Bibliographic Essay
Leadership Ethics: An Emerging Academic
Discipline
By Michael Sontag, Paul Jenkins, and Ronald F. White
ublic outrage over the recent epidemic of inefective,
illegal, and immoral leadership in business, politics,
sports, and religion has led to a growing interest in
leadership ethics. In response, a whole new academic
discipline has taken shape as many colleges and universities now
purport to ofer academic training in leadership ethics. Although
a growing number of scholars now teach, research, and attend
conferences on leadership ethics, questions remain concerning
this emerging discipline. What is leadership ethics? Who are the
relevant researchers? What are the important books, journals, and
scholarly organizations? What content is appropriate for a course,
module, or program in leadership ethics? his essay evaluates
P
materials that might be useful for faculty
in advancing their own knowledge of
leadership ethics or in teaching leadership
ethics to undergraduates and that can serve
as a valuable resource for academic libraries
serving students and faculty with interests in
leadership ethics.
usually of little academic value. here are,
however, many useful, well-researched, and
highly readable popular works produced
by top-notch journalists. Separating the
wheat from the chaf in leadership ethics is
no simple matter.
New scholars interested in leadership
ethics will encounter an enormous body
of largely nonacademic material, much of
which is produced by business professionals
for other business professionals. hese
works most often are personal testimonials
based on nonscientiic anecdotal evidence.
Although these materials might be
inspirational or entertaining, they are
The Challenge of
Leadership Ethics
Michael Sontag (michael_sontag@mail.msj.edu)
is an assistant professor of philosophy, Paul Jenkins
(paul_jenkins@mail.msj.edu) director of library
services, and Ronald F. White (ron_white@mail.
msj.edu) professor of philosophy, all at the College of
Mount St. Joseph.
October 2011
Leadership ethics has developed as a
multidisciplinary ield, with courses and
research being generated by professors of
business, philosophy, religious studies,
communications, and more. Consequently,
peer-reviewed academic literature on
leadership ethics has been developed
within a mélange of diferent disciplines:
the social sciences (history, psychology,
sociology, political science, anthropology,
and economics); the biological sciences
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(evolutionary psychology, in particular);
philosophy (ethics, in particular business
and professional ethics); and religious
studies (especially those working within
the Judeo-Christian tradition). his has
left much interdisciplinary bridgework to
be done; although the interdisciplinary
nature of leadership ethics has been widely
embraced, there is still no clear consensus
on which disciplines ought to be included
within leadership studies.
In 2001, James MacGregor Burns, a
pioneer in leadership studies, assembled a
distinguished group of scholars to formulate
a multidisciplinary “integrative theory of
leadership” that could “provide people
studying or practicing leadership with
a general guide or orientation—a set of
principles that are universal, which can then
be applied to diferent situations.” Burns
hoped that such a project would “legitimize
a ield that some skeptics still dismiss as
lightweight and ill-deined.” Although
these scholars failed to produce the hopedfor general theory, they did produce an
important book. he Quest for a General
heory of Leadership, edited by George
Goethals and Georgia Sorenson, documents
the eforts of these twenty-ive scholars and
ofers insight into the various obstacles they
faced in attempting to develop that general
theory. hat quest is ongoing.
Given the multidisciplinary nature of
the academic study of both leadership
and leadership ethics, and the dearth
of interdisciplinary bridgework, this
bibliographical essay will be broadly based.
he cost of breadth is often depth. Many
good titles within this ponderous genre have
been omitted in the hope of expanding its
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base. his essay will explore leadership ethics
as it is being developed by four academic
disciplines: the social sciences, the biological
sciences, philosophy, and religion. Following
a discussion of these main disciplines, the essay
will conclude with a section on contemporary
issues and another on related academic
resources including textbooks, reference
materials, scholarly journals, and Web sites.
Ethical Leadership and
the Social Sciences
Throughout the twentieth century,
the scientiic basis for leadership studies
and leadership ethics remained elusive,
as social scientists defended a variety of
reinements to the most venerable of
approaches to leadership: the “Great Man
heory of Leadership.” he Great Man
heory, irst articulated by Plato in he
Republic, was (and is) generally rooted in
laudatory biographical accounts of “heroic”
political, military, and business leaders.
Various theories of leadership emerged in
the twentieth century as writers debated
various tenets of Great Man heory. Key
tenets included the notion that leaders are
“born, not made,” that leaders are (almost)
always men, that leaders are objectively
diferent from followers, that followers
are passive in the leadership process,
that leadership is a matter of performing
“heroic” acts, and that leaders are necessarily
members of the species homo sapiens. In
debating the assumptions of Great Man
heory, twentieth-century social scientists
arrived at a wide variety of leadership
theories. Some of the most important are
trait theory; behavioral theory; charismatic
theory; transactional and transformational
theories; authentic, charismatic, and emotive
leadership theories; and contextual theories.
Trait and Behavioral
Leadership Theories
Ralph Stogdill’s 1974 HANDBOOK OF
Leadership: A Survey of heory and Research
was the most inluential body of work on
trait theory, the idea that the possession
of essential skills and psychological traits
diferentiated leaders from followers.
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Stogdill, however, concluded that leaders
are not all that diferent from followers.
Even traits such as intelligence and initiative
were only weakly correlated with successful
leadership. Stogdill’s Handbook is now
available in an updated third edition as
Bernard Bass’s Bass and Stogdill’s Handbook
of Leadership: heory, Research, and
Managerial Applications.
Lack of empirical support for trait theory and
confusion over conlicting sets of “essential
traits” led leadership theorists to look for a
more strictly scientiic approach to the study
of leadership. Behavioral theorists sought to
make leadership studies more scientiic by
focusing on the observable external behaviors
of leaders, rather than looking for vague
internal psychological traits. Behavioral
theory called into question Great Man
heory’s “born, not made” assumption,
opening the door to the establishment of
academic and entrepreneurial programs
designed to teach leadership.
Two relevant works by celebrated behaviorist
B. F. Skinner have been largely overlooked
by leadership scholars: Beyond Freedom and
Dignity, a behaviorist critique of traditional
moral concepts such as rights and freedom;
and Walden Two (1948), a novel depicting a
ictitious commune founded on behaviorist
principles of leadership. In he Human Side
of Enterprise, Douglas McGregor argued that
leadership behaviors were closely tied to the
leader’s basic beliefs about human nature:
speciically, whether the leader believed that
people dislike work and must be coerced to
work, or that people like work and lourish
when given the opportunity to direct
themselves. Robert Blake and Jane Srygley
Mouton’s he Managerial Grid identiied
two dimensions of learned leadership
behavior: “consideration behavior” (concern
for persons) and “initiation structure”
(concern for tasks).
In much the same way that trait theorists
struggled to identify essential leadership
traits, behavioral theorists struggled to
identify essential leadership behaviors. Some
scholars objected to the implied biological
determinism of trait theory; others objected to
the social determinism of behavioral theory.
A new focus on the ethics of leadership
emerged in the form of transactional and
transformational theories of leadership.
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Transactional and
Transformational
Theories
James MacGregor Burns brought
ethics to the fore in leadership studies
by claiming that leaders must choose
ethics over efectiveness and altruism
over self-interest. In his seminal work,
Leadership, Burns diferentiated between
transactional leaders (managers) who
lead by using rewards and punishments,
and transformational leaders who lead by
inspiring, cajoling, or convincing followers
to become leaders themselves by setting their
sights on altruistic goals and purposes. For
Burns’s most recent thinking on leadership
ethics, see his Transforming Leadership: A
New Pursuit of Happiness.
Burns and his followers assumed that
incompetent, immoral, self-serving leaders
are not “real leaders” at all. More recent
theorists have described what philosopher
Joanne Ciulla calls the “Hitler problem.” If
Hitler was not a “real leader,” then what was
he? Making sense of efective but immoral
leadership, and moral but inefective
leadership, is the sort of conceptual work
carried out by Joanne Ciulla and other
contributors to her collection of essays,
Ethics: he Heart of Leadership.
Charismatic and Emotive
Leadership Theories
Bernard Bass and Ronald Riggio develop
a notion of altruistic, “authentic”
leadership in their 2005 work titled
Transformational Leadership. Bass’s
Leadership and Performance beyond
Expectations rekindled the role of charisma
in leadership—a idea long popular with
religious scholars that recognized that some
leaders have an uncanny ability to inspire
followership. Areas of inquiry related
to charisma, though, have been largely
subsumed by those developing ideas about
emotional intelligence.
Emotion theory developed as a ield in the
1990s, largely in response to emotion-related
indings in the neurosciences. Peter Salovey
October 2011
and John Mayer deserve credit for coining
the term “emotional intelligence,” and for
developing the irst systematic framework
for thinking about it, in their 1990 essay
“Emotional Intelligence,” which appeared
in the journal Imagination, Cognition, and
Personality. New York Times science writer
Daniel Goleman, though, brought the idea to
the general public with Emotional Intelligence.
Goleman, along with Richard Boyatzis and
Annie McKee, wrote Primal Leadership:
Learning to Lead with Emotional Intelligence
as a popular account of the role of emotional
intelligence in leadership practice. Research
Companion to Emotion in Organizations,
edited by Neal Ashkanasy and Cary Cooper,
and Afect and Emotion, edited by Ronald
Humphrey, are two ine collections of
scholarly essays exploring the role of emotion
in leadership practice.
Emotional Dimensions of Educational
Administration and Leadership, edited by
Eugenie Samier and Michèle Schmidt, will
be of value to those with a particular interest
in the role of the emotions in leadership
within academic contexts. More appropriate
for those interested in primary or secondary
education is Megan Crawford’s Getting to the
Heart of Leadership.
Criticisms of the notion of emotional
intelligence can be found in Emotional
Intelligence: Science and Myth, by Gerald
Matthews, Moshe Zeidner, and Richard
Roberts. hese authors also edited he
Science of Emotional Intelligence: Knowns
and Unknowns, which ofers an overview of
recent scholarly eforts at reining the notion
of emotional intelligence. he recent, and
still current, focus on emotional intelligence
has allowed psychologists, neuroscientists,
and philosophers to bring their methods and
perspectives to bear on leadership theory
and its ethical implications.
Contingency Theory and
Complexity Theory
As early as 1967, contingency theorist
Fred Fiedler challenged the idea that there
exists a single set of leadership traits or
behaviors that distinguish leaders from
followers. In A heory of Leadership
Efectiveness, Fiedler argues that “proper”
October 2011
leadership ought to be thought of as highly
variable and relative to organizational
environments. his more “chaotic”
perspective on leadership has been developed
under the heading of “complex leadership
theory.” Margaret Wheatley’s Leadership
and the New Science: Discovering Order in
a Chaotic World, now in its second edition
(originally published in 1992 with the
subtitle “Learning about Organization from
an Orderly Universe”) is an early example.
ISCE Publishing has produced a threevolume set of essays in their “Exploring
Organizational Complexity Series.” For
an excellent introduction to complex
leadership theory, see volume 1, Complex
Systems Leadership heory: New Perspectives
from Complexity Science on Social and
Organizational Efectiveness, edited by James
Hazy, Jefrey Goldstein, and Benyamin
Lichtenstein. Volume 3, Complexity Science
and Social Entrepreneurship: Adding Social
Value through Systems hinking, edited by
Jefrey Goldstein, James Hazy, and Joyce
Silberstang, develops an approach to
leadership as a “social entrepreneurship”
that leads to the emergence of more eicient
social organizations.
Moral Psychology and
the Ethics of Leadership
Social scientists have also explored the
mental mechanisms underlying ethical
decision making by both leaders and
followers. Stanley Milgram demonstrated
the ease with which followers can
be inluenced by authority igures to
inlict harm on others in Obedience to
Authority, published in 1974. Arthur
Miller documents Milgram’s sometimescontroversial research in he Obedience
Experiments: A Case Study of Controversy in
Social Science. Several excellent collections
ofer solid overviews: Moral Psychology:
Historical and Contemporary Readings, edited
by homas Nadelhofer, Eddy Nahmias,
and Shaun Nichols; he Moral Psychology
Handbook, edited by John Doris, the Moral
Psychology Research Group, et al.; and the
three-volume Moral Psychology, edited by
Walter Sinnot-Armstrong.
Two recent works by prominent social
psychologists have added to our scientiic
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understanding of how leaders can enhance
their own decision making and that of their
followers. In Nudge: Improving Decisions
about Health, Wealth, and Happiness,
Richard haler and Cass Sunstein suggest
that our everyday evolutionarily based
mental mechanisms lead us to suboptimal
outcomes, but that good leaders efectively
redesign the “choice architecture” that
shapes the decision making of their
followers. In he Ethical Executive, Robert
Hoyk and Paul Hersey identify forty-ive
psychological “traps,” such as obedience to
authority, that cause unethical behavior in
both leaders and followers.
Leadership and the
Biological Sciences
In the 1960s, ethologists began to
challenge the anthropocentric assumptions
of the Great Man leadership theory.
Konrad Lorentz’s On Aggression argued that
human social behaviors cannot be properly
understood without reference to the social
behaviors of nonhuman animals. Jane
Goodall’s In the Shadow of Man documented
the importance of coalitions in chimpanzee
leadership and social behavior. Franz DeWaal
portrays these behaviors in a positive light
in Chimpanzee Politics: Power and Sex among
Apes, and in Good Natured: he Origins
of Right and Wrong in Humans and Other
Animals. Richard Wrangham and Dale
Peterson portray chimpanzee social behavior
in a less positive light in Demonic Males: Apes
and the Origins of Human Violence.
In Darwin, Dominance and Democracy,
Albert Somit and Steven Peterson develop
evolutionary explanations for our natural
tendencies toward authoritarian governance.
Peter Corning highlights our evolved sense
of fairness (equality, equity, reciprocity) as
the foundation for good governance in he
Fair Society: he Science of Human Nature
and the Pursuit of Social Justice. Mark
van Vugt and Anjana Ahuja ofer a ine
introduction to the evolutionary psychology
of leadership in Naturally Selected: he
Evolutionary Science of Leadership. For a
highly readable, state-of-the-art discussion
of the philosophical problems raised by
evolutionary ethics, see Scott James’s An
Introduction to Evolutionary Ethics.
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Leadership and
Philosophy
he empirical methods of the social,
biological, and behavioral sciences generate
knowledge regarding the descriptive
dimensions of leadership studies. he
ethical, prescriptive, and normative
dimension of leadership studies makes
philosophy an essential partner in making
sense of good leadership. One of the
jurisdictional puzzles raised by leadership
ethics is its relationship with other
normative disciplines such as applied ethics,
professional ethics, and business ethics.
Nevertheless, philosophical perspectives on
leadership have largely clustered around
traditional philosophical perspectives on
ethics: virtue-based theories (Aristotle and
Plato), deontological theories (Immanuel Kant
and John Rawls), and teleological theories
(John Stuart Mill and Machiavelli).
Virtue-based Leadership
Theories
Virtue theory is the oldest of the
philosophical perspectives on ethics, having
been outlined in Plato’s Republic and
developed into a full-blown account of the
human good in Aristotle’s Nicomachean
Ethics. Robert Solomon develops a virtuebased approach to leadership in Ethics and
Excellence: Cooperation and Integrity in
Business. Focusing primarily on business
contexts, Solomon criticizes the usual
metaphors of business as a battle, a game,
or a jungle, and rather recommends an
emphasis on virtues such as honesty,
fairness, trust, and toughness as the real
keys to efective business and leadership
practice. Solomon’s A Better Way to hink
about Business: How Personal Integrity
Leads to Corporate Success ofers a brief and
very readable account of his virtue-based
approach.
Tom Morris’s less scholarly but extremely
popular If Aristotle Ran General Motors
recommends truth, beauty, goodness,
and unity as the foundations for human
excellence and as important organizing
principles in the workplace. Another
popular work, Gene Klann’s Building
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Character: Strengthening the Heart of
Good Leadership, presents virtues such as
courage, caring, optimism, and self-control
as essential leadership virtues. While
not scholarly, these works from Morris
and Klann are well suited for business
professionals and other general readers.
Sherwin Klein’s Ethical Business Leadership
represents a more scholarly approach. Klein
argues that an Aristotelian, virtue-based
approach provides a middle ground between
the ruthlessly practical realism of some
approaches to leadership and the rootless,
impractical idealism of other approaches to
leadership ethics.
Some works make partial use of a virtueoriented approach, or provide some
distinctive angle on a virtue-based approach.
In Questions of Character: Illuminating
the Heart of Leadership through Literature,
Joseph Badaracco Jr. encourages the use
of iction as a means of relecting on
positive leadership values. In Just a Job?:
Communication, Ethics, and Professional Life,
George Cheney et al. examine the details
of our everyday discourse related to work,
ethics, and life. An Aristotelian framework
is recommended as a healthier alternative to
our habitual ways of speaking and thinking.
Speciically American virtues become
the focus for some authors. In American
Virtues: homas Jeferson on the Character of
a Free People, Jean Yarbrough provides an
account of the virtues Jeferson believed to
be essential for efective self-government.
Crispin Sartwell’s Extreme Virtue: Truth
and Leadership in Five Great American
Lives explores the virtues of ive more
controversial Americans, from Malcolm X
to Barry Goldwater. Christopher Peterson
and Martin Seligman develop an empirically
grounded framework of virtues in their
Character Strengths and Virtues.
While virtues are traditionally considered
to be traits possessed by individuals, some
authors tend toward attributing virtues
to organizations themselves. Two ine
scholarly collections that share this tendency
are Leading with Values: Positivity, Virtue,
and High Performance, edited by Edward
Hess and Kim Cameron, and he Virtuous
Organization: Insights from Some of the
World’s Leading Management hinkers, edited
by Charles Manz et al. More appropriate
for general readers is William O’Brien’s
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Character at Work: Building Prosperity
through the Practice of Virtue.
Deontological
Leadership Theories
Deontological theories are associated
with rights and duties, moral absolutes,
or rules that admit no exceptions. For
example, it is always wrong to lie. In
Groundwork for the Metaphysics of Morals,
Immanuel Kant developed the most notable
of the deontological ethical theories. In
his monumental A heory of Justice, John
Rawls developed a deontological (and
Kantian) account of a minimum set of
moral standards necessary for a just society.
Deontological thinking about leadership is
most commonly associated with business
ethics, a discipline that requires constant
attention to the rights and duties of a long
list of stakeholders, including stockholders,
employees, consumers, inanciers, suppliers,
and local communities.
In Capitalism and Freedom, Milton Friedman
argued that corporate leaders are duty
bound to serve the inancial and moral
interests of their stockholders, not their
own or those of other stakeholders. R.
Edward Freemen’s Strategic Management: A
Stakeholder Approach and Robert Phillips’s
Stakeholder heory and Organizational Ethics
develop Kantian perspectives that insist
on the recognition of all stakeholders, not
just stockholders. For a useful collection
of classic and recent essays on stakeholder
management and leadership, see Stakeholder
heory: Essential Readings in Ethical
Leadership and Management, edited by Abe
Zakhem, Daniel Palmer, and Mary Lyn Stoll.
he Blackwell Guide to Business Ethics,
edited by Norman Bowie, and the excellent
Oxford Handbook of Business Ethics, edited
by George Brenkert and Tom Beauchamp,
are valuable references on the ethics of
leadership within business contexts. A
noteworthy collection on the problem of
conlict of interest, from the standpoint
of professional ethics, is Conlict of Interest
in the Professions, edited by Michael Davis
and Andrew Stark. Honest Work: A Business
Ethics Reader, edited by Joanne Ciulla,
Clancy Martin, and Robert Solomon,
October 2011
comprises 103 articles and eighty cases that
focus on the sorts of moral decisions that
students will be likely to encounter in their
working lives.
Teleological Leadership
Theories
Teleological ethical theories focus attention
on the consequences of actions, especially in
terms of their consequences for happiness.
Egoist theories maintain that the moral good
is nothing but the happiness of the decision
maker. Classic sources for the egoist
tradition include Adam Smith’s he Wealth
of Nations, Jeremy Bentham’s Introduction to
the Principles of Morals and Legislation, and
Ayn Rand’s he Virtue of Selishness: A New
Concept of Egoism. Altruistic theories, such
as utilitarianism, encourage consideration
of the happiness of all. John Stuart Mill’s
Utilitarianism is regarded as the classic
statement, but the utilitarian perspective
of Niccolo Machiavelli, presented in he
Prince, has had the greater impact on
leadership ethics.
Machiavelli and other “political realists”
claim that traditional virtues and moral rules
are out of place in discussions of leadership:
in leadership, an “ends justify the means”
mind-set is the only way to ensure the best
consequences for all. Antony Jay gleans
leadership lessons from Machiavelli in
Management and Machiavelli: Discovering a
New Science of Management in the Timeless
Principles of Statecraft. Michael Ledeen
analyzes particular contemporary leaders
and develops a Machiavellian perspective on
contemporary leadership in Machiavelli on
Modern Leadership.
Many leadership scholars have investigated
the “dirty hands problem” or the
Machiavellian observation that leaders must
sometimes “enter into evil” to advance
the greater good. John Parrish ofers an
excellent historical overview of thinking
about the dirty hands problem in Paradoxes
of Political Ethics. Stephen De Wijze
attempts to reconcile Machiavellian thinking
with more traditionally idealistic virtue
and rights-based moral thinking in Political
Morality: he Virtue of Dirty Hands. Robert
Kaplan’s Warrior Politics: Why Leadership
October 2011
Demands a Pagan Ethos and Ben-Ami
Scharfstein’s Amoral Politics: he Persistent
Truth of Machiavellism ofer arguments
against idealistic moral thinking about
leadership and encourage focus on a gutsier
realpolitik. Michael Jinkins and Deborah
Bradshaw Jinkins bring a Machiavellian
perspective to the nonproit world in he
Character of Leadership. Finally, there are
many critics of traditional moral theories.
For a concise discussion of three problem
areas, see James Sterba’s hree Challenges to
Ethics: Environmentalism, Feminism, and
Multiculturalism.
Leadership and
Religious Studies
Scholars working from religious
perspectives have long explored leadership
in the forms of biographies of great religious
leaders or “great man”-style accounts of
the traits shared by these great leaders.
Chris Lowney, for example, examines
the leadership practices of early Jesuits in
his very readable Heroic Leadership: Best
Practices from a 450-Year-Old Company hat
Changed the World. Walter Earl Fluker’s
Ethical Leadership: he Quest for Character,
Civility, and Community combines a
virtue-based and a historical approach to
leadership ethics through an exploration of
great leaders in the Black Church tradition.
Alexandre Havard’s excellent Virtuous
Leadership: An Agenda for Personal Excellence
explores a classic virtue-based approach
to leadership ethics within an explicitly
Christian perspective.
In recent decades, servant leadership has
become the most inluential religious
perspective on leadership. he servant
leader is not motivated by a desire for
power or money; rather, the servant leader
is motivated by a desire to serve others.
Servant leaders focus on enabling others
to grow and on caring for the physical,
inancial, and human resources of the
organizations they lead. Servant leadership
is an inspiring and very popular line of
thought regarding leadership ethics. At
the same time, servant leadership does not
lend itself particularly well to scholarly
treatment. he better works are those which
draw from historical, philosophical, social
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scientiic, or religious perspectives. Servant
Leadership: A Journey into the Nature of
Legitimate Power and Greatness comprises
the essays in which Robert Greenleaf
introduced the notion of servant leadership
in the 1970s. he widespread impact of
Greenleaf ’s work makes it essential reading
in leadership studies. Greenleaf ’s ideas are
grounded in a Christian perspective that is
only occasionally made explicit in his essays.
Some of those following up on Greenleaf ’s
ideas bring the Christian perspective very
much to the fore: books such as Ken
Blanchard and Phil Hodges’s Lead like
Jesus: Lessons from the Greatest Leadership
Role Model of All Time or Bill Robinson’s
Incarnate Leadership: 5 Leadership Lessons
from the Life of Jesus could be inspirational
for business professionals but ofer little to
scholars. Efrain Agosto’s Servant Leadership:
Jesus and Paul, however, raises itself to the
level of rigorous scholarly work through
its careful examination of scripture and
detailed analyses of the leadership practices
of Jesus and Paul through the lens of servant
leadership principles.
Many books in the servant leadership
literature either minimize, or eliminate
entirely, any grounding in a Christian
perspective. James Sipe and Don Frick’s
Seven Pillars of Servant Leadership and James
Autry’s he Servant Leader: How to Build
a Creative Team, Develop Great Morale,
and Improve Bottom-Line Performance are
inspirational works for business professionals
that minimize any religious foundations.
Fons Trompenaars and Ed Voerman’s
Servant-Leadership across Cultures explores
cross-cultural perspectives on servant
leadership principles and is suitable for both
scholars and business professionals.
Other works in servant leadership
distinguish themselves through their focus
on particular disciplines. Examples include
Rocky Wallace’s he Servant Leader and High
School Change and Mary Elizabeth O’Brien’s
Servant Leadership in Nursing: Spirituality
and Practice in Contemporary Health Care.
Few books on leadership ethics are rooted
in non-Christian religious perspectives.
William heodore De Bary’s Nobility and
Civility: Asian Ideals of Leadership and
the Common Good, though, explores the
inluence of religious thought on leadership
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ideals in China, India, and Japan. Jewish
perspectives on leadership are presented in
Hal Lewis’s From Sanctuary to Boardroom:
A Jewish Approach to Leadership and Erica
Brown’s Inspired Jewish Leadership: Practical
Approaches to Building Strong Communities.
An Islamic approach to leadership can be
found in Leadership: An Islamic Perspective
by Raik Issa Beekun and Jamal Badawi.
An excellent collection of essays exploring
the relationships among philosophical,
religious, and scientiic approaches to ethics
is Evolution and Ethics: Human Morality in
Biological and Religious Perspective, edited by
Philip Clayton and Jefrey Schloss.
Contemporary Issues in
Leadership Ethics
Since the end of the twentieth century,
several new lines of research have emerged
within the study of leadership ethics:
leadership failure, followership, genderbased leadership, and global leadership.
he formal study of leadership ethics
was handicapped by the fact that early
scholars assumed that all leaders are both
efective and ethical by deinition, and that
inefective and/or unethical leaders are not
real leaders. While most of the scholarly
works on leadership ethics emphasize traits
and behaviors associated with efective,
ethical leadership, a growing body of
literature explores the traits and behaviors
associated with inefective and unethical
leadership.
In Bad Leadership: What It Is, How It
Happens, Why It Matters, Barbara Kellerman
explores two types of leadership failure:
failure to achieve organizational goals and
failure to achieve organizational goals
ethically. Understanding Ethical Failures
in Leadership by Terry Price argues that
ethical failures are usually a matter of
well-intentioned leaders acting on the
basis of false information or misaligned
values. In Meeting the Ethical Challenges of
Leadership, Craig Johnson acknowledges
that leaders often ind themselves working
in moral gray areas but encourages leaders
to adopt fundamental moral principles
such as seeking to beneit rather than
6
damage others. Morgan McCall and
Michael Lombardo explain how leadership
failures result from the neglect of particular
leadership skills in Of the Track: Why and
How Successful Executives Get Derailed.
Other writers approach leadership failure
from a historical or journalistic perspective.
In King of the Mountain: he Nature of
Political Leadership, Arnold Ludwig explores
the lives and careers of 1,941 twentiethcentury political leaders and details the
patterns (or lack thereof ) in the traits and
behaviors of those leaders. Mark van Vugt
and Anjana Ahuja go a step further in
Naturally Selected: he Evolutionary Science of
Leadership. hey argue that most leadership
failure is caused by a “mismatch” between
biological instincts and the leadership
demands of contemporary life.
Many popular books explore speciic
historical examples of bad and/or immoral
leadership. For example, Robert Bryce’s Pipe
Dreams: Greed, Ego, and the Death of Enron
and Bethany McLean’s he Smartest Guys in
the Room: he Amazing Rise and Scandalous
Fall of Enron chronicle the most spectacular
of the early-twenty-irst-century corporate
collapses. Similarly, Enron: he Smartest
Guys in the Room is an extraordinary
video that recaps the brazen and unethical
behavior of Enron executives and traders
that resulted in the 2001 bankruptcy of the
company. Another video, Frontline: Bigger
than Enron, produced by PBS for Frontline
in 2004, takes the accounting industry to
task for its complicity and moral lapses in
its work with Enron, Sunbeam, and other
companies. Taken together, these two
videos highlight some of the most notorious
failures of leadership ethics in recent history.
he Courageous Follower ofers advice and
details the complex dynamics involved in
leader-follower relationships. he Art of
Followership: How Great Followers Create
Great Leaders and Organizations, edited
by Ronald Riggio, Ira Chalef, and Jean
Lipman-Bluman, is a ine collection of
scholarly writings. Two other recommended
monographs on this topic are Barbara
Kellerman’s Followership: How Followers Are
Creating Change and Changing Leaders and
Edwin Hollander’s Inclusive Leadership: he
Essential Leader-Follower Relationship.
Given the enduring inluence of the Great
Man heory, there is still very little on what
one might call a “Great Woman” theory of
leadership. Patricia Parker’s Race, Gender,
and Leadership ofers insights on leadership
missing from a literature with strong “Great
Man” tendencies. Two excellent scholarly
collections related to this issue are Reader in
Gender, Work, and Organization, edited by
Robin Ely et al., and Women and Leadership:
Transforming Visions and Diverse Voices,
edited by Jean Lau Chin et al.
here is a growing interest among academics
in global leadership and the issues associated
with moral relativism. A scholarly look
at leadership across cultures is available
in Culture, Leadership, and Organizations:
he GLOBE Study of 62 Societies, edited
by Robert House et al. A global vision
for business leadership ethics is developed
in Jacob Dahl Rendtorf’s Responsibility,
Ethics and Legitimacy of Corporations
and in Timothy Fort’s Prophets, Proits,
and Peace: he Positive Role of Business in
Promoting Religious Tolerance. For a studentfriendly discussion of business ethics and
multiculturalism see David Cooper’s Ethics for
Professionals in a Multicultural World. Global
dimensions are also presented in One World:
he Ethics of Globalization, in which Peter
Singer develops a challenging vision of global
leadership in relation to issues such as the
environment, world hunger, and genocide.
William Cohan’s House of Cards: A Tale of
Hubris and Wretched Excess on Wall Street
calls out Bear Stearns’ CEO Jimmy Cayne
for playing at a bridge tournament while
his company’s hedge funds were collapsing.
And inally, a wide range of infamous moral
lapses is documented in Handbook of Frauds,
Scams, and Swindles: Failures of Ethics in
Leadership, edited by Serge Matulich and
David Currie.
Other Useful Academic
Resources
Although there is an enormous body of
literature on leadership, few books ofer
ideas about “followership.” Ira Chalef’s
Although books that convey state-ofthe-art research still play a key role in
the development of leadership ethics as
CHOICE
October 2011
an academic discipline, other resources
are also important to the development of
new academic courses, course modules,
and programs in leadership ethics. hese
resources include textbooks, reference
material, scholarly journals, and Web sites.
Ginnett, and Gordon Curphy, is among
the more enduring textbooks in leadership
studies, and also does a good job integrating
leadership ethics.
Reference Material
Textbooks
For professors who will be teaching
leadership ethics for the irst time, textbook
selection can be a daunting task. he
following recommendations are broad,
“student-friendly” textbooks that accurately
represent the state of the art of leadership
ethics. Joanne Ciulla’s he Ethics of
Leadership is an excellent collection of
classical and contemporary essays based
on the three main ethical theories. It
is supplemented with both “cases” and
“questions” to facilitate student discussion.
While Ciulla’s collection emphasizes the
moral theories, Terry Price’s Leadership
Ethics: An Introduction is an explication of
his own interpretation of philosophers and
theories. Part I is titled “Leader-Centric
Approaches,” and Part II “Group-Centric
Approaches”; Price endorses the latter.
Many instructors will prefer collections
of essays to the more standard textbook
format. An earlier collection, Ethics: he
Heart of Leadership, edited by Joanne Ciulla,
is still a relevant and useful collection of
writings from contemporary leadership
scholars. Leadership: Essential Selections
on Power, Authority, and Inluence, edited
by Barbara Kellerman, ofers readings
from great thinkers such as Plato, Lao
Tzu, Abraham Lincoln, and Gandhi. he
thirteen essays in Moral Leadership: he
heory and Practice of Power, Judgment,
and Policy, edited by Deborah Rhode,
provide a solid but highly critical overview
of the current state of leadership ethics.
Managerial Ethics: Managing the Psychology
of Morality, edited by Marshall Schminke,
focuses on what the social sciences can tell
about ethical and unethical behavior. he
Quest for Moral Leaders: Essays on Leadership
Ethics, edited by Joanne Ciulla, Terry Price,
and Susan Murphy, ofers perspectives
on leadership ethics from scholars in a
wide variety of disciplines. In its sixth
edition, Leadership: Enhancing the Lessons
of Experience, by Richard Hughes, Robert
October 2011
Academic librarians likewise face a daunting
task when it comes to providing reference
materials to support new modules, courses,
and programs in leadership ethics. he most
useful reference materials are produced by
scholars coming from diferent disciplines.
SAGE Publications ofers four excellent
reference collections in its “SAGE Reference
Series on Leadership.” he four-volume
Encyclopedia of Leadership, edited by
George Goethals, Georgia Sorenson, and
James MacGregor Burns, provides an
overview of leadership studies appropriate
for both students and faculty. hree other
two-volume sets in the same series are
available as well: Leadership in Nonproit
Organizations: A Reference Handbook, edited
by Kathryn Agard; Gender and Women’s
Leadership: A Reference Handbook, edited by
Karen O’Connor; and Political and Civic
Leadership: A Reference Handbook, edited by
Richard Couto. Also available is the singlevolume he SAGE Handbook of Educational
Leadership: Advances in heory, Research, and
Practice, edited by Fenwick English et al.
Leadership at the Crossroads, a threevolume work edited by Joanne Ciulla et
al., covers a lot of ground (the volumes in
the set are titled Leadership and Psychology,
Leadership and Politics, and Leadership and
the Humanities). he ive-volume he
Encyclopedia of Business Ethics and Society,
edited by Robert Kolb, is a ine resource
that includes more than 800 entries and a
useful Reader’s Guide. Leadership: he Key
Concepts, edited by Antonio Marturano and
Jonathan Gosling, provides an outstanding
collection of short essays that explain the
most important concepts in leadership and
leadership ethics.
Scholarly Journals
Although no one journal dominates
leadership ethics, articles appear regularly
in many journals in leadership studies, and
CHOICE
business and applied ethics. he Journal of
Leadership Studies connects scholarship with
practice in business, nonproit, educational,
health care, and government settings.
Articles published in he Leadership
Quarterly should appeal to both scholars and
practicing professionals. Leader to Leader
publishes articles for professionals in the
private, public, and social sectors. Teaching
Ethics: he Journal for the Society for Ethics
across the Curriculum has wide appeal and
focuses on pedagogical methodology. he
Journal of Academic Ethics, on the other
hand, is largely focused on ethical issues
in postsecondary education. he Journal
of Character and Leadership Integration
ofers empirical and conceptual articles
that explore the nexus of leadership and
character. Finally, Leadership Excellence
magazine is a monthly that ofers short
articles, usually authored by professionals.
Business ethics journals are another useful
resource for articles on leadership ethics.
he Journal of Business Ethics covers a
wide range of topics in business ethics and
welcomes both conceptual and empirical
approaches. Business Ethics Quarterly,
sponsored by the Society for Business
Ethics, publishes articles by scholars and
by business professionals. Business and
Professional Ethics Journal often features
articles written by business professionals that
highlight ethical issues common to a variety
of professions. Business and Society Review, a
quarterly, focuses on issues such as corporate
citizenship and the public good.
Web Sites
A Google search for “ethical leadership”
generates more than 138,000 hits, while
a search for “leadership ethics” elicits a
mere 61,000 hits. In either case, many of
these results are for sites are operated by
companies peddling products or announcing
their availability as consultants. However,
a handful of Web sites do provide resources
useful for students and even for faculty.
he Institute for Ethical Leadership ofers
a list of foundational essays on the topic,
with full text for some essays. he Ethics
and Policy Integration Centre presents a
useful glossary and describes a vision for
responsible business enterprise. he Center
7
for Ethical Leadership, from the Lyndon
B. Johnson School of Public Afairs, he
University of Texas at Austin, provides fulltext publications from their scholars on their
site. he Harry T. Wilks Leadership Institute
Web site features a blog, papers published by
institute members, and information about
the institute’s High School Engagement
program. he VIA Institute on Character
includes interpretive reports and summaries
of research underlying its framework of core
character strengths. he Markkula Center
for Applied Ethics, at Santa Clara University,
ofers access to a large number of relevant
articles, blogs, and podcasts.
Closing Thoughts
Most scholars agree that leadership
ethics is still in the early stages of academic
development, and most of the research
remains largely balkanized. Most research,
old and new, is still not widely shared
across disciplines, and there is still much
“bridgework” to be done. Moreover,
the ield remains dominated by social
psychologists, philosophers, and religious
scholars who are associated with business
programs. Advancement of leadership ethics
as an academic discipline will require a
much broader research base.
It is hoped that this essay will inspire
greater academic interest in leadership
ethics, especially in underrepresented
areas of research including anthropology,
evolutionary psychology, moral psychology,
political science, economics, and
communications. As the base of leadership
ethics expands, academic libraries will
continue to play a vital role in ensuring
access to high-quality research at a
reasonable cost.
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Jeferson on the Character of a Free People. University Press of Kansas, 1998.
Institute for Ethical Leadership
http:www.ethicalleadership.com/
Journals
Business and Professional Ethics Journal. Philosophy Documentation Center, 1981- .
Business and Society Review. Wiley-Blackwell,
1974- .
CHOICE
Markkula Center for Applied Ethics (CH, Jun’05,
42-5788)
Santa Clara University
http://www.scu.edu/ethics/
VIA Institute on Character
VIA Institute
http://www.viacharacter.org/
October 2011