My Kind of Sound
My Kind of Sound:
Popular Music
and Audiovisual Culture
Edited by
Enrique Encabo
My Kind of Sound: Popular Music and Audiovisual Culture
Edited by Enrique Encabo
This book first published 2021
Cambridge Scholars Publishing
Lady Stephenson Library, Newcastle upon Tyne, NE6 2PA, UK
British Library Cataloguing in Publication Data
A catalogue record for this book is available from the British Library
Copyright © 2021 by Enrique Encabo and contributors
All rights for this book reserved. No part of this book may be reproduced,
stored in a retrieval system, or transmitted, in any form or by any means,
electronic, mechanical, photocopying, recording or otherwise, without
the prior permission of the copyright owner.
ISBN (10): 1-5275-6164-X
ISBN (13): 978-1-5275-6164-9
TABLE OF CONTENTS
Preface ....................................................................................................... vii
Chapter 1 ..................................................................................................... 1
Sounds Similar! Reflections on Music Identity and Recognition
Franco Fabbri
PART 1: DECODING MUSIC ICONS
Chapter 2 ................................................................................................... 20
Nirvana’s Nevermind: Exploring the Audiovisual Mosaic
Christopher Vezza
Chapter 3 ................................................................................................... 36
The Legacy of Oskar Schlemmer and the Bauhaus in the Aesthetics
of David Bowie
Zuleyma Guillén González
Chapter 4 ................................................................................................... 50
Sound Travesty and Music Reversed: Miley Cyrus’s Parody on the Web
Annick Girard
PART 2: MUSIC INDUSTRY TRENDS
Chapter 5 ................................................................................................... 60
Re-conceptualizing the Record Industry: Audio-Visual Nexus
in an Evolving Digital Environment
Jim Rogers
Chapter 6 ................................................................................................... 79
We Move to the Rhythm of ‘Pumping Dance’: Sidechain Compression
as a Creative Resource in Electronic Dance Music
Marco Antonio Juan de Dios Cuartas
vi
Table of Contents
Chapter 7 ................................................................................................. 103
Reggaeton in Medellin: A New Focus of International Aesthetic-Sound
Production
Carlos Andrés Caballero Parra
PART 3: MUSIC ON THE SCREEN
Chapter 8 ................................................................................................. 130
Politics, Crime and Music: Babylon Berlin (TV series, 2017)
as a Postmodern Reading on Babylon Berlin (Der Nasse Fisch, 2007)
by Volker Kutscher
Pompeyo Pérez Díaz
Chapter 9 ................................................................................................. 146
Huh! Medievalism(s), TV and Musical Authenticity in Vikings
(Hirst, 2013)
Arturo Tello Ruiz-Pérez
Chapter 10 ............................................................................................... 172
Constructing an Audiovisual Language through (Social) Media Convergence:
Ghost in the Shell, Musical Codes and Networked Meaning
André Malhado
PREFACE
Music rocks the world. Music fulfils our lives: living or remembering that
summer song, deliberately looking for sad music when feeling down or
when we wish to revisit the memories of that unforgettable concert. Even
through hard times such as those experienced during the COVID-19
pandemic, music plays a leading role in our lives, serving as a hymn of
resistance −like the case of the spontaneous recovery of the songs Resistiré
(1987) or Bella Ciao (antifascist Italian hymn) in Spain and Italy
respectively. Other examples include music as a tool to finance healthcare
expenditure like the macro-concert promoted by the World Health
Organization, Global Citizen and the artist Lady Gaga “One World:
Together at home” (2020).
The title of this book, My kind of Sound, alludes to the importance and
significance that music has in our lives. The relationship between music
and identity is based on conceptions about meanings and identification,
especially powerful when connected with youth and popular music. 1 As
Simon Frith observes, “the social functions of popular music are in the
creation of identity, in the management of feelings, in the management of
time... [Popular music] is special... not necessarily with reference to other
music, but to the rest of life.” 2 We narrate ourselves in a musical way and
music sound is “the result of human behavioural processes that are shaped
by the values, attitudes, and beliefs of the people who comprise a
particular culture.” 3 Nowadays we know we cannot study music in culture
but music as culture, 4 as will be observed in the pages of this book,
attending to emerging phenomena such as the rise of the Reggaeton music
around the world, the popularity of TV series (and their soundtrack as
well), or music industry changes and uncertainties in the new millennium.
The chapters of this volume are written by prestigious professors and
researchers from Universities from Canada, Scotland, Ireland, Colombia,
Spain and Portugal among others. Indeed, we need to focus the
relationships between music and audiovisual culture in a transnational and
also interdisciplinary way. For a better exposition of the topics covered,
we have divided it into three main sections, preceded by a main chapter.
viii
Preface
The main chapter is a contribution from well known professor and
researcher Franco Fabbri. In his text, “Sounds similar! Reflections on
music identity and recognition”, he explores the complexity of music
copyright attending aspects such as consumption, production and ideology.
In the first section, Decoding Music Icons, we deconstruct different
aspects of popular music works from the point of view of aesthetics, cover
images, production and music videos. This section shows that diverse
contexts and experiences of popular culture and mass music such as Jonas
Brothers, Miley Cyrus or Zac Efron, deserve to be studied taking into
account their wide audiences and the enthusiasm they generate among
their followers, in addition to considering the new modes of consumption,
interpretation and cultural appropriation through web 2.0 and the
transmedia world. Similarly, it examines artists such as David Bowie and
Nirvana, who have transcended their own activity to become representatives
of an era.
The second section, Music Industry Trends, documents the evolution and
transformation of the music industry in the recent years, through the reconceptualization of the Record Industry, and the rise of Reggaeton as an
international aesthetic and sound. Music is art but it is also industry, and it
is a business, and the two are intertwined: through the sale of tickets
original formulas are obtained and, in the same way, products (not just
musical but multimedia) are born from alternative culture−sometimes
labelled by musicians themselves or by the critics using names like indie,
punk, grunge, post-rock and others−eventually becoming mainstream. The
nineteenth-century debate around art for art’s sake (l’art pour l’art) makes
no sense in our global village, strongly mediated and conditioned by
everything that surrounds sound−image, merchandising, live experience,
narratives, musical instruments, aesthetics, opinions, criticism etc. and, of
course, the “paramusical fields of connotation” 5−not only being part of
music, but being music itself. As Frow and Morris 6 indicate, a network of
representations–sounds, texts, images, talk, codes of behaviour, and the
narrative structures organizing these–shape every aspect of social life.
In the last section, Music On The Screen, we observe the important
contribution of music to the narrative and success of popular TV series,
analysing cases such as Babylon Berlin, Vikings (and its supposed
Medievalism), or the cyberpunk media Ghost in the Shell. From Blade
Runner (1982) to current television mainstream productions (the launch of
which, on many occasions, occurs earlier on the internet than in any other
My Kind of Sound: Popular Music and Audiovisual Culture
ix
media), the music-image alliance does not only satisfy and distracts us, but
also challenges us and forces us to rethink our view of the world.
As can be seen in this volume, we incorporate contributions from
musicology, but we also contemplate integrate insights from economic
sciences, sociology, cultural studies or the new feminisms. As David
Walton points out, it is more effective to contemplate music as a contested
space in which a very diverse set of analytical practices take place,
considering it as a product of constant negotiation. 7 Music, as a cultural
phenomenon, is not easy to approach. In order to understand it better it is
essential to gather together a multiplicity of approaches besides musicology,
including analysis related to social, cultural and ideological changes and,
of course, perspectives from the economy and markets in and around the
music industry, in order to try to understand it−and thus, also understand
ourselves− while appreciating its importance, value and popularity in
contemporary society.
References
Frith, Simon. “Towards an aesthetic of popular music.” In Music and
Society: The Politics of Composition, Performance and Reception,
edited by Richard Leppert and Susan McClary, 133–149. Cambridge:
Cambridge University Press, 1987.
Frow, John, and Meaghan Morris. Australian Cultural Studies: A Reader.
Champaign, IL: University of Illinois Press, 1993.
Merriam, Alan. The Anthropology of Music. Northwestern University
Press, Evaston: Illinois, 1964.
Myers, Helen (Ed.). Ethnomusicology: An Introduction. London:
McMillan Press, 1992.
Tagg, Philip. Music’s Meanings: a modern musicology fron Non-Musos.
New York: Huddersfield MMMSP, 2013.
Vila, Pablo. Music and Youth Culture in Latin America. Identity
construction processes from New York to Buenos Aires. Oxford:
Oxford University Press, 2014.
Walton, David. Doing Cultural Theory. London: Sage Publications Ltd,
2012.
x
Preface
Notes
1
Pablo Vila, Music and Youth Culture in Latin America. Identity construction
processes from New York to Buenos Aires (Oxford: Oxford University Press,
2014).
2 Simon Frith, “Towards an aesthetic of popular music.” In Music and Society: The
Politics of Composition, Performance and Reception, edited by Richard Leppert
and Susan McClary (Cambridge: Cambridge University Press, 1987), 144.
3 Alan Merriam, The Anthropology of Music (Northwestern University Press,
Evaston: Illinois, 1964), 6.
4 Helen Myers (Ed.), Ethnomusicology: An Introduction (London: McMillan Press,
1992).
5 Philip Tagg, Music’s Meanings: a modern musicology fron Non-Musos (New
York: Huddersfield MMMSP, 2013).
6 John Frow and Meaghan Morris, Australian Cultural Studies: A Reader
(Champaign, IL: University of Illinois Press, 1993).
7 David Walton, Doing Cultural Theory (London: Sage Publications Ltd, 2012), 3.
CHAPTER 1
SOUNDS SIMILAR!
REFLECTIONS ON MUSIC IDENTITY
AND RECOGNITION
FRANCO FABBRI
CONSERVATORIO “ARRIGO BOITO”, PARMA
1. An overview of issues with identity and/or recognition
i. Naming a tune
Il Musichiere (approximately, “the music maker” or also “the music
collection’”, sounding similar to the French term “chansonnier”: the
equivalent Italian word, “canzoniere”, would have unwanted literary
connotations) was a game show on RAI, Italian television, in the late
1950s. Two contestants would sit in rocking chairs wearing white sneakers
(provided by “televisione italiana”, as presenter Mario Riva used to repeat
now and then), and rush across the stage when they recognized a song
performed by the resident orchestra or by a singer accompanied by the
same orchestra. The one who first rang a bell close to the presenter’s
position was asked to tell the song’s title, and if it was correct he or she
would win a point. The contestant who first reached three points would
win, and each of the contestants would get a golden coin for each point
gained. Other games followed during the programme; the last and most
difficult one was trying to recognize a tune hidden by a squeaking noise in
a tricky arrangement played by the orchestra (“un cigolio musicale”): it
represented the “magic word” to open a safe containing the jackpot.
Il Musichiere, which went on air every Saturday night during the main TV
season from 1957 to 1960, was extremely popular in Italy. People at home
tried to anticipate the contestants’ answers, and in 1958 a board game
replicating the show (it included a toy piano and a real bell) was launched.
The authors were Pietro Garinei and Sandro Giovannini, a well-known
2
Chapter 1
team of playwrights and lyric writers (they wrote “Arrivederci Roma”,
“Roma nun fa’ la stupida stasera”, and other hits), a kind of Italian
equivalents of Lorenz Hart or Oscar Hammerstein. Il Musichiere, actually,
was the Italian version of Name That Tune, a TV show debuting on NBC
Radio in the US in 1952, and running on NBC and CBS from 1953 to
1959, and subsequently–with similar or slightly changed formats and
titles–in the following decades. Il Musichiere borrowed from the US
original the main feature, the competition between contestants to recognize
a song.
The Name That Tune format was imported into many other countries, over
a time span going from the mid-1950s (Australia being the first, in 1956)
to the present (an Armenian version started in 2015, a Greek version in
2017). It is obvious from the title of the original broadcast, and also from
explanations given by presenters, that the game was based on the
recognition of a melody (a “tune”), usually the refrain or hook of a popular
song. While trying to guess the “magic word” disguised by noise in Il
Musichiere, contestant Francesco Ziino protested that he could not hear
the instrument playing the melody, and the presenter, in a generous effort
to help the contestant, sang the tune. When interviewed to explain the
sources of their knowledge, contestants most often responded that they
knew songs by collecting them, either by transcribing the lyrics, or by
recording: it is surprising to learn that in 1957 Mr. Ziino, a barber from
Palermo, could own thousands of recordings of songs, but it is true that at
that time cheap open reel tape recorders existed, and were used for the
purpose of collecting songs, mainly recorded from radio broadcasts. 1 I will
call this kind of music knowledge, based on the comparison of melodies
(or other distinctive elements) with a mental archive of memorized songs,
common competence, drawing from Italian music semiotician Gino
Stefani, whose concept of competenza comune is wider and more complex
than the allegedly simple recognition of a melody, but certainly includes
it. 2 I would add that after sixty years from Name That Tune the shared idea
about how a song is recognised, in many parts of the world, doesn’t seem
to have changed, if, for example, we look at YouTube clips aimed at
denouncing plagiarism cases. But I’ll be back to this subject later.
ii. Naming a recording
Let’s consider a very common situation for today’s music listeners. We
hear a piece of music broadcast on radio or television, or played by any
record player, be it an old jukebox, a phonograph, an iPod or other mp3
player, a smartphone or a laptop accessing a streaming service, etc., and
Sounds Similar!
3
we don’t recognize the song. No problem: we start Shazam on our
smartphone, and soon, provided the connection with the web is working,
we get the response. Shazam recognized the song for us. Or maybe not:
because we know that Shazam simply compares sampled snippets of the
music sounding in our environment with a database of records,
approximately corresponding to the “songs” 3 made available by streaming
services such as Spotify or Apple Music (that is, about fifty million
“songs”), and only if those acoustic fingerprints collected from our sonic
environment correspond exactly to the equivalent parts in any song in the
database, then Shazam gives us its response. Therefore, Shazam isn’t able
to recognize any song not included in the database, be it a commercial
record released by a small, marginal label, or an old commercial analogue
record that was never converted into digital format, or any commercial
record lost in a fold of copyright agreements, or whose master can’t be
found in record companies’ warehouses, or any unreleased recording, or
any live broadcast. Of course, live music, even performed in front of us, is
completely out of question. To some respect, Shazam operates in a fashion
similar to Name That Tune contestants, in that it compares perceived
sounds to an archive of songs; but common competence is far more
flexible, as it can detect a song performed live, in an arrangement
completely different from released recordings of the same song, and even
(if we are good enough), when it is disguised by noise. By the way, what
do we mean when we say “the same song”?
iii. Recognizing variants
Recognising songs is also an important part of an ethnomusicologist’s
work. It requires specific abilities, although common competence is also
helpful. Guessing if a given performance replicates a known folksong, or
is a variant of it, or even a combination of two or more known folksongs,
has been an element of the practice and prestige of folklorists,
ethnomusicologists, folk revivalists, for decades. The discussion on the
origins of “Bella ciao”, the well-known Italian partisan song, is strictly
intertwined with the recognition of ethnomusicology as an academic
discipline in Italy, between the early 1960s and the mid 1970s. Much more
recently, I was involved in the discovery that an allegedly traditional song
sung at religious festivals in a Greek island, Tilos, was in fact derived
from two popular songs published in Naples in the first decade of the
twentieth century, and then translated into Greek and recorded by Greek
estudiantinas in Smyrna. I first recognised the tunes, then I realized that
the way the song was performed was peculiar, as the melody sounded
4
Chapter 1
clearly as in the minor or major mode, but the accompaniment wasn’t;
then, turning to the old recordings in Smyrna, I found that they “sounded
Neapolitan” to me, and so submitted the songs to a colleague in Naples,
who in turn asked a few record collectors if they recognized them. And
finally it turned out that the Neapolitan “originals” existed, and that the
versions sung in Greek were covers. 4 The relation between melody and
accompaniment, “sounding Neapolitan”, the “original version” and its
covers: is this also part of common competence?
iv. Comparing material
Scholars interested in the analysis of popular music and of audiovisual
“objects” are certainly familiar with Philip Tagg’s musematic analysis, a
powerful method allowing the detection of musemes, that is, basic units of
musical meaning. One of the key steps in Tagg’s analytical process is the
construction of a set of music objects, bearing structural similarities with
the object of analysis. Let’s read Tagg’s explanation:
In the expression “analysis object” (AO), “object” (…) just means an
identifiable piece of music in audible form, the object of analysis. It can be
a pop song, a classical symphony movement, a jingle, a film music cue, a
TV theme etc., and it usually has a name or title of some sort. When used
in this sense, a musical object, if stored as recorded sound, will typically
occupy one CD track or constitute a single audio file. Therefore,
interobjective procedures (…) involve the establishment of sonic
relationships between an analysis object (AO) and at least one other
musical object (piece, song, movement, track, etc.). The recurring
proposition in interobjective analysis is that something in musical object A
(the AO) sounds like 5 something in musical object B (or C or D… or Z). 6
The set that includes all those “other musical objects” discovered by the
analyst, usually with the help of colleagues, students, friends (answering
the question: “Does this piece remind you of any other?”), is called Inter
Objective Comparison Material, IOCM.
Tagg’s fundamental methodological premise is that musical structural
parameters can be identified in the analysis object, and compared with
similar such parameters in the IOCM. There is no strict definition,
according to Tagg, about which kind of structural element can be the
source of the feeling of similarity experienced by the listener:
Now, that SOMETHING THAT SOUNDS LIKE… could be almost
anything. It might be a turn of melodic phrase, a riff, a sonority, a rhythmic
pattern, a harmonic sequence or type of chord, a particular use of particular
Sounds Similar!
5
instruments, of vocal timbre, of acoustic space, any of which could be
presented at a particular speed in a particular register at a particular level of
intensity and so on. Any such “something”, can be poïetically identified as
a particular configuration of different parameters of musical expression of
the sort just mentioned (rhythm, pitch, timbre, etc.). It will also usually be
a combination of several such “somethings”. It could be a particular
harmonic sequence played by particular instruments using a particular
rhythmic pattern, or a particular melodic turn of phrase delivered with a
particular vocal timbre at a particular pitch and volume in a particular type
of acoustic space towards the front, back, left, right or centre of the mix.
Most of these “somethings” will be short enough to fit into the extended
present but they can also be processual, comprising the order and manner
in which different sections (episodes) in the AO are presented, varied,
extended, shortened or repeated. 7
In my opinion Tagg’s musematic analysis works exceptionally well,
although my judgment may be biased. And being one of those who now
and then have pointed out to him that a certain piece sounded like another,
and for this or that reason, I definitely share that feeling of discovery and
clarity, an aha! experience, when that happens. But I cannot avoid
thinking, and I’m sure Philip Tagg is also aware of this, that similarity is a
fuzzy concept. There are close similarities, and distant similarities: in
some cases two objects are so similar that one doubts if they are identical,
in some other cases one thinks: “Yes, they are similar, but...” In the
framework of musematic analysis similarity definitely works, but in this
respects it looks similar (ops!) to other fundamental concepts and theories:
you can easily calculate the trajectory of an object in space using a
combination of Newtonian mechanics and general relativistic effects, and
forget quantum mechanics at all, but if that object is a black hole things
are different! To make it short: what is similarity? What is identity?
v. Plagiarism
The feelings associated to the discovery of musical similarities are not
limited to the circles of music analysts putting Tagg’s method to test.
Music professionals, including authors, performers, publishers, arrangers,
sound engineers, producers, record companies’ executives, and thousands
(many thousands, sometimes) of fans are involved in discussions about
plagiarism cases. In the last decade such discussions have taken place in
the social media, and YouTube has been extensively used to circulate
home-made comparisons aimed at demonstrating the existence of
plagiarism.
6
Chapter 1
YouTube: Albert One Vs. Zucchero (“Take Me to the Sunshine” by
Carpani, Zucchini, Piccinelli vs. “Quale senso abbiamo noi”, by Fornaciari,
Tricarico)
I chose the Albert One vs. Zucchero example as a demonstration of the
skills involved in the creation of this kind of clips, but also because there
seems to be a clear similarity between various elements in both sound
objects, in agreement with Tagg’s observations: the vocal melodies are
very similar (Albert One’s has an extra final note), chord progressions too
(again, Albert One’s has an extra chord change corresponding to that final
note), beat and rhythm are so close that the two pieces could be easily
superimposed, and also the arrangement and the production styles seem to
be close. And the pieces are in the same key! You might like to know that
in the end the plagiarism case (raised by Albert One, an Italian DJ, against
Zucchero, an internationally known Italian singer-songwriter and rocker)
was rejected by the court. I’ll explain why at the end of my paper.
A number of myths, and also of unexplained firm beliefs, characterise the
layman’s knowledge about music plagiarism. Among the myths there is
the idea that there is a quantity, usually a number of bars (some say four,
some eight), against which plagiarism is measured. There is no such thing
in copyright law. A firm belief, widespread in some circles, is that melody
is the only parameter that counts in plagiarism. Once, during a discussion
in front of the court’s technical consultant, I was discussing the similarity
of two melodic fragments, which were at the basis of an alleged plagiarism
case. I pointed out that the melodies were not identical, and that anyway
the relevant chord progressions were different. With a patronising attitude,
a colleague (a composition teacher in a Conservatory) told me: “You
know, only melody counts in plagiarism cases”. By the way, his
transcription of the two excerpts was wrong.
This is thought-provoking. On the one side we have one of the founders of
modern popular music analysis who states that “SOMETHING THAT
SOUNDS LIKE… could be almost anything”, on the other side we have a
representative of the still hegemonic musicological mainstream who states
that in a plagiarism case, that is in a conflict where an author is accused of
appropriating the main character of another author’s work, that “something”
can only be a melody. It’s reasonable to guess that the difference is in the
way “music”, a “music object”, a “music work” are defined. That is, that we
are confronted with two different music ontologies.
Sounds Similar!
7
2. Similarity and identity: an opposition or a continuum?
In his recent book, Música dispersa. Apropiación, influencias, robos y
remix en la era de la escucha digital, and especially in the second chapter,
“Ser, parecer, aparecer, acceder y conocer la música”, Rubén López-Cano
offers the reader a wide and detailed overview of music ontologies, as
discussed–mostly–by philosophers. 8 I am not going to delve into the
distinctions among different types of ontological approaches (for this, and
for all relevant details, I recommend going straight to López-Cano’s
excellent coverage); my impression is that, with very few exceptions,
philosophers, in search of a metaphysical definition of “music” and “music
work”, have universalized the conceptual scheme created by nineteenthcentury music critics and musicologists, that of absolute music, as if the
canon of European art music–or “classical music” as it was first named
around the mid-nineteenth century–was the only one worth its name, in the
whole world. Reading another similar overview of music ontological
theories, ethnomusicologist Marcello Sorce-Keller, told me he was
shocked to see how most philosophers seemed to ignore the existence of
comparative musicology, folklore studies, ethnomusicology, music
anthropology, and built their theories as if there were no other music
cultures but the Euro-classical one, anywhere in the world. He added that
the real issue in reflections about the definition of concepts like “music” or
“music work” would be to confront with distant cultures, where to our
Western ears everything may seem to sound similar, not just with those we
are familiar with: that’s where music philosophers should start. I
commented by noting that most philosophical accounts not only ignored
ethnomusicology (or popular music studies, or jazz studies), but didn’t
even contain references to the work of musicologists, also those known for
being supporters of the “absolute music” mainstream. Even the toughest–
I’m thinking of Carl Dahlhaus or Hans Heinrich Eggebrecht 9–didn’t think
of music as an object in a metaphysical vacuum, and couldn’t avoid
considering the existence of a historical and cultural context for music
practices.
Anyway, ontological theories clearly influenced by conventional
musicology (as Philip Tagg calls it) maintain that a musical work can be
identified with a score, separating the work from its sonic implementation,
and thus, as Christopher Small commented, reifying it. 10 According to
other ontologies, music is any practice with or around sounds: supporters
of this position can be found among music scholars, like the above
mentioned Christopher Small, who said that music is not a “thing”, but a
human practice, or John Blacking, or Gino Stefani, or Philip Tagg, and
8
Chapter 1
composers like Edgard Varèse, John Cage and Luciano Berio. 11 Some
philosophers accept that a musical work is a set comprising its score, if
any, and all possible interpretations. More recently, popular music scholars
have identified a work (that is, a song) with a “track”–a recording–
pointing out the fact that after the 1950s songs are created, in the form that
will be listened to by an audience, in a recording studio, and scores are
mere transcriptions, made for legal or commercial purposes. 12 Others have
attenuated this view, arguing that a popular music piece, as a work, is i) an
abstract or notated musical structure (the song), ii) its arrangement, and iii)
the track. 13 Thirteen years ago I proposed Umberto Eco’s concept of
cognitive type 14 to address the multiplicity of sound events and types that
are usually referred to with a unique title, implying that they are different
aspects of the same work:
... we can say that they are occurrences of a cognitive type, intending by
this term a private instruction set located in the obscure, pre-semiotic zone
between perception and recognition. (my translation). 15
I hope that this brief overview has clarified why music ontologies are
relevant to a discourse on similarities between pieces of music: in all the
examples I have given in the first section of this paper, the implied
question was: “What are we comparing to what?” So, whether we want it
or not, such theoretical debates affect many practical aspects of
“musicking”, in various communities. By the way, I’d like to point out that
the debate on music ontologies isn’t only due to a recent revival of
metaphysical philosophy, but may be connected to the usage (and fashion)
of a similar concept in computer science, that is ontology as “a full
description (naming, typology, properties) of the conceptualizations of
phenomena and their interrelations in a domain of discourse”, 16 which is
the first requisite for the study and design of computer applications.
Scientists in the field of Music Information Retrieval (MIR) have dealt for
decades with issues of recognition, similarity, and identity, mainly
investigating how a computer application, by parsing music files, can
detect genres, styles, formal structures, harmonic progressions, rhythms,
equalisation and compression, and, of course, melodies. With few notable
exceptions, MIR scientists have made research on songs from the Western
popular mainstream, both for quantitative reasons (i.e. the assumption that
most listeners in the world, today, listen to that kind of music), and also
because such research is paid for by big companies in the field, from Sony
to Google, to Amazon, to Apple, to Spotify, or by companies offering
services to those majors. According to some of the accounts I read, melody
Sounds Similar!
9
should be privileged because psychologists say so, but no explanation is
given if the dominance of melody in music recognition should apply also
to experimental (or pop) electronic music, to music of the twentieth
century’s avant-garde, to free jazz and creative music, and especially to
many non-Western music cultures. That said, and having remarked that the
best-known and most used music recognition application, Shazam, is not
based on melody detection, it must be acknowledged that melody is at the
centre of many theoretical debates. 17 A typical example, often used to put
some music ontologies to test, is the following: “How many wrong notes
have to be played or sung, before we can say that what we heard is not the
piece that was announced?” Is there a limit? What do we compare that
performance to: a score? Another performance? A record? Melody is the
most used example, and parameter, for such comparisons, even if any
other musical structural element could be taken into consideration. What
interests me–because it’s relevant both in theory and in practice–is if
anything like a threshold, or a border, can be spotted, dividing identity
from similarity. The answer, of course, depends on how we define the
identity of a piece of music. Let us not think only of a “terrible” opera
singer, or an amateur violinist: let’s think of the usage of standards in jazz;
of covers of popular songs; or the way Bob Dylan performs his own songs;
or how a judge in a plagiarism case can rely on the count of identical
notes, and the case is repealed, and another judge comes to the opposite
decision; or how the performer of a taxim can play notes from the wrong
tetrachord in a maqam, and so be criticised for having performed the piece
wrongly, even if it’s improvised. I would say that in real life, in real music
practice, there is no clear dividing line between identity and similarity:
there seems to be a border, yes, but it’s a fuzzy one, and it couldn’t be
differently, because music events aren’t unidimensional objects (they
aren’t objects, first of all), but can be perceived as multidimensional sets
of structural parameters. I would describe the polarity between identity
and similarity as a field, as a cloud, whose intensity is subject to the
judgement of members of a musical community. Something very difficult
to be captured and reproduced by a computer application.
Let me summarize one of the examples I used in my article from 2006,
where I suggested that a musical work can be seen as a cognitive type.
While writing, I was listening to a CD with a recording of Shostakovich’s
Fifth Symphony. The CD cover warned that the conductor, Rudolf Barshai,
“… shared the life, really knows the music… as a colleague and friend, he
was asked by Shostakovich to premiere the 14th Symphony, and later
authorised to transcribe the 4th and 8th String Quartets into the ‘Chamber
Symphonies’”. In other words, that performance of the Fifth had to be
10
Chapter 1
really authoritative. I could be certain that what I was listening to was
Shostakovich’s Fifth Symphony, although the stereo system wasn’t of top
quality, and, by the way, I couldn’t be sure if what I was listening to was
the recording of a real live performance, or an edit of various takes, like in
a rock album. If I had been listening to a radio broadcast, disturbed by
static or by interpolations from another station, that for me would be
Shostakovich’s Fifth Symphony as well, and the same could be said if I
had been listening to that CD in a car while driving fast in a motorway, or
from earphones while skiing, or, “live”, behind the curtains of an
auditorium, because I was late and wasn’t allowed to enter the hall. And a
slower or faster performance (to a certain degree) would be, for me, a
performance of Shostakovich’s Fifth Symphony, and the same would be
the case if the orchestral pitch was set to 446 or 436 Hz instead of 440. I
am really flexible! As Jonathan Sterne put it, in the course of my life I
have developed a number of audile techniques, 18 which allow me to hear
“something”, and recognize it, in a pretty wide range of conditions.
However, and this was a really serendipitous chance, a few days after
writing the above list of examples, I attended the showing of a
documentary on Shostakovich’s life, which included excerpts from two
different performances of the Fifth, one conducted by Evgenij Mravinskij,
the other by Leonard Bernstein. A person sitting next to me, a music critic,
said: “They sounded like two different symphonies!”
Here we are confronted, again, with Stefani’s concept of popular
competence vs. analytical competence, or with two different ontologies: if
the work is a “cloud” of heterogeneous abstract and concrete units, identity
is a fuzzy concept, gradually fading into similarity and even dissimilarity;
if the work coincides with a score, and the task of the performer is to be
“true to the work”, if two performances sound different (and I promise:
they didn’t sound so different to me!), then they could well be
performances of two different works.
But, to conclude this section, let me point out an important distinction:
recognition and definition are two separate concepts, related to different
cognitive processes. At the level of sets of music events, like styles or
genres, one thing is how members of a community identify traits, which
are common to different individual events, and create by convention a set
of norms that define the genre or style, and another thing is how an
individual recognizes an event as belonging to a style or genre. 19 The
second concept belongs to the sphere of the aesthetic, the first to that of
the poïetic. I think that this distinction can be safely applied to individual
Sounds Similar!
11
pieces of music, and I would even argue that recognition is related to the
aesthetic reception linked with common competence, while definition is
related to the poïetic attitude of analytical competence (like tasting food
versus knowing a recipe). In the next and final section, we’ll see how this
distinction is often blurred, for ideological reasons, in plagiarism cases.
3. Plagiarism, and the meaning of the concept
of “appropriation”
Plagiarism is not defined in copyright law. Plagiarism is just one of many
possible infringements of copyright, or droit d’auteur. In the Italian
“Legge sul diritto d’autore” (a very long text) there is no occurrence of the
word “plagio” (plagiarism), at all. Second, as I anticipated, a quantitative
threshold for plagiarism is never mentioned, anywhere. Plagiarism is
mentioned in courts’ sentences, of course. Here’s an extract (my
translation from Italian):
Plagiarism consists in the appropriation of the creative elements of
someone else’s work, as it isn’t enough that one or more ideas present in
one of the works under comparison be found also in the other, but it is
necessary that in the work created later one can find a real transposition of
the individualizing nucleus that characterizes as original the supposedly
plagiarized work (Tribunale di Bologna, 9.2.2006).
On the one hand, what has to be intended as “creative elements”, or
“individualizing nucleus”, is actually at the core of the debate during the
discussion of plagiarism cases, especially about music.
On the other hand, “creative character” and “originality” (or “novelty”) are
basic requisites for a work in order to be protected under copyright law:
lawyers and consultants defending supposed plagiarists make use of such
requisites to reject allegations preliminarily, either by negating the creative
character of the original work, or by searching for other preceding works
that present the same “creative elements”. Here’s an example, from a
famous Italian case:
Creative character and novelty are constitutive elements of an author’s
rights on his/her intellectual work; it follows that, before verifying if a
work may be the result of plagiarism of another, the judge must verify if
the latter meets the requirements to benefit of the demanded protection,
and this both under the point of view of expressive completeness, and
under the point of view of novelty (Cass. Civ., Sez. I, 23.11.2005, N.
24594 Bacalov c. Endrigo).
12
Chapter 1
These technical details, which of course are neither details, nor technical–
as they belong to the philosophical core of copyright and droit d’auteur–
lay at the basis of different judgements on supposed plagiarism cases by
lay people on the one side, and “experts” on the other: a typical case of
divergence between common competence and analytical competence. It
isn’t uncommon that plagiarism cases that were initiated by a wave of
popular indignation end up differently from expectations, as the judge or
the court value that “individualizing nucleus” of the preceding work
wasn’t transferred to the following one, or that the preceding work wasn’t
fully developed as a work, or wasn’t actually new. It goes without saying
that such aspects are intensely, even ferociously debated between lawyers
and technical consultants involved in a plagiarism case. The issue is
crucial, to many respects, as it is also related to diverging musicological
theories: for whom are similarities or identities relevant? For the wide
audience, or for experts and professionals? And where such similarities or
identities must be located? In the recorded version or in the score? And
which score? The answer would be difficult anyway, on a purely
theoretical ground, but it is complicated by the fact that the economical
consequences of plagiarism–and hence the amount of compensations
demanded by the author(s) and publishers of a plagiarized song–are based
on the sales of records, on broadcasting rights, on live performances, much
more than on today’s almost irrelevant sales of printed scores, so whatever
an expert (and the history of copyright and droit d’auteur) may say about
structures that can be identified in a score, the economical consequences
are based on listening, by the “crowds”.
Many plagiarism cases are never brought to court. Usually, a case is
started by means of a letter from the plaintiff (normally, his/her lawyer)
addressed to the defendant and his/her publisher and/or record company,
claiming plagiarism. The letter is often accompanied by a more or less
detailed analysis of the songs, drafted by a consultant. The response from
the defendant is also normally drafted by a lawyer and accompanied by an
analysis. Consultants at this point may be “people in the business”: friends
or collaborators of the plaintiff, employees or collaborators of the
publisher or record company. When the case seems to be bound to have
great economic relevance, “experts” (we’ll see which kind of experts) are
involved from the start. In its initial phase, a plagiarism case is “liquid”, so
to speak: often, if the defendant’s lawyer feels that the cost of the trial and
of requested compensations may become too high, he/she may suggest
his/her client(s) to come to an agreement, a transaction, for a more or less
symbolic sum (an average example could be 50,000 dollars, compared to
500,000 dollars plus legal expenses). This also happens if plagiarism is so
Sounds Similar!
13
blatant that the defendant’s lawyer advises to accept to pay the cheapest
compensation possible, and avoid to go to court. Due to the concentration
of capital in the music industry, it is also more and more common that
such transactions be arranged within the same publishing and/or recording
major.
When a case can’t be solved with a transaction, it is then passed to a court.
This implies the choice of official technical consultants for the plaintiff
and the defendant, and–in Italy–of a technical consultant for the judge.
What kind of consultants? At least in my country, only very few academic
musicologists are called for the task. It is more common to invite teachers
of composition in conservatories or other music schools, or “classical”
composers (which is the same, in most cases, as composers of modern
concert music normally earn their living from teaching). As a matter of
fact, plagiarism cases put to test methods and theories of musicology,
because it can be said that modern classical composers and music teachers
in conservatories embody, so to speak, the shared values of nineteenth and
twentieth century conventional musicology, through which they were
educated, became music professionals, and live every day. Commonplaces
like “the music work is the score” are among the pillars of conventional
musicology. Composers or teachers are also chosen because of their solid
involvement in music practice (which can’t be said, sadly, of all academic
musicologists or ethnomusicologists), and also for their prestige, for
obvious reasons.
All reports by technical consultants usually begin with the identification of
the pieces to be compared, quoting titles, authors, publishers, registration
numbers and dates of the deposit with the relevant performing rights
societies (if any), titles and codes of released phonograms (if any). It’s a
bureaucratic formality that leaves room for considerable ambiguity. The
texts alluded to in the apparently innocuous list above are many: 1. the
manuscript used for the deposit with the performing right society (in Italy,
SIAE); 2. the score archived by the publisher; 3. the published score (if
any); 4. the phonogram(s). Today (since decades) in popular music most
scores (including those used for deposit) are more or less accurate
transcriptions of the phonogram, which should be considered the primary
source. But the historical cultural framework of copyright and droit
d’auteur is based on printing; it is also corroborated by conventional
musicological ideas about the identification of the musical work with the
score. Quite often technical consultants, lawyers, and the judge, are
confronted with different texts: a phonogram, a transcription of it
14
Chapter 1
(abridged, simplified, inadequate in rendering complex sound structures),
and an even more schematic transcription, usually prepared quickly during
the early phases of production, or on the basis of a demo, just for copyright
purposes. Authors of such transcriptions (the song’s authors, or employees
of the publisher) often seem to be unaware of the importance of the
document they are drafting. In a recent plagiarism case, with the first
sentence still pending, the core of the controversy is a riff, which is present
in both songs considered, but is missing in all scores! Reference to
phonograms, in a case like this, is mandatory. Conventional musicologists’
fixations grab the scene: days are spent to check transcriptions made by
consultants, and examine details as if those transcriptions were actually the
original work.
Actually, looking at such issues with the eyes (more than the ears) of a
classically trained composer, any melody could be hidden anywhere, if
you don’t consider its context. In the recent case I mentioned earlier in this
paper, the Albert One vs. Zucchero dispute, a consultant (again, a
composition teacher) found the same notes both in the theme of a
Tchaikovsky concert and in one of Bach’s best known choral preludes (by
the way, the same that was copied for the organ line of “A Whiter Shade
of Pale”): the point is, however, that these notes are only identical in pitch,
because they appear in different contexts (especially, they are located on
different implicit accents in a bar). If one looks at the score, of course the
notes are there: but if one hears the music, it takes a while, even for an
expert listener, to realize that the melody is similar (and not identical, as a
melody isn’t only defined by pitch).
“Take Me to the Sunshine” vs. Tchaikovsky’s Piano Concerto No. 1 in
B♭ minor, Op. 23
J.S. Bach’s Choral Prelude BVW 645
There was also another similarity: both songs involved in the case sounded
similar to a fragment of the final instrumental section of a 1983 hit, “Doot
Doot”, composed and recorded by Freur, a Welsh new wave-synthpop
band.
“Doot Doot”, from 2’55” (Karl Hyde, Rick Smith, Alfie Thomas–Freur,
1983)
These “precedents”–Tchaikovsky, Bach and Freur–were considered enough
by the judge to come to the conclusion that Albert One’s song wasn’t
original, and so lacked the basic requisite for copyright protection.
Sounds Similar!
15
Zucchero was absolved. Let me point out that in this case, like in many
others, “anything goes”, that is, contrasting theories are accepted and
mixed, putting together incompatible evidence.
Conclusions
In 2018 I presented at a conference in Huddersfield a keynote paper titled
“Plagiarism: Musicology’s Proof of the Pudding?” My aim was to show
how musical plagiarism, in theory and in practice, puts to test
musicology’s basic assumptions and traditions. Here the aim is more
ambitious, if you want, because I enlarged the field from plagiarism to
other practical examples and theoretical issues about music identity and
recognition, and I also implicitly extended the meaning of the term
“musicology” to other studies, from philosophy to computer science and
its musical applications. However, it is rather unlikely that, for example,
some music ontologists accept to confront their metaphysical theories with
empirical observations of everyday music practice, or that computer
scientists, or scientists in the field of cognitive science, feel the need to
confront with basic musical theoretical issues. Some time ago I
approached a few scientists in the MIR field, asking them if they were
willing to have a discussion with musicologists, and the answer was,
regularly: “But we know music already, we don’t need to talk with
musicologists!” And I am confident that if I contacted philosophers asking
them to collaborate with music historians or ethnomusicologists, the
response would be similar. But I promise I will insist on this seemingly
useless work.
References
Berio, Luciano. Intervista sulla musica, edited by Rossana Dalmonte.
Bari: Laterza, 1981.
Blacking, John. How Musical is Man? Washington, Seattle: University of
Washington Press, 1973.
Cage, John. Silence: Lectures and Writings. Cambridge, MA: MIT Press,
1966.
Dahlhaus, Carl, and Hans Heinrich Eggebrecht. Was ist Musik?
Wilhelmshaven: Heinrichshofen’s Verlag, 1985.
Eco, Umberto. Kant and the Platypus. London: Secker & Warburg, 1999.
Eerola, Tuomas. “Similarity, Melodic”. In Music in the Social and
Behavioral Sciences: An Encyclopedia, edited by William Forde
Thompson, 1003-6. London: SAGE, 2014.
16
Chapter 1
Fabbri, Franco. “La musica: un falso molto autentico, veramente fasullo”.
Rivista di estetica 31 (2006): 161-71.
Gracyk, Theodore. Rhythm and Noise: An Aesthetics of Rock. Durham:
Duke University Press, 1996.
Gruber, Thomas R. “A translation approach to portable ontology
specifications”, Knowledge Acquisition, Volume 5, Issue 2 (1993):
199–220.
López-Cano, Rubén. Música dispersa. Apropiación, influencias, robos y
remix en la era de la escucha digital. Barcelona: Musikeon, 2018.
Meyer, Leonard B. Style and Music. Theory, History, and Ideology.
Chicago and London: The University of Chicago Press, 1989.
Müllensiefen, Daniel and Klaus Frieler. “Cognitive Adequacy in the
Measurement of Melodic Similarity: Algorithmic vs. Human
Judgments”. Music Query: Methods, Models, and User Studies,
Computing in Musicology, 13 (2003).
—. “Measuring Melodic Similarity: Human vs. Algorithmic Judgments”,
In Proceedings of the Conference on Interdisciplinary Musicology
(CIM04), edited by Richard Perncutt, Annekatrin Kessler and Fränk
Zimmer, 2004.
Small, Christopher. Musicking. The Meanings of Performing and
Listening. Middletown, Connecticut: Wesleyan University Press, 1998.
Stefani, Gino. “Musica come. Progetti antropologici (e didattici)”. Nuova
Rivista Musicale Italiana, X/3 (1976).
Stefani, Gino. “A Theory of Musical Competence”. In Critical essays in
popular musicology, edited by Allan Moore, 19-34. Aldershot:
Ashgate, 2007.
Sterne, Jonathan. The Audible Past: Cultural Origins of Sound
Reproduction. Durham, NC: Duke Univ. Press, 2003.
Tagg, Philip and Bob Clarida. Ten Little Title Tunes. Towards a
Musicology of the Mass Media. New York & Montreal: The Mass
Media Musicologists’ Press, 2003.
Tagg, Philip. Everyday Tonality. Towards a Tonal Theory of What Most
People Hear. New York & Montréal, Mass Media Scholars Press,
2009.
—. Music’s Meanings. A Modern Musicology for Non-Musos. New York
& Montréal: Mass Media Scholars Press, 2013.
Varèse, Edgard. Il suono organizzato. Scritti sulla musica. Milano:
Ricordi, 1985.
Zak, Albin J. The Poetics of Rock: Cutting Tracks, Making Records.
Berkeley: University of California Press, 2001.
Sounds Similar!
17
Notes
1
Definitely I bear witness that in the early 1960s that recording practice was
widespread in Italy: I first listened to early Beatles singles from a Geloso tape
recorder, owned by a friend.
2 Gino Stefani, “A Theory of Musical Competence”. In Critical essays in popular
musicology (Aldershot: Ashgate, 2007), 19-34.
3 I’m using the term “song” as this is the standard term for an individual piece of
music on the Internet, but let’s keep in mind that even the Adagio from Mahler’s
Ninth Symphony would be named “a song”.
4 The two songs are “Tik-Tak” and “Dhen se thelo piá”, and they are covers,
respectively, of “Questa non si tocca?” (1910) and “Mbraccia a me” (1908), both
by Antonio Barbieri and Vincenzo Di Chiara, published by Bideri, Naples. The
“traditional” version sung in Tilos combines the chorus of the first and the bridge
of the latter.
5 My italics.
6 Philip Tagg, Music’s Meanings. A Modern Musicology for Non-Musos (New
York & Montréal: Mass Media Scholars Press, 2013), 230.
7 Ibid.
8 Rubén López-Cano, Música dispersa. Apropiación, influencias, robos y remix en
la era de la escucha digital (Barcelona: Musikeon, 2018).
9 Carl Dahlhaus and Hans Heinrich Eggebrecht, Was ist Musik? (Wilhelmshaven:
Heinrichshofen’s Verlag, 1985).
10 Christopher Small, Musicking. The Meanings of Performing and Listening
(Middletown, Connecticut: Wesleyan University Press, 1998).
11 John Blacking, How Musical is Man? (Washington, Seattle: University of
Washington Press, 1973); Gino Stefani, “Musica come. Progetti antropologici (e
didattici)”. Nuova Rivista Musicale Italiana, X/3 (1976); Philip Tagg, and Bob
Clarida, Ten Little Title Tunes. Towards a Musicology of the Mass Media (New
York & Montreal: The Mass Media Musicologists’ Press, 2003); Philip Tagg,
Everyday Tonality. Towards a Tonal Theory of What Most People Hear (New
York & Montréal, Mass Media Scholars Press, 2009); Edgard Varèse, Il suono
organizzato. Scritti sulla musica (Milano: Ricordi, 1985); John Cage, Silence:
Lectures and Writings (Cambridge, MA: MIT Press, 1966); Luciano Berio,
Intervista sulla musica (Bari: Laterza, 1981).
12 Theodore Gracyk, Rhythm and Noise: An Aesthetics of Rock (Durham: Duke
University Press, 1996).
13 Albin J. Zak, The Poetics of Rock: Cutting Tracks, Making Records (Berkeley:
University of California Press, 2001).
14 Umberto Eco, Kant and the Platypus (London: Secker & Warburg, 1999).
15 “... possiamo dire che si tratta di occorrenze di un tipo cognitivo, intendendo con
questo termine quell’insieme privato di istruzioni che si colloca nella zona oscura,
pre-semiotica, tra percezione e riconoscimento.” Franco Fabbri, “La musica: un
falso molto autentico, veramente fasullo”. Rivista di estetica 31 (2006): 161-71.
16 Thomas R. Gruber, “A translation approach to portable ontology specifications”,
Knowledge Acquisition, Volume 5, Issue 2 (1993): 199–220.
18
17
Chapter 1
See Daniel Müllensiefen and Klaus Frieler, “Cognitive Adequacy in the
Measurement of Melodic Similarity: Algorithmic vs. Human Judgments”. Music
Query: Methods, Models, and User Studies, Computing in Musicology, 13 (2003);
Daniel Müllensiefen and Klaus Frieler, “Measuring Melodic Similarity: Human vs.
Algorithmic Judgments”, In Proceedings of the Conference on Interdisciplinary
Musicology (CIM04), 2004; Tuomas Eerola, “Similarity, Melodic”. In Music in the
Social and Behavioral Sciences: An Encyclopedia, (London: SAGE, 2014), 10036.
18 Jonathan Sterne, The Audible Past: Cultural Origins of Sound Reproduction
(Durham, NC: Duke Univ. Press, 2003).
19 This was clearly pointed out by Leonard B. Meyer, Style and Music. Theory,
History, and Ideology (Chicago and London: The University of Chicago Press,
1989), 7.
PART 1:
DECODING MUSIC ICONS
CHAPTER 2
NIRVANA’S NEVERMIND ∗:
EXPLORING THE AUDIOVISUAL MOSAIC
CHRISTOPHER VEZZA
UNIVERSITY OF GLASGOW
In 2011, the re-release of Nirvana’s Nevermind (1991, Geffen Records)
and ensuing press coverage newly sparked public intrigue over a record
that can be seen as a seminal point of reference in recent alternative
popular music discourse. 1 Indeed, Asbjørn Grønstad and Øyvind Vågnes’s
Coverscaping: Discovering Album Aesthetics lists Nevermind as an
artefact that has become so iconic that it has inscribed itself into the very
lexicon of popular culture. 2 Moreover, the iconoclastic and by now heavily
mythologised cover art can be seen to form part of the general economy of
twentieth/twenty-first century popular imagery, immediately evoking
important historical events, cultural moods and aesthetic contexts. 3
Despite such heady thoughts on the group’s success, the record has
received little in the way of formal analysis. My thoughts on this, to put it
briefly, are that the broader struggle to find an appropriate theoretical
framework through which to analyse the multimodal intricacies of the LP
may contribute to deflecting scholarly attention. However, specifically in
relation to Nirvana, Giles Hooper has attributed this neglect to a
“generational lag”. 4 That is to say, popular musicologists often prefer to
deal with music that is familiar to them. Alternatively, Catherine Strong’s
perspective on grunge’s neglect in academic circles is informed by a belief
that the “genre” had a reputation of an “overly commercialized, debased
form of the rock music academic’s genre of choice, punk, and as such was
dismissed as unworthy of consideration”. 5
The present chapter has a broader and perhaps more ambitious aim than
simply to throw light on a form of popular music that has hitherto been
largely ignored. Starting from a contextual account of album aesthetics, I
seek to retrace a theoretical perspective from which readers might
conceptualise the manner in which musical meaning is mediated through