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Arguments for alcoholic hand disinfection

The Journal of Hospital Infection, 2001
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journal of Hospital Infection (200 I) 48 (Supplement A): %-SE doi: IO. I053/jhin.2001.0972, available online at http://www.idealibrary.com on rDEkl@ M Arguments for alcoholic hand disinfection* M. L. Rotter Hygiene Institute of the University, Kinderspitalgasse IS, A- I 095 Vienna, Austria Summary: The non-aqueous use of ethanol or propanols offers various advantages over washing hands with either unmedicated or medicated soap in both hygienic and surgical hand disinfection. Alcohols exert the strongest and fastest activity against a wide spectrum of bacteria and fungi (but not bacterial spores) as well as enveloped (but less so against non-enveloped) viruses, being little influenced by interfering sub- stances. They are of low toxicity and offer acceptable skin tolerability when made up with suitable emol- lients. The mode of their application is simple and three to four times more economical of time than wash procedures, features which help to increase the compliance with the rules of hand hygiene. 0 200 I The Hospital Infection Society Keywords: Hygienic hand disinfection; surgical hand disinfection; skin tolerability; flammability; flash point. Introduction Although he studied and worked in the wine grow- ing area of Vienna, Ignaz Semmelweis neither used nor advocated alcohol for hand disinfection; rather he employed chlorine-releasing agents such as sodium hypochlorite and chlorinated lime.’ Several decades later, however, alcoholic hand-rubs have become the preferred preparations for both hygienic and surgical hand disinfection in German-speaking countries. In a survey of methods of hand hygiene in 130 German and Austrian intensive care units, 98% used alcoholic rubs only, 1% used both rubs and disinfectant-detergents and 1% employed only non-medicated soap and water.’ It should also be mentioned that, in North America, although alco- hols have been avoided for allegedly adverse effects on the skin until very recently, they were success- fully used for surgical scrubbing in the 1940~.~ This is because the use of non-aqueous ethanol or propanols offers various advantages over washing hands with either unmedicated or medicated soap. *Presented at the 6th International BODE Hygiene Days in Vienna, 7-9 September 2000. Author for correspondence: Manfred L. Rotter, Hygiene Institute of the University, Kinderspitalgasse 15, A-1095 Vienna, Austria. In this article it will be shown that alcohols exert an excellent antimicrobial activity which is more rapid than other disinfectants, with a wide antimicrobial spectrum, being little influenced by interfering substances such as an ion-rich environment, pro- tein or blood, and detergents. Alcohols are of low toxicity and offer an acceptable skin tolerability. The mode of their application is simple and fast. Methods and results Antimicrobial activity When used for hygienic hand disinfection (i.e., health care personnel handwash), which is directed exclusively against transient hand flora, the antimi- crobial effect of alcoholic rubs far exceeds that of handwashing with both unmedicated and medicated soap. This is illustrated in Table I where examples from experiments with artificially contaminated hands of volunteers are given. Here it can also be seen that the antimicrobial efficacy of alcoholic rubs is not only directly related to the concentration but, when comparing mean loglo reduction factors of corresponding concentrations, that there is also a clear ranking of order in the efficacy of the alcohols: ethanol is less effective than iso-propanol, the per- formance of which is inferior to that of n-propanol. 0 195-670 I/O I /OAOOS4 + 05 $35.00/O 0 200 I The Hospital Infection Society
Alcoholic hand disinfection s5 Table I Examples fir the antibacterial eficacy of various treatments of hands artificially contaminated with Escherichia coii.* Agent Concentration (%) Mean log,a of Reference reduction factor Handwash Unmedicated liquid soap Povidone-iodine liquid soap Chlorhexidine gluconate (detergent) Triclosan (detergent) 2-Biphenylol (detergent) Handrub Tosylchloramide (aqueous solution) Povidone-iodine (aqueous solution) Chloro-cresol (aqueous solution) Hydrogen peroxide Ethanol Iso-propanol n-Propanol 0.75t 4.0t 0. IT 2.8 4 2.0t 2.6 4 2.0t 4.2 7 I .ot 4.04.3 8 I .ot 3.6 9, IO 7.5t 3.6 I I 64 3.8 I2 70* 3.8-4.3 5,12,13, 14, I5 80$ 4.5 I2 50* 3.9 I2 6’3 4.0-4.4 4.6, 14. I6 70* 4.84.9 8, I2 40* 4.3 I2 50* 4.7-5.0 12, I4 6’3$ 5.5 I2 I oo+ 5.8 I7 2.7-3.0 4.536 3.5 4 3.1 4 *Duration of all treatments: I min. tw/v; *v/v. Laboratories in Vienna, Mainz and Birmingham undertook parallel experiments to test the efficacy of washing hands with a biphenylol and a povidone- iodine liquid soap versus rubbing hands with 70% (v/v) ethanol plus 0.5% chlorhexidine gluconate, 60% (v/v) isopropanol or 50% (v/v) n-propanol. A power analysis using arcsine transformation, showed that, in order to demonstrate a tested prod- uct as significantly inferior to a reference disinfec- tion procedure with iso-propanol 60% (1 min), there has to be a difference of approximately 0.6 between the mean loglo reduction factors for the two proce- dures using 15 volunteers, at tx (uni-directional) = 0.1 and l-B=0.8.14 Moreover, with surgical hand disinfection we have repeatedly demonstrated the superior antibac- terial activity of alcoholic rubs over all other cur- rently available methods of pre-operative hand preparation. As an example, results from experi- ments with volunteers as reported in the literature, and in some of our own earlier publications, are given in Table II. Using the method of the European prenorm prEN 12791, 24 four surgical hand preparations, each applied for 3 min, were tested in our laboratory in five replications: chlorhexidine gluconate (4%) deter- gent, 70% (v/v) isopropanol, 85% (v/v) ethanol and 60% (v/v) n-propanol, the latter being used as a ref- erence. These hitherto unpublished results demon- strate a clear rank in order of efficacy, mean log,, of reduction factors (mlr) were: chlorhexidine soap, (0.9) < 70% isopropanol (mlr = 1.7) < 85% ethanol (mlr = 2.2) <n-propanol (mlr = 2.9). The same ranks in order with comparable mlr was found in a multi-centre trial with five laboratories. To demonstrate a significant difference between the reference disinfectant and an (inferior) other product, it was calculated that a difference of approximately 0.7 mlr at OL (unidirectional) = 0.1, 1 -B = 0.8 and employing 20 volunteers was neces- sary (publication in preparation). From the results reported in the literature2’ and from the above work, it is evident that the antibacterial efficacy of the three alcohols increases with concentration and
journal of Hospital Infection (200 I) 48 (Supplement A): %-SE doi: IO. I053/jhin.2001.0972, available online at http://www.idealibrary.com Arguments for alcoholic M on rDEkl@ hand disinfection* M. L. Rotter Hygiene Institute of the University, Kinderspitalgasse IS, A- I 095 Vienna, Austria The non-aqueous use of ethanol or propanols offers various advantages over washing hands Summary: with either unmedicated or medicated soap in both hygienic and surgical hand disinfection. Alcohols exert the strongest and fastest activity against a wide spectrum of bacteria and fungi (but not bacterial spores) as well as enveloped (but less so against non-enveloped) viruses, being little influenced by interfering substances. They are of low toxicity and offer acceptable skin tolerability when made up with suitable emollients. The mode of their application is simple and three to four times more economical of time than wash procedures, features which help to increase the compliance with the rules of hand hygiene. 0 200 I The Hospital Keywords: Hygienic hand disinfection; surgical hand disinfection; Introduction Although he studied and worked in the wine growing area of Vienna, Ignaz Semmelweis neither used nor advocated alcohol for hand disinfection; rather he employed chlorine-releasing agents such as sodium hypochlorite and chlorinated lime.’ Several decades later, however, alcoholic hand-rubs have become the preferred preparations for both hygienic and surgical hand disinfection in German-speaking countries. In a survey of methods of hand hygiene in 130 German and Austrian intensive care units, 98% used alcoholic rubs only, 1% used both rubs and disinfectant-detergents and 1% employed only non-medicated soap and water.’ It should also be mentioned that, in North America, although alcohols have been avoided for allegedly adverse effects on the skin until very recently, they were successfully used for surgical scrubbing in the 1940~.~ This is because the use of non-aqueous ethanol or propanols offers various advantages over washing hands with either unmedicated or medicated soap. *Presented at the 6th International BODE Hygiene Days Vienna, 7-9 September 2000. Author for correspondence: Manfred L. Rotter, Hygiene Institute of the University, Kinderspitalgasse 15, A-1095 Vienna, Austria. 0 195-670 I/O I /OAOOS4 + 05 $35.00/O in skin tolerability; flammability; Infection Society flash point. In this article it will be shown that alcohols exert an excellent antimicrobial activity which is more rapid than other disinfectants, with a wide antimicrobial spectrum, being little influenced by interfering substances such as an ion-rich environment, protein or blood, and detergents. Alcohols are of low toxicity and offer an acceptable skin tolerability. The mode of their application is simple and fast. Methods Antimicrobial and results activity When used for hygienic hand disinfection (i.e., health care personnel handwash), which is directed exclusively against transient hand flora, the antimicrobial effect of alcoholic rubs far exceeds that of handwashing with both unmedicated and medicated soap. This is illustrated in Table I where examples from experiments with artificially contaminated hands of volunteers are given. Here it can also be seen that the antimicrobial efficacy of alcoholic rubs is not only directly related to the concentration but, when comparing mean loglo reduction factors of corresponding concentrations, that there is also a clear ranking of order in the efficacy of the alcohols: ethanol is less effective than iso-propanol, the performance of which is inferior to that of n-propanol. 0 200 I The Hospital Infection Society Alcoholic hand s5 disinfection Table I Examples fir the antibacterial contaminated with Escherichia coii.* Agent eficacy Concentration Handwash Unmedicated liquid soap Povidone-iodine liquid soap Chlorhexidine gluconate (detergent) Triclosan (detergent) 2-Biphenylol (detergent) Handrub Tosylchloramide (aqueous solution) Povidone-iodine (aqueous solution) Chloro-cresol (aqueous solution) Hydrogen peroxide Ethanol 3.1 4 0. IT 2.0t 2.8 2.6 4 4 2.0t 4.2 7 I .ot 4.04.3 8 I .ot 3.6 9, IO 7.5t 3.6 3.8 3.8-4.3 4.5 3.9 4.0-4.4 4.84.9 4.3 4.7-5.0 5.5 5.8 II I2 5,12,13, 14, I5 I2 I2 4.6, 14. I6 8, I2 I2 12, I4 I2 I7 50* 70* 40* 50* 6’3$ I oo+ I min. tw/v; Reference 4.0t 6’3 of all treatments: artificially 4.536 4 70* *Duration Mean log,a of reduction factor of hands 2.7-3.0 3.5 80$ n-Propanol treatments 0.75t 64 Iso-propanol (%) of various *v/v. Laboratories in Vienna, Mainz and Birmingham undertook parallel experiments to test the efficacy of washing hands with a biphenylol and a povidoneiodine liquid soap versus rubbing hands with 70% (v/v) ethanol plus 0.5% chlorhexidine gluconate, 60% (v/v) isopropanol or 50% (v/v) n-propanol. A using arcsine transformation, power analysis showed that, in order to demonstrate a tested product as significantly inferior to a reference disinfection procedure with iso-propanol 60% (1 min), there has to be a difference of approximately 0.6 between the mean loglo reduction factors for the two procedures using 15 volunteers, at tx (uni-directional) = 0.1 and l-B=0.8.14 Moreover, with surgical hand disinfection we have repeatedly demonstrated the superior antibacterial activity of alcoholic rubs over all other currently available methods of pre-operative hand preparation. As an example, results from experiments with volunteers as reported in the literature, and in some of our own earlier publications, are given in Table II. Using the method of the European prenorm each prEN 12791, 24 four surgical hand preparations, applied for 3 min, were tested in our laboratory in five replications: chlorhexidine gluconate (4%) detergent, 70% (v/v) isopropanol, 85% (v/v) ethanol and 60% (v/v) n-propanol, the latter being used as a reference. These hitherto unpublished results demonstrate a clear rank in order of efficacy, mean log,, of reduction factors (mlr) were: chlorhexidine soap, (0.9) < 70% isopropanol (mlr = 1.7) < 85% ethanol (mlr = 2.2) <n-propanol (mlr = 2.9). The same ranks in order with comparable mlr was found in a multi-centre trial with five laboratories. To demonstrate a significant difference between the reference disinfectant and an (inferior) other product, it was calculated that a difference of approximately 0.7 mlr at OL (unidirectional) = 0.1, 1 -B = 0.8 and employing 20 volunteers was necessary (publication in preparation). From the results reported in the literature2’ and from the above work, it is evident that the antibacterial efficacy of the three alcohols increases with concentration and S6 M. L. Rotter Table II Examples fir the efficacy of various treatmentsin reducing the resident flora from clean hands* Mean log,,, of reduction Agent Concentration (%) Immediate factor Sustained (3 h) Reference Handwash soap Unmedicated Povidone-iodine liquid soap Chlorhexidine gluconate (detergent) Triclosan (detergent) 0.8t 0.4 0.9-1.1 0.0-0. I 0.2-0.3 8, 18, I9 16, 18. l9,20 4.0t 0.9 0.6-0.9 16.19 I .ot 2.0t 0.6 0.8 0.5 I.1 I9 21 I .ot 1.9 0.8 8 2.0 1.5 I9 1.7 2. I-2.4 2.3-2.9 I .o I B-2. I 1.6-1.8 I6 22 8.22.23 Handrub Povidone-iodine (aqueous) Ethanol plus Chlorhexidine gluconate Iso-propanol 77*+ 0.5* 60$ 70$ 64 n-Propanol *Duration of all treatments: 5 min. twlv; $v/v. that the same rank in order exists between the alcohol species as found for hygienic hand disinfection. In a separate experiment it was shown with 60% n-propanol and 70% isopropanol, applied for 1, 3 and Smin, that there is a clear and significant association of the antibacterial effect and the application time.22 Antimicrobial spectrum Alcohols exert a wide antimicrobial spectrum including activity against mycobacteria. Mycobacterium terrae which was chosen by the CEN TC 216 as an non-pathogenic surrogate for M. tuberculosis and has been found as sensitive to 60% isopropanol as Escherichia coli on the hands of volunteers (unpublished). Likewise, the fungicidal activity of shortchain, monovalent alcohols, mainly ethanol, is well recognised.26 Controversial opinions appear in the literature on the antiviral activity of alcohols. It is, however, generally agreed that lipophilic, enveloped viruses are easier to inactivate than hydrophilic, nonenveloped viruses, especially enteroviruses.26 Against bacterial spores, alcohols are generally regarded inactive, at least for the short application times which are suitable for hand disinfection. Skin acceptability It should be noted that the addition of suitable emollients has been shown to be of utmost importance: In a prospective, randomized, double-blind trial, a mixture of 50% n-propanol plus 30% isopropanol with and without emollients, was rubbed into the hands by two groups of 10 volunteers, 15 times a day, five days a week, for 14 days.27 After one week without treatment, each group then repeated the procedure using the converse preparation. At the end of each week, the hands were evaluated on a seven point scale (7 = best, 1 =worst) for their skin condition with respect to ‘roughness’, ‘turgor’ and ‘sensation’ by self-assess‘reddening’, ment and, with exception of the last criterion, by a dermatologist. With both preparations, only a slight deterioration of the skin condition was noticed after 14 days of use. Even this minor effect was significantly reduced when the test mixture contained emollients. Examination of silicone rubber templates of the skin by computer-assisted micro-image analysis of the shadows generated from the skin profile using oblique illumination also revealed a significant impact on the skin condition of emollients contained in alcoholic rubs.28 Therefore, alcoholic solutions Alcoholic hand disinfection s7 for frequent hand disinfection should never be employed without emollients. Practical experiences in countries with cold and dry winters have taught us that the acceptability of alcoholic rubs is better than that of frequent handwashing. Economy in time of application Voss and Widmer3’ have shown that the length of time necessary for an alcoholic rub is one-third that taken by a handwash procedure (including the journey to and from a wash place). They suggested this might improve compliance of medical staff with the rules of hand hygiene. A significant improvement of compliance following an intensive campaign that included the change from handwashing to alcoholic rubs was recently observed by Pittet et .1.31a32 It remains to be seen how long the results of these considerable efforts will endure. Disadvantages of alcoholic rubs Some people find the smell of alcoholic hand-rubs unpleasant. Flammability of alcohols is also of concern. A measure of the latter is the so-called flashpoint - the minimum temperature at which a flammable substance can be ignited by an open flame. Short-chain alcohols up to the propanols are completely miscible with water. In Table III, the flash-points of ethanol, iso- and n-propanol are shown in relation to the concentration. The higher the concentration, the lower the flash-point. Liquids with a flash-point below 21°C are considered ‘easily flammable’. In most countries, there are more stringent regulations for ‘easily flammable’ liquids with regard to transportation and storage than for ‘flammable’ liquids. The critical flash-point of 21°C is associated with respective concentrations (by volume) III Flash points of several concentrations proponols assessed according to EN 22 7 I 9 Table Flash-point Concentration (%) v/v 100 95 90 82 80 70 68 60 Ethanol of ethanol and the of 82%, 70% and 60% for n-propanol, iso-propanol and ethanol. Therefore, only ethanol is ‘easily flammable’ at concentrations at which the antimicrobial effect is sufficient, i.e, at 77% and above. However, flammability can be decreased by mixing ethanol with n- or iso-propanol. Furthermore, ethanolic hand-rubs constitute only a remote fire-hazard if contained in small-volume dispensers. In summary, alcoholic rubs have many advantages and only a few, but acceptable, disadvantages compared with other hand disinfectants. References 1. Semmelweis II? Die A’tiologie, der Begriff und die Prophylaxis des Kindbettfiebers. Wien-Leipzig: CA Hartlebens Verlag 1861; l-543. 2. Rotter M, Reybrouck G. Begleitende HygieneMaBnahmen. In: Europaisches interdisziplinares Komitee fur Infektionsprophylaxe, Hygienestatus an Intensivstationen - 2. Wiesbaden: mhp Verlag 1997; 43-55. 3. Price PB. Re-evaluation of ethyl alcohol as a germicide. Arch Surg 1950; 60: 492-502. 4. Rotter ML, Koller W. A European test for the evalu- ation of the efficacy of procedures for the antiseptic handwash. 6. 7. 8. 9. (“C) Iso-propanol (propan-2-01) n-Propanol (propan- I-01) I2 13.5 I5 I2 13.5 I5 17.5 20.5 21 23.5 I8 21 I5 16.5 I9 21 21.5 25 24.5 28 Hyg Med 1991; 16: 4-12. H, Rotter M. Vergleich der Wirkung von Wasser, einigen Detergentien und Athylalkohol auf die transiente Flora der Hande. ZbZ Bakt Hyg I Abt Orig B 1975; 160: 163-172. Rotter ML, Koller W. Test models for hygienic hand-rub and hygienic handwash: the effects of two different contamination and sampling techniques. J Hosp Infect 1992; 20: 163-171. Rotter ML, Kramer A. Hygienische Handeantiseptik. In: Kramer A, Grijschel D, Heeg P, \J, Lippert H, Rotter M, Weuffen W, Eds. Hingst Klinische Antiseptik. Berlin-Heidelberg-New York: Springer-Verlag 1993; 83-96. Rotter M, Koller W, Wewalka G. Eignung von Chlorhexidinglukonat-und PVP-Jod-haltigen Praparationen zur Handedesinfektion. Hyg Med 1981; 6: 4255430. Evans CA, Stevens RL. Differential quantitation of surface and subsurface bacteria of normal skin by the combined use of the cotton swab and the scrub methods. J Clin Microbial 1976; 3: 576-581. Griin L, Schopner R. Erwartung und Leistung bei der Hygienischen Handedesinfektion. Z Hyg 1957; 143:521-532. Rotter M. Handedesinfektion. In: Horn H, Privora J, Weuffen W, Eds. Handbuch der Desinfektion und Sterilisation, Band I’. Berlin: VEB Verlag Volk und Gesundheit 1984; 62-143. Rotter M, Koller W, Kundi M. Weitere Untersuchungen zur Wertbestimmung von Verfahren zur Hygienischen Handedesinfektion: Ermittlung eines Vergleichsstandards. Mitt &terr San Verw 1977; 78: 170-172. 5. Mittermayer 10. 11. 12. S8 M. L. Rotter 13. Ayliffe GAJ, Babb JR, Quoraishi AH. A test for ‘hygienic’ hand disinfection. J Clin Path01 1978; 31: 923-928. 14. Rotter M, Koller W, Wewalka G, Werner H-P, Ayliffe GAJ, Babb JR. Evaluation of procedures for hygienic hand disinfection: controlled parallel experiments on the Vienna test model. J Hyg Camb 1986; 96: 27-37. 15. Koller W, Rotter M, Mittermayer H, Wewalka G. Zur Kinetik der Keimabgabe von der kiinstlich kontaminierten Hand. Zbl Bakt Hyg I Abt Orig B 1976; 163: 509-523. 16. Rotter ML, Koller W, Wewalka G. Povidone-iodine and chlorhexidine gluconate-containing detergent for disinfection of hand. J Hosp Infect 1980; 1: 149-I 58. 17. Wewalka G, Rotter M, Koller W, Stanek G. Wirkungsvergleich von 14 Verfahren zur Hygienischen Handedesinfektion. Zbl Bakt Hyg I Abt Orig B 1977; 165: 242-249. 18. Heeg P, Oszwald W, Schwenzer N. Wirksamkeitsvergleich im Desinfektionsverfahren zur chirurgisthen Handedesinfektion unter experimentellen and Hyg Med 1986; 11: klinischen Bedingungen. 107-110. 19. Larson E, Butz AM, Gullette DL, Laughon BA. Alcohol for surgical scrubbing? Infect Control Hasp Epidemioll990; 11: 139-143. 20. Rotter M, Koller W, Wewalka G. fiber die Wirksamkeit von PVP-Jod-haltigen Praparationen bei der Handedesinfektion. Hyg Med 1980; 5: 553-557. 21. Bendig JWA. Surgical hand disinfection: comparison of 4% chlorhexidine detergent solution and 2% Triclosan detergent solution. r Hasp Infect 1990; 15: 143-14s. 22. Rotter ML, Koller W. Surgical hand disinfection: the influence of time on the effectiveness. 24th Congress of the Austrian Sot Hygiene, Microbial, Preventive Med, Salzburg 22-24 May 1994. 23. Rotter ML, Koller W. Surgical hand disinfection: effect of sequential use of two chlorhexidine preparations. J Hosp Infect 1990; 16: 161-I 66. 24. European prenorm, prEN, 12791. Surgical hand disinfectants; test method and requirements, Brussels 2000. and hand disinfection. In: 25. Rotter ML. Handwashing Mayhall CG, Ed. Hospital Epidemiology and Infection Lippincott Williams & Control, 2nd edn. Philadelphia: Wilkins 1999; 1339-1355. 26. Rotter ML. Alcohols for antisepsis of hands and skin. In: Ascenzi JM, Ed. Handbook of Disinfectants and Antiseptics. New York: Marcel Dekker Inc 1992; 177-233. 27. Rotter ML, Koller W, Neumann R. The influence of cosmetic additives on the acceptability of alcoholbased hand disinfectants. J Hosp Infect 1991; 18: 57-63. 28. Sauermann 29. 30. 31. 32. G, Proske 0, Keyhani R, Lenevcu M-Ch, Pietsch H, Rohde B. Skin tolerance of Sterillium and Hibiscrub: A comparative clinical trial. Hyg Med 1995; 20: 184-189. Ojajarvi J. Handwashing in Finland. J Hosp Infect 1991; 18(Suppl B): 35-40. Voss A, Widmer AI? No time for handwashing? Handwashing versus alcoholic rub: can we afford Infect Contr Hosp Epidemiol 1997; 100% compliance? 18: 205-208. Pittet D, Mourgouga P, Pernegger TV. Compliance Ann Int with handwashing in a teaching hospital. Med 1999; 130: 126-130. Pittet D. Improving compliance with hand hygiene in hospitals. Infect Contr Hosp Epidemiol 2000; 21: 381-386.
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Renata Picão
Universidade Federal do Rio de Janeiro (UFRJ)
OSUNTOKUN OLUDARE TEMITOPE (Orcid ID.0000-0002-3954-6778), Web of Science ResearcherID -L-4314-2016
Adekunle Ajasin University, Akungba-Akoko, Nigeria
Pradipta Saha
Burdwan University
Uwamere O Edeghor
University of Calabar, Calabar, Nigeria.