INSTITUTE OF PHYSICS PUBLISHING
JOURNAL OF PHYSICS: CONDENSED MATTER
J. Phys.: Condens. Matter 17 (2005) 7955–7962
doi:10.1088/0953-8984/17/50/013
Stability of Hume-Rothery phases in Cu–Zn alloys at
pressures up to 50 GPa
V F Degtyareva1, O Degtyareva2, M K Sakharov1 , N I Novokhatskaya1,
P Dera2 , H K Mao2 and R J Hemley2
1
Institute of Solid State Physics, Russian Academy of Sciences, Chernogolovka, Moscow region,
142432, Russia
2 Geophysical Laboratory, Carnegie Institution of Washington, 5251 Broad Branch Road NW,
Washington, DC 20015, USA
Received 10 June 2005, in final form 22 August 2005
Published 2 December 2005
Online at stacks.iop.org/JPhysCM/17/7955
Abstract
The crystal structure of the γ -brass phase Cu5 Zn8 is confirmed with singlecrystal x-ray diffraction and CCD detector to be cubic with 52 atoms in the
unit cell, space group I 4̄3m, and the refined atomic positions are in good
agreement with previously reported data. The structural behaviour of α-(fcc),
β-(bcc), and γ -brass (cI 52) phases of the Cu–Zn alloy system has been studied
under pressure using diamond anvil cells and powder x-ray diffraction with
synchrotron radiation. The appearance of additional peaks in the diffraction
patterns of α- and β-phases indicates the beginning of transitions to new phases
at 17 and 37 GPa, respectively. The complex cubic γ -brass phase is observed
to be stable up to at least 50 GPa. The bulk modulus K 0 was determined as
140(4) GPa for α-, 139(5) GPa for β-, and 121(2) GPa for γ -phase assuming
K 0′ = 4. The structural stability of brass phases of the Cu–Zn system under
pressure is discussed in terms of a Hume-Rothery mechanism.
1. Introduction
Cu–Zn is a classic example of an alloy system displaying a sequence of phases along an alloy
composition, called Hume-Rothery phases. The crystal structure of these phases is determined
by electron concentration (that is the number of valence electrons per atom) [1]:
α(fcc) → β(bcc) → γ (complex cubic) → ε(hcp)
1.35 →
1.5
→
1.62
→ 1.75 (electron/atom).
Similar phase sequences exist in other binary alloy systems containing noble and polyvalent
metals [2]. The stability of crystal structures at certain electron concentrations in these alloys
was explained by the Hume-Rothery concept [3, 4]. The criterion of stability for a crystal
structure is a contact of a Brillouin zone (BZ) plane to the Fermi surface (FS), where the FS
is considered to be a sphere in the nearly-free electron approximation. The formation of an
0953-8984/05/507955+08$30.00
© 2005 IOP Publishing Ltd
Printed in the UK
7955
7956
V F Degtyareva et al
energy pseudo-gap at the BZ boundary lowers the kinetic energy of the valence electrons and
accounts for the stability of the structure.
The γ -phase of Cu–Zn alloy with the composition Cu5 Zn8 has a complex cubic structure
with 52 atoms per unit cell, space group I 4̄3m (Pearson symbol cI 52), and the lattice parameter
8.86 Å [5]. The γ -brass structure can be regarded as a 3 × 3 × 3 supercell of a body-centred
cubic (bcc) structure. In this supercell, two out of 54 atoms are removed and the remaining
52 atoms are slightly displaced from their ideal positions. The packing fraction of the γ -brass
structure, defined as a ratio of the total volume of atom spheres to the unit cell volume, equals
0.655 (or 0.662 [6]), which is smaller than the value of 0.68 for the bcc structure. One can
therefore expect a phase transition under pressure from the ‘vacant’ or open γ -structure to a
more close-packed structure. The γ -brass Cu5 Zn8 phase has been previously found to be stable
under pressure up to 16 GPa [6]. The question arises about the stability of the γ -brass structure
at higher pressures, also in comparison with the structural stability of the close-packed phases
α and β.
In our present work, we studied the complex cubic structure of the γ -brass Cu5 Zn8 phase
together with the fcc structure of the α-brass Cu75 Zn25 phase and the bcc structure of the βbrass CuZn phase up to pressures of 50 GPa. The study of these phases in the extended pressure
range may give us a better understanding of their structural stability at ambient pressure. We
discuss the results on Cu–Zn phase stability in the frame of the Hume-Rothery effect.
2. Experimental techniques
Alloys of Cu with 25, 50 and 62 at.% Zn were prepared by melting the proper amounts of
Cu and Zn of 4N purity in evacuated silica tubes. Single-crystal samples were grown by
the Bridgman method. The alloys have been characterized at ambient conditions by means of
powder and single-crystal x-ray diffraction and found to correspond to the literature data [5, 7].
The microprobe analysis of the samples has confirmed the corresponding composition of the
alloys and also has shown that the phases are homogeneous.
Single-crystal x-ray diffraction data of the γ -brass Cu5 Zn8 sample were collected on the
Bruker D8 diffractometer at the Geophysical Laboratory, which is equipped with an APEX
CCD detector and an Mo (λ = 0.7107 Å) x-ray tube. The structure was solved and refined using
direct methods with the programs SMART, RLATT and SAINTPLUS. The result confirmed
the structure solution from single-crystal data first reported in [7].
The Cu3 Zn, CuZn and Cu5 Zn8 alloy phases were studied under pressure using powder
angle-dispersive x-ray diffraction with synchrotron radiation. Samples were loaded in a
symmetrical cell and a 4:1 methanol–ethanol mixture was used as a pressure-transmitting
medium. To determine the pressure, we used in situ fluorescence measurements of ruby chips
loaded in the sample chamber [8]. Powder diffraction data were collected at beam line 16ID-B (HPCAT) at the Advanced Photon Source, Argonne National Laboratory. A focused,
monochromatic beam of wavelength λ = 0.4237 and 0.3680 Å was used and the data were
recorded on a MAR image plate calibrated with a silicon standard. Diffraction data were
integrated azimuthally using FIT2D [9], and structural information was obtained by Rietveld
refinement of the integrated profiles [10].
3. Results
Single-crystal x-ray diffraction data were obtained for the γ -brass Cu5 Zn8 phase at ambient
conditions. A total of 2358 reflections were collected to a resolution of 1.2 Å. These were
averaged to give 295 unique reflections with F > 2σ (F). The final fit to the structure gave
Stability of Hume-Rothery phases in Cu–Zn alloys at pressures up to 50 GPa
7957
Table 1. Structural data on the Cu5 Zn8 alloy at ambient conditions. Space group I 4̄3m. Atomic
positions refined from our single-crystal data are given in comparison with literature data [7].
Literature data [7]
Intensity (arb.units)
Cu1
Zn1
Cu2
Zn2
8c
8c
12e
24g
Present data
x
y
z
x
y
z
0.8280(4)
0.1089(5)
0.3558(4)
0.3128(3)
0.8280(4)
0.1089(5)
0
0.3128(3)
0.8280(4)
0.1089(5)
0
0.0366(6)
0.8278(1)
0.1095(1)
0.3558(2)
0.3130(1)
0.8278(1)
0.1095(1)
0
0.3130(1)
0.8278(1)
0.1095(1)
0
0.0357(2)
50.0 GPa
2
1
*
*
3.1 GPa
200
111
10
311
222
220
Intensity (arb.units)
20
0
10
12
14
16
18
20
22
24
26
2θ (deg.)
Figure 1. Integrated diffraction pattern of the fcc α-brass phase at 3.1 and 50.0 GPa (λ = 0.4237 Å).
hkl indices are given for the fcc phase. Additional diffraction peaks marked by asterisks on the
pattern at 50.0 GPa indicate a possible phase transition. A part of diffraction image with the
strongest diffraction peak is shown in the inset.
R1 = 5.9% and a goodness of fit χ 2 of 1.134. The crystal structure is confirmed to be
body-centred cubic with lattice parameter a = 8.856(2) Å, space group I 4̄3m, in accordance
with [5, 7]. The atomic positions of Cu and Zn atoms are refined and are in agreement with
previous single-crystal studies [7], as summarized in table 1.
High-pressure x-ray diffraction studies were performed on powder samples of α-brass
Cu3 Zn, β-brass CuZn and γ -brass Cu5 Zn8 phases to study their structural stability and
compressibility. These phases were followed up to 50 GPa, the maximum pressure reached in
this study. Diffraction patterns of the fcc α-phase obtained on pressure increase are shown in
figure 1. The diffraction peaks at all pressures can be indexed on the basis of the fcc phase.
Some weak features were observed above 17 GPa, implying a possible beginning of a phase
transition. Diffraction patterns of the β-brass CuZn alloy are consistent with the bcc structure
up to 50 GPa. Some additional features appear above 37 GPa, indicating the beginning of a
transition to a new phase, as shown in figure 2. No phase transitions have been observed for the
γ -brass up to 50 GPa. Figure 3 shows diffraction pattern of γ -brass at 50 GPa together with
Rietveld refinement with atomic positions fixed to the ambient pressure values. The refined
lattice parameter of γ -brass at 50.0 GPa is a = 8.100(1) Å.
The pressure dependence of the atomic volume of these phases is plotted in figure 4. The
data were fitted with the second-order Birch–Murnaghan equation. The bulk modulus of αbrass is K 0 = 140(4) GPa, for β-brass K 0 = 139(5) GPa and for γ -brass K 0 = 121(2) GPa,
7958
V F Degtyareva et al
50.6 GPa
10
*
37.0 GPa
10
*
*
0
5.5 GPa
211
10
200
110
Intensity (arb.units)
*
0
0
8
10
12
14
16
18
2θ (deg.)
Figure 2. Integrated diffraction patterns of the bcc β-brass phase for selected pressures (λ =
0.3680 Å). hkl indices are given for the bcc phase. Additional diffraction peaks marked by asterisks
on the patterns above pressures of 37 GPa indicate a possible phase transition. Parts of diffraction
images with the strongest diffraction peak are shown in the insets.
330, 411
50.0 GPa
15
910
651
741
644
660
631
444
710
721
600
611
420
332
422
510
521
211
5
222
321
10
110
Intensity (arb.units)
20
0
4
6
8
10
12
14
16
18
20
22
24
26
28
2θ (deg.)
Figure 3. Integrated diffraction pattern of the γ -brass phase at 50.0 GPa (λ = 0.4237 Å) and
Rietveld refinement (Rp = 3.45; Rwp = 5.94; Rexp = 0.01). Solid and dashed lines show
experimental and calculated profiles, respectively. Tick marks below the diffraction profile show
predicted peak positions. The hkl indices are shown.
with fixed value K 0′ = 4. The value of K 0 for γ -brass agrees well with the value of 123(3)
reported in [6]. It is found that α-, β- and γ -phases have a lower compressibility than expected
from the average values between constituents (figure 5).
4. Discussion
The criterion of stability for the crystal structures in the Cu–Zn alloy system, as was suggested
by Jones [4], is a contact of the Brillouin zone (BZ) plane with the Fermi surface (FS), or the
so-called Hume-Rothery effect. Here, the FS is considered to be a sphere within the nearly
free electron approximation. The interaction between the BZ boundary and the FS opens
a pseudo-gap and reduces the electronic energy, which leads to the lowering of the overall
Stability of Hume-Rothery phases in Cu–Zn alloys at pressures up to 50 GPa
7959
16
Zn
γ-phase
β-phase
α-phase
Cu
Atomic volume (Å3)
15
14
13
12
11
10
9
0
10
20
30
40
50
Pressure (GPa)
Figure 4. The atomic volume as a function of pressure for the α-, β-, and γ -phases from present
work, shown in comparison with literature data for pure elements Cu [11] and Zn [12]. All data
are fitted with the second-order Birch–Murnaghan equation of state with Ko′ fixed to 4 to allow
comparison.
Bulk Modulus K0 (GPa)
160
140
120
100
80
60
0
Cu
20
40
60
Composition (at%)
80
100
Zn
Figure 5. Bulk modulus K 0 at ambient pressure for Cu–Zn α-, β-, and γ -phases as a function
of composition, compared with K 0 values for pure elements. Data are obtained from the fit of
the alloy data from present work and data for pure elements from [11, 12] to the second-order
Birch–Murnaghan equation of state with fixed Ko′ = 4.
structure energy. In figure 6, the configuration of the BZ and FS is shown for the α-, β-, γ -,
and ε-phases of the Cu–Zn alloys. The FS is schematically represented as a sphere with a
radius kF = (3π 2 z/Vat )1/3 , where z is the number of valence electrons at the phase boundary
(z = 1.35 for α-, 1.5 for β-, 1.62 for γ -, and 1.75 for ε-phases), and Vat is the atomic volume
determined from the crystal structure. While the first BZ is shown for the α- and β-structures,
an extended Brillouin–Jones zone is shown for the γ -structure, constructed by the planes with
the hkl indices that correspond the diffraction peaks with a large structure factor [4].
Next we discuss the Hume-Rothery effect at high compressions. The crystal-structure
energy is usually approximated to consist of an electrostatic term and a band-structure
contribution that have the respective scaling V −1/3 and V −2/3 with volume V (see [13, 14]).
The latter contribution is expected to become more important with decreasing volume. This
7960
V F Degtyareva et al
α
{111}
{200}
β
{110}
γ
{411}
{330}
ε
{002}
{101}
Figure 6. Brillouin zones of Cu–Zn phases with the corresponding Fermi spheres at the boundaries
of phase stability. Upper raw—common view. Lower raw—projections showing the contact of the
Fermi spheres and Brillouin zone planes with given hkl indices (after [4]).
leads to an increase of the energy gap on the BZ planes and an increase of the BZ–FS interaction.
Thus, the Hume-Rothery effects are enhanced at high pressure, as proposed by Ashcroft [15].
The proposed enhancement of the Hume-Rothery effect with increasing pressure accounts
for the stability of the γ -brass structure up to 50 GPa shown in this study. The relative stability
of the α-, β-, and γ -structures is possibly connected with the relative contribution of the HumeRothery effect. For structure stability, it is important to have a BZ with many planes in contact
with the FS and consequently a BZ nearly filled with electronic states. For the γ -phase, there
are 36 BZ planes (of the {411} and {330} type) that are in contact with the FS, more than
in the β-phase (12 planes of the {110} type) and the α-phase (8 planes of the {111} type)
(see figure 6). Also, the BZ of the γ -phase is almost filled (93%), in comparison with 76%
zone filling for the β-phase and 62.5% for the α-phase. The zone filling corresponds to the
relative stability of these phases under pressure: no transition was observed for γ -brass up
to 50 GPa; the beginning of a transition to a new phase was observed for β-brass at 37 GPa
and for α-brass at 17 GPa. For the α- and β-phases at compression, a formation of complex
structures can be expected, with a BZ containing more planes in contact with the FS and a
better filling with electron states. Further studies are required to determine crystal structure
of the newly appearing high-pressure phases in the α- and β-brass alloys, for which evidence
was obtained in the present work.
Recent ab initio calculations on the Cu5 Zn8 alloy [16] showed the stabilization of the
complex γ -brass structure at ambient condition due to a formation of the energy pseudo-gap
at the Fermi level by electrons resonating with the BZ planes {411} and {330} and giving rise
to standing waves. These studies confirm the importance of the BZ–FS interaction (HumeRothery effect) for the stability of this structure. A similar theoretical picture for the γ -brass
structure at high pressures is now required. Our experimental result on the stability of the
Cu5 Zn8 γ -phase to at least 50 GPa confirms the suggestion that the Hume-Rothery effect is
enhanced under pressure.
It is interesting to compare the stability of the Cu5 Zn8 γ -phase under pressure with the
stability of the α-Mn structure up to pressures of about 140 GPa [17]. Both structures belong
to the same space group I 4̄3m and have the same BZ formed by planes {330} and {411}.
Although the FS of Mn is quite complex due to the contribution of d-electrons, it does not
Stability of Hume-Rothery phases in Cu–Zn alloys at pressures up to 50 GPa
7961
seem improbable that the stability of the α-Mn structure may be for the same reason as the
γ -phase of Cu–Zn alloy, i.e. the BZ–FS interaction.
An enhancement of the Hume-Rothery effect under pressure can lead to a formation of
high-pressure phases with complex structures. It has recently been suggested that the HumeRothery effect explains [18] the appearance and the stability of the complex high-pressure
structures in alkali metal Li-cI 16 [19]. It is proposed that the structural distortions from
bcc give rise to new diffraction planes forming a BZ boundary close to the FS; interaction
between the BZ boundary and the FS opens a pseudo-gap and reduce the overall electronic
energy. These effects can also account for the complex, long-period structures Rb-oC52
and Cs-oC84 [20, 21] which are related to Li-cI 16, with additional distortions due to the
electron s–d transfer. The high-pressure phase Li-cI 16, Rb-oC52, and Cs-oC84 [19–21] thus
should be considered as Hume-Rothery phases, similar to the classical Cu–Zn alloy phases. At
compression Li shows an increase in resistivity at high temperatures [22] and an appearance
and increase of superconductivity [23–25]. The reason for these is probably connected with
the enhancement of the Hume-Rothery effect at high pressure.
In the Cu–Zn and other brass alloys, the γ -phase shows an anomalous behaviour of some
physical properties, such as resistivity, magnetic susceptibility, Hall effect, magnetoresistance
and thermoelectric power, which was accounted for by the band-structure effect associated
with the BZ–FS interaction [26]. The observed structural stability of the γ -brass phase under
pressure is a further indication on special features of its crystal structure.
In conclusion, we have studied the structure stability of the α-, β-, and γ -brass phases
of the Cu-Zn alloy system up to 50 GPa. We have shown that the close-packed α- and βstructures begin to transform to new high-pressure phases, and the vacant γ -structure is shown
to be stable up to at least 50 GPa. This observation supports the idea of the enhancement of
the Hume-Rothery mechanism on compression.
Acknowledgments
The authors thank M Somayazulu and E Gregoryanz for their assistance with data collection at
HPCAT. The financial support by the Russian Foundation for Basic Research under the grant
number 04-02-17343 is gratefully acknowledged. The authors acknowledge financial support
from NSF, through grant EAR-0217389. The HPCAT facility is supported by DOE-BES,
DOE-NNSA (CDAC), NSF, DOD–TACOM, and the W M Keck Foundation. The Advanced
Photon Source is supported by the US Department of Energy, Office of Basic Energy Sciences,
under Contract No. W-31-109-Eng-38.
References
[1] Hume-Rothery W 1926 Researches on the nature, properties, and condition of formation of intermetallic
compounds J. Inst. Met. 35 319–35
[2] Massalsky T B (ed) 1996 Binary Alloy Phase Diagrams (Metals Park, OH: American Society for Metals)
[3] Mott N F and Jones H 1936 The Theory of the Properties of Metals and Alloys (London: Oxford University
Press)
[4] Jones H 1962 The Theory of Brillouin Zones and Electron States in Crystals (Amsterdam: North-Holland)
[5] Pearson W B 1967 Handbook of Lattice Spacings and Structures of Metals and Alloys (New York: Pergamon)
[6] Iwasaki H and Okada M 1980 The γ -brass structure at high pressure Acta Crystallogr. B 36 1762–5
[7] Brandon J K, Brizard R Y, Chieh P C, McMillan R K and Pearson W B 1974 New Refinements of the γ Brass
type Structures Cu5 Zn8 , Cu5 Cd8 and Fe3 Z10 Acta Crystallogr. B 30 1412–7
[8] Mao H K, Xu J and Bell P M 1986 Calibration of the Ruby Pressure Gauge to 800 kbar under quasi-hydrostatic
conditions J. Geophys. Res. 91 4673
7962
V F Degtyareva et al
[9] Hammersley A P et al 1996 Two-dimensional detector software: from real detector to idealized image or
two-theta scan High Pressure Res. 14 235
[10] Kraus W and Nolze G 1996 POWDER CELL—a program for the representation and manipulation of crystal
structures and calculation of the resulting x-ray powder patterns J. Appl. Crystallogr. 29 301
[11] Dewaele A, Loubeyre P and Mezouar M 2004 Equations of state of six metals above 94 GPa Phys. Rev. B
70 094112
[12] Takemura K 1997 Structural study of Zn and Cd to ultrahigh pressures Phys. Rev. B 56 5170
[13] Harrison W A 1966 Pseudopotentials in the Theory of Metals (New York: Benjamin)
[14] Heine V and Weaire D 1970 Pseudopotential theory of cohesion and structure Solid State Physics vol 24, ed
H Ehrenreich, F Seitz and D Turnbull (New York: Academic)
[15] Ashcroft N 2002 IUCr XIX: International Union of Crystallography Congress and General Assembly (Geneva,
Switzerland, Aug. 2002)
[16] Paxton A T, Methfessel M and Pettifor D G 1997 A bandstructure view of the Hume-Rothery electron phases
Proc. R. Soc. London A453 1493–514
Asahi R, Sato H, Takeuchi T and Mizutani U 2005 Verification of Hume-Rothery electron concentration rule in
Cu5 Zn8 and Cu9 Al4 γ brasses by ab initio FLAPW band calculations Phys. Rev. B 71 165103/1–8
[17] Fujihisa H and Takemura K 1995 Stability and the equation of state of alpha-manganese under ultrahigh pressure
Phys. Rev. B 52 13257–60
[18] Degtyareva V F 2004 Novel Hume-Rothery phases in simple metals and alloys under high pressure High Pressure
Crystallography ed A Katrusiak and P McMillan (Dordrecht: Kluwer) pp 447–56
Degtyareva V F 2003 Brillouin zone concept and crystal structures of sp metals under high pressure High
Pressure Res. 23 253–7
[19] Hanfland M, Syassen K, Christensen N E and Novikov D L 2000 New high-pressure phases of lithium Nature
408 174–8
[20] McMahon M I, Nelmes R J and Rekhi S 2001 Complex crystal structure of cesium-III Phys. Rev. Lett. 87 255502
[21] Nelmes R J, McMahon M I, Loveday J S and Rekhi S 2002 Structure of Rb-III: novel modulated stacking
structures in alkali metals Phys. Rev. Lett. 88 155503
[22] Fortov V E, Yakushev V V, Kagan K L, Lomonosov I V, Postnov V I, Yakusheva T I and Kuryanchik A N 2001
Anomalous resistivity of lithium at high dynamic pressure JETP Lett. 74 418–21
[23] Shimizu K, Ishikawa H, Takao D, Yagi T and Amaya K 2002 Superconductivity in compressed lithium at 20 K
Nature 419 597–9
[24] Struzhkin V V, Eremets M I, Gan W, Mao H K and Hemley R J 2002 Superconductivity in dense lithium Science
298 1213–5
[25] Deemyad S and Schilling J S 2003 Superconducting phase diagram of Li metal in nearly hydrostatic pressures
up to 67 GPa Phys. Rev. Lett. 91 167001
[26] Mountfield K R and Rayne J A 1983 Electronic properties of bulk copper–aluminum and copper–zinc alloys
Phys. Rev. B 27 3263–72