and used important elements and components to achieve it. One of these elements is light. Of
course, they have used the light to add meaning to and sanctify the space so that man can ascend to
metaphysics in those sacred places [6].
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6.7. Light in Iranian Architecture
6.8. In Iranian architectural spaces
The hierarchy of light in the darkness has been carefully used to divert the light from space to
space. In this hierarchy, the intensity of light and darkness is created in spaces [3].
7. CASE STUDY (ISFAHAN BAZAAR)
Sunlight enters directly into space such as a courtyard of caravansary
or inn
By validity of
light source
Indirect light: Light comes from interfaces into these spaces such as
cellars around the houses and the bazaar order
Right open space. The closed space is quite bright, and the light is
saturated
(Mosque,
school
and
caravanserai).
Semi-bright and semi-dark spaces with localized light. In these spaces,
source
and
path
of
light
are
clear.
By validity of the
The dark spaces (such a difference in brightness is beneficial for the
how lighting
architect; e.g. the mosque's light with the semi-dark space of the
bazaar provides a meaningful difference between the two, i.e. in spite
of the proximity of mosque with the bazaar, upon entering the
mosque, passersby are disconnected from bazaar space and find
themselves in another world.
By validity of Fenestrations on the walls enable light penetration from the side and
how achieving walls of the space (doorways, doors and windows). Fenestrations on
the ceiling enable light penetration from above.
light
Figure 9. Isfahan Bazaar
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8. CONCLUSION
Light not only plays an important role in valuing architectural elements, but also is one of the most
important determinants of space. Architectural space is directly linked to visual perception, and
visual perception is affected by light signals that optic nerves receive. Light and architecture are
inseparable. Light is not the sole consideration for architecture, but architecture always seeks a way
to use the natural and artificial light in the optimum way. It is simply enough to observe the
tradition of organizing indoor spaces around the central courtyard or creating semi-light interface
such as the porch to create the effect of light on the formation of types of building. Iranian
architects from the past discovered the importance of light in architecture and came up with smart
ways to use light in buildings. Light is not used uniformly in Iranian architecture, and the
application of this natural element is very diverse and varied. The continuous change of light
results in a variety of colors and lighting that gives the proper and sufficient visual messages to the
human eye. Iranian architects instinctively or consciously followed these simple and natural
principles.
Dynamic lighting, variable light in terms of quantity and direction of radiation and color have been
among the study subjects of Iranian architects. Types of formalizations (geometric ornaments of
domes) are structures with the primary task of absorbing light, reflecting it into hundreds of shapes
and creating a wide range of lighting applications. In bazaars, the relation with time was provided
through light columns, which reflected the light from the dome to the interior and altered regularly
in every direction. Grids, mosaics and wooden windows decorated with colored glasses with a
geometric composition have been diverse ways of shaping light, which is associated with
architectural space and creates a certain hierarchy from darkness.
REFERENCES
[1]. Javani’ A.; Javani’ Z.; 2010. “Studying Relationship between Application of Light and
Iranian Pattern of Thought (the Iranian ideology)”, Color and Light Architecture, First International
Conference, pp46-39.
[2]. Naseri’ GH; Tamizi’ M.; 2011. “Assessing the Function of Light and Assessing the Function
of Light and Architectural View”, World academy of science, engineering and technology, Vol.5,
pp234-232.
[3]. Arjmandi’ H; Tahir’ M.; 2011. “Psychological & Spiritual Effects of Light and Color from
Iranian Traditional Houses on Dwellers, e- Bangi Journal of social science and humanities, Vol.6,
No.2, pp301-288.
[4]. Rajabi, A.S.A; 2011. “Iranian Bazaar Sustainable thinking embodied”.
[5]. Daryaye Lal, B., Hoseledar Saber, S.; 2009. “Light in Architecture”, Construction
Engineering of Gilan, Fan and Art, No 49.
[6]. Mais, P; 2005, “Architectural elements of face and location”, Shahid Beheshti University,
Second Edition, Tehran.
[7]. Tadao, A.; 2004, “The Poetry of Light”, Architizer Journal.
[8]. MirMirsan, H.; 1998, “Siri From Matter to Soul”, Quarterly Journal of Architecture and
Urban Planning, No 42-43.
[9]. Javadi, N.; 2017, “Sun, Light and Natural Climing In Architectural Design: Case of Iran”,
Master Theises of Arch, Istanbul Aydin University, Turkey.
[10]. Bohme, G.; 2014. “Light and Space: On the phenomenology of Light”, Dialogue and
Universalism, Vol. 24, No.4, pp73-62.
[11]. Ahani, F.; 2011. “Natural Light in Traditional Architecture of Iran: Lessons to Remember”,
WIT Transactions on the built environment, Vol.121, No.3, pp36-25.
[12]. Gorgani, O.; 2000, “History of Light in Architecture and Westlee Lighting in Islamic
Architecture of Iran”, Asar Magazine, No 35, pp316-323.
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[13]. Sanati, L.; 2005, “Sun and Window: Principles of window design based on light and shadow
setting”, Master Thesis of Arch, Shahid Beheshty University, Tehran, Iran.
[14]. Pirnia, M.K.; 2001, “Introduction of Islamic architecture of Iran”, Iran University of Science
& Technology.
[15]. Khooshroo, S.; 2017,” Traditional Iranian architecture is a manifestation of sustainable
architecture”, Master Thesis of Arch, Istanbul Aydin University, Turkey.
[16]. Pirnia, M.K.; 2001,” Dome in Iranian architecture”, No20.
[17]. Zarei, E.; 2003,” Introduction of World Architecture”, Edition Fanavarsn, Hamedan.
[18]. Bani Masod, A.; 2010, “Origins and Concepts”, Edition Honar Memari Gharn.
Figures
Figure 1: www.karnaval.ir
Figure 2: www.parsacad.com
Figure 3: www. memarian.org
Figure 4: www. taghdesign.com
Figure 5: www. http://home.peymansaz.org
Figure 6: Pirnia, M.K.; 2001,” Dome in Iranian architecture”, No20.
Figure 7: www.cloob.com
Figure 8: www.honartech.ir
Figure 9: www.eligasht.com
CV: 1Negar Javadi
Negar Javadi is Phd student of Architecture in Uludağ University. She obtained her M.Arch in
Architectural degree at Istanbul Aydin University, and recently researches and writes her thesis
about sustainable design named “The place of the sun” in architectural design. Her main interests
are, protecting natural resources and avoid damaging the environment and natural life by means of
study and research.
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Features of Soil-Based Plasters Applied on Mud Wall Surfaces:
The Case of Diyarbakır Region
Şefika ERGİN
Department of Architecture, Dicle University, Diyarbakır
sefika@dicle.edu.tr
ABSTRACT
As is known, being a mixture of substances abundant and easily available everywhere, soil has
always been used as one of the construction materials to build dwellings since the ancient times.
Nowadays, dwellings built of soil-based materials are still used especially in rural areas. The mud,
one of these materials, is an environment-friendly material that can yield high user comfort. As a
result of such advantages it provides, mud is a material that has been investigated by many
researchers to enhance its features so as to promote its wider usage. At present, many studies are
being performed to investigate ways to enhance the features of walls built by soil-based materials
and to protect them against external factors.
In the present study, laboratory experiments were performed to examine the physical and
mechanical features of soil-based plasters applied to mud walls. It is of great importance, for the
overall protection of a building, that the surfaces of mud walls are protected against external factors
and strengthened against negative effects. In this sense, plaster coatings that cover wall surfaces
and protect them from the effects of the external environment have an important function to ensure
the protection of these walls. We can minimize the damages that can occur at external plaster
coatings based on clay only if we specify the features of the plaster to be used. In this study
performed to this end, samples from external plaster coatings with clay bond coat were collected
from the village of Yuvacık in the district of Bismil in the province of Diyarbakır and subjected to
experiments. The experimental examinations aimed to provide insights to the performance of
plaster coatings with clay bond coat in respect of ensuring a protection against the factors of the
external environment.
Key Words: Mud, Mud-wall, Soil-based Plaster, Clay Soil
1 INTRODUCTION
Soil has always been the major construction material known as the most ancient material through
the human history. Soil is highly preferred as a building material due to its easy availability and
economic advantages. Mud has been used in buildings for a long time. In our country, usage of
mud is common in rural areas where it can also be seen in the cities.
Mud, which is a traditional material, requires minimum energy consumption from the production
phase to the application phase and it is a eco-friendly and contemporary building material. Its
bonding agent is clay soil that can be easily found in nature and mud is an economic material which
can be used in load-bearing materials and also as plaster material. [1].
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Mud is an elastic and soft construction material. It is fire resistant. Although there is a flammable
material such as fodder in its content, fire-resistant property is protected. Mud has excellent noise
and thermal insulation characteristics. According to health considerations, there should not be a
great temperature difference between the living space and the construction materials that are used
for the living space. As the second material that stores the energy most after water, soil embodies
the heating energy. After heating is stopped, it balances the temperature by discharging the
embodied energy to the living space for a long time. Since the generated vapor can penetrate into
the walls easily, no condensation occurs on external walls and ceilings [1].
Two significant disadvantages of soil material are its low pressure resistance and high sensitivity
against humidity. Some additives such as cement, lime, plaster and other materials can be added in
the mixture in order to provide a mud, which is more resistant to pressure with lowered sensitivities
against humidity, is not soluble in water, has smooth surfaces and non-dusting characteristics [2].
At present, many research studies are conducted on soil based materials. Utilizing the soil for mud
(adobe) can only be possible by knowing the physical, mechanical, chemical and mineralogical
aspects of its inherent structure. The characteristics of and grain size of clay, which provide a
bonding property to mud, are also important. Any characteristics such as pressure resistance of mud
that will be used in the building, its resistance against atmospheric impacts, solubility in water and
dangerous effects on human health should be known in advance. The sand and gravel included in
the soil, which is the primary material of mud, have a skeleton role and clay serves as a bonding
material. The type and availability of clay cause major changes in the characteristics of the mud
[1].
Since mud has low resistance against water and it gets softer and disperses when it is in contact
with water, it causes damages in the regions that have high catchment areas. When it is used as a
filling material within framed structures, it can be protected by plastering and large eaves. In hot
regions, it has more advantages since contact with water is less.
Outdoor conditions may cause some damage on the surface by affecting the building external shell.
Increasing performance of the building wall against outdoor conditions will contribute to the
increase of interior comfort of the building, decrease repair needs by minimizing damages on the
wall surface and reduce energy loss. Therefore, wall surfaces of the building should be protected
against outdoor conditions and resist the adverse effects.
Plasters applied to outer surfaces of buildings play a major role in protecting the wall from
environmental factors by ensuring that the wall is not directly exposed to the outdoor conditions.
Plaster types obtained as a result of addition of some materials with different binding properties to
the adobe mixture have different properties against environmental factors acting on the wall
surface. Due to deformations in the plaster structure arising from environmental factors, some
damages such as blistering, cracking and shedding may occur. These damages, which can be seen
on the surface plaster, decrease the protective function of plaster and thus, the wall surfaces are
worn out and exposed to some environmental factors and the strength is adversely affected.
Therefore, it is important to well determine their plaster characteristics in order to increase their
resistance. Clay bonding plastering on the surface of mud, which is generally used as a wall
element in rural areas of Diyarbakır, is a wide spread application. Determining the material
characteristics of clay bonding plasters used in this region will contribute to improvement studies.
In the1st stage of the study, a representative sample structure was selected after examining the
buildings in which clay bonding plaster was used in Yuvacık village of Bismil District in
Diyarbakır province (Fig.1). In the 2nd stage, external clay bonding plaster samples were taken. In
the 3rd stage, the physical and mechanical characteristics of the material were examined through
test methods. In the 4th stage, the protection performance of clay bonding plasters against the
external environmental factors was evaluated as a result of the tests conducted.
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Figure 1. Yuvacik village of Diyarbakır
2 MUD-WALLS AND CLAY BINDED PLASTERS
Adobe is a building material obtained by mixing clayed and suitable soil with straw or other
additives and kneading with water, then pouring the mixture into molds and shaping the mixture
and finally, air seasoning. In different parts of Anatolia, wool, bristle, gypsum, lime, wood ash, salt,
stalks, fibrous plant wastes, straw, etc. are included in the plaster [1].
The adobe masonry is similar to the brick masonry. However, lime is used instead of mortar and
mud is used instead of cement. A wall is continued by laying adobe lines on each other by means of
mud mortar. Adobe intersections along the wall - referred to as horizontal joints- are confused with
vertical order cut joints that are called vertical joints. Since the mud mortar is a late drying binder,
when joints are excessively thickened, it prevents maintaining the wall steepness and causes
deformation due to the overload from the top [3]. The mud mortar used in mud-wall masonry is
identical with the mortar used for adobe production. However, attention is paid that straw added in
the mud mixture is fine-sized and soil is sieved.
Adobe may disintegrate after a while due to humidity and water. Therefore, foundations and
foundation and basement walls of masonry adobe buildings are made of a material resistant to
water up to the sub-basement level. In traditional construction, it is rubble stone [4].
Adobe balances the moisture content of the indoor climate much more than other building
materials. It quickly absorbs the moisture in the air and can release the moisture in its body to the
air quickly again. So, the indoor climate becomes neither too dry nor too humid. Temperature of
the building is balanced in the use of adobe building [3]. Physical properties of some building
materials are given in Table.1.
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Table 1. Physical Properties of Some Building Materials [5]
Material
Unit weight
Thermal
Specific Heat
Vapor diffusion
(kg/m ) (r)
conductivity
(kJ/kgK) (C)
resistance (m)
0.9
0.9
1,1
2.0-2.4
1,6
1
0.65-0.85
1
4.0-6.0
10,0-25
3.0-5.0
20-40
2.0-5.0
10.0-11.0
3
(W/mk) (l)
[SIA]
381/1
CRA
Terre
Al-ker
Brick
Lime, Sandstone
Aerated Concrete
Wood (pine)
Wood Fiberboard
Massive Adobe
Cement Adobe (%8)
Light Adobe
Gypsum Adobe
1100
1600
400
450-500
350-500
2000
0.37
0.80
0.18
0.14
0.09
0.46-0.81
1200
1600
0.47
0.40
8.0-10.0
13
In water-related materials, water absorption occurs whereas in materials with superficial contact
with water, water permeability occurs. Material gap is an important factor in water absorption.
Pressured or capillary water permeability occurs in materials with superficial contact with water.
Pressure permeability varies depending on water amount passing through the material, water
pressure effective on a material with a particular section and thickness and pressure water
permeability coefficient of the material. Pressure water permeability of the material varies by the
porosity of the material, grain structure and diameter of granular materials. Additionally, another
effect of water penetrating into the internal structure in materials is creating changes similar to
thermal deformations and causing internal stresses. Capillary water permeability is that water rises
in material openings and capillary channels due to the superficial tension of water when the
material surface comes into contact with water. In this case, the amount of absorbed water varies
depending on the material surface that is in contact with water, duration for water to pass to the
other side and the material's capillarity coefficient [6].
Durability and load carrying properties of building materials are determined by mechanical
strength. The level of mechanical strengths of a material depends on its elasticity modulus. This
value is preferred to be high whenever the carrying quality is high, and to be low if it will serve as a
shock absorber against flexible and sudden loads. In order to determine the material's mechanical
behavior, conditions of the material such as pressure, tensile, shear, torsion, bending, buckling,
fatigue, impact, hardness, etc. should be examined [6].
Adobe material is a compound composed of elements with different properties. Sand plays the
internal skeleton role and also a binding role due to the cohesion it creates. Excessive or less than
the required amount of clay causes serious damage to adobe [2]. Soil has various proportions of
clay depending on its type. Adobe clays consist of various metal oxides and alkaline-earth such as
calcite, gypsum, etc. and aluminum silicate systems. Another property of clays is that they take the
desired shape when kneading with water and after water is discharged, shrinkage is formed in clay.
Clay particles stop when they cannot move and plasticity of the clay is also lost [7].
Volumes of clay particles in the soil increase depending on water absorbed into the body. Clay,
which has a binding property in soil, should not crack due to swelling or shrinkage resulting from
changes in volume. The analysis of mechanical properties of adobe, made of clay bound earth
material, should be performed so that they can be synthesized in a sufficient amount of clay,
additive and water mixture by providing granulometry in the structural structure of the material.
Sludge, prepared from clay-rich soil, shows more cracking during drying. In order to prevent this,
additives can be added into soil [8].
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Since the plaster material is clay- and earth-based, weak structure of the material, which is very
susceptible to cracking, should be reinforced by mixing with water and then, applied. The most
common method used for this purpose is to increase strength and binding property by adding fibers
to the mixture. By adding straw, lax fiber, cotton stalk and similar plant wastes as organic fiber
while the mixture is prepared, binding performance of the plaster will be increased by reducing
cracks if the applied liquid is dried. During applications in some regions, only straw and cotton
waste or plasterer's hair are added to the mixture as binder in order to prevent plaster cracks and to
obtain a single layer on the whole surface [9].
Some effects such as expansion, shrinkage, vapor pressure, etc. may occur in clay bound plasters
depending on the structure of the plaster. In the expansion effect; conditions such as frost, varying
wetness or dryness, etc. may lead to disintegration of the clay and thus, to expansion on the inner
surface of the plaster. If the plaster is very rigid, first cracks are formed and then disintegration into
small pieces is seen. Similarly, in heterogeneous walls (stone-soil mixed), the difference in the
thermal expansion of the soil and the stone may cause some deformations. In the shrinkage effect;
the plaster shrinks when it dries first and makes the materials it contains stretched. If the structure
of the wall is very rigid and smooth, relaxation occurs in the plaster. If the wall is rough, the plaster
cracks. Depending on the binding property of the plaster, cracks may occur more or less. Cracks on
the outer surface of the plaster due to the exposure to sun light and wind start from the interior of
dry walls with less water and expand to the outer surface. The most sensitive points are niche
corners and corners on the ledge. In the vapor pressure effect, water vapor can increase the
expansion on the internal structure of the wall. Swellings may occur. It is more visible when
internal vapor pressure is higher than the external pressure. This pressure difference directs the
vapor movement in wall and plaster. Therefore, it is waterproof and thick plasters should be
avoided [10].
Clay bound plasters are affected by water. Disintegration may occur in parts exposed to water. It
can be eliminated by renewing the plaster. Straw added into this type of plaster prevents plaster
cracking. Life of these plasters may be increased upon whitewashing. In outdoor plasters, lime
plaster can also be applied to the surface [2].
Plasters may vary depending on clay binding properties and other binder types entering the
mixture. These binder types are: clay-cement, clay-gypsum, clay-lime, hybrid and straw fiber
bound. [11].
3 EXPERIMENTAL STUDY
3.1. Selection of Structure
Buildings constructed with mud and their external facade plasters in the rural area of Diyarbakır
region were visually observed. Generally it is seen that external soil-based plaster coat with 3-4 cm
thickness is widely used on the surfaces of the walls built with mud blocks. Lime is applied to
some of the external plaster surfaces. It was observed that the plaster coat of some structures that
were examined was damaged (Fig.2.).
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Figure 2. Examples of disruption on the outer surface plaster
A single storey house, which was built in 1967, was selected in the Yuvacık village of Bismil
District in Diyarbakır province in order to conduct experimental examinations (Fig.3.). Selected
house is a structure where the wall and plaster materials are soil-based. Blocks made of mud, which
was provided by adding fodder in soil, were used in construction of the house. Internal and external
plaster of the structure was made with soil based material and the front facade was coated with
lime.
This house consists of 4 rooms and 1 barn. Later, an addition was made to this structure with bricks
in order to meet the space requirement for kitchen, bath and toilet. Damages in the plasters on the
facades of the house are observed since no maintenance has been performed since its construction.
Figure 3. Layout and Facades of the Sample Taken Building
3.2. Sampling
North, south and east facades of the building are open and the west facade is adjacent to the
building next to it. Therefore, the sample could not be taken from the west facade. Samples are
taken from outer plasters of north, south and east facades (Fig.4). The sample taken from the north
facade is coded as sample K1, from the south facade as sample G1 and from the east facade as
sample D1.
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a)
b)
c)
Figure 4. Sampling a) North Facade b) South Facade c) South Facade
3.3. Experiments
In order to identify physical and mechanical properties of the plaster samples taken, experimental
studies such as sieve analysis, mass per volume, composite-porosity, specific weight, water
absorption by capillarity, time-dependent water absorption, vapor permeability were performed
(Fig.5.). In the test study, test methods from Turkish Standards were used.
Figure 5. Experimental work flowchart
3.3.1. Sieve analysis
In order to determine the particle size of the material and physical properties of the used aggregate,
sieve analysis was performed according to TS 130 standard [12]. The sample was passed through
sieves with 0.63 mm, 0.125 mm, 0.25 mm, 0,5 mm, 1 mm, 2 mm mesh. Sample size in terms of
particle size was identified. Weights of samples on the sieve and their percentage by weight to the
total aggregate ratio were founded. The findings obtained according to the sieve analysis are
indicated in Table 2.[13] (Fig.6.) (Fig.7.).
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Table 2. Sieve Analysis Test Result
Sieve Opening
(mm)
Weight on
Sieve (gr)
2
1
0,5
0,25
0,125
0,63
Collecting Vessel
Sample
Percentage (%)
6,55
23,2
24,75
47,38
94,54
62,56
41,02
2,183
7,733
8,25
15,793
31,513
20,853
13,673
Sieve Analysis Test Result
94,54
100
90
80
70
62,56
60
47,38
50
40
30
20
10
24,75
23,2
6,55
2,183
7,733
8,25
1
0,5
41,02
31,513
20,853
15,793
13,673
Weight on
Sieve (gr)
Sample
Percentage (%)
0
2
0,25
0,125
0,63
Collecting
Vessel
Figure 6. Sieve Analysis Test Result
Figure 7. Sieving the Sample
3.3.2. Mass per volume, composite - porosity, specific weight
The experiment was performed to find the material's mass per volume, composite-porosity, specific
weight according to TS EN 1936 standard [14]. Weights per volume of the samples cut in
appropriate sizes were calculated. Composite and porosity values of the samples were calculated by
carrying out the specific weight experiment with samples. The findings obtained according to the
experiments performed are shown in Table .3.[13]. As shown in the Table, porosity values of three
samples are found to be higher than composite values.
Table 3. Mass per Volume, Composite - Porosity, Specific Weight experiment results
Sample
D1
G1
K1
Dimensions
(cm)
1,53×2,23×2,91
1,63×2,50×3,68
1,28×1,28×3,32
Weight
(gr)
9,98
16,48
6,24
Weight per
Composite
Volume
gr/cm3
1,01
1,1
1,15
%
41.06
42.95
44.75
Porosity
Specific
Weight
%
58.94
57.05
55.25
gr/ cm3
2,46
2,56
2,57
As unit weight and composite (fill ratio) increase in building materials, properties such as strength
and thermal conductivity increase. As porosity (void ratio) increases, strength and thermal
conductivity properties decrease. According to the results obtained from the experiment, the
percentage of porosity of all three samples is higher than the percentage of the composite. This
shows that the material is porous. As a result of the tests, it is determined that the resistance and
thermal conductivity properties of the plaster are good.
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3.3.3. Capillary affects water absorption
Water absorption by capillarity of the samples, weights and dimensions of which are calculated by
cutting in uniform sizes, was measured according to TS EN 1925 Standard [15] [13]. The
experiment was carried out with G1, K1, D1 samples. G1 sample was completely wet at 25th
minute and completely disintegrated at 169th minute. It was seen that K1 sample was completely
wet at 81st minute and mostly disintegrated at 121st minute. Complete disintegration was not
observed in the sample, which was substantially disintegrated. Although it was seen that D2 sample
was completely wet at 154th minute, it was not disintegrated (Fig.8.). Because D1 sample was not
disintegrated, the experiment could be carried out to the end. The result of the experiment is shown
in Figure 9 with the graphic method as indicated by the standard [15].
When the water absorption of the materials by capillarity is measured, the sample should not be
disintegrated before 45 minutes according to TS 2514. In the experiment carried out, G1 sample
was disintegrated at 169th minute, K1 sample was disintegrated at 121st minute and D1 sample was
not disintegrated within the Experiment period of 2 hours and 49 minutes. The samples were not
disintegrated before 45 minutes, which shows that disintegration depending on water absorption is
less. Experimental study revealed that the water absorption performance of the used soil-based
plaster is good.
a-) G1
c-)D1
b-)K1
c-) D1
Figure 8. G1, K1, D1 Water Absorption of Samples by Capillarity
1…
9…
8…
7…
6…
6…
5…
4…
3…
3…
2…
g/m2
1…
7000
6000
5000
4000
3000
2000
1000
0
Water Absorption by Capillary
Figure 9.Water Absorption by Capillary Test Result Chart of the D1 Sample
3.3.4. Time-dependent water absorption
In the time-dependent water absorption experiment separately carried out for G1, K1, D1 samples,
the experiment was carried out according to TS EN 1936 Standard [14][13] (Fig.10). In the timedependent water absorption experiment, at the end of 90 minutes, the experiment period, the water
amounts absorbed from the glass tube with a diameter of 1.4 mm are measured as follows: 3.6 cm
for D1 sample, 2.1 cm for G3 sample and 4.4cm for K3 sample. The findings are indicated as
graphs in Figure.11. It is seen that the sample taken from the south facade of the building absorbs
less water compared to other samples taken from other facades.
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Amount Absorbed (cm)
Time Dependent Water Absorption G1-K1-D1
5
4,5
4
3,5
3
2,5
2
1,5
1
0,5
0
G1
K1
D1
10
20
30
G1 0,45 0,65 0,85
Figure 10. Time Dependent
Samples
40
50
60
70
80
90
1,1
1,35
1,5
1,7
1,9
2,1
K1
0,7
1,2
1,7
2,2
2,6
3,1
3,5
3,95
4,4
D1
0,5
0,9
1,4
1,75
2,3
2,5
2,85
3,2
3,6
Time (minute)
Figure 11. Time Dependent Water Absorption G1-K1-D1
Water Absorption Test
3.3.5. Vapor permeability
The vapor permeability experiment was carried out for G1, K1, D1 samples according to TS 7847
Standard (Fig.12) [16][13]. According to the results of the experiment, vapor permeability values
of the samples were found to be D1- 5,13 m-1, G1- 4,89 m-1 and K1- 5,33 m-1. Data obtained
from the experiment separately carried out for G1, K1 and D1 samples are shown in Table.4.
According to TS 7847, the water vapor permeability value (1/µ.d) must be at least 0,5m-1.
According to the results of the experiment, because vapor permeability values of the samples are
D1- 5,13 m-1, G1- 4,89 m-1 and K1- 5,33 m-1, it can be seen that it complies with the TS standard.
It is important that the vapor permeability is at the proper value for fulfilling the performance
related to heat and moisture expected from the material.
Figure 12. Vapor Permeability Experiment
3.3.6. Pressure resistance
This experiment for measuring the pressure resistance of the sample was carried out according to
TS 2514 Standard [17][13] (Fig.13.). Pressure resistances of two samples of the D1 sample cut as
quadrangular prism were calculated and their average was taken. According to the experiment
result, pressure resistance of D1-1 sample is 60.32 kgf/cm2, 32.22 kgf/cm2 for D1-2 sample and
46.27 kgf/cm2 for D1-1 and D1-2 samples [Table.5.].
When a sample is subjected to the pressure strength experiment according to TS 2514, the
minimum pressure strength must be at least 8 kgf/cm2 and the average of measurements must be at
least 10 kgf/cm2. According to the experiment result, pressure resistances were measured as
follows: 60.32 kgf/cm2 for D1-1 sample, 32.22 kgf/cm2 for D1-2 sample and 46.27 kgf/cm2 in
average. The sample has the appropriate pressure strength according to TS 2514. It is seen that the
plaster material used on the building's wall can withstand the effects of incoming forces.
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Figure 13. Pressure Test
Table 4. Vapor Permeability Test Flow and Results
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Table.5. Pressure Resistance Test Results
Sample
D1-1
D1-2
D1-average
Dimensions
(cm)
2.58*2.89*5.15
2.23*3.62*5.76
Pmax
Breaking
load
(kgf)
450
260
A
Pressure applied
area of the sample
(cm2)
7.46
8.07
σk
Pressure resistance
of the sample
(kgf/cm2)
60,32
32,22
46,27
4 CONCLUSION AND RECOMMENDATIONS
It is important to make the use of environment friendly, economic, less energy consuming materials
which can provide structural comfort such as mud universal in order to make future generations
live in a healthy environment. We know that the number of structures made of mud, which brings
great advantages, is decreasing day by day and is faced with the risk of disappearance. Therefore,
knowing and determining the characteristic of mud material and improving them and continuation
of such traditional structure building and making such materials used in new settlements can be
possible. The number of mud buildings that could survive until today particularly in rural areas of
Diyarbakır region is decreasing day by day. Getting the qualities of such structures in the region
acknowledged and improving them will contribute to making them usable by future generations.
According to the results of the experimental studies conducted to determine the characteristics of
the soil based plasters used in mud buildings, it is seen that the porosity of the samples are higher
than their composite values and accordingly, heat conductivity property is poor. This reveals that
this material has a good heat insulation characteristic. Water absorption tests revealed that their
disintegration due to water absorption is less. Furthermore, it was observed that the sample taken
from the south facade of the building showed less water absorption than the samples taken from
other facades. The results of the tests reveal that this material has a good performance against water
impact. Yet, protecting the soil-based material from the impacts of water will be efficient to
minimize the deformations that may occur. In order to prevent any cracking in the facades, it is
recommended to develop structural details that will protect the plaster coat from the impacts of
water. Since the vapor permeability value of the material conforms to the TS standard, it reveals
that the thermal and humidity performance of the material is as good as required. It is observed that
this material has good performance for providing required internal comfort. Pressure resistance
tests were conducted to measure its resistance against any force effects on the surface of plaster
coat. The corners of the building and areas near the foundation were subject to force factors and
thus, these areas deformed the most. Taking precautions in order to protect the structure from the
effects of any impact will minimize the possible damages in the plasters.
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ve Mimarlık Fakültesi - Görükle Kampüsü, Bursa,2012
[2] Kafesçioğlu, R., “Yapı Malzemesi Olarak Kerpiçin Alçı İle Stabilizasyonu”, Türkiye Bilimsel
ve Teknik Araştırma Kurumu Mühendislik Araştırma Gurubu Proje No:505, İstanbul, 1980
[3] Özçelik, N., İnşaat Bilgisi, İstanbul, İ.Ü. Orman Fakültesi Yayınları, 1984
[4] Türkçü, Ç., Yapım, İstanbul, Birsen Yayınevi,2000
[5] Işık, B., “Alçı Katkılı Kerpiç Yapı Malzemesine Uygun Mekanize İnşaat Teknolojisinin ve
standartlarının Belirlenmesi”, İNTAG TOKİ 622,1995
[6] Eriç, M., “Yapı Fiziği Ve Malzemesi”, Literatür Yayıncılık, İstanbul,1994
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[7] Gürdal, E., Koçu, N., “Kerpiç Ve Kerpiçte Eskime Ve Yenileme Sorunları Konya Alaaddin
Köşkü Örneği”,Yapı Dergisi Sayı 142, Yapı Endüstri Merkezi,1993
[8] Tanrıverdi,C., “Alçılı Kerpiçin Üretim Olanaklarının Araştırılması”, Yüksek Lisans Tezi,
İstanbul Teknik Üniversitesi,1984
[9] Ersoy, H.Y., “Kompozit Malzeme”, Literatür Yayıncılık, İstanbul,2001
[10] Houben, H., Guillaud, H., “Eart Construction, A Comprehensive Guide”, İntermediate
Technology Publication,1994
[11] TS 1262, Sıva Yapım Kuralları- Bina İç yüzeylerinde Kullanılan, TSE, Ankara, 1988
[12] TS 130, Agrega karışımlarının elek analizi deneyi için metot, TSE, Ankara, 1978
[13] Ergin, Ş., “Kerpiç Duvarlara Uygulanan Kil Bağlayıcılı Dış Sıva Hasarlarının İrdelenmesi”,
Yüksek Lisans Tezi, Dicle Üniversitesi Fen Bilimleri Enstitüsü, Diyarbakır, 2004
[14] TS EN 1936, Doğal Taşlar- Deney Metotları- Gerçek Yoğunluk, Görünür Yoğunluk, Toplam
ve Açık Gözeneklilik Tayini, TSE, Ankara,2001
[15] TS EN 1925, Doğal Taşlar- Deney Metotları- Kılcal Etkiye Bağlı Su Emme Katsayısının
Tayini, TSE, Ankara, 2000
[16] TS 7847, Hazır Sıva – Dış Cepheler İçin, Sentetik Emülsiyon Esaslı, TSE, Ankara, 1990
[17] TS 2514, Kerpiç Bloklar ve Yapım Kuralları , TSE, Ankara,1977
[18] Jinnai, H., Tanimizu, J., Eruzun, C. (Ed), Process Architecture 93 Turkey: Pilgrimage to
cities, Tokyo, 1990
[19] Damluji, S., A Yemen Reality- architecture sculptured in mud and stone, Garnet Publishing
Limited, Reading, UK, 1999
[20] Bardou, P., Arzoumanian, V., Archi de Terre, Parenthèses, 1987
CV: Şefika ERGİN ORUÇ
Graduated BSc and MSc from Dicle University, Architectural Faculty, Completed her PhD degree
at Mimar Sinan Fine Arts University, currently working at Dicle University Architectural Faculty.
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16 PART II
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The Features of the Climate-Centred Design in Traditional
Dwellings: The Case of Suriçi in Diyarbakır
Şefika ERGİN
Department of Architecture, Dicle University, Diyarbakır
sefika@dicle.edu.tr
ABSTRACT
Climatic factors have played a significant role in designing the architectural characteristics of many
structures in places with predominantly traditional dwellings. The principles that should be taken
into account in planning in aspects such as the form, shape, direction, façade features and spatial
usage of structures are important criteria with respect to a harmonious design matching to local
climatic conditions. Architectural plans designed in line with climatic conditions ensure that users
of structures get protected from negative effects of cold and hot periods of the year while, on the
other hand, benefiting from positive effects. A structure design in harmony with local climate is an
effective tool in ensuring the conditions of climatic comfort conditions in internal spaces and
reducing the need of energy in structures.
Climatic factors did also play the most determinant role in designing the traditional architectural
fabric of the dwellings in the district of Suriçi (Walled Town) in Diyarbakır and in the development
of the architectural character of the area where these dwellings are located. Having a decisive role
in the design of traditional dwellings in the area of Suriçi, the principles of design specified to
match to the negative effects arising from hot-dry climate in the province of Diyarbakır have
distributed to the formation of a local architectural identity.
This study is of importance with respect to ensuring the usage of the traditional houses in the area
of Suriçi in Diyarbakır in a manner whereby special attention is paid to the protection and
preservation of their original architectural features. The study aims, in this sense, to define the
architectural development of the traditional houses located in Suriçi in line with climatic
conditions. The study examines, to this end, the architectural solutions provided in the dwellings
with a focus on the local climatic conditions. The investigations conducted in the study show that
the traditional dwellings in Suriçi have design characteristics in harmony with the local climate as
regards providing climatic comfort conditions.
Key Words: Traditional Houses of Diyarbakır, Architectural Formation, Design in Line with
Climate
1 INTRODUCTION
Named as “Suriçi” (Walled Town) in Diyarbakır city and reflecting the traditional settlement order
by being surrounded by high castle walls, the region is established on the east side of the wide
basaltic plateau with a height of 650 m. extending from Karacadağ to Tigris River and is located on
a wide basaltic plane with a height up to 100 m. from the Tigris Valley [1].
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Figure 1. Diyarbakır sur içi (walled city) plan [2] [3]
Traditional settlement orders have been formed as a consequence of organic development
integrated with natural and built environment, reflecting the socio-cultural structure of the society
in a wide time range.
It is seen that architectural formation of traditional houses at the region of Diyarbakır Suriçi have
also been formed with an organic development order in which climatic factors, socio-cultural
elements, topographic characteristics and materials are effective. Moreover, another important
factor in architectural formation of traditional houses is the castle walls surrounding the city. The
castle walls have become a factor that limits extension of the city with a circumference of 5 km.
The fact that the city is surrounded by castle walls has prevented the city to expand out of the walls
by reason of safety and necessitated settlement units to develop in this narrow area. This necessity
has resulted in concentration by the increase in the number of structures at the settlement area.
Having been formed by displaying an organic development by the effect of these factors, houses
have been effective in the formation of a traditional house pattern in Suriçi region (Figure. 1).
Many factors are effective in the formation of Suriçi settlement, while the predominant factor is
climatic conditions. Having been determinant in formation, shaping and development of traditional
Diyarbakır houses in the region, climatic factors are apparent in planning and detailing
characteristics.
This article addresses the effects of climatic conditions as the most distinct factors in the formation
of architectural identity of traditional Diyarbakır houses in terms of architectural characteristics of
houses.
2 CLIMATIC CHARACTERISTICS
Diyarbakır province located in the Southeast Anatolia region is positioned on 37 o 55’ north latitude
and 40o 12’ east latitude. Its altitude above sea level is 670 m. According to the average values
occurred in long years in Diyarbakır (1950-2015), the average temperature is 30.4 oC, the average
highest temperature is 38,5 oC and the average lowest temperature is –2,3 oC. [4]. Hot dry climate
characteristics are effective in which continental climate conditions are dominant. Summer is very
hot and dry; winter is cold and moderately rainy. Cloudiness ratio and relative humidity is low.
Temperature differences between day and night are high in summer and winter months. The period
characterized as the warmest term during which solar rays are undesired, namely which requires
protection is longer than the period that is characterized as the least warm term during which solar
rays are needed in terms of climatic characteristics of Diyarbakır city. It is apparent the fact that the
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warmest period is effective for a longer time in one year time interval is the determinant factor in
construction designs [5].
3 PLANNING CHARACTERISTICS
It is seen that designs with different characteristics are developed for summer and winter months in
the formation of Suriçi house architecture. The region has hot-dry climatic character, which has
ensured the formation and development of structures by being shaped around a yard.
Even though the parcel geometry is in different shapes, structure masses create the yard by
combining with perpendicularly or with little deviations to each other. Yard geometry is in the form
of quadrilateral. They are positioned perpendicular to each other even in the most deformed parcel
in spite of little deviations to cardinal points. The masses forming the structure by being shaped
around the yard (one, two, three or four masses) are usually in east-west, north-south direction [6].
According to positioning types of masses around the yard; external yard (L type, U type, Interim
type), internal yard and medium yard plan types are formed [7].
Spatial functioning in the masses, which forms the plan types, has been determined according to
seasonal characteristics. The masses around the yard are composed of one, two or three layers.
Basement floor of houses has been used for cellar purpose. Some spaces such as iwan (vaulted or
domed space recessed from a central hall or court), room, kitchen, toilet and barn are available at
ground floors. There are rooms and iwan on upper floors. The connection between ground floor
and upper floors is ensured with the stairs located on the yard, iwan or space units, the connection
of ground floor is ensured with stairs descending from the yard [7].
Most of the spaces, which form houses, are fronted to the yard they surround. Even though the
number of spaces fronting to street is low, they are just used on upper floor of houses. All spaces
on lower floors are fronted to the yard and they have no front to the street. The exterior door that
provides connection of lower floors of houses to street is connected with the yard. Closed or semiclosed spaces shaped with climatic factors are formed around the yard. Most spaces have direct
connection with the yard.
The structure masses surrounding the yard have been positioned by considering the characteristics
of climatic factors. The section located on the south of the yard is composed of summer spaces. All
places and spaces on this section front to the north. Frontal surface of this section faces the
shadowy area and is not subject to solar rays. For this reason, the section located on south of the
yard is named as summer section and used during summer time. The section that is usually on north
of the yard is used as winter spaces. Places and spaces on this section front to the south. It is aimed
to ensure that these spaces fronted to south benefit from solar radiation. However, the section
located on east of the yard and receiving western sun in the houses which do not have north mass
and the section located on west of the yard and receiving eastern sun in the houses which do not
have north and east mass constitute the winter spaces. These units are named as winter spaces and
used throughout winter. The masses on the east or west of houses which both have winter and
summer sections are used as spring section (Figure.2).
South surface is the construction surface that gets sunlight for the longest time throughout a year in
terms of sunbathing period of construction surfaces. For this reason, east and west surfaces are
colder in winter and warmer in summer time compared to south surface [5].
Building masses have been constructed as adjacent as possible to neighbor building in order to
diminish frontal surfaces with the aim of reducing effect of sun radiation during summer and being
protected from wind effects and cold during winter time.
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PLAN TYPE
S EAS ONAL US E
PLAN
COURTYARD
OUTSİDE COURTYARD
L TYPE
U TYPE
INTERMEDİATE TYPE
INNER COURTYARD
CENTRAL COURTYARD
Figure 2. Residence types in traditional Diyarbakır houses [7] [8]
Winter section is usually single-floor while summer section is 2-storey. The hip plate viewing the
north of the winter wing fronted to south stands leans to the two-storey summer section of the
house on adjacent parcel. Two-storey summer section is fronted to north and the hip plate viewing
the south becomes shield on the north wing of the adjacent parcel. South wing is predominant in
houses. The fact that south wing is used more than the wings on the other points is a consequence
of climatic factors. The fact that the hot and dry summer period causes more discomfort compared
to cold winter conditions is understood from the situation that climatic solutions predominantly
orient to summer period. The number of wings may be 3 or 4 according to economic situation of
home owner [6].
The narrow streets which display an organic formation with high walls of houses are in nature of
creating shadowy and cooling effect in hot period. It is seen that bay windows are used with bulges
made for enlarging the space on upper floors of some houses. Window apertures do not exist on
wall surface of bay windows viewing the street in general; there are window apertures on side wall
surfaces. Windows located on opposing side surfaces ensure benefiting from air stream (Figure 3.).
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Figure 3. Bay window and archway usage
The lower parts of rooms overflowing to the street by expanding enlarged spaces reciprocatively
have ensured formation of gates named archways. Opposing windows which form these gates
create air stream in rooms. These sections, having a cooling effect by creation of shadowy areas in
hot summer months, provide sheltering from rain and wind during winter time. The fact that door
of houses which creates an archway is opening to this area is a detail considered in climatic sense.
4 RESIDENCE UNITS AND CHARACTERISTICS
All details such as direction, functioning, qualities, determination of each space that constitutes
Suriçi houses have been designed and considered according to climatic conditions of locality.
Formation and characteristics of units which form a house in terms of climatic factors are as
follows:
Yard
Being the most important factor of traditional Diyarbakır houses, yard is a common area that
provides connection between house units. The section surrounding the yard and/or high yard walls
decrease sun effects during summer time and wind effects during winter time. Some elements used
in the yard such as pool, water channels and trees create a cooling effect during hot period.
Iwan
One of the most important units constructed in houses against hot climate effects is iwan. The
surface of iwan that is directly related with the yard is an open surface and other surfaces are
closed. Its connection with the yard is on the same ground level or a bit heightened. Heightened
structure of iwan mostly aims to provide lighting and ventilation depending on the size and number
of basement floor windows on its lower floor [6].
Figure 4. One compartment iwan, two-compartment iwan, three-compartment iwan
Passage to adjacent rooms is provided with the doors on closed side or back surface of the iwan.
Being a semi-closed unit, iwan is an area shadowy against sun effects during hot summer period
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and offering shelter against rain and wind effects during winter time. Door connections provided to
adjacent rooms from iwan ensure decreasing negative external factors during hot and cold period in
room entrances. Since the discomfort caused by hot climate characteristic is higher compared to the
cold period, iwans located on the south wing and fronted to the north have been planned larger and
more elaborate than those located on other wings. Iwans are categorized as one-, two- or threecompartment according to their sizes (Figure 4.). Iwans have 2 or 3 compartments and are larger on
the ground floor, while they are also used on the upper floor. Connection to upper floor iwans is
provided with stairs inside the building or from the yard.
Serdap (underground storehouse)
This is a space designed for negative effects of hot dry climate and only used in hot periods. This is
inherently available in an independent basement floor space lower than the ground level and
opening to the yard. It is located on the section viewing north point of houses. Water draining
inside with a water flow setting located on one of these space windows and named as “selsebil” is
collected on a pool in the room. Serdaps, the sole function of which is to create cooling effect on
the air inside the room during hot and dry summer tim,e are located in large houses (Figure 5.) [6]
[5].
Figure 5. Use of serdap inside room
Hall
This is an indoor area to which room doors are opening and have a connection with the yard.
Avoidance of direct connection between rooms and the yard by ensuring a connection of room
doors to the hall provides protection in room entrances against negative conditions caused by rain
and wind effects during cold periods.
Room
Room is a unit in which daily activities of household such as sitting, sleeping, eating and guest
welcoming are made. Room is not a living space by itself in Diyarbakır houses; rather it is in nature
of a part of iwan and other units. The doors on masses located as summer, winter and spring
according to sun effect of seasons are indoor spaces.
Figure 6. Summer and winter rooms
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Seasonal function changes are made in rooms according to the direction to which the wings around
yard are fronted. The main room located on the upper floor and fronted to the street with a bay
window and other rooms are used in winter while rooms located on the ground floor are used in
summer time. The rooms with a front iwan on the south wing are cooler during summer time.
Window apertures of summer rooms with high ceiling and larger size are also larger and a great
number. Since the summer rooms have high ceilings and are large, upper windows are used in
order to ensure sufficient lighting for spaces. Winter rooms located on the north wing and directed
to the south have low ceilings and are small; window apertures are smaller and fewer. The use of
wooden elements such as cabinets and cupboards is apparent on indoor wall surfaces of winter
rooms. The wooden material used contributes to indoor temperature of rooms (Figure 6.).
The rooms may be directly connected to the yard and also associated with the yard with connection
of the hall or iwan. Since the presence of direct door connection with the yard could not provide
protection against rain and wind effects, the rooms having connection with the hall or iwan provide
more sheltering during winter time.
5 SERVIVE UNITS AND THEIR CHARACTERISTICS
Kitchen
Kitchens in houses are quadrilateral planned and their surface connected to the yard is arched. They
are semi-closed structures directly connected to the yard (Figure 7.). They are exposed to the
effects of hot periods because one of their surfaces is open.
Open surface is closed with woodwork and thus, protection from external effects is provided in
current usages. In terms of direction, it is usually located on north wing while it may also be
located on east or west wing according to parcel geometry. The reason why kitchen units are
mostly located on the north wing and fronted to south is for decreasing wind effects of winter
periods on the space [6]. A furnace and chimney is available in kitchen units. Winter room of
houses is located near the kitchen.
Figure 7. Kitchen yard connection
Cellar, Bath, Toilet
Cellar units, where household supplies are stored, are buried on earth on a level lower than the yard
level. For this reason, this space is always cool during hot periods. Ventilation of cellars is
provided with a small spacing located on the yard front. Toilet (lavatory) is planned as directly
connected to the yard and adjacent to the entrance that is the nearest location to street because of
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health concerns. A unit used only as bathroom is merely located in large houses. Bath needs were
previously satisfied in Turkish baths, which were abundantly available [6].
Gezemek (Corridor), Balcony
Gezemek is an open corbel unit, resembling a balcony, located on upper floors of masses and
fronted to the yard. It has connection with stairs to the yard. Their length varies according to the
number of spaces to which they provide connection. It is seen that they are used all along on the
front of some houses. Floor of gezemek made of sconce stones is flagstone. Gezemek contributes
to better ventilation of spaces by means of doors opening from spaces they are connected to (Figure
8.).
Figure 8. Use of Gezemek
Use of balcony is seen in a considerable few number of houses. The balconies overlooking the yard
of houses are small as an open corbel structure. They are suitable for sitting or resting function
because of their size, but contribute to better ventilation of any space by means of doors opening
from the space they are connected to. Their construction technique is the same with gezemek.
6 BUILDING ELEMENTS AND THEIR CHARACTERISTICS
Walls
Walls are composed of carrier/load-bearing or divider walls in Suriçi houses. Wall material is
basalt that is abundantly available in the region. Basalt is formed by solidification of fluid and basic
lavas as perpendicular to cooling surface in the form of five and six sided columns. Moreover,
external parts and flow edges of such kinds of lavas that are in contact with air may be porous. This
gives a clinker appearance on stone. Gas particles released from cooling lava result in the formation
of such pores. Pores become smaller and the number of pores decreases towards the inside of stone.
This type of basalt is called as cellular basalt. This absorbs more water and its absorption capacity
is high. It is easily processed. On the other hand, nonporous basalt has a flat structure. Having a
stiffer structure, nonporous basalt is strong against impacts and its bearing capacity is high [9].
Load-bearing walls are made of nonporous basalt stone with thicknesses ranging between 0.50 cm
and 0.80 cm. On the other hand, partition walls are thinner and used as a replacement for basalt
stone or wood frame with mud-brick filling. A thick external wall in houses ensures a long period
of time in which external environment temperature affects the internal surface [5]. When this
period is longer, external air temperature affects internal environment temperature, so thermal
comfort conditions achieved in spaces are preserved for a longer time.
Flooring
Upper coating of basement floor is made of wooden beams or flagstones. On the flooring made of
wooden beams, wooden beams placed in parallel with short edge of the space are coated with one
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layer lath. This was laid out by shiver, sawdust and then filled with rammed earth (clay) and
finished with brick dust mortar. Moreover, the use of flagstones having a porous structure is seen
on basement flooring. These stones are covered on depressed arches placed seating between
basement windows and determine the room or iwan level. Other stones are placed between these
stones perpendicularly as a bridge. Their spaces are filled with thickened mortar in order to avoid
water intake and ensure cold proof. [6]. The flooring made of flagstones was particularly used on
upper coating of basements under iwan (Figure 9.). Iwan flooring is frequently washed in order to
increase cooling effect as a result of hot dry climate. Water absorption capacity of porous flagstone
is high. For this reason, its use in iwan and yard flooring helps in creating a microclimatic effect in
the environment, especially during summer [10].
Figure 9. Use of flagstone in upper coating of basement
Upper coating of spaces in ground floor and other floors is wooden beamed (Figure 10.). On the
upper roof paneling that is open to external effects; wooden beams are covered with board and then
coated with shiver, straw or withe.. And then compressed earth and barren clay are applied.
Figure 10. Wooden beamed flooring
Eaves are used approximately 50 cm away from the exterior wall on the housetops. Grooves
(gargoyles) are used in order to prevent rain water flowing down from eaves from affecting the
wall surface.
Roof slab of all houses is used as earth housetop. When the hot period effects of the locality are
considered, flat roof solution is more appropriate than an inclined roof solution in order to decrease
the effects of solar rays. Since bringing sun radiation on inclined roof surfaces back to the normal
level provides greater absorption, it results in increasing temperature effect of sun beams.
Moreover, coating the roof with earth-straw mixture, as a good insulation material with low
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thermal transmittance, is another important factor in reducing temperature effect of sun radiation
[5].
Windows
Climatic factors of the locality are not only effective in positioning the masses, which constitute the
houses, but also in size and the number of windows used on fronts of masses. Window apertures,
which differ in size on different points, are used in a range of widths such as 90 cm-100 cm-115 cm
[5]. Window apertures on the front of summer section are large and a great number. Since the
storey height of closed rooms on this section is high, skylights are used in order to ensure sufficient
lighting in spaces (Figure 11.). Window apertures are smaller and fewer in the section located at the
north wing, orienting towards the south. Wooden windows, which are not very large, are divided
into excessive records and transparent surface area is reduced. Reduction in glass surfaces, in
which thermal conductivity of glass is high, helps in decreasing thermal loss. Another detailing in
terms of climatic factors is seen on window joineries. Window joineries on the summer section are
located in internal surface of the wall and thus, the effect of sun radiation affecting the transparent
surfaces on the summer section is reduced. Window joineries are used on external surface or in the
midst of wall in the winter section. The aim is to benefit from temperature effect of sun radiations
affecting transparent surfaces in winter spaces. Moreover, the use of some elements such as lids
and shutters is seen on room windows of winter and seasonal flappers of some houses. Shutters
provide protection against negative effects of the cold period such as rain and wind.
Figure 11. Use of window in summer mass
Doors
The main entrance door of the house is opening to the yard. In some houses, entrance door is
opening to the hall and transition to the yard is provided through the hall. Space doors may be
connected to the yard or linked with halls. The connection of room doors to the hall prevents rooms
from directly being exposed to rain and wind effects of the cold period.
7 CONCLUSION
The most determinant factor in the formation of traditional houses of Diyarbakır Suriçi has been
the climatic conditions of the locality. Climatic factors have directed the planning of houses at
design stage as a significant design criterion. The plan types, use of directions, positioning of
masses, usage and functioning of spaces, use of building elements and materials in houses have
been planned and detailed according to climatic parameters of the locality. The traditional houses,
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which constitute Suriçi settlement, are the unique examples that reflect construction models in
compliance with the climate.
Designing houses in compliance with the local climate offers protection against negative effects
and enables benefiting from positive effects of the climate during hot and cold periods in a year.
Planning of houses in compliance with climate has significantly contributed to ensuring that
residents have minimum energy requirements and climatic comfort conditions in such spaces.
Climate oriented solution methods in traditional house examples in Suriçi are significant for
creating a resource for newly developed houses in the locality in terms of climatic planning
principles and ensuring energy economy in houses.
8 BIBLIOGRAPHY
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[4] Meteoroloji Genel Müdürlüğü, (2017), Resmi istatistikler, Diyarbakır, https://www.mgm.gov.tr,
05-02-2017
[5] Şerefhanoğlu M., Zorer G., “Effect Of Climatic Conditions To The Traditional Architecture:
Old Diyarbakır Houses”, (Turkish), İnternational Symposium On Settlement And Housing İn
Anatolia Through The Ages, 447-458, İstanbul,Turkey, 1996,
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Diyarbakır, 1999
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Tasarım Kuram Dergisi, Sayı 5, Mimar Sinan Güzel Sanatlar Üniversitesi, İstanbul, 2006
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İncelenmesi Üzerine Bir Araştırma”, Yüksek Lisans Tezi, Süleyman Demirel Üniversitesi Fen
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[10] Ergin Ş., “Diyarbakır İli Kırsal Mimari Çeşitliliğinin İklimsel Konfor Ve Enerji Etkinliği
Açısından Değerlendirilmesi”, Doktora Tezi, Mimar Sinan Güzel Sanatlar Üniversitesi Fen
Bilimleri Enstitüsü, İstanbul, 2015
[11] BEYSANOĞLU, Ş., Anıtları ve Kitabeleri ile Diyarbakır Tarihi, Cilt I, Ankara, 1987
[12] Eldem S. H., Türk Evi Plan Tipleri, İTÜ, İstanbul, 1968
[13] ERGİNBAŞ, D., Diyarbakır Evleri, İstanbul, 1953
[14] Gaitani N, Mihalakakou G, Santamouris M. On the use of bioclimatic architecture principles
in order to improve thermal comfort conditions in outdoor spaces. Build Environ, 42(1):317–24,
2007
[15] Singh MK, Mahapatra S, Atreya SK. Bioclimatism and Vernacular Architecture of North-East
India. Build Environ, 44(5):878–88, 2009
[16] Fanger PO. Thermal environment – human requirements. Environmentalist, 6(4):275–8, 1986
CV: Şefika ERGİN ORUÇ
Graduated BSc and MSc from Dicle University, Architectural Faculty, Completed her PhD degree
at Mimar Sinan Fine Arts University, currently working at Dicle University Architectural Faculty.
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CHAPTER
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Hasan Kalyoncu University, Turkey, 1-2 June 2018
Approach on Preservation of Cultural Heritage against
Disasters
Aysel Tarım1, E. Sibel Hattap2
1
Y.T.U. Architecture Faculty, Restoration Department,
Mimar Sinan Fine Arts University, İstanbul
1
ayseltarim@gmail.com
2
sibelhattap@gmail.com, sibel.hattap@msgsu.edu.tr
2
ABSTRACT
Identified as the incidents that result from nature, technology and human, which lead to severe
troubles in social life and disrupt the daily life such that they result in human, material, economical
and environmental losses and that go beyond the control of community to cope with such
circumstances with their own resources, disasters have significantly increased in frequency and
sizes recently. Taking a toll on cultural heritage areas as well, disasters, which are experienced
today, has once more emphasized the importance of preservation and grasped our attention. Given
the cultural heritage, it becomes the most important phenomenon not only to protect the building or
assess the extent of the damage on the basis of area but also protect the spirit of the place as well as
the traditions which make culture itself.
The objective of this study is to shed light on preservation procedures by seeking the answer for
what can be done to produce the cultural heritage before, during and after a natural disaster. With
this in mind, an analysis sampling was conducted through risk analysis on the basis of Haydarpaşa
station, a sample of cultural heritage, for the precautionary works before the disasters and disaster
prevention and reducing the impacts of the same was elaborated.
Key Words: Cultural Heritage, Disaster, Preservation, Haydarpaşa Station, Risk Analysis
1. INTRODUCTION
Until recently, the phenomenon on the preservation of cultural heritage has been discussed on the
basis of monuments and tangible heritage; and in a sense, it has been based on the idea of
preservation of such elected buildings as an object. The impact of disaster has been considered as
the damage to the building and the actions taken in this respect have focused on damage
assessment. However, it is rather insufficient to identify a cultural heritage in this manner.
According to the definition in Article 3 of Turkish Law No. 2863 on Preservation of Cultural and
Natural Properties, cultural property refers to tangible or intangible properties, bearing scientific
and cultural value, which are subject to social life and associated with science, religion, fine arts
and culture [1].
As can be understood from this definition, cultural property constitutes the whole of scientific,
artistic, religious or cultural products that build up a culture and that is formed of tangible or
intangible values.
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Especially in the areas close to disasters, it is required to take lessons from any and all disasters and
incidents experienced, and take some precautions to be ready for upcoming events. Damages
encountered during disasters, their reasons and developing recent techniques to prevent the same
must be a course of action, developed instinctively by a community suffered from a disaster. At this
very point, it becomes more of an issue, the holistic approach of protecting the traditions of a
community, cultural identity, interaction of the same with the social environment that shapes the
community, rather than the cultural heritage itself, i.e., protecting the process, itself, which sustains
cultural heritage against disasters.
2. PRESERVATION APPROACH BEFORE DISASTERS TAKE PLACE
In recent years during which severe natural events, occurring more frequently, started to turn into a
catastrophe, these events pose a threat to the major cultural, architectural and natural heritage areas
in the world. Apart from the disasters arising out of nature and people, wars and local conflicts,
large-scale projects ruling out cultural heritage, the impacts of mass tourism, legislative regulations
not focused on cultural heritage and their outcomes threaten cultural heritage in short or long terms,
either directly or indirectly.
Earthquakes, floods, moisture, fire and vandalism are some of the factors that pose the biggest
threat to cultural properties. It is also important to consider the preservation measures and
techniques regarding the buildings, categories and materials, which are cultural formations. i.e.,
analysis of water weakness of an adobe building and consideration to ensure production in
compliance with construction technique such as planning and building in accordance with the
measures to be taken therewith [2]. Risk management is an important step in preventing the loss of
cultural property against such elements of risk or depreciation of the same. Identifying the elements
of risk, observing and assessing the features such as the impacts and impact areas of elements of
the risk are significant steps to be taken in prevention of this process. The first step of risk
management process is identifying risk elements and the potential risks, posed thereof as well as
performing a risk analysis in accordance with the data, obtained through identifications and
observations, performed in risk analysis stage.
Before Disaster: Identify, prevent or reduce the effects of the risks and hazards likely to result in
disasters…
Hazard refers to natural or man-made disasters likely to result in loss of life and property, injuries,
social and economic destabilization or environmental damages regarding people, nature and
settlements at a certain period of time and place.
Risk refers to potential losses to take place based on the level of damage to be suffered by the
elements, which are under threat in case of occurrence of any threat at a certain time and place.
This is identified as loss of probability in insurance and engineering. When it comes to disasters, it
is referred to as disaster risk. In other words, it refers to the possibility of occurrence of a loss,
injury or any other detrimental outcome to arise out of hazards.
Vulnerability
The degree of potential damages likely to be suffered by the elements, which are close to the
sources of hazards in case of appearance of a hazard. It is also identified as fragility and weakness.
Manageability
The degree to mitigate the losses of the affected community in case of disasters.
Disaster = Hazard x Vulnerability
Risk = Hazard x Vulnerability
Manageability
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Risk Assessment includes the actions, which are required to be taken in order to identify the
hazards existing in areas such as construction site, workplace etc., or those likely to come from
outside, analyze and grade the risks arising out of the factors and hazards that lead to
transformation of such hazards into risks and determine the control measures.
As for the risk concept appearing in the preservation of cultural heritage, it refers to impairment of
natural and/or man-made disasters as well as the values subject to cultural heritage and threatening
the integrity of the same [3].
The background of institutionalization of preservation of cultural heritage regarding risk concept at
international level dates back to the end of the World War II. At the end of the war, the countries
whose cultural heritage had been destroyed came together and organized in order to take the
required measures in this respect. Accordingly, United Nations Educational, Scientific and Cultural
Organization, i.e., UNESCO was founded as a private organization of the United Nations in 1946.
UNESCO published its first convention (Hague Convention) in 1954 that draws attention to the
risks encountered with cultural properties due to armed clashes. However, it is possible to consider
the first international document extensively dealing with cultural heritage within the scope of risk
as the convention on world heritage, which was approved by UNESCO [4]. In the convention, it is
stated that cultural heritage and natural heritage are at risk not only because of customary
impairment reasons such as corrosion but also social and economic changes [5].
Furthermore, signatory countries undertook obligations regarding risk management for cultural
heritage with the UNESCO’s Convention on the Protection of World Cultural and Natural Heritage
[6].
In Article 4 of the Convention, it was stated that signatory countries are initially assigned to
determine, protect and display the cultural and natural heritage in their homeland as well as
transferring the same to the next generations.
Later in 1992, once it was recommended in UNESCO’s expert reports that cultural heritage should
also be considered in terms of “risk preparation”, a new era has started for the cultural properties
included in world heritage list [4].
In 1996, International Committee of the Blue Shield - ICBS was founded in order to work for
protecting cultural heritage against the risks of natural disasters 6].
The risk issue, which has been diversified since 2000s, became a direct decision as adopted in the
meeting of the World Heritage Committee in 2005. In the World Heritage Implementation
Guidance, which was improved through revisions in 2005, 2008 and 2011, the risk issue was
included under the title of “Preservation and Management” and it was recommended to make a
“risk preparation’’ study as an element of training strategies and management plans, prepared for
the World Heritage.
Afterwards, innovative technologies in risk reduction were discussed in the Preservation of
Cultural Property in case of Risks: Opportunities and Threats International Symposium held in
2012 by Yıldız Technical University, Risk Preparation Committee of International Council for
Monuments and Sites (ICORP-ICOMOS) and Governorship of Istanbul, Special Provincial
Administration Istanbul Project Coordination Unit.
Any and all studies, conducted for reducing the risks regarding the cultural heritage and getting
prepared for the risks, are among the current problems of preservation organizations such as
UNESCO, ICCROM, ICOMOS, IUCN and ICOM, etc., which perform extensive studies regarding
the risks in preservation of cultural heritage.
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In recent years, risk discussions included in preservation disciplines in a vital way further include
risk analysis and risk management. Risk analysis is a part of risk management process in
preservation-implementation procedures for buildings of historical cultural heritage. Performed in
such process, risk management refers to any and all actions performed in order to determine,
identify, control, remove or reduce the risks likely to affect the process negatively as well as the
losses and damages caused by such risks.
In consideration of the developments, experienced in the field of cultural heritage after 1950, it was
asserted that cultural heritage should not only be protected due to the artistic or scientific value it
bears, but also due to the fact that it is the “common heritage of humanity.”
In risk management for cultural heritage it is essential to:
• make early preparation and planning,
• deal with cultural heritage as a whole with all tangible and intangible aspects while
planning,
• take measures which will have the minimum impact on the values of cultural heritage,
• perform risk assessment regarding cultural heritage in consideration of the risks
encountered in the past,
• give priority to the heritage under risk in the maintenance and repair programs
• include the users in emergency action plans directly,
• give priority to the elements of cultural heritage in emergency cases,
• take any and all required measures for improving and repairing the cultural heritage after
disasters,
• be integrated with risk planning, reaction and improvement studies in any stages of
preservation principles.
In consideration of these principles, risk management consists of 3 stages; i.e., preparation,
intervention and improvement.
Preparation (before the disaster)
1. To identify and map the risks,
2. To reduce the sources of the risks,
3. To certify all of the cultural properties, especially those, which are at risk and strengthen the
same against anticipated outcomes of the disaster,
4. To develop insurance systems,
5. To develop and implement early warning systems,
6. To prepare and implement exercise plans for emergencies included in the actions to be
performed before the disasters.
3. PRESERVATION APPROACH DURING DISASTER
During the Disaster: Apply the right course of action acquired in training and exercises…
That is to say;
Intervention (during the disaster);
1. To implement emergency plans,
2. To mobilize conservation experts.
During the disaster, essential measures and preservative actions are immediately taken in
consideration of the trainings and exercises performed before the disaster.
In fact, the things that are likely to be performed by the public, official organizations and relief
agencies are limited during or immediately after a disaster because the majority of the injuries and
loss of life as well as damages to the buildings during a disaster take place within the first few
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hours. The first and efficient intervention assistance made by the local public and the officials who
are responsible for the cultural heritage once again emphasizes the importance of preparation and
training before the disaster.
As it takes as long as 24 hours to make the outsourced assistance available in the disaster area,
local community in the areas at risk must be trained in advance about what should be done during
disasters, whose orders must be followed, where the stocks should be kept etc. In this process, it
will be reasonable if the tasks to be performed at the time of disaster are performed by the person
who conducts that task in daily life (i.e., the cooker is assigned in the kitchen of the disaster,
fireman is assigned in rescue and safety personnel is assigned with keeping the order). During the
disaster, the houses of these officials may also suffer or their families may be injured. In this case,
the officials will have a dilemma between their responsibilities against their families and the tasks.
The families of these officials must be included among the disaster victims to be recovered and
secured in the first place.
It is especially important that discharge and emergency exit routes be enabled in cultural properties
within a short time during the disaster.
When it comes to associate pre-disaster and order of the same;
Risk management (pre-event / proactive action): Actions to be taken for protection from the
incident before it occurrence, eliminate the risks and prevent /mitigate damages. Here, the aim is to
eliminate the disasters and the risks of the disasters.
Crisis management during the disaster (after the incident / reactive action): Actions to remove
the disaster / crisis once the incident takes place and mitigate the damages of the crisis. Here, the
aim is to minimize the losses.
4. PRESERVATION APPROACH AFTER THE DISASTER
After the Disaster: Minimize the losses thereby intervening in the event in a timely, quick and
efficient manner, prevent the potential successive effects or secondary disasters and restore the
normal life as soon as possible.
Improvement (after the disaster);
1. To destroy and ward off the negative elements of disaster (to remove floodwater, to stabilize
moving parts, etc.)
2. To conduct all the necessary work to reconstruct the physical and social components,
3. To oversee preparation and intervention efforts and create a better risk management model.
It should be underlined that for those three stages, people who will intervene and be in charge
(local users and community, local administration, regional, national and international institutions
and organizations) and to what extent (single structure, historical environment, cultural landscape,
archeological site, etc.) should be defined and implemented.
Management following the disaster is a very important stage. The objective of disaster
management in the period after disaster is to minimize the economic and social losses likely to
occur from the disaster or correct the effects of the same within the shortest time and create a new,
safe and enhanced living environment for the communities affected by disaster [7].
When it is considered in terms of cultural heritage, it is of capital importance to ensure the security
of movable and immovable cultural assets. If needed, movable assets should be transferred to the
pre-determined safety areas and safety barriers should be established for the immovable ones, and
measures of conservation must be taken for plunders or secondary hazards.
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Figure 1. 2016- 2017 Post-War, Palmyra Cultural Heritage, Syria [8].
After the Disaster Rendering services and outcomes such as renewal and safe settlement bear
importance with both for taking the society back to normal life and increasing the resistance against
disaster.
Following the fulfilment of the tasks regarding the emergency case taking place with the disasters,
the most important issue is to ensure that local communities and individuals return to their normal
living conditions as soon as possible. It is the main objective of improvement studies to shorten
such normalization process as much as possible. Any and all activities, which start immediately
after the occurrence of a disaster and that may last for a few years based on the scale of the disaster,
are a part of the improvement phase.
Figure 2. 2016- 2017 Post-War, Syria (Market entry-Aleppo, Old market place, Aleppo) [9].
Some of the principles to be followed in improvement phase are outlined as follows:
• Local communities must be included in improvement studies,
• In improvement process, local authorities must undertake responsibilities,
• Principles must be developed with respect to source utilization balances between improvement
and damage mitigation,
• Extensive improvement planning must be made and the risk analysis, conducted in preparation
stage, must be reviewed, which will be the most important stage and solution for risk management.
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Figure 3. 2016- 2017 Post-War, Syria (Ömeri Mosque-Dera, Ümeyyed Mosque, Aleppo) [9].
5. CONCLUSION AND RECOMMENDATIONS
In order to prevent disasters and mitigate the damages, it is essential to manage the resources in
accordance with the common objectives with any and all institutions and organizations of the
society so that the actions, required to be taken before, during and after a disaster, could be
planned, directed, coordinated, supported and implemented.
Earthquake, fire, armed clashes, vandalism, terrorist attacks, global climate changes not only
impair the ecologic balance of natural areas but also result in damage to archaeological areas,
historical buildings.
According to the findings in recent years, there have been significant losses in World Heritage
Assets due to natural and man-made disasters. For instance, Bam town (Iran) and Prambanan
Temple (Indonesia) suffered from earthquakes in 2003 and 2006 and Edinburgh Old Town
(England) suffered from fire in 2002.
In 2001, Bamiyan Buddha’s in Afghanistan were destroyed due to armed clashes and vandalism;
Tooth Relic Temple in Kandy (Sri Lanka) was destroyed due to terrorist attacks in 1998 and
Sundarbans forest (Bangladesh) was destroyed by hurricane in 2007, fishermen wild life
disappeared and salty waters spread all over the area. As for cultural climatic changes, they not
only impair the ecological balance of natural areas but also result in damage to archaeological
areas, historical buildings due to disasters such as earthquakes, floods etc.
On November 28, 2010, the roof and the fourth floor of Haydarpaşa Train Station were severely
damaged in a serious fire.
Figure 4. Haydarpaşa Train Station Fire-2010 [10].
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Samples of risk analysis and preservation approach through Haydarpaşa Train Station, one of our
immovable cultural assets, were analysed in the Table below.
Table 1. Haydarpaşa Train Station Risk Analysis- 2017 [11].
POSSIBLE
RISKS
HAZARD
IF RISK OCCURS
*Handmade power tool usage, *Forgotten electric
From the perspective of
heaters still on the plug at the resting places of
people;
employees, *Failure to intervene quickly during the
fire *Storage of chemical materials, *Storage of
materials outside the warehouses, *Flammable
materials, *Failure to intervene in case of
emergency , *Leaving the tubes open when there is Injury and loss of life in the
no work on the site, *The absence of a flame rear event of explosion and fire
FIRE,
EXPLOSION, vent in the tubes, *Storage of the tubes in the open
area, *Use of cables in poor quality , *Working in
BEING
UNABLE TO the vicinity of flammable materials, *Use of From the perspective of the
INTERVENE oxygen tubes with greasy hands or gloves,
building and the
*Stacking of flammable materials, *Failure to clean
IN FIRE
environment;
material debris, *Furnace used in the workshop,
*Smoking during work, *Forgotten electric heaters In the event of explosion and
still on the plug at the resting places of employees, fire, burning of the building,
*Failure of the electrical panels due to overload,
irreparable damages,
*Sparks during the cutting of puntos, pins etc.,*
destruction of valuable
Exacerbation caused by the burr, *Lack of adequate resources and documents in it
fire extinguishers in the workshop,
DISASTER RISK MITIGATION
*Continuous control of electrical appliances and machines, using them after their suitability is
evaluated, *Availability of a sufficient number of fire extinguishing tubes in the construction.
*Carrying out periodic annual inspections, *Storage of chemical and inflammable materials away
from fire, *Hanging warning signs and specifying appropriate storage conditions in accordance with
material safety data sheets, *Not storing materials outside the areas designated as warehouse,
*Placement of fire extinguishers where necessary, *Operations with a commercial ABC type
chemical fire extinguishing device on the site, *Placement of one flashback arrester vent on each
valve inlet and blow torch inlets of the tubes, *Storage of the tubes in a closed iron cage, after
separating them as full and empty, *Hanging of 'do not approach with fire' warning signs, *Checking
the on-site availability of fire extinguishers, *Making sure the cable sections used are suitable, *Not
working in areas where flammable materials are present, *Not using greasy hands or gloves with the
tubes, creating awareness in this regard, *Collecting production wastes at the end of the work,
*Periodical maintenance of the furnace on the site and provision of instructions, *Prohibiting
smoking, *General control by a worker after each break. *Having leakage current relay on the
electric panels present. *Having a system suitable for electrical needs. *Annual periodical checks to
be carried out by an electrical/electronical engineer. *Attention to be paid to the maintenance of the
electrical appliances used without being cut off from the electricity. *Laying fire blankets on the
cutting areas. *If areas that were not evaluated to have burrs or sparks are detected during operation,
the operation should be stopped and the area should be cooled and the work should be resumed
afterwards. *At the end of the operations, cooling should be carried out and controls should be done
in every 2 hours. *Checking to make sure there are no flammable, combustible, explosive materials
in the work area. *Work should be started after the area has been cleaned. *A 6 kg dry chemical
powder fire extinguisher should be available at the carpenter's workshop in the premises. * They
should be installed in a wall 90 cm high and should be periodically maintained.
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POSSIBLE RISKS
INTERACTION
AND
VULNERABILITY
OF THE
STRUCTURE,
ENVIRONMENT,
AND PEOPLE
HAZARD
IF RISK OCCURS
From the perspective of people; Injury and
loss of life
*Earthquake *Terror,
*Vandalism
From the perspective of the building and the
environment; Irreparable damage on the
building, destruction of the valuable resources
and documents contained therein, collapse of
the building
DISASTER RISK MITIGATION
* Making necessary controls against earthquake risks, * Protocols etc. with related institutions for
managing the crisis situation, * Architectural and technical measures to reduce threat elements,
* Function change (if possible), * Cooperation with intelligence agencies
POSSIBLE
RISKS
HAZARD
IF RISK
OCCURS
*Slippery floors, lack of or inadequacy of lighting, *The outer
From the
surface of the building not cleaned or covered with a covering,
perspective of
Slipping,
*Failure to mount the crossings of the scaffolds completely,
people; Injury
falling, falling
*Breakable staircases, *No safety rails on the stairs, *No safety
and loss of life
from high-up,
belts used on the high level, *Materials falling down during the
materials
removal of the scaffolding, *No personal protection used when
From the
falling from
working at high-up levels, *Mobile Crane-Slings not being perspective of
high-up,
sturdy enough *Falling of the clock and stone columns on the the building and
falling from
exterior of the building, *Materials falling down from the
the
scaffolding
scaffolding, *No safety rails on the operational scaffoldings, environment;
etc.
*Scaffolding (Feet of the scaffolding not lodging onto the Damages on the
ground properly)
building,
DISASTER RISK MITIGATION
* Installation of necessary anti-slippage equipment in areas where there is danger of falling and
slipping, * Keeping the working environment under constant control and ensuring adequate
illumination, * It is necessary to clean the building exterior with the help of a mobile crane or similar
work machine, * Not starting the work without the scaffolding cusses are full, starting the work after
the fit of the crosses is satisfied, * Use of solid material in construction of stairs, support of stairs
with pillars, * Surrounding the work area with safety tapes, *Fencing of the scaffolding with safety
area curtains, * Avoiding working with old and worn slings, *Controlling the floor to be installed
and taking all necessary precautions before starting work, * The clock and stone columns outside the
building must be suspended before starting to build the roof, and proper anti-fallout systems should
be installed. * A curtain (net) must be stretched around the scaffolding.
Cultural asset buildings that constitute cultural heritage are today's tangible reflections of past
civilizations, different cultures, forgotten lifestyles, and deeply-rooted architectural traditions. For
this reason, it is a cultural necessity to protect the wealth in question with scientific methods,
principled and sensitive approaches, and to pass it down to future generations.
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It is assumed that the fire broke out due to negligence during the isolation works in the roof of
Haydarpaşa Train Station. The risk analysis, which was conducted for not experiencing such a fire
again that turned into a catastrophe, should be made for all movable and immovable cultural assets.
Removing the current hazards and the risks, which are likely to take place in the analysis, through
the measures to be taken:
-Strategically
-Tactically (individually)
-Operationally in order to prevent the disasters and minimize the losses in accordance with the
risk analysis conducted thereof; a safer and more conscious preservation would be ensured on the
buildings.
6. REFERENCES
[1] Anonim 1983, madde 3. Anonim 1983 T.C. 2863 Sayılı Kanun 1983 Kültür ve
Tabiat Varlıklarını Koruma Kanunu, 1984.
[2] Seyhan Yardımlı, Murat Dal, 2016, ‘Water Deterioration in Adobe Structures and
Measures to Taken’, kerpiç’ Cultural Landscape: Rebuilding after Decay International
Conference 17-18 December 2016, İstanbul sf:112-122
[3] UNESCO World Heritage Centre, 2009, UNESCO World Heritage Centre (2009).
Strengthening disaster risk reduction at world heritage properties: the olympia
protocol for international cooperation. Retrieved October 13, 2015, http://www.iaaconservation.org.il/images/files/pdf_docs/Olympia_Protocol. pdf
[4] Dinçer, 2012, Dinçer, Y. (1993). Koruma planlaması: yöntemler, politikalar,
teknikler ve uygulama araçları-ülkemizde koruma ile ilgili kararlara kamu kurum
ve kuruluşlarının yaklaşımı. 1. Kentsel Koruma ve Yenileme Uygulamalar
Kolokyumu içinde (217-226). İstanbul: Mimar Sinan Üniversitesi Matbaası
[5] UNESCO, 1972, UNESCO (1972). Dünya Kültürel ve Doğal Mirasın Korunması
Sözleşmesi. 13 Ekim 2015, http://teftis.kulturturizm.gov.tr/TR,14269/dunyakulturel-ve-dogal-mirasinkorunmasi-sozlesmesi.html
[6] Aydın, 2013, Aydın, M. ve Güner, S. (2013). Kültürel mirasta risk yönetimi.
Batman Üniversitesi Yaşam Bilimleri Dergisi, 1, 70-81
[7] Gülkan, P., Balamir, M. ve Yakut, A., 2003. Afet Yönetiminin Stratejik İlkeleri:
Türkiye ve Dünyadaki Politikalara Genel Bakış. ODTÜ Afet Yönetimi Uygulama
ve Araştırma Merkezi, Ankara, 61 s.
[8] https://www.trtworld.com/mea/unesco-says-despite-damage-palmyra-retains-itsauthenticity-95154 (May, 2018)
[9] https://suffagah.com/10-fotografta-suriye-katliamindan-oncesi-ve-sonrasi
(May,2018)
[10]
İBB İtfaiye Daire Başkanlığı, İstanbul, 2010.
Tarım,A., 2017 Icomos Cipa-Icorp-Iscarsah Joint Meeting, Assessment On
The Issues To Threaten Cultural Assets Through Risk Analysis: On The Basic Of
Fire Of Istanbul Haydarpaşa Terminal In 2010
[11]
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CV: 1Aysel Tarım
Born in Trabzon. Ph.D. student: Yıldız Technical University, Faculty of Architecture, Istanbul,
Turkey (2016-), Part-time lecturer: İstanbul Aydın University, Faculty of Architecture, Turkey
(2017-).
Graduated from Karadeniz Technical University, Faculty of Forestry, Department of Forest
Industry Engineering in 2004. Employed as production planning and project coordinator in the
private sector between 2004-2014. Completed Architectural Post-Graduate Study in İstanbul Aydın
University, Faculty of Architecture in 2016. Still continues her doctorate study as student in Yıldız
Technical University, Faculty of Architecture, and Department of Restoration. She has 9 scientific
presentations presented at and published in the proceedings of international scientific conferences.
CV: 2 Assist. Prof. Dr. E. Sibel Hattap,
sibel.hattap@msgsu.edu.tr, sibelhattap@gmail.com
Born in Istanbul. She is an architect and restorator. She is working at the Mimar Sinan Fine Arts
University. She completed her doctorate at the Structural Physics and Material in MSFAU. She
developed “Protective Test Performance Device” in order to research the effects of chemical and
environmental factors and protection of Stone-like materials used in historical buildings while she
was working on her doctorate thesis. She earned a mention award from the Invention Competition.
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Sustainability Indicators: Geothermal Energy in Iranian
Architecture (Showadan)
Sara Khooshroo1, A. Bilge Işık2
Uludağ University, Faculty of Architecture, Bursa
Sara.khooshroo@gmail.com
2
isik.bilge@gmail.com
1
1
ABSTRACT
In the past, people managed to build their buildings in harmony with the climate and local culture
of the area without any knowledge on modern scientific techniques or developments in
contemporary design and architecture. Nowadays, thanks to the progress of science, the mystery
behind this successful architecture can be solved through ancient designs.
Showadans is an example of such successful designs applied in cold regions such as Hamedan city
to allow people to live in these spaces, seek shelter from cold weather and enjoy the warmth of the
underground. Showadans are formed by a series of underground corridors used by people in cold
areas. In this research, we intend to use these Showadans as thermal tunnels in order to benefit
from geothermal energy. Showadans are planned to be designed as before but will be placed deeper
below the ground as a basement to take advantage of the warmth of the earth. This heat is
channelled into the buildings in cold seasons, which in addition to saving energy, serves as one of
the architectural elements from the past.
Key Words: Sustainability, Geothermal, Iranian Architecture, Energy, Showadan.
1. INTRODUCTION
One of the principles of buildings in the past has been to pay particular attention to heating and
cooling requirements and to find a way to meet this need in architecture, which ultimately led to the
creation of a unique and indigenous architecture of the region. One of these cases is the man-made
cave spaces of Dezful, Iran, which is called "Showadan”. Showadan is considered one of the manmade cave spaces in architecture of Dezful. Considering the principles of architecture, the
traditional architects, due to the challenging land of Dezful which consists of conglomerates, caved
these underground spaces without building any wall and roof, sometimes with a depth of more than
10 meters above the surface of the earth. The slope on the stairs ceiling that connects the yard to the
apron is also decorated with bricks and thus, prevented the fall of rocks from the natural texture of
land. It should be noted that the digging of Showadan was performed because of the high strength
of the natural texture in Dezful, which comprises of conglomerate rocks. Conglomerate is a
sedimentary rock that acts as a very strong mortar in the presence of particles of lime and binds
these particles together [1].
2. THE NEED TO SAVE ENERGY
Iran is one of the fifteen countries in the world with high consumption of petroleum products, and
among the OPEC countries (the countries exporting oil), it is the largest consumer of such
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materials. Given the country's consumption figures, it can be said that while the West has reduced
its consumption by implementing optimization policies of energy consumption, Iran has almost
tripled its petroleum consumption in less than two decades. Considering the consumption growth
by more than 5% in Iran, it can easily be observed that every ten years, our energy consumption
will be double [2].
Due to the global energy crisis and increasing environmental pollution due to the excessive use of
fossil fuel, the need to use sustainable energy, especially in the construction industry, which
accounts for 40% of energy consumption in the country, has been considered [3].
2.1. Geothermal energy
The thermal energy that is present in the solid crust of the earth is called geothermal energy. The
center of earth is a huge source of thermal energy that hot water or conductivity in various forms,
including volcanic eruptions, emerge to its surface. At present, geothermal energy is used
extensively in many parts of the world and in various forms. Researchers have evolved new energy
supply practices along with the use of old technologies of energy supply. The exploitation of
geothermal energy, as a potential energy source in the depths of the earth, is independent of the
conditions of atmosphere and can respond to the current and future need of mankind (Fig. 1)
Figure 1. The amount of geothermal energy consumption by people
The depths of earth are a huge reservoir of heat caused by the pressure of small amounts of natural
radioactive elements in the rocks. When this heat reaches the surface of earth from its depths, this
thermal energy can be used for human well-being and human consumption. Earth not only supplies
us thermal energy but also is a good place to save energy. However, the use of geothermal energy,
known as durable renewable energy, is not new, but the storage of energy, the heat and cold inside
the earth, below the surface that building is built on, is innovative more than any kind of renewable
energy. In the past, people in our country used places called glaciers and Shawadan to meet their
cold and heat energy needs during the warm and cold seasons [4].
The benefits of geothermal energy
The use of geothermal energy has many advantages over the use of fossil fuels. But its main
advantage is the lack of fuel costs. Also, from an environmental aspect, the amount of undesired
gases produced in these plants is little. Other advantages of this group of power plants include the
constant amount of energy extracted in all seasons and the possibility of operating these power
plants on 24-hour basis. From an economic aspect, the use of geothermal resources also reduces the
dependence of the price of electricity on the price of fossil fuels [5].
2.2. Earth depth energy
For centuries, the "heat of earth" has been exploited. Even the ancient Romans used it to warm
their bathrooms. Building on land is a response to many of the climate-related needs and problems.
Climatic factors and temperature fluctuations on the underground buildings have a slight impact,
and the earth's crust, like a buffer, protects the building against these changes. Hurricanes and
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winds cannot penetrate into the earth and the earth's crust, acting as a thick thermal insulation,
prevents heat transfer to the earth. The deeper a building’s foundation is built, the lower
temperature fluctuations will be due to thicker soil. From a depth of 6.1, the earth's degree of heat
is almost constant and is equal to the average annual temperature in the outer space of that location.
[4].
"Underground buildings" have a great performance in acquiring and maintaining energy because
they get light and heat from the south of the sun. Because of the thick covering of earth around
them, this heat is well maintained inside the building and does not require a high number of
mechanical facilities such as radiators and heaters to provide heat in winter. Just a fireplace or a
small handy stove will be enough in this type of building. In the cities and villages of Iran, there are
many buildings that are located within the earth due to climate issues in order to utilize the energy
from its depths such as baths, mosques, water cisterns, glaciers, and underground villages. It can be
said that the traditional architecture of Iran has shown a clear and promising example of the proper
use of geothermal energy and has achieved a sustainable architecture. Two examples of these
underground architectures are the cellars and Showadan.
3. DEZFUL CITY IN IRAN
It is located in the southwest of Iran and is a city of Khuzestan Province, which is located along the
Dez River. This city is located on the hillsides of the central Zagros, and its history dates back to
the Sassanid period. Dezful's weather is warm and humid. Dezful city is at the center of Dezful.
The city is surrounded by Andimeshk and Aligudarz (Lorestan province) from the north, Khavar
and Lali (Masjed Soleyman) and Gotund (from Shooshtar) from the south and Shush from the west.
(Fig. 2)
Figure 2. Dezful's geographic location
Dezful has a moderate climate, but the weather in this city is generally warm. It is a tropical region
of the country. This city has dry winters and hot summers. The hottest and coldest months of the
year are July and January. The survey of a climate period indicates that the minimum relative
temperature of Dezful is 2 degrees and maximum 50 degrees Celsius.
4. EXAMPLES OF TRADITIONAL BUILDINGS IN THE DEPTHS OF EARTH
The indigenous architects of each region of the planet have thought various measures in creating a
better environment and a better life. Although coordination with the cruel nature was very difficult,
it was used wherever possible.
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The Chinese stored ice from thousands of years ago. The Ancient Greeks and Romans cooled their
wine with snow covered with straw in holes. In the study of sustainable architecture in Iran, there
are several evidences of genius and creativity of Iranian architect:
• Special wind for hot and dry areas
• Cistern dispersed in many regions of Iran
• Glacier in depths of earth to keep and preserve ice and use it in the summer [6].
In the ancient architecture of Iran, there are buildings where the main purpose is to use the thermal
energy of the depths of the earth. Some examples of these buildings are:
• Underground houses (Showadans)
• Cistern (cellar)
• Glacier
By studying these buildings, patterns can be obtained to be used in new buildings.
5. SHOWADAN
Showadan or Shawadan was common in the architecture of southern and western parts of Iran due
to climatic conditions there and was used to provide comfort and balanced temperatures. It was
used as a cellar space in the underground in the days when the temperature was very low and the
temperature for daily activities was not favorable. "Shawadan" includes rooms that are about 6 - 7
meters below the courtyard. The temperature in these rooms is equal to the average temperature
during the year. Thus, the temperature of Shawadan is kept around 25 degrees Celsius throughout
the year. Shawadan had vertical channels for lighting, and the channel lighting was located at the
courtyard level. Some of the Showadans were ventilated by natural wind, which sometimes
functioned as ventilator [7]. (Fig. 3)
Figure 3. Showadan, a residential house in Dezful
5.1. Definition of Shawadan
The word "Shawadan" is rooted from "Shoutapuata" used in the book titled "Cities of Iran during
the Parthians and Sassanids periods". This word is found in the oldest texts on underground spaces
in Pahlavi's language. It means "partnering in caving Kat". Shawadan is an underground space in
traditional buildings where due to the extremely hard ground of the earth, "conglomerate" is
created with a depth of more than 10 meters from the ground by digging the ground (without the
use of walls and ceilings). Cellars, including Yazd cellars, are similar examples with a slight
difference located in other parts of Iran. [8].
5.2. Introducing Shawadan in Dezful
Showadan is a space dug under the buildings of the old part of Dezful, at a depth of 5 to 12 meters
and access to them is possible through numerous steps. Due to the specificity of the Dezful soil and
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the rocky nature of the earth, there was no need for scaffolding and the ceiling did not fall during
digging the holes. Shawadan is merely an excavated space in the earth without any building
materials, and in most cases, parts of the wall are coated with plaster. Many of Showadans do not
have decorations but have underground connections (Figure 4). Thus, a neighborhood relationship
is formed in the ground. This part inside the building connects a large part of the old houses of the
city [9]. (Fig. 4).
Figure 4. Shawadan plan in Dezful, Shawadan section in Dezful
5.3. Stair and Palapem
Staircase is an element that connects a building to Shawadan. In some Shawadans, the number of
stairs reaches 40. The stairs from the porch, alcove, rooms or the courtyard lead to Shawadan. The
staircase of Shawadan is diverse. The size of the property is the most important factor for the
staircase form. The straight, winding or two-way staircase is a common form of access to the lower
levels of the ground. Palapem or wide stair is a wide plate or surface that is built after the main
stairs, and thereafter, there are further several stairs reaching the floor of Shawadan. Large
Showadans can have two or three stairs. In some Palapems, another exit was embedded in the
underground spaces. The depth of these spaces was not high, and sometimes the ceiling of these
spaces was up to one meter above the yard. These spaces are called Shabestan that has a higher
temperature than Shawadan and is used when the air is not too cold [6] (Fig. 5).
Figure 5. A view of the stairs in Shawadan
5.4. Apron
All Showadans include a major hall. This main hall is called apron. Apron is the center of daily
activities of living in Shawadan, and sub areas are connected to it. Due to the material and specific
strength of Hamedan soil, the ground can be excavated without any arch, which result in the
operation in the space of Kats and aprons (Fig. 6).
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Figure 6. View of apron in Shawadan
5.5. Tal
They are low-width horizontal canals providing underground connection between neighboring
Showadans. These tunnels, in addition to access, enable air flow. In some occasions, these
Showadans also provide the connection between several neighborhoods and districts [6] (Fig. 7).
Figure 7. View of Tal in Shawadan.
5.6. Ventilator
A cylindrical aperture about 1 meter in diameter is available to provide light and vertical
ventilation of Shawadan. The channel links the spaces in the house to Shawadan and allows the
flow of warm air from the Shawadan to the home spaces. Also, ventilators dug inside the courtyard,
which, in addition to providing lighting in Shawadan, are used to transport the soil during the
construction, but for snowy and rainy days, their roofs are covered to prevent snow and rain
penetration into the ventilator. In some instances, the valves of ventilator are connected to the
streets and passages and even the roof of the houses, and as a result, air is in constant circulation
[6] (Fig. 8).
Figure 8. A view of ventilator in Shawadan
5.7. Kat
It is referred to fovea in soil. The term "Kat" means several rooms and various fovea that are
branched out of the main apron. Kats are considered more private spaces in Shawadan. Each
Showadan has Kats depending on its size [4](Fig. 9).
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Figure 9. A view of Kat in Shawadan
6. REUSE OF SHAWADAN
The challenging land and the location of the construction of Shawadan in the soil enabled the
survival of Shawadan to the present day. The way Shawadan works and the movement of air inside
it and its fitness to the cold climate of Hamedan sets an example of a coherent and self-static
architecture, which is often failed to be noticed by hot-flow generating technologies. Although the
world needs a smaller amount of energy for the not too distant future, the prospective architecture
will face energy problems, and a group of modern architects, called Echo Tech, use natural
opportunities and existing potentials to save energy.
An obvious example of the existence of self-static architecture but with isolation is found in Iran
(the architecture of Shawadan). Therefore, the recreation of these principles in conformity with
contemporary architecture will create a new approach in the contemporary architecture of
Hamedan. In 1992, the sustainable development discussions were the critical agenda in the World
Conference on Sustainable Development, known as the Earth Summit, in the city of Rio de Janeiro,
Brazil, which later became known as the Rio Conference. In this Conference, a statement was
issued to set sustainable development strategies for countries in the world, and these countries were
obliged to comply with this statement. The most important definition of sustainable development at
this Conference is the development that meets the current human needs without compromising on
the needs of future generations and takes into consideration the environment and future
generations. Preserving the culture, indigenous characteristics and past experiences, using
renewable energies and avoiding the use of non-renewable energies are the principles of
sustainable development [6].
7. REUSING AND UTILIZING GEOTHERMAL ENERGY
7.1. Home heating
With the help of plumbing or special radiators such as existing radiant heaters, it is possible to
transfer warm water obtained from geothermal energy to house, to the floor of Showadans, and
utilize the heat of these hot waters to provide heating for the environment. To heat homes,
groundwater should have a temperature of about 50 to 100 degrees centigrade. It can be plumbed
from the floor of Showadans to reach deeper levels of the ground and the heat of the ground can be
utilized to heat the plumbing water. It can also be transported through pipes on the floor of
Showadans and inside the building so that the heat obtained can be used for heating the house
(Fig.10).
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Figure 10. How to use geothermal energy to heat homes
8. PROVIDING SOLUTIONS FOR USING GROUND ENERGY
Geothermal potential exists in different parts of the country, which can contribute not only to the
economy and the environment, but also to job opportunities, tourism, increased production, etc. [4].
Due to the energy crisis, its potential should be used to the full extent. Geothermal energy has been
replacing fossil fuels. In order to meet the energy need and heat buildings, it is possible to use the
heat inside the earth directly, especially in winter. For this purpose, geothermal heat pumps can be
used. Geothermal heating pumps for heating the living space, water therapy and swimming in spa
springs are different from greenhouses, fish breeding, and drying of fruits and so on [5]. In
underground spaces, the cost of heating and cooling is about 80% less than the costs incurred in
conventional buildings, and thus, damage to the environment is less [9].
9. CONCLUSION
Architecture should be in harmony with its environment and climate. It should honor the
indigenous architecture and experiences of local builders, utilize renewable energies and smart and
eco-friendly materials. In the present paper, capabilities of geothermal energy are described with an
emphasis on its role in Iran's ancient architecture as a basis and pattern for utilizing this energy. By
studying and analyzing traditional architectural elements, we came up with some solutions to use
new energies in the context of today's buildings. It is recommended that we try to preserve this
smart and beautiful technique. The solutions proposed in this paper can pave the way for future
applied research. Some of these cases may also become the title of new research. The expansion of
modern underground houses, covering external walls with soil, heating residential buildings with
geothermal pumps, using spa springs for factories, generating electricity, building large buildings,
etc. are practical measures that can be taken. Hopefully, with the help of these strategies, we can
take an effective step towards achieving the climatic principles and optimizing energy consumption
and, of course, preserving our environmental life.
10. REFERENCES
[1] Kasmaie, M, 2005, Climate and Architecture, İsfehan, İran.
[2] Qafrani, M., 1990, Energy planning for Iran, Tehran, İran
[3] Hoseiniyan, Q.,2003, Climate Study and Use of Solar Energy to Reduce Fuel Consumption İn
Buildings, Tehran, İran
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[4] Fasihi, A.,2003, Investigation of direct use potential of geothermal energy in Iran, Tehran, İran
[5] Zamani Aqaie,L, Barshadet ,N, Architecture of southern Iran looking at the ancient heritage
of ancient heritage ,kermanshah.İran
[6] Safaie, M.,2009, Shawadan, Sustainable Architecture, Tehran, İran
[7] Ghobadian, V,2003, Climate study of traditional Iranian buildings, Tehran, İran
[8] Bita, M,2008, Climatic analysis Shawadan of houses
[9] Saremi, A.A., Radmard, T.,1995, Sustainable values In Iranian architecture, Tehran, İran.
[10]
www.article.tebyan.net
[11]
www.old.iaud.ac.ir
CV: 1Sara Khooshroo
She is a PhD student of Architecture in Uludağ University. She obtained her M.Arch degree at
Istanbul Aydin University. Her thesis is about the relationship between sustainable design and
traditional architecture. She is mainly interested in searching and studying reconciling human
architecture designs with nature in a way that small designs have a part in keeping the earth. Alive
while reducing the human damages to a more beautiful nature and earth.
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Evaluation of Cultural Architectural Areas as
“Archaeopark” Projects
Aydanur Yenel
Hasan Kalyoncu University-Gaziantep, Turkey
aydanur.yenel@hku.edu.tr
aydanur_yenel@yahoo.com.tr
ABSTRACT
This paper presents the protection of the cultural architectural heritage of Anatolia, which has a
special geography in the world as a country with rich civilisations based on thousands of years of
history, according to the content of the ICOMOS statute.
The main topic of this study is the changing living conditions of today, and these have also changed
the meanings of spaces. Reclaiming the meaning of urban elements and re-establishing the network
of urban relationships will be the greatest legacy we will leave for future generations. In Turkey,
we see that institutionalis institutionalisation is increasingly adopted in order to protect natural and
historical resources.
The research method was applied on an urban area with a high quality of life and aesthetic quality
in the context of Sustainable Life/Environmental Conservation. Archaeological/historical/ etc.
programs for the research of urban identity, and future designs were evaluated together with the
environment in the urban dimension, which is an important urban problem, and in the framework
of the value of the city as a public space. This cultural archaeocide was mentioned as a valuable
asset in terms of historical value for better understanding of the world, in which our society lives,
as well as regarding economic prestige in terms of archaeopark and archaeotourism potential.
As a result of the existence of cultural continuity and the formation of settlement localisation of
Anatolian cities, it is a vital necessity to evaluate past accumulation as the most important data in
the design of the future. In urban sustainability, there is a close relationship among urban spaces
and new spaces, reinterpretation of conceptual recreational spaces, and the design of urban spaces.
Keywords: Anatolia, Protection, Cultural Architectural Heritage, Public Space Planning,
Archaeopark
1 INTRODUCTION
Given the formation of Anatolia in the historical process, it was shaped and developed by various
approaches through various layers of culture. Depending on historical, geographical, economic and
social factors, local architecture is created within the framework of building traditions, and
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localisations constitute the main topic of the study. In terms of cultural history of constructions, it is
necessary to grasp the importance of issues such as the effects of trade and architectural remnants.
The existence of a cultural continuity up to 13,000 years ago with archaeological excavations of
present settlements and the important consequences of different phases of a long period of time are
emerging. The concept of Archaeological Cultural Heritage Management was developed with the
development of archaeology, a collection of rules and principles that became a scientific discipline
in this framework.
Such research has two goals. Anatolia has various cultural, political and other aspects. As a country
that is rich in civilisations based on thousands of years of history, Turkey has universal
responsibilities for preservation of the cultural heritage of humanity. Firstly, it is thought that the
archaeological evaluation of antique settlements containing historical data in the Anatolian
surroundings will contribute to original studies concerning this subject. It is also aimed to provide
concrete information about the general characteristics of the plan and the common characteristics
of the obtained stratigraphy. How has a synthesis with existing cultures been achieved by
combining traces of cultural components?
Secondly, the protection of cultural heritage should facilitate passing our past values to future
generations. In order to develop an identity as a community, integration of the cultural identities of
the nations with the new environment of life should gains importance. It is expected that studies
and programs will be formed within the framework of the value of the city as a public space after
evaluation alongside existing residences in the urban dimension, which is an important urban
problem for research on the identity of the city and future designs.
In this context, modern formations in architecture and urbanism without regard to national and
historical values are accelerating alienation in the society. Today, the architecture that makes up the
cultural history of societies, developing technology and the inability to orient itself according to the
needs of the age cause the destruction of cultural memory. It is aimed to increase the forecasting
capacity for the future with the help of ecosystem modelling by developing a managerial plan for
Anatolia. Projects, monitoring programs and events should be organised around the redesigned
natural environments, which will make them accessible for the public.
Culture Heritage Management Practices in Protected Areas: Protecting the architectural heritage of
different cultures with the same awareness and respect will not only deepen the feelings of peace
and unity in the globalising world, but also act as a driving force in the development of cultural
mosaics that interact with each other. It must be a vital necessity to evaluate past accumulation as
the most important data in designing the future. As a result of the literature survey, landscape
design principles in archaeological sites were determined, the design elements that were used in
their implementations were examined, and recommendations were made accordingly.
2 HISTORICAL GEOGRAPHY OF ANATOLIA
2.1 Historical Development
Anatolia is an important settlement in terms of world cultural history in the process of living
urbanisation. Geographically, cultural connections between the East and the West and their position
in the habit of obtaining commercial clues are archaeological sites with a special design because of
the residential areas that sample the city type. The third millennium BC in Anatolia and the Near
East is the period of urbanisation, the beginning of city states [10].
**At the end of the EBA, the mining trade in Anatolia is now institutionalised, and mining gained
strategic significance [11].
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**Bronze, which consists of a mixture of tin and copper, was seen at the end of the Chalcolithic
period. The Bronze Age in Anatolia started in the 3000s BC. In these days, writing was not used in
Anatolia [3]. The Bronze Age (3000-1200 BC) in Anatolia and Trakya were seen in three periods:
agriculture-based village life, Old (Early Bronze) Age (BC 3000-2500), the use of bronze tools, the
development of trade and economy among the regions, the use of pottery songs and the
establishment of the small city states of the Middle Bronze Age (BC 2500-2000), the encircling
settlements around the walls, the use of writing, and the Late Bronze Age (New Bronze Age) of the
Hittite Empire (2000-1200 BC) [2].
The Old Bronze Age, dated to between 3000 and 2500 BC, developed, organised and protected
independent city states with temples and administrative structures. The number of settlements also
increased due to the fact that in the year 3000 BC, more food was produced, and a larger population
was born. Social, religious and technological developments were seen in this age. Gifts made from
precious metals such as gold and silver, which appeared in the graves, and this shows that the
society developed and changed. The development of trade led to the establishment of a broad trade
network that included the Aegean and the Middle East [19].
We must not return to the dark ages of homo sapiens’ ancestors, which were more backward than
their registered history. When we do this, we uncover the origins of human society and institutions.
We also discover that we are shaping the structures we build this way only to perform a certain
functional use; we may see that architectural constructions were built from the very beginning as a
social belief symbol. Architecture meets the psychological needs of basic social institutions,
perhaps as physiologically as the one million-year-old human family. Therefore, during the last
century, architecture was considered in terms of only a small part of the broad social and cultural
functions it had undertaken [1], with the understanding of architecture as a solid “utility or
function” as defined by modernity.
2.2 History Reflected in Mahal Names
If history will look at the process of its development; the discovery of humanity has resulted in the
formation of shelters for protection of the natural environment. The conception of the local
architecture, which started with the transition from living in tents to living a migrant-settler life, has
continued to live and survive for centuries with development of the understanding of various
cultural components. In the Palaeolithic, Neolithic and prehistoric periods, the works that were
produced were formed in different forms and structures in terms of climate, geological structure
and vegetation, social factors and economic structure. Topographic structure, slope and view; we
may see that the characteristics of the piece of nature that was experienced in the region
significantly affected the civilisation developing in that region and influenced the forms, concepts
and stages.
According to Kılıç (2001), as one of the important elements affecting the development of cities,
integrating with the city and giving it identity play a major role in the formation of development
process dynamics such as geography, defence, economy, technology, transportation, social and
cultural life, and confusion emerges [13].
The bed of civilisation: water. We have been set up beside rivers and waterways of every continent.
Water is the oldest, most unifying, most common account of humanity...
Water makes geography meaningful, not just geographical... [12]
Rivers, streams, lakes and dam basins are fragile parts of nature that need great precaution in urban
ecology. These are the only places in the city where nature can survive. Waterways and lakes that
are protected along with their natural surroundings are also important areas for air quality and the
microclimate of the city as well as areas containing breathable recreation facilities for urban
residents [16]. In the natural geography where humankind has settled in the foundation of the first
settlements, it has been observed that place form, climate, water, soil, rock, vegetation cover and
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transportation have been influential throughout the history. Geography examines the interaction
between people and the natural environment; history reveals the relationships of the civilisations
that emerge in the geography where people are settled. There are thousands of ruins, mounds,
fortresses, flat and sloped settlements that will support this relationship in the Anatolian geography
[6].
We see that the regions around the Anatolian Metropolitan Area are directed to the parameters
including the form of land use, the cover of the land, the properties it has and the settlement areas.
We may perceive the deep story of human beings through waters and flat settlements of the
witnesses of the past, which are seen on the edges of waters in almost every voyage around
Anatolia. According to the natural environment, time and cultures, soil is transformed into different
forms by the shaping of the human hand, leaving a trace and reaching the present . Describing the
ways in which today's civilisations came from, the unity of Anatolia's civilisations from different
periods and their accessibility, it is firstly necessary to identify and examine the cultural assets and
historic roads along the river bed routes. We see that, in the establishment and development of
civilisations, a network of interconnected links is formed around the sound of the first found water.
It is an important aspect that water, like capillaries, feeds everywhere and changes the cultures
where they arrive. Waterways pass through the places where they flow, while the city is also a
privileged landscape element with linear features. With the efficiency and efficient traceability
criteria of the ecosystem network of Anatolia, it is thought that the mound and settlement areas that
have remained from ancient times have been geographically located in regions that will increase
people's living possibilities geopolitically. They have made the concept of the structure they have
shaped for hundreds of years by shaping spatial organisation according to climate changes and
topography. Today, most skyscrapers have been rehabilitated, and roads have been closed.
Archaeology is a tool for reinterpreting the chronological and stratigraphic sequence of the events
that take place in the process and the social, economic and political life of prehistoric and posthistorical eras. The information obtained at the end of excavations is related not only to
archaeology but also to the wider public. Good presentation of an archaeological excavation is an
important source of income and support for the continuation of the excavation work.
Archaeologists can appreciate the present role of the archaeologist by following the excavation
sites. “Cultural heritage is an important market vehicle of this century.” [ 21].
3 CULTURAL HERITAGE LAWS IN TURKEY
The concept of the site comes from the French word for “location”. The French word has evolved
from the word situs that has the same meaning in Latin. A dictionary is literally the product of
various civilisations coming up to date from before history, regarding the social, economic and
architectural aspects of the periods that they lived in. Urban remains that reflect the characteristics
of the city are places where important historical events take place, and areas that need to be
protected due to their natural characteristics [18]. As another definition, they are a piece of urban or
rural environment, made of natural or manmade, with a special physical character, which must be
preserved, bringing it to existence completely [15].
When we look at the historical process on legislation related to protection of cultural heritage in
Turkey which came into force in 1869, Asar-i Atika expanded the regulation of the changes that
were published in regular intervals. Founded in 1951 with the law numbered 5805, the Supreme
Council for Antiquities and Monuments became the first institution to make decisions both for
protection and implementations.
The scope of the definition section of the Supreme Council for the Supervision of Cultural and
Natural Property in the Law on the Protection of Cultural and Natural Assets, No. 2863, 1983 in the
national legislation, was amended by amendments to Law No. 5226 dated 2004 and 3386 dated
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1987: “city and city residues reflecting the social, economic, architectural and similar
characteristics of the periods they have lived in were products of various civilisations, and they
were the subject of social life in which cultural assets were intensively preserved with the places
where important historical destruction took place and with their determined nature properties”[1].
In 1976, the concept of the expanded monument of the Venice Charter Constitution was put
forward by UNESCO in a different terminology, with the term “cultural property” encompassing
all tangible assets related to cultural traditions. Geological formations, vegetation, water elements,
wild life zones and historical gardens which are aesthetically and scientifically valuable are within
the scope of “natural property”. According to our acceptance in Turkey, the values to be preserved
in the world are gathered under the concept of “natural and cultural property” [1].
Management and operation of the archaeological heritage was first described in the early 1970s as
a concept of cultural resource management in the United States (King 1998, 18). In 1967, the report
on the “Preservation and Utilization of Monuments and Sites with Artistic and Historical Value”,
known as the “Quito Norms”, was published. According to this report, archaeological, historical
and artistic monuments are the economic resources that make up the wealth of the state [5]; for this
reason, they should be included as inputs to development-oriented plans and considered together
with the surrounding archaeological assets in conservation and development. All archaeological,
historical and natural environments should be protected from the destructive effects of modern
development and tourism. In other words, cultural and economic projects should be considered as a
whole, and they should be enriching, not destroying each other [9].
Legal Administrative Framework in Landscape Design Applications in Archaeological Sites;
UNESCO recommended that “historic or traditional areas and spheres should be protected
effectively from any damages that would destroy the identities of such areas as inadequate use,
unnecessary additions, misguided and insensitive changes” in the Recommendation on the
Protection of Historical and Traditional Areas and the Roles in Contemporary Life. Any renewal
work to be done should be based on scientific principles. Similarly, attention has to be paid to the
harmony and aesthetic sensation created by the union or opposition of the various sections that
make up these building groups and confer their own particular qualities to each building group”
(UNESCO, 1976 to Kortanoglu, 2013) [21]. Presently, presentation and reinterpretation of
archaeological landscapes within the concept of “Archaeological site” have been described as
“public disclosure of cultural heritage with multiple meanings, values and prominence” in the
statute of ICOMOS (International Monuments and Sites Council) [7]. Shalaginova (2008) defined
management and presentation activities of cultural heritage as “a process of communication” with
the aim of increasing public awareness in order to obtain public support and explaining the
presentation function of cultural heritage [21].
“Guidelines on the Procedures and Principles to be followed in the Arrangement, Restoration and
Conservation Projects and Applications to be Made in Archaeological Excavations and Excavation
Areas” were published for the work to be carried out in the scope of preservation and exhibition in
archaeological sites. In the relevant directive, the protection technique was detailed by referring to
the methods of protecting the excavation finds against natural and anthropogenic influences
(Directive 31) [21]. In this article, archaeological sites are referred to as “ruins”, and the practices
to be carried out to highlight the archaeological potentials and tourism potentials of the ruins are
discussed. In this context, the general technical specifications of the landscaping project for the
ruins were determined [8].
The main principles for the perception and presentation of cultural heritage have been defined in
the “Regulations on Perception and Presentation of Cultural Heritage Sites” that was signed in
2008. Under the heading "landscaping project" mentioned in the regulation that was prepared based
on Article 17 of the Law on the Protection of Cultural and Natural Assets numbered 2863, it is
stated that ruins should be prepared in order to broaden the archaeological potential of them in a
controlled way, to provide presentation, solve the problems arising from the current use and
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circulation and prepare the needs of the area with the facilities required by contemporary
technological developments [20].
4 INVESTIGATION OF STRUCTURAL DOCUMENTS USED IN THE PRESENTATION
OF ARCHAEOLOGICAL LANDSCAPES
With the preservation of archaeological and cultural remains in place, people's interest in culture
has created the concept of tourism.
The word tourism comes from the French word tourisme. Activities such as those for recreation,
entertainment, sightseeing and publicity mean a trip to the destination [17]. Along with the
changing sociocultural structure in the light of technological and scientific developments in the
world, this has also caused changes in consumption patterns in tourism. UNWTO (World Tourism
Organization-the international organisation commissioned by the United Nations to develop and
promote tourism, has reached the status of the United Nations Special Rapporteur with the decision
of 58/232 on 23 December 2003), the cultural tourism sector emerged as the most developing
product in the sector [22 ].
Since archaeological assets are non-renewable resources, the issue that they may be destroyed
without protecting the selected method of preserving the assets is the first thing to be considered.
For this reason, it is aimed that the protective structure to be designed conforms to the conditions,
resources and character of the region [21]. Today's contemporary approaches recognise that
excavation of an archaeological site is not the end of the process but the beginning. Registrations
can be made by preserving the original residues for the collection of the sites [4].
Presentation of cultural heritage sites is interpreted as cultural resources’ accessibility through
cultural landscapes. Presentation means that protection measures of the physical environment are
integrated into the principles of landscape architecture. The concept of integrated planning is
directly proportional to the development of long-term archaeological resources around their own
landscape. Cultural forms have a key role in defining the landscape’s character. Archaeological
sites are not only the physical environment but also the cultural forms that promote the
development of the social, cultural and ecological zone. For this reason, archaeological sites can be
regarded as an open space system which requires landscape planning and spatial organisation
(Mosler 2005) [20].
The design and organisation of archaeological sites vary depending on the perception and
interpretation parameters in that area. Puren et al. (2006) considered the concept of “the spirit of the
place” while designing and organising three spatial principles on the project proposal for
improvement of an archaeological site in South Africa. According to Norberg-Schulz (1980), the
spirit of the place (genius loci) is a concept belonging to the ancient Roman period which means
that the individual's soul is guiding the mind. “The spirit of the place gives life to humans and
places, follows them from birth to death and determines their nature.” The first principle the
researchers set out is to emphasise the emotional direction rather than the logic of design. The
feeling of arrival- the feeling that you have come to another place is important. According to
researchers, this feeling is linked to the identity of the field and increases the visual readability of
it. For this reason, the entry points of the archaeological site should be emphasised as the passage
of visible items from outside to inside, and this design should be compatible with the character of
the natural environment (Puren et al. 2006) [20].
The second fundamental principle is the behavioural aspect of design. Directional feelingArrangements with high readability qualities should be placed in public areas (squares, social areas,
etc.) and on hiking trails or motorway routes in order to navigate within the archaeological site. In
the orientation of the visitors, local people should be provided with appropriate road names to be
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identified and located at appropriate points. Walking trails and intermediate roads are components
that reflect the identity of the area. A height difference must be established between the main roads
and the secondary roads. Furthermore, the use of different flooring materials at the intersection and
change points and the starting points of the roads is an important element in guiding the visitors in
the archaeological site. In particular, emphasis should made on the edges of the roads using specific
plants. In the design of new areas, the content of social life is a knot point. The main nodes are
education, culture, economy and information content. The characters of the knots must be
appropriate to the position of the designed area. Outside the city, the archaeological site should be
of a more rural character and scale than the urban lines (Puren et al. 2006) [20].
The third fundamental principle is the reflective aspect of design- the outward appearance of
feelings. According to Norberg-Schulz (1980), while modern tourism encourages experiences in
different places, the limits of human perception and interest are expanding. The natural elements
must be emphasised so that the visitor of the field, that is designed according to Puren et al. (2006),
can feel 'the spirit of the place' stronger. Archaeological sites must be in harmony with the physical
or architectural theme in order to create a strong public structure throughout the archaeological site.
For example, in the entrance of the area, the routing signs, the vegetative design on the roadside
and the operation of the materials that are used in the park should be smooth. In the spatial
organisation of the site, the inter-park roads should be designed as connecting points between
cultural and service units (Norberg-Schulz 1980) [20] as transitional elements among the historical
stages, the intersection points and the needs of the users.
In archaeological sites, landscape design is primarily aimed at defining the current state of
archaeological heritage together with historical use and moderated development to define planning
policies and management decisions [20]. Other principles included by Schmidt (1993) are
conservation, recreation and heritage;
- To create a sustainable environment for scientific studies,
- Landscape character, protection of landscape ecology and ensuring the sustainability of natural
resources,
- To create an educational environment by means of information,
- To support the realisation of economic growth with tourism activities,
- To support the preservation of the archaeological heritage of the archaic and functional side,
- To emphasise cultural identity,
- Supporting the development of the rural area,
- To ensure the preservation of historical resources,
- To protect the aesthetical and historical values of the skyline as well as its
authenticity,
- To connect the archaeological heritage site to the historical texture
and spatial qualities of the region it is located in,
- To provide accessibility of archaeological sites,
- To allow experiencing the area to be visited by presenting the archaeological works addressed to
the senses [20].
Cultural River Corridors and Historical / Cultural Sources When we look at the irresponsible use
of natural resources are the most likely to be seen one among the negative effects of urbanisation,
which cause it to be consumed rapidly, mostly on water resources. As a result of pollution by
various wastes, these resources have become unusable for their purposes and are almost in danger
of extinction. Moreover, with all these developments, climatic changes, which made the effect
more and more felt day by day, brought global water crisis to the agenda. However, high-quality
water resources are important determinants of quality of life. There are several international studies
to solve environmental and water-related problems. The priority topic identified in the programme
called “Environment 2010: Our Future, Our Choice” within the scope of the 6th Framework
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Programme, which the European Union has been implementing since 2001 for the environment, is
the European Union harmonisation process.
- Prevention of climate changes,
- Protection of biological diversity,
- Sustainable use of natural resources and development of waste management,
- Preventing environmental pollution from harming human health.
The green roads, urban and rural areas, which are used in the solution of these problems, based on
the park roads of the old Olmsted and described as a model in National Geographic magazine, as a
new and important landscaping phenomenon in the United States and have been used regularly in
planning policies, are mechanisms that provide countless contributions to regions. According to
Spirn (1994), although problems arising from urbanisation may vary from city to city and country
to country, these problems have several common characteristics (Arslan 1996). With the thought
that the approaches of the countries that have succeeded in the use of green roads in solving these
problems, these may also be successful in solving the urban problems in Turkey by seeking ways to
create urban recreational opportunities, linking open green spaces and historical / cultural resources
by providing protection and development of river corridors in urban areas and taking advantage of
green road planning principles. Green roads may be created along man-made corridors, such as
railway tracks, as well as natural corridors such as rivers or ridges, as planned for ecological,
recreational and cultural uses and managed as a whole for this purpose (Ahern 1995, http:
//www.ece .aucland.ac.nz /~ sinnen/VasconcelosSilva2006.pdf., 2006). The linearity of the natural
conditions, the water supply the area contains and river corridors are some of of the unique sources
of green roads [13].
5 CONCLUSION
Although the archaeological landscape of today's potential in the process of changing living
conditions, inability to integrate Turkey into the modern environment has also changed the
meaning of venues. We see that archaeological sites usually turn into areas that cannot be
integrated into the surrounding environment. However, the cultural and natural heritage sites
bearing the traces of the past are not idle places but places where dynamic, strong relationships can
be established. Renewal of urban consciousness may be achieved by the establishment of the
spatial context of the social structure and structures that have passed. Hence, landscape design is
very important for integration of archaeological sites in the hinterland of Anatolia, which is a
composition of cultural landscapes with the modern.
Finding the ancient areas in the archaeological excavation area, creek and side branches may be
taken to the light by the understanding that Turkey is a part of cultural heritage, and being a part of
human cultural history and searching new areas where new mounds and antique cities may exist by
integrating the structure of river corridors in the urban area. It is envisaged that determination of
the historical road networks will also shed light on the urban environment and research on the
historical city. Places for urban residents in the urban sustainability of Anatolia, preserving
biological habitats, neglected streams, valleys, etc., which are the centres of nature, the cultural and
historical settlements of the green road network and the design of re-conceptual recreational areas
will add value to the city.
The rivers and streams of Anatolia are passing through the centre as in Europe, and many people do
not know. When all of them are covered, they are quietly and secretly carrying their water. Can
these not be opened by reforming these levels? Urban development provides a beautiful image with
cities containing in the middle natural rivers, streams and canyons with features of topography that
have protected water resources. Today, we see many successful examples of cities when we visit
them abroad that make these cities more liveable. Many cities in Europe are located on the banks of
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rivers. For example, the River Vltava Valley in Prague, the River Danube in Budapest the and the
River Spree in Berlin are the first European rivers that come to mind. Activities such as sweeping
boats, duck floats, gulls flying and river colouring provide great benefits both in the touristic sense
and the commercial sense.
It should be provided that the bases of building a conceptual open green road plan should be
revealed by investigating the architectures, the topographical settlements and settlement plans
determined in river corridors and bringing all the cities together again. Urban recreation areas will
be provided through the planning and design processes that establish the relationship between open
green spaces and historical/cultural resources, rejuvenate the rivers and streams that overlie their
upper reaches and allow the natural environment to meet the city again through water as much as
the transformation of the urban environment.
In the context of transforming archaeological sites into living spaces through landscape designs,
reintegration of the meaning of urban elements and reestablishment of the network of urban
relationships will be the greatest heritage we will leave for future generations. It is also worthy of
economic importance in terms of archaeological parks and archaeo-tourism potentials, as well as
models that will show local coexistence, cultural archaeoceses, wealth of historical value, better
understanding of the world in which our society lives. Turkey has proposed that one of the oldest
open-air museums of the region will be held on campus, again, drawing attention to areas of life to
be incorporated into the project design should be made to shed light on cultural tourism as an
important consideration.
In the context of Sustainable Life/Environmental Conservation, it is aimed to protect all kinds of
natural and cultural assets by developing environmental consciousness for an urban area where the
quality of life and aesthetic quality of Anatolian cities are high. The necessary legal arrangements
should be made by developing a managerial plan for the cities with integrated approaches to be
developed on the urban scale and the integrity of the distorted ecosystem should be protected with
sustainable options. Future scenarios for determining good environmental conditions should be
aimed at increasing the forecasting capacity for the future with the help of ecosystem models.
6 REFERENCES
[1] Ahunbay, Z., Tarihi Çevre Koruma ve Restorasyon Yem Yayınları, İstanbul, pp. 22, 136,
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[2] Aktüre, S., Anadolu’da Bronz Çağı Kentleri, İstanbul, pp. 98, 100, 1994, .
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S. 1, Ankara; Anadolu Kültür Tarihi, Ankara, p.11, 1990.
[4] Arı, İ., Tarihöncesi Sit Alanlarında Kültür Mirası Yönetimi. Kırklareli Höyüğü Sit Alanı
ve Kültür Mirası Yönetimi. İstanbul Üniversitesi(Doktora Tezi), Prehistorya Bilim Dalı,
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[5] Arı, İ., Tarih Öncesi Sit Alanlarında Kültür Mirası Yönetimi, 29. Müzeler Haftası,
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Yıldız Teknik Üniversitesi, İstanbul, pp.11-23, 2011.
[6] Günel, G., Kılcı, A., Ankara Şehri 1924 Haritası: Eski Bir Haritada Ankara’yı Tanımak,
VEKAM Ankara Araştırmaları Dergisi, Haziran, p.89, 2015.
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İlişkin Yönerge, 2005.
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[9] Madran, E. ve Özgönül., International Documents Regarding the Preservation
of Cultural and Natural Heritage, METU, Ankara, p. 55, 1999.
[10] Özdoğan, M., Kırklareli Kazıları: Aşağı Pınar ve Kanlıgeçit, O. Belli(yay.) Türkiye
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Rektörlüğü Yayınları.,p. 73, 2000.
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Sayı 55 Ocak-Mart, p.19, 2015.
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Planı, Ankara Üniversitesi, Fen Bilimleri Enstitüsü, Doktora Tezi, Peyzaj Mimarlığı
Anabilim Dalı, Ankara, pp.1-2, 2007.
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[16] Tamer, N. G., Kent Dönüşürken Su Kaynağı ve Geleceği, ODTÜLÜ, Orta
Doğu Teknik Üniversitesi, Sayı 55 Ocak-Mart, pp.25-26, 2015.
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[19] Temizsoy, İlhan ve diğer haz., Anadolu Medeniyetleri Müzesi, Dönmez Ofset, Ankara, p. 43,
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[20] Tuna, A., Arkeolojik Sitlerde Peyzaj Tasarımı, Ulusal Ankara Üniversitesi Peyzaj
Mimarlığı Kongresi 15-17 Ekim 2015, İnönü Üniversitesi Güzel Sanatlar ve Tasarım
Fakültesi Peyzaj Mimarlığı Bölümü, Ankara, pp. 173, 179, 2015.
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İnönü Üniversitesi Sanat ve Tasarım Dergisi İnönü University Journal of Art and
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CV: Aydanur Yenel
ADMMA (Gazi University) graduated with a bachelor's degree in 1983 from the Faculty of
Architecture, master's degree in 1987 from METU Faculty of Architecture, received a doctorate /
arts proficiency degree from Hacettepe University, Faculty of Fine Arts in 2007.
Hasan Kalyoncu University, Faculty of Fine Arts and Architecture Full-time Asst. Prof. She works
as a faculty member.
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Adobe Use in the Eco-Village of
Buyukkonuk on the Karpaz Peninsula
Aysun Ferrah Giiner1, Gulhan Benli2,
Pelin Karacar3, M. Adil Kasapseskin4
1
Istanbul Medipol University, Beykoz,
afguner@medipol.edu.tr,
gbenli@medipol.edu.tr,
pkaracar@medipol.edu.tr,
makasapseckin@medipol.edu.tr
ABSTRACT
Urban identity is shaped by the geographical and human resources, historical, aesthetic and artistic
features, and local architectural fabric that is formed over time. The preservation and
transmissibility of the genuinely tangible and abstract features play a crucial role in sustaining this
identity. In this age of rapid technological advances, social, economic and physical developments
transform cities in many different ways. While technological advances improve the construction
methods, and urbanization techniques modernize cities, they also have negative effects on local
urban identity. The traditional architectural fabric in regions that are not parts of metropolitans has
been deteriorating for the last quarter century.
One solution for this is ecological living based on fixing these negative physical effects, creating
self-sustaining living conditions, benefiting from natural resources and living with only local
resources. Eco-villages fit in this description, and also play an important role in the sustainability of
environmental resources, preserving historical heritage and ensuring social equality.
Buyukkonuk is an eco-village on the Karpaz Peninsula in Northern Cyprus. It is included in the list
of internationally recognized eco-villages and has an old, village fabric with traditional adobe and
stone houses that have courtyards and arched porches. The inhabitants of Buyukkonuk still use
natural materials such as stone, soil, straw and clay in their daily life to preserve the traditional
architectural fabric of the place. This leads to new architectural implementations that respect the
nature, the environment and the village's traditional way of living.
This research investigates the traditional construction techniques that are still used today and the
stone and adobe houses that create the local Buyukkonuk identity, and discusses the experience of
building a bus stop made entirely of adobe.
Key Words: Adobe, Eco-village, Sustainable design, Architectural heritage
1 INTRODUCTION
Adobe is an ecologically re-usable material because it decomposes in nature when not used for any
other purpose. This means one can have re-usable and sustainable construction materials. Buildings
constructed with such materials not only save energy, but can also provide the users with adequate
living conditions for every season of the year. According to building biology, constructions made of
adobe have bioclimatic feature that is good for human health. These buildings, which do not need
heat insulation and are able to balance humidity naturally, have natural heating and cooling. The
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inhabitants of Büyükkonuk, which is the case study for this research, use this material for
construction. This is why Büyükkonuk was chosen as a case study as there are many buildings that
are made of adobe. As part of the research, a bus stop made entirely of adobe was built.
2 ADOBE USE IN BÜYÜKKONUK
Büyükkonuk is located in the İskele province of Cyprus/Magosa region and in the foothills of the
Beşparmak Mountains. This village was known as a place where Turks and Greeks lived together
when Cyprus was a British colony. According to old records, this village used to be known as
Komi, and later in Ottoman times, became Komi Kebir. Cartographer Lord Kitchener drew the map
of Cyprus in 1882 and used the name, Komi Kebir. In 1958-1959, its name was changed to Komi
Kebir Büyükkonuk, and in 1999, its name was officially changed into Büyükkonuk (Bağışkan,
www.yeniduzen.com). The inhabitants of Büyükkonuk, which is located at the start of the Karpaz
Peninsula, are usually occupied with gardening because of all the water resources surrounding the
village. Fields and carob groves and olive groves surround the village.
The south part of the village is informally known as the upper neighborhood and is the Turkish
side. The north part is informally known as lower neighborhood and is the Greek side. The village
has preserved its traditional architectural features and has both stone and adobe houses. There are
narrow streets in the Turkish side, and houses opening towards streets and little shops on the main
street in the Greek side.
Climatic conditions and land structure play an important role in deciding on the construction
material for the village. The houses are often one story (see Figures 1, 2 and 3). Many houses have
gardens that are big enough for daily use. Some houses are located in a big courtyard with a large
porch in the front. An arched porch is not only an important part of a house that keeps the strong
sunlight away from the main wall and the entrance of the building, but also a significant feature of
the traditional architecture (see Figure 3). Houses are usually covered with flat roofs. In the
production of adobe houses of Büyükkonuk, clay and straw are common materials. Clay is acquired
locally. It is kept in wooden moulds and pressed quite strongly. After a while, the clay is taken out
of the moulds (Benli, Kan, 2013, 107). In five-six days, the adobe bricks are ready for use. The
inhabitants of Büyükkonuk say that adobe houses are the most comfortable to sleep in during all
seasons because this material balances out the humidity of the environment.
Figure 1. Examples of Adobe Houses in Büyükkonuk (G. Benli archive, 2016)
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Figure 2. Examples of Adobe Houses on Komililer Street, Büyükkonuk (G. Benli archive, 2016)
Figure 3. Abandoned Houses in Büyükkonuk (G. Benli archive, 2016)
3 TRADITIONAL PRODUCTION OF ADOBE IN BÜYÜKONUK
Soil is the main material humans have used for sheltering purposes. The soil is easy to acquire and
mould shape, which are the reasons why it has been very popular as a building material. Adobe is
made from soil and is again a topic of research due to its positive ecological and biological features
(Tuğun and Karaman, 2014, 322). In Büyükkonuk, there are many houses constructed from adobe
and stone. Stone made plinth walls not only fulfil their original duty, but also protect the adobe
from the rain.
An agreement signed between Büyükkonuk Municipality and Istanbul Medipol University's Faculty
of Fine Arts and Architecture aims to revive the use of traditional construction methods in the
village and re-introduce adobe for current construction practices as an ecological material. The
construction planned in this agreement is intended to be in public space and for public use. Upon
the demand of the public, the municipality determined that the construction would be a bus stop.
4 THE CONSTRUCTION OF AN ADOBE BUS STOP
As part of the "Design and Build" workshop held by Istanbul Medipol University's Faculty of Fine
Arts and Architecture, a bus stop that is 150x250 cm and 320 cm high was designed by the team of
President of the Büyükkonuk Eco-village Association Ismail Cemal (Güner et al., 2017, 68686870).
4.1 Preparation of the Adobe Pools
Water is an important resource in Cyprus since the island is quite dry, and there are no underground
water resources. For this reason, İsmail Cemal made the pools for adobe water impermeable. The
first pool is for the preparation of the adobe, and the other is for cleaning.
4.2. Preparing the Adobe Filling
Soil taken from approximately 30 cm below ground level is accumulated in an area. Straw acquired
through natural ways is cleaned and stocked in the same area. One wheelbarrow of soil and 5
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wheelbarrows of straw are mixed together in a pool with enough water. Then, the filling is mixed
by stomping on it (see Figure 4).
4.3. Casting and Drying Adobe
Producing adobe bricks requires wooden moulds. Ismail Cemal used moulds that he designed
himself. These moulds can be used to cast up to three adobe bricks. The area for the casting of the
bricks is cleaned beforehand. The moulds are shown in Figure 5. They are humidified with some
water, placed on a surface that is covered with straw and used for casting bricks. After this, the
brick is removed from the mould with a little shake and left outside to dry. To keep the bricks from
cracking, they are covered with straw. After a while, the bricks are placed in a diagonal direction so
that all their surfaces dry evenly. The best time of the year for making adobe bricks in Cyprus is
May and the first half of June.
Figure 4. Wooden Adobe Moulds, Mixing Adobe with Straw, Stomping on the Mixture (G. Benli
archive, 2016)
Figure 5. Removing the Adobe from the Moulds, Drying the Adobe (G. Benli archive, 2016)
4.4 Laying Wall Insulation
To protect the adobe bricks from rain and ground water, the foundation is prepared with
impermeable material. To make the wall stable, poles are placed in the corners of the construction.
The bricks used for the bus stop were 35x45x7 cm, and the thickness of the walls was 35 cm. Wall
pointings are made of half-sized adobe bricks when necessary. To cut the bricks in half, a steel saw
personally designed by Ismail Cemal was used. The filling to stick the bricks together and wall
pointings are also made of adobe by wetting the original brick mix.
Figure 6. The stages of the laying of the bus stop wall (G. Benli archive,2016)
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4.5 Window Bay and Headstall
To ensure that people waiting for busses can see them coming and for ventilation, there is a window
on each short wall of the bus stop. These windows are 70 cm wide with beams made of small trees.
The beams with a 9-10 cm diameter are located in a wall that is 35 cm thick and located 40 cm
away from the window bays. A headstall made of egg-shaped stones is placed in between these
beams. The headstall keeps the adobe material from falling to the ground and gives the construction
a more architecturally significant look.
Figure 7. Window Bay and the Production of the Headstall for the Bus Stop (G. Benli archive,
2016)
4.6 Placing the Wooden Beams
The gap that should be in the façade of the bus stop is created with wooden beams. İsmail Cemal
prepared these in his workshop from two old wooden lamp posts.
Figure 8. Re-using Lamp Posts as Wooden Beams for the Bus Stop (G. Benli archive, 2016)
4.7 Making the Roof
Beams made of small trees are located 40 cm apart from each other, parallel to the short side of the
bus stop and on top of 5 layers of adobe that are on the wooden beams. To keep the roof soil from
falling to the ground, straw is placed in the middle of the layers. The straw is tied in bundles and to
each other with sailor's knots. Various types of plants (i.e., rose bay) are placed on top of the roof to
keep bugs away from it. On top of the plants, they put adobe filling, a layer of soil and finally,
plaster with cement filling.
Figure 9. Making the roof construction (G. Benli archive, 2016)
4.8 Making the Facade and the Floor
The floor is covered with square-shaped, unvarnished marble from another site. The outside of the
bus stop is covered with adobe filling applied by hands that was prepared in the pool.
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Figure 10. Making the Facade and the Floor of the Bus Stop and Preparing it for Use (G. Benli
archive, 2016)
5 CONCLUSION
Compared to other materials that can be used in brick or stone buildings, the production of
traditional adobe is quite limited because of current regulations. Many studies have observed that
the adobe building tradition, which has existed in Büyükkonuk for a very long time, has begun to
disappear. For that reason, this study was intended to revive the use of adobe material with the
construction of the bus stop.
This study concludes that adobe as a natural and sustainable construction material should be used
more often in the present day since its technical features have been improved and awareness about
this needs to be raised (Çavuş et al., 2015, 190). After the construction of the bus stop, at the
demand of the local inhabitants, the municipality decided to build another adobe bus stop in the
village.
To raise awareness and spread the use of adobe as a construction material, architects should
participate in workshops such as "Design and Build" more often and start seeing adobe as a
material for the architecture of the future, rather than just an old-fashioned way of constructing
buildings.
6 ACKNOWLEDGEMENTS
We thank our students: Azra Ahsen Özyurt, Ayşe Berre Eroğlu, Bedirhan Bedir, M. Zubeyr Tel
Uğur Yüksel, Şeref Özcan, Kübra Yıldız, Hace Ayşe Gönülalan, Elif Şelal Alpaslan for their
contribution. We also thank our research assistants: Güliz Kabasoğlu and Mine Çağlar for their
contribution and support.
We thank İsmail Cemal and his wife, Lois Cemal, for their technical input and support for this
project. We especially thank the Cyprus Büyükkonuk Municipality for providing us with
accommodation, transportation and overall support for the project.
A. Ferrah Güner, Gülhan Benli, Pelin Karaçar and M. Adil Kasapseçkin are the researchers
responsible for this project of constructing a bus stop entirely made of adobe.
Responsible author: Gülhan BENLİ, Medipol University, Faculty of Fine Arts, Design and
Architecture, Department of Architecture, Istanbul/Turkey, gbenli@medipol.edu.tr
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7 REFERENCES
[1] Benli G., Kan T., "Conservation Problems of Adobe Architectural Examples in Sakarya
Province Taraklı District and Solution Proposals", Proceedings New Generation Earthen
Architecture: Learning from Heritage kerpiç'13 international conference, pp.107-114, 11-15
Istanbul, ISBN:978-605-4303-24-3, 2013.
[2] Çavuş M., Dayı M., Uslu H., Aruntaş Y., "Sürdürülebilir bir yapı malzemesi olarak kerpiç",
ISBS 28, 2ndInternational Sustainable Buildings Symposium, Ankara, Türkiye. s. 184-190, 2015.
[3] Güner A.F., Benli, G., Karaçar P., Kasapseçkin M.A., "Design-Build Workshops in
Architectural Education. A case study; Adobe Bus Stop in Northern Cyprus", EdulearnU, 9th
International Conference on Education and New Learning Technologies, pp. 6868-6876, Spain,
ISBN: 978-84-697-3777-4, ISSN:2340-1117, 2017.
[4] Tuğun Ö., Karaman A., "Çekirdek köylerin eko turizme kazandırılması için sürdürülebilirlik
kavramı çerçevesinde bir model", Megaron, 9(4), s. 321-337, 2014.
[5] Bağışkan, www.yeniduzen.com (date of access: 01.05.2018).
CV: 1Aysun Ferrah Güner; studied Architecture at the Istanbul Technical University and has Phd
degree in in the field of construction management. She is Assistant Professor of Architecture at
Istanbul Medipol University, School of Fine Arts, Design and Architecture. Her research fields are
project management, design management and coordination, product development, total quality
management in construction industry.
CV: 2Gülhan Benli; studied Architecture at the Istanbul Technical University and has Phd degree
in in the field of survey and restoration. She is Assistant Professor of Architecture at Istanbul
Medipol University, School of Fine Arts, Design and Architecture. She has academic studies on
urban design, documentation in protected areas, survey techniques, protection and preservation of
historical buildings.
CV: 3Pelin Karaçar; studied Architecture at the Istanbul Technical University and has Phd degree
in in the field of construction technology. She is Assistant Professor of Architecture at Istanbul
Medipol University, School of Fine Arts, Design and Architecture. She has academic studies on
technological innovations in construction products, nano technological materials and sustainability,
timber building technology, ecology and project management.
CV: 4M. Adil Kasapseçkin; studied Interior Architecture at the Çankaya University and has Phd
degree in in the field of interior architecture. He is Assistant Professor of Architecture at Istanbul
Medipol University, School of Fine Arts, Design and Architecture. His research interests are digital
architecture and design, interior design, materials and technologies in design.
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Differences in Construction Standards and Regulations of
Earthen: Cases in Northern Cyprus, New Zealand and Europe
Ayse Pekrioglu Balkis
Department of Civil Engineering, Cyprus International University,
99258 Lefkoşa, via Mersin 10,
Turkey, North Cyprus
apekrioglu@ciu.edu.tr
ABSTRACT
Adobe is one of the oldest and most widespread forms of construction. As the time passes, there
have been some improvements in materials and techniques used in earthen constructions. Although
earthen construction has not been used in recent decades, researches show that these materials may
still be used in construction industry, especially for the arid climatic regions. Earthen construction
has simple technology needs and natural materials. Adobe is an environmentally-friendly material
that does not require additional energy resources for its production and application. In this study,
use of adobe in Northern Cyprus and also their main causes of deterioration are explained to clarify
the need for new materials. Building materials and environmental resources are also investigated to
check socio-cultural, economic and ecological sustainability.
Since Northern Cyprus is located in the third earthquake zone, since 2007, changes have been done
on standards and regulations on earthquake. There was a need to improve classical earthen to
satisfy earthquake requirements. Earthen materials have been improved by adding gypsum which
shows better physical and mechanical properties with respect to standard adobe and it is named as
Alker. This mixture has been studied to meet the needs of sustainability and ease of construction.
Their physical and mechanical behaviors have been studied previously and results are commented
here to show the applicability of Alker in earthquake regions. Changes in standards and regulations
show that earthen construction may be used nowadays just like in the past simply with due care to
materials and application techniques. In different countries, researches are conducted on
mechanical properties of adobe, methods of improving its performance and behavior against
earthquake.
This study focus on the changes in the earthen construction standards and regulations of 1997 and
2007 applied in Northern Cyprus. European, New Zealand and Turkish standards and regulations
have been studied and with this study, differences among them will be clarified.
Keywords: Alker, Earthen construction, Earthquake, Standards and regulations
1 INTRODUCTION
Earthen constructions from different countries have different standards. This study focuses on
changes made after 1997 earthquake in earthen construction and compared those standards with
Peru and New Zealand standards. Northern Cyprus uses Turkish standards for earthen construction
as massive structures.
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2 COMPARISON BETWEEN 1997 AND 2007 EARTHQUAKE REGULATIONS FOR
TURKEY
Table 1. Comparison of 1997 and 2007 Earthquake regulations
1997 EARTHQUAKE REGULATION
2007 EARTHQUAKE REGULATION
� Single storey height
� Single storey height
• The height of the mudbrick single storey will
not exceed 2.70 m on the floor over the floor.
In the case of basement, the height of this floor
will not be more than 2.40 m.
• Single layer height with mud brick floor will
be 3.0 m above the floor over the floor. In
mudbrick masonry buildings, the single storey
height may not be higher than 2.70 m, and the
basement storey height may not be more than
2.40 m.
� Load-Bearing Wall Material
• The mudbricks to be used in the bearing � Load-Bearing Wall Material
walls shall be manufactured according to TS2514 and the mud brick which is rested in the • Adobe or similar pile units may be used.
wall construction shall be used.
� Load-Bearing Wall Gaps
• Door gaps shall not be more than 100 cm
horizontally and 210 cm vertically. More than
one door opening will not be left between the
axes of the bearing walls that are stuck
perpendicular to the wall.
� Load-Bearing Wall Gaps
• Door openings in mud brick buildings will not
be more than 100 cm in the horizontal and 190
cm in the vertical.
� Largest Unsupported Length of Load-Bearing
� Minimum Total Length of Load-Bearing Walls
Walls
• Unsupported wall length of mud brick
• The ratio of the total length to the gross floor masonry buildings shall not exceed 450 cm.
area (excluding console upholstery) of the
supporting walls extending along each of the
perpendicular directions to each other shall not
be less than 0.25 m / m2, excluding window
and door openings.
• If the maximum unsupported wall height
condition mentioned above cannot be ensured,
the reinforced concrete vertical laths shall be
made on the building corners and in the said
wall, the planar extensions shall not exceed 400
• The length of the full wall part to be left cm. However, the total length of walls
between the window or door space closest to supported by such vertical beams can not
the intersection of the walls perpendicular to exceed 1600 cm.
each other, except the corner of the building, � Non-Load-Bearing Walls
and the gap between the walls shall not be less
than 50 cm.
• The height of the balustrades constructed on
the terraces with the masonry wall material shall
� Bond Beams
not exceed 60 cm. Precautions should be taken
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• Reinforced concrete beams will be at least 15
cm in wall width and at least 15 cm in height.
The quality of the concrete to be used shall be
at least C14 (BS14) (minimum dosage: 250 kg
/ m3). 6∅10 longitudinal reinforcement
together with ∅8 eternally with a maximum
interval of 25 cm.
to prevent the fall of such balustrades under
earthquake loads.
• The height of the garden walls constructed
with masonry wall material will be maximum
100 cm from the pavement level.
� Horizontal beams
• Wooden beams are made by placing two
external faced squares of 10 cm x 10 cm,
which are tarred to overlap with the inner and
outer wall surfaces. These cadres will be
studded together with vertical cadres of 5 cm x
10 cm at 50 cm and filled with stone crumbs.
• Wooden beams can be made from adobe
masonry walls. For wooden beams, two cadrons
of 10 cm × 10 cm cross section shall be placed
in the range where the outer faces coincide with
the inner and outer surfaces of the wall. These
cadres will be pegged with vertical cadres in a 5
cm × 10 cm cross section at 50 cm in the
� Bases
longitudinal direction and filled with stone
• Masonry building bases will be reinforced crumbs.
concrete walls under the supporting walls. The
depth of the underground foundation; ground � Bases
characteristics, groundwater level and local • Masonry building bases will be reinforced
depth of the frost. The upper level of the stone concrete walls under the supporting walls. The
or concrete walls to be built on the bases will depth of the underground foundation; ground
be at least 50 cm above the pavement level.
characteristics, groundwater level and local
• The concrete quality of under-wall bases
shall be at least C16.
• Horizontal spacing on both the top and
bottom of the longitudinal fixtures to be placed
on the under-wall bases shall not exceed 30
cm; overlapping at the corners, intersection
points and stepped base conditions to ensure
continuity.
depth of the frost. The upper level of the stone
or concrete walls to be built on the bases will be
at least 50 cm above the pavement level.
• The concrete quality of under-wall bases shall
be at least C16.
• Horizontal spacing on both the top and bottom
of the longitudinal fixtures to be placed on the
under-wall bases shall not exceed 30 cm;
overlapping at the corners, intersection points
and stepped base conditions to ensure
continuity.
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3 COMPARISON OF TURKISH PERU AND NEW ZEALAND STANDARDS
TURKISH STANDARD (TS
2514)
There are two groups for cubic
block:
Group 1 – 12 x 19 x 40cm
Group 2 – 12 x 18 x 30cm
The minimum compressive
strength should be 8kp/cm2
(0.8Mpa)
Earth should contain 30 – 40%
clay and 40% should pass
through the 0.063mm sieve. It
should not contain stones
bigger than 3cm.
Mixing water should be clean
The hydration process is
allowed for 12hours
One to two storeys in seismic
zone
Minimum wall thickness of
40cm for single storey
buildings and upper storey of
two storey buildings.
Wall thickness at the lower
storey of the two storey
buildings should be 50cm
Minimum depth of foundation
is 70cm
Minimum width of foundation
is 50cm for single storey, 60cm
for double storey.
PERU STANDARD
(NORM E.080)
The block of square adobe
should not exceed 0.4m and
the height should be between
0.08 and 0.12m.
The minimum compressive
strength should be 0.6Mpa
NEW ZEALAND
STANDARD (NZ 4298)
Regular shaped bricks around
300 x 300 x 130mm
The minimum compressive
strength should be 0.5Mpa
The earth should contain an
adequate quantity of clay
Earth should contain 5 -50%
clay
Mixing water should be clean
The hydration process is
allowed for 48hours
One to two storeys in seismic
zone
The minimum wall thickness
for one storey is 0.4m
Mixing water should be clean
The hydration process is
allowed for 24hours
It shall not exceed 6.5m in
height from the top of the
footing to the top of the
earthen wall.
The minimum wall thickness
should be 250mm thick.
Minimum depth of
foundation is 0.6m
Minimum width of
foundation is 0.6m
Maximum depth of foundation
is 600mm
Maximum width of
foundation is 450mm
4 CONCLUSION
Each country has their own standards regarding materials used and earthen construction
procedures. Developments both in earthen materials and technological equipment should be
considered carefully to improve earthen construction, which has some disadvantages regarding
water absorption and earthquake resistance.
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5 REFERENCES
[1] 1997 Deprem Yönetmeliği
[2] 2007 Deprem Yönetmeliği
CV:Ayse Pekrioglu Balkis
Graduated from Eastern Mediterranean University, 2005 as Civil Engineering (Geotechnique and
Construction Materials field)
Asst. Prof Dr. Since 2005, Head of Civil Engineering Department since 2014
Study fields: soil stabilizations with admixtures, utilization of wastes in construction
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Traditional Adobe Houses Project in Van-Kalecik
Şahabettin Öztürk
Van Yüzüncü Yıl University,
Faculty of Architecture and Design, Department of Architecture
Tuşba/VAN/TÜRKİYE
email: sahozturk13@gmail.com
ABSTRACT
The first examples of residential architecture in Van developed in the old city of Van, located in the
south of the historic Van Fortress, until the early 20th century. After 1920, new houses were added in
groups to the structures that were built as vineyard houses in today's Van city. These houses, which were
built as single-storey and two-storey structures, were built in an adjacent order with flat earth shelters
and adobe brick material.
Houses in the old city of Van were completely burned down in 1918 during the retreat of the Russians
and Armenians from the region. In the following years, the development process of the residential
architecture has continued in the various central neighborhoods of today’s Van city. Due to the vastness
of the land and this development, each house was independently constructed in a detached order within
a street, house, courtyard, orchard and garden relationship.
Since 1970, the rapidly changing and developing social life conditions in today’s Van city have resulted
in the abandonment and/or demolition of traditional houses as a result of the demand of people for
concrete houses. As a result of disrepair and neglect, first the traditional Van houses which are the
examples of civil architecture that created the unique urban texture of Van city, and then the streets and
neighborhoods were demolished and destroyed. Four traditional Van houses, Van shops and Van
neighborhood that make up the street structure were planned of different plan types in order to conserve
the traditional Van houses, which were destroyed and demolished, to offer them to the cultural tourism,
and to teach and introduce them to younger generations.
With the financial support of the Ministry of Development, it was completed in 2015-18 by the
Municipality of Tuşba, in the district of Kalecik, which is the most dominant region of Van province.
The project was awarded with the winner prize of Turkey by the Anatolian Local Administrations
Organization in 2015.
Keywords: Adobe, Earth Shelter, Detached Order, Mud, Traditional
1 INTRODUCTION
Domestic architecture of Van has been developed in the Old City of Van where located in the southern
part of Van Castle until the last quarter of the 19th century. The City was surrounded by walls from the
east, south and west and by the Van Castle from the north. (Figure-1; Figure-1) (Öztürk, 2001: 32-34).
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Figure 1. Layout Plan for Old City of Van (Ş. ÖZTÜRK)
Architectural formation lasted incessantly until mid-XIX century in the Old City of Van. Territory
outside of the walls expanded to Edremit in the south, to Akköprü in the north and to skirts of the Erek
Mountain. People of Van settled in vineyard-houses at the territory outside of the Old City of Van and
created the base of modern day’s Van city (Kömürcüoğlu, 1945: 27-29).
Most of the architectural buildings located in the Old City of Van and modern day’s Van city were
destroyed while Russians and Armenians were receding in 1918. Most of the traditional houses in the
modern day’s city of Van were renovated and some of these renovated houses were used until 1990.
Even the ruins of the Old City of Van survived to the present day. The majority of the 33 historical Van
houses in the modern day Van city were ruined until 1994 as a result of disrepair. Also five houses were
severely damaged during the Van-Erciş earthquake of 2011 and three houses survived partly to the
present day (Öztürk-Bekiroğlu, 2013: 223,224).
Apart from fast changes in social life circumstances, ferro-concrete buildings have rapidly expanded
since 1970 around current Van city, causing traditional Van houses to demolish.
Figure 2. General View, Old City of Van (Anonymous)
Traditional houses were either abandoned or demolished as a result of the popular demand for ferroconcrete houses. The failure to strategize a Conservation Plan in time and keep a close eye on
registration and observation accelerated this unfortunate process. The “Van House Model” which was
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rebuilt in 1998 on the north -eastern part of the Van Castle has been used for hosting many events during
the last two decades (Figure-2).
Figure 3. Van House Model, Front View (Ş. ÖZTÜRK)
Today, the Van House Model contributes to the culture and tourism of the province by attracting
domestic and international tourists. Sponsored by the Ministry of Development - Eastern Anatolia
Development Agency in 2015, “Traditional Van Houses Project” was completed in 2015-2018 in
Kalecik, which is located at a high ground on the northeastern part of Van’s Tuşba district.
2 LAYOUT VIEW
After the observation and land analysis by Musa Sarı, the District Governor of Tuşba, Emin Demirci,
the Secretary General of DAKA, supervisors from Tuşba Municipality and the project’s author, Kalecik
was determined to be the site for Traditional Van Houses Project. The Project’s entire area comprises
of a rocky and slope land of 9385 m2 .
The Ministry of Finance - National Properties Directorate allocated the project area to Tuşba
Municipality. The Western part of Kalecik, a scenic location overlooking the city, has taken the form
of a quite declivitious shoulder as it is used as a quarry. This rocky land’s eastern, northern and southern
parts have taken slopy forms inherently. (Figure-3).
Figure 4. Kalecik’s Traditional Van Houses Project Area, General View (Ş. ÖZTÜRK)
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The Project area, which is located in a fairly high ground of the city, has been flattened by earth movers,
and thus, the architectural project has been applied. It is possible to see modern day Van city, historical
Toprak Kale (castle), Erek Mountain and a spectacular area with the best sunset view in the east, Van
pier, historical Van Castle-Old City of Van, Edremit district, Artos Mountain, Lake Van with its entire
beauty, Akdamar Island, Çarpanak Island on the Lake, another spectacular area for the best sunset view,
Süphan Mountain and Van Yüzüncü Yıl University campus area in the south and Kalecik Campus and
the range of mountains in the north of the Project area, which was located panoramically at the top of
the city.
Figure 5. Kalecik’s Traditional Van Houses Layout plan (Ş. ÖZTÜRK)
Kalecik’s Traditional Van Houses Project consists of a parking lot for 55 small and 5 big vehicles,
Entrance Gate, eight traditional shops, four traditional two-story houses, a cafetaria, an amphiteatre with
a capacity for 1000 people, a square, an observation tower (spectacle), a fountain and complementary
buildings such as a water well etc. (Figure-2).
All constructional parts of the Project were completed in May 2018 in line with the construction Project,
except the observation tower (spectacle).
3 KALECIK’S TRADITIONAL VAN HOUSES
Four houses were built in the scope of the Project, reflecting the layout, frontier, flat roof and other civic
architectural features of the traditional Van houses in the Old City of Van and modern day Van city.
Four traditional houses under the Project have the following features: “two storied, having indoor hall,
two fronted, having more than two rooms, chalet layout type” and are used by economically and
culturally upper class local people. Houses are named after renowned pre-Republic period governors
who are remembered affectionately and respectfully by locals and for whom many poems and songs are
devoted.
3.1 Hüsrev Paşa House
The house is accessed from the south of the square with an entrance hall that has two-steps, three sided
stairs. Rectangular planned indoor hall in the ground floor is accessed through a double-wing wooden
door with knob located in the middle of the stairhead. (Figure-3).
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Figure 6. Hüsrev Paşa House Ground Floor Layout (Ş. ÖZTÜRK)
Each of the eastern and western sections of the ground floor hall has one rectangular layout room On
the north-east door of the hall, there is an entrance to the furnace place, which is built adjacent to the
house. There are two furnaces in the furnace place: one for daily use and one for weekly use. Furnace
place extends to the upper story and its fume is released by a circular chimney in the middle of the flat
soil roof. The ground story of the furnace has ten embrasures and each of the upper story’s north and
west walls has five embrasures.
Each of the north, east and west walls of the furnace place has five alcoves and ground is slate-covered.
The kitchen section of the house is accessed from a door in the north-east corner of the hall. There is an
oven, two alcoves and four embrasures in the kitchen.
Sink and toilet section of the hall located between the kitchen and the room is planned in the east-west
direction. A door in the north axis direction from hall’s access door provides way out to house’s yard.
Upper story is accessed through a wooden and one-armed stair on the eastern wall of the hall (Figure4,5).
Figure 7. Hüsrev Paşa House Upper Story Layout (Ş. ÖZTÜRK)
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Figure 8. Hüsrev Paşa House A-A Longitudinal section (Ş. ÖZTÜRK)
Upper story’s hall section is planned as rectangular in the north-south direction. The South of the hall
cantilevers extends out 1.20 m and makes a chalet section. The room is accessed by a door on southwest corner of the hall. A sink and a toilet are placed between two rooms, as shown in the ground floor
layout. A wooden extension ladder in the sink section provides access to the roof entrance and soil flat
roof.
3.2 Ali Paşa House
Ali Paşa House’s entrance stairhead is accessed through two steps which have chamfered corners.
Rectangular planned indoor hall is accessed by a double-wing wooden door with knob located in the
middle of the stairhead (Figure-6).
Each of the north and south sections of the ground floor has a rectangular planned room. Each room has
five embrasures and one alcove. The kitchen is accessed by a door in the south-east of the hall. There
are an oven, four alcoves and four embrasures in the kitchen. A sink and a toilet are placed between the
kitchen and the room.
Figure 9. Ali Paşa House Ground Floor Layout (Ş. ÖZTÜRK)
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Figure 10. Ali Paşa House Upper Story Layout (Ş. ÖZTÜRK)
A fairly big planned room is accessed by a door in the north-east section of the hall. There are four
alcoves and five embrasures in the room. A door in the west axis direction from the hall’s east access
door provides way out to house’s yard. Upper story is accessed by a wooden and one-armed stair on the
northern wall of the hall (Figure-6,7).
Figure 11. Ali Paşa House A-A Longitudinal section (Ş. ÖZTÜRK)
Upper story’s hall section is planned in the east-west direction. East of the hall cantilevers extends out
1.20 m and makes a chalet section. A door in the north-east of the hall provides access to the room. An
alcove, six embrasures and a shower (Çal) are placed in the room. A door in the north-east of the hall
provides access to the flat roof terrace. Wooden stairs provide access to the upper story’s soil flat roof.
Two rooms and sink-toilet areas in the south of the hall are planned complying with ground floor layout.
Indoor illumination is provided by four embrasures, i.e. two in the west and two in the north of the hall
(Figure-8).
3.3 Mehmet Emin Paşa House
Mehmet Emin Paşa House’s entrance hall is accessed by two-steps, three sided stairs from the east of
the square. Rectangular planned ground floor is accessed through a double-wing wooden door with
knob located in the middle of the stairhead (Figure-9).
A door in the north-west corner of the ground floor hall provides access to the room. There are seven
embrasures, two alcoves and a shower (Çal) in the room. There are five embrasures, an alcove and a
shower in the room which has an access through a door in the south of the hall. The sink and the toilette
are accessed from a door in the south-west of the hall. There are two embrasures and two alcoves in the
southern wall of the hall. A double-wing door in the west wall on the main entrance door’s axis provides
way to the back hall area.
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Figure 12. Mehmet Emin Paşa House Ground Floor Layout (Ş. ÖZTÜRK)
A door in the south-east of the hall provides access to the kitchen. There are an oven, four alcoves, four
embrasures, a furnice place and a shower (Çal) in the kitchen (Figure:1). Two embrasures are placed
in the southern wall of the hall and a window and an exit to the yard are placed in the northern wall of
the hall. One-armed wooden stairs on the northern wall of the hall provide access to the upper story’s
hall (Figure-9).
Upper story’s hall section is planned in the east-west direction. Eastern part of the hall is designed to be
0.50 m. recessed. The hall has four windows in the east, two embrasures in the western wall and two
opposing alcoves and wooden sofas.
Figure 13. Mehmet Emin Paşa House Upper Story Layout (Ş. ÖZTÜRK)
Flat roof terrace is accessed by a door in the middle of the western wall of the hall. A door in the Southeast of the hall provides entrance to the sink and the toilette. A room is accessed from another door in
the southern wall of the hall. Four embrasures, two alcoves and a shower (Çal) are placed
in the room.
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.
Figure 14. Mehmet Emin Paşa B-B Longitudinal section (Ş. ÖZTÜRK)
Six embrasures, three alcoves and a shower (Çal) are placed in the room, which has a door in the northwestern corner of the hall. (Figure-10,11).
3.4 Cevdet Paşa House
Cevdet Paşa House’s entrance hall is accessed from the east of the square, by two-steps with chamfered
corners. Rectangular planned ground floor is accessed through a double-wing wooden door with knob
located in the middle of the stairhead (Figure-14).
Figure 15. Cevdet Paşa House Ground Floor Layout (Ş. ÖZTÜRK)
Each of the north and south sections of the ground floor has a rectangular planned room. Each room has
four embrasures and one alcove. Rooms are accessed by doors in south-west of the hall. Four alcoves
and four embrasures are in the kitchen. A sink and a toilet are accessed by a door in the northwest corner
of the hall. Second hall in the western side is accessed by a double wing door in front of the western
wall of the hall. Kitchen section is accessed by the door at north-east of the hall. An oven, four alcoves
and four embrasures are located in the kitchen (Figure-12). Upper story is accessed through a wooden
and one-armed stair in the southern wall of the hall.
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Figure 16. Cevdet Paşa House Upper Story Layout (Ş. ÖZTÜRK)
Upper story’s hall section is planned in the east-west direction. East section of the hall cantilevers
extends out 1.20 m and makes a chalet. A door in the north-east of the hall provides access to the room.
Four embrasures and two alcoves are placed in the kitchen. Sink and toilet are accessed by a door in the
north east of the hall (Figure-13, 14).
Figure 17. Cevdet Paşa Paşa B-B Longitudinal section (Ş. ÖZTÜRK)
Flat roof terrace is accessed by a double-wing wooden door located in the middle of the western wall of
the hall. A wooden stairs on the terrace provide access to the flat soil roof on the upper story. Designs
of two rooms in the south of the sofa are planned identical to the one for the ground floor.
4 MATERIAL AND PRODUCTION TECHNIQUES
4.1 Mud-Brick
Walls over the plinth level are built of mud-brick in the four houses under the Kalecik Traditional Van
Houses Project. The soil used for mud-brick and clay compositions and for flat roof covering is brought
from Yumrutepe village, located at 25 km north of Van (Öztürk, 2013: 103-122).
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Figure 18. Traditional Van Houses Mud-brick Manufacturing View (Ş. ÖZTÜRK)
The clay pulp, made out of thatch, wood ash, rock salt and water, is used after being kept in this state
for one week and dried under the sun in special wooden moulds. The size of mud-bricks is
0.08x0.30x0.30 m for the whole mud-brick, 0.08x0.015x0.30 m. for half (kuzu=baby) mud-brick and
smaller pieces are called kret by the local artisans (Figure 4&5) (Öztürk, 2013: 221-232).
4.2 Wood
Pine, spruce and elm are used for manufacturing of doors, windows, closets, roof covers, stairs, timbers
and floor covers for houses.
Walnut tree is used for indoor area components such as crates, davenports, coffee tables, special doors
and more stable elm tree is used for lower joists of chalets. Circular wood joists which are used between
stories are 0.20-0.25 m. in diameter.
Double sided timbers of 0.10 m. width are used for tresholds of doors and windows, plinths and lower
joists between storeys (Figure-5-10).
Figure 19. Traditional Van Houses, Mud-brick wall Construction View (Ş. ÖZTÜRK)
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Figure 20. Traditional Van Houses Floor Pavement Construction View (Ş. ÖZTÜRK)
4.3 Metal
Metal materials are processed by local ironsmith artisans in workshops and used in window and door
production for houses.
Figure 21. Traditional Van Houses, Wood Timber and wall View (Ş. ÖZTÜRK)
Figure 22. Traditional Van Houses, Wood Joist and Rafter View (Ş. ÖZTÜRK)
Figure 23. Traditional Van Houses, Wood Floor Cover View (Ş. ÖZTÜRK)
Figure 24. Traditional Van Houses, Wood Roof Cover View (Ş. ÖZTÜRK)
4.4 Brick
Bricks are used as decorative materials especially in the front entrances of Van houses in the scope of
the Project. They are used as square blocks on upper and lower decorations of front windows and on
front corners in the ground floor entrances (Figure-11).
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Figure 25. Cevdet Paşa House Entrance North View (Ş. ÖZTÜRK)
4.5-Stone
Pitch-faced stones are used for plinth levels of four houses in Kalecik Traditional Van Houses Project.
Also, slates are used for pavement covering at ground floor halls, kitchens, furnace places, sinks and
toilets.
Figure 26. Furnace Place Ground Stone Cover View (Ş. ÖZTÜRK)
Figure 27. General View of Traditional Van Houses in Kalecik (Ş. ÖZTÜRK)
Figure 28. General View of Traditional Van Houses in Kalecik (Ş. ÖZTÜRK)
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Figure 29. General View of Traditional Van Houses in Kalecik (Ş. ÖZTÜRK)
5 CONCLUSION
Geographical conditions, customs, traditions, materials, lifestyle and living conditions are the main
factors for the creation of Van’s domestic architecture. Each house is built as a detached building, having
the following architectural features: two storied, having indoor hall, two fronted, having more than two
rooms, chalet layout type. Kalecik traditional houses are made of mud-bricks.
Today, Kalecik’s Traditional Van Houses Project is particularly appreciated by the local people. This
project helped to regenerate traditional Van houses to some extent as civic architecture. It is
supplemented by other buildings such as shops, cafetaria, square, amphitheatre etc. and makes great
contributions to the domestic and international culture and tourism.
This and similar projects will connect the past and the present to the future and contribute to the
original urban civic architectural pattern of Van that has been recently extinct.
6 REFERENCES
[1] Şahabettin Öztürk, “Old Van City Walls”, Architecture, Interior Architecture and Visual Arts
journal, p.102, Istanbul, 2001.
[2] Asım Kömürcüoğlu, “ Van City Plan Report”, Arkitekt Journal, III. İstanbul, 1945.
[3] Şahabettin Öztürk-M. Sedat Bekiroğlu, “Effects on strucures of 2011 Earthquake in Van”, 2013
Internatıonal Van Earthquake Symposıum 23-27 October 2013, Van, 2013.
[4] Şahabettin Öztürk, “ The Mud-brick on Architecture Usage in Van and Surrounding Through the
Historical Process”, Atatürk University, Fine Arts journal p.30, Erzurum, 2013.
[5] Şahabettin Öztürk, Mud Brick, Bat an Natural brick in the Production Techniques in Van, Mud-
brick’13 İnternational Conference New Generation Earthen Architecture: Learning from Heritage,
11-15 September, 2013, Istanbul, 2013.
CV: Şahabettin Öztürk
Van Yüzüncü Yıl University,
Faculty of Architecture and Design, Department of Architecture
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A Study on the Role of Sunken Courtyard in Sustainable
Architecture of Iranian Desert Cities (Case Study: Olumi House
in Yazd)
Saeed Nasiri1, Nariman Farhza2,
Seyyed Keyvan Goldansaz3
Fereshte Sadegheih4 , Roya Babaei 5
Yazd University, Yazd, Iran
saeed.n.341@gmail.com
keyvan.goldansaz@arch.iust.ac.ir
ABSTRACT
The energy crisis, environmental threats and the consumption of fossil fuels and its consequences on
human life are among the most important challenges that today’s people are facing. Iranian native
architecture and urbanization have played a significant role in coordinating the building with the
earth and sustainability and have responded to human needs particularly in the hot and dry climate.
Architecture today represents a blind imitation of western architecture and urbanization and a lack
of knowledge of the values of traditional Iranian architecture. Meanwhile, the traditional Iranian
architecture has sought to create an order based on natural gifts and harmony with the order of nature
in which to meet the mental and physical needs of humans. Hence, the sunken courtyard was one of
the factors that influenced the creation of human comfort in a hot and dry climate and provided
interactions and dynamics in the human environment. A little reflection on the sustainable
architecture and its principles will lead us to the native architecture of our country's ancestors. The
aim of native architecture is essentially the pursuit of sustainable architecture. The purpose of this
paper is to study the role of the sunken courtyard and the factors that affect the stability of this kind
of building. The research method of this article is a historical descriptive study. The results of this
study indicate that this indicator element is a small but exquisite example of a sustainable architecture
for the use of natural energies and has created comfort in the houses of this region.
Keywords: Sunken Courtyard, Sustainable Architecture, Traditional Architecture, Yazd
1 INTRODUCTION
The current development process of today's society is not close to any kind of sustainability. The
current trend of development in fact reduces sustainability, and this trend or phenomenon is true in
the development process of both developed and industrialized countries as well as in developing
countries [21]. For decades, the concept of sustainable architecture has been developed and many
solutions have been proposed to solve the contemporary crisis, but there are still some problems in
creating sustainable architecture. It seems that it can be completed by removing obstacles through
studying the values and characteristics of native architecture. Due to the effects of native architecture
and library documentation, some social and economic relations with the natural environment and
cultural symbols of sustainable architecture can be seen in the native architecture. Sustainable
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development is a development that will meet the needs of the current generation without
compromising the ability of future generations to meet their needs [16]. According to this definition,
native architecture itself is a sustainable architecture because this architecture is interwoven with the
nature that exploits it, without causing it to collapse [5]. In this study, sunken courtyards are
considered as one of the most valuable factors in the architecture of traditional Iranian buildings that
have been forgotten over time and should not be overlooked. The case study was conducted at the
Olumi House in Yazd, which has a 7-meter high sunken courtyard.
2 RESEARCH METHOLOGY
The research method is historical descriptive method with qualitative study. The research span is the
hot and dry architecture of Yazd and it expands to study the sunken courtyard of the Olumi House
of Yazd in Qajar era. Purposeful sampling method and tools for collecting information are obtained
from library studies, written sources, documents, maps and objective observations. The method of
data analysis is content analysis. In the research path to explain the role of the sunken courtyard in
the phenomenon of sustainable architecture, at the outset, the expression of sustainability, sustainable
architecture and the principles of sustainable architecture have been addressed.
3 CONCEPTS AND RESEARCH LITERATURE
3.1 Sustainability
Sustainability as a descriptive aspect of development is a situation in which the desirability and
facilities are not reduced over time and it comes from the word Sus (Sustenere, meaning ‘from the
bottom’ and Tenere, meaning ‘keeping’) meant to be kept alive, which implies long-term protection
or durability. The term sustainability was first introduced in 1968 by the World Committee on the
Promotion of the Environment (confronting the needs of the present age without compromising the
resources of the next generation to meet their needs). In this world, architects are also in line with
other practitioners to find new solutions for human well-being. Since the strengths and weaknesses
of a building will have a direct impact on the biomass of the world, it is clear that ecology knowledge
with the help of natural resources, ecosystems and attention to climatic characteristics plays a key
role in the development of the concept and the nature of sustainability and in the future, it will still
play the most important role in achieving this concept [10]. The term sustainability is defined as
stable, durable, that is, what stays constant. In the sustainability among survival and development,
stability (for the coherence) and ability to change (for growth) there is an inherent tension, and
sustainability belongs to phenomena that can balance and apply this two-way relationship [17].
3.2 Sustainable Architecture
Sustainable architecture is a human architecture aiming to reduce damage to the environment, energy
resources and nature [11] which acts as a branch of native architecture and can link its goals and
principles. The concept of sustainable architecture is not to create buildings that merely last a long
time since a building with several hundred years of age does not fit the needs of the present time.
Sustainable architecture is a method of design and reduces the use of non-renewable resources and
optimizes the use of renewable resources, and states that what we need to survive can be obtained
from the environment. Sustainable architecture is a large term that describes architectural design
techniques that are consistent with environmental considerations and are constructed with the idea
of respecting nature. This architecture is not a new trend since it has fundamentally existed in many
different ancient civilizations and traditional architecture, including traditional Iranian architecture.
Today, in the face of the negative consequences of the industrialized world, for example, the
increasing pollution of the air and environment, the reduction of natural resources and the energy
crisis, sustainable architecture has become one of the most important concerns of man in the present
day. The Iranian traditional architecture has a strong backing of various aspects of Iranian
sustainability, art and culture, and represents on its own a special contribution to art and culture.
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Exploring these features can serve the planning, design and popularization of the present living
environment. The residential needs of people in cities and especially in traditional cities today are
independently and without the recognition of its side effects, especially on the environment [18]. The
study of Iranian desert cities such as Yazd, Kerman and Kashan shows that the physical
characteristics of the historical and traditional parts of these cities are significantly compatible with
the new scientific findings. It also seems that the environmental coordination is a product of a long
process of repeated tests and errors that have taken place throughout history with the design and
construction of buildings and urban textures [12]. The lack of attention to the sustainable foundations
of traditional Iranian architecture and its various influential factors has left a worn-out and unstable
body of urban construction. Undoubtedly, technological advancement is a necessity that cannot be
neglected, but this factor should not endanger our values, especially in terms of environmental
sustainability. In this regard, forgotten solutions have to be identified in the design of a sustainable
residential environment, and they should be used in the design of sustainable buildings by updating
them according to existing technologies [12]. In general, sustainable design represents a kind of
architectural attitude that points out a few basic points first, qualitative, second, focusing on the future
and third, focusing on the environment [12].
3.3 Sunken Courtyard
As previously mentioned, one of the hot and dry architectural elements is the creation of a sunken
courtyard. In Old and Middle Persian, they are called purification and washing Padiav [19]. Through
courtyards and deep sunken courtyards, one floor of the buildings is located underground and, with
the support of the ground, it has subtantially lower temperatures in the summer than the environment
around it and is warmer in the winter. Therefore, energy fluctuations are minimized and wasting is
prevented [1]. As the Iranian introverted architecture has turned its rounded courtyards to Padiav and
sunken courtyards, it has helped to improve Iranian houses. Due to the deepness of the courtyards in
these homes, the sun does not shine to the bottom of the house, which is very effective in moderating
the air in the lower parts of the house and making it a cool place in this climate. In addition, for the
use of aqueducts, the floor of the house should be lower than the ground. The masters of traditional
architecture used the excavated soil to build other parts of the house, which in fact was a way of
saving time and money. Another reason for building a house in the sunken courtyard was for it to be
more resilient to earthquake.
3.4 Historical Background Sunken Courtyard
With regard to the sanctity and water reverence for the Sassanid Persians, according to the available
evidence and existing structures, the sunken courtyard dates back to the Sassanid period, which
continued to the Qajar period, in Iran's architecture. Examples of these sunken courtyards are
Anahita Temple, Firooz Abad's Castle, Pirnia House, Abbasian House, Aqa Bozorg Mosque of
Kashan, Grand Mosque of Bafgh and etc.[8]
3.5 How to Build a Sunken Courtyard
The sunken courtyard was in the middle of a courtyard, and a floor fell into the ground [9]. Due to
the small size of the courtyards and the use of humidity and chill of earth, in addition to the humidity
of the plants and the coolness of the water, the atmosphere here is much more climatic than a normal
courtyard [24].
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Figure 1. How to build a sunken courtyard
4 THE PHENOMENON
COURTYARDS
OF
SUSTAINABLE
ARCHITECTURE
IN
SUNKEN
4.1 Sunken Courtyard and Energy Conservation
In these buildings, the warmth of the day is stored for use in the cold winter nights and the night's
cold for use in hot summer days. Another aspect of sustainability is the use of energy by the earth
depth in these homes. In fact, the earth's crust, like a buffer, protects the building's immense thermal
insulation against atmospheric changes and atmospheric factors, the storm, and the wind cannot
penetrate into the earth [7]. The sunken courtyard has a significant impact on total energy
consumption and thermal energy in residential buildings in Yazd. It can be said that the sunken
courtyard provides a moderate temperature for the adjacent main spaces in different seasons of the
year.
4.2 Sunken Courtyard Materials
The sunken courtyard is created by digging the courtyard. The spaces around the sunken courtyard
are the same as the surrounding areas of the dwelling house, the main materials of which are clay
and brick. The groundcover of the sunken courtyard is also built of bricks [15].
4.3 Sunken Courtyard and Climate Considerations
Environmental protection is at the forefront of global priorities and different fields of science and
engineering are looking for solutions to balance technological designs with environmental
parameters. In this regard, one can refer to ancient patterns used in Iranian architecture, which create
a harmonious architecture in line with the climate and the environment, in which buildings act as a
part of a complex set of interactions between human and environmental needs. The traditional Iranian
architecture has sought to create an order based on natural gifts and harmony with the order of nature
in which to meet the mental and physical needs of humans and in this regard, Iran's architecture in
different climates and environments has provided effective solutions that have evolved over the
centuries. In this context and taking into account the principles and concepts above, the environment
is one of the most important elements influencing the design of urban spaces architecture, including
residential buildings, which should be considered from different aspects. These include the role of
the sunken courtyard and its impact on the architecture of residential areas of hot and dry climate [4].
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In the central courtyards of the sunken courtyard, all the elements of the house come together and
provide microclimates that can be used for living. They act as an intelligent element in the face of
cold, humidity and wind and as a natural oasis of light, wind, and plants in order to provide residents
with a comfortable environment [20].
4.4 Sunken Courtyard and Meeting the Needs of its Residents
Sustainability in architecture is not possible without regard to the physical, psychological, and
spiritual needs of humans. Providing human needs in the context of the environment created for its
growth and perfection, it is consistent with the requirements of sustainable architecture as its mental
and physical efficiency increases. The type of response to these needs will change over time [14].
The sunken courtyard is an example of the native architecture of hot and dry region that represents
the customs, morale and emotions, thoughts and beliefs, taste and art of the people. The sunken
courtyard seems to overcome the need for shadowing, humidity, proper temperature, adequate water,
spatial organization, social interactions and in fact, it is somewhat more suitable for hot and desert
areas than the normal courtyard.
4.5 Sunken Courtyard and Alignment with the Site
The sunken courtyard is accompanied by nature and its productivity [6]. The important cultural and
geographic features of Iran have caused a great deal of variations in its architecture. If we want to
follow the existing geographic divisions, to review the architecture of different regions, we will see
that even a limited geographic area offers a variety of architectures in its various locations. The
sunken courtyard is formed as a component of the whole house, coordinated with the internal
structure of the house. Materials, organizing the proportion of spaces, the climatic conditions,
meeting the needs etc. should be taken into consideration for the house, urban texture and the desert
region. In fact, the sunken courtyard is not only unobtrusive with the site, but also more coherent and
more appropriate than other desert houses [20].
4.6 Sunken Courtyard and Reduction of Losses
Contrary to contemporary architecture, traditional and native buildings live longer than people do.
Lifespan is a capital itself. Obviously, their low quality will impose a public expense on future
generations. These buildings save energy with their lifespan [3]. This type of production, meaning
the rotational sequence of consumption, corresponds to the economic pattern of traditional societies,
and reflects the deep connection between places and human constructs [22].
4.7 Sunken Courtyard and Integrity
In addition to geographical issues, cultural issues and beliefs of builders and residents of the house
have been effective in arranging spaces. On this basis, introversion has been improved and the space
has been separated by the use of interesting methods [13]. In addition, the role of adobe and earthen
materials is everywhere, both inside and outside the house. In fact, the use of earthen materials in
desert areas, especially Yazd, has had climatic, practical and technical reasons. Perhaps it can be
safely stated that the presence of sunken courtyard in native houses of Yazd city has been shaped in
relation to climate, materials, energy consumption, and to meet the needs of its inhabitants and its
site. Coordination of the sunken courtyard with the whole (house, historical context of Yazd city and
desert architecture) is indisputable [20].
4.8 Vegetation in the Sunken Courtyard
One of the elements in the sunken courtyard is the greenery garden. Today, physicians believe that
the presence of green space in homes, in addition to providing residential health, has a positive effect
on the health of the residents. The plant, in addition to the important role of setting the hot and dry
climate conditions, gives a shadow and aesthetic appeal to the home and has a symbolic meaning
[23].
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5 CASE STUDY
5.1 Yazd
The city is 18 ° longitude, 11 minutes to 11 degrees and 87 minutes, and latitude 86 ° 18 'to 88 ° 87'.
The climate of Yazd province depends on two fundamental factors. First, it is located on a dry world
belt, and secondly, it is far from the Oman Sea and the Persian Gulf, and the lakes and inland sea
winds.
The important factor is the relative weather moderation of Yazd, which has provided relatively good
bio-potential. The heights of mountains, which surround it, are used locally to improve the weather
and so, the areas with a height of more than 2500 meters are more moderate and have more relative
humidity. The average temperature in the province is 18.9 degrees Celsius. The absolute maximum
temperature is in July reaching 43° C and it is at minimum in January with 7.2° C.
Figure 2. The climate of Yazd city; A: Temperature; B: Wind speed; C; Wind direction; D: Air
pressure; E: Sunlight
The city of Yazd, with its hot and dry climate, has been able to perfect the architecture in harmony
with its land and adjust the architecture as if they were born together. Our ancestors were so busy in
the living space that they valued the day, the night, the seasons and the hours. At daytime, they would
escape from the summer heat by taking shelter in the underground and at night, they went to higher
heights to appreciate the beauty that God created.
This perception of the earth in order to reach a living space consistent with the climate lies within
the native architecture. Many architectural elements such as the central courtyard, Badgir (wind
catcher), sunken courtyard, etc. are shaped by the climate. In order to better understand this
phenomenon, we will study the Olumi house in Yazd.
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5.2 House Location
Yazd, southeastern side of Amir Chakhmaq Square, Shahid Kazem Ahdi Alley
Figure 3. Oulmi House Location
5.3 Architectural Description of the Olumi House
The Olumi house is linked to the Qajar era, and its location to the historical context of the city and
the city is nearby the historical complex of Amir Chakhmaq. When it was occupied, the Olumi house
had two courtyards, but now it is divided into two separate sections. Since this research is dedicated
to the courtyard and western front of the house, this section will be introduced:
The entrance to the house is located in the northwest corner of the house, through the Hashti entrance
to the house and yard is available.
Western Front: It consists of a five-door room in the middle and three-door rooms on the sides, which
are separated by corridors with a ventilated ceiling. The ceiling of the rooms is also in the form of a
song. Part of the underground is also home to this front. The ceiling of the rooms is in the form of
barrel vault. Part of the underground is located in this part of the house.
South Front: Includes a porch. On one side of the porch, there is an entrance to the basement and on
the other side; there is a kitchen and a toilet. The Olumi Basement is located in the southern and
western frontiers.
Eastern Front: The eastern side of the courtyard has not been built, except for the installation of
several arches on the front wall of the eastern side of the courtyard. The large house of Olumi, as
described above, is divided into two parts. In the past, these two courtyards were linked to the
northeastern corner.
Northern Front: Includes a “T” shaped room.
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5.4 Plans and Sections of the Building
Figure 4. Plans and section of Olumi House
As previously mentioned, the sunken courtyards have been adapted to the conditions of the land in
this region. The ancestors tried to find out about the secrets as well as the hidden waters within the
land and tried to solve the mysteries. With the discovery of the sunken courtyards, one of the secrets
of the Earth has been solved and managed to establish a solid bond between the land and its
sustainability. The Olumi House managed to use the courtyard and the sunken courtyard, which
respects the principles of sustainable architecture -conservation of energy, climate change, reducing
the use of new resources, meeting the needs of residents, coordinating with the site- and it improves
the bond between the house and the earth. A review of the assumptions and analyzes indicate that
the Olumi sunken courtyard was built for reaching groundwater as well as using its soil to build the
building.
In Table 1, these items are generally referred to:
Table 1. The connection between sustainable Architecture and Olumi House sunken courtyard
The principles of sustainable architecture
Energy conservation
Climatic compatibility
Reduce the use of new resources
Meeting the needs of residents
Coordination with the site
Integrity
Evaluation of the role of the sunken courtyard
of the Olumi House and the principles of
sustainable architecture
-Use of sunlight in the porch and the summer
and winter spaces
-Use of sheltering soil capabilities
-Shades of the walls
-Preservation of the building against the winds
-Resistance against the temperature differences
between the day and the night
-Creating a shadow against heat
-Suitable for sunlight
-Use of excavated soil
-Re-use of recycled materials
-Beauty and sense of belonging in space
-Raising the quality of life of residents
-Creating green space
-Tailored to the type of cultural and social
issues
-Paying regard to the body and type of
performance
-Coordination with the environment
-Creating a memorable surprise
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6 CONCLUSION
As noted in the early sections of the research, traditional Iranian architecture from the distant past
has played an important role in assuring sustainability of the buildings and meeting the needs of
humans in each climate, especially the hot and dry climate. Sustainable architecture is part of native
architecture, one of the most important issues of the contemporary era. It has been considered as one
of the most important measures in today’s architecture due to increased use of fossil fuels and
environmental pollution. The theory of sustainable development and, consequently, sustainable
architecture is one of the most controversial issues of contemporary architecture. In fact, sustainable
architecture is inclusive and does not lead to architectural style like previous styles. The main concern
is the environment and it takes advantage of all previous tendencies that focus on reducing the use
of materials and energy. Sustainable architecture can be said to be a type of architecture that
maximizes environmental talent for the benefit of consumers, and uses smart tools and solutions for
this purpose. One of these solutions for the native houses in Yazd is the presence of a sunken
courtyard. Due to the hot and dry climate of Yazd, this opening inside the cube, or in other words,
the courtyard, provides shadow from the wall, the trees as well as the pond of water and the fountain
to cool the air, which helps to moderate the air for the interior of the house. Additionally, the sunken
courtyard is a place for the use of natural energies. Its coordination with the cultural, social and
spiritual needs of the inhabitants of the house as well as its compatibility with the site and the native
architecture of Yazd create comfort and tranquility in the houses of this desert region. Therefore,
there is a good balance between human lifestyle and nature. It is an indicator of a small but exquisite
example of the sustainable architecture of this region, which is based on the harmony of the natural
quality and human respect for nature and it is amazingly consistent with the principles of
sustainability.
7 REFERENCES
[1] Ahmadi, Zahra, ‘Reflection on the role of the central courtyard in achieving sustainable
architecture’, Urban Publication and Native Architecture No. 8, p. 41-81, 2012.
[2] Azerbaijani, Mona and Seyyed Majid Mofidi, ‘Concept of Sustainable Architecture’, Third
International Conference on Fuel Consumption Optimization in Building, Tehran, Iran Fuel
Conservation Organization, 2003.
[3] Edward, Brian, ‘Guidelines for Sustainable Architecture’, Iraj Shahrooz Tehrani (Translator),
Mehrazan Publication, Tehran, Iran, 2010.
[4] Eghtesadi, Nahal and Samaneh Dehghan, ‘The role of the garden pit in the maintenance of
architecture of Iran’, Third National Conference on Health, Environment and Sustainable
Development, Bandar Abbas, Islamic Azad University, Bandar Abbas Branch, 2013.
[5] Falamaki, Mohammad Mansour, Native architecture in Iran, Space Science and Cultural
Institute, Tehran, 2009.
[6] Fortmir, Russell, Great Ideas for a Small Planet, Abbas Mokhber (Translator), Architect
Magazine, No. 4, 2008.
[7] Ghobadian, Vahid, Climatic survey of traditional Iranian buildings, Third edition, Tehran
University, Tehran, 2005.
[8] Gouyay, Arezoo, Memarian Gholam Hossein, Saffarars, Elias, Study on the meaning of the
sunken courtyard and its place in traditional Iranian architecture, Quarterly Journal, No. 1, 2013.
[9] Khanboloki, .H, sunken courtyards in the architecture of Central Plateau of Iran, Alborz, National
Conference on Contemporary Iranian Architecture and Urban Planning, 2011.
[10] Kiarisi, Nasrin and Hojatollah Rashidkoulevyr, The concept of sustainability in the definition
of sustainable architecture, The first regional conference of architecture, sustainable architecture
and urbanization, Izeh, Technical and vocational school, Sama Unit, Izeh, 2013.
[11] Mahmoudi, Mohammad Mehdi, Development of Sustainable Housing with Sustainable
Development. Tehran: Tehran University Press.
[12] MelatParat, Mohammad, Sustainable architecture in desert cities of Iran, Arman Shahr
Architecture and Urban Design, Volume 8, Issue 8, p. 121-128, 2009.
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[13] Memarian, Gholam Hossein, Introduction to Iranian Residential Architecture, Introspection,
Soroush Danesh, 2006.
[14] Monshi Zadeh, Arezoo, Sustainable Architecture (Review Sustainability), Master's Thesis, Yazd
University, 2010.
[15] Moradi, Asghar, Introduction of a number of traditional Iranian buildings and an analysis of
its spatial characteristics, 2002.
[16] Motein, Cliff and Shirley, Peter, Green Dimensions of Urban Design, Kaveh Mehrabani
(Translator), Urban Planning and Publication, Tehran, 2007.
[17] Pakzad, Jahanshah, Quality of space, Abadi quarterly, No. 37, 2002.
[18] Pakzad, Jahanshah, Basics of Traditional Iranian Cities, Articles on Architectural and Urban
Design Concepts, pp. 69-78, Tehran: Shahidi Publishing, 2007.
[19] Pirnia, Mohammad Karim, Acquaintance with Islamic architecture of Iran, Tehran, Iran
University of Science and Technology, 1993.
[20] Radaie, Mahjibin and Mahshid Radaie, Review of the Missing Role of the sunken courtyard in
Achieving Sustainable Architecture Case Study: Historical Context of Yazd City, The First National
Conference on Sustainable Development in Geography and Planning, Architecture and Urban
Science, Tehran, Institute of Higher Education Arvand Stamp, Center for Sustainable Development,
2014.
[21] Rao, Penitenti Krishna, Sustainable Development, Economics and Works, Ahmad Reza Yavari
(Translator), Tehran University Press, 2006.
[22] Rudofsky, B., Architecture without Architects, New York: Museum of Modern Art,
distributed by Doubleday: Garden City, NY, 1964.
[23] Sajadzadeh, Hassan, Spideh Hemmati, Behnaz Farahani Kia, Effect of sunken courtyards on
climate comfort of residents of Kashan region, Case study BaKuchi house, National Conference on
Civil and Architectural Studies, 2015.
[24] Shaterian, Reza, Climate and Architecture, Tehran, Simaye Danesh Publication, Fourth Edition,
2013.
CV: Saeed Nasiri (MA Architecture Student, Yazd University, Iran)
Nariman Farhza (Assistant Professor, Yazd University, Iran)
Seyyed Keyvan Goldansaz (MSc Conservation and Restoration of Historic Buildings, IUST, Iran)
Fereshte Sadegheih (MA Architecture, Yazd University, Iran)
Roya Babaei (MA Architecture Student, Khorasgan Azad University, Iran)
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Earth and Bamboo: Experience from Nepal
Nripal Adhikary1, Prachand Man Pradhan2
Adobe and Bamboo Research Institute, 314
Dhobidhara, Kathmandu, Nepal
1
nripal@abari.org
1
ABSTRACT
Nepal lies in a seismically active and subtropical climatic zone. Yet according to Nepal's Living
Standard Survey, 82% of the Nepali houses are made of earthen material [1]. In order to tackle the
challenge of earthquakes and high moisture, people in Nepal have used earth and bamboo/wood
combination to create reinforced structures and high pitched yet light weight roofing system to
tackle high rainfall. Using these techniques, people have built earthen structures as high as five
stories. For the last three years, the author has been revisiting these old techniques so that they can
be used in modern design practices. Author has designed and supervised more than a dozens
building using the combination of bamboo and earth. In this paper, author will describe the unique
bamboo and clay construction techniques, including earth and bamboo stitching techniques, postcompressed structures, and many other architectural elements.
Keywords: Bamboo, Adobe, Rammed earth, Reinforcement historic buildings, Nepal
1 INTRODUCTION
Diverse climatic, geographical and cultural variations of the Himalayas have contributed to the
development of rich architectural tradition like rammed earth, adobe, stones, wattle and daub, wood
and bamboo construction. The Himalayan and its neighbouring region is prone to earthquake,
landslides, floods, extreme weather and over the centuries, local artisans have developed
sophisticated architectural traditions, which have tried to mitigate and adapt to hostile weather and
geographic conditions [2] [3]. In many rural regions of the country, buildings made with natural
materials are still an indicator of vibrant living traditions. Unfortunately, wherever modern roads
are built, modern materials are slowly replacing the old vernacular architectural tradition. In urban
areas, vernacular architecture implies poverty and backwardness. It is exacerbated by the fact that
there has been professional and academic neglect of these centuries’ old traditions. There are very
few academic or commercial institutions in Nepal that are encouraging use of the local materials.
Modern sanitation, fenestrations, moisture barriers, large room spaces have not been integrated in
the vernacular system and moreover need for regular maintenance has encouraged people to
deviate away from these centuries old traditions.
Structurally sound earthquake resistant modern buildings are expensive for the ordinary Nepali;
therefore, many people build by compromising on aesthetic and structural integrity. Furthermore,
the country does not have an industry of its own, which means the construction materials have to be
imported from India, leading to increased environmental and construction cost. A reinvestigation of
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traditional materials can provide solution to the growing housing demand of the country by not
compromising structural, ecological, cultural and economical level.
2 STATEMENT OF THE PROBLEM
Bamboo and earth are abundant in Southern Nepal. They have been used as construction materials
for centuries. Locals believe that they are warm in winter and cool in summer. Influx of concrete in
the last 30 years, especially after a construction of highway that joined the region with the rest of
the country has changed the equation. Although concrete is thermally uncomfortable, some of the
perceived advantages it has over earth and bamboo buildings such as no need for regular
maintenance, ability to construct large span structures, minimum intrusion of rodents and snakes
into the house and relief from wet walls due to capillary action make people believe that concrete is
a superior material.
3 OBJECTIVE
This paper shows the author's experience in applying vernacular earthen techniques into modern
context. Author and his team got an opportunity to construct 10 bamboo and earth houses in a
village of Janakpur in the southern regions of Nepal (Fig. 1). The paper presents traditional ways of
using bamboo and author's experiment with bamboo and earth (mainly rammed earth, adobe and
compressed earth blocks) in order to demonstrate that the traditional material can achieve what the
modern materials do.
Figure 1. Map of Nepal showing the houses construction area by red marker
4 TRADITIONAL USES OF EARTH AND BAMBOO STRUCTURES IN SOUTHERN
NEPAL
Bamboo construction is primarily done by an ethnic group called Doms. Doms are 'untouchable'
Dalit groups who have been working with bamboo for centuries. A Dom family holds an exclusive
right to work in a certain community. They can even sell their rights to another Dom family if they
decide to leave the area. It is a traditional way for protecting intellectual property. The most
popular of their products is granary (locally know as bhakari), which is built out of bamboo and
plastered with mud.
4.1 Wattle and Daub Technique
The same construction materials are also used in construction of walls. Split bamboos are first
woven into a wall and then connected to bamboo or wooden posts. Many layers of earth are
applied on to the wall with a circular movement in order to give a smooth finish (Fig. 2a). Ideal
earth plaster consists of clayey soil (2/3 clay, 1/3 sand), cow dung and wheat husk, which are left at
least overnight to soak (Fig. 2b).
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Using this wattle and daub technique, one can see construction of maximum of two stories (Fig. 3).
The columns, joists and beams are generally wood; wattle and daub walls are stitched to wooden
poles and can be replaced whenever needed. Houses can be 30-40 years old but the walls are
usually replaced every 6-7 years.
It is a ritual in villages to plaster a house with various vegetable dyes after every monsoon (Fig. 3)
in preparation to a festival called Chath (held in October) in order to mark the arrival of harvest.
Every year for Chath, houses are plastered and maintenance, including replacement of damaged
bamboo, is made. On the plaster surface, women create a relief sculpture by using the same
materials (clay, cow dung and wheat husk). In the eastern region, designs are hand-sculpted onto a
top layer made with a cow milk additive to produce a white ‘canvas’ [4]. The colors are obtained
from natural or artificial dyes.
The houses are plastered with beautiful motifs, mainly for 'art for art’s sake' rather than religious
reasons. They can be in the form of art of flowers, elephants, old religious characters or modern
motifs like airplanes and tractors.
(a)
(b)
Figure 2. (a)Wattle and Daub Technique [5] and (b) plaster material (source: author)
Figure 3. The same house in different years (source: author)
4.2 Some of the Challenges of Bamboo and Earth Houses
In Janakpur, there are many reasons people associate bamboo and earth with poverty. Firstly, most
people in the cities, considered to be the yardstick of development, live in concrete houses. This
association of 'development' with concrete is a major hurdle for anyone who wants to witness the
growing application of these materials to modern uses. There are also some technical limitations,
which have contributed to the negative perception of earth and bamboo. Some of them are:
- There are many cavities between the joints between earth and bamboo, which allows entry of
rodents and snakes into the house.
- Bamboo is placed directly onto the floors, causing it to decay faster.
- Due to heavy weight of the clay tiles of the roof, walls tend to creep after a certain time.
- Traditionally, due to limited technological means, people were not able to construct structures
more than 3 meters in span.
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Probably for the above reasons, village elites try to build houses out of cement. This creates an
impression that these houses are primitive and unfit in the modern environment. But the people
who live in cement houses invariably agree that the bamboo and adobe houses create a very
pleasant thermal environment. It is interesting to note in villages that people still prefer earthen
floors for thermal comfort even if the walls are made of cement.
5 OUR INTERVENTION
In order to change the perception of people in Janakpur about traditional materials, an international
NGO, i.e. CARE Nepal, hired the author and his team to build modern earth and bamboo houses
by mobilizing local resources. The objective of the project was to construct modern structures by
using traditional materials which are locally available, have low embodied energy, have cultural
precedence and are thermally comfortable. In this regards, as a demonstration we designed and
built large spanned modern structures, using earth and bamboo as primary building materials.
There was a very comprehensive engagement of the locals in the design and construction process.
The structures were built as a community hall, a cantina, public toilets and three office spaces for
local NGOs. Most of the resources, including material and labor, were obtained locally. Only
cement and rods, which constituted less than 10 percent of construction materials were outsourced.
Four kinds of earthen technologies were demonstrated: rammed earth, adobe, cob and compressed
earth blocks. The fifth structure was a cantina, and it was built predominantly out of bamboo and
some adobe.
5.1 Construction methodology
The foundation was the major component that could substantially resolve issues such as moisture
intake through capillary action, entry of rodents and snakes, earthquakes and water splash off.
Rubble trench foundation, made of small bed rocks, was laid without mortar. The gaps in-between
the stones were supposed to act as shock absorber during earthquakes. There was a very high plinth
level in order to avoid any splash off from rain. The rugged surface, made of stone, and the height
of the plinth would prevent snakes from finding a way into houses. There were two layers of burnt
bricks before the actual adobe started, which would also act as deterrent against rodents, snakes
and rain splash off.
5.2 Walls
In order to strengthen lateral resistance of earth walls, they were reinforced horizontally and
vertically with bamboo. Bamboo posts were embedded into the burnt bricks at 2-meter intervals,
followed by layers of adobe, rammed earth and compressed earth blocks (Fig. 4). After every two
meters horizontal bamboo tie-beams were placed. In the rammed earth, it was not a problem, as
earth could be easily rammed around bamboo. Placing bamboo horizontally in adobe and
compressed earth blocks posed a real challenge as the round bamboo surfaces conflicted with the
flat bricks, because of its geometry. Finally, the technique of cob, which is earth reinforced with
wheat husk, was used to fill up the uneven cavities created by bamboo (Fig. 5).
5.3 Trusses
The wall portions were made of earthen material in order to create thermal mass. Bamboo was
embedded into earth in order to provide structural strength. For the roofing, all the trusses were
made of bamboo. They were fabricated on the ground and hauled up when they were complete.
They were placed on vertical bamboo posts and tied with cement and rebar (Fig. 6). All our
connections were done with rebar and cement. Spans up to 8 meters were achieved, using this
method (Fig. 7). Some of the difficulty of fabrication in the ground was replacement of bamboo (if
needed). Moreover, cracks are more likely to occur if one is not careful as there are possbilities of
twisting and turning when one is hauling up to the site.
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Figure 4. Bamboo reinforcement on wall (source: author)
Figure 5. Cob covering bamboo (source: author)
Figure 6. Rammed earth wall (source: author)
Figure 7. Bamboo truss being put on bamboo post (source: author)
5.4 Roofing
MCR, Micro Concrete Tiles were used for roofing (Fig. 8). They are a cost effective and ecological
alternative to galvanized metal sheets and burnt tiles. MCR is mix of cement, sand and micro
aggregate (Ø> 10 mm), which are vibrated for 45 seconds and cured in water for 2 weeks. We
insulated MCR with flattened bamboo, which are obtained by beating bamboo on its axis. Since
the colors could be added on to the tiles, many villagers found them very attractive.
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Figure 8. Micro Concrete Tiles (source: author)
5.5 Public Perception and Participation
In our intervention, we tried our best to be culturally sensitive. The communities were involved in
the design and construction processes. The reaction to the construction process was mixed; initially
public were adamantly against the use of earth and bamboo as they represented backwardness.
After realizing that the traditional materials could be improved, and when they started to look
modern, perception gradually changed. It remains to be seen whether the locals will follow this
kind of construction. Interestingly, however, some of the concepts of truss were already being
emulated though they were using ropes and not metals for connection.
6 Project with Kathmandu University
After the 2015 earthquake, with a financial support from Common Funds for Commodity (CFC)
and with technical support from ABARI and INBAR, a community lab was built in Kathmandu
University as a collaborative project with the Department of Civil and Geomatics Engineering to
demonstrate a prototype building that could be replicated all over Nepal (Fig. 9). The foundation of
the structure is stone masonry with cement mortar of 100 cm, which supports 25 cm of reinforced
concrete. Above the footing is unstabilized reinforced rammed earth structure of 40 cm wall
thickness. The rammed earth has a full gradation of sand and stone aggregates from 1mm to 25 mm
thickness. Rammed earth is vertically reinforced with 12mm MS steel and horizontally with
polypropolyne mesh. The top of the wall is reinforced with 25cm thick M20 concrete. The roof of
the demonstration structure is built with DOT treated bamboo, with metal bracket joints. A 10 mm
thick bamboo insulation lies beneath the roof, which is made of terracotta joints.
With the success of this structure, 20 more classrooms were built all across Kavre Region of Nepal.
The walls were, however, modified with compressed earth blocks to save on the logistics.
Figure 9. Rammed earth building in Kathmandu University (source: author)
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7 CONCLUSION
This project was our humble effort to appropriate natural materials into modern concept by
respecting local cultural so that negative association related to the materials could be challenged.
Technically, we were quite successful in achieving what we had set out for i.e. 1) achieve large
span 2) mitigate moisture, snakes, rodents problem and 3) minimize need for constant
maintenance. In terms of cultural acceptability, locals were very appreciative and inquisitive about
the process but whether people would adopt the new techniques remains to be seen. Before the
process becomes widespread, there are many things that have to be sorted out. For example, there
needs to be a reliable supply of treated bamboo. A sufficient number of trained and skilled workers
who can use these traditional materials in new context are needed. Awareness on the potential of
these materials among architects, engineers and government agencies should be increased. Still
much work needs to be done in order to convince people that these materials can solve lots of
modern housing problems sustainably, economically and beautifully by maintaining cultural
tradition.
8 REFERENCES
[1] Nepal Living Standard Survey (NLSS). (2004). National Report: His Majesty’s Government of
Nepal. Kathmandu: National Planning Commission.
[2] Rautela, P. (2005). Indigenous technical knowledge inputs for effective disaster managagement
in the fragile Himalayan ecosystem. Disaster Prevention and Management, Vol. 14 No. 2, 2005 pp.
233-241. Emerald Group Publishing Limited.
[3] Jaquin, P. A., Augarde, C. E. and Gerrard, C. M. (2004). Analysis of historic rammed earth, in
Structural Analysis of Historic Constructions, Editors Lourenço, P.B., Modena. C. and Roca, P.
2004: Balkema: Padova, Italy.
[4] Chaudhari, S., Chaudhari, K., Tamrakar, R., and Britton, S. (2010). Nepali women help revive
a disappearing architectural art form. http://www.abari.org/mokha accessed on June 27, 2010.
[5] Meyer. K.W, Deuel P. (1997). The Tharu of the Tarai. http://www.asianart.com/tharu/ accessed
on March 27, 2010.
CV: 1 Nripal Adhikary1, Prachand Man Pradhan2
Adobe and Bamboo Research Institute, 314
Dhobidhara, Kathmandu, Nepal, nripal@abari.org
CV: 2Dr.Prachand Man Pradhan
Proposed Position: Team Leader, Education: Kathmandu University (KU), Dhulikhel, Nepal.
Ph.D. Civil Engineering, (September 2009- Oct.2014), Academic: October 2013 till date,
Kathmandu University, Acting Head of Department, Department of Civil and Geomatics
Engineering
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Analysis of the Concept of Construction Biology
in the Context of Electrification in Modern Architecture
Merve Anaç1, Mustafa İncesakal 2
Hasan Kalyoncu University
Şahinbey/Gaziantep
merve.anac@hku.edu.tr
mustafa.incesakal@hku.edu.tr
ABSTRACT
With rapid population growth, the need for housing has become unattainable and rapid building
production techniques have been needed. Traditional building production technology has left its
place to industrial production. With the development of technology, new building production
techniques and new building materials have emerged.
Current building materials have accompanied their positive aspects and their negative aspects. In
addition to their easy and fast production facilities, they are harmful to the structure and people
because they also hold or produce static electricity. We have proven through scientific studies that
the devices we use with static electricity in the buildings have been damaged. This static electricity
has not only been found in devices but also in human body. Structural and human health problems
have been studied through the concept of building biology. The damage of electrification has been
determined by defining the concept of building biology.
As a result, when the electrical loads generated by the structures can be removed by the grounding
method, the electrical loads in the structures can be grounded by using the mud brick materials
which are made of earth. In this context, adobe material is examined to determine the damage of
static electricity. The mudbrick constructions used from the past to the present day are examined in
many contexts. In this study, the adobe material, studied in many fields, was examined in the
context of electrification. With the development of technology and the improvements in building
materials, adobe material has become a favorable building material in terms of ecology compared
with traditional materials.
Key
Adobe,
Structure
biology
KeyWords:
Words:Electrification,
Electrification,
Adobe,
Structure
biology
1 INTRODUCTION
With the development of technology, there have been developments in material and building
techniques that were used. Today, materials used in building production are generally metal, plastic
and imitation materials. These developments have also come with their negative aspects, along
with their positive aspects. Starting of radif production in building, production of quality
production, forming easy to control structures can be listed as some positive aspects. Negative
aspects can be listed as damages to people and buildings in the context of materials and techniques’
structure biology used in the buildings. When the damage of these materials is examined in the
context of electrification, the damage to the devices used in the structure is scientifically proven.
This static electricity’s damages not only to devices but also to human health have been detected.
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Structural and human health problems have been studied through the concept of building biology.
The damage of electrification has been determined and the concept of building biology has been
defined. Static electricity is an unusable energy source that cannot be stored. The surplus of this
energy damages the building and is harmful for people. Therefore, it should be kept away from
constructions and human body.
There are two types of static electricity on the buildings. "Volumetric static electricity and surface
static electricity. Volumetric static electricity occurs within the body of the material. If the surface
is static electricity, it occurs on the outer surface of the material. Static electricity problems in the
industry develop because of the surface static electricity. Static electricity occurs for three reasons.
The first reason is the friction between the objects, the second reason is the separation of the
objects, and the third reason is induction in the strong electric fields. Harmful effects of static
electricity to human health are as follows: The accumulation of static electricity in the human body
at an excessive level affects the nervous system by disturbing the normal electrical balance in the
human body. Static electric wears out the muscles under the skin by causing the skin to wrinkle
earlier. The risk of heart attack is also increasing in people who are exposed to excessive static
electricity. Two methods are used to remove the static electricity. These are removing by water and
grounding method. This study will focus on the grounding method.
2 PROBLEM STATEMENT AND HYPOTHESIS
The damages of static electricity in buildings were detected. It is aimed to remove this electricity
from the structure by using the grounding method.
2.1 Purpose of the Research
With the development of technology and new research, there have been many innovations and
changes in the area, from places we eat to the foods we eat. As in every area, these changes have
positive and negative in the construction area as well. It is not possible and feasible to escape from
development. Instead, one should learn how to live with technology. It is necessary to tolerate the
negativities brought by the innovations.
The aim of this study is to solve the problem of electrification, which is formed directly or
indirectly in structures, by integrating the grounding method. This method has been used for many
years with integration to the modern architecture. The study also aims to examine the effects of soil
and soil derived building materials on human health by describing the damage caused by electricity
to the structure and man through the concept of building biology.
2.2 The Importance of Research
The adobe structures have been examined in many contexts. As a result of these studies, it has been
proved that the adobe material is an ecological material. Studies try to raise awareness in
construction production by examining the adobe structures in the context of electrification.
2.3 Method
In this study, first the problem is identified and purpose and scope of study are explained.
Literature review, determinations based on observations and depiction methods are used.
3 BUILDING BIOLOGY
The building can be defined as a facility built to meet specific needs through various materials and
construction methods. According to this definition, the building covers all the facilities on the
ground and underground. In other words, the building is a built-in building designed and produced
to meet the requirements of its residents. The main purpose of the resident is to maintain his/her life
in a healthy way whereas the main purpose of the building is to protect the person from the
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negativity in the external environment, thus, provide a safe and convenient environment, i.e. a
healthy life (Korur, 2011).
The developments in the structure are linked to the needs of its residents. A resident has also
biological and psychological needs. These needs have been examined in the concept of building
biology.
The main purpose of the construction biology is to reach a healthy structure that prevents health
problems, which may arise from the construction. A "Healthy structure" is a structure that is
designed, produced, used and supervised to avoid any negative effect on resident’s health by using
the highest level of construction biology science. The main function of a healthy building is to offer
the environment that meets the basic necessity of maintaining a healthy life. The healthy structure
also allows the resident to have comfortable and efficient living and working conditions (Sarp,
2007).
A healthy person hinges upon to a healthy structure, a healthy structure hinges upon a healthy
environment, and a healthy environment leads to healthy people. Structures are affected by the
negative effects in external and internal environments. These effects may result in psychological
and biological health problems for people. As to the concept of building biology, it examines the
health relationship between residents and building.
Figure 1. Health interaction between structure and human (Sarp, 2007)
People are exposed to natural or artificial electricity in their surroundings during their lifetime. Due
to this electricity, an electric field is created within the structure. If this electricity generated in the
buildings is not stable and is moving, it is referred to as a magnetic field. Magnetic field and
electric field have different effects on human health.
While the magnetic field harms internal organs by affecting them, electrical field is harmful to the
neural system. As a result of a surge of static electricity, psychological and neurological diseases
occur. Likewise, the risk of heart attack increases in people, who are excessively exposed to this
energy. It is evident that static electricity causes skin problems as well.
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Figure 2. Building biology (url-1, 2018)
3.1 Importance of Soil for People’s Health
Soil consists of various stages of decomposition of rocks and organic matters. Physical, chemical
and biological events play a major role in this composition. Not only does it contain millions of
living organisms that provide the continuity of the ecosystem, but also is the main source of
resources that many living things depend on. The life of all living things depends directly or
indirectly on the earth. Besides, the soil is a dynamic structure included in cultural practices
(Güngör, 2016).
We encounter earthen materials in every aspect of our life. The soil we encounter from the birth to
the death was examined with different rituals. The soil is used in many platforms from the
treatment of diseases to the building materials.
When we look at the widespread traditions of the earth, we can see that humans have praised it as a
force that attaches certain holiness to the earth and treats it with respect and as power which is
living, sustaining, nurturing, cleansing and healing. For example, there are some beliefs coming
from the mythical times in using soil for healing wounds, believing that the soil absorbs negative
energy in human body, pouring countryside soil to the tombs of people who died abroad, utilizing
mud for healing plants and trees. The survival of these practices is a result of the belief in the
power and sanctity of the earth in every period of history. The soil is called "Mother Earth" and is
one of the most important natural sources, symbolizing fertility, abundance and sanctity.
Soil is a dynamic ecosystem providing fresh air, water, minerals and various nutrients, sheltering
them. It has a self-renewal ability, it is a formation of all the things it shelters, both living and nonliving, creating an interaction among them. Simply, the land is actually hosting millions of living
organisms (url-2, 2018).
Even if the soil on the earth looks very wide, it is made up of a relatively thin layer, and when its
square measure is taken into consideration, it is very limited. In this respect, the land is a treasure
full of life that we need to pay attention to. It is a purification system in terms of its proximity to
earth's organisms and earth's core.
From the Neolithic Period, human beings have built their dwellings from easily available abd cheap
materials in their locations (Güngör, 2016).
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Walking barefoot on soil is recommended for nervous and psychological diseases as electricity is
absorbed by the soil. Copper wire is used to prevent fault currents on the buildings. This wire
leakage current is used in the grounding, but not in the grounding of the static electricity. A
different system should be used to remove static electricity from the buildings.
4 STATIC ELECTRICITY IN BUILDINGS
Static electricity (or stagnant electricity) refers to the steady state of electricity and is the electrical
imbalance in the surface of the material that interacts with the surrounding materials. This
imbalance occurs when an atom or molecule loses or gains electrons. Normally, the number of
protons and electrons in an atom is equal to each other, but electrons can easily pass from one atom
to another (Toktaş, 2018).
Static electricity occurs automatically because of two materials’ coming into contact with two
conductive or insulating materials and then separate or friction them, which are different or
identical to each other in nature. Electron transfer occurs across the contact surface between the
materials in contact with each other. The electrical characteristic of this boundary layer is different
from the characteristics of the materials in contact with each other. If these two substances are
separated from each other, the boundary layer is lifted from the center, resulting in the electron
excess (negative charge) in one of them, and the electron deficiency (positive charge) in the other.
As a result, these two separate loads attract each other and they want to discharge by sparking
through a layer of insulating material, such as air, to compensate for load differences. This arc
formation can be very dangerous in some environments (Toktaş, 2018).
Electro Static Discharge undoubtedly shows up in every field where static electricity exists.
Electrostatics analyzes a wide range of physical phenomena from the function of our heart to
lightning and the interactions of charges within the atom. Lightning is the best example of static
electricity. As known, when the + and - loaded clouds approach each other, the greatest static
electricity discharge of nature comes into play. In studies conducted in Japan, the average lightning
energy that can be measured is around 15-20 mega-volts (MV). The tingling of our feet is because
of the static load as we walk on the carpet with barefoot. Furthermore, frequent contact with the
materials in our workplace causes pulling out the load on the materials.
Static electricity holds the human body in a certain balance. The static electricity in the human
body is high and the current is low. Depending on the severity of the current in the body, human
health can be endangered. For example, a heart attack due to high flow through the heart indicates
that this factor should be considered carefully.
There are methods that can be considered to be effective for ensuring the electrical balance in the
human body. These are possible with water and soil. We can drain excess static electricity by
touching a bare limb of us (hand or foot) to the ground (url-3, 2018).
4.1 Distress of Static Electricity
* As a result of the accumulation of static electric charges on human skin, it is asserted that in the
residents - especially in women - skin diseases such as acne (acne) and seborrheic dermatitis occur.
* Static electricity damages communications in buildings, power lines and electrical systems.
* Static electricity is the problem of many industrial companies working with insulating materials
such as plastic sheets, paper carbon and textiles. Due to electrostatic repulsion or pulling, the
material either sticks to the machine or each other. This leads to serious quality problems.
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* Static electricity accumulation at extreme levels in the human body affects the nervous system by
disrupting the normal electrical balance in the human body. It plays a leading role in the formation
of stress and can cause psychological problems.
* Contacting with flammable or explosive liquids and gases may cause a disaster.
* Electrical shocks occur in case of contact with a material.
4.2 Static Electricity and Grounding
Man is a 'bioelectric' entity. The distribution of nutrients, heart beats, and the most basic bodily
functions that enable communication between the brain and the body work thanks to the electrical
flow through the heart, immune system, brain, muscle, and central nervous system.
The human body is 'conductive' and the free radicals that cause disease in our body are positively
charged. But, the earth is negatively charged. By combining the two, we will balance our internal
electrical systems. When this balance is disturbed, the static equilibrium is distorted and needs to
be grounded. It is recommended that people who are exposed to electricity should step on the soil.
The inductive parts, zero conductors and their connected parts in power plants are referred to as
"grounding”.. The grounding operation is necessary for the safety of the machines as well as the
safety of life.
Grounding is generally carried out for three purposes: protection, operation and grounding itself.
With this way, the operation facility and people are protected against hazardous voltage levels and
plant operation.
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5 FROM SOIL TO ADOBE
Granular soil material, smaller than 0.002 mm, is called clay. Two types of materials are produced
from the soil.
The building material obtained by molding after forming and shaping the sludge with sandy mold
formed by kneading with water is called mud brick.
Many advantages of mud brick structures used from the past to the present have been proven by
scientific studies. Apart from them, mud brick structures also offer all the benefits provided by soil
materials. When it comes to human health, it is proved that adobe structures are ecological and
healthy materials.
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6 RESULTS AND SUGGESTIONS
In this study, in conclusion, the benefits of adobe, which consists of soil, have been explained by
analyzing the soil material. It is known that in the context of electrification the soil removes static
electricity from the body. It is thought that the adobe produced from the soil behaves like earth and
is healthier than the other building materials. When adobe structures are subject to static electricity,
they can act like soil and move static electricity away from the human body.
Because of these reasons stated above,
*Using as plaster or flooring material in interior spaces,
*Use as precast material on facades
*Production of adobe admission system on the facades: these facilities allow us to build more
healthy structures in the context of electricity.
When these systems are designed, care should be taken to ensure that the adobe material is
connected to the earth.
7 REFERENCES
Güngör, Ş. (2016). Toprak Kullanımı İle İlgili Uygulamalar ve gelenekler: Nevşehir/Hacıbektaş
örneği. Researcher:social science studies, 3(4).
Korur, E. H. Ö., Serra Zerrin Korkmaz. (2011). Yapı Biyolojisi ve Elektroiklimsel Kirlilik. eJournal of New Word Sciences Akademy, 6(4).
Sarp, A. (2007). Sağlıklı Yapının Sürdürülebilirlik Sürecine Yönelik Bir Model Önerisi. (Doktora),
Yldız Teknik Üniversitesi.
Toktaş, F. Ü. (2018). Statik Elektrik. Scribd.
url-1. (2018). Yapı Biyolojisi.
Retrieved from (http://yapibiyolojisi.org/yap-biyolojisi-tanimiilkeleri)
url-2. (2018). Retrieved from http://www.bilgiustam.com/topragin-canlilar-icin-onemi-faydalari
url-3. (2018). Retrieved from http://www.gercekbilim.com/statik-elektrigin-insanlar-uzerindekietkileri.
Cv: 1Merve Anaç received B.A. degree in School of Architecture from Selcuk University, Konya,
Turkey in
2016. She is currently working as a research assistant at Hasan Kalyoncu University. Her research
interest is on technological innovations and detail of kinetic architecture.
Cv: 2Mustafa İncesakal studied Architecture at the Selcuk University and has Phd degree in in the
field of middle Anatolia vineyards. He is Assistant Professor of Architecture at Hasan Kalyoncu
University. She has academic studies on structure knowledge, technologies in design, material of
building, ecology and project management.
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An Overview of the Design of Low-cost and Adobe Housing for
Afghan Refugees, Ardakan, Iran
Mansoure Dormohamadi1, Nariman Farahza2
Art and Architecture University of Yazd, Iran
dormohamadi_m@yahoo.com
1
ABSTRACT
Afghan refugees’ housing in some of Iranian cities due to dense population and financial
disabilities is suffering some problems such as lack of appropriate high quality living space. To
solve this problem and minimize costs, vernacular architecture can be a useful assistance. One of
these inhabiting areas is located in Ardakan, a city in Yazd province. During a social and
architectural research, it was comprehended that to construct an inexpensive house, earthen
architecture can be utilized. By considering the refugees’ needs, functions were distinguished.
Furthermore, we probed soils of region and methods to apply adobe. Finally, some patterns were
designed based on inhabitants’ requirements and vision of housing development.
Key Words: Afghan refugees, Earthen architecture, Adobe
1 INTRODUCTION
The provision of the shelter is one of the main concerns of refugees in the entire world. High
population of the Afghan refugees has been settled in neighbor countries like Iran and Pakistan.
Due to three decades of socioeconomic and political instability in Afghanistan, it is not possible for
most of the refuges to go back to their country. However, the refugees are suffering due to the
unsuitable circumstances of the settlement and economical problems. The emergency earthen
shelters they have built with their own traditional methods also are not acceptable due to the lack of
technical knowledge and low quality materials while the earthen architecture technique that has
been used throughout the long history can be a smart solution to achieve an affordable and
sustainable housing for the refugees. It highlights when on-site materials and assistance of the
refugees as labour are included.
Sinisterra [1] studied emergency habitats for Colombian refugees. He believes that prompting an
environment for the sustainable development as habitat for the refugees, a balanced combination of
building technology, material innovation and culture should be created. Azadzoi [2] states that the
construction on mud-huts, as the most practical and reliable shelter in the situation of the Afghan
refugees (in Pakistan) which is done by the refugees in their traditional ways, can be improved by
the provision of building materials by Government. Silva, Oliveira [3] carried out an experimental
investigation on the rammed earth construction with granitic residual soils in Portugal. They found
that the rammed earth construction was only feasible if these soils went through a stabilising
process while the alkaline activation of fly ash as an environmentally friendly stabilization
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technique improved the performance of the rammed earth. Despite many studies undertaken on
earthen construction, a limited number of studies have focused on the stability of the adobe
construction using mechanical techniques.
This study intends to improve the strength of earthen materials by applying a combination of
traditional and mechanical techniques to achieve the affordable houses for the refugees. In this
regard, a thesis research was undertaken with the aim of proposing a model of the affordable house
for the Afghan refugees in Mehmanshahr1 of Ardakan as one of the biggest transitional settlements
in Iran. Different activities were carried out such as field survey, including questionnaire and
interview, to identify the refugees' preferences, experimental study to examine the resistance of
local earth materials and finally, the economic assessment for constructing the affordable house.
The present study is a part of thesis study with the objective of increasing stability and durability of
earth structure. This study reports the experimental test on stabilizing the adobe construction, using
traditional and mechanical techniques, to be used for constructing affordable house for the Afghan
refugees in Ardakan.
2 STABILIZED EARTH CONSTRUCTION AS A METHOD FOR AFFORDABLE HOUSE
Earthen architecture as the oldest construction method in civilizations has been forgotten for
decades. Recent concerns about natural resource depletion and environmental impacts caused a
new reversion to the earth architecture for the new construction. However, the earthen materials
should be reinforced to meet the basic strength parameters appropriate to the local circumstances.
The central region of Iran with valuable historical earthen architecture is a great proof of the
potential of the earthen architecture for the new construction. Using vernacular technologies and
raw local materials in construction can be a great movement to achieve the affordable houses in the
earliest time [4]. In this regard, Ardakan, located in the central Iran, hosting 3500 Afghan refugees,
was selected as a case study (Fig 1). This area with a great traditional earthen architecture, local
material resources and presence of refugees as community labour has a considerable potential [5].
Figure 1. A view of alley in Afghan settlement, Mehmanshahr, Ardakan.
3 SETTING UP THE EXPERIMENTAL STUDY
In order to improve the mechanical specification of adobe, this study focuses on investigating the
effect of mechanical stabilization on the compression resistance of the adobe as one of the most
important factors in sustaining the earthen structures. Therefore, based on the experience of local
builders in Ardakan, Yazd, and taking an advantage of modern structural knowledge, six earthen
mines in Ardakan (which have been supplying the soil and for earthen structure for long periods of
time and are confirmed by traditional professional builders) were selected and the samples of the
The name chosen for the Afghans refugees in Ardakan, It means the place where Afghans people live
temporarily and they are like a guest.
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adobe were made by two methods, i.e. traditional (Unstabilized Adobe) method and with
mechanical compression (Stabilized Adobe). Finally, their compression resistance was examined
and analyzed accordingly. All of the experimental processes were carried out in the cultural
heritage lab in Ardakan and soil mechanic laboratory of ‘Azmapooyan’ in Ardakan [5].
3.1. The process of preparing the UA and SA samples
In this study, various tests on the samples were carried out, including grading tests with Sieving
under running water, sedimentation, soil moisture content, soil density and compressive strength. In
order to guarantee the validity of the method and collecting tools, the authors took consultancy of
experts (from National Superior Architecture School, CRATerre/Grenoble/ France, Historic
Buildings Conservation, Research Center for Cultural Heritage of Ardakan Historical Area and
Technical and Mechanical Laboratory of Soil, Azampooyan-Ardakan). Therefore, all the processes,
including earthen mines selection, tests and supporting activities were under the supervision of
experts. Furthermore, to prevent the probable errors in compressive strength test, three samples
were examined. Based on the preliminary results, a sample with the worst result was omitted and
the average results of two other samples were considered for the analysis.
The UA and SA samples with size of 5*5*5 cm3 were built with the soil of different Ardakan
mines (Fig. 2). In traditional method (UA), water (with 28% volume ratio) was added to the soil
and mud was allowed to rest for 5 minutes, then the mixture was slightly shaken for 15 minutes.
For a better preparation, the mixture was packed with a plastic bag. So, before starting, the moulds
were soaked with water, then mud was moulded and pressed manually to ensure that it completely
filled the mould spaces. Finally, the mould was flattened manually, by applying partial water. This
method is called ‘Khesht Abmal’ in traditional adobe production in Iran.
According to the literature, applying mechanical stabilization technique has a significant effect on
increasing the strength of rammed earth as suitable mechanical resistance of rammed earth is
obtained by dynamic force [6]. Therefore, to produce the SA samples, a new mechanical
stabilization technique is established which is a combination of global (compressed earth block)
and Iranian (adobe) traditional methods. Therefore, for producing the SA samples, at first, soil and
water are strongly mixed together manually to make a homogeneous contexture. Then, to ensure
that the air is not trapped in the mud, the mixture is divided to three equal amounts in the mould in
three stages. A particular tool with flattened section is used to compact the material carefully that
occurred through 25 strikes on the adobe. Then, the prepared SA samples are left in the external
environment to be air dried [5].
Figure 2. The compression samples.
The experiment was conducted in the autumn to control the environmental conditions. The samples
were kept in the laboratory with at temperatures ranging between 20 and 25 °C and the relative
humidity of 20% for roughly 30 days of air drying time. After that, to ensure that the drying
process is completed, the samples were put to an oven with 60 °C heating and weighted
periodically every 24 hours until they reached to the fixed and constant weight [5].
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3.2. Comparison of the resistance of UA and SA
Before starting the test, the quality of samples was controlled carefully to ensure all of them were
completely dried and had a uniform texture without any visible crack. Then, samples were put in
the device one by one to be pressed by compression power via mechanical jack (with 5 tones
capacity and accuracy of 1 kg/cm2). The maximum compression speed of machine (120 kg/cm2 )
was set to conduct a constant press on the samples until the breaking moment (Fig 3.). The
maximum read pressure before breaking was noted and the average compression resistance of three
samples was calculated based on the following equation:
Compressive strength (kg/cm2) =
Figure 3. Breaking stage of the samples.
compressive strength- megapascal
The preliminary test results of compression resistance of samples are illustrated in Fig 4. As shown
in Fig 4., the resistance of UA samples ranged from 2 to 5 mpa, which are acceptable especially
when their soils are supplied from ‘Ghotb Abad’, ‘Eish Abad’ and ‘Hossein Abad’ mines.
However, the compression resistance of mechanical SA is 1.8 times higher than manual UA. It
shows the significance of well compacting for improving the mechanical specifications of adobe.
9
8
7
6
5
4
3
2
1
0
Traditional Adobe
5.51
5.04
3.18
2.41
4.9
Mohammad
Abad
2.23
Mechanical Stabilized Adobe
7.113
8.111
6.343
4.682
7.744
5.237
Ghotb Abad
Eish Abad
Zardog
Ali Abad
Figure 4. Comparison of the compression resistance of UA and SA.
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4. CONCLUSION
Ardakan, as one of important transitional settlement for Afghan refugees in the central Iran, was
selected as the site and an experimental study on resistance of adobe was carried out in April 2016
to identify the most appropriate material for constructing sustainable and affordable houses. In this
regard, two types of adobe, normal and stabilized, samples were produced for each local mine in
Ardakan, using the traditional (UA) and mechanical (SA) methods and their compression resistance
was examined. The results show that both techniques improve the stability and durability of local
earthen material with the lowest environmental impact. However, stabilizing the adobe is more
efficient in increasing earth compression resistance, particularly when the earth is supplied from the
particular local mines such as ‘Ghotb Abad’, ‘Eish Abad’ and ‘Hosein Abad’.
5. REFERENCES
[1] Sinisterra, M.A., Rethinking emergency habitats for refugees: balancing material innovation
and culture. 2004, Massachusetts Institute of Technology.
[2] Azadzoi, M.N., Settlements of Afghan refugees in Pakistan: an evaluation of conditions and
identification of problems. 1984, Massachusetts Institute of Technology.
[3] Silva, R.A., et al., Rammed earth construction with granitic residual soils: The case study of
northern Portugal. Construction and Building Materials, 2013. 47: p. 181-191.
[4] Vise Sohrab, Khodabandeh Nahid, Hakki Fard Hamid Reza, Tahmasebi Farhang. Providing
appropriate methods for using the materials of the canvas,2009, Housing and rural environment,
Iran.
[5] Dormohamadi, M., A Step toward earthen affordable housingby using stabilized adobe (Case
Study: Afghans Camp, Ardakan, Yazd, Iran), 2016, Art and Architecture University of Yazd, Iran.
[6] Velde, Bruce, Formation of Earthen Materials, Terra Literature Review, An Overview of
Research in Earthen Architecture Conservation, Edited by Erica Avrami, Hubert Guillaud, and
Mary Hardy,2008, The Getty Conservation Institute, Los Angeles.
CV: 1Mansoure Dormohamadi
Art and Architecture University of Yazd, Iran.
She is e-mail: dormohamadi_m@yahoo.com
CV: 2Nariman Farahza
Architect, PhD of architecture, Assistant Professor at the Art & Architecture faculty of Yazd
University and Supervisor of PhD thesis. He teaches some courses like Traditional structure,
earthen architecture and restoration. as a scientific member of VARC(Vernacular Architecture
Research Center), he works as an expert in restoration of building and fabric in historical city of
Yazd, Meybod and Ardakan. He has Managing and holding earthen architecture workshops and
done a lot of research on revitalizing the earthen architecture in Iran.
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Land Use and Recognition of Construction Techniques Based
on Land Use and Geographical Climatic Conditions
Rasha Elborgy1, Genco Berkin2
Fatih Sultan Mehmet Vakıf Univ.
Istanbul, Turkey
1
rasha.borgy@gmail.com
ABSTRACT
Technology controls our lives to a great extent and thus, is reflected on architecture. It leads us to
two results: First, gradually we stay away from the architectural identity in some countries such as
Egypt and secondly, prices of building materials and housing prices increase significantly. On the
other hand, environment is provided to us a natural material to use. As Hassan Fathy said, "Allah
(God) has created in every environment materials for what resists its problems, the intelligent
architect who can deal with those materials in a right way". The aim of this research is to use one of
the most important materials in Egypt, the Palm Frond, instead of rice straw. The Research
Methodology is the knowledge of this architectural style, studying the climatic and geographical
conditions for making mud brick (Adobe) especially in Egypt. It also teaches about Hassan Fathi's
philosophy and his experience in this field and studies the mud brick content. According to this
knowledge, we used Palm fronds. It was chemically analyzed to know the percentage of cellulose,
which is important for fermentation process and also analyzed samples of Delta soil from Egypt.
After mixing them all together, we got a good result, i.e. the palm frond increased the brick
strength.
Key Words: Architecture of poor, Back to earth, Date palm content, Adobe brick fermentation
1 INTRODUCTION
Adobe structures are extremely durable and account for some of the oldest buildings that survived
in the world. Compared to wooden buildings, adobe buildings offer significant advantages due to
their greater thermal mass in hot climates.
Egypt is one of the oldest countries to start building Adobe houses and temples. Egypt is also one
of the largest producers of palm trees. Due to the low water level of the Nile recently and the low
rate of rice planting, we thought about replacing the palm frond with rice straw for making Adobe
bricks and testing the same process of rice straw. However, with palm frond, in the fermentation
process, brick gains strength. The components of palm frond were also analyzed.
The percentage of cellulose in palm fronds was higher than the rice; therefore, the final result
obtained from testing the strength of the bricks made of palm fronds was good and almost the same
with rice straw, which meant we could use palm frond as a fabric in adobe.
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1.1 Geographical Distribution
Around the world, we will find earthen architecture mainly in the countries that are hot and dry and
have rare rains and desert weather, as shown by UNESCO statistics below. The map shows the
most popular places across the world with earthen architecture.
Figure 1. The map of global earthen architecture (url-1)
Therefore, mud buildings are located around the Nile Valley, especially in Upper Egypt, Luxor,
Aswan and Nubia, and in the delta region, where the soil is fertile with clay soil. The Adobe
buildings are also located in the oases due to the dry atmosphere.
Figure 2. Spread of mud brick construction on the Nile Valley, Delta and oases
Figure 3. In the North Delta, quartz sand (url-2)
Egypt is known for its hot and desert weather; it is divided into three main regions according to the
course of the Nile: the Upper and Middle Egypt, Delta region and Mediterranean coasts. It is
known that Egypt is an agricultural country, and agricultural life has led to the settlement of the
Egyptian man around the Nile Valley and the Delta region.
Among the soil components in the North Delta, quartz sand, containing calcium carbonate
(CaCo3), is readily available by 4-10%. And the proportion of clay is 5-10% and the percentage of
salts is 0.1% based on our analysis of a sample of delta soil, from which we got these results.
Table 1. As a result of analysis of samples of Delta soil in Egypt (authors)
These results show that it is a fertile soil for mud brick production.
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1.2 The Historical Background
The word “adobe /əˈdoʊbiː/” has existed for around 4,000 years, with relatively little change in
either pronunciation or meaning. The word can be traced from the Middle Egyptian (c. 2000 BC).
The word dj-b-t means mud [i.e., sun-dried] brick. As the Middle Egyptian evolved into Late
Egyptian, Demotic, and finally Coptic (c. 600 BC), the dj-b-t became tobe "[mud] brick.
Adobe structures are extremely durable, and account for some of the oldest existing buildings in the
world. Compared to wooden buildings, adobe buildings offer significant advantages due to their
greater thermal mass in hot climates.
Homes of sun-dried bricks were built in Egypt in 3800 B.C. Mud from the bottom of the Nile River
was mixed with straw, shaped and dried in the sun until it became as hard and strong as a rock.
Adobe homes were the most efficient structures for the hot and dry Egyptian climate.
Loamy Nile mud, mixed with straw, resulted in surprisingly strong bricks. A sunbaked mud brick
without straw had strength less than 6 kp/cm²; the addition of straw resulted in a brick that was
three times stronger (about 20 kp/cm²). As long as groundwater did not dissolve their foundations
and floods did not reach them, well tended mud brick walls could stand for generations.
In every location during a building project, brick moulds of equal size were used, which ranged
between 30 cm – 40 cm in length and 15 cm – 20 cm in width. The brick size was thus
standardized, e.g. 30 by 15 by 7.5 cm during the Middle Kingdom. At Karnak the bricks measured
40 by 20 by 15, at the Late Period Naukratis, they were about the same size. These dimensions
suggest that they were generally laid in cross bond (English bond). But other bonding patterns such
as running bond, Flemish bond, and stack bond were apparently also used at times.
A modern mud brick maker can produce 1000 - 2000 bricks a day. One may assume that ancient
workers were equally efficient. Five days' work should, therefore, have sufficed to make about
5000 bricks needed for a worker's one-storey house of 60 to 80 m² with 40 cm thick walls.
One of the earliest tombs to be opened at Nebesheh was built of red baked bricks and dates back to
Egypt's Nineteenth Dynasty.
Figure 4. Ancient mural illustrates the ancient Egyptians method of mixing and building mud (url3)
Figure 5. Adrère amellal hotel "sewa oasis, Egypt" (url-4)
Figure 6. Form of brick forming molds in the past and the present (url-5).
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2 HASSAN FATHY AND ARCHITECTURE OF POOR
His gouaches alone could perfectly describe his work, but we would like nonetheless to hint at the
general principles as guidelines to understand them. Fathy believed in the importance of human
values, in the use of technology suitable to time and place [that is climate and local economies], in
the need for socially-oriented cooperative construction techniques. He assigned an essential role to
tradition and hence, to the re-establishment of a national cultural pride, a goal to attain by means of
the act of building he was intellectually stimulated by the art of the Pharaonic period and was
directly influenced by vernacular architecture. He studied the buildings of the old city of Cairo and
Nubia in order to create a national architectural language based on the employment of traditional
elements and building techniques.
Both for the value he attributed to manual work and for economical and ideological reasons, he
resorts, for the realization of his projects, to traditional techniques that extremely reduce the use of
machinery and exploit what is available in a cheap way: earth, straw, man’s labour, stones. The
brick is, in fact, the only material used in his works. The supporting walls are made either of sun
dried bricks, made of mud and reinforced with straw (Adobe), or of local stones or fired bricks.
Figure 7. Some of his work at new Gourna village. Luxor, Egypt (authors)
Figure 8. Dar Alsalam Project, New Mexico, USA 1981. The Vaults construction system (url-6).
2.1 Thermal properties of Adobe buildings
Adobe brick is considered to be one of the worst conductors of heat; this results from the
significant decrease in its natural conductivity.
We found the following heat conduction results:
0.22 ca/min/cm2 for Thickness of bricks made of 20% Fine sand
0.32 ca/min/cm2 for Thickness of bricks made of 80% Coarse sand
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The mud building is characterized by thermal insulation that loses heat at night and absorbs it
during the day. The amount of heat lost outside the building is greater than the amount of heat that
is radiated to inside the building.
So, the building gets cold during the day time and warm at night, which creates a natural air
conditioning.
In Egypt, we resort to other treatments such as the construction of domes and vaults.
Figure 9. Thermal properties and the reflected and absorbed part of solar rays (Authors, sketch)
2.2 Components of Adobe bricks
In Egypt:
Soil + sand + straw + water = the mixture
3 : 1
70%
: 30% : as the mixture needs
Mix all components together and leave it to ferment well for 8 to 40 h; cover the mixture by plastic
cover. Fermentation produces lactic acid because of the Lactose in the straw.
After fermentation process, we start to put the mixture in the brick form (25*15*5 cm), and then
we leave it under sun to dry well for 3-6 days. We found that the brick made of pure soil shrank
37% after the drying process. Adding straw has two advantages: First, it works as a fabric for the
mud that makes bricks coherent and secondly, it reduces the shrinkage rate of bricks.
Figure 10. Mixing process
Figure 11. Drying process for adobe bricks
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Figure 12. Steps of making the Adobe brick (authors)
2.3 The Straw: Rice and Palm fronds
Palm trees have been in existence since the dawn of human civilization, the earliest fossilized
palms on record dating back nearly 80 million years to the Cretaceous period. They played an
integral role as a resource that could be utilized not only for the fruits some of the trees provided
but for a variety of different purposes. They were used as thatching to build roofs and walls for
houses, the strong mid ribs used to make crates, fences, weapons and furniture and the smaller
leaves used as a material for fashioning clothing, baskets, rope and cooking tools. Today, palm
trees can be found growing around the world in a variety of different climates. The majority of
species, however, thrives and can be found growing in warm tropical and sub-tropical climates.
Egypt is one of the famous and largest producers of palm trees, containing about 11.5 million palm
trees. Each Palm tree produces about 12 palm fronds per year. And unfortunately, we are using a
small amount of those palm fronds in some hand crafts and we let the largest amount go to waste,
costing millions of Egyptian pounds every ear.
Recently, we have faced a real problem in rice planting and low water level in the River Nile, so
we found that the palm frond will be a good replacement for rice straw.
We analyzed the palm frond to see the components as well as the Cellulose and Hemisylose, the
two important items in fermentation process, to get a stronger brick.
3 RESULTS
All chemical and physical findings were obtained by using 3 replicates (samples), received from
the Engineer Rasha El-Borgi, without any responsibility upon Faculty of Agriculture or
Agriclinic Unit. Chemical and physical findings for date palm leaf samples are presented as
follows:
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Table 2. Chemical and physical findings for date palm leaves
%
Moisture
content
Extracted
component
1
2
3
Mean
SD
7.82
7.80
7.38
7.67
0.25
28.86
30.30
27.61
28.92
1.35
Cold
water
Hot
water
Hemicellulose
Sample
Cellulose
Dissolving in
18.13
19.26
18.85
18.75
0.57
23.49
24.55
23.96
24.00
0.53
38.72
39.96
35.47
38.05
2.32
32.94
34.60
35.93
34.49
1.50
Lignin
Ash
28.34
25.44
28.60
27.46
1.75
10.82
10.70
10.80
10.77
0.06
From the above mentioned results, the moisture content (%) of date palm leaves samples were
measured according to American Standard Measurements (ASTM) in an oven on a dry-base for all
chemical components, except cellulose and hemicellulose, which were determined according to
Nikitin (1960) and Rosmarin and Simionescu (1973), respectively. All chemical components were
analyzed as samples that passed from 40 mesh sieves but could not pass from 60 mesh sieves.
Cellulose, hemicellulose and lignin contents were determined as samples free from the extracted
component.
**mesh No= The number of pores per one inch length
According to rice straw components, we found that the content of Cellulose and Hemisylose, the
two important items in fermentation process, is higher than rice straw.
In rice straw, we found:
Cellulose:
Hemicellulose:
Lignin:
Ash:
39.73% (+/- 1.01)
25.77% (+/- 0.43)
13.43% (+/- 0.81)
16.66% (+/- 0.33)
Figure 13-14-15. In the first and second Figures, the length of palm frond’s fiber is shown and in
the third figure, the cellulose percentage in palm frond (lab work, authors) is shown.
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The Adobe brick strength testing
Figure 16. A sample made of 2(mud+sand) to 1 palm frond mixed by water (authors).
Figure 17. An original old sample from Qourna village Luxor, Egypt (authors).
Figure 18. Testing the brick durability and strength (authors).
Figure 19.The cracking level (authors).
Figure 20.The brick made of palm frond after reaching the max. pressure (authors).
Figure 21.The old brick made of rice straw after reaching the max. pressure (authors).
The same proportions of soil were mixed with palm fronds and water. Samples were left for
fermentation process for different hours, ranging between 12, 17 and 24 hours.
The shrinkage ratio in the bricks was not significant; it was between 0.1 and 0.3 cm in length and
width.
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Table 3. The samples strength testing results (authors)
Dimension (cm)
Weight/ Kg
Cracking Load
25* 11.5* 6
2.1
17/40
2
26* 12.2* 7.1
2.41
22/42
3
25.4* 11.9* 6.8
2.69
20/65
1
Sample
4 REFERENCES
[1] Malcolm Miles, 2006, Space and Culture; 9; 115 Utopias of Mud? Hassan Fathy and
Alternative Modernisms
[2] Safeguarding
project
of,
Hassan
Fathy’s
New
A UNESCO Initiative, Preliminary Phase Document April 2011
Gourna
Village
[3] Hassan Fathy, 2010, Architecture for the poor, University of Chicago Press.
[4] Mohamed Ibrahim Nasr Morsy, 2011, Properties Of Rice Straw Cementitious Composite,
Darmstadt University of Technology, Germany
[5] William Facey, 2015, Back to Earth, Adobe building in Saudi Arabia.
[6] Satprem Maïni, 2005, Earthen Architecture For Sustainable Habitat And Compressed
Stabilised Earth Block Technology, Unesco
url-1:https://www.slideshare.net/GRFDavos/a-holistic-approach-towards-international-disaster-
resilient-architecture-by-learning-from-vernacular-architecture-soichiro-yasukawa
url-2: https://fluswikien.hfwu.de/index.php?title=File:Egypt_Topography.jpg
url-3: http://uzume-asso.org/fabrication_adobes.html
url-4: https://www.adrereamellal.net/siwa%20oasis.html
url-5: http://www.artifexbalear.org/egi_con.htm
url6:https://www.researchgate.net/publication/297032349_Mud_Architecture_and_the_Prospects_
of_Its_Sustainability/figures?lo=1
http://eartharchitecture.org/
http://www.unesco.org/new/ar/unesco/resources/earthen-architecture-the-environmentally-friendlybuilding-blocks-of-tangible-and-intangible-heritage/
CV: 1Rasha Elborgy Graduated from Alex. Univ. Egypt, got my master degree from A.A.S.T
Alex. Egypt in Preservation of historical building by relocation, worked in bibliotheca alexandrina
(Libraryof Alexandria) in saving heritage Dep. Came to Turkey for Phd, Participated in workshop
in Holland about earth archit.
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Effects of Developing Technology on Earth Shelter’s
Architectural Design
Şeyma İncesakal1, Ennur İncesakal2,
1
Hasan Kalyoncu University, Gaziantep
Istanbul Medipol University, Istanbul
1
seyma.incesakal@hku.edu.tr,
2
eincesakal@medipol.edu.tr
2
ABSTRACT
The use of earth shelters by human beings that started with the use of caves in the mountains and
hills is now being reconstructed with the human efforts for returning to naturalness and nature,
which seems to be an option of green architecture thanks to the effects of technological
developments.
Thanks to the developments in nanotechnology, the development of steel structure systems, glass
facade systems and advanced lighting solutions, smart facades and smart textiles, which can be
integrated into any formal and fictional approach in earth shelter architecture design, earth shelter
spaces can serve as functional, aesthetic, robust, sustainable, bioclimatic, and energy efficient
spaces. These spaces can offer a comfortable space experience where people are associated with
soil, water and their natural habitat. With the evolving technologies for intelligent buildings, energy
efficient buildings, sustainable and ecological approaches (green buildings, passive spaces,
awareness of recycling resources, certification systems like LEED, BREEM), nanotechnology
materials, smart textiles, smart skin applications and increasing interdisciplinary studies, it is
thought that the earth shelter’s space experience will be increasingly attractive for space users
thanks to increasing simultaneous technological feedbacks. The contribution of all these
technologies to the underground spatial quality and the urban visual quality and quality of life
thanks to the simultaneous development of virtual space experiences and virtual reality systems
will be evaluated and examined in this paper.
In this context, Turkcell R&D Complex and some other buildings will be considered as samples
and thanks to biomimicry, contributions of ancient civilizations and acquisition of the architectural
collective information transferred from the past related to the earth shelter architecture will be
examined.
Technological developments have been examined under subheadings such as the effects on space
configuration in earth shelter architecture, roof and facade (building skin) design of earth shelters,
space comfort, texture, color, material related effects and user oriented perceptual and awareness
effects on earth shelter spaces.
Designing the earth shelters with these acquisitions from the past, along with contributions of
simultaneous development process of technology and transferring these designs to next generations
are important steps for space creators. It is the architect's primary responsibility to be able to meet
the changing demands of the changing world (multifunctionalism, lightness, resilience) by
providing simultaneous architectural solutions thanks to technological developments with the
awareness that the building and the space are living and growing organisms.
Key Words: Sustainable Design, Earth shelters, Architectural Design, Developing Technologies,
Green Architecture
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1 INTRODUCTION
Earth-sheltered architecture, which is the ecological architectural solution of our era, is an
architectural approach that is directly or indirectly affected by any kind of technological
development, basically inspired by nature with biomimicry and more disciplines.. Developed
countries determine their priority areas and are increasingly concentrating on this subject. All the
prejudices about earth-sheltered architecture are clear when it is supported by innovative
approaches. It is the architect's primary responsibility to be able to meet the changing demands of
the changing world (multifunctionalism, lightness, resilience) by providing simultaneous
architectural solutions thanks to technological developments with the awareness that the building
and the space are living and growing organisms. This study focused on how earth shelters were
positively affected from the developments in technology according to today’s architectural design
criteria.
1.1 Objective of the Study
It is aimed to investigate the effects of technological developments on earth-sheltered space design,
space comfort and space perception today. It is aimed that the earth-sheltered spaces, which is a
solution proposal against the climate change, are designed and widely used with technology and
innovation support and contribute to urban values and high quality environment. Awareness raising
and interdisciplinary studies are expected to increase in this regard.
1.2 Scope and Methodology
Within the scope of the study, the effects of developing technologies on the design of earthsheltered spaces will be examined. Earth-sheltered structures were excluded from the study. The
effects of the developing technology on the earth-sheltered spaces of the research will be examined
in various subheadings:
- Effects on space configuration and space volume,
-Texture, color, material-related effects,
- Effects on Facade Design,
-The effects on space comfort,
-User-focused, perceptual effects,
As a study method, literature review was conducted first. Both books and web resources were
searched with the anticipation that the technologies affecting the design of the space could also
affect earth-sheltered spaces to a greater extent. In addition, recent publications and examples in the
world are examined and the interactions and effects of earth-sheltered space design with
technology are dealt with.
2 EARTH-SHELTERED ARCHITECTURE
Having been used since the early times of humanity, earth-sheltered spaces were simply the
utilization of existing closed space for sheltering derived from obligation because of environmental
conditions in the past. Used for ages and concealing property known by all livings, earth-sheltered
spaces have become complex spaces which meet different needs, designed for different functions
with space organizations and planned by multi disciplines partnership today. In this transformation
process, earth shelters were built for different reasons according to region in which they were
located. In time, the reasons leading people to utilize earth shelters varied and by the time cities
have enlarged, the utilization of earth shelters has pervaded. (İncesakal, 2011)
Today, a new environmental awareness has emerged and criteria such as energy efficiency,
ecology, sustainability, compatibility with historical environment and urban identity are included in
today’s architectural design criteria. (İncesakal, 2011)
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Figure 1. Left, earth sheltered building sections (on ground level);
Right, earth covered building sections (Under ground level) (Labs, 1975)
3 EFFECTS OF DEVELOPING TECHNOLOGY ON EARTH SHELTERED SPACE
3.1 Effects of Developing Technology on Earth Sheltered Space Configuration, Space Volume
Developing technologies have been a determinative factor in the design and form of earth-sheltered
space. The effects of developing technologies on the form of earth-sheltered space are:
- Passing wider openings with steel structure system,
- Passing wider openings with advanced reinforced concrete flooring systems,
- Providing the possibility of designing higher and wider earth-sheltered spaces under the ground
with cased drilled systems,
- Being able to obtain more robust structured spaces with round shaped designs in the ground,
providing round shape capability of cased drilled systems, emergence of organic architecture trend,
- Works on the impact of round spaces on the user,
- Giving inspiration to the designer of biomimicry science,
- Reflection of the concept of "cyborg space (intelligent space)" to earth-sheltered architecture
Figure 2. Hobbitowa in Poland (URL [1])
An earth sheltered building designed and constructed with conventional building system
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Figure 3. An earth sheltered building designed and constructed with the support of developing
technologies (Christine Walsh, 2017)
According to a company based in Romania, it is also possible to build transparent domes on top of
a stone wall, which is useful for gaining more usable height. They do require a foundation and
cannot be moved easily once installed. Houses can withstand earthquakes up to 8.5 on the Richter
scale and winds blowing up to 198 mph (320 km/h). The basic version must be hooked up to the
grid, but they offer a variety of optional off-grid add-ons such as custom made triangular solar
panels and solar hot water heaters. Magnetic blinds can also be installed to offer more privacy and
shield the interior from the sun, while the domes can also be partly buried to create a thermally
efficient earth-sheltered home. The prices for the domes start at $1060 per 10 sq ft (€1,000 per sq
m).(Christine Walsh, 2017, (URL [2]))
Figure 4. Curvilinear spaces, long distance openings, steel structural system
Express rail link West Kowloon terminus by Aedas (URL [3])
The development of technology and the cased drilled systems enable deeper, higher and more
robust spaces, which has been a groundbreaking factor in earth-sheltered architecture. Bored piling
systems enable the design and construction of section and plans with circular shapes in earth
sheltered buildings. The circular shape can fully meet the curvilinear moment with the vaults and
curved walls, thus making widespread the earth sheltered buildings. In addition, studies that show
user satisfaction for curvilinear spaces are increasing day by day. In these designs, the space is not
cornered. So, the hygiene and comfort are at the highest level.
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3.2. Effects of Developing Technology on Earth Sheltered Facade Design
- It is possible to design completely transparent facades with developing building technologies and
facade systems and even the facade structures can be designed as glass.
- Designing smart facades, shell systems and kinetic facades,
-Ability to provide energy from the facade,
-Technological direction of our acquisition from ancient civilizations and local architects, mutual
interaction of technology and acquisitions,
Figure 5. Turkcell R&D building, double facade detail (URL [4])
Figure 6. Solaria’s Heating System with solar energy (Wells, 1998)
3.3. Effects of Developing Technology on Earth Sheltered Building Roof Design
- The introduction of the concept of the green roof,
- Green roof systems and people longing for nature,
- Contribution to ecology and habitat with green roof and vertical garden systems,
- Increased water consciousness and awareness with green building and water cycle systems,
- Contribution to urban sustainability, to the formation of bioclimatic urban spaces, to urban
quality,
Malcolm Wells, the pioneer of the modern-day soil-covered structure, has argued that such
structures are a green alternative to modern cities, which they call the asphalt society. After 11
years of architectural practice, he thought that there could be something in nature that would cause
less harm to the asphalt and concrete, and he found the answer around him: Soil. The Solar
Hemicycle, designed by Frank Lloyd Wright in 1943, also influenced Wells in 1959 and has been a
guide in this point. He also stated that with the environmental awareness of the 1960s, he began to
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think that the surface of the earth was for living plants instead of dead buildings and asphalt (Wells,
2000).
Figure 7. Water recycling, bio-walls, and photovoltaic, wind turbines in an earth sheltered building
(Janzen 2014, (URL [5])
3.4. Effects of Developing Technology on Earth Sheltered Space Comfort
-The ability to design bioclimatic spaces,
- Meeting comfort requirements such as in-house thermal comfort, ventilation with passive design,
- Enlightenment of earth-sheltered spaces by special light chimneys, light shelf systems,
- Increasing technological studies on the transport of light, projects related to the use of fiber optic
cables in lighting technologies,
Figure 8. Nanyang Technical University, Singapore ((URL [6], 2008).
An internal main courtyard was created in the architectural design of the Art Faculty of the
Nanyang Technical University in Singapore, and a microclimatic (wind, sun, etc.) controlled space
was defined. Such space constructions are often required in educational settings and affect the
building's energy efficiency.
The glass façade provides a high-performance building envelope that reduces solar gain and heat
load while allowing the benefits of natural views and daylight into creative spaces. Glass walls
provide a visual exchange between indoors and out, allowing students and teachers to experience
the building, the surrounding landscape and the interior plaza as fluid spaces. (Kricenski, 2015,
URL [6])
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Figure 9. Left: Tubular skylights (URL [7]) Right: Natural lighting and glass facades in Turkcell
R&D Building (URL [4])
Installing tubular skylights in your house will offer you several advantages. The most obvious one
is that you will have more natural light due to the particular construction. The design of sun tunnel
lights features a special sealed shaft, which takes care of controlling the heat and cold flow into the
home, meaning that you will get higher energy efficiency. The construction controls UV rays and
they are absorbed by the light pipe. Another great advantage is that this type of light comes with an
affordable price tag which means your investment will pay off rather quickly, especially if you do
not have to make any structural changes. (URL [7])
3.5. Texture, Color, Material Related Effects of Developing Technology on Earth Sheltered
Architectural Design
-Effects of biomimetic design on the texture of the earth sheltered space
-Effect of surface and textures obtained by nanotechnology on earth sheltered space
-Increasing ecological consciousness, penetration of green areas into the structure and on it and its
effects on earth sheltered spaces,
-Architectural trends and efforts related to nature and natural return, its interaction with technology
-Effects of smart textiles inventions and related studies on earth sheltered architecture
-Effects of self-cleaning paints on earth sheltered space comfort and aesthetic
-Achieving different textures and surfaces with three-dimensional models and laser cutting devices
and their visual effects on space design.
3.6. User-Oriented Perceptual Effects of Developing Technology on Earth Sheltered
Architectural Design
The technological developments of the 21st century offer the opportunity to experience and
perceive the wider, higher, more spacious, enlightened, more colorful spaces and enriched
experiences with different nanotechnology textures for space users. In addition, thanks to various
3D computer programs (Rhino, 3ds Max, Revit), modeling techniques that get better and better
daily provide the expression of any model imaginable. Thanks to the visualization options in the
design stage, perceptual experience of the earth sheltered space can be predicted before the
construction. In addition, the developing virtual reality applications and virtual glasses are able to
offer an unprejudiced, more pleasant and lively the earth sheltered space experience more.
4 CONCLUSION
Technology-oriented earth sheltered architecture shows that in the growing cities of the developing
world, people can live ecological city life without being disconnected from nature and technology.
Nowadays, earth sheltered buildings are mainly preferred as they are energy-efficient spaces, but
they may also be preferred for their safety and protection from natural disasters advantages.
Furthermore, because of the climate change scenarios in today's architectural agenda, earth
sheltered architecture, which is an energy-efficient spatial solution proposal, will be the key
alternative spaces of the future.
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Earth sheltered spaces can be designed in small or large scales with various functions (housing,
hotel, hospital, educational structure, etc.). Thanks to the developing technologies, it is possible to
use all advantages and chances offered by above-ground buildings in earth sheltered buildings. It is
also possible to expose the eco-conscious spaces by taking advantage of the soil such as radiation
absorption, bioclimatic comfort, acoustic comfort and supporting them with technological
developments. It is also possible to design eco-conscious spaces by taking advantage of the soil
such as radiation absorption, biomass, bioclimatic comfort, acoustic comfort and supporting them
with technological developments.
Scientific commissions have emerged in developed countries to demonstrate the strategic
importance of earth sheltered buildings. Scientific organizations such as ITA, ITACUS, ACUUS,
AITES and UCA, which carry out scientific studies internationally and organize conferences in
different countries annually, support scientific studies to improve the design of earth sheltered
spaces. (İncesakal,2011)
The earth sheltered spaces can only be designed as needed when they are supported with
developing technologies and interdisciplinary studies. Although investment costs are higher than
other structures, the cost of usage and operation will be reduced as it is supported by bioclimatic
and passive designs. As smart textiles, nanotechnology materials and bioclimatic approaches
diversify and increase, users' spatial requirements such as comfort and hygiene will be met because
the biggest problem in earth sheltered buildings is mold and odor, which exist because of wrong air
circulation designs. With the increase of Cyborg space approaches, earth sheltered spaces will meet
people's technological needs as well. In this context, it is suggested to increase the interdisciplinary
studies and to adopt spatial approaches that are focused on technological developments, which are
suitable to the space demands of our modern technology and comfort oriented era. Nowadays,
earth-sheltered architecture with developing technologies should be handled like high tech
constructions. In addition, earth sheltered space design should be developed simultaneously with
technological developments with the contributions of different disciplines. Simultaneous
interdisciplinary studies should be conducted on this subject and all technologies should be
provided to human beings even in the most challenging living conditions.
Some questions that can be investigated for next studies about earth sheltered architecture are listed
below: (Kushner, 2015)
-Can new buildings learn the old numbers? (Subject no 58)
-Will your city of the future be like a living organism? (Subject no 62)
-Can architecture save us from the doom? (Subject no 68)
-Can an architectural sponge function? (Subject no 69)
-How many different ways can a roof serve a building? (Subject no 70)
5 ACKNOWLEDMENTS
This paper couldn’t have been written without the contributions from and discussion with Bilge
IŞIK and Mustafa İNCESAKAL, and Hasan Kalyoncu University Department of Architecture and
Department of Interior Architecture and Environmental Design department’s co-studies. Thanks for
Medipol University and İstanbul Technical University for supporting with e.libraries and technical
chances and anonymous revivers.
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6 REFERANCES
[1] Baum, G. T. Boer, A. J. Macintosh, a. J. C. ve Jr. (1980). The Earth Shelter Handbook.
Milwaukee: Tech/Data Publications
[2] Janzen, Michael, 2014, “Air, Water, Waste, Food, Energy – Designers Imagining SelfContained Living Systems”
[3] İncesakal, Şeyma, 2011, “The Design Principles Of Earth Shelters And Underground Spaces”
Master thesis, Selçuk University, Faculty of Architecture
[4] Kricenski,Ali ,2015,“A swirling green roof tops the gorgeous Nanyang Technical University in
Singapore”
[5] Kushner, Marc, 2015, 100 Yapıda Mimarinin Geleceği, TED Original Publishing Company.
[6] Labs, Kenneth (1975)“The use of earth covered buildings through history”
[7]Walsh,2017,“Geodesic Biodomes are Sustainable and Very Cool
“http://www.jetsongreen.com/2017/06/geodesic-biodomes-are-sustainable-and-very-cool.html
[8] Wells, M. (1998). The Earth Sheltered House An Architect's Sketchbook. 1. Baskı dü.
Vermont: Chelsea Green Publishing Company.
[9] Wells, M. (2000). Recovering America. 2. Baskı dü. Massachusetts
URL Referances
URL [1] http://naturalhomes.org/polish-hobbit-house.htm?4
URL [2] http://www.jetsongreen.com/2017/06/geodesic-biodomes-are-sustainable-and-verycool.html, Walsh, 2017,“Geodesic Biodomes are Sustainable and Very Cool
URL [3] https://i.pinimg.com/originals/88/28/50/882850cfc645dec99b52ef780e964fae.jpg
URL [4] www.arkiv.com.tr
URL [5] https://tinyhouseliving.com/air-water-waste-food-energy-designers-imagining-selfcontained-living-systems/
URL [6] www.inhabitat.com, “A swirling green roof tops the gorgeous Nanyang Technical
University in Singapore”
URL [7] https://deavita.net/tubular-skylights-pos-cons.html, “Tubular skylights, add natural light
and sunshine in your home”
CV: 1Şeyma İncesakal; studied Architecture at the Süleyman Demirel University and has master
degree at Selçuk University with master thesis titled "Architectural Design Principles of Earth
Shelters and Underground Spaces". She started her business life in MASEL Architecture in 2008
and continued to work in İstanbul in companies such as TAMA, SCALA, Sabri Paşayiğit Design
Office (SPDO), Atölye T and HasKoen. She is Research Assistant at Hasan Kalyoncu University,
School of Fine Arts, Design and Architecture, Interior Architecture and Environmental Design
Department. Her research fields are Architectural Design, Earth shelters, Ecology, Sustainability,
Interior Design, Multifunctionalism, New technologies in design.
CV: 2Ennur İncesakal; studied at Architecture at Yıldız Technical University and she has still
continue to study master program in Architectural Design at Istanbul Technical University. She is
Research Assistant at Istanbul Medipol University, School of Fine Arts, Design and Architecture.
Her research fields are Architectural Design, Architectural Computation, Cognitive Science,
Virtual / Augmented Reality, New Technologies in Design, Parametric Design.
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Factors Leading to the Deterioration of Halfeti Houses and
Recommendations for Preservation
Emine Ekinci Dağtekin1,
Mustafa Topalan2
Dicle University, Faculty of Architecture,
Department of Architecture Diyarbakır
1
eminedagtekin@hotmail.com
ABSTRACT
Halfeti is a residential area located between the cities of Şanlıurfa and Gaziantep, history of which
coincides with that of Rum Kale (Greek Castle). It is located on a hillside facing the Euphrates
River. In addition to serving as a residential area, the hill is also an archeological site. Most of the
hill is covered with caves engraved in bedrock. Halfeti houses were built upon these caves. Halfeti
houses, positioned according to the topography, differ from other residential areas in terms of not
using the roof of adjacent low-elevation structure despite the terracing they create by lining up one
behind the other. There are currently two main streets in Halfeti; access to houses is via stairs
linked to these streets and built perpendicularly to the slope.
Halfeti houses show similar characteristics to Birecik and Gaziantep houses in terms of their
facade, woodwork and stone ornamentation. Houses are generally two-storey with cave hollows in
most of the bottom floors. The hollows in the bottom floor are used as functional areas such as
barn, kitchen and storerooms. The top floor, on the other hand, is the living area. There are rooms,
iwan and balcony on the top floor.
The main construction materials used in Halfeti houses are limestone and wood. Rubbles and
irregular stone patterns are used for the bottom floor, while regularly-aligned stones are used for
the top floor. Although Halfeti is not sufficiently rich in plants, the trees at the sides of the
Euphrates River were utilized as both static material and aesthetics material in construction. The
size of wood used as load-bearing element in Halfeti houses caused limitations in the size of
houses.
The primary factor leading to the deterioration of Halfeti houses is the Birecik Dam built in 2000.
Following the construction of the dam, a large part of the residential area sank beneath water, and
the city texture, streets, neighbourhoods and buildings that constitute the city's silhouette such as
mosques, baths, tombs and houses were exposed to the danger of disappearing. Severe cracks
occurred in the walls of houses close to the river that survived the flood due to their deteriorated
foundations. The disruption of social structure as a result of the construction of the dam led to
forced migrations in the district, and thus the abandonment and ruin of traditional buildings.
The present study will provide information regarding the factors leading to the deterioration of
traditional Halfeti houses and the materials and construction techniques, and will address the types
of interventions for their preservation.
Key Words: Halfeti houses, Deterioration, Material, Construction technique, Preservation
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1 INTRODUCTION
Halfeti, a district of Şanlıurfa province, is a settlement in the near vicinity, having a common
history with Rumkale, which survived until today from the ancient times (YILMAZ 1999). Halfeti
Houses that form a harmony with Euphrates (Fırat) River have been constructed in compliance
with the topography with the regional stone construction material. Due to the dam constructed in
2000, a part of Halfeti and its surroundings has been impacted by the waters of this dam and
deteriorations commenced in the historical fabric.
Documentation studies related to the structures that would be impacted by water in Halfeti and its
surroundings were commenced by High Council of Immovable Cultural and Natural Assets in 1985
by the preservation of Ulu Mosque. In 1997, a corporate study was conducted to perform inventory
survey in Halfeti by GAP Administration and Hacettepe University. Within the scope of this
inventory survey, relieve drawings of Ulu Mosque, Kanneci and Bey Konağı, Çekem Mescid and
cemetery in Halveti and Kaya Church in Savaşan Village were prepared. Information and
documents obtained during inventory (preservation) study related to determined structures were
gathered in the book named “Immovable Cultural Assets of Birecik, Halfeti, Suruç, Bozova
Districts and Rumkale” and published in 1999 (Durukan 1999). The reviews related to “Urfa
Province, Birecik and Halfeti Districts Traditional Rural Settlement in the year of 2010” were
published as an article in 2011 and announced in the meeting of Results of 19th Research Studies
(Akın 2001).
Although Ancient Halfeti settlement was announced as an Urban Sit Area in 2003, the deterioration
started with the construction of the dam increasingly continues as a result of immigration from the
district and uncontrolled tourism (Figure 1).
2 FACTORS THAT CAUSED DETERIORATION OF HALFETİ HOUSES
With each passing day, traditional Halfeti houses lose their authentic characteristics due to reasons
such as dam construction, displacement, mandatory migration, desertion, changes originating from
lifestyle changes, additions, partitions, measurement changes in construction material, structural
problems, shanty settlement/repairs, uncontrolled tourism activities.
Figure 1. Deteriorations in traditional texture of Halfeti and Euphrates River
Various factors become effective as a result of natural events or economic situations for changes in
the settlement areas during the historical process (wars, changes in trading routes etc.) (Tuncel
1977). The most important factors for the deterioration of traditional texture of Halfeti were the
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dam construction and changes in settlement areas (Boyraz 2016). Although Construction of Birecik
Dam was included within the particular state investment projects, preservation of immovable
cultural assets in the area of dam construction became of secondary importance. Despite the
conducted inventory and documentation studies for the submerged structures left underwater since
no holistic protection project could be developed in this area, many of the structures were
submerged or deteriorations process was accelerated.
Figure 2. Deteriorations due to dam water
Figure 3. Savaşan Village
Since the houses, gardens, fruitful agricultural lands have been submerged as a result of Birecik
Dam most of the citizens who made a living by harvesting the fruits of fruit trees along the coast of
Euphrates River had to migrate to cities like Gaziantep, Şanlıurfa, Birecik and Nizip in the near
vicinity in order to find new job opportunities while others migrated to abroad and had to leave the
district.
As a result of the dam construction, district governorate, municipality, and other public authorities
of health and education etc. were moved to Karaotlak village in the South of the district that was
selected as the new settlement area in 2001 (Boyraz 2016). As a result of this displacement, access
to such services from Old Halfeti became harder and traditional houses were deserted and the will
of moving to reinforced concrete houses, apartments in this new settlement area which are
considered to be more comfortable came to the forefront. Many houses were demolished as a result
of the road construction made on the coastal line in order to provide connection between the old
and new settlement areas (Figures 4-5).
Figure 4. Deteriorations due to deserting as a result of displacement and migration
Figure 5. Material losses due to neglect and natural events
Deserted houses in Old Halfeti Settlement area due to dam construction, migration and
displacement diminish due to neglect. Although the houses occupied in Halfeti by tenants or
landlords are renovated according to the current needs, their authenticity disappears as a result of
unconscious repair works. Since more space is required in the houses, and there are problems in
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access to basic requirements such as electricity, water, health, education; change of original
occupants, the will to get settled in new settlement areas cause changes in the structures (Figure 6).
Figure 6. Deteriorations as a result of desertion
Figure 7. Deteriorations as a result of adding stories
Halfeti houses were built in three different styles when the number of storeys considered such as
single storey, double-storey housing unit plus single storey outhouses. Interventions in the houses
are generally reinforced concrete adding storeys, wooden pergolas, cantilevers and usage of
flashing signs. Since parcel layout and topographical status of these houses do not permit lateral
additions, new or additional space requirements can be met only by separating the rooms, changing
vaulted or domed spaces into rooms by enclosing, creating new spaces in the backyard or terraces
or by addition of storeys. Access to newly created spaces can be given across the room or from the
vaulted or domed spaces. Walls have been constructed with briquette blocks within the rooms in
order to meet kitchen, bath and toilet requirements (Figure 7).
Figure 8. Interventions on facade with unconscious repair works
Figure 9. Deteriorations by diminishing the gardens
In the Old Halfeti, which did not have a widespread area due to its topographical characteristics,
there are main streets parallel to the valley and roads linked to them vertically (Bakırcı 2002).
Typology of the facade has been changed as a result of interventions made in the houses that are
separated by yards and garden walls, measurements of the windows and doors have been enlarged,
narrowed or completely covered. Wide yard gates have been narrowed and become single doors.
The proportions of door and windows in the newly added units are quite unlike the traditional
proportions and look inconsistent with the general texture of the structure (Figure 8-9).
Masonry construction style of Halfeti houses includes limestone and wooden elements.
Construction method is generally masonry in the region while usage of stone, mud-brick or
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collocation of stone and mud-brick as structural elements can be observed. Material fatigue and
cave-in can be observed due to neglect and non-usage of the houses. After 1980s, the roofs of
Halfeti houses made of soil changed into reinforced concrete. Since the reinforced concrete covers
and any additions to the authentic structure could bring additional static load to the structure,
structural problems such as collapse and cave-in may occur. (Figure 10-11).
Figure 10. Damages to the structures due to wrong material usage
Figure 11. Wall and floors losing their resistance due to reinforced concrete roof load
Humidity rate increased due to the climate change as a result of Birecik Dam and mossiness and
weathering on the surfaces of stone facades of the houses and cutworm infestation and fungus
covering events observed in wooden elements. Since the joints of the stones in supporting walls
emptied or filled with cement based mortar led to the bonding characteristics of stone walls, loss of
resistance in time may cause collapse.
One of the most important reasons of diminished historical texture in Halfeti has been the shanty
settlement. Since the district has a coastal line, touristic facilities are required to be built.
Accommodation and boarding facilities are either built without permit or in line with the temporary
policies. Such structures deteriorate the silhouette of the traditional texture.
Figure 12. Reinforced concrete structures that deteriorate the silhouette of Old Halfeti Settlement
Figure 13. Deterioration due to incorrect repair and restorations
The plan type of the houses, functions of which changed in order to serve to tourism sector, is
being altered by unconscious repair and restorations. Interventions in garden, room, vaulted or
domed spaces and terraces of the houses, which are generally transformed into boutique hotels,
deteriorate the authenticity of the structures. Reinforced concrete tea gardens and commercial areas
built through reformation of traditional houses develop in contradiction with the historical texture
(Figure 12-13).
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3 ASSESSMENT AND CONCLUSION
The most important factors in the deterioration of Halfeti houses are dam construction and changes
in social and physical texture as a result of displacement. Pontoon restaurants, great flashing signs
aligned to the coastal line of the district, which has a high tourism potential (ÇİFTÇİ 2017) and
meeting the car park requirements by damaging the historical structures, performing repair works
that deteriorate the plan type of the houses, high rise structures risk the title of the city and diminish
the traditional texture with each passing day. Unplanned structuring and disrespect to the nature in
Halfeti result in irrecoverable interventions in the district.
Çekem Borough and Savaşan Village are the most tourist attracting places of Halfeti and its
surroundings with respect to historical and natural aspects (Gül 2002). A preservation and
development planning should be conducted through a site management in order to cover these
settlement areas. Planning decisions from a single decision-making authority and implementation
thereof will enable the controlled protection of the area. In order to prevent further deterioration of
Halfeti houses, to provide sustainability of the historical texture integrity and in order to guide any
future restorations, a Settlement Plan for Protection purposes should be prepared. Protection and
preservation experts should be employed in the Municipality. Old Halfeti became one of the
popular areas for tourism investment and activities with its natural, historical and cultural features.
Tourism planning should cover this region and public awareness should be raised in the district.
Intervention techniques for restoration implementations should be separately considered for each
structure (Ahunbay, 2009). These can be summarized so that observations performed at Halfeti
houses should guide restoration works of such houses. Materials and supporting system of the
houses should be reinforced; the integrity of houses should be achieved by demolishing the added
walls in the spaces. Old materials should be renewed with original and authentic materials and the
painted and plastered stone surfaces which cause visual pollution should be cleared. Successful
sanitary applications should be made to provide wet floors, heating, cooling systems, electrical and
water installations correctly. All buildings should be reviewed to serve to tourism sector and to
make contemporary additions without distrupting the authenticity of the structures.
The most characteristic factors that distinguish the houses, which are the major construction type of
regional settlements, are usage of local materials and their application techniques. (Ergin Oruç Ş.,
2015). Widespread use of reinforced concrete and the decreasing number of specialist workers who
use local materials result in the deterioration of historical houses and texture. Stone and wood,
which are local materials, should be used in the restoration of Halfeti houses and for new
applications. Financial support and incentives should be provided in this region in order to operate
the stone quarries in the regions and to bring up new stone craftsmen.
New structuring, maintenance, repair and restoration applications which affect the traditional
texture in Halfeti should be conducted following the necessary permits from the Regional
Committee of Şanlıurfa for Protection of Cultural Assets (ŞKVKBK) and Protection
Implementation Supervisory Office within Şanlıurfa Metropolitan Municipality (KUDEB).
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4 REFERENCES
[1] YILMAZ, A., “XVI. Yüzyılda Bir Güney-Doğu Kasabası olan Rumkale’de Eğitim. Milli
Eğitim” p. 118, 1999
[2] DURUKAN, A., “Birecik, Halfeti, Suruç, Bozova İlçeleri ile Rumkale’deki Taşınmaz Kültür
Varlıkları”, TC Başbakanlık Güneydoğu Anadolu Projesi Kalkınma İdaresi Yayını, 1999.
[3] AKIN, N., ERES Z., ÇEİVEDİ B., “Urfa İli, Birecik Ve Halfeti İlçeleri Çevresindeki
Geleneksel Kırsal Yerleşmeler 2000 Yılı Çalışmaları”, 19. Araştırma Sonuçları Toplantısı
I.Cılt Kültür Bakanlığı Anıtlar Ve Müzeler Genel Müdürlüğü Kültür Bakanlığı Milli
Kütüphane Basımevi Ankara, pp. 63, 2001.
[4] TUNCEL, M., “Türkiye’de Yer Değiştiren Şehirler Hakkında Bir İlk Not” İstanbul Üniversitesi
Coğrafya Dergisi Sayı 20-21, İstanbul p.119, 1977.
[5] BOYRAZ, Z., BOSTANCI, M. S., “Kuruluş Yeri, Gelişimi Ve Fonksiyon Özellikleri
Bakımından Yeni Halfeti (Şanlıurfa)”, ZfWT Vol. 8 No. 1, pp.86,88, 2016.
[6] BAKIRCI, M., “Türkiye’de Baraj Yapımı Nedeniyle Yer Değiştiren Bir Şehir Halfeti”,
İstanbul Üniversitesi Coğrafya Dergisi, Sayı 10, İstanbul, p.119, 2002.
[7] ÇİFTÇİ, B., ŞAHİNALP M.S., GÜNAL V., “Dizi Turizmi Bağlamında Karagül Televizyon
Dizisi’nin Eski Halfeti’iyi Ziyaret Eden Turistlerin Ziyaret Kararları Üzerindeki Etkisi”,
Kesit Akademi Dergisi (The Journal of Kesit Academy), vol. 9, pp. 271, 2017
[8] GÜL, M., “Mısır Memlûklarının Hudud Kalesi Rumkale Ve Anadolu’da Memlûk İzleri”, Fırat
Üniversitesi Sosyal Bilimler Dergisi,12 (2), 363, 2002.
[9] AHUNBAY, Z., “Tarihi Çevre Koruma Restorasyon” YEM, İstanbul, 2009
[10] ERGİN ORUÇ, Ş., “Material Use And Archıtectural Features Of Rural Archıtecture In
Diyarbakır”, Kerpic’15 New Generation Earthern Architecture: Learning from Heritage,
International Conference, 26 December 2015, Istanbul Aydin University, Turkey, 2015.
CV: 1Emine EKİNCİ DAĞTEKİN, Assist.Prof. Dr.
Dağtekin, who graduated from Dicle University, Faculty for Architecture, Department of
Architecture in 1995, has completed his host graduate and doctor’s degree at Gazi University,
Faculty for Architecture, Department of Architecture. She has written many national and
international essays on traditional Turkish baths, traditional houses, Diyarbakır’s urban layout,
preservation and restoration.
CV: 2Mustafa TOPALAN, Msc. Arch.
Topalan, who graduated from Dicle University, Faculty for Architecture, Department of
Architecture in 2009, has completed his host graduate degree at Dicle University, Faculty for
Architecture, Department of Architecture. He works at the Ministry of Culture and Tourism.
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The Potential of Adobe Use in Modern Turkish Architecture
with the agenda of Sustainability
Özlem Geylani1, A.Tolga İlter2,
Pelin Karaçar3
1,2
Istanbul Technical University, Istanbul,
Istanbul Medipol University, Istanbul,
geylani@itu.edu.tr,
iltert@itu.edu.tr,
pkaracar@medipol.edu.tr
3
ABSTRACT
Earth as a natural building material may also be regarded as an important solution for sheltering
requirements. The natural morphology of geographical regions and climatic conditions of the
residential areas for architectural as well as less labor requirements and accessible acquisition are
some of the reasons for choosing adobe material. The people who chose settled lifestyle rather than
nomadic, produced rational, temporary and permanent solutions while they brought their culture,
attitude, demands to the districts where they settled.
Adobe material is chosed for its adaptability to the different climatic conditions, its natural
structure, less energy requirements during its production, sustainability, thermal isolation capability
as well as the ability to reserve warm air in winters for a long time and its resistance to hot air in
summers and keep interiors cool. Moreover, it is a breathing and damp proof material, which may
also be used with other environment friendly building materials that supply comfort conditions for
residents.
The increase of environmental problems and the risk it poses to human health triggered the
development of sustainable architectural solutions aiming at protecting ecological system balances.
In this sense, the designs of modern architectural buildings and environment friendly design
solutions are recommended at building material level and dissemination of usage of adobe as a
natural building material with clean energy production equipment will hopefully help to reduce
carbon release.
In this study, along with the effect of increased sustainability concerns in the construction industry,
prominent international rammed earth and adobe construction examples are examined. Under the
light of these distinguished cases, an evaluation is made for similar material and construction
methods in Turkey. The potential of spreading adobe and rammed earth construction combined
with modern construction methods is quite significant. Thus, this paper aims to attract attention to
promote this construction method for ecological village projects as well as independent
architectural initiatives.
Key Words: Adobe, Architecture, Building Materials, Sustainability, Traditional Turkish Houses,
Vernacular Traditional Construction Techniques
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1 INTRODUCTION
The environmental, economic and social problems experienced today in urban areas are expected to
cause much bigger problems for future human settlements. Some of the causes of these
complications are considered as consumerism, climate change, increasing social inequality on a
global scale, increasing human-nature disengagement and weakening social attachments.
Meanwhile, various suggestions are being developed to create alternative sustainable living
environments for solving these problems. One of these proposals is eco-village settlements. Ecovillages are examples of alternative living environments. The eco-village movement originated
from the combination of traditional ideas of coexistence and environmentalist approaches that
emerged in the 1960s and 1970s. The aims of ecocities, which are conscious communities that
come together for a common and special purpose, can be defined as the creation of sustainable,
nature-integrated, healthy communities and settlements that produce solutions to today's problems.
Sustainable, peaceful and integrated communities are expected to change the unhealthy conditions
of the 21st century cities. [3]
Concepts such as ecology and sustainability rapidly became effective all over the world during the
1990s. This ecological trend against consumerism has also created terms such as environmentally
conscious design, green/ecological architecture, environmentally conscious architecture, energyconscious architecture, climatic architecture. These concepts discussed different physical and social
environments leading to the development of eco-village initiatives. The associations established for
the development of these initiatives aim to create information networks where experiences are
shared to support ecological settlements. Design and research studies are also backed-up by
educational and cultural festivals. Examining traditional materials or contruction methods and
reusing them with improvements based on modern technology can help evaluate a more sustainable
construction. However, it is important to take into account that some of today’s manufacturing
methods are also a part of the problem. Hence, new ways of construction should be considered for
a deep-rooted solution. [1]
In this context, this paper examines traditional use of adobe and mud brick, traditional and
promising new technologies of manufacture and discusses its potential to be used as a main
building component for eco-villages.
2 ADOBE USAGE
Although traditional materials are gradually abandoned and the use of modern (contemporary)
materials has become widespread, their impact on the environment and human health should not be
ignored. Adobe, as a traditional material, is also an ecological building material that is
environmentally sensitive with minimum energy needs from production stage to construction stage.
Adobe is also a load-bearing material, obtained from clay soil and has a binding nature and is an
economical material, which can be used as plaster material if necessary. Its usage is indispensable
for the rural areas since the ancient days. It has a high value of heat insulation and does not require
the establishment of any production facility. In every season, residents in a building of adobe have
the most suitable living conditions. In this respect, it is economical because a thermal insulation
material is not needed [11]
The adobe material is a preferred material for house construction and other needs. It is suitable for
every type of building based on the conditions in our country. One or two-storey buildings are
constructed with adobe material. The construction type, where adobe is to be applied, should have a
square or rectangle structural system plan and it should be ensured that there are not too many
indentations and protrusions. At least 50 cm of the walls of the load-bearing outer walls, 30 cm of
the thickness of the load-bearing inner walls, non-partition walls not thinner than 15 cm are
required. The transverse and longitudinal load-bearing walls should be continuous. It is desirable
that the length of the load-bearing wall in a single span does not exceed 5 m. The location of the
outer wall space should start from 100 cm in the 1st and 2nd degree seismic zones and from 150 cm
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Kerpic’18 – Back to Earthen Architecture: Industrialized, Injected, Rammed, Stabilized
6th International Conference
Hasan Kalyoncu University, Turkey, 1-2 June 2018
in 3rd and 4th degree seismic zones. Door and window width must not exceed 100 cm even if
reinforced concrete is used. The partition of the wall of the lintels must be at least 50 cm. Filled
spaces between gaps must be at least 60 cm. Large eaves are useful for protecting the walls from
rain. If a flat roof is to be constructed, at least 40 cm of ceiling beams should be supported from the
wall. Other rules regarding design and construction must comply with the adobe brick construction
standards TS 2514 and 2515 [4] [7] [9] [11].
On the other hand, advantages and disadvantages of adobe material are as follows:
• The adobe containing structures keeps moisture in the interior by absorbing the inside air due to
the pore structure of the adobe paste.
• Adhesive keeps the heat and moisture balance due to its heat retention feature. It provides a more
viable, clean and healthy bioclimatic comfort within the building.
• The soil, which is one of the best energy-storing materials after water, forms the walls
surrounding the building as building material, and collects the energy of heating. After the heating
is turned off, it gives the heat for a long time to keep the temperature stable. It offers protection
against undesired hot or cold weather.
• Production cost is low and no facility is required for production.
• No mechanical energy is required during production and use. For example, to produce 1m³
concrete, energy such as 300 - 500 kWh is needed. 1% of this energy is enough to produce mud
brick. The researches have shown that for the power production of 1 kWh, the atmosphere transfers
an average of 5.5 g SO2 and 2.5 g NO2.
• Adhesive does not damage the environment when it completes its production and material life.
Demolition is a recyclable material that does not require much energy compared to other building
materials.
• If the soil removed during the foundation excavatio