royalsocietypublishing.org/journal/rsos
Research
Cite this article: Filun D, Thomisch K, Boebel O,
Brey T, Širović A, Spiesecke S, Van Opzeeland I.
2020 Frozen verses: Antarctic minke whales
(Balaenoptera bonaerensis) call predominantly
during austral winter. R. Soc. Open Sci. 7: 192112.
http://dx.doi.org/10.1098/rsos.192112
Frozen verses: Antarctic minke
whales (Balaenoptera
bonaerensis) call
predominantly during
austral winter
Diego Filun1,2, Karolin Thomisch1, Olaf Boebel1,
Thomas Brey1,2,3, Ana Širović4, Stefanie Spiesecke1
and Ilse Van Opzeeland1,3
1
Received: 8 January 2020
Accepted: 9 September 2020
Ocean Acoustics Lab, Alfred-Wegener-Institute Helmholtz-Zentrum für Polar- und
Meeresforschung, 27570 Bremerhaven, Germany
2
Faculty of Biology/Chemistry, University of Bremen, 28359 Bremen, Germany
3
Helmholtz Institute for Functional Marine Biodiversity (HIFMB), Carl von Ossietzky University,
26129 Oldenburg, Germany
4
Department of Marine Biology, Texas A&M University at Galveston, Galveston, TX, USA
DF, 0000-0003-2789-596X
Subject Category:
Ecology, conservation, and global change biology
Subject Areas:
ecology/behaviour/acoustics
Keywords:
Antarctic minke whales, passive acoustic
monitoring, Weddell Sea area, Greenwich area,
Elephant Island, bio-duck call
Author for correspondence:
Diego Filun
e-mail: diego.filun@awi.de
The recent identification of the bio-duck call as Antarctic minke
whale (AMW) vocalization allows the use of passive acoustic
monitoring to retrospectively investigate year-round spatialtemporal patterns in minke whale occurrence in ice-covered
areas. Here, we present an analysis of AMW occurrence
patterns based on a 9-year passive acoustic dataset (2008–
2016) from 21 locations throughout the Atlantic sector of the
Southern Ocean (Weddell Sea). AMWs were detected
acoustically at all mooring locations from May to December,
with the highest presence between August and November
(bio-duck calls present at more than 80% of days). At the
southernmost recording locations, the bio-duck call was
present up to 10 months of the year. Substantial inter-annual
variation in the seasonality of vocal activity correlated to
variation in local ice concentration. Our analysis indicates
that part of the AMW population stays in the Weddell Sea
during austral winter. The period with the highest acoustic
presence in the Weddell Sea (September–October) coincides
with the timing of the breeding season of AMW in lower
latitudes. The bio-duck call could therefore play a role in
mating, although other behavioural functions of the call
cannot be excluded to date.
© 2020 The Authors. Published by the Royal Society under the terms of the Creative
Commons Attribution License http://creativecommons.org/licenses/by/4.0/, which permits
unrestricted use, provided the original author and source are credited.
2
The Antarctic sea-ice environment constitutes a productive and dynamic habitat for many unique
migratory and resident species, ranging from zooplankton, fish and birds to marine mammals [1].
During austral summer when the retreating sea-ice exposes large quantities of patchily distributed
krill, high densities of various krill consumers aggregate in the ice edge region to feed [2–7].
However, there is increasing evidence that many species remain in Antarctic waters during winter
in spite of heavy sea-ice cover, exploiting food resources under the ice and in open water patches
[8–13]. Our knowledge on the ecology of these species in their sea-ice habitat is hampered severely
by the logistic restrictions imposed on scientific work in such environments. For Antarctic krill
(Euphausia superba), one of the world’s most abundant species and foundation of the Southern
Ocean food web, information on winter distribution and sea-ice habitat preferences is virtually
lacking because survey ships are typically insufficiently ice-strengthened [7,14–17]. The distribution
of Antarctic minke whales (Balaenoptera bonaearensis) (AMW) is another striking knowledge gap.
AMWs have a circum-Antarctic distribution and are known to occur within the marginal ice zone
(MIZ) and the interior sea-ice pack [18–20]. Most detailed information on the species stems from
ship-based observations, i.e. data are limited to the austral summer period and regions that are
(seasonally) ice-free. Visual sightings from the region indicate that the species’ behaviour and
appearance often result in low sightability, making visual data collection on this species challenging
[7,21]. As a consequence, AMW abundance estimates based on visual survey data are in many cases
spatially and temporally biased [7,22]. Only very sparse information exists on the winter
distribution of AMW in the Southern Ocean and how the species is associated with different sea-ice
concentrations throughout the year [23–25].
The recent identification of the bio-duck calls as vocalizations produced by AMWs [26] allows to use
passive acoustic data to study their occurrence patterns and behaviour of this species. Passive acoustic
monitoring offers a versatile technology with which long-term archival data can be collected on
sound-producing species using autonomous recording units [27]. This makes passive acoustic
recording techniques a suitable tool to remotely monitor the acoustic presence and study marine
mammal behaviour. This particularly accounts for polar species given that large parts of their habitats
are (seasonally) inaccessible for research vessels (e.g. [4,12,13,28]).
The identification of AMW sounds marked the end of a long-standing riddle as the bio-duck calls
had been recorded at numerous locations across the Southern Ocean as well as off the Australian and
Namibian coasts [26,29–31]. With the confirmation that the sound stems from AMWs, it is now
possible to retrospectively process passive acoustic time series to explore this species’ year-round
distribution and relation to sea-ice conditions to improve our understanding of this species also across
years detecting trends in behaviour and distribution. Improving our knowledge of AMW ecology and
behaviour is central to our understanding of the effects of ongoing climatic change on the Antarctic
pelagic ecosystem. During the last decades, (sub)surface warming has been shown to drastically affect
the marine environment around the Antarctic Peninsula in various ways [32]. Elevated temperatures
trigger reductions in the seasonal period and extension of sea-ice-covered areas, leading to a chain of
reactions by which also zooplankton assemblages are impacted with anticipated negative feedbacks to
the ecology of higher trophic level consumers [33,34]. AMWs are krill consumers, preferring areas
with substantial ice cover [7,20,35]. The forecasted changes in sea-ice conditions therefore have the
potential to drastically affect AMWs [20]. To understand and predict how the cascading effects of
climate change impact higher trophic level species, such as AMWs, baseline information on species’
distribution and habitat preferences is crucial to identify and interpret potential climate-mediated
shifts in range boundaries. Information on AMW spatial-temporal distribution patterns is furthermore
of direct relevance for Southern Ocean ecosystem management in the context of the conservation and
management mandate of the International Whaling Commission (IWC) and the Commission for the
Conservation of Antarctic Marine Living Resources (CCAMLR). Recently, AMWs were classified as
Near Threatened under the Internal Union for Conservation of Nature (IUCN) Red List and under
Appendix I of CITES [36]. Given the current uncertainty regarding AMW abundance estimates (IWC
2013) [37], better insights into spatial-temporal movements of this population or its subpopulations
may in part be key to improving methods for abundance estimations.
Here, we use multi-year passive acoustic data from a recording network in the Weddell Sea and
along the Greenwich meridian to investigate spatial-temporal patterns in the daily acoustic presence
of AMWs.
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R. Soc. Open Sci. 7: 192112
1. Introduction
Table 1. Locations and recordings parameters of acoustic recorders deployed within the Hybrid Antarctic Float Observation
System (HAFOS) array in the Weddell Sea. Recorders sorted by deployment period.
latitude
longitude
GW1
GW2
AURAL
AURAL
68 59.74 S
66 01.13 S
000 00.17 E
000 04.77 E
GW3
GW4
SonoVaults
SonoVaults
59 03.02 S
63 59.56 S
GW1
SonoVaults
EI1
WA1
deployment
depth (m)
sampling
frequency (kHz)
sampling scheme
(min/min)
189
206
32.77
32.77
5/240
5/240
000 06.63 E
000 02.65 W
1007
969
5.33
5.33
continuous
continuous
66 01.90 S
000 03.25 E
934
5.33
continuous
AURAL
SonoVaults
61 00.88 S
63 28.84 S
055 58.53 W
052 05.77 W
204
945
32.77
5.33
5/60
continuous
GW1
WA2
SonoVaults
SonoVaults
68 59.86 S
69 03.48 S
000 06.51 W
017 23.32 W
934
678
5.33
5.33
continuous
continuous
WA7
SonoVaults
65 58.09 S
012 15.12 W
734
5.33
continuous
WA6
WA5
AU0086
SonoVaults
66 36.70 S
64 22.94 S
027 07.31 W
045 52.12 W
207
678
32.77
5.33
5/240
continuous
GW5
WA4
SonoVaults
SonoVaults
59 02.63 S
66 36.45 S
000 04.92 E
027 07.26 W
1020
423
5.33
5.33
continuous
continuous
WA4
SonoVaults
66 36.45 S
027 07.26 W
678
5.33
continuous
WA4
WA3
SonoVaults
SonoVaults
65 37.23 S
63 42.09 S
036 25.32 W
050 49.61 W
956
487
5.33
5.33
continuous
continuous
WA3
GW4
SonoVaults
SonoVaults
63 42.09 S
64 00.32 S
050 49.61 W
000 00.22 W
723
812
5.33
5.33
continuous
continuous
GW2
GW1
SonoVaults
SonoVaults
66 30.71 S
68 58.89 S
000 01.51 W
000 05.00 W
943
869
5.33
5.33
continuous
continuous
WA9
SonoVaults
66 30.71 S
000 06.51 W
1083
5.33
continuous
WA8
SonoVaults
70 53.55 S
028 53.47 W
330
5.33
continuous
2. Materials and methods
2.1. Data collection
Passive acoustic data were collected between 2008 and 2016 (9 years) from 21 mooring positions (with
varying recording periods, see table 1 for details) throughout the Weddell Sea (WA) and along the
Greenwich meridian (GW), covering the area between 59 and 69° S and from 0 to 56° W [13].
Passive autonomous acoustic recorders were attached to oceanographic deep sea moorings of the
Hybrid Antarctic Float Observation System (HAFOS) [38]. For this study, two types of autonomous
acoustic recorders were used: Autonomous Underwater Recorder for Acoustic Listening, model 2
(AURALs; Multi-Electronique, Quebec) and SonoVaults (Develogic GmbH, Hamburg). All four
AURALs recorded with a sampling rate of 32 768 Hz. Three of the AURAL recorders were
programmed to collect data 5 min every 4 h (2% duty cycle) and one AURAL was set to record 5 min
every hour (8% duty cycle). SonoVaults were programmed to record continuously with a sampling
rate of 5333 Hz for data collected during years 2010–2014 and with a sampling rate of 6857 Hz during
years 2014–2016 (table 1). Although additional analyses showed that the duty cycles applied
underestimated daily AMW acoustic presence during the shoulder seasons, overall presence patterns
did not show anomalies compared to nearby recorders collecting data continuously (see electronic
supplementary material, appendix S1).
The positions located in the Weddell Sea were sub-divided in four different sectors: Elephant Island
(EI), Weddell Sea North (WSN), Weddell Sea South (WSS) and Greenwich Meridian (GW) (figure 1). This
sub-division was based on the differences in ice growth patterns across the region [39].
R. Soc. Open Sci. 7: 192112
recorder ID
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recording
site ID
3
30º W
0º
60º S
75º S
2008–2010
2010–2012
2013–2014
2014–2016
Figure 1. Map of the study area in the Weddell Sea. The triangles denote the positions of the passive acoustic recorders and circles
represent their detection range (40 km radius). Triangle colour encodes the different deployment periods. Recording sites names are
assigned by geographic location (with ‘GW’, ‘WA’ and ‘EI’ indicating the Greenwich meridian, the Weddell Sea and Elephant Island,
respectively) and number for distinct recording sites.
2.2. Acoustic analyses
The acoustic recordings were processed using the Matlab-based (Mathworks, Natick, MA) custom
software program Triton [40] to create long-term spectral averages (LTSAs) plots. LTSAs visually
represent a time series of averaged spectra [40]. For all data successive spectra, with 1 Hz frequency
resolution, were calculated by averaging 60 s of acoustic data. These LTSAs were used for all acoustic
data to manually log AMW daily acoustic presence. For the continuous SonoVault recordings, a
window size of 1 day of data was inspected to identify AMW signatures. For the duty-cycled AURAL
recorders, a four-day window size was used to identify the daily presence of AMWs. When presumed
AMW signatures were observed in the LTSAs, a 20 s spectrogram window (overlap = 90%, FFT = 1050)
of that time section was inspected visually and aurally to verify the presence of AMW signatures.
We used the bio-duck call as proxy for AMW acoustic presence (see for a description of bio-duck call:
[25,26,29,30,41]). The bio-duck is characterized by its repetitive nature, consisting of regular downsweeps or pulses in series, with most energy located in the 50–300 Hz band (figure 2), although for
signals with higher intensity, harmonics occur up to 1 kHz. In this study, a bio-duck call refers to a
cluster of down-swept pulses separated by less than 1 s. Different bio-duck sub-types have been
described in the literature, mainly basing on the number of pulses within clusters [25,41,42]. Here, no
distinction was made between bio-duck sub-types, and all bio-duck calls were pooled to determine
daily AMW acoustic presence. Bio-duck calls never occurred alone (i.e. one cluster of calls or one
phrase). The minimum sequence duration that we observed was 20 s. All days with AMW acoustic
presence therefore at least had a series of 20 s with bio-duck calls over a 24 h period.
Monthly acoustic presence was calculated for all sites from the number of days with AMW acoustic
presence per day divided by the number of days with recording effort. To explore inter-annual
variability, two positions with 3 years of deployment (GW1 and GW2) were used.
2.3. Sea-ice data
The sea-ice concentration data used for this study were extracted from satellite images with a resolution
of 6.25 × 6.25 km from the Advanced Microwave Scanning Radiometer for EOS (AMSR-E) satellite sensor
R. Soc. Open Sci. 7: 192112
deployment period
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60º W
4
1500
1000
500
0
0
5
10
15
20
20
10
0
–10
–20
–30
–40
–50
–60
–70
20
10
0
–10
–20
–30
–40
–50
–60
–70
time (h)
(b)
2500
frequency (Hz)
AMW Bio-duck sequences
2000
1500
1000
500
0
50
(c)
100
150
200
250
300
time (s)
350
400
450
500
2500
frequency (Hz)
Bio-duck call
2000
1500
1000
500
0
5
10
15
20
25
30
time (s)
35
40
45
50
55
Figure 2. (a) LTSA of 24 h of acoustic data (sampling rate: 5.333 kHz) with arrows showing AMW acoustic activity (1 min time resolution,
1 Hz frequency resolution). (b) Spectrogram zooming into 550 s with the presence of AMW bio-duck sequences (FFT = 1000, overlap
95%). (c) Spectrogram zooming into 60 s with various bio-duck calls. Red box indicates a bio-duck call (FFT = 5000, overlap 95%).
[43]. The radius around the mooring over which AMW calls were likely to be detected was determined to
extract monthly average sea-ice concentration values only from within this radius. Transmission loss data
from empirical analyses on the propagation of signals emitted by an oceanographic (RAFOS) sound
source (see [44] for details) were used to calculate the transmission loss for the Greenwich meridian
and the Weddell Sea area. The RAFOS signal consisted of an 80 s sweep between 259 Hz and 261 Hz.
Transmission loss for this signal was 83 dB ± 4 dB over a distance of 53 km. When transformed into a
transmission loss law, it resulted in 16.5 log (r) to 18.1 log10 (r). Noise levels at this position
averaged 74.4 dB ± 4.2 dB. For identification of calls during the manual screening of spectrograms, it
was assumed that the SNR of AMW vocalizations would need to exceed 3 dB. Resulting distance
estimates for an AMW call with a source level (SL) = 147 dB re 1 µPa [26], ranged between 4 and
27 km. As transmission losses and noise levels were lower during ice-covered periods in austral
winter (see [44–46]) and to account for any uncertainties regarding the SLs, or the ability to detect
signals with lower SNR in the spectrograms, AMW vocalizations were assumed to be detectable
within a radius of 40 km, rather than the calculated 27 km.
R. Soc. Open Sci. 7: 192112
spectrum level (dB re count2 Hz–1)
frequency (Hz)
AMW acoustic activity
5
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2000
20
10
0
–10
–20
–30
–40
–50
–60
–70
spectrum level (dB re count2 Hz–1)
2500
spectrum level (dB re count2 Hz–1)
(a)
3. Results
3.1. Seasonal and spatial acoustic presence
AMW acoustic presence differed by sectors; at the southernmost positions, AMWs were generally
acoustically present longer (i.e. over more months) than at the northern positions (figure 3). At the
southern recording positions (i.e. between 70° S and 66° S), acoustic presence (i.e. relative AMW
acoustic presence/month) was also higher compared to the northern sites.
AMW bio-duck occurrence exhibited in general a strong seasonal pattern, although AMW acoustic
detections varied with location (figure 3). In January and February, AMW acoustic presence was low
at all sites, generally increasing from April to July, peaking during August, September and October
and decreasing again in November to the sporadic presence in December. At the southernmost
position along with GW, AMWs were acoustically present virtually year-round. At the more northern
positions along the GW meridian, the onset and increase of AMW acoustic presence was delayed by
one month with decreasing recording latitude (figure 3). In July, the percentage of days with AMW
presence at all positions along the GW exceeded 60% of days with acoustic recording, peaking in
September and October with up to 100% of recording days with the acoustic presence at multiple
sites. From the second half of December through March, bio-duck signatures occurred only
sporadically in the majority of the recordings from the GW.
In the central Weddell Sea (WSN and WSS), the seasonality of the AMW acoustic presence did not
exhibit a clear latitudinal gradient as in the GW sector. At some sites, the onset of acoustic presence was
in June whereas at others, AMWs were acoustically present throughout 11 months. For all positions in
the Weddell Sea, August, September and October generally exhibited the highest percentage of acoustic
presence (greater than 80%) over the recording period (the only exception was position WA1 in August
with 42% of days with acoustic presence). The positions WA1, WA3, WA4, WA5, WA6 and WA7 located
between 63° S and 66° S (WSN) exhibited more days with acoustic presence compared to the positions
located in lower latitudes, WA8 and WA9 (WSS). The positions WA1 and WA3 were the only positions
located in the Weddell Sea sector that exhibited AMW acoustic presence during January (figure 3). The
positions in WSN had more than 23% of days with acoustic activity in April with the exception of the
positions WA3 and WA7 (figure 3). The recorders located in position WA3 stopped collecting data
between the months of February and April with only 7 days of effort during May. Position WA7
located closer to the GW sector had the first bio-duck detections during the last days of April.
The position at Elephant Island (EI) had a similar seasonal pattern of AMW, but with fewer days with
detections. The first calls were detected during the last days of July (only 2% of days with acoustic
detections). August and September were the peak (28% and 29% of days with acoustic activity,
respectively). In November, the acoustic presence decreased to just 1% presence.
AMWs were acoustically detected over 9 months (GW4), 11 months (GW2) and 12 months along with
the GW sector. The overall percentage of monthly acoustic presence at the northern positions was
substantially lower compared to the southern positions (figure 3).
In the sector WSN, one position had an acoustic activity for 11 months (WA1), four positions had
between six and seven months of acoustic presence and two positions (WA2 & WA5) had two to four
R. Soc. Open Sci. 7: 192112
Passive acoustic recordings from 21 mooring positions collected between 2008 and 2016 totalling 8176
days were analysed for AMW acoustic presence. AMWs bio-duck signatures were detected on 2777
days (34% of the total number of recording days). AMWs were found to be present at all except the
northernmost position (GW5) in this study (table 2).
For two positions (WA3 and WA4), the moorings each contained three recording devices (SonoVaults),
which all were programmed to record simultaneously at different depths. Due to the fact that at these
positions, all recorders dropped out for some part of the year and we compiled the data from all three
recorders for each mooring to obtain one effective year for data analyses on AMW daily presence.
6
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To explore how AMW acoustic presence related to sea-ice concentration, ice concentration and
acoustic presence data were correlated for every location using a Pearson’s correlation. The variability
of this relationship with the temporal resolution was explored by correlating AMW presence and seaice concentration within moving windows of varying temporal width, i.e. 1, 3, 7, 15, 21, 30 days, to
select the best temporal resolution to correlate the acoustic presences with the ice concentration
values. Monthly sea-ice concentration data showed highest correlation values (r = 0.89)
Table 2. Summary table of AMW acoustic presence for all positions. The percentage of days of AMW presence was calculated for
every position per year.
effort days
days with detections
2008
GW1
301
164
0
54
2009
GW2
GW1
296
366
133
218
0
0
44
59
2010
GW2
GW1
366
353
151
131
0
0
41
37
GW2
353
152
0
43
GW3
GW3
21
213
0
55
0
0
0
25
GW4
GW2
169
321
10
155
0
0
5
48
2011
days excluded
% days AMW presence
WA1
268
93
0
34
2012
WA2
WA1
211
225
133
21
0
0
63
9
2013
WA9
WA3
233
271
77
33
0
0
33
12
WA1
WA8
212
288
136
157
0
6
64
54
WA4
295
174
0
58
WA5
WA6
116
292
32
94
0
0
27
32
WA7
EI1
300
350
140
26
21
0
46
7
WA2
221
76
0
34
GW1
GW5
295
107
189
77
0
0
64
0
2014
EI1
GW4
365
161
12
2
0
0
33
1
2015
EI1
GW4
365
161
12
2
0
0
33
1
GW1
228
59
0
25
GW2
EI1
360
93
140
0
0
0
37
0
2016
months with acoustic activity. However, recorders moored in these two positions collected data for only
eight and five months. In the WSS sector, AMWs were detected eight months in WA8 and four months in
the position WA9, where data collection occurred only during seven months. For the mooring positions
located in the middle of the Weddell Sea area, there was no apparent north–south gradient in AMW
acoustic presence (figure 3).
In the EI position, AMW were detected during only four months and at a low rate in contrast with the
other sectors (figure 3).
3.2. Inter-annual variability
Two sites with multi-year data, GW1 and GW2, had similar trends in AMW acoustic presence across
years (figure 4). It gradually increased from April to austral winter, peaking in spring (August,
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position
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year
7
Elephant Island
8
J
F
M
A
M
J
J
A
S
O
N
D
Weddell Sea North
WA1
100
WA2
90
WA3
WA4
royalsocietypublishing.org/journal/rsos
EI1
80
70
WA6
60
WA7
J
F
M
A
M
J
J
A
S
O
N
D
50
Weddell Sea South
40
WA8
WA9
30
J
F
M
A
M
J
J
A
S
O
N
D
20
Greenwich Meridian
III-GW5
10
II-GW3
0
*GW4
NaN
*GW2
*GW1
J
F
M
A
M
J
J
A
S
O
N
D
Figure 3. Percentage of days with AMW bio-duck presence. Positions sorted by latitude (north to south) in separate sectors:
Elephant Island (EI), Weddell Sea North (WSN), Weddell Sea South (WSS) and Greenwich Meridian (GW). For positions for
which multi-year data was available (indicated with ), the heatmap displays the average monthly acoustic presence.
September, October and November), exhibiting a consistent pattern between years. Most variability
between years occurred at the onset of vocal activity.
3.3. Relation to sea-ice concentration
The acoustic presence of AMW was strongly positively correlated with the sea-ice concentration in the
Weddell Sea (r = 0.7). Days with few detections generally corresponded to days with lower (less than
20%) ice concentration. In general, the acoustic presence of AMW in the Weddell Sea increased with local
sea-ice concentration. The positive correlation explains the higher number of days with the acoustic
presence with increasing latitude, given that sea-ice is more persistent in the southern recording positions
(figure 3). The months with more than 75% of days with acoustic presence typically exhibited local seaice concentrations between 75% and 100% in a radius of 40 km around the recording position.
R. Soc. Open Sci. 7: 192112
WA5
% days with AMW bio-duck presence
GW2
9
90
80
70
70
60
60
50
50
40
40
30
30
20
20
10
10
0
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80
ice coverage % radius 40 km
90
100
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(a) 100
0
J F M A M J J A S ON D J F M A M J J A S O N D J F M AM J J A S O N D
2008
2009
2010
(b) 100
100
90
90
80
80
70
70
60
60
50
50
40
40
30
30
20
20
10
10
0
J F M A M J J A S ON D J F M A M J J A S O N D J F M AM J J A S O N D
2008
2009
ice coverage % radius 40 km
% days with AMW bio-duck presence
GW1
0
2010
Figure 4. Multi-year acoustic presence of AMW in two different positions (GW2 and GW1) correlated with sea-ice coverage in a
radius of 40 km. Per cent of days with AMW acoustic presence between 2008 until 2010.
4. Discussion
4.1. Role of sea-ice
These year-round acoustic observations show that vocally active AMWs exhibit strong affinity with areas
featuring dense sea-ice cover. The acoustic observations from winter in the Weddell Sea are consistent
with the year-round study west of the Antarctic Peninsula [25], but contrast with what is known about
AMW habitat use based on summer sighting data [7,20]. When using icebreaker-supported helicopters for
aerial surveys in austral summer, most AMWs were found at the sea-ice edge boundary (defined as the
15% ice concentration contour) during December and January [7]. Herr et al. [20] found that during austral
summer AMWs occurred close to the sea-ice edge in the Weddell Sea area, and that AMW densities
decreased in areas with higher sea-ice concentration values [20]. Contrastingly, the results of our study
show none to very little acoustic activity at the recorder locations near the ice edge boundary during
December and January. The highest acoustic activity typically occurred in areas and periods of the year
with high sea-ice concentrations (greater than 20%). Along the Greenwich meridian, AMW acoustic
presence exhibited a latitudinal gradient: at the southernmost positions, AMWs were acoustically present
over a longer period (9 to 12 months) compared to the more northern positions. This latitudinal pattern
also reflects the strong association between AMW acoustic presence and sea-ice; positions GW1 and GW2
located further south generally are ice covered early (April and May), whereas recording sites III-GW5
To date little is known on the function of AMW calling behaviour. Across all locations where AMWs
have been recorded, acoustic activity is strongly seasonal, albeit with regional differences in the timing
of peak calling. Off the Western Antarctic Peninsula, most AMW calls were detected between April
and November with peak calling during July [25]. In our study, the peak in AMW acoustic presence
throughout the Weddell Sea area occurs from August to October, with few calls occurring throughout
the year at the northernmost sites. Recordings of AMWs from lower latitudes on the other hand show
that acoustic activity is not restricted to ice-dominated areas and occur during the same period [48,49].
Thomisch et al. [31] reported AMW acoustic presence off Namibia with a double peak: the first peak
occurring from June to August and a second peak in November and December. In Perth Canyon
(Australia), peak calling also occurred in July–August and again in December [29]. As also concluded
by Dominello and Širović [25], these observations clearly falsify previous hypotheses that the bio-duck
calls exclusively serve navigational purposes in ice-covered areas [30].
AMW acoustic detections are virtually absent during the summer period when most AMW
sightings occur in or close to the marginal sea-ice zone where high density patches of Antarctic krill
aggregations are known to occur regularly [50]. Risch et al. [26] recorded bio-duck calls from tagged
AMWs that were in large single-species groups of 5 to approximately 40 animals that were feeding
almost continuously. Nevertheless, vocalization rates were low; only 32 clear calls of which 6 were bioduck calls were recorded in this entire dataset. Visual observations from lower latitudes report that
AMW breeding behaviour was observed between August and October [51,52]. Catch data furthermore
show that most AMW conceptions occur in September [53]. Information collected during winter
surveys mentions the presence of AMWs in Antarctic waters but only mature and large juvenile
individuals [23,54]. If the assumption that calling behaviour is related to the reproductive activity is
correct, our data could suggest that part of AMW breeding may take place in both high-latitude waters
with dense ice cover as well as at lower latitude waters. Kasamatsu et al. [55] noted that AMW breeding
areas in lower latitude waters may be less concentrated compared to humpback whales (Megaptera
novaeangliae) and grey whales (Eschrichtius robustus), which prefer near shore waters for breeding. They
hypothesized this may result in differences in meeting probability between mature males and females
R. Soc. Open Sci. 7: 192112
4.2. Function of Antarctic minke whale calling
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and II-GW3 further north along the Greenwich meridian are generally still ice-free during these months. The
anomaly between 66° S and 64° S in the latitudinal distribution can be explained due to the presence of a large
opening in the sea-ice cover of the Weddell Sea, also known as the Weddell Polynya [47]. AMW acoustic
absence in the position GW5 is probably explained by the fact that the recorder only collected acoustic
data during the time of the year when all other sites had low acoustic presence of AMW (March until June).
The overall pattern of high AMW acoustic presence associated with high local sea-ice concentrations
is the same for the inner Weddell Sea area. The absence of a latitudinal trend in the inner Weddell Sea
area may in part be explained by the distribution of the recorders in the Weddell Sea; at the eastern
and western edges of the Weddell Sea, data collection was biased towards lower latitudes, where
fewer AMW calls were recorded compared to the higher latitude recording sites, probably due to the
differences in ice cover period. Furthermore, differences in ice growth processes in the Weddell Sea
may affect how areas with higher sea-ice concentrations (to which AMWs are often associated) are
distributed. In the central Weddell Sea, cycles of pancake-ice formation developing into consolidated
floes are thought to be the dominant processes by which the sea-ice forms, starting from the centre
[39]. By contrast, along the Greenwich meridian, the growing sea-ice cover largely consists of ice
platelets, which are formed in the underlying water column in front of the ice-shelf edge, causing seaice growth to extend northwards from the continent [39]. The differences in ice growth processes
between the GW and WS areas possibly lead to locally denser ice cover in the Weddell Sea,
potentially explaining the generally earlier onset of AMW acoustic presence in the WS area compared
to most of the GW sites.
The acoustic observations of AMWs overall show a strong association between their acoustic presence
and sea-ice concentration during austral winter. Our findings on AMW distribution thereby contrast with
the information from visual surveys indicating that AMWs occur primarily within the ice at the sea-ice
edge. Visual data collection is, however, by and large limited to the austral summer period and areas
with low ice cover. Furthermore, differences in AMW behaviour (e.g. surfacing patterns) when in icecovered areas may also affect their detectability by visual observers and hence skew distribution
information. To further insights on potential seasonal differences in AMW habitat usage, further
investigations, e.g. employing animal-borne satellite tags, are clearly needed.
Our data show that, as for many baleen whale populations (i.e. fin (Balaenoptera physalus), humpback and
Antarctic blue whales (B. musculus intermedia); see Geijer et al. [61] for a review), AMWs exhibit complex
migration patterns. Sightings and passive acoustic recordings show that AMWs are simultaneously
present in both low- and high-latitude waters during austral winter [29,31,48]. Off the Western Antarctic
Peninsula, visual sightings confirm AMW winter presence with the highest occurrence close to shore
and between islands [22,23]. Meanwhile evidence has been accumulating that alternative migration
strategies are more the rule than the exception in baleen whales [61]. Both common and Antarctic
minke whales remain among the species for which knowledge on migration patterns and wintering
habitats is still scarce. Carretta et al. [62] indicated the existence of a non-migratory common minke
whale population off the west coast of North America, although Risch et al. [63] found evidence for a
traditional migration pattern in common minke whales. Migration strategies are likely to depend on sex,
age and reproductive status as well as ecological factors, and many species are therefore likely to exhibit
a repertoire of migratory behaviours [61]. Recent studies using satellite tags on AMWs off the Antarctic
Peninsula also suggest movement strategies may differ dramatically between individuals [64]. Tagged
AMWs were found to all remain south of the southern boundary of the ACC. One individual travelled
along the sea-ice edge and the others remained in the shallower waters of the continental shelf, but all
were closely associated with areas with substantial sea-ice coverage [64]. Off South Africa, a bi-modal
temporal distribution of AMWs peaking in fall and spring has been observed, suggesting parts of the
population migrate to lower latitudes during austral winter [65].
Adaptations to inhabiting heavy sea-ice environments may enable AMWs to exploit this habitat on a
year-round basis, potentially limiting the need for migration to low latitude waters to the period when
calves are born [66]. The dense sea-ice environment may offer AMWs a refuge from killer whales (Orcinus
orca), which are known to prey on the species [67]. Their small size enables them to navigate between ice
floes, and their strong rostrum allows them to break the ice creating their own breathing holes [22,24].
These adaptations probably enable AMWs to fill a niche and avoid interspecific competition by
exploiting krill resources that may not be accessible to other species that also depend on krill as their
main food resource [68,69]. Our data, as well, indicate that the traditional migration model of
mysticete migration (e.g. [70,71]) is too simplified to describe their life history. However, given that
R. Soc. Open Sci. 7: 192112
4.3. Migratory movement
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compared to species that concentrate in traditional breeding areas in coastal waters. The AMW long calling
bouts consisting of repetitive pulses could therefore serve to attract and find mating partners over longer
distances. Nevertheless, further work e.g. employing animal-borne tags is needed and underway to further
investigate the behavioural contexts in which AMW calls are produced (e.g. [42]).
To date it is unknown how AMW sound production is related to sex, age and reproductive status.
Information on staggered and sex-segregated migration in AMWs, presents patchy and partly
contrasting information; Kasamatsu et al. [55] reported young whales to migrate southbound first,
followed by mature and pregnant individuals in October–November. The northbound migration of
young animals is thought to start around February, followed by the mature animals in March
continuing into early austral winter. Other studies reported female AMWs to prefer higher latitudes
during summer [56,57]. Lactating females and calves were rarely observed in Antarctic waters during
the summer, whereas pregnant females were found absent from lower latitude waters. Immatures are
also thought to avoid high-latitude areas. Laidre et al. [58] suggested that off Greenland, in common
minke whales (Balaenoptera acutorostrata), pregnant females may separate socially to avoid niche
overlap or to avoid males by migrating to other areas. Furthermore, occasional sightings of young
unweaned common minke whale calves strongly suggest some females calve in more northerly waters
outside the breeding areas, possibly skipping migration to low latitudes to calve [59,60].
How these patterns relate to the austral winter situation in Antarctic waters and how calling
behaviour relates to sex, age and reproductive status in Antarctic minke whales is not known.
However, based on existing evidence, it is possible that the reproductive and conditional status of
females determines their migratory strategy.
Although not further quantified here, different bio-duck type calls were observed in our dataset, in
accordance to the findings of previous studies that collected similar data in other areas [25,26,29,31,41].
Differences in the acoustic characteristics of bio-duck calls comprised e.g. the duration of the calls, the
inter-pulse interval and the number of pulses. Mapping these acoustic differences in the bio-duck calls
may shed further light on the function of calling, e.g. whether specific call types are used in different
behavioural contexts or if call usage differs in space and time.
5. Conclusion
Ethics. For this study, we used data deployed and collected from several expeditions, with the RV Polarstern. Permission was
granted to the Alfred Wegener Institute, Helmholtz-Zentrum für Polar- und Meeresforschung by the Federal Environment
Office (Umweltbundesamt UBA). Expedition ANT - XXIV/3 UBA permit no. I 2.4 - 94003-3/207, Expedition ANT - XXV/2
UBA permit no. I 2.4 - 94003-3/217, Expedition ANT - XXVII/2 UBA permit no. I 3.5 -94003-3/255, Expedition ANT XXVIII/2 UBA permit no. I 3.5 - 94003-3/271, Expedition ANT - XXIX/2 UBA permit no. I 3.5 - 94003-3/286, Expedition
ANT- XXX/2 UBA permit no. II 2.8 - 94003-3/324, Expedition PS103 UBA permit no. II 2.8 - 94003-3/38
Data accessibility. Our data are deposited at Dryad: doi:10.5061/dryad.7sqv9s4pd [73].
Authors’ contributions. D.F. analysed all the data, conducted statistical analyses and wrote the manuscript. K.T. participated
in some data collection and helped draft the manuscript. O.B. participated in collecting data and coordinated the
study. T.B. helped guide some statistical analyses and with the previous version of the manuscript. S.S. collected
the data. A.Š. helped with the draft manuscript and with guidance for the analyses. I.V.O. coordinated the study,
collected part of the data and helped draft the manuscript. All the authors reviewed and contributed to the final
document edits. All the authors gave the final approval for publication.
Competing interests. We have no competing interest.
Funding. This research was supported by funding from the Alfred Wegener Institute for Polar and Marine Research. D.F.
was funded by the National Agency for Research and Development (ANID) – Chile and the German Academic
Exchange Agency (DAAD) grant no. 91643562.
Acknowledgements. Many thanks to the Deutscher Akademischer Austauschdienst (DAAD), Comision Nacional de
Investigacion Cientifica y Tecnologia (CONICYT) and the Helmholtz Graduate School for Polar and Marine
Research (POLMAR). We also thank the crews of RV Polarstern expeditions ANT-XXV/2, ANT-XXIV/3, ANTXXVII/2, ANT-XXIX/2 and the mooring team of the AWI’s physical oceanography department for the deployment
and recovery of the acoustic recorders. We also thank Elke Burkhardt and Elena Schall for the many constructive
comments and discussions. We also thank all the crew members of the RV Polarstern.
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