ALL THE SOVEREIGN’S AGENTS:
THE CONSTITUTIONAL CREDENTIALS OF
ADMINISTRATION
Kate Jackson*
Prerogative being nothing, but a Power in the hands
of the Prince to provide for the publick good, in such
Cases, which depending upon unforeseen and
uncertain Occurrences, certain and unalterable Laws
could not safely direct, whatsoever shall be done
manifestly for the good of the People, and the
establishing the Government upon its true
Foundations, is, and always well be just Prerogative.
Locke, Two Treatises of Government, Ch. XIII ¶ 158
TABLE OF CONTENTS
INTRODUCTION ...............................................................................................2
PART I: ADMINISTRATION, POPULAR SOVEREIGNTY AND RIGHTS...................8
A.
The Mind and Body of the Democratic Sovereign ..........................10
B.
Individual Rights and Rule of Law ..................................................15
C.
The Non-Problem of Separating Powers .........................................24
PART II. AGENCIES AND THE REPRESENTATIVE TURN...................................30
A.
Defining the Turn .............................................................................31
B.
Accommodating Administration ......................................................36
C.
1.
2.
3.
Implications ......................................................................................42
Non-Delegation as a Problem of Equality of Representation ......42
Technocracy, Non-Delegation and Representation......................44
Representation and the Chevron Shuffle .....................................48
CONCLUSION .................................................................................................50
*
J.D., Ph.D., DeOlazarra Postdoctoral Fellow, University of Virginia Department of Politics,
Program in Political Philosophy, Policy & Law. I thank the participants in the Groupe de
Recherche Interuniversitaire en Philosophie Politique and ClassCrits for their useful
commentary and direction.
2
JACKSON
INTRODUCTION
We face no less than four urgent crises: an ongoing pandemic1; racial
injustice and its consequent civil unrest2; an economic depression
approaching the pain inflicted in 19293; and the accumulating, existential
threat of climate change.4 Citizens must rely on their state to tackle these
burning perils.5 Yet critics both left6 and right7 would tear down its
institutional capacity to do so. Some denounce the exercise of administrative
power as illiberal, unconstitutional and obnoxious to the rule of law.8 Others
impugn it as undemocratic, paternalistic, and corrupt.9 Yet without some kind
of agent to carry out collective solutions, these perils may very well proceed
unabated.
1
E.g., Exec. Order No. 14002, 86 Fed. Reg. 7229 (January 22, 2021); Exec. Order No. 13995,
86 Fed. Reg. 7193 (January 21, 2021).
2
E.g., Exec. Order No. 13985, 86 Fed. Reg. 7009 (January 20, 2021).
3
E.g., David C. Wheelock, Comparing the COVID-19 Recession with the Great Depression
(Aug.
12,
2020),
https://research.stlouisfed.org/publications/economicsynopses/2020/08/12/comparing-the-covid-19-recession-with-the-great-depression.
4
E.g., Exec. Order No. 14008, 86 Fed. Reg. 7619 (January 27, 2021).
5
See, e.g., JEDIDIAH BRITTON-PURDY, THIS LAND IS OUR LAND: THE STRUGGLE FOR A NEW
COMMONWEALTH (2019); The World We’ve Built, DISSENT, July 3, 2018 (describing the
“Leviathan” required to deal with climate change); Adam Tooze, Shockwave, LONDON REV.
OF BOOKS, Apr. 16, 2020 (describing the leadership and state capacity required to tackle the
pandemic and its disastrous economic implications).
6
See, e.g., Wolfgang Streeck, The Return of the Repressed, 104 NEW LEFT REV. 5, 12 (2017)
(agencies’ exclusionary expert elitism contributes to populist blowback); Andrew Arato,
How We Got Here: Transition Failures, Their Causes and the Populist Interest in the
Constitution, 45 PHILOSOPHY & SOCIAL CRITICISM 1106, 1108 (2019) (executive power
contributes to a democratic deficit that drives populism); Albena Azmanova, The Crisis of
Europe: Democratic Deficit and Eroding Sovereignty – Not Guilty, 24 L. & CRITIQUE 23
(2013) (technocratic government is insufficiently responsive to the undesirable
consequences of its actions); JURGEN HABERMAS, TOWARD A RATIONAL SOCIETY: STUDENT
PROTEST, SCIENCE AND POLITICS 81-82, Jeremy J. Shapiro, trans., 1971) (instrumental
rationality, when performed by government bureaucracy, becomes a form of domination);
THEODORE J. LOWI, THE END OF LIBERALISM: IDEOLOGY, POLICY AND THE CRISIS OF PUBLIC
AUTHORITY 233 (1969) (arguing that the welfare state is an example of how private interest
groups colonize public lawmaking).
7
See, e.g., Gillian E. Metzger, 1930s Redux: The Administrative State Under Siege, 131 Har.
L. Rev. 1, 3-4 (2017) (describing proposed anti-administrative regulation and judicial
suspicion of agency power – particularly that of Justice Gorsuch); PHILIP HAMBURGER, IS
ADMINISTRATIVE LAW UNLAWFUL? (2014).
8
See ibid. and note 13, infra
9
See supra n. 6.
ALL THE SOVEREIGN’S AGENTS
3
Pushing an anti-administravist10 agenda, libertarians continue their
“long war”11 against government agencies by insisting that they are an
unconstitutional fourth branch of government. For them, administration is a
kind of “absolutism”12 that violates the separation of powers and defies the
principle of limited government.13 They contend that agencies’ discretionary
rulemaking offends the liberal commitment to the rule of law.14 Accordingly,
they would punt agencies’ responsibility for social, economic, and
environmental problems to courts and legislatures.15 Regulation would thus
be placed at the mercy of an undemocratic judiciary who increasingly
“weaponizes” the First Amendment in favor of big business16 – or of a
Congress whose already inefficient decision-making is crippled by hyperpolarization17 and distorted by the kind of material inequalities that the
welfare state is meant to ameliorate.18
10
I borrow this term from Metzger, supra note 7, at 4.
Charles H. Koch, Jr., James Landis: The Administrative Process, 48 ADMIN. L. REV. 419,
420 (1996).
12
Hamburger, supra note 7, at 6.
13
E.g., Gary Lawson, The Rise and Rise of the Administrative State, 107 HARV. L. REV.
1231, 1233 (1994); Gary Lawson, Delegation and Original Meaning, 88 VA. L. REV. 327
(2002); RICHARD EPSTEIN, HOW PROGRESSIVES REWROTE THE CONSTITUTION (2006);
JOSEPH POSTELL, BUREAUCRACY IN AMERICA: THE ADMINISTRATIVE STATE’S CHALLENGE
TO CONSTITUTIONAL GOVERNMENT 4 (2017); Larry Alexander & Saikrishna Prakash,
Reports of the Nondelegation Doctrine’s Death are Greatly Exaggerated, 70 CHI. L. REV.
1297 (2003). See generally Jeremy K. Kessler, The Political Economy of ‘Constitutional
Political Economy, 94 TEX. L. REV. 1527 (2016). For a recent opinion implementing this
view, see State of Florida v. Beccara et al., CA. No. 8:21-cv-839-SDM-AAS, *82-86 (M.D.
Fla. June 18, 2021) (J. Merryday).
14
Hamburger, supra note 7, at 35-36, 50, 67-8, 72; ERIC A. POSNER & ADRIAN VERMEULE,
THE EXECUTIVE UNBOUND: AFTER THE MADISONIAN REPUBLIC 4 (2010). For theoretical
discussions, see FRIEDRICH A. HAYEK, LAW, LEGISLATION AND LIBERTY 27-8 (Vol. II,
1976); PIERRE ROSANVALLON, GOOD GOVERNMENT 26 (2018).
15
See, e.g., H.R. 5, 115th Cong. §§ 103, 202 (2017-2018) (increasing the constraints imposed
on agency rulemaking and enhancing de novo judicial review of agency actions); Lowi,
supra note 7, at 301.
16
See, e.g., Jedidiah Purdy, Beyond the Bosses Constitution: The First Amendment and Class
Entrenchment, 118 COLUM. L. REV. 2161, 2162 (2018) (quoting Janus v. Am. Fed’n of State,
Cty., & Mun. Emps., Council 31, 138 S. Ct. 2448, 2501 (2018) (Kagan, J., dissenting)).
17
See, e.g., MATTHEW HOLDEN, JR., CONTINUITY AND DISRUPTIONS: ESSAYS IN PUBLIC
ADMINISTRATION 225 (1996); BLAKE EMERSON, THE PUBLIC’S LAW: ORIGINS AND
ARCHITECTURE OF PROGRESSIVE DEMOCRACY 17-18 (2019).
18
Peter L. Strauss, Eroding ‘Checks’ on Presidential Authority: Norms, the Civil Service,
and the Courts, 94 CHICAGO-KENT L. REV. 581, 585 (2020); Michael A. Livermore and
Daniel Richardson, Administrative Law in an Era of Partisan Volatility, 69 EMORY L. J. 1,
45 (2019).
11
4
JACKSON
Conservatives with a more authoritarian inflection seek to recall
administration from its constitutional exile by subsuming it under
Presidential power.19 Such critics would lend administration some
democratic credentials by bootstrapping them to the President’s electoral
accountability. Yet ridding agencies of their independence by placing them
under the discretion of the President grants the President personal control
over agency policymaking and adjudication without the checks provided by
Congress, the Courts, or an independent civil service.20 It thus, arguably,
solves a separation-of-powers problem by introducing a new one.21 More
ominously, empowering the President with the patina of democratic
legitimacy emits a strong whiff of Schmittian politics.22 The prospect of a
largely unbound executive officer claiming a popular mandate to hire and fire
civil servants on a whim should alarm any that followed the Trump
Administration’s treatment of refugees, civil protestors, polluters, and
political cronies.
Agency power likely fares poorly in the hands of the left.23 They
blame administrative technocracy for a variety of social and political
ailments: the reification of social differences and the juridification of human
19
Posner & Vermeule, supra note 13, at 12-15; CARL SCHMITT, LEGALITY AND LEGITIMACY
13 (J.P. Seitzer trans., Duke U. P. 2004)(1932) (“the newly created financial
bureaucracy…found the possibility of a new basis in the plebiscitary legitimacy of the
German President elected by the entire German people.”); K. Sabeel Rahman,
Reconstructing the Administrative State in an Era of Economic and Democratic Crisis, 131
HARV. L. REV. 1671, 1673 (2018) (book review). Recent cases showing this inclination
include, e.g., Free Enterprise Fund v. PCAOB, 537 F.3d 667, 685 (D.C. Cir. 2008)
(Kavanaugh, J., dissenting) (buffering PCAOB commissioners from presidential oversight is
unconstitutional); Seila Law LLC v. Consumer Financial Protection Bureau, 591 U.S. ___,
*11-12 (2020); Collins et al. v. Yellen, 594 U.S. ___, *27-28 (2021).
20
See, e.g., ADAM B. COX & CRISTINA M. RODRIGUEZ, THE PRESIDENT AND IMMIGRATION
LAW 7-8 (2020); Trump v. Hawaii, 585 U.S. __ (2018).
21
DWIGHT WALDO, THE ADMINISTRATIVE STATE 145 (Routledge 2006) (1948); cf. ADRIAN
VERMEULE, LAW’S ABNEGATION (2016) (arguing that no such problem exists because
Congress knowingly delegated such policymaking to the executive).
22
Posner & Vermeule, supra note 14, at 53-4, 90-1; Samuel Moyn, The Guardians, THE
NATION, Aug. 24, 2020, https://www.thenation.com/article/culture/eric-posnerdemagogues-playbook/ (book review) (reviewing ERIC A. POSNER, THE DEMAGOGUE’S
PLAYBOOK (2020); James Chappel, Nudging Towards Theocracy: Adrian Vermeule’s War
on Liberalism, DISSENT (Spring 2020). We can observe this dynamic Justice Gorsuch’s
dissent in Gundy v. United States, when he states that “to allow the nation’s chief law
enforcement officer to write the criminal laws he is charged with enforcing…would...invite
the tyranny of the majority.” 139 S. Ct. 2116, 2145 (2019).
23
See Nicholas Bagley, The Procedure Fetish, 118 MICH. L. REV. 345, 348-50 (2019)
(arguing that left-wing worries about agency legitimacy opened space for right-wing
deregulatory reform).
ALL THE SOVEREIGN’S AGENTS
5
nature24; corruption, privatization and regulatory capture25; the
depoliticization of economic issues and the subsidization of globalized
financial capitalism26 and, ultimately, the constellation of conspiratorial
populist politics currently threatening liberal democratic states.27 Their
preferred solutions include democratizing agency decision-making28 and
constraining Congress’ capacity to delegate its lawmaking function.29 While
their interventions are welcome, they may deprive government of the nimble
expertise necessary to address environmental and economic crises.30
Moreover, as illustrated by the President’s extraordinary powers to shape
national immigration policy despite its “notoriously complex and detailed
statutory structure,” increasing the amount of formal legislation may only
expand agencies’ enforcement discretion.31 Agency democratization,
furthermore, risks reproducing, perhaps under the cover of ostensible public
consensus, the same social, economic and political inequalities that distort
Congressional lawmaking.32
In this essay, I contend that this multi-pronged anti-administravist
attack stands upon shaky conceptual foundations. Each builds atop a theory
of constitutionalism that embraces a too-literal conception of popular
sovereignty.33 It is a conception that posits that there is, in fact, a “people”
with a sovereign “will.” It is a “will” that can be clearly identified (through
elections); straightforwardly transcribed (through lawmaking); mechanically
24
Habermas, supra note 6, at 121-2; Michel Foucault, Governmentality, in THE FOUCAULT
EFFECT: STUDIES IN GOVERNMENTALITY 87 -104 (Graham Burchell et al. eds., 1991). For a
discussion and summary of these critiques, see Emerson, supra note 17, at 7-8, 65.
25
See, e.g., Lowi, supra note 6; JON D. MICHAELS, CONSTITUTIONAL COUP:
PRIVATIZATION’S THREAT TO THE AMERICAN REPUBLIC (2017).
26
Streeck, supra note 6; Azmanova, supra note 6.
27
Arato, supra note 6; Rosanvallon, supra note 14, at 162.
28
Rahman, supra note 19, at 1676; Emerson, supra note 17, at 17-18.
29
See, e.g., Robert Goodin, Welfare, Rights and Discretion, 6 OXFORD J. OF LEG. STUDIES
232, 250-3 (1986); Thomas Christiano, Democracy and Bureaucracy, 71 PHIL. &
PHENOMENOLOGICAL RESEARCH 211, 212 (2005) (reviewing HENRY O. RICHARDSON,
DEMOCRATIC AUTONOMY (2003)); Rosanvallon, supra note 14, at 160.
30
E.g., James Landis, Administrative Policies and the Courts, 47 YALE L. J. 519, 530 (1938).
31
Cox & Rodriguez, supra note 20, at 7-8.
32
Lowi, supra note 6; Emerson, supra note 17, at 76 (agency democratization reproduced
racial bigotry); Richard B. Stewart, The Reformation of Administrative Law, 88 HARV. L.
REV. 1669, 1764 (1975) (collective action problems and the involvement of unaccountable
public interest organizations skew attempts at agency democratization); Theda Skocpol &
Kenneth Finegold, State Capacity and Economic Intervention in the Early New Deal, 97
POL. SCI. Q. 255, 265 (1982) (arguing that the NRA, despite its goals of incorporating labor
and consumer interests, became captured by business).
33
E.g., Jurgen Habermas, Three Normative Models of Democracy, 1 CONSTELLATIONS 1, 12
(1994); discussed infra, at pt. I(A).
6
JACKSON
applied (by administrators) and constrained (by judges).34 But in a country of
hundreds of millions, the diverse multiplicity of citizens could never find a
common will.35 It is even more impossible that it could ever be accurately
expressed through the lawmaking of elected representatives.36 As a result,
critics of administration often grant statutory lawmaking more democratic
credentials than it deserves.37 The non-delegation doctrine purports to prevent
the delegation of something that simply may not exist.
Critics commit another mistake when they invoke a theory of
constitutionalism that analytically divides functions that cannot, as either a
moral or empirical matter, be disentangled. First, they incorrectly posit two
separate, autonomous processes: the collective formation of ends
(lawmaking) and the implementation (execution) and application
(adjudication) of those ends.38 But we cannot presume that judges and
administrators can mechanically apply and enforce the law without importing
into the process their own value-laden, and therefore political, judgments.39
“They who will the end will the means” is a naïve argument that occludes the
power wielded by unelected actors.40 It is also a mistake to presume that the
legislative branch concerns itself only with value-laden final ends, and not
with the means required to execute them.41 Indeed, most of our most bitter
political fights are fights conducted precisely over means: how best to grow
34
Discussed infra, at pts. I(A), I(B).
E.g., CLAUDE LEFORT, DEMOCRACY AND POLITICAL THEORY 13-14 (David Macy trans.,
1988); Richardson, supra note 29, at 65.
36
See, e.g., Michael Saward, Shape-Shifting Representation, 108 AM. POL. SCI. R. 723 (2014)
(describing how politicians stand for different things to different people) and the discussion
at part II(A), infra
37
This is called the “legislative primacy” argument. For an example, see Posner & Vermeule,
supra note 14, at 8; Jeremy Waldron, POLITICAL POLITICAL THEORY 196 (2016). For a
discussion of the historical intellectual roots of legislative primacy and its relation to
individual rights, see Aniceto Masferrer & Anna Taitslin, The Ill-Fated Union:
Constitutional Entrenchment of Rights and the Will Theory from Rousseau to Waldron, in
THE LEGAL DOCTRINES OF THE RULE OF LAW AND THE LEGAL STATE (RECHSSTAAT), 105,
106, 112 (James E. Hickey & James R. Silkenat, eds., 2014) (explaining, inter alia, that Dicey
believed in parliamentary supremacy and that the common law, enforced by judges, would
adequately protect individual rights against arbitrary executive power and preserve the “rule
of law.”).
38
Richardson (supra note 29, at 114) dubs this phenomenon “agency instrumentalism.”
39
E.g., Oliver Wendell Holmes, Jr., The Path of the Law, 110 HARV. L. REV. 991, 997-8
(1997) (1897) (though most well-known for his “bad man” theory of the law, the essay also
argues that law cannot be applied using mechanical logic; that “[b]ehind the logical form lies
a judgment as to the relative worth and importance of competing legislative grounds, often
an inarticulate and unconscious judgment, it is true, and yet the very root and nerve of the
whole proceeding”).
40
Richardson, supra note 29, at 116.
41
Ibid., at 119-27.
35
ALL THE SOVEREIGN’S AGENTS
7
the economy; how best to care for the sick; how best to mitigate climate
change, etc.42 As a result, the theories overemphasize and distort the purpose
of separating powers.43
Critics commit yet another mistake when they divorce the
constitutional functions of (1) protecting rights and limiting government
power, and (2) providing the decision-making procedures necessary for
democratic will-formation.44 They isolate elections and lawmaking from the
process of enforcing rights and the rule of law – as if they have nothing to do
with one another. Yet quarantining rights from democracy requires reliance
on an outsourced moral order external to the political system itself – a reliance
inappropriate for contemporary secular polities.45 They therefore lend judges
too many liberal credentials while denying any to mechanisms of popular
feedback.
Rather than critiquing agencies for violating the separation of powers,
for their over-reliance on unelected technocrats, or for their indifference to
universalizable legal principles, I argue that administration does indeed carry
constitutional liberal democratic credentials – credentials borne out by
political theory’s “representative turn.”46 By understanding agencies as
embedded in a system of representative democracy that aims to set the
conditions by which citizens can relate to each other as political equals, we
can assess the legitimacy of government agencies without any “idolatrous”47
commitments to a fictitious popular sovereign or legal formalism. I suggest
that agency institutions should be measured against the notion that popular
sovereignty demands not consensus and consent, but instead institutions that
permit citizens to understand themselves as co-equal participants in the
collective decision-making process.
This essay will proceed as follows. Part I situates administrative
agencies in an understanding of liberal democratic constitutionalism that (A)
eschews outmoded notions of popular sovereignty and (B) natural law. It will
42
Ibid., at 102.
See, e.g., THE FEDERALIST NO. 51 (James Madison).
44
E.g., Habermas, supra note 33, at 8-9.
45
Probably the most seminal argument is found in MAX WEBER, THE PROTESTANT ETHIC
AND THE SPIRIT OF CAPITALISM (Routledge 2001) (1904); see also MAX WEBER, ECONOMY
AND SOCIETY (Guenther Roth and Claus Wittich eds., 1978) (1921); JURGEN HABERMAS,
LEGITIMATION CRISIS 95-102 (Thomas McCarthy trans., 1973); cf. CARL SCHMITT,
POLITICAL THEOLOGY 36 (George Schwab trans., 1985) (1922) (“All significant concepts of
the modern theory of the state are secularized theological concepts…”).
46
Nadia Urbinati & Mark E. Warren, The Concept of Representation in Contemporary
Democratic Theory, 11 ANN. REV. OF POL. SCI. 387 (2008).
47
Vermeule, supra note 21, at 56.
43
8
JACKSON
then (C) explain how adequately conceived notions of the separation of
powers and the rule of law cannot serve as indefeasible objections to
administration. Part II makes a positive case for agency authority by drawing
from the insights gained from political theory’s representative turn. It will
first (A) define this important intellectual development and then (B) explain
how administrative agencies might fit comfortably within a representative
system. The essay (C) concludes by showing how theories of representation
can inform some enduring debates in administrative law and suggesting some
changes that might enhance the legitimacy of agency action.
PART I: ADMINISTRATION, POPULAR SOVEREIGNTY AND RIGHTS
Democracy promises the rule of “we the people.”48 Democratic
citizens, possessing inalienable rights, are to come together, deliberate,49 and
jointly create the laws that bind them. The administrative agency, with its
unaccountable expert technocrats, policymaking autonomy, and immunity
from micromanaging judicial review, looks like an unwelcome uncle at the
constitutional dinner table.
Intuitively, these knee-jerk objections cannot be quite correct.
Agencies carry some obviously democratic credentials. As Adrian Vermeule
points out, they are, after all, the creation of statutory lawmaking.50 At least
as early as 1798, Congress has delegated coercive rule-making power to
Federal bureaucracy on matters as diverse as tax inspections, territorial
governance, veterans’ pensions, mail delivery, intellectual property, and the
payment of public debts.51 In McCullough v. Maryland,52 the U.S. Supreme
Court interpreted the “necessary and proper” clause53 to anticipate Congress’
desire to create such agencies – in this case, a national bank. Bruce
Ackerman,54 in his seminal work, argues that our contemporary agencies
carry Constitutional credentials. Many were birthed through multiple
48
See generally, e.g., BRUCE ACKERMAN, WE THE PEOPLE: TRANSFORMATIONS 279-314
(VOL. II 1998); U.S. CONST. pmbl.
49
Nathan K. Noh, Note, Non-Delegation as Non-Deliberation, 19 N.Y.U. L. REV. 379, 394
(2016).
50
Vermeule, supra note 21, at 9.
51
See generally, e.g., Nicholas R. Parillo, A Critical Assessment of the Originalist Case
Against Administrative Regulatory Power: New Evidence form the Federal Tax on Private
Real Estate in the 1790s, YALE L. J. (forthcoming 2021); Julian Davis Mortenson & Nicholas
Bagley, Delegation at the Founding, 121 COLUM. L. REV., *76-*96 (forthcoming 2021)
(https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3512154); Kevin Arlyck, The
Founders’ Forfeiture, 119 COLUM. L. REV 1449, 1452 (2019).
52
17 U.S. 316 (1819).
53
U.S. Const. art. I, § 8.
54
Ackerman, supra note 48, at 279-314.
ALL THE SOVEREIGN’S AGENTS
9
hyperpolitical elections and constitutional challenges within the courts.
Further, from their very inception, agencies struggled internally to
accommodate their actions to constitutional requirements.55 The
Administrative Procedure Act56 (“APA”), for example, imposes upon
agencies principles of due process and the rule of law.57
Regardless, if democratic lawmaking is to shape the community of
those that make it, there must be some kind of agent or instrumentality to
carry it out.58 A Congressional decision to levy a tax is meaningless without
an Internal Revenue Service to collect it.59 Yet it is impossible to imagine that
such agencies might operate like mindless, loyal robots. Whether performed
by court or administrator, the application of laws will inevitably involve
policy judgments that are not included within the text of the law itself.60
Lawmaking is, by its nature, always more abstract than we would like. Such
“general propositions do not,” noted Justice Holmes, Jr. in his influential
Lochner v. New York61 dissent, “decide concrete cases.” The required
elaboration almost always imports values that are not clearly identified in any
statutory text.62 The task of accommodating administration to constitutional
democracy cannot, therefore, aim at eliminating the agency costs implicit in
the application of law. It can only seek to understand how they might
comfortably fit within a constitutional order.
The next two sections will elaborate upon these intuitions. Many
objections to agency power presume antiquated conceptions of sovereignty
and rights. They juxtapose the will of a powerful organ-body sovereign63
55
Sophia Z. Lee, Our Administered Constitution: Administrative Constitutionalism from the
Founding to the Present, 167 U. PENN. L. REV. 1699, 1710-28 (2019).
56
5 U.S.C. §§ 551 et seq.
57
E.g., Richard B. Stewart, Administrative Law in the Twenty-First Century, 78 N.Y.U. L.
REV. 437, 438 (2003).
58
See Woodrow Wilson, The Study of Administration, 2 POL. SCI. Q. 197, 212 (1887)
(describing administration as the “Deed” that follows democratic will); JURGEN HABERMAS,
BETWEEN FACTS AND NORMS 134 (William Rehg trans., 1996).
59
See Parillo, supra note 51. Theodore Sedgwick also noted, in 1791, that though Article I
vested in Congress the right to coin money, “if no part of [Congress’] power be delegable,
he did not know but [Congressmembers] might be obliged to turn coiners, and work in the
Mint themselves.” 3 Annals of Congress 230-31 (1791) (statement of Rep. Sedgwick).
60
See infra, at pt. I(C); Richardson, supra note 29, at 116; Goodin, supra note29, at 238;
Holmes, Jr., supra note 39, at 997-8.
61
198 U.S. 45, 76 (1905).
62
Holmes, Jr., supra note 39, at 997-8.
63
See Wilson, supra note 58, at 205 (juxtaposing democracy’s “corporate, popular will”
against the will of an autocrat); Mary E. Guy, Ties that Bind: The Link Between Public
Administration and Political Science, J. OF POLITICS 641, 642 (2003) (administration and
lawmaking is “the expression of the state will” and “the execution of the state will.”);
10
JACKSON
against a governed mass of subjects who hold an array of pre-political
liberties that require judicial protection. This all-powerful body is thought to
be represented by Congress64 as the commissioned agent (or embodiment?)
of the popular sovereign. To preserve citizens’ natural, pre-political liberties,
this agent of the popular sovereign is constrained by a separation of powers,
checks and balances, a Bill of Rights, etc. – each policed by independent
courts capable of identifying and enforcing citizens’ inalienable liberties.65 If
this is indeed the rubric of the liberal democratic constitutional state, it is
difficult to see how agencies pass constitutional muster. They are not
Congress – and so their policymaking cannot be legitimate expressions of the
popular will. They often avoid substantial judicial review, and so they might
violate natural liberties with impunity. Fortunately, this rubric is wrong.
A. The Mind and Body of the Democratic Sovereign
True, for much of modern Western history, sovereignty, understood
as the supreme, absolute and indivisible power to make law, was thought to
be held by a specific body: the one wearing the crown.66 To constitute and
justify public power, Hobbes, for example, imagined a state of nature full of
individuals authorizing and relinquishing their natural liberties to a “Mortall
God,”67 i.e., the modern corporate state, represented (or re-presented) in the
flesh-and-blood bodies of the King or legislature.68 During the democratic
Beccara, supra note 13, at *85 (the Constitution is “the organic grant of power from the
sovereign people and the sovereign states”).
64
E.g., Posner & Vermeule, supra note 14, at 8 (calling this idea “legislative primacy”).
Examples of arguments that use the idea of legislative primary include: George I. Lovell,
That Sick Chicken Won’t Hunt: The Limits of a Judicially Enforced Non-Delegation
Doctrine, 17 CONST. COMMENTARY 79, 85 (2000); Christiano, supra note 29, at 212; Cox &
Rodriguez, supra note 20, at 2; JOHN LOCKE, TWO TREATISES OF GOVERNMENT 362 (Peter
Laslett ed., Cambridge Univ. Press 1988) (1690) (ch. XI, ¶ 141); Stewart, supra note 32, at
1672 (Legislative primacy “appears ultimately to be bottomed on a contractarian political
theory running back to Hobbes and Locke... Since the process of consent is institutionalized
in the legislature, that body must authorize any new official imposition of sanctions…The
requirement that agencies conform to specific legislative directives … legitimates
administrative action by reference to higher authority…”).
65
Posner & Vermeule, supra note 14 (calling this idea “liberal legalism”); P.S. ATIYAH &
ROBERT S. SUMMERS, FORM AND SUBSTANCE IN ANGLO-AMERICAN LAW: A COMPARATIVE
STUDY OF LEGAL REASONING, LEGAL THEORY, AND LEGAL INSTITUTIONS (1987); see also
JUDITH SHKLAR, LEGALISM: LAW, MORALS, AND POLITICAL TRIALS (1986).
66
E.g., JEAN BODIN, ON SOVEREIGNTY: FOUR CHAPTERS FROM THE SIX BOOKS OF THE
COMMONWEALTH 1-2 (Julian H. Franklin ed., trans., Cambridge U. P. 1992) (1576);
EDMUND S. MORGAN, INVENTING THE PEOPLE: THE RISE OF POPULAR SOVEREIGNTY IN
ENGLAND AND AMERICA 18-19 (Rev’d 2013) (1989).
67
THOMAS HOBBES, LEVIATHAN 227 (C.B. MacPherson ed., Penguin Books 1985) (1651).
68
See generally Quentin Skinner, Hobbes and the Purely Artificial Person of the State, 7 J.
OF POLITICAL PHILOSOPHY 1 (1999) (for an explanation of the corporate conception of the
ALL THE SOVEREIGN’S AGENTS
11
revolutions, radical69 theorists merged the monarch with her subjects.70 They
imagined “the people” not only replacing the king as sovereign, but also
governing itself as a subject, thereby creating an identity between ruler and
ruled. Rousseau’s volonté générale71 serves as a model for this kind of
logic.72 Montesquieu, whose thinking influenced the American founders,73
likewise held that the “people as a body have sovereign power” in a
republic.74 Even A.V. Dicey, despite his fame as a rule of law scholar,
believed that a representative legislature would “produce coincidence
between the wishes of the sovereign and the wishes of the subjects.”75 It is a
sovereign-subject hat trick: the ruled become the ruler, the democratic
“people,” understood as a body, a “unitary macro-subject,”76 come to occupy
what was once occupied by the body of the king. Carl Schmitt likewise
endorsed a scrupulous identity between governed and governor - with
homogenizing and fascist implications.77 For Schmitt, it was impossible to
imagine a leader speaking with the voice of the people unless the people
themselves first sing in perfect harmony.
There are flaws in this equation. The “people,” understood literally,
cannot rule. They do not possess a primordial collective will existing outside
and independent of their political institutions.78 Moreover, the entire
state as both human and corporate (artificial) person); DANIEL LEE, POPULAR SOVEREIGNTY
IN EARLY MODERN CONSTITUTIONAL THOUGHT 11 (2016).
69
See Lee, supra note 68, at 4 (the conventional narrative of popular sovereignty couches it
as an idea of resistance).
70
E.g., Morgan, supra note 66, at 87-88; MARGARET CANOVAN, THE PEOPLE 24-9 (2005);
see generally RICHARD TUCK, THE SLEEPING SOVEREIGN (2016).
71
JEAN-JACQUES ROUSSEAU, THE SOCIAL CONTRACT AND DISCOURSES 192-5 (G.D.H. Cole
trans., Everyman 1993); cf. Tuck, supra note 70, at 4-5 (arguing that Rousseau and Bodin
drew a sharp distinction between (popular) sovereign and government).
72
Nadia Urbinati, Continuity and Rupture: The Power of Judgment in Democratic
Representation, 12 CONSTELLATIONS 194, 203 (2005); Rosanvallon, supra note 13, at 76-7;
Habermas, supra note 32, at 12; Nancy Rosenblum, ON THE SIDE OF THE ANGELS: AN
APPRECIATION OF PARTIES AND PARTISANSHIP 29 (2008).
73
E.g., PAUL M. SPURLIN, MONTESQUIEU IN AMERICA 1760-1801 (1940).
74
MONTESQUIEU, THE SPIRIT OF THE LAWS 10 (Anne M. Cohler et al. eds., Cambridge U.
Press 2011) (1748).
75
Albert Venn Dicey, INTRODUCTION TO THE STUDY OF THE LAW OF THE CONSTITUTION 81
(8th ed. 1931) (1885).
76
Andreas Kalyvas, Popular Sovereignty, Democracy, and the Constituent Power, 12
CONSTELLATIONS 223, 224 (2005).
77
CARL SCHMITT, THE CRISIS OF PARLIAMENTARY DEMOCRACY 25-32 (trans. Ellen
Kennedy, 1988) (1923); also, e.g., Canovan, supra note 70, at 74-7; Rosanvallon, supra note
14, at 76; Kalyvas, supra note 76, at 224; HANNAH ARENDT, THE HUMAN CONDITION 57-8
(2d ed. 1998) (1958).
78
E.g., STEPHEN HOLMES, PASSIONS AND CONSTRAINT 164 (1995); p. 164; Jeremy Waldron,
LAW AND DISAGREEMENT 277 (1999); Lisa Disch, The End of Representative Politics? In
12
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population of a diverse community of hundreds of millions cannot be present
within those institutions. Nor can that population ever find a unanimous
general will, a non-controversial understanding of the common good, no
matter how constrained and qualified their public reasoning or how universal
and general its aspirations.79 Thus, no coherent popular will can obtain even
after undertaking the decision-making processes of political institutions.80
Just as the contractual “meeting of the minds” is a legal fiction of private
law,81 a popular “meeting of the minds” is a political fiction of public law.
As a result, despite the democratic revolutions, the old gap between ruler and
ruled remains.82 In other words, the merger between governed and governor
attempted by the democratic revolutions did not remove the danger of
heteronomy,83 even if the offices of government might be staffed by elected
representatives and even as constitutional systems split powers and limited
THE CONSTRUCTIVIST TURN IN POLITICAL REPRESENTATION 10 (Lisa Disch et al. eds. 2019);
see, e.g., Saward, supra note 35.
79
E.g., Schmitt, supra note 19, at 7; Franz Neumann, The Concept of Political Freedom, in
THE DEMOCRATIC AND THE AUTHORITARIAN STATE 160, 171, 190 (Herbert Marcuse ed.,
1957) (1953) (Neumann is worth citing because he engaged contemporaneously with
Schmitt’s work); Habermas, supra note 33, at 10); JOSEPH SCHUMPETER, CAPITALISM,
SOCIALISM AND DEMOCRACY 251 (Harper 3d ed. 2008) (1942); see also Waldron, supra note
37, at 43 (“It is probably a mistake for any branch of government to assume the mantle of
popular sovereign.”), 77 (“I am inclined to say there is no such thing as the people. There is
just. Large array of individual persons, millions of them…And there are innumerable ways
of mapping onto that array another array, namely the five or six hundred seats that there are
in a given legislative assembly.”), 180 (“There is no reason why the theory of democratic
accountability should be held hostage to any particular political ontology – ‘the people,’ as
a singular entity, the genearl will, the will of the people, the majority, and so on”); Nadia
Urbinati, Representation as Advocacy: A Study of Democratic Deliberation, 28 POLITICAL
THEORY 758, 774 (2000) (citing J.S Mill, aruges that “[w]ith respect to the ‘identification of
interest btween the rulers and the ruled,’ [Mill] assumed that such an identification could
hardl exist; in fact, it did not. If it did, representation, and perhaps government itself, would
be unnecessary.”).
80
E.g., Tuck, supra note 70, at 3-4. This is perhaps why jurists like Dicey and Austin
separated the concepts of legal sovereignty and political sovereignty. Without a “will,” the
people cannot speak and act – literally – through their representatives. There is no feasible
way to merge the legal sovereignty exercised by rulers and the popular political sovereignty
enjoyed by the people. See Mansferrer and Taitslin, supra note 37, at 112 n. 36, 40.
81
See, e.g., Oliver Wendell Holmes, Jr., Privilege, Malice, and Intent, 8 HARV. L. REV. 1
(1894); Robert L. Hale, Coercion and Distribution in a Supposedly Non-Coercive State, 38
POL. SCI. Q. 470 (1923); Hotchkiss v. National City Bank, D.C., 200 F. 287, 293 (S.D.N.Y.
1911) (Hand, J.) (making a strong case for the objective theory of contract).
82
E.g.,Canovan, supra note 70, at 28-9 (showing that the American founders, despite their
corporate notion of popular sovereignty, recognized a gap between elected legislators and
“the people”); Urbinati, supra note 79, at 759.
83
DIETER GRIMM, SOVEREIGNTY: THE ORIGIN AND FUTURE OF A POLITICAL AND LEGAL
CONCEPT 31 (2015); Canovan, supra note 70, at 29; Neumann, supra note 79, at 190.
ALL THE SOVEREIGN’S AGENTS
13
legal authority.84 Some (body) would wield public power, and the rest would
be subject to its rules. Even Rousseau downgraded the popular sovereign to
a silent, passive actor that left the actual business of governing to
functionaries.85 Like the client of a travel agent, Rousseau’s democratic
citizen was meant only to approve or disapprove the prepackaged plans
presented by ministers.86
Lawmaking under constitutional liberal democracy is thus not a
question of ascertaining the existence of some non-existent popular “will” to
be left in the hands of loyal fiduciaries in government87 to carry out like
mindless automatons. Nor is it comprised of the dictates of a caesarist leader
purporting to speak with the unified voice of the sovereign people.88 Instead,
it a question of developing transparent and accessible collective decisionmaking procedures that ensure that all citizens can understand themselves as
equal participants in their collective ordering; that ordinary people are
involved in public life and have a say in their collective destiny.89 They do
not rule. Rather, they are equal players in the game of representative
democracy.90
Thus, although contemporary notions of constitutional liberal
democracy ascribe the highest legitimate source of authority to “the people,”
they do not understand “the people” as a reified, homogenous whole with an
identifiable will that pre-exists whatever governing apparatus might be laid
atop it. Though “popular sovereignty” is a political fiction, it is a useful one
– at least if it is used as a standard of justification and critique, not as a proper
noun. It is an aspirational, regulative idea intended to depersonalize and
distribute public power in a way that serves the entire community.91 It is a
Kantian “as if” principle.92 Namely, if we try to think like a popular sovereign
might think, if such a thing could ever exist, we will orient our public
reasoning not towards our individual self-interest alone, but in terms of
84
Morgan, supra note 66, at 53.
Tuck, supra note 70, at 4-5; Lee, supra note 68, at 5, 11.
86
Urbinati, supra note 72, at 207.
87
An example of this kind of thinking is found in Locke, supra note 64, at 367 (…[T]he
Legislative being only a Fiduciary Power to act for certain ends, there remains still in the
People a Supream Power…”)(emphasis in original) and in Rousseau, supra note 71, at 235.
88
ERNESTO LACLAU, ON POPULIST REASON 159-60 (2005) is probably the most influential
contemporary statement of this Schmittian notion; also, e.g., Arato, supra note 6.
89
E.g., Grimm, supra note 83, 37, 73-4; Urbinati, supra note 72 at 215; GREGOIRE C.N.
WEBBER, THE NEGOTIABLE CONSTITUTION 19-20 (2009); Rosanvallon, supra note 14, at
182; Jurgen Habermas, supra note 57, at 132-3, 169.
90
See Part II, infra.
91
Habermas, supra note 33, at 11-12; Lee, supra note 68, at 14.
92
Urbinati, supra note 72, at 213.
85
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inclusivity, human equality and the public good.93 Because if the sovereign
is a “we,” then governing involves more than the interests and preferences of
single individuals. We will therefore demand that political institutions remain
accountable and accessible to popular complaints. We will adopt a Weberian
politics of responsibility, remembering that our decisions might inflict
unforeseen costs upon others.94
This figurative idea of popular sovereignty also unlocks the closed
doors of power and forces the inclusion of voices previously ignored.95
Whosoever happens to be governing at any given time, that person is not “the
people” precisely because “the people” cannot ever be present. As a result,
anyone denied an audience can appeal to popular sovereignty as they seek
admission to political decision-making. Importantly, popular sovereignty
demands, as French philosopher Claude Lefort96 notes, that this place of
power remain an empty one – or at least one with a revolving door – where
no body at all is permitted to rule permanently. For to fill that void would
allow for a part to speak on behalf of the whole. “We the People” might
become, as political theorist Nadia Urbinati notes, “Me the People.”97 It
would thus force homogeneity upon plural societies as leaders with
controversial viewpoints purport to represent everyone as they make and
implement policy. Moreover, the usurpation of this space would undermine
the depersonalization of power inherent in the idea of a fictional popular
sovereign and, importantly, the rule of law and not of men.98 If the place of
power remains empty because all citizens contribute in some way to
lawmaking, then we can credibly claim that it is law, not our politicians, who
rule.
As a result, it can be no objection to agency policymaking that it
usurps authority from the popular sovereign. Because if we take popular
sovereignty literally, so, too, do elected representatives. They likewise cannot
logically or credibly speak with the voice of the sovereign people.99 Thus,
insofar as theories of non-delegation and legislative primacy rely on an
93
Ibid., at 214.
See Max Weber, Politics as a Vocation, in MAX WEBER: ESSAYS IN SOCIOLOGY 41 (H.H.
Gerth & C. Wright Mills eds., 1946) (1919)
95
Canovan, supra note 70, at 36.
96
Supra note 35; see also Lee, supra note 68, at 15.
97
See generally NADIA URBINATI, ME THE PEOPLE: HOW POPULISM TRANSFORMS
DEMOCRACY (2019).
98
Ibid.; see also Locke, supra note 64, at 136; Rosanvallon, supra note 14, at 26.
99
E.g., Rousseau, supra note 71, at 229 (sovereignty cannot be delegated).
94
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15
organ-body theory of popular sovereignty,100 they are misplaced. Attacks
against the “technocratic” power wielded by administrative officers may
likewise overstate the democratic credentials of the Congressional legislation
against which such power is compared – and found wanting. Indeed, it is at
least possible that administrative agencies can be made consistent with the
requirements of constitutional popular sovereignty.101 Namely, the question
is whether and to what extent they operate according to procedures that allow
citizens to understand themselves as co-equal participants in shaping agency
action. Finally, that independent administration is “headless” is not, as feared
by contemporary New Deal critics, fascist or totalitarian.102 It may in fact be
a necessary precondition for liberal democracy. A Leviathan with a single
head with a single mouth, purporting to speak for all, can be monstrous
indeed.
B. Individual Rights and Rule of Law
Many objections to agency policymaking and adjudication do not
emphasize principles of legislative primacy and non-delegation. Instead, they
take aim at administrative “particularism”103 and the risk it poses to
individual liberty and the rule of law. Though they prioritize the
Constitution’s function as a check on power over its function to constitute
power,104 these critiques likewise rely on some sovereign authority legibus
solutus. This time, though, it is rendered not as voluntas, the will of a
sovereign body, but instead as moral truth. Some libertarian critiques rest,
100
See supra n. 37; other examples may include Lawson, Postell and Epstein, supra note 13.
According to Waldron, “[i]n liberal political theory, legislative supremacy is often associated
with popular self-government…” Waldron, supra note, at 196.
101
As discussed infra, at pt. II, agencies might provide non-electoral forms of democratic
representation. See, e.g., Michael Saward, Authorisation and Authenticity: Representation
and the Unelected, 17 J. POL. PHIL. 1 (2009).
102
DONALD A. RITCHIE, JAMES M. LANDIS: DEAN OF THE REGULATORS 85 (1980). Lefort,
supra note 35, at 19, argues that, indeed, cutting of the head of the king – metaphorically and
literally - was necessary for democracy.
103
Objections to executive “particularism” appear in Rousseau, supra note 71, at 229.
104
For example, Hamburger, supra note 7, at 17, argues that “[c]onstitutional law developed
in the seventeenth century primarily as a means of defeating the absolute prerogative.” Cf.,
e.g., Lee, supra note 68, at 14 (explaining that popular sovereignty developed as a concept
not just to contest power, but to legitimately constitute it); Waldron, supra note 37m at 23,
34, 284 (constitutions both constitute and limit power; the former is not always emphasized
sufficiently); 297 (citing Hannah Arendt, ON REVOLUTION 148, 154 (2006) (1963). See also
Gerald E. Caiden, In Search of an Apolitical Science of American Public Administration, in
POLITICS AND ADMINISTRATION: WOODROW WILSON AND AMERICAN PUBLIC
ADMINISTRATION 51, 55 (Jack Rabin & James Bowman eds., 1984)
16
JACKSON
explicitly or implicitly, on the idea of the “unwritten Constitution”105 which
protects an array of rationally discoverable pre-political liberties106 that were
enshrined into positive law by the Bill of Rights107or guarded by the common
law and its courts.108 Rights have an objective existence; therefore, all
reasonable people can (or must) consent to them. They accordingly should be
identified and protected by impartial, unelected specialist judges.109
Other critiques speak in the language of the rule of law. Lending “the
rule of law” a definition endorsed by Dicey and Coke, they charge that
because agency rulemaking and adjudication occur outside regular courts
(Article III courts) and regular lawmaking bodies (Congress), they risk
exercising the same kind of absolute, arbitrary power wielded by unelected
Stuart and Tudor monarchs.110 Although couched in terms of black letter
constitutional doctrine, the underlying principles motivating this critique, like
libertarian rights-based arguments, rely on an idealized moral order that
encourages small government. This time, however, that moral order
bootstraps itself to the democratic legitimacy provided by Congress.111
105
These arguments come in several forms. Some hold that the Constitution was never meant
to supplant pre-existing judicial power to protect fundamental rights, implicitly protected by
principles like “the rule of law” and due process. E.g., Hamburger, supra note 7, at 22). They
can also come in through “inclusive” legal positivist arguments (e.g., RONALD DWORKIN,
LAW’S EMPIRE (1986)) that hold that “outside” moral values should guide judicial discretion.
106
E.g., Richard Schragger & Micah Schwartzman, Some Realism about Corporate Rights,
in THE RISE OF CORPORATE RELIGIOUS LIBERTY 345, 353 (C. Flanders & Z. Robinson eds.,
2016); Franz Neumann, Types of Natural Law, in THE DEMOCRATIC AND THE
AUTHORITARIAN STATE 69, 89 (Herbert Marcuse ed., 1957)(1939); Douglas Sturm, A
Prospective View of the bill of Rights: Towards a New Constitutionalism," 13 J. LAW &
RELIGION 27, 29-30 (1996).
107
THOMAS MCAFEE, INHERENT RIGHTS, THE WRITTEN CONSTITUTION, AND POPULAR
SOVEREIGNTY: THE FOUNDERS’ UNDERSTANDING (2000); Neumann, supra note 79, at 164;
Roscoe Pound, Liberty of Contract, 18 YALE L. J. 454, 457 (1909).
108
E.g., Mansferrer and Taitslin, supra note 37, at 112 (“According to Dicey, the common
law checked the state’s arbitrary power through the authority of judges.”) The role of the
common law in protecting “natural” rights is also observed in cases like Lochner v. New
York, 198 U.S. 45 (1905), when “vested” common law property rights were given due
process protections under the 14th Amendment. ROBERT DAHL, A PREFACE TO ECONOMIC
DEMOCRACY 63 (1985).
109
Christopher Forsyth, Showing the Fly the Way out of the Flybottle, 66 CAMBRIDGE L. J.
325, 332 (2007); Hamburger, supra note 7, at 45 (in his diagnosis of the unlawfulness of
administration, Hamburger explicitly relies on norms that transcend Constitutional legal
doctrine and could be characterized as a natural law argument. See, e.g., ibid., at 15, 385,
493). See Lawson, supra note 13, at 1529-31; Pound, supra note 107, at 157-8.
110
Hamburger, supra note 7, at 35, 47.
111
Dicey, for example, embraced “parliamentary supremacy.” Mansferrer and Taitslin, supra
note 37, at 106. However, his rule of law arguments were not aimed at limiting parliamentary
power so much as they were aimed at curtailing executive powers. Ibid. at 112.
ALL THE SOVEREIGN’S AGENTS
17
Emphasizing agencies’ irregular rulemaking, they conjure the ghost of the
Kantian social contract that, in its impartiality and generality, vindicates
citizens’ equal negative liberty while protecting them from personal
tyrannical rule.112
According to this view, statutes should arise from a deliberative
decision-making procedure that effaces individual interest and consequently
produces impersonal rules that permit citizens significant freedoms.113 The
law that rules over them should be a “faceless order that aspires to be
universal and eternal, after the example of the divine, and equal to it, an order
launched into pace and into time, where an anonymous crowd meets invsible
generations.”114 In Justice Gorsuch’s langauge, legislation should consist of
“generally applicable rules of conduct governing future actions by private
persons.”115 If a legislature – Congress – is operating properly, it should
promulgate only a small number of abstract, rational and general laws
amenable to straightforward application by workmanlike and subordinate
judicial and executive bodies.116 It should, as Locke persuaded, “be
conformable to the Law of Nature.”117 It would thus preserve freedom
112
Rosanvallon, supra note 17, at 26; Hamburger, supra note 7, at 35-6 (arguing that
“Lockean reasons about consent” “lurk[] not far below” the legitimacy of Congressional
lawmaking), 50, 72; Franz Neumann, The Change in the Function of Law in Modern Society,
in THE DEMOCRATIC AND THE AUTHORITARIAN STATE 22, 26 (Herbert Marcuse ed., 1957)
(1937); Waldron, supra note 37, at 153 (general legislation “presents itself in the image of
morality…To make law…is not just to exercise power; it is (so to speak) to make a public
morality for a particular community”); Laurence Lustgarten, Socialism and the Rule of Law,
15 J. LAW & SOC’Y 25, 25 (1988); Locke, supra note 64, at 357, 363-4. An example of this
notion of the rule of (deliberative, congressional law) can be found in Youngstown Sheet &
Tube Co. v. Sawyer, 343 U.S. 579, 654-55 (1952) (J. Jackson, concurring).
113
See, e.g., Gundy, supra note 22, at 2134 (Gorsuch, J., dissenting); Waldron, supra note
37, at 17, 66.
114
Rosanvallon, supra note 14, at 27; see also Neumann, supra note 79, at 170; Noh, supra
note 49, at 394 (citing The Federalist’s references to impartial deliberation); Lawson, supra
note 13, at 1531; Hayek, supra note 14, at 12. An example of the antithesis of the idea of
“general law” is the ratemaking of the Progressive era. For a discussion of the debate between
Ernst Freud and Felix Frankfurther on the tension between general, abstract law and
“substantive justice,” see DANIEL R. ERNST, TOCQUEVILLE’S NIGHTMARE: THE
ADMINISTRATIVE STATE EMERGES IN AMERICA 11-14 (2014).
115
Gundy, supra note 22, at 2133.
116
Neumann, supra note 79, at 169-70 (“the judge [is] merely the mouthpiece of the law,”
“applying it through a logical process of subsumption”); see also, e.g., Montesquieu, supra
note 74, at 163; Neumann, supra note 106, at 29-38; Rosanvallon, supra note 14, at 29;
FRANK GOODNOW, POLITICS AND ADMINISTRATION 24 (1900); M.J.C. VILE,
CONSTITUTIONALISM AND THE SEPARATION OF POWERS 26 (1967) (citing Aristotle’s ETHICS
V (10) and POLITICS III(16))
117
Locke, supra note 64, at 369.
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because it, as a real-life variety of the Kantian118 social contract, could only
settle on terms that maximized equal (negative) liberty for all. This ideal is
juxtaposed to profligate agency decision-making that addresses specific
actors in specific situations while addressing specific interests. As under the
natural law objection, agencies’ irregular adjudication of this law is likewise
objectionable. Only expert judges committed its neutral application will
do.119
The rule of law objection therefore often follows the same logic as the
natural rights and popular sovereignty objections: there is an unambiguous,
pre-constitutional normative framework – the popular sovereign, operating
rationally through the social contract to generate objectively good “general
legislation” – that should be straightforwardly applied by expert judges in
order to constrain executive action. Indeed, for Franz Neumann, a critical
contemporary of Carl Schmitt and associated with the Frankfurt School,120
this notion of the rule of law “is really a disguised revival of natural law which
is now fulfilling counterrevolutionary functions”121 – despite its ostensibly
democratic, secular pedigree. Both the natural rights and rule-of-law variants
of this objection to administration conceive the law as something general,
simple, self-evident, derived (or theoretically derivable) from the rational
consent of the governed, and amenable to non-controversial application to
real-life particularities. This conception is mistaken.
First, rights, whether legal or natural, are never so clear and
unambiguous that they are capable of application without controversy. The
Legal Realist critique122 of the late 19th and early 20th centuries shows
convincingly that the law is often indeterminate (or under-determinate)123 and
that, therefore, judicial elaboration and application of that law commonly
amounts to a political choice – a choice that should not be left in the hands
of politically unaccountable judges.124 As a result, privileging Article III
118
Neumann, supra note 106, at 34.
Vile, supra note 116, at 27 ; Hamburger, supra note 7, at 38, 82.
120
Founded at the Goethe University Frankfurt during the Weimar Republic, this school
critiqued capitalism, fascism and Marxism-Leninism. It is a home of the intellectual “New
Left.” Members include, e.g., Theodor Adorno, Max Horkheimer, Herbert Marcuse,
Raymond Guess, and Jurgen Habermas.
121
Neumann, supra note 112, at 53; Neumann, supra note 106, at 89.
122
This critique is addressed in a little more detail in the next section.
123
CASS SUNSTEIN & ADRIAN VERMEULE, LAW AND LEVIATHAN: REDEEMING THE
ADMINISTRATIVE STATE 112 (2020); Brian Leiter, Legal Realism and Legal Positivism
Reconsidered, 111 ETHICS 278, 295-6 (2001).
124
Waldron, supra note 37, at 232 (“At most, the abstract terms of the Bill of Rights are
popularly selected sites for disputes about [about individual and minority rights]”.).
119
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19
judges as the guardians of liberty may simply swap one unpopular sovereign
for another.
Second, contemporary economic and social conditions frustrate the
basic ethical claims of both natural rights and the rule of the law. Each targets
the protection of equal liberty. Yet applying both to corporate capitalist
society often leads to unfreedom and domination.125 Concurrently with the
Legal Realists, for example, Neumann showed that the ideal of liberal
parliamentarism – general lawmaking – was suited not for monopolistic
capitalism and wage labor, but for the bourgeois, competitive and egalitarian
market utopias imagined by Adam Smith and John Locke.126 “The postulate
that the state should rule only by general laws,” quips Neumann, “becomes
absurd in the economic sphere if the legislator is dealing not with equally
strong competitors but with monopolies which reverse the principle of the
free market.”127 Because the private power of big business impacts the public
in a unique way, “the state can only regulate via individual measures” if it is
to achieve substantive social and political equality.128 Meanwhile, critical
scholars demonstrated that the law could never cash out its promise of equal
liberty if it dealt with citizens as abstract subjects, not as concrete individuals
in all their diversity.129 Instead, to vindicate citizens’ equal rights in a
complex, unequal and changing society, government must inevitably eschew
what Rosanvallon dubs “the twin cults of law and democratic
impersonality”130 and instead embrace the particularism liberals once
associated with despotism.131 It must treat differences differently.
Third, and relatedly, legislation cannot, and usually does not, achieve
a politically noncontroversial and equality-protecting generality. According
to Neumann, for example, a society riven by intractable class conflict and
amalgamations of private economic power could never unanimously consent
to any ostensibly rational general law.132 As a result, whatever lawmaking
results from Congress, it is not what the liberal parliamentarians hoped it
125
E.g., JOHN DEWEY, LIBERALISM AND SOCIAL ACTION (1999)(1935); Pound, supra note
107; Thomas Hill Green, Lectures on the Principles of Political Obligation, in WORKS OF
THOMAS HILL GREEN (Vol. II, 2011); Karl Marx, Capital. Vol. I, in THE MARX-ENGELS
READER 294, 343 (Robert C. Tucker ed., 2d ed. 1978) (1867).
126
Neumann, supra note 106, at 39-40.
127
Ibid.
128
Neumann, supra note 79, at 171-2.
129
E.g., William E. Scheuerman, Recent Frankfurt Critical Theory: Down on Law? 24
CONSTELLATIONS 113, 121 (2017) (describing the work of Axel Honneth); Lustgarten, supra
note 112, at 29.
130
Rosanvallon, supra note 14, at 41.
131
Ibid., at 65.
132
Neumann, supra note 79, at 169.
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might be: universal rules whose application guarantees equal liberty and the
public good.133 Contemporary work on deliberative democracy, along with
critiques of Rawlsian notions of justice, support the point.134 True
universality requires the incorporation of all marginalized voices – a utopia
rarely achieved under conditions of material, social, and cultural
inequality.135
Natural rights face a similar fate. As Weber diagnosed, the great
problem of secular modernity is our lack of confidence in any outsourced,
transcendental moral authority.136 Contemporary liberalism admits the fact
that there can be no authoritative notion of moral truth. It therefore
quarantines the question, holding instead that the only legitimacy a governing
authority can ever hope to claim derives from a Rawlsian ‘overlapping
consensus’ regarding the norms according to which diverse people can
arrange their collective life peaceably together.137 This overlapping
consensus remains, however, more aspirational than real. No longer can we
reach to superordinate natural law or social contract theories for instruction.
Our social fate is one of ineluctable conflict, dissensus, and plurality.
Finally, these critiques of administration envision a constitution
whose purpose is primarily the limitation and division of the regrettable-butinexorable presence of state power.138 Rather than empower legitimate
decision-making, these critics would hamstring collective action by binding
it to an outsourced moral ordering: pre-political natural rights, a primordial
common law of “vested” rights, or a rational, epistemic conception of the
“general will” that coheres with a deregulatory economic policy. Yet the
Constitution is better understood as more than a check on power. It also aims
to constitute legitimate power by giving citizens an equal say in forming
collective political life, thereby cashing out the promise of popular
133
Ibid.
See generally, e.g., Habermas, supra note 57; SEYLA BENHABIB, THE CLAIMS OF
CULTURE (2002); Rainer Forst, The Justification of Human Rights and the Basic Right to
Justification: A Reflexive Approach, 120 ETHICS 711 (2010); IRIS M. YOUNG, DEMOCRACY
AND INCLUSION (2000).
135
Ibid.
136
Max Weber, Objectivity in Social Science and Social Policy, in THE METHODOLOGY OF
THE SOCIAL SCIENCES 86 (E.A. Shils & H.A. Finch, eds. & trans., 1949)(1904).
137
E.g., Waldron, supra note 37, at 244-5. For a discussion of this constructivist account of
rights in relation to administration, see Emerson, supra note 17, at 13.
138
See, e.g., Hamburger, supra note 7, at 46(“[C]onstitutional law developed in the
seventeenth century precisely to bar extralegal power.”).
134
ALL THE SOVEREIGN’S AGENTS
21
sovereignty.139 Focusing exclusively on its power-checking features thus
focuses only on one side of the coin.
The roadblocks offered by these objections to administration can be
overcome if one accepts a democratic constructivist account of rights. It is an
account that holds that rights and democracy are co-original. Namely, it is an
account that holds that citizens should participate in the creation of the (legal)
rights they give themselves.140 The construction of rights depends upon a
decision-making process that attempts to cash out the promise of equal
human worth – while always remaining subject to critique along the same
terms. Rights therefore begin as abstract concepts,141 and, in their most
inchoate form, they are a right to have equal rights.142 They are articulated
and elaborated by historical democratic polities whose lawmaking
institutions are, hopefully, oriented towards cashing out the promise of the
equal liberty as citizens themselves understand it.143 Rights result from social
movements that emerge within civil society to be provisionally codified
within the law through regular,144 constitutional and extra-constitutional
procedures.145 Their content remains contingent and always within the grasp
of democratic citizens.146 Whatever resolution may temporarily arrive,
uncertainty about both future factual circumstances and normative
commitments precludes any final answer.147 Thus, the abstract rights that
democratic practice concretizes are not indefeasible principles so much as
“modes of problematisation” calling for democratic negotiation and
139
See, e.g., Lee, supra note 68; S. Holmes, supra note 78; Habermas, supra note 33;
Waldron, supra note 37, at 34; Edward Rubin, Law and Legislation in the Administrative
State, 89 COLUM. L. REV. 369, 370 (1989).
140
Habermas, supra note 57, has the seminal statement of co-originality.
141
E.g., Webber, supra note 89, at 1-2; Seyla Benhabib, Democratic Iterations, in ANOTHER
COSMOPOLITANISM 45 (2006) (giving an example: how religious liberty and state neutrality
were interpreted in France following the headscarf controversy). Democratic discourse thus
contains meta-ideals of equality and liberty. In other words, liberal constitutional democracy
relies on an abstract a priori concept of equal moral worth.
142
HANNAH ARENDT, THE ORIGINS OF TOTALITARIANISM 296 (1976) (1951).
143
Supra note 141.
144
See, e.g., Ernest A. Young, The Constitution Outside the Constitution, 117 YALE L. J. 408,
412, 424 (2007) (arguing that many important rights are codified via statutory law).
145
JEAN L. COHEN & ANDREW ARATO, CIVIL SOCIETY AND POLITICAL THEORY (1994)
(theorizing the creation of rights through social movements); Ackerman, supra note 48
(describing the extra-constitutional creation of the Reconstruction amendments).
146
Nadia Urbinati, DEMOCRACY DISFIGURED 17 (2014); Webber, supra note 89, at 38, 1478.
147
See Dewey, supra note 125, at 21-7, 30-1 (tracing the changing meanings of liberalism in
regards to economic life); Pound, supra note 107 (describing the historical and theoretical
contingency of the right to contract).
22
JACKSON
discourse.148 This uncertainty, and the humility it implies, is no bad thing. For
to settle on the truth about their content would mean relinquishing political
sovereignty into the hands of something else entirely– namely, someone who
claims special expertise about the correct interpretation of rights.149
Meanwhile, the equal liberty promised by an impersonal rule of law150
is perhaps better vindicated through a lawmaking process that affords citizens
not equal subjection to the same general law, but instead an equal role in the
creation of a legal system.151 Sometimes, the promise of equality and nondomination is best protected not by rational, abstract and general rules but by
democratic procedures that allow citizens to speak for themselves about what
equal liberty means to them.152 By incorporating universality and reflexivity
into the process of public deliberation,153 rather than into the law’s
substantive content, democratic polities can ensure the place of power
remains empty, a place where law – not men – rules.154 But it is a place that
can also respond to diversity and difference with particular and specific laws.
They need not be general in substance if they are the co-creation of the
general population.
There is good reason to believe that American citizens and jurists can
and do accept a constructivist account of rights. Indeed, they have
demonstrated as much by politicizing and modifying their liberties
throughout its history. The right to privacy, ostensibly found under the
“penumbra” of the Bill of Rights, is one obvious example.155 The history of
148
James Tully, The Unfreedom of the Moderns in Comparison to Their ideals of
Constitutional Democracy, 65 MODERN L. REV. 204, 207 (2002).
149
E.g., Urbinati, supra note 146, at 17.
150
E.g., Scheuermann, supra note 129, at 121; Roger Cotterrell, The Rule of Law in
Corporate Society: Neumann, Kirchheimer and the Lessons of Weimar, 51 MODERN L. REV.
126, 130 (1988) (for Neumann, the “ethical minimum” promised by the rule of law is a
“promise of equality, if only formal equality before the law”); Vile, supra note 116, at 25
(rule of law means, inter alia, “justice for equals”).
151
For example, Waldron, supra note 37, at 153, speaks of the attractiveness of the rule of
law – or general legislation – because it purports to impose rule “for reasons” like impartiality
and “treating like cases alike” rather than “arbitrarily or on a whim.” “Generality,” he notes,
“connotes reciprocity.” These reasons can be an attribute of the law itself – or of the process
by which it is made. One example of this “procedural” understanding of the rule of law is
provided by Rubin, supra note 139 at 378-8 and Ernst, supra note 114, at 27-29 (describing
how Charles Evans Hughes thought that “rule of law” in agencies could be accomplished if
they adopted judicial procedures) .
152
E.g., Young, supra note 134.
153
See, e.g., Forst, supra note 134.
154
The phrase “empire of laws and not of men” is credited to James Harrington. PHILIP
PETTIT, REPUBLICANISM: A THEORY OF FREEDOM AND GOVERNMENT 173 (2011).
155
JEAN L. COHEN, REGULATING INTIMACY: A NEW LEGAL PARADIGM (2004).
ALL THE SOVEREIGN’S AGENTS
23
economic freedom provides another. After a U.S. Supreme Court majority
endorsed “natural” property and contract rights for the first time in Allegeyer
v. Louisiana,156 these Lochner157-era, laissez-faire economic freedoms
crumbled 50 years later in the face of democratic pressure.158 Couched as
“vested” and “unenumerated” protections for Lockean “fruits of labor,”159
natural rights theories underwrote judicial awards of Fourth, Fifth and
Fourteenth Amendment protections to business corporations.160 But
American Progressives successfully challenged this jealous defense of the
market.161 By President Roosevelt’s 1944 State of the Union Address,162 a
proposed second bill of social rights provided justification for an expanded
social welfare state – the state that anti-administravists now challenge.
Thus, agencies cannot be dismissed as illegitimate because courts
forsake their duty to expertly police agencies’ treatment of citizens’ natural
liberties. Courts hold no monopoly on the interpretation of rights because
they are not things that they can “discover” as experts on natural law.163 Nor
can agency regulation be dismissed as illegitimate violations of the rule of
law, because Congress does not create abstract, general, universal impersonal
laws whose formal application promises to vindicate equal liberty and nonarbitrariness. It is at least possible that when the EEOC elaborates on the
meaning of the 14th Amendment, as articulated by civil rights statutes and
informed by social movements and NGOs, it takes part in a systemic process
of democratic rights-construction that does, indeed, permit citizens to
understand themselves as a co-equal authors of the rights that protect them.164
156
165 U.S. 578, 589 (1897).
Supra note 108.
158
Pound, supra note 107, at 457-64.
159
Justice Stephen Field (dissenting), Slaughterhouse Cases, 83 U.S. 36, 90 (1873). For a
discussion of the relation between common law and natural right, see Lee, supra note 68 at
289 (in England, the common law is a legal order without a legislator)
160
Bloomer v. McQuewan, 55 U.S. (14 How.) 539, 553 (1852); Dahl, supra note 108, at 63;
ADAM WINKLER, WE THE CORPORATIONS: HOW AMERICAN BUSINESS WON THEIR CIVIL
RIGHTS 159 (2018); William J. Novak, Legal Origins of the Modern American State, in
LOOKING BACK AT LAW’S CENTURY 255 (A. Sarat et al., eds., 2002).
161
MARC A. EISNER, THE AMERICAN POLITICAL ECONOMY: INSTITUTIONAL EVOLUTION OF
MARKET AND STATE 34 (2011) (citing the creation of the Federal Reserve Bank and Federal
antitrust regulation).
162
Franklin D. Roosevelt, State of the Union (Jan. 11, 1944),
http://www.fdrlibrary.marist.edu/archives/stateoftheunion.html
163
James Landis, supra note 30, at 535. Nor, as Waldron (supra note 37, at 222) argues, are
they suited to do so. Many of their debates over rights involve constitutional doctrinal matters
that are tangential to the major moral issues at play.
164
See Gillian E. Metzger, Administrative Constitutionalism, 91 TEX. L. REV. 1897, 1923
(2013) (agencies may have a better understanding of how laws impact pregnant citizens and
157
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C. The Non-Problem of Separating Powers
If these arguments are correct, they challenge a separation of powers
doctrine that (1) juxtaposes a sovereign lawmaking body against (2) an
executive that robotically carries out its general will, all subject to (3) an
expert judiciary that mechanically applies that will while policing it for rights
violations.165 The loss of this doctrinal understanding should not be mourned.
Certainly, there are good instrumental reasons to separate powers in a system
of checks and balances. But commitment to the separation of powers as an
end in itself, rather than as a means, is, as Vermeule points out, a kind of
idolatry.166
First, the doctrine is a device whose functions have changed as social
circumstances and values have changed.167 Notably, it was not always
conceived as a way to hamstring government, but instead to empower it. The
concept, according to Adam Smith, “seems originally to have risen from the
increasing business of society,”168 not so much to limit power as it efficiently
divided the labor of governing. It permits collective decision-making to
benefit from specialization and “a more efficient distribution and
organization of governmental functions.”169 Second, and more recognizably,
it is but one of several useful instruments that can help achieve an end: the
obstruction of excessive concentrations of power.170 Madison, for example,
admitted that it was a mere “auxiliary” device, an “invention of prudence”
can therefore better articulate the non-discrimination principles); Emerson, supra note 17, at
13 (Progressives theorized administration in way that contributed to democratic public
reason).
165
Neumann, supra note 79, at 166; see also Mortenson & Bagley, supra note 51, at *55*56 (describing how the Founders and their intellectual contemporaries likewise embraced
this stylized tripartite structure and analogized the “body politic” with the individual human
body) Urbinati, supra note 79, at 758, notes that one of the reasons why we tend to favor
direct, participatory democracy to “indirect” representative democracy is because it “entails
a fusion between ‘talking’ and ‘doing’ in political action.” (Ibid., 758). Representation
necessarily entails a separation between decision and action. But it is important, she argues,
not to overstate this separation.
166
Vermuele, supra note 21, at ch. 2.
167
Vile, supra note 116, at 17-18.
168
ADAM SMITH, AN INQUIRY INTO THE NATURE AND CAUSES OF THE WEALTH OF NATIONS
556 (Management Laboratory Press 2008) (1776).
169
S. Holmes, supra note 78, at 164.
170
Cf. Jeremy Waldron, Separation of Powers in Thought and Practice, 54 B.C. L. REV. 433
(2013); but see Waldron, supra note 37, at 50 (itemizing instrumental reasons for separating
powers, including, e.g., providing multiple points of contestation for government action and
preventing domination by any single individual)
ALL THE SOVEREIGN’S AGENTS
25
that could help “control the abuses of government,” and that though it was
helpful, elections “[are], no doubt, the primary control on the government.”171
Those committed to the rule of law generally and the Constitution’s
articulation of powers specifically may balk at the contingency implicated in
this instrumental conception. But as a matter of logic, the functions of
government – lawmaking, judging, and executing – cannot be separated.172
Human reason simply cannot be divided up so cleanly. Decision-making,
whether performed by a state or an individual, can never be entirely divorced
into executive means and legislative ends. Or, put more philosophically,
purposive-rational action (instrumental reasoning) and communicative action
(moral reasoning) cannot, pace Habermas,173 be so neatly dissected. When
we act, we update our ends as we consider the means required to achieve
them. We select some ends precisely because they are means for other
ends.174 Administrative agents, like individual agents, will inevitably face the
same kind of decisions.175 “In politics as in ordinary life,” political theorist
Yves Sintomer notes, “judgments and will are part of action, which
encompasses them both.”176Any differentiation between legislative,
executive, and the adjudicative reasoning, therefore, is “sociologically naïve”
at worst; dialogical and endogenous, at best.177
The conceptual elisions only increase when moving from an
individual level analysis to the state. Laws, the ends set by the legislature,
necessarily contain some amount of abstraction.178 Such abstraction invites
an admixture of government functions. The product of compromise and
consensus-building amongst elected representatives, they are full of open,
inclusive language.179 Even cumbrous spending statutes, weighed down by
171
THE FEDERALIST NO. 51 (James Madison).
E.g., Bowsher v. Synar, 478 U.S. 714, 749-752 (1986) (Stevens, J., dissenting).
173
See supra note 6.
174
Adrian Blau, Defending Instrumental Rationality against Critical Theorists, Political
Research Quarterly (forthcoming 2020); Hayek, supra note 14, at, 9; Richardson, supra
note 29, at 119-127.
175
Richardson, supra note 29, at 118; Dahl, supra note 108, at 3; Caiden, supra note 104, at
64, 70.
176
Yves Sintomer, Nadia Urbinati’s Democracy Disfigured and the Crisis of Real Existing
Democracies, 15 CONTEMP. POL. TH. 230, 232 (2016).
177
Ibid.
178
E.g., Waldron, supra note 37, at 138-40 (citing Nadia Urbinati, REPRESENTATIVE
DEMOCRACY: PRINCIPLES AND GENEALOGY (2006)); Frank Lovett, A Republican Theory of
Adjudication, 21 RES PUBLICA 1, 4 (2015) (citing Wittgenstein).
179
Ibid. For philosophical explanation of law’s generality, see Hayek, supra note 14, at 1112; Vile, supra note 116, at 26; Richardson, supra note 29, at 119; Shklar, supra note 65;
H.L.A. HART, THE CONCEPT OF LAW 124 (1961); Rosanvallon, supra note 14, at 86, 135;
172
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JACKSON
log-rolls and pork-barrels, speak in terms of abstract “interest groups” and
not specific individuals.180 “No legislature or legislative body,” observed
Frank Goodnow, “can express the will of the state as to all matters of human
conduct so clearly that no dispute as to its meaning may arise.181 It was a
sentiment he shared with James Madison. In The Federalist, Madison
admitted that even when laws are “penned with the greatest technical skill,”
their meaning would remain “obscure and equivocal, until their meaning be
liquidated and ascertained by a series of particular discussions and
adjudications.”182 Indeed, Congress must incorporate some vagueness into
its legislation if it is to capture the future behavior of innovative business
actors. Antitrust law, for example, cannot effectively target future firm
behavior if it specifies beyond the “unreasonable” restraint of trade.
Adaptable organizations will find a way to skirt rigid rules.183
When they apply relatively abstract rules to address life’s
particularities, courts and agencies will inevitably interpret and elaborate.184
They will likewise confront ambiguity when they find themselves applying
old law to new and unforeseen cases.185 In such interpretation and
elaboration, value-laden policy choices will be made – choices that at least
flirt with the legislative, ends-focused reasoning.186 As a result, state organs
will employ conflicting canons of interpretation that are ripe for politicization
precisely because they rely on values that are not themselves identified within
the relevant statute.
True, scholars and courts may evade the separation of powers
problem by couching all sorts of rulemaking behavior as “non-legislative”
because it derives from an “intelligible principle”187 provided by
Congressional statute.188 As a result, it’s hoped that neither executive
agencies nor the Courts act as lawmakers as they interpret, elaborate upon,
Stewart, supra note 32, at 1684; A.L.A. Schecter Poultry Corp. v. U.S., 295 U.S. 495, 52930 (1935).
180
Waldron, supra note 37, at 138-139.
181
Goodnow, supra note 116, at 72.
182
THE FEDERALIST NO. 37; see also Mortenson & Bagley, supra note 51, at *57 (citing
ibid.)
183
Neumann, supra note 79, at 172; see also Pettit, supra note 154, at 175-6 (such discretion
need not unduly risk arbitrariness if other constraints are available).
184
Neumann, supra note 79, at 171; see also, e.g., Moyn, supra note 22; Metzger, supra note
164.
185
Sunstein & Vermeule, supra note 123, at 111.
186
See, e.g., Leiter, supra note 123; Holmes, Jr., supra note 39.
187
J.W. Hampton, Jr. & Co. v. United States, 276 U.S. 394, 409 (1928).
188
Thomas W. Merrill, Rethinking Article I, Section 1: From Nondelegation to Exclusive
Delegation, 104 COLUMBIA L. REV. 2097, 2103-9 (2004).
ALL THE SOVEREIGN’S AGENTS
27
and apply that principle. As Mortenson and Bagley point out, though, this
move simply substitute’s a judge’s reasonably contestable opinion on which
language is sufficiently certain to be “intelligible.”189 “Almost any statute
could conceivably flunk a text that mushy,”190 and a court could then step in
as lawgiver. At the same time, the legislative character inherent to the
application and execution of law is accepted by progressive and conservative
legal scholars alike.191 Samuel Moyn observes, for example, that “[a]ny
interpretation of law is a form of rule, and there is no way – contrary to what
many of the founders believed – of disentangling ‘judgment’ and ‘will.’”192
For Legal Realists, because the law is rationally under-determinate, the
available legal reasons to which a court might appeal when justifying its
decisions will at least occasionally fail to offer a uniquely correct outcome.193
Thus, although the Constitution may not “enact Mr. Herbert Spencer’s social
statics,”194 outside values inevitably wend their way into caselaw. Vermeule,
for his part, points out that “the power to fill in the details [of legislation] is
an indispensable element of what ‘executive’ power means.”195 None other
than Carl Schmitt recognized the legislative power exercised in the moment
of the inevitably discretionary interpretation and application of the law. He
recognized it and then weaponized it to legitimize a demagogic Nazi
executive.196 If execution is political, it should be made by the political actor
that speaks with the voice of “the people.” At the other end of the ideological
spectrum, libertarian Philip Hamburger notes that “almost all legislation”
“must apply to facts that cannot be known at the time of enactment.”197
Unlike Schmitt, though, he insists (without much conceptual argumentation)
that the “discernment” required during the law’s application is not an exercise
of legislative will. Instead, the acts of expounding and interpreting are mere
functions that ought to be allocated to the judiciary.198
Thus, the judicial branch inevitably finds itself engaging in both
execution and legislative policymaking. “Before the rise of administration,”
189
Mortenson & Bagley, supra note 51, at *10.
Ibid.
191
Arthur S. Miller, The President and Faithful Execution of the Laws, 40 VANDERBILT L.
REV. 389, 399 (1987).
192
Supra note 22.
193
Leiter, supra note 123, at 284 (citing Carl Llewellyn, Remarks on the Theory of Appellate
Decision, 3 VANDERBILT L. REV. 395, 399 (1950)); Sunstein & Vermuele, supra note 114, at
110 (noting that this critique of the separation of powers correlated with the Realists’ support
for an expanded administrative state); see also Goodin, supra note 28, at 238.
194
Lochner, supra note 108, 198 U.S. at 75. (Holmes, J., dissenting).
195
Vermeule, supra note 21, at 53.
196
Schmitt, supra note 19, at 21.
197
Hamburger, supra note 7, at 97.
198
Ibid., at 52.
190
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JACKSON
notes legal historian Daniel Ernst, “the courts had been the nation’s de facto
regulators, and they had left to juries the work of applying vague [legislative]
standards.”199 For example, judges went about the piece-meal business of
utility rate-setting until the task was given to administrators to execute.200
Likewise, Congressional policymaking cannot extricate itself from
execution and particularity.201 Else, the U.S. Constitution’s Necessary and
Proper clause,202 empowering Congress to create the laws needed to execute
its powers, would have no purpose.203 As exemplified by the 300-page
CARES Act204 “[m]aking laws [has] become just another means of
governing.”205 There’s a good reason why Congress concerns itself with
implementation. For any given end, a variety of means will be available to
fulfill it, each implicating different values and preferences.206
Nor can Congress quarantine itself from the adjudication of
conflicting demands according to higher principle. As Madison noted long
ago, much of lawmaking amounts to the resolution of multiparty disputes
amongst citizens alleging conflicting claims.207 Bentham, for example,
argued that Parliament, like a common law adversary court, hosted opposing
arguments while the people themselves would sit as observing judges.208 The
laws passed by legislatures, like the opinions of courts, are often elaborations
and interpretations of higher, pre-existing principles.209 Indeed, this is the
199
Ernst, supra note 114, at 13.
Landis, supra note 30.
201
Rosanvallon, supra note 14, at 57; Goodnow, supra note 116, at 20; Waldron, supra note
37, at 133; Rubin, supra note 139, at 389-90.
202
U.S. Const. art. 1, § 8.
203
McCullough v. Maryland, 17 U.S. 316 (1819); Schechter, 295 U.S. at 529; Lawson, supra
note 13, at 346-50; Merrill, supra note 188, at 2129-30 (suggesting that the blending of
means and ends within Congressional powers may underpin the Courts’ indifference
regarding whether agencies choose to undertake their activities under either rulemaking or
adjudication); see Sunstein & Vermuele, supra note 123, at 55.
204
The Coronavirus Aid, Relief, and Economic Security Act, Pub. L. No. 116-13
(2020).
205
Rosanvallon, supra note 14, at 29.
206
Richardson, supra note 29, at 123.
207
THE FEDERALIST NO. 10 (“With equal, nay with greater reason, a body of men are unfit
to be both judges and parties at the same time; yet what are many of the most important acts
of legislation, but so many judicial determinations, not indeed concerning the rights of single
persons, but concerning the rights of large bodies of citizens? And what are the different
classes of legislators but advocates and parties to the causes which they determine? Is a law
proposed concerning private debts? It is a question to which the creditors are parties on one
side and the debtors on the other.”).
208
Jeremy Bentham, Essay on Political Tactics (1791), in 2 THE WORKS OF JEREMY
BENTHAM 310 (John Bowring ed., 1865).
209
Vile, supra note 116, at 27; Hamburger, supra note 7, at 79.
200
ALL THE SOVEREIGN’S AGENTS
29
very model of the deliberative assembly. Political theorist Nadia Urbinati, in
an important 2000 essay,210 describes elected representatives as advocates,
pleading the case of their constituents before a tribunal for their judgment.
To be sure, early scholars of U.S. administration believed that politics
and administration – will and its execution – could be cleanly separated.
Channeling Rousseau and Condorcet, Wilson and his students hoped that
administrators could invoke “nomothetic,” or law-like, principles that would
permit them to turn administration into some kind of hard science.211
Scholars of political philosophy are also accustomed to the line drawn
between instrumental and substantive reasoning implied by a clean separation
of powers.212 Yet their hopes are belied by reality.
Indeed, some of the most politically contentious debates are debates
over means, not ends. For example: how different executives choose to
exercise their “utterly ordinary constitutional duty” to enforce immigration
legislation.213 As citizens debate the merits and demerits of border walls,
child separations, and the deportation of young undocumented immigrants,
Congress may very well find itself considering new legislation delimiting the
tools available to the Presidency. No one can reasonably doubt the political
contentiousness of tax cuts and deficit spending, yet both are means to
achieve the same result: economic growth.214 Electoral politics, like agency
politics, likewise finds itself grappling with “the battle of the experts.”
Citizens commonly clash not over their final ends, but how they are best
achieved: how to grow the economy, lift people from poverty, decrease
crime.215 Meanwhile, political associations fail if they fail to find the means
that can meet challenges to their security and capacity.216 Elected leaders find
themselves negotiating the constraints of international financial markets and
capital flows.217 As Dahl notes, democracy, if it is to make intelligent choices
210
Supra note 79, at 773.
Caiden, supra note 104, at 51.
212
E.g., Habermas, supra note 6, at 85 (arguing that instrumental reasoning is ill-suited for
democratic discourse because it “is immanently [a discourse of] of control.”).
213
Cox & Rodriguez, supra note 20, at 2.
214
STEPHEN TURNER, LIBERAL DEMOCRACY 3.0: CIVIL SOCIETY IN THE AGE OF EXPERTS 4
(2003).
215
Ibid.; Peter Vervosek, Public intellectuals and experts cannot tell citizens what to do,
LSEBLOG (JAN. 28, 2020).
216
See ALRED O. HIRSCHMAN, EXIT, VOICE AND LOYALTY: RESPONSES TO DECLINE IN
FIRMS, ORGANIZATIONS, AND STATES (1970).
217
Streeck, supra note 6; John Pocock, The Political Limits of Premodern Economics, in
THE ECONOMIC LIMITS OF MODERN POLITICS 121 (1990).
211
30
JACKSON
in a complex society, “require[s] both technical understanding and sensitivity
to the values involved.”218
As a result, those that attack independent administrative agencies as
usurping powers properly belonging to the judicial, executive or legislative
branch often make a category mistake. None of these branches can possibly
enjoy a monopoly on the functions of legislation, adjudication, and
execution. Folding administration into any one of these branches will
inevitably create another separation-of-powers problem as they will bring
with them all the powers they presently wield. Giving the President more
control over the Environmental Protection Agency, for example, means
giving him power to promulgate pollution regulation and adjudicate
superfund claims at the expense of Congress and the Courts. Folding agencies
into the Courts by hamstringing their discretion merely swaps some
bureaucrats for others.219 It’s just that judges will be making the policy
instead of civil servants.
Rather, a critique based upon the separation of powers should derive
from the important purposes that it is meant to fulfill: non-domination,
accountability, efficiency, etc. And, indeed, agencies have responded to such
critiques by, for example, adopting the due process and accountability norms
set forth in the APA.220 Independent, professionalized and capable agencies
both curb arbitrary Presidential power and enable the state’s constitutional
obligation to govern.221 Arguably, it is the independence of agencies against
Presidential power that curbed many of the Trump Administration’s
abuses.222 In the next section, I elaborate on another norm that can be used
to assess the legitimacy of agencies: democratic representation. By offering
additional fora for representative input and contestation, they help a political
regime better vindicate the promise of popular sovereignty: that citizens can
play an equal part in forming the laws that govern them.
PART II. AGENCIES AND THE REPRESENTATIVE TURN
With a better understanding of popular sovereignty, rights and the separation
of powers, critics of the administrative state cannot make a failsafe argument
against agencies’ legitimacy. Simply, they cannot rely on agencies’ lack of
congressional input and immunity from judicial review. Here, I set forth not
218
ROBERT DAHL, SOCIAL REALITY AND FREE MARKETS 227 (1990).
Sunstein & Vermuele, supra note 123, at 37; Landis, supra note 30.
220
Supra note 55.
221
Metzger, supra note 8, at 7.
222
Tim Wu, What Really Saved the Republic From Trump? NEW YORK TIMES, Dec. 10,
2020.
219
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31
a negative defense of administration. Instead, I make out a positive case.
Namely, if agencies operate according to procedures that permit citizens to
understand themselves as co-equal political participants, it is at least possible
that they are compatible with constitutional liberal democracy. Recent
conceptual work in political representation bears out this possibility. It also
shows how agencies might improve citizens’ ability to participate equally in
collective decision-making. As a result, administration may not be the
Constitution’s embarrassing uncle after all. It might instead prove
indispensable to the fulfillment of constitutional democracy’s promises.
A. Defining the Turn
Democratic representation implies difference. If “the people” actually
existed as a homogenous whole with an identifiable will, there’d be no need
for a multi-member mediating body of partisans.223 A single demagogue
would do.224 If “the common good” or “natural right” were easily ascertained,
there’d be no need for a legislature to argue about it incessantly. A
philosopher king would serve more easily.225 Indeed, organ-body
sovereignty, natural right and the “rule of general law” imply a utopianism
that can be vindicated in a plural society only through force. Accordingly, if
there are any theories of democratic political legitimacy that might avoid
these conceptual blunders, it would likely be found within theories of
democratic representation.
And so there are. The representative, or “constructivist,” turn within
political theory226 pushed back against the idea that representative democracy
223
E.g., Rosenblum, supra note 72, at 6.
Carl Schmitt, THE CONCEPT OF THE POLITICAL 46-48 (G. Schwab Trans. 2007); Carl
Schmitt, supra note 77, at 8-17, 28-32; Carl Schmitt, CONSTITUTIONAL THEORY 264-267 (J.
Seitzer trans., 2008).
225
Urbinati, supra note 79, at 774 (citing J.S. Mill, Rationale of Representation, in ESSAYS
IN POLITICS AND SOCIETY 16-45, 22-23 (1977)); Rosenblum, supra note 72, at 11 (noting,
inter alia, that a “party to end parties is the pose of utopian and revolutionary parties” like
Jacobins and Communists), 27-28 (Holism is antipolitical, and holist utopias make this vivid.
In every perfectionist community, the absence of political institutions is the ideal…Thus
philosophical creators of utopia prescribe anarchy or technical superintendence…Two holist
assumptions dictate aversion to politics and therefore to parties: first, that there is an
identifiable common good or good of the whole and, second, that no political recognition
and arrangement of parts, no dynamic of cooperation, and certainly no dialectic of conflict
can illuminate the common good…”).
226
The inception of this turn is generally credited to Jane Mansbridge, Rethinking
Representation, 97 AM. POL. SCI. REV. 515 (2003); Andrew Rehfeld, Towards a General
Theory of Political Representation, 68 J. OF POL. 1 (2006); Michael Saward, The
Representative Claim, 5 CONTEMP. POL. THEORY 297 (2006); and Urbinati, supra note 79.
224
32
JACKSON
is merely a watered-down version of direct democracy, a pragmatic or elitist
alternative to enlist only when the demos is too unwieldy or too ignorant for
more direct institutions.227 For a long time, democratic theorists like James
Madison, Joseph Schumpeter and Giovanni Sartori held that elections were a
second-best way of ascertaining the “will of the people,” adopted only
because incorporating the will of each and every citizen into the lawmaking
enterprise is impossible or undesirable (both practically and perhaps
normatively).228 Rather than the direct, deliberative, participatory democracy
of the ancients, we moderns must sadly settle for a principle-agent model and
a political division of labor that will inevitably involve some kind of
aristocracy.229
In contrast, the new theories of representation hold that representation
is no mediocre substitute for democracy, but instead “an intrinsically modern
way of intertwining participation, political judgment, and the constitution of
demoi capable of self rule.”230 Eschewing organ-body sovereignty, they do
not judge representation according to how well it reproduces a non-existent,
pre-political popular will.231 They reject the common-sense notion that
representatives take exogenous citizen preferences as the “bedrock for social
choice” in a linear bottom-up process that transmits those preferences into
law.232 Incorporating empirical research showing that citizens’ opinions are
rarely stable outside the context of electoral politics233, they instead hold that
representatives help generate constituencies and voter demands through the
educational process of partisan advocacy.234 “Parties create, not just reflect,
political interests and opinions. They formulate ‘issues’ and given them
political relevance.”235 Often, they will distinguish a group, paint it in a
227
E.g., Waldron, supra note 37, at 134-5; Urbinati, supra note 79, at 758-759.
Urbinati, supra note 72, at 196; see also, e.g., John Austin, THE PROVINCE OF
JURISPRUDENCE DETERMINED 192 (Wilfrid E. Rumble ed. 1995) (1832) (“Where a sovereign
body…exercises through representatives the whole of its sovereign powers…It may delegate
those its powers to those its representatives, subject to a trust or trusts…”)
229
See generally Bernard Manin, THE PRINCIPLES OF REPRESENTATIVE GOVERNMENT 132
(1997); Benjamin Constant, THE LIBERTY OF THE ANCIENTS COMPARED WITH THAT OF THE
MODERNS (1819).
230
Urbinati & Warren, supra note 46, at 402.
231
HANNAH PITKIN, THE CONCEPT OF REPRESENTATION 221 (1967); Saward, supra note 226;
Urbinati, supra note 72, at 197 (citing Sieyes, who held that the “sovereign nation was
politically mute outside the electoral booth and [that] its will [is] inexpressible without and
outside the representative assembly.”).
232
Lisa Disch, Towards a Mobilization Conception of Democratic Representation, 105 AM.
POL. SCI. REV. 100, 101 (2011).
233
Disch, supra note 78, at 1, 16.
234
Ibid. (relying on Laclau and Mouffe’s insights about the symbolic construction of the
“people”); Urbinati, supra note 79, at 776.
235
Rosenblum, supra note 72, at 7.
228
ALL THE SOVEREIGN’S AGENTS
33
certain light, and then make claims on its behalf. Group members will then
either accept or reject those claims based upon their own views236 and in light
of competing messages from other representatives in an ongoing practice of
judgment-formation and public deliberation.237
Elections thus do not ham-handedly measure any primordial
democratic “sovereign” will.238 Nor are they an imperfect, real-life
reproduction of an idealized social contract whereby citizens expressly
“consent” to the laws that bind them.239 Rather, they structure participation,
help constitute political debate, and “make citizens participate in the game
of ridding themselves of government.”240 Representatives do not simply hew
to past campaign promises. They also anticipate and frame voters’ future
judgments, sometimes on brand new issues.241 The laws they pass are the
outcome of both formal and informal decision-making procedures that
“actually creates a framework in which the nation can for the first time have
a will.”242
For example, elections set agendas for public discussion, motivate
organizing by providing discrete targets and timelines, institutionalize
236
There is a debate in the literature regarding the exogeneity of voter preferences. Some
theorists hold that voters possess pre-political interests that representative politics does not
create, but rather simply activates. Some deliberative theorists hold that Rawlsian,
consensus-based public discourse motored by, but somewhat independent from,
representative politics can take the place of pre-political voter interests with their model.
Others, refusing to hitch voter preferences to any outside source, are susceptible to critiques
of relativism and the impossibility of distinguishing between autonomous citizen choices and
elite manipulation. I am attempting to bracket the issue. If translated through representative
claims, objective voter interests and exogenous preferences are captured in the theory. If they
are not, they suggest that political legitimacy is based not on democratic autonomy, but on,
e.g., objective notions of justice.
237
Saward, supra note 226; Lisa Disch, The Constructivist Turn in Democratic
Representation: A Normative Dead-End? 22 CONSTELLATIONS 487 (2015); Urbinati, supra
note 79, at 760, 766.
238
Monica B. Vieira, Representing Silence in Politics, 114 AM. POL. SCI. REV. 976 (2020);
Urbinati, supra note 79, at 765.
239
See discussion of majority voting, infra. Waldron, supra note 37, describes the vote as
not some real-life consent theory of government, but as a fair process that lends legitimacy
to outcomes.
240
Urbinati, supra note 72, at 197 (emphasis added).
241
Mansbridge, supra note 226; Urbinati, supra note 79, at 760.
242
S. Holmes, supra note 78, at 164; see also Waldron, supra note 78, at 277; Disch, supra
note 78, at 10; Habermas, supra note 57, at 171 (representative legislative decision-making
must be “anchored” in the informal streams of communication emerging from public
spheres”).
34
JACKSON
“countervailing discourses” through political competition243 and thus
encourage citizens to exercise thoughtful judgments over matters of public
concern.244 They frame continuous, recursive processes of bottom-up
demands and representatives’ top-down reactions, permitting citizens to
influence lawmaking.245 As a result, electoral politics “activate” citizens
beyond the formal act of casting a ballot and prevent public discourse from
disintegrating into a cacophony of interventions that remain unchanneled
towards any common goal.246 Representatives’ lack of constituent-specific
imperative mandate challenges voters to think of themselves as part of a
national whole: generally, and in terms of the public good – or, at least, in
terms of the abstract interests they purport to represent.247 At the same time,
representatives’ accountability to particular constituencies, along with
bicameralism, (1) reinforces the notion that there is no permanent, collective
“whole” that speaks with the voice of the sovereign “people”248and (2)
ensures that “the specific position of the individual citizen is not
ignored.”249Meanwhile, elected representatives take these ongoing
discourses and demands with them as they undertake their lawmaking
responsibilities as advocates, enabling their constituents to be “present” in
decision-making through their discourses, if not their physical bodies.250
Juridically and formally, the vote is not a device that, however
clumsily, aggregates voter preferences in order to translate them into statutes.
Instead, it serves at least two purposes important for political equality. First,
at least when compared to acclamation, it encourages individual citizens to,
with the aid of public discourse, form their own individual judgments over
243
John S. Dryzek and Simon Niemeyer, Discursive Representation, 102 AM. POL. SCI. REV.
481 (2008); Rosenblum, supra note 72, at 7.
244
E.g., Urbinati, supra note 17, at 184; Waldron, supra note 37, at 141-142 (“structures of
representation provide processes for judgment formation and for the deliberative engagement
of judgments both among the people and among their representatives”) (citing Urbinati,
supra note 79, at 219-220) (comparing elections favorably to judicial decision-making in
relation to stimulating meaningful political discourse), 250 (explaining how majority voting
is incorporated into deliberative bodies, including those of appellate courts); Urbinati, supra
note 79, at 768 (the separation of time and space between election campaigns and actual
lawmaking “gives [voters] the chance to reflect by themselves…to defer their judgment” and
“enables a critical scrutiny while shielding citizens from the harassment of words and
passions” that encourages demagoguery.
245
Jane Mansbridge, Recursive Representation in the Representative System (Harv. Kenney
Sch., Working Paper No. RWP17-045, 2017); Urbinati, supra note 79, at 766.
246
Urbinati & Warren, supra note 46, at 391-2; Habermas, supra note 57.
247
Urbinati, supra note 72, at 210; Urbinati, supra note 79, at 761, 764; Waldron, supra note
37, at 136.
248
Urbinati, supra note 72, at 210.; Waldron, supra note 37, at 80.
249
Urbinati, supra note 79, at 770.
250
Ibid., at 767.
ALL THE SOVEREIGN’S AGENTS
35
public affairs.251 Each goes alone into the ballot box and each decides which
lever to pull. Second, it provides a “temporary resolution of political
conflict”252 in a manner that respects citizens as moral and political equals.
Majority voting is a decision-making mechanism that promises that even if
we agree neither to the outcome of our elections, nor with the lawmaking that
follows, we can at least believe that lawmaking was undertaken on fair terms.
It is a way, to use Jeremy Waldron’s language, to “give each person the
greatest say possible compatible with an equal say for each of the others.”253
Though the universal franchise is important for maintaining a system of
political equality and, importantly, legitimacy,254 it is but “one particular
moment in a much larger decision-making process.”255
We should not, therefore judge representation and other political
institutions according to their congruence with voter preferences and public
opinion polls, as if such preferences and polls truly reflect the timeless and
enduring “will of the people.” The critical yardstick is not “transcribe the will
of the people” by having people, literally, transcribe their will into the statute
books. The principle of justification (e.g., popular sovereignty) and the
technique of decision (direct, unmediated consensus-based democracy) do
not have to overlap.256 Instead, we should judge representative systems
according to how well they allow morally equal human beings to affect, in a
fair and equal way, the laws that bind them – a fundamental norm that
political theorists Nadia Urbinati and Mark Warren call “democratic
autonomy.”257
There is, as a result, a lot of room for creativity when it comes to the
design of representative institutions.258 Theorists tend to assess these
institutions according to whether and what extent they: (1) stimulate public
debate and individual judgment, such that a choice to support what is being
done in citizens’ names is sufficiently considered to amount to their
251
Ibid., at 765.
Urbinati, supra note 72, at 198.
253
Waldron, supra note 37, at 228.
254
Ibid., at 226 (noting that political legitimacy responds to questions of fairness rather than
to questions regarding the justice or “rightness” of particular political decisions – perhaps
including those that are “right” precisely because they reflect the “general will.”).
255
Sintomer, supra note 176, at 232.
256
Rosanvallon, supra note 14, at 111; cf. Montesquieu, supra note 74, at 11-12 (arguing
that the people can be the sovereign “monarch only through their wills. The [popular]
sovereign’s will is the sovereign himself. Therefore, the laws establishing the right to vote
are fundamental in this government.”).
257
Supra note 46, at 395; see also Waldron, supra note 37, at 228.
258
Waldron, supra note [37], at 78 (Because there is no such unitary thing as ‘the people,’
there can be no single canonical way of representing it.”).
252
36
JACKSON
participation in the lawmaking process259; (2) motivate bottom-up demands
that are followed by top-down responses (“recursiveness” or “reflexivity”)260
in a manner that orients representatives to the normative – if not ontological
– priority of the represented261 by, for example (3) permitting and mobilizing
contestation;262 (4) ensuring citizens have some kind of (equal) influence on
decision-making, perhaps with some process of electoral authorization that
shows citizen-uptake of agency policies,263 or formal registration and/or
accommodation of citizen objections. Each element serves democratic
autonomy. Each demonstrates the compatibility of this understanding of
representation with a systemic, agonistic conception of deliberative
democracy.264 Importantly, each can be and often are served by non-electoral
forms of representation.265 To provide some obvious examples: lobbyist, nonprofit public advocacy corporations, and NGOs.266
B. Accommodating Administration
The same institutional flexibility that accommodates representative
politics within a constitutional liberal democracy can likewise accommodate
administrative governance. Indeed, those who attack agencies as illegitimate
lawmakers mirror the claims that Rousseau levied against democratic
representation itself. For Rousseau, the (popular) sovereign could not be
represented. Instead, the law must rise directly from the people.267
Representation, therefore, should be confined to a strict principal-agent
model, a fiduciary contract whereby the agent is stripped of any policymaking discretion whatsoever.268 Government is to blindly obey the
sovereign’s political orders; representatives and other “ministerial,”
259
Disch, supra note 232, at 107 (versus choices that primed out of habit, ignorance, or
stereotype); Urbinati, supra note 72; Samuel Hayat, Representation as Proposition:
Democratic Representation After the Constructivist Turn, in THE CONSTRUCTIVIST TURN IN
POLITICAL REPRESENTATION (Lisa Disch et al. eds., 2019).
260
Mansbridge, supra note 245; Disch, supra note 232, at 111.
261
Vieira, supra note 238; Pitkin, supra note 231, at 140; Disch, supra note 232, at 108;
Waldron, supra note 37, at 188, 191; Urbinati & Warren, supra note 46, at 399-400.
262
Disch, supra note 232, at 207; Viera, supra note 238; David Runciman, The Paradox of
Political Representation, 15 J. POL. PHIL. 93, 95 (2007); Laura Montanaro, The Democratic
Legitimacy of Self-Appointed Representatives, 74 J. OF POL. 1094 (2012).
263
Vieira, supra note 238.
264
Urbinati, supra note 79, at 773-74.
265
Saward, supra note 226.
266
Mansbridge, supra note 226, at 517.
267
Rousseau, supra note 71, at 229-30.
268
Rosanvallon, supra note 14, at 135.
ALL THE SOVEREIGN’S AGENTS
37
“fiduciary” state offers could only judge and interpret – presumably in a way
that did not usurp the sovereign’s will.269
Echoing Condorcet (administration is a “roi-machine”) and Sieyès
(administration is an “intermediary commission of powers,”)270 many
contemporary anti-administrativists understand agencies as the incurious
fiduciaries of Congress – itself a fiduciary of the people271 – and so should,
“like a machine without a mind,”272 avoid playing any role in the formation
of law and policy.273 They mimic Woodrow Wilson’s274 pleas to depoliticize
bureaucracy and Frank Goodnow’s separation of the “organism” of the state
into two distinct operations: those “necessary to the expression of its will”
and those “necessary to the execution of its will.” 275 Likewise, the post-war
consensus assumed that agencies should serve simply as a “transmission belt”
for legislative policy.276 Administration must therefore “appear nonpartisan,
scientific, universal, efficient, purposeful.”277 For if administration starts
making its own decisions, it can only interfere with the democratic sovereign
– and thus, like Rousseau’s representatives, breach their fiduciary contract.
As a result, when it became apparent that administration and politics cannot
269
Urbinati, supra note 72, at 203; Sintomer, supra note 176, at 232; Locke, supra note 64,
at 367, 369.
270
Rosanvallon, supra note 14, at 29.
271
Mortenson & Bagley, supra note 51, at * 33-*34, 63, argue that the Founders could not
have believed that legislative power was non-delegable because it was thought, at the time,
that that power was, in the first instance, delegated from “the people” to their elected
representatives (understood variously as delegatees, servants, or trustees).
272
Quim Brugue & Raquel A. Gellego, A Democratic Public Administration? 5 PUB. MGMT.
REV. 425, 426 (2003).
273
This is the “agency instrumentalist” view (Richardson, supra note 29, at 119) adopted by
political theorists including, e.g., Christiano and Goodin, supra note 29; PAUL TUCKER,
UNELECTED POWER: THE QUEST FOR LEGITIMACY IN CENTRAL BANKING AND THE
REGULATORY STATE (2018); see also, e.g., Mansbridge, supra note 245, at 21; Posner &
Vermuele, supra note 14; Turner, supra note 214, at 14; Donald W. Smithburg, Political
Theory and Public Administration, 13 J. OF POL. 59, 60 (1951); Cox & Rodriguez, supra note
20, at 11 (summarizing Justice Kennedy’s critique that immigration regulation is “upside
down,” subverting a separation of powers doctrine in which the legislative makes laws and
the executive, “as a dutiful agent,” enforces them); Youngstown Sheet & Tube Co.. supra
note 12, 343 U.S. at 682, 690-91 (C.J. Vinson, dissenting) (arguing that the majority
mistakenly treats the executive not as a co-equal branch of government, but as an
“automaton” and an “agent” of Congress, which is “enthroned in authority” over the
President); Gerry L. Mashaw, Norms, Practices, and the Paradox of Deference: A
Preliminary Inquiry into Agency Statutory Interpretation, 567 ADMIN. L. REV. 501, 505
(2005) (agencies are to be the “faithful agents” of the legislature).
274
Supra note 58.
275
Supra, note 116, at 22.
276
Livermore & Richardson, supra note 18, at 28; Stewart, supra note 32, at 1675.
277
Caiden, supra note 104, at 53.
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JACKSON
be cleanly separated in any complex legal regime,278 administration seemed
to lose much of its legitimacy. Thus, the attempts to fold agency
decisionmaking into a more unified executive or a more active Congress.
Yet if representation is not an inferior re-presentation of the will of an
embodied popular sovereign, but instead an institutional tool that helps
citizens understand themselves as co-equal participants in lawmaking, then
there is little reason to exclude agencies ex ante from the democratic
process.279 They, like formal electoral representation, can be a part of a
system of democratic autonomy, a political order that promises to provide
everyone the greatest say possible that is also compatible with the equal
inclusion of others.
This insight is not unprecedented. French philosopher Pierre
Rosanvallon argues280 that independent agencies can and do serve as
representative agents (of the trusteeship variety281) and provide the neutrality
and impersonality that republicans once sought from deliberative legislative
bodies. Richard Stewart, in his seminal 1975 essay,282 described in U.S.
administrative law a turn towards pluralist interest representation and away
rigid applications of the separation of powers doctrine. The interest-group
politics of administrative policymaking can, like the interest-group politics
of Congressional lawmaking, provide “opportunities for policy proposals to
be criticized from a variety of directions, both before and after their
implementation.”283 For Stewart, interest group representation might even
serve as a new ground for agencies’ political legitimacy.284 Indeed, the
legitimacy ascribed through representation seems to be embraced by agencies
themselves. In its own educational literature, the “politically independent”
U.S. Federal Reserve System (“The Fed”) asserts that “decentralizing the
central bank into twelve districts helped to ensure more voices were
represented”285 as it went about its business.
278
See, e.g., Waldo, supra note 21, at 91; Livermore & Richardson, supra note 18, at 3.
Smithburg, supra note 273, at 66.
280
PIERRE ROSANVALLON, DEMOCRATIC LEGITIMACY 75-86 (2011).
281
See also Caiden, supra note 104, at 55 (describing Woodrow Wilson’s plea to transform
administration into a “public trust”).
282
Supra note 32.
283
Dryzek & Niemeyer, supra note 243, at 482.
284
J. Benton Heath, From the Spirit of the Federalist Papers to the End of Legitimacy:
Reflections on Gundy v. United States, 114 NW. U. L. REV. ONLINE 1723, 1732 (2020).
285
Federal Reserve Bank of New York Communications and Outreach, “The Story of the
Federal Reserve,” 6 (2018) (available at https://www.newyorkfed.org/outreach-andeducation/comic-books).
279
ALL THE SOVEREIGN’S AGENTS
39
Of course, Theodore Lowi, in his famous 1969 study of interest group
representation in administration, did not celebrate it. He lamented its
“irrational” incrementalism and the influence it lent to powerful industry
actors.286 In contrast, Noh points out that agencies enjoy a better capacity than
Congress to achieve ideal representative deliberation, given their smaller
constituencies and limited subject matter.287 With the concurrent rise in
public interest advocacy and civil rights legislation, agencies accommodated
a growing array of individual rights by incorporating rulemaking procedures
that accept input from diverse civil society representatives.288 More recently,
Emerson,289 Rahman & Gilman290 and Mansbridge291 argue that there is an
ongoing, constitutive relationship between administrative agencies and
citizens as they collaborate to make regulations. Mary E. Guy, past president
of the American Society for Public Administration, characterized the people
serving public agencies as “facilitators, interpreters, and mediators of public
action”292 – a characterization that could just as easily be attributed to elected
representatives. Even Locke, despite his commitment to an organ-body
conception of popular sovereignty, theorized a connection between the
executive and representation. In his theory of government, it is up to the
Prince to create new representative offices if time and social change corrupts
the representativeness of extant lawmaking institutions.293
There is a stiff backbone of principle behind these authors’
arguments. As mentioned above, representative systems serve democracy by
structuring public contestation, stimulating debate and provoking judgment.
They thereby permit disaggregated and diverse citizens to participate in the
process of forming collective purposes. One can observe this dynamic within
agency decision-making, demonstrated by public reactions following recent
U.S. Executive Orders regarding immigration, environmental deregulation,
etc. They mobilize objections, enabling citizens to make judgments about
agency responses. The public criticism to which agencies are routinely
subject are sufficient to limit, at least according to Vermeule and Posner,
286
Supra note 6, at 239-42. Notably, and embarrassingly for Lowi, interest-group bargaining
made the welfare state irrational precisely because it brought issues of social justice (like
race and gender) into class-based economic policy. Ibid. at 255-45.
287
Supra note 49, at 400.
288
Stewart, supra note 57, at 441-2.
289
Supra note 17, at 65.
290
K. SABEEL RAHMAN & HOLLIE R. GILMAN, CIVIC POWER (2019).
291
Supra note 245.
292
Supra note 63, at 652.
293
Supra note 64, at 372-4.
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JACKSON
executive agencies far more effectively than do the tenets of statutory
delegation and the separation of powers.294
Moreover, agencies serve as fora for the kind of non-electoral
political representation that supplements political equality by calling forth
previously ignored or silent constituencies.295 In the past, minority
communities excluded from electoral politics fruitfully engaged with
administrators tasked with implementing social welfare rights.296
Administrative experiments in participatory budgeting and collaborative
governance encourage citizens’ engagement in the infrastructure shaping
their lives.297 They can, in Waldron’s terms, “secur[e] multiple points of
access for citizen input” and thus add to the “housing” of the kind of public
deliberation that promises to secure democratic autonomy.298
Indeed, administration can, perhaps better than Congress, provide a
forum where “conflicts and rendered both comprehensible and solvable” and
where the values at stake are sufficiently “specific and understandable to
generate opinions and dialogue.”299 Because an elected representative will
make a variety of unrelated claims regarding lawmaking in a generalized
arena (Congress), the potential exercise of political power can become
obscure. In contrast, an agency with a particular subject matter jurisdiction
can attract representatives and generate claims that target the specific policies
that impact citizens’ lives. They give rise to “affected constituencies,”
providing “a point of identification around which [citizens] might coalesce
as a ‘people’ or demos defined along some dimensions of common
interest.”300 Civil society and public interest representatives, for example,
have a better opportunity to exercise judgment on and lodge objections to,
e.g., how much pollution is permitted in drinking water (EPA); whether
discrimination claims are adequately enforced (Department of Justice); and
how policing is executed (“citizen audits” of local departments). Indeed,
many social movements target their organizing around agency
294
Supra note 14.
Vieira, supra note 238; Rahman & Gilman, supra note 290, at 137; Montanaro, supra
note 262; Raul Carillo, Our Money Where Our Mouth Is, DISSENT, Aug. 20, 2020. Notably,
Urbinati, supra note 79, at 762-765, notes that even purportedly “direct” Athenian
democracy involved non-electoral representation. Though each citizen could come to the
forum, inevitably only a few would speak, and they would speak on behalf of interest groups.
296
Karen Tani, States’ Rights, Welfare Rights, and the Indian Problem: Negotiating
Citizenship and Sovereignty, 331 LAW & HIST. REV. 1 (2015).
297
Rahman & Gilman, supra note 290, at 134, 172.
298
Waldron, supra note 37, at 34.
299
Brugue & Gellego, supra note 272, at 429.
300
Montanaro, supra note 262, at 1099.
295
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jurisdictions.301 In other words, agencies provide an opportunity for citizens
to form the kind of considered political judgments that new theories of
representation value. Indeed, it is agencies that can provide that factual
information necessary for citizens seeking to exercise judgment on many
matters of public concern.302 One need only consider the usefulness of CDC
scientists to democratic deliberation during a pandemic. As a result, agencies,
like electoral politics, facilitate the “circuation of judgment and opinion that
should unite state institutions and the citizens.”303
Furthermore, agencies themselves serve as representatives of
underserved consumer and minority interests.304 For example, the Consumer
Financial Protection Bureau (“CFPB”), created in response to the capture and
fragmentation of financial regulators in the aftermath of the 2008 crisis, was
tasked to protect the consumers of financial products. Typically, consumers
are poorly situated to influence banking regulation through normal channels.
Accordingly, the CFPB serves not as a neutral bureaucracy, but as
consumers’ “proxy advocate” (representative!) that solicits the input of
veterans, students and pensioners.305 Meanwhile, financial institutions
receive (more than) equal representation in other policy-making locations.
The CFPB both educates and solicits the opinions and complaints of those
who do not normally possess the capacity to make their voices heard when
lawmakers turn their attention to high finance. Indeed, the Progressives who
supported New Deal agencies created them precisely to balance public might
against the already over-represented “aristocracy of wealth.”306 An agency,
serving as a counter-power capable of breaking up monopolies or
safeguarding labor rights,307 can speak for the consumers and workers
neglected by elected politicians.308 President Franklin D. Roosevelt, in a 1932
301
Rahman & Gilman, supra note 290.
E.g., Tucker, supra note 273, at 94.
303
Urbinati, supra note 72, at 198.
304
Stewart, supra note 32, at 1761; see also David B. Truman, THE GOVERNMENTAL
PROCESS: POLITICAL INTERESTS AND PUBLIC OPINION 449 (1951); Skocpol & Feingold,
supra note 32, at 260 (arguing that the state successfully beat back demands of capitalists in
the interests of labor during the New Deal)
305
Rahman & Gilman, supra note 290, at 146.
306
Landis, supra note 30; Joseph Fishkin & William Forbath, The Anti-Oligarchy
Constitution, 94 BOS. U. L. REV. 669, 677 (2014).
307
JAMES K. GALBRAITH, AMERICAN CAPITALISM (Routledge, 1st ed. 2017)(1952); K.
SABEEL RAHMAN, DEMOCRACY AGAINST DOMIINATION (2016); see also Vermeule, supra
note 21, at 62.
308
This departure from procedural equality mirrors much recent work on anti-oligarchy
constitutionalism. See, e.g., JEFFREY EDWARD GREEN, THE SHADOW OF UNFAIRNESS: A
PLEBIAN THEORY OF LIBERAL DEMOCRACY (2016); JOHN P. MCCORMICK, MACHIAVELLIAN
DEMOCRACY (2011).
302
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campaign speech, expressed this idea in colorful language. He dubbed
regulators the “Tribune[s] of the people.”309 During Reconstruction,
furthermore, federal agencies spoke for those recently freed from slavery
when local governments did not.310
C. Implications
The lesson offered by the representative turn within political theory
is that agencies should be democratized. The goal, however, is not to
transform administrative bodies into deliberative mini-publics. Instead, it is
to take advantage of the strengths of representative systems: effective
decision-making in a manner that respects the normative priority of the
represented while remaining sensitive to individuals’ equal political and
social dignity. Assessing administration in terms of democratic autonomy can
allow us to understand problematic agency decisions in a new and productive
light. In this section, I will gesture at how such critiques and reforms might
look like.
1. Non-Delegation as a Problem of Equality of Representation
Many critiques of administrative discretion are perhaps more aptly
described as problems of representativeness than as impermissible
delegations of legislative power. In Schecter,311 for example, the U.S.
Supreme Court held that the National Industrial Recovery Act improperly
delegated legislative power to the Executive. At the same time, the Act,
despite goals of incorporating labor and consumer interests, became captured
by business leaders through: the direct appointment of industry officers to
rulemaking bodies; the non-transparency of business operations; and the
state’s reliance on industry organizations to implement any new rules.312 As
a result, the Early New Deal is objectionable not (just?) because of broad and
vague statutory mandates. It is objectionable because of its lack of democratic
representativeness. Many citizens did not enjoy an equal chance to affect
regulation because their representatives were shut out of the process.
The U.S. Supreme Court’s recent opinion in Seila Law LLC v.
Consumer Financial Protection Bureau313 faces similar critique. Giving the
309
https://www.presidency.ucsb.edu/documents/campaign-address-portland-oregon-publicutilities-and-development-hydro-electric-power
310
MATTHEW HOLDEN, JR., CONTINUITY AND DISRUPTIONS: ESSAYS IN PUBLIC
ADMINISTRATION 225 (1996)
311
Supra note 179.
312
Skocpol & Finegold, supra note 32, at 265.
313
591 U.S. __ (2020).
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President the power to fire the CFPB’s chief without cause deprives the
agency of independence from those already well-positioned to influence
financial law, viz., those with access to the Presidential ear. It is a problem
likewise echoed during the late 18th century Post Roads Debate.314 Certain
congressional representatives balked at assigning the President broad
discretion to establish the locations of new postal roads and offices. Such
discretion would give the President “a dangerous power of establishing
offices and roads in those places only where his interest would be
promoted.”315 The concern was not over presidential power as such, but that
the President would remain deaf to the concerns of others316 whom his
policies might affect.
Agency failures to achieve equal representation include not just the
lack of formal inclusion of interests in decision-making. Within agency
decision-making procedures, inequalities in wealth and experience may
reproduce the same distortions of political equality that disfigure electoral
politics.317 Agencies are accused of capture for good reason. Given lobbyists’
outsized role in rulemaking and the self-appointment of interest group
leaders, it is at best unclear whether agencies remain oriented towards the
normative priority of the represented in an equal way.318 It therefore may
make sense to, where practicable, decentralize policymaking authority,
establish countervailing agencies as points of access, and to populate agency
boards with both citizen and public representatives in structures of
collaborative governance.319 If constituents are granted formal rights of
authorization (e.g., to elect such representatives), they can ensure agencies
orient themselves in the right direction.320 Further, staffing offices with
representatives drawn from underserved constituencies may further the kind
of descriptive representation that encourages mutual education, authorization
and uptake.321 They might take on employees whose internal motivations
appear consistent with citizens’ judgments through a version of gyroscopic
314
For a summary of this debate, see Mortenson & Bagley, supra note 51, at *96-106.
3 Annals of Congress 235 (1791) (statement of Rep. Vining).
316
Mortenson & Bagley, supra note 51, at *106, point out that these “others” included those
that lived at Montpelier and Monticello, who, despite low population numbers, demanded
and received a postal road.
317
Emerson, supra note 17; Gilman & Rahman, supra note 290, at 119; Lowi, surpa note 6;
Rosanvallon, supra note 14, at 135.
318
Stewart, supra note 32.
319
Rahman & Gilman, supra note 290, at 138-9.
320
Ibid., at 132-35.
321
Young, supra note 134.
315
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representation.322 For example, an agency tasked with consumer financial
protection could draw its staff from consumer advocacy groups.
Agencies can also play a role in improving democratic
representativeness more broadly by helping to create new constituencies from
those previously excluded. Electoral politics privileges citizen voice over
silence. They therefore privilege those with more cultural and material
resources.323 But agencies can be a bit more attentive to those left out of the
traditional campaign circus. Recently, for example, the mayoralties of New
York City and Boston adopted on-the-ground, campaign style outreach
programs that created new, under-served constituencies around enrollment in
Pre-K and neighborhood development programs.324 Agencies thus can
“generate and mobilize awareness of structural oppression, disruptive claims,
and reform.”325 Assembled into newly educated constituencies, excluded
citizens might then demand more attention from elected politicians. Further,
because many agencies actively distribute resources, they can alter the
“background distribution of political power”326 that presently serves to
cement political inequality.327 Parents benefitting from free universal Pre-K
might, for example, use their newly freed resources to engage more actively
in politics.
2. Technocracy, Non-Delegation and Representation
Given the potential of capture, it is tempting to inoculate agencies
from interest group pressure by granting them political independence.328
Indeed, this “juridical” solution was suggested by the early 20th century
Progressives Legal Realists,329 and the technocratic “good governance”
reformers of the 1990s and 2000s.330 Under this kind of scheme, agencies can
322
Mansbridge, supra note 226, defines this as the selection of representatives based on
voters’ judgment of the whether the representative’s internal motivations and goals are
congruent with their needs.
323
Vieira, supra note 238.
324
Rahman & Gilman, supra note 290.
325
Vieira, supra note 238.
326
Rahman & Gilman, supra note 290, at 140.
327
Emerson, supra note 17, helpfully discusses a “bureaucratic vanguard” model proposed
by DuBois.
328
Nicholas Lemanm, What Transactions Can’t Do, THE TANNER LECTURES ON HUMAN
VALUES 149 (2012); Rosanvallon, supra note 14, at 63; Caiden, supra note 104, at 53.
329
Ernst, supra note 114; Fishkin & Fortbath, supra note 306; Caiden, supra note 104, at
58; Goodnow, supra note 116, at 39; Neumann, supra note 79, at 1912. Lowi (1969) also
offerrs a juridical solution to agency capture by big business interests. See Lemann, supra
note 328 (2012).
330
Rahman & Gilman, supra note 290, at 118; Stewart, supra note 57, at 443.
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45
only credibly claim to vindicate democratic sovereignty if (1) there is a
clearly identified and consensus-based public interest, or “will” that (2)
neutral expert agency officials, as fiduciaries, can be trusted to fulfill.331 Yet
finding consensus is often difficult, if not impossible. Moreover, experts
commonly disagree and these disagreements may implicate questions of
morality and ethics.332 Of all the lessons of the 2008 financial crisis, one of
the most important is that not even central banking is a matter of apolitical,
non-controversial scientific management.333 Ascribed an open-ended duty to
expertly manage employment levels and price stability,334 the Federal
Reserve System is perhaps the strongest example of a violation of the nondelegation doctrine.335 What’s more, for the past dozen years, the Fed’s
decisions can no longer credibly be described as merely technocratic.336 It
blatantly engages in distributional politics as it decides to divert public
resources to some actors but not to others.337 Regardless, any choice between
inflation (which tends to harm wealthy asset-holders and benefit debtors) and
unemployment (benefitting labor) has distributional consequences.338 It thus
makes value-laden political choices – choices that, given the complexity and
importance of macroeconomic management, many feel uncomfortable
placing into the hands of the vagaries of popular lay sentiment.339
The good news is that because representative democracy requires
only democratic autonomy and not universal consent, it can tolerate barriers
to popular input. It might even include those barriers erected by complex
issues that only experts can fully understand. Rather than throwing the
technocratic baby out with the non-delegation bathwater, constitutional
democracies can achieve both the benefit of expertise and citizen
331
See Tucker, supra note 273, at 101.
Richardson, supra note 29, at 118; Elizabeth Anderson, Democracy, Public Policy, and
Lay Assessments of Scientific Testimony, 8 EPISTEME 144 (2011); Dahl, supra note 218.
333
See, e.g., supra note 6.
334
The Federal Reserve Act, 12 U.S.C. § 226, Pub. L. No. 63-43 (1913).
335
E.g., Jens van't Klooser, The Ethics of Delegating Monetary Policy, 82 J. OF POL. 587 ,
590-91 (2020).
336
See, e.g., ibid., at 587-8; Tucker, supra note 273, at 405; Trevor Jackson, The Sovereign
Fed, DISSENT, Apr. 16, 2020; Adam Tooze, The Death of the Central Bank Myth, FOREIGN
POLICY, May 13, 2020.
337
Carillo, supra note 295; Nathan Tankus, The Federal Reserve’s Coronavirus Crisis
Actions, Explained: Riots, Municipalities and Monetary Policy, NOTES ON THE CRISIS, May
2020.
338
For a good summary of this and other political, distributional consequences of monetary
policy, see J. Lawrence Broz, The Domestic Politics of International Monetary Order: The
Gold Standard, in INTERNATIONAL POLITICAL ECONOMY 223 (Jeffrey A. Friedan et al. eds.,
5th ed. 2010).
339
See e.g., van’t Klooser, supra note 335.
332
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participation through representative politics.340 Recall that democratic
autonomy does not require that citizens, literally, transcribe their wills into
law as a public “general will.” Instead, it only requires that citizens play an
equal role in creating the rules that bind them. They can participate equally
by, for example: (1) electing the regulatory experts that set policy; or, more
feasibly (2) seeing that their particular interests are represented on the Fed
board. Seats might be staffed not only by financial industry players and
academic macroeconomists, but also by labor and consumer advocates.
Further, experts themselves can serve as competing democratic
representatives. They might present citizens with alternative views of what is
desirable and possible and thereby stimulate public debate and feedback.341
Elite expertise can be countered by competing expertise to prevent a
monopolization of public discourse.342 Moore,343 for example, proposes a
theory of critical elitism that would provide ongoing opportunities for citizens
to oppose, scrutinize, and protest expert conclusions within a system of
deliberative democracy. Rahman344 argues that there can be a way to
“embed” expertise within democratic institutions and democratic reason.
Administrative specialists can “engage in ethical reasoning, not as a
cloistered group of enlightened experts, but rather as partners with affected
persons.”345 Indeed, Congress itself specifically seeks expert opinions from
agencies because policy goals might be ill-served by reliance on lay
opinion.346 Democratic citizens can use representative expert guidance not
only as they consider agency actions, but also in engaging in the kind of
deliberation and considered judgment that representative theory endorses
more generally.
To be sure, an expert’s claim to possess truth and knowledge can also
amount to a claim for authority that competes with democratic legitimacy.347
340
For examples of how experts can be integrated into individual democratic reasoning, see
Anderson, supra note 332; and Coran Stewart, Expertise and Authority, 17 EPISTEME 420
(2020).
341
Brugue & Gellego, supra note 272; see Waldron, supra note 37, at 90-91 (embracing the
notion of an elected aristocracy, where voters consider the specific functions to be performed
by the official).
342
NORBERTO BOBBIO, THE FUTURE OF DEMOCRACY 60 (Richard Bellamy trans. 1987).
343
Alfred Moore, CRITICAL ELITISM: DELIBERATION, DEMOCRACY, AND THE PROBLEM OF
EXPETISE 9-10, Ch. 3 (2017).
344
Supra note 268, at 102 (2011).
345
Emerson, supra note 17, at 64 (2019)
346
Tucker, supra note 273; van’t Klooster, supra note 335.
347
E.g., Hannah Arendt, Truth in Politics, THE NEW YORKER (Feb. 17, 1967); Turner, supra
note 214, at 26. For a contemporary example of an argument in favor of epistocracy, or rule
ALL THE SOVEREIGN’S AGENTS
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The truth should govern, no matter other people’s opinions about it. Experts’
claims can therefore lead to an undemocratic concentration of power.348
What’s more, there is a kind of latent totalitarianism implied by claims to
comprehend the entire world.349 A belief in one’s own perfect understanding
of society will also tempt one to remake it without popular input. Yet we
should not allow such worries to paralyze us. Knowledge is also liberating.
Vacuum cleaners, washing machines, and other technological improvements
allow us more choices in life. As Neumann observed, it is only armed with
science and knowledge – however imperfect – that citizens can overcome the
anxiety associated with an uncertain and unpredictable world and free
themselves of the constraints of necessity.350 “The realization of freedom,”
he reminds us, is not always “at the disposal of man’s free will.”351 Only
knowledge can expand the zone of such realization. The democratic function
of increased knowledge of both nature and humankind is that it can both show
us new possibilities and how to achieve them.352
Less abstractly, the importance of agency effectiveness, and thus the
salience of technological expertise, only grows once democratic publics
append positive social and economic rights to their menu of negative
liberties.353 It is one thing to promise full employment; it is quite another to
fulfill this promise. Realizing rights requires the use of experts and the
collection of data. This is why Italian political theorist Norberto Bobbio was
by experts, see Jason Brennan, Does the Democratic Objection to Epistocracy Succeed?, 25
RES PUBLICA 53 (2018).
348
Moore, supra note 343. See Mark Blythe & Matthias Matthijs, When Is It Rational to
Learn the Wrong Lessons? Technocratic Authority, Social Learning, and Euro Fragility, 16
PERSPECTIVES ON POLITICS 110-126 (2018) for an application of this point to European
monetary policymaking.
349
Andrew Jainchill and Samuel Moyn, French Democracy between Totalitarianism and
Solidarity: Pierre Rosanvallon and Revisionist Historiography, 76 THE J. OF MODERN
HISTORY 107, 123 (2004). The idea also has an affinity with the marxist “administration of
things” that would succeed communist revolution. See Turner, supra note 214, at 21 (citing
Friedrich Engels) and, of course, is the target of F.A. Hayek’s THE ROAD TO SERFDOM
(1944).
350
Supra note 79, at 180-84.
351
Ibid.
352
Ibid., at 181; Moore, supra note 343, at 5-6.
353
Emerson, supra note 17, at 67 (“rights-focused constitutionalism and federal
administrative intervention were often co-original. Reconstruction is a paradigm case for this
simultaneous expansion of bureaucratic power and private right.”) (citing Jeremy K. Kessler,
The Administrative Origins of Modern Civil Liberties Law, 14 COLUM. L. REV. 1083
(2014); Karen M. Tani, STATES OF DEPENDENCY: WELFARE, RIGHTS, AND AMERICAN
GOVERNANCE (2016); William N. Novak, The Legal Origins of the Modern American State,
in LOOKING BACK AT LAW’S CENTURY 264-265 (Austin Sarat, Bryant Garther, and Robert
A. Kagan eds. 2002)).
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able to argue that “[a]ll states which have become more democratic have
simultaneously become more bureaucratic.”354 Administration is, per Jurgen
Habermas, “not just a functionally necessary supplement to the system of
rights but implications already contained in rights.”355 The protection and
vindication of individual rights are perhaps “best addressed by officials who,
through repeated encounters with a particular class of disputes, understood
their origins.”356 The affinities between expertise and rights is why antiadministrative attacks against bureaucratization at least occasionally conceal
attempts to “if not dismantle democratic power, then certainty to reduce it to
within clearly circumscribed limits.”357 Without experts, rights are really just
parchment promises.
Moreover, Emerson suggests that the tension between democratic
autonomy and expertocracy can be a productive, constitutive one.358 Citizens
(and their representatives) routinely challenge received truths from would-be
Guardians. For example, after the 2008 financial crises, many recognized that
purportedly neutral, technocratic economic reasoning often rests on debatable
values and debatable science. One need only observe the fruitful work on
MMT359 and heterodox Keynesianism360 – indeed, Keynesianism itself361 –
to know that expertise is fruitfully politicized. The field of inquiry where
“reason compels a unique result”362 is smaller than one might expect – and
getting smaller.
3. Representation and the Chevron363 Shuffle
Theories of representation can also inform an enduring problem of
administrative law: whether and to what extent courts should permit agencies
354
Supra note 342, at 38.
Supra note 57, at 134.
356
Ernst, supra note 114, at 33 (addressing the work of Charles Evans Hughes).
357
Ibid.; see also Robert Dahl, The Science of Public Administration, 7 PUB. ADMIN. REV. 1,
3 (1947); Wilson, supra note 58, at 200.
358
Supra note 17, at 63.
359
See, e.g., STEPHANIE KELTON, THE DEFICIT MYTH: MODERN MONETARY THEORY AND
THE BIRTH OF THE PEOPLE’S ECONOMY (2020).
360
See, e.g., HETERODOX MACROECONOMICS: KEYNES, MARX AND GLOBALIZATION
(Jonathan Goldstein & Michael Hillard eds., 2009).
361
For a superb discussion of the politics of Keynes, see GEOFF MANN, IN THE LONG RUN
WE ARE ALL DEAD (2019); in Keynes own words, about the politicization of the gold
standard, see JOHN MAYNARD KEYNES, ESSAYS IN PERSUASION (Martino Publishing 2012)
(1932).
362
WILLIAM GALSTON, LIBERAL PLURALISM 69 (2002).
363
Chevron, U.S.A., Inc. v. Nat. Resources Def. Couns., 467 U.S. 837 (1984).
355
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49
to interpret their own implementing statutes.364 Theories of representation,
which privilege democratic autonomy, suggest that, at the very least, agencies
should not provide an opportunity to relitigate de novo the hard compromises
already settled by Congress in regular lawmaking. Whatever democratic
autonomy is vindicated through congressional lawmaking, that autonomy
should not be undermined by agency decisions taken behind citizens’ backs.
As a result, whether an agency interpretation is “reasonable” and whether
Congress’ intent is “clear”365 should be informed by whether and what extent
that party seeks to undo what Congress has done.
Historically, those enjoying an unequal share of resources have exploited
agency rulemaking processes to undo laws they find repugnant.366 This is
particularly true during periods of divided and polarized party government
when agencies are the only fora amenable to new policy initiatives.367 As a
result, major policy reversals made exclusively within the ambit of agency
decision-making may deprive many of their ability to understand themselves
as co-equal political participants.368 Unless agencies are opened to some kind
of regular popular feedback mechanism, such relitigation may threaten
political equality or amount to a form of corporatism that leads to the
privatization of public functions.369
This superficial commitment to statutory formalism is not based on
the principles of non-delegation. Congress is not the source of the general
will legibus solutus. It is rather to acknowledge that Congressional statutes
can reflect the exercise of democratic autonomy370 and that agency action
should not contradict them – not unless it has a stronger claim to democratic
364
See generally Antonin Scalia, Judicial Deference to Administrative Interpretations of
Law, 1989 DUKE L. J. 5101 (1989).
365
467 U.S. at 842-44.
366
E.g., Michael Beckel, Lobbying Push Targeting Federal Regulatory Agencies Continues
on Wall Street Reform Fight, CENTER FOR RESPONSIVE POLITICS, June 1, 2011; Tom
Holyoke, Theodore Lowi, The End of Liberalism: The Second Republic of the United States,
in THE OXFORD HANDBOOK OF CLASSICS IN PUBLIC POLICY AND ADMINISTRATION (M.
Lodge et al. eds., 2015).
367
Livermore & Richardson, supra note 18, at 46.
368
See Waldron, supra note 37, at 128-9 (describing the illegitimacy of litigants wanting to
“steal a march” on one’s political opponents by pursuing legal reform through the courts
rather than through “a forum that everyone knows is the place to go to reach decisions about
whether and how the law should be changed,” viz, the legislature.).
369
See AMY C. OFFNER, SORT OUT THE MIXED ECONOMY: THE RISE AND FALL OF WELFARE
AND DEVELOPMENTAL STATES IN THE AMERICAS (2019); Neumann, supra note 79, at 192.
370
Waldron, supra note 37, at 126, 128 (legislatures are presented to citizens as where
lawmaking is done, and therefore where they should direct their energy when it comes to
lawmaking), 154.
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autonomy. And it is quite possible that agency decision-making might at least
occasionally better vindicate the principle of democratic autonomy. In a
partisan era of omnibus legislation accomplished through the budget
reconciliation process, agencies might provide a more accessible point of
entry for representative politics.371 Moreover, if the policies at issue impact
only a small subset of the population, agencies with representative decisionmaking processes might be better placed to serve democratic autonomy of
affected constituents. Finally, it is not unusual for Congress to punt
contentious political issues to agencies for resolution (or the avoidance
thereof).372 Unless those agencies include some kind of representative
decision-making procedure, what policies result may lack any legitimacy
whatsoever.
Rather than assigning to administration the task of execution and to
Congress the task of promulgating “clear” and detailed implementing
statutes, it may make more sense to divide responsibilities according to the
contentiousness of the issues involved – regardless whether we characterize
those issues as “means” or “ends.” When citizens mobilize around an issue,
resolving their conflict in a forum that allows each (more) direct influence in
a single national conversation may best serve democratic autonomy.373 To
illustrate, we might permit representative politics within a highly politicized
decision to increase the deficit to stave off depression. The choice involves
deeply rooted moral and technical conflicts. On the other hand, we might
insulate CDC doctors and IRS accountants unless and until a significant
opposition is mobilized.
CONCLUSION
As the left flank of the Democratic Party spitballs ideas about a Green
New Deal, the nationalization of healthcare, anti-monopoly and other
business regulation, it is perhaps more urgent than ever to find legitimate
ground for the public bodies that will inevitably be tasked to implement them.
371
See WALTER J. OLESZEK ET AL., CONGRESSIONAL PROCEDURES AND THE POLICY PROCESS
61-65 (10th ed. 2016); ALLEN SCHICK, THE FEDERAL BUDGET: POLITICS, POLICY, PROCESS
268 (2007); BARBARA SINCLAIR, UNORTHODOX LAWMAKING 121-28, 138-40 (4th ed. 2012)
(noting use of reconciliation to enact controversial policies).
372
George I. Lovell, That Sick Chicken Won’t Hunt: The Limits of a Judicially Enforced
Non-Delegation Doctrine, 17 CONST. COMMENT. 79 (2000); Rubin, supra note 139, at 384.
373
This logic is the reverse of that found in Food and Drug Admin v. Brown & Williamson
Tobacco Corp., 529 U.S. 120 (2000) (the question is of such political and economic
magnitude that Congress would be unlikely to delegate it). Congress may fail to speak on
any number of things for any number of reasons - not just because Congress lacked an
“intent” to regulate.
ALL THE SOVEREIGN’S AGENTS
51
Vague instructions to “democratize” administration are insufficient. Instead,
institutional design should remain sensitive to extant political structures and
focus on democratic autonomy, or how agencies can help citizens understand
themselves as co-equal participants in making the laws that bind them. This
may mean that some agencies should not, in fact, be fully democratized–
particularly if they are to act as partial representatives themselves or if they
aim to exploit the advantages of expertise. A labor board should not allow
itself to be captured by corporate leadership; monetary policy should not take
direction from unfiltered social media posts. Hotly contested issues might
best be left for resolution in Congress through national elections. Meanwhile,
tax authorities and CDC officials might be insulated from political pressure
unless and until their actions become politicized. By understanding the
lessons of political theory’s representative turn, it is possible to embed
agencies within constitutional, democratic decision-making institutions. And
it is possible that they can also be embedded in a way that vindicates their
virtues of effectiveness and expertise – while also ensuring that citizens enjoy
an equal chance to shape their collective goals. It is time to bring
administration home from its constitutional exile.