Psychophysiology, 48 (2011), 900–907. Wiley Periodicals, Inc. Printed in the USA.
Copyright r 2010 Society for Psychophysiological Research
DOI: 10.1111/j.1469-8986.2010.01165.x
The effect of disgust on oral immune function
RICHARD J. STEVENSON,a DEBORAH HODGSON,b MEGAN J. OATEN,a JAVAD BAROUEI,b
and TREVOR I. CASEa
a
Department of Psychology, Macquarie University, Sydney, Australia
Department of Psychology, University of Newcastle, Sydney, Australia
b
Abstract
Disgust motivates avoidance of pathogen sources, but whether its role in disease avoidance extends into activating the
immune system is unexplored. This was tested here by comparing oral immune markers before and after a disgust
induction, relative to neutral and negative induction control groups. The disgust group, but not controls, revealed an
oral inflammatory response, with increased salivary tumor necrotizing factor alpha and albumin, as well as a downregulation of immunoglobulin A (SIgA) secretion. It has been hypothesized that disgust evolved in animals to clear
toxins from the oral cavity by gaping and increased salivary flow. Our data suggest down-regulated SIgA secretion may
be a vestige of this response so as to conserve protein, while the inflammatory reaction may reflect an adaptive response
to disease threat, selectively triggered by disgust. The broader implications of these data for a discrete neuro-gutimmune axis are examined.
Descriptors: Disgust, Immune, Gut, Emotion
is secreted on all mucosal surfaces, is relatively straightforward to
measure in saliva, and has both antibacterial and viral effects
(Lamm, 1997). Acute stressors may rapidly increase salivary IgA
(SIgA) secretion rates (Lamm, 1997; Ring et al., 1999; Spangler,
1997) and, as indicated by animal data, SIgA secretion rate can
be modulated via the autonomic nervous system (Carpenter,
Proctor, & Garrett, 2005). While it is currently unclear whether
disgust primarily invokes either sympathetic or parasympathetic
activity, it is not in doubt that this emotion generates some form
of autonomic response (Rohrmann & Hopp, 2008). Thus the
appropriate neural connections exist for this emotion to affect
SIgA secretion rate in saliva.
This account is complicated by a further observation, which
makes SIgA all the more interesting. As noted above, the origin
of disgust seems to lie in distaste. Experiencing distaste results in
excessive salivation and gaping, as the organism voids the toxin
from the mouth (Rozin et al., 2000). Under these ‘ancestral’
conditions, up-regulated production of SIgA would be maladaptive, because SIgA would be lost as saliva flushed out the
toxin from the gaping mouth. Thus disgust may activate a vestigial SIgA conservation system, thereby decreasing its secretion
rate. Consistent with this expectation, a previous study measured
SIgA before, during. and after participants were exposed to a
disgust elicitorFin this case a video of graphic surgical procedures (Bosch et al., 2001)Fan approach used to generate disgust
in many other studies (e.g., Demaree et al., 2006; Rohrmann &
Hopp, 2008). Although this paper makes no mention of disgustFnor was the presence of this emotion establishedFthe
effect of this manipulation was to reduce SIgA secretion, relative
to a control condition that viewed a non-arousing video and an
active stress condition using a time-paced memory test (Bosch
et al., 2001). Bosch et al. (2001) attributed the difference in SIgA
Disgust probably evolved from a more basic system present in
most terrestrial vertebratesFdistasteFwhich functions to void
the mouth of toxins (Rozin, Haidt, & McCauley, 2000). The
facial expression that accompanies distaste is almost identical to
the facial expression that accompanies disgust, and it has been
argued that disgust represents a broadening of distaste to cues
beyond toxins (Rozin et al., 2000). This broadening of distaste
into disgust may have occurred via social learning, such that
observing some one gaping as if to vomit in response to a particular cue may lead to the observer feeling similarly disposed,
and especially so if the cue approaches the mouth (Rozin,
Nemeroff, Horowitz, Gordon, & Voet, 1995). A common feature
of cues that elicit disgust is that they connote disease (Oaten,
Stevenson, & Case, 2009). Disgust then may function to prevent
oral incorporation of pathogens.
Just as the immune system may become primed by cues
relating to a ‘fight or flight’ response (i.e., acute stressors), so as
to prepare the body for injury or attack (Maier & Watkins, 1998),
disgust may also initiate some form of preparatory response
involving the immune system. Such a preparatory response could
engage a number of different immune components, but all of
these are likely to be linked by their relationship to the digestive
system, and especially the mouth, given the role of disgust in
avoiding oral incorporation and its origin in distaste. One means
of bolstering oral immune defence would be to up-regulate salivary immunoglobulins, notably immunoglobulin A (IgA). IgA
The authors thank the Australian Research Council for their continued support.
Address correspondence to Richard J. Stevenson, Department
of Psychology, Macquarie University, Sydney, NSW2109, Australia.
E-mail: dick.stevenson@mq.edu.au
900
901
Disgust and immunity
secretion between the two stress conditions to active vs. passive
coping, in that viewing the surgical video was more akin to the
formerFan uncontrollable stressor. However, we suspect that
the nature of the surgical video (i.e., its disgust-inducing features)
may be more relevant. If correct, then exposing participants to a
disgust induction and a negative emotion induction, although
both involve ‘passive coping,’ we would expect reduced SIgA
secretion rates only for disgust. This formed our first hypothesis.
While SIgA down-regulation may be unique to distaste and
disgust, this would offer little preparation for or protection
against any actual oral contact with a pathogen. Another means
of counteracting a local oral disease threat would be to initiate
some form of inflammatory response. The pro-inflammatory
cytokines, such as interleukin-1B (IL-1B), interleukin-2 (IL-2),
interleukin-8 (IL-8), and tumor necrotizing factor alpha (TNFa), are generally released in response to tissue injury or the presence of foreign antigens. In humans, acute psychological stress
can affect the circulating levels of certain pro-inflammatory
cytokines and related markers (i.e., unstimulated), and can prime
the release of these agents in response to an antigen (i.e., stimulated; Steptoe, Willemsen, Owen, Flower, & Mohamed-Ali,
2001). Of the pro-inflammatory markers studied, meta-analysis
indicates that in response to an acute stressor only C-reactive
protein and the cytokine IL-1B are up-regulated, but TNF-a
remains unaffected (Steptoe, Hamer, & Chida, 2007). This
makes TNF-a particularly interesting as a marker here for two
reasons. First, pragmatically, any change in TNF-a is unlikely to
be due to acute stress from viewing disgusting images. Second,
TNF-a is the most potent pro-inflammatory cytokine and is
clearly produced during microbial attack (Pavlov & Tracey, 2004).
If disgust does act to prepare the oral immune system for attack,
then generating a pro-inflammatory response with this agent
would be adaptive, but only if its production was delayed until
after any voiding had taken place. If, then, a pro-inflammatory
response were mounted, a further consequence would be an increase in membrane permeability, leading to the leakage of serum
into the oral cavity (Kerkar et al., 2006; Ma et al., 2004; McCarthy
et al., 1998). This would act to elevate levels of salivary albumin, in
parallel with any increase in TNF-a. For these reasons, we tested
whether disgust would result in elevated levels of TNF-a and salivary albumin. This formed our second hypothesis.
To test these hypotheses, we randomly assigned healthy
young males (only men were used to reduce variability) to one of
three experimental conditionsFviewing disgusting images, viewing unpleasant images, and a neutral image condition. Saliva
samples were obtained 1 week prior to the main experiment to
familiarize participants with the procedure and to provide a
reliability measure with a later collection episode immediately
prior to viewing the images. Samples were also obtained straight
after viewing and 10 min later. In addition, salivary cortisol was
also measured to detect activation of the hypothalamic-pituitaryadrenal axis (HPA), which could underpin any observed effect on
immune system markers. Although we did not entertain any
particular hypothesis in regard to how disgust might influence
salivary cortisol, prior work has suggested that cortisol may increase after viewing unpleasant pictures (Codispoti et al., 2003).
Method
Participants
Male participants were recruited via advertisements, and from
the psychology subject pool. Contact was made by telephone,
allowing us to screen out participants taking medications, with
any medical or psychiatric condition, illicit drug use in the last
month, current smokers, and those aged 30 or above. One hundred and fifty-four prospective participants were then invited to
attend the first experimental session. As well as repeating all of
the telephone screen questions, participants were also administered the 21-question version of the Depression, Anxiety and
Stress Scale (DASS-21; Lovibond & Lovibond, 1995) and the
General Health Questionnaire (GHQ; Goldberg & Williams,
1978). Participants scoring higher than 25 on the DASS and 13
or more on the GHQ were excused, along with any participant
who contradicted responses from the telephone screen. This left
92 participants who were then randomly assigned to one of three
experimental conditions and invited to attend a second testing
session. Participants received $20 Australian for taking part.
Stimuli
Pictorial stimuli used in the emotion manipulation were obtained
solely from the International Affective Picture Series (IAPS;
Lang, Bradley, & Cuthbert, 2001) so as to enable replication with
the same image sets. The disgust and negative picture sets were
selected to match for arousal and valence, based upon the IAPS
male college age normative data (Disgust images mean
valence 5 2.4/9, mean arousal 5 5.5/9; Negative images mean
valence 5 2.4/9, mean arousal 5 5.9/9). Each of these sets consisted of 20 color images, which are listed here by their IAPS
number along with a brief description: Disgust SetF7380, roach
on pizza; 9006, HIV tattoo; 9181, dead animal; 9252, corpse;
9301, dirty toilet; 9320, vomit; 9342, pollution; 9405, sliced hand;
9432, mastectomy; 9810, KKK rally; 3030, mutilation; 3160, eye
disease; 3400, severed hand; 9000, cemetery; 2710, drug addict;
2750, vagrant; 9300, dirty toilet; 9500, slaughterhouse; 9561, sick
animal; 1280, rat: Negative SetF2141, widow in mourning;
6313, attack; 6300, knife attack; 6311, distressed female; 6315,
battered woman; 6510, attack; 8485, car fire; 9041, scared child;
9050, plane crash; 9340, garbage; 9520, dirty kids; 9560, bird in
oil; 9611, plane crash; 9800, skin heads; 9830, cigarette butts;
9910, car accident; 2800, sad child; 3180, battered woman; 3500,
attack; 6230, aimed gun. The control pictures were selected for
their inability to arouse emotion, as they all had near neutral
valence (M 5 4.9/9) and little arousal value (M 5 2.4/9): Control
setF7000, rolling pin; 7002, towel; 7009, mug; 7010, basket;
7004, spoon; 7006, bowl; 7020, fan; 7025, stool; 7030, iron; 7035,
mug; 7050, hair dryer; 7090, book; 7150, umbrella; 7179, rug;
7233, plate; 7235, chair; 7217, clothes rack; 7175, lamp; 7080,
fork; 7211, clock.
Procedure
Session 1. All testing took place between 09.30–11.45 am,
and participants were instructed on the telephone screen to avoid
caffeine on the test morning and to abstain from eating in the
hour prior to testing. After participants had consented to participate (the study was approved by the Macquarie University
Ethics Committee), the first session commenced. This served as
both a face-to-face screening session, with a detailed biographical
questionnaire, the GHQ, and the DASS, as well as the Disgust
Sensitivity Questionnaire (DSQ; to check for any group differences on this variable; Haidt, McCauley, & Rozin, 1994) and as a
training/control session as well. Once all of the questionnaires
were completed, each participant was asked to sit quietly for
5 min. During this interval the screening questionnaire, GHQ,
902
and DASS were scored, and participants were excused if they did
not meet the selection criteria (see above for details).
Those who did meet the selection criteria were then asked to
provide a saliva sample. Participants were instructed to sit quietly, not to swallow, and to passively drool their saliva (unstimulated) via a disposable 5 cm plastic straw into a pre-weighed
sterile collection vessel (7.5 ml centrifuge tube). Each participant
was timed from the moment the straw was placed into the
collection vessel until approximately 2 ml of saliva had been
obtained. Each collection vessel was then sealed and reweighed,
before being frozen to 201C. Following the collection period,
participants were reminded not to eat for at least 1 hour prior to
their next experimental session and to avoid caffeine on the
morning of the test. An appointment was then made for the same
time and day on the following week.
Session 2. Participants completed a brief screening questionnaire to establish when they last ate, when they last drank a
caffeinated drink, whether they had been ill in the intervening
week, and whether any stressful life event had occurred. They
then sat quietly and provided the pre-manipulation saliva sample
in the same manner as described above. Participants then
received the emotion manipulation, which involved viewing an
image on a computer monitor for 6 s, followed by a 3-s interstimulus interval in which they had to judge (starting from the
third image presented) whether the image they had just seen was
the same or different from the image presented two back. This
‘two back’ task served to ensure that all of the images were
viewed. There was no significant difference in performance on
this task between the three groups (univariate ANOVA
Group, Fo1). In total, 60 images were presented to each
participant, these being drawn from the set of 20 images available
in each particular set. Each of the 20 images appeared three
times, and the order of presentation of the 60 images was
randomized separately for each participant. Irrespective of
how quickly a participant responded on the ‘two back’ task,
the interstimulus interval was maintained at 3 s and the trial
timed out if a response was not obtained by 5 s, in which case the
next image was automatically presented. This task took approximately 10 min to complete. Immediately after the emotion manipulation, participants were asked to provide a second saliva
sample in the same manner as described above. They then rated
how they currently felt on seven 7-point category rating scales
(anchors 1 ‘not at all’ to 7 ‘very’); Happy, Angry, Sad, Tense,
Surprised, Disgusted, and Fearful. Ten minutes after the last
saliva collection had ended, participants were asked to provide a
third and final sample, collected in the same manner as above.
Participants then completed the same emotion rating scales, and
this concluded the experiment.
Sample Analysis
All sample analyses were conducted at the Laboratory of
Neuroimmunology at the University of Newcastle, Australia.
On the day of assay, samples were thawed completely, vortex
mixed, and centrifuged at 3000 rpm for 15 min at 41C. Clear
samples were then analyzed for secretory immunoglobulin A
(SIgA; Salimetrics, State College, PA), secretory cortisol (Salimetrics), tumor necrotizing factor alpha (TNF-a; Invitrogen
Corporation, Camarillo, CA) and albumin (Bethyl Laboratories, Inc., Montgomery, TX) concentrations using commercially
available immunoassay kits. The optical densities were measured
at wavelength 450 nm using a Multiskan EX microtiter plate
R. J. Stevenson et al.
reader (Thermo Electron Corp., Vantaa, Finland). Calculations
were then performed using Ascent software version 2.6 (Thermo
Electron Corp.).
Statistical Analysis
The principal approach used here was analysis of covariance
(ANCOVA), with the pre-manipulation assay (first measure on
Session 2) serving as the covariate, and the two post-manipulation measures as the dependent variables. This approach was
adopted, as it is the most powerful method of detecting change in
this type of design where group allocation is random (Van
Breukelen, 2006; Van Breukelen & Van Dijk, 2007; Vickers,
2001). As indicated in more detail below, certain variables required transformation to meet normality assumptions, and the
basic ANCOVA approach had to be modified in cases where the
homogeneity of regression slopes assumption was not met. All
reported within-participant effects utilize Greenhouse-Geisser
adjusted values. Correlations between variables were established
using Pearson’s r.
Results
Participant Data
Of the 92 participants who completed the experiment, one’s cortisol data was excluded from the analysis as three of their four
measures exceeded the sample mean by more than 15 standard
deviations. A further participant’s TNF-a data was excluded
from the analysis as one observation was 21 standard deviations
above the sample mean.
Demographic data, by group, is detailed in Table 1. There
were no significant differences (univariate ANOVA Group)
for any of the demographic variables listed (all Fso2.1).
Emotion Ratings
Self-report ratings of emotion variables were obtained shortly
after the manipulation had occurred (see Table 2). To determine
whether any emotion was dominant within each Group, we conducted three separate one-way ANOVAs, one for each Group,
with Emotion rating (the 7 measures, with happiness reverse
coded) as the within-participant variable. For the Disgust group,
there was an overall effect of Emotion, F(4.9,152.6) 5 21.84,
MSE 5 1.33, po.01, partial eta-squared 5 0.41, indicating
differences between ratings. Post-hoc Bonferroni adjusted
contrasts revealed that only one emotion, disgust, significantly
exceeded all six other emotions on these self-report ratings (all
pso.0024). For the Negative group, there was also a main effect
Table 1. Mean Values ( Standard Deviations) for the
Demographic Variables Obtained by Experimental Group
Variable
Age
BMI
Hours since last meala
GHQ
DASS
DSQ
Disgust
(n 5 32)
20.5 (
23.9 (
3.3 (
7.3 (
6.7 (
23.9 (
3.8)
3.4)
2.6)
2.4)
4.7)
2.9)
Negative
(n 5 30)
19.6 (
23.1 (
3.5 (
8.3 (
8.7 (
24.0 (
2.3)
2.8)
3.1)
2.8)
5.6)
2.9)
Control
(n 5 30)
19.0 (
22.4 (
3.4 (
8.1 (
7.9 (
23.5 (
1.9)
2.6)
3.0)
2.5)
4.7)
2.8)
Note: BMI: Body Mass Index, GHQ: General Health Questionnaire,
DASS: Depression, Anxiety and Stress Scale, DSQ: Disgust Sensitivity
Score.
a
For Session 2.
903
Disgust and immunity
Table 2. Mean Values ( Standard Deviations) for the Emotion
and Arousal Ratings Obtained After the Manipulation and Then
Again 101Min Later, by Experimental Group
Time collected
Variable
Disgust (n 5 32)
Immediate
Happiness
4.2 ( 1.4)
Anger
1.7 ( 1.0)
Fear
2.3 ( 1.4)
Sadness
2.8 ( 1.4)
Surprise
3.4 ( 1.9)
Tension
3.4 ( 1.8)
Disgust
4.4 ( 1.7)
Delayed (t 5 101min later)
Happiness
4.7 ( 1.1)
Anger
1.5 ( 0.8)
Fear
1.6 ( 1.0)
Sadness
1.9 ( 1.1)
Surprise
2.1 ( 1.5)
Tension
2.3 ( 1.5)
Disgust
2.7 ( 1.4)
Negative (n 5 30)
Control (n 5 30)
4.0 (
1.7 (
1.9 (
3.2 (
2.7 (
3.2 (
2.9 (
1.3)
0.9)
1.0)
1.6)
1.6)
1.7)
1.6)
4.8 (
1.5 (
1.7 (
1.6 (
2.2 (
2.5 (
1.5 (
1.4)
1.3)
1.1)
1.1)
1.5)
1.3)
1.0)
4.5 (
1.5 (
1.5 (
2.0 (
1.8 (
2.2 (
1.7 (
1.2)
0.9)
0.8)
1.3)
1.5)
1.2)
1.1)
4.9 (
1.4 (
1.5 (
1.5 (
2.0 (
2.0 (
1.6 (
1.4)
1.0)
0.9)
0.9)
0.9)
1.0)
1.2)
of Emotion, F(4.6,134.5) 5 8.76, MSE 5 1.61, po.01, partial
eta-squared 5 0.23. In this case, Bonferroni adjusted post hoc
contrasts revealed no single dominant emotion (i.e., one different
from all of the others). Sadness, tension, and happiness (reverse
coded) significantly exceeded anger and fear, and surprise and
disgust significantly exceeded anger (all pso.0024). For the
Control group, there was also a main effect of Emotion,
F(4.3,124.9) 5 5.67, MSE 5 1.28, po.01, partial etasquared 5 0.16. Again, Bonferroni adjusted post hoc contrasts
revealed no single dominant emotion. Here, tension significantly
exceeded anger, fear, sadness, and disgust (all pso.0024).
We then tested whether the negative emotions elicited in the
Negative and Disgust groups exceeded that of the Control group,
and whether the level of reported disgust in the Disgust group
exceeded that of the other negative emotions (i.e., testing for
selectivity of emotion) relative to the Negative and Control
groups. Using the negative emotions identified as relevant in the
first analysis above (i.e., sadness, tension, happiness [reverse
coded], and surprise) combined as one dependent variable, with
disgust as the other (within-factor Emotion type), we conducted
a two-way ANOVA with Group (Disgust group vs. Negative
group vs. Control group) as the between factor. The ANOVA
revealed a main effect of Group, F(2,89) 5 18.66, MSE 5 2.98,
po.01, partial eta-squared 5 0.30, with all negative emotions
significantly higher (Bonferroni adjusted post hoc contrasts, all
pso.017) in the Disgust group (M 5 3.7), relative to the
other two groups, and with the Negative group significantly
higher (M 5 3.0) than the Control group (M 5 1.9). There
was also a significant interaction of Group and Emotion type,
F(2,89) 5 21.52, MSE 5 0.70, po.01, partial eta-squared 5
0.33. Post hoc Bonferroni adjusted contrasts (all pso.017) for
the difference between negative emotion and disgust rating
scores (disgust minus negative emotion) revealed significantly
higher disgust scores in the Disgust group (M 5 1.3), relative to
the Negative group (M 5 0.1) and the Control group
(M 5 0.6). The latter pair did not significantly differ. Three
conclusions can be drawn from this analysis and the one above.
First, that disgust was the dominant negative emotion reported
by the Disgust group. Second, that relative to the other negative
emotions aroused by the manipulations here, only the Disgust
group revealed differential activation of disgust when compared
to the other two experimental groups. Third, that the Negative
group did not experience any particular negative emotion but
rather a blend of negative emotions, which was significantly more
intense relative to the Control group. Although these findings
indicate the expected pattern of outcome following the manipulation, it is important to note that, as no baseline emotional
measures were obtained, it is possible, although unlikely, that
differences in emotional state may have existed between groups
prior to the manipulation.
Finally, we examined whether any negative emotion was
present at the second set of emotion ratings obtained just after the
collection of the last saliva sample, by repeating the two-way
ANOVA design (Group and Emotion type) described in the
preceding paragraph. This ANOVA revealed a main effect of
Group, F(2,89) 5 3.56, MSE 5 1.93, po.05, partial etasquared 5 0.07, with negative emotions overall only differing
(Bonferroni adjusted post hoc contrasts, all pso.017) between the
Disgust group (M 5 2.4) and the Control group (M 5 1.8), with
neither of these two groups differing from the Negative group
(M 5 1.9). There was also a significant interaction of Group and
Emotion type, F(2,89) 5 7.86, MSE 5 0.49, po.01, partial etasquared 5 0.15. Post hoc Bonferroni adjusted contrasts (all
pso.017) on the difference between negative emotion and disgust
rating scores (disgust minus negative emotion) revealed significantly higher disgust scores in the Disgust group (M 5 0.5), relative to the Negative group (M 5 0.4) and the Control group
(M 5 0.3), which did not significantly differ. These data suggest that the Disgust group were still reporting more disgust,
relative to other negative emotions and the other two experimental groups, following the final saliva sample collection.
SIgA Data
Salivary IgA secretion rates expressed as micrograms per second
(note that salivary secretion rates in grams per second did not
differ between groups at any collection point) are presented in
Figure 1, by group. These data were initially analyzed by twoway ANCOVA, with Time of collection (immediate vs. delayed
measure) as a within factor and Group (Control vs. Negative vs.
Figure 1. Mean ( Standard Error) salivary IgA (mg/s), by group, across
the three saliva collection points of the study.
904
Disgust) as a between factor and secretion rate prior to the manipulation as the covariate. This analysis revealed violations in
the assumption of homogeneity of regression slopes, with a
stronger correlation between the pre-manipulation SIgA measure (the covariate) and the immediate measure, relative to the
delayed measure. To test for a main effect of Group, and for a
Group Time interaction, without violating the homogeneity of
regression slopes assumption, each of these effects was tested
individually, using averaged or subtracted Time variables, as
described below.
To test for a main effect of Group, the mean of the two Time
of collection measures were analyzed in a one-way ANCOVA,
with Group as the between factor and secretion rate prior to the
manipulation as the covariate. The ANCOVA revealed a main
effect of Group, F(2,88) 5 3.59, MSE 5 1.53, po.05, partial etasquared 5 0.08. Difference contrasts revealed no significant
difference in SIgA secretion rates between the Negative
(M 5 3.1) and Control (M 5 3.2) groups, but these groups combined had significantly higher secretion rates than the Disgust
group (M 5 2.4; po.01)Fafter adjusting for baseline differences
(see Figure 1). To test for an interaction between Group and
Time, the one-way ANCOVA was repeated but this time using
the difference between the immediate and delayed collection
measure. There were no significant effects on this analysis.
TNF-a and Albumin Data
Salivary TNF-a concentration (picograms per milliliter) and albumin concentration (nanograms per milliliter) were positively
correlated at all collection time-points (rs40.55) and so these
two measures were examined together within the same analysis.
Prior to analysis, both of these variables were square-root transformed so as to meet normality assumptions for parametric testing (see Figure 2). These data were initially analyzed by a threeway ANCOVA, with Time of collection (immediate vs. delayed
measure) and Measure (TNF-a vs. albumin) as within factors
and Group (Control vs. Negative vs. Disgust) as a between factor, with the TNF-a and albumin pre-manipulation measures
serving as covariates. This analysis revealed violations in the assumption of homogeneity of regression slopes involving Measure
(with the TNF-a covariate correlating more strongly with the
TNF-a measures than with albumin, and vice versa), but no
violations involving Time Measure, or Time alone. To test
for a main effect of Group, and for any Group Time, and
Group Time Measure effects, without violating the as-
R. J. Stevenson et al.
sumption of homogeneity of regression slopes, two further analyses were conducted, which avoided inclusion of the specific
violation related effect.
The first ANCOVA examined for a main effect of Group
using the mean of the immediate and delayed collection measures, with Group as a factor and the covariates as above. There
was no significant effect of Group in this analysis. The second
ANCOVA, using Measure and Group, tested for interactions
with Time of collection and so used the difference of the immediate and delayed collection measures. This time there was a
significant effect of Group, F(2,86) 5 3.10, MSE 5 0.57, po.05,
partial eta-squared 5 0.07 (i.e., a Group Time interaction in
the context of the original ANCOVA design above). Difference
contrasts revealed no significant difference between the Control
(M 5 0.18) and the Negative (M 5 0.12) measures, but
together these significantly differed from the Disgust group
(M 5 0.14, p o .02) after adjusting for baseline differences. As is
evident in Figure 2, TNF-a and albumin tend to increase between
the immediate and delayed collection measures, with the reverse
tendency in the Control and Negative groups.
Cortisol Data
Salivary cortisol (micrograms per deciliter) data is illustrated in
Figure 3. These data were analyzed using a two-way ANCOVA,
with Time and Group as the within and between factors respectively and the pre-manipulation measure as the covariate. This
analysis revealed no significant main effects or interactions.
Correlations
Pearson correlations within each set of markers, obtained prior to
and after the manipulation, were examined first. All cortisol
(rs40.75), SIgA secretion rate (rs40.54), TNF-a (rs40.75) and
albumin (rs40.78) measures were significantly intercorrelated
across the three collection times on Session 2. Correlations between
measures were sparse, except as noted above for albumin and
TNF-a, which were significantly positively associated at each time
interval. There were no significant associations between cortisol
and albumin, nor between cortisol and TNF-a, but there were
some weak negative correlations between cortisol and SIgA secretion rate, but only between the pre-manipulation SIgA secretion
rate measure and each of the three cortisol measures (rs 5 0.19,
0.23, and 0.24, across time, respectively). SIgA secretion rates
were not significantly associated with TNF-a or albumin measures.
Figure 2. Mean ( Standard Error) salivary TNF-a and albumin (in unitsFsee text for details), by group (left panelFDisgust; center panelF
Negative; right panelFControl), across the three saliva collection points of the study.
Disgust and immunity
Figure 3. Mean ( Standard Error) salivary cortisol (mg/dL), by group,
across the three saliva collection points of the study.
We then examined for correlations between the self-report
emotion measures and the immune markers, which had revealed
disgust-related changes. First, we tested the relationship between
secretory SIgA and self-report disgust (using the difference score,
disgust minus negative emotion, reported in the emotion rating
analysis above). This disgust score was then correlated with the
mean SIgA flowrate (immediate and delayed measure combined), with the pre-manipulation IgA flowrate partialled out.
This relationship was significant (r(88) 5 0.21, po.05), indicating that lower post-manipulation SIgA secretion rates, after
adjusting for baseline differences, are selectively associated with
greater feelings of disgust. Next, we examined whether the ‘feeling disgust’ score was associated with the change in TNF-a and
albumin between the immediate and delayed measure, controlling for the pre-manipulation TNF-a and albumin measure. In
this case, there was no significant association with the ‘feeling
disgust’ score.
Reliability of Immune Markers
Assays were completed for the Session 1 saliva samples so as to
estimate reliability with the first sample obtained on Session 2.
There were significant positive Pearson correlations for SIgA
(r(91) 5 0.67, po.01), cortisol (r(90) 5 0.62, po.01), TNF-a
(r(90) 5 0.63, po.01), and for albumin, although this was unsurprisingly a weaker relationship (r(91) 5 0.28, po.01).
Discussion
Participants who were exposed to disgust stimuli demonstrated a
selective reduction in secretion of salivary IgA and an increase in
the quantity of TNF-a and albumin, relative to the two control
groups. Unlike Codispoti et al. (2003), we found no significant
group differences in salivary cortisol. This may have arisen due to
the greater sensitivity of Codispoti et al.’s (2003) within-participant design and/or from their use of a blood-based measure of
cortisol. The SIgA findings here provide the first evidence that
experiencing the emotion of disgust can lead to a selective downregulation of oral immune function. This observation is consistent with other research noted in the introduction, in which participants who viewed a graphic surgery film demonstrated a
905
similar reduction over an equivalent time period (Bosch et al.,
2001). In addition, this study is the first to suggest that viewing
disgusting images can lead to an up-regulation of a pro-inflammatory cytokine, TNF-a, and that this up-regulation is associated with the increased presence of albumin, which we suggest is a
consequence of increased oral vascular permeability.
Maier and Watkins (1998) suggest that the neuro-immune
system responds to acute psychological stress in broadly the same
way as it responds to microbial attack. This then raises the important question as to whether every acute negative emotional
challengeFthese all being stressfulFgenerates a broadly similar
immune response, or whether certain emotional challenges generate more targeted responses. Thus in the context of the present
study, why should disgust produce an apparently unique immune
response relative to other acute stressors? One reason to suspect
that it should would be if there were a special inter-relationship
between the immune system, gut, and brain. Conditioned food
aversions seem to represent one example of this type of relationship, whereby microbial activity in the gut can evoke illness,
nausea, and vomiting, an immune response, and the development of an aversion to the food that made one sick (Scalera,
2002). In mammals, being confronted with a food that has made
one sick can evoke a disgust-like facial expression representing
the most developed form of this type of learning, but food aversion conditioning can also be observed in many lower vertebrates, as well as in invertebrates such as mollusks and insects
(Kim, Lee, & Han, 2007; Sugai et al., 2007). Digestive systems
across a broad range of phyla are also richly endowed with a
capacity to initiate immune responses to foods that contain
pathogens or toxins (Daneman & Rescigno, 2009; Eberl &
Lochner, 2009), and the immune-gut axis is highly interconnected with the central nervous system, especially in vertebrates,
where this has been studied most extensively (Chen et al., 2004;
Goehler et al., 1995; Rubio-Godoy, Aunger, & Curtis, 2007). In
respect of the central nervous system, the insular cortex is of
special importance, as it has been implicated as a putative neural
substrate for disgust and for visceral responses including nausea
(Jones, Ward, & Critchley, 2010), and, at least in rats, in mediating conditioned immune responses where the conditioned
stimulus is a flavor (Ramirez-Amaya & Bermudez-Rattoni,
1999). In addition, the insular cortex has the requisite bi-directional links to the immune system, via the HPA and the nucleus
of the solitary tract, and to the gut via the autonomic nervous
system; moreover, the human insular is also selectively active
during response to immunological challenge (Harrison et al.,
2009). These findings suggest it may function as one putative
central integrator for a brain-immune-gut axis. Finally, a recent
article has reported an association between bradygastric activity
(which may be a precursor to vomiting) and felt disgust, suggesting a further link between this emotion and ingestive behavior (Meissner, Muth, & Herbert, 2010). The basic argument,
then, being advanced here is that just as there is a close interrelationship between acute responses to stress and the immune
system, in the form of a preparation for possible injury from ‘fight
or flight’ (Maier & Watkins, 1998), the literature reviewed above
suggests a similar interrelationship between the brain, gut, and
immune system. If this were correct, then a specific preparatory
immune response, of the sort observed here, would be consistent
with this broader framework.
A further issue, and one particular to the data observed here,
concerns the mechanisms that might account for changes in
SIgA, TNF-a, and albumin. For salivary IgA, there is excellent
906
R. J. Stevenson et al.
animal data to suggest rapid control of release by the autonomic
nervous system, which could readily accomplish the change observed here (see the introduction). For TNF-a, the situation is
more complicated because this cytokine appears to be synthesized de novo. Notably, the effect of the disgust manipulation on
TNF-a is most evident 10 min after the post-manipulation saliva
collection, and therefore approximately 25 min after viewing the
first of the disgust-evoking images. At least three mechanisms
have been proposed for in vivo increases in plasma TNF-a (Steptoe, Hamer, & Chida, 2007). These are leukocytosis, reduced
plasma volume, and up-regulated synthesis of TNF-a. In the
context of the oral cavity, a reduction of plasma volume is not
particularly relevant. For de novo synthesis of TNF-a, data from
human studies suggest that TNF-a mRNA up-regulation may be
initiated immediately (Louis, Raue, Yang, Jemiolo, & Trappe,
2007), with elevated levels detectable within around 30 min of the
stimulating episode (Vedder et al., 1999). Leukocytosis appears
to have a much longer time span and thus does not appear such a
promising candidate (Vedder et al., 1999). Disease-related
cuesFpictures of sick peopleFmay also induce relatively rapid
effects on other cytokines, namely IL-6 following in vitro LPS
stimulation (Schaller, Miller, Gervais, Yager, & Chen, 2010).
The rapid nature of these cytokine changesFhere in vivo or in
Schaller et al.’s (2010) case in vitroFwould seem to suggest a role
for the autonomic nervous system in initiating this up-regulation.
In conclusion, this experiment is the first to focus on the consequences for oral immune function of experiencing the emotion of
disgust. We observed a selective reduction in SIgA, and a delayed
increase in TNF-a and albumin. These results are interpreted
within a broader framework, in which disgust is seen as one facet of
an interrelated neural-gut-immune network, focused on preparing
for and countering pathogen threats relating to ingestion.
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(Received August 12, 2010; Accepted November 10, 2010)