TELKOMNIKA Telecommunication, Computing, Electronics and Control
Vol. 19, No. 6, December 2021, pp. 2030~2037
ISSN: 1693-6930, accredited First Grade by Kemenristekdikti, Decree No: 21/E/KPT/2018
DOI: 10.12928/TELKOMNIKA.v19i6.21929
2030
Performance improvement of fractional N-PLL synthesizers for
digital communication applications
Nour Zaid Naktal, A. Z. Yonis, Khalid Khalil Mohammed
College of Electronics Engineering, Ninevah University, Mosul, Iraq
Article Info
ABSTRACT
Article history:
Loop filter with two order was designed to improve the performance of the
fractional N-phase locked loop (PLL) circuit (reference spurs noise and
switching time), decreasing these two factors give good characteristic to
fractional N-PLL circuit, the second order and third order loop filters are
widely used in frequency synthesizer because they give good stability
tolerance and for their simple architecture. They are designed at bandwidth
B=125 KHz and its multipoles, at two values of the phase margin (pm)= 35°,
57°. MATLAB program was used to find the lock time, the component
values for each element in the loop filter, also the filter impedance T(s), the
bode plot of frequency response for close loop (CL) and open loop gain
(OL). It is found by comparing the result of the frequency response for the
2nd order loop filter and 3rd order loop filter, that increasing the order of the
filter will reduce the spurs noise that destroy the received signal at receiving
side.
Received May 19, 2021
Revised Aug 23, 2021
Accepted Aug 31, 2021
Keywords:
Damping factor
PLL
Settling time
Spurs noise
This is an open access article under the CC BY-SA license.
Corresponding Author:
A. Z. Yonis
College of Electronics Engineering
Ninevah University
Mosul, Iraq
Email: aws.yonis@uoninevah.edu.iq
1.
INTRODUCTION
The frequency synthesizer circuit is used in the field of communications such as mobile phones,
satellites and radio devices, the purpose of its use is to generate a specific range of frequencies for any
application for the purpose of switching between the frequencies of different channels. Fractional-N
synthesizer is a kind of indirect analogue synthesizer that mixes high accuracy and quickness. At very high
reference frequency, the frequency space between channels can be reduced [1], [2]. These synthesizers can
synthesize rational multiples of the reference frequency, allowing for a high reference frequency for a given
frequency resolution, ensuring that the loop bandwidth can be extended without endangering the loop. due to
the spectral purity that the frequency synthesizer gives, it gets a significant improvement in reducing spurs
noise as well as phase noise and reducing the lock-time. The main reason of using frequency synthesizer is to
produce accurate and coordinated frequencies with fast switching between channels at a minimum of phase
noise. To satisfy device requirements the conflict between high resolution and rapid switching necessitates
can be solved by using two separate integer synthesizers [3]-[9]. Figure 1 shows the main component of the
fractional-N phase locked loop (PLL) frequency synthesizer.
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TELKOMNIKA Telecommun Comput El Control
2031
Figure 1. Fractional-N PLL frequency synthesizer component [10]
2.
RESEARCH METHOD
There are several characteristics that distinguish the performance of frequency synthesizer from
each other, as there are several standards and conditions set by modern wireless communication systems
when designing, and one of the most important characteristics that distinguish the performance of frequency
synthesizer is the frequency spacing between channels where the application used in the synthesizer
determines the value of the frequency distance between channels, for Bluetooth application system, the
frequency spacing between the channels is equal to 1 MHz, and distinguishes the efficiency of the frequency
synthesizer is the lock-time, phase noise and spurs noise. In this paper, the lock-time and spurs noise of the
frequency synthesizer used in the implementation of the Bluetooth system have been improved, as the
permissible values of the lock-time are less than 220 µsec and the permissible value for the spurs noise is less
than or equal to -49 dB [11]-[15].
Settling time: is defined as the time it takes for the oscillator output signal to achieve a steady state
during the transition from one channel to the next. The settling time is proportional to the loop filter's
bandwidth, which should be ten times less than the reference frequency to keep the loop stable. The faster the
settling process, the wider the loop bandwidth [16]-[19]. Therefor to achieve a faster transient settling time, a
PLL-based frequency synthesizer needs a high reference frequency. The settling time for a frequency
synthesizer is calculated using the following equation [20]:
where:
settling time =
− ln
tol∗√1−δ2
f2−f1
(1)
δ∗wn
f2 − f1: Representing the channel spacing and equal to 1MHz for bluetooth application
tol: Representing the tolerance and it is equel to 1kHz.
wn: Is the ringing frequency of the output signal to reach steady state = √
δ: Denoted to the damping factor =
T2∗wn
2
Kø ∗Kvco
N∗Ao
(2)
(3)
Spurs noise: is an undesirable and non-harmonically based signal that appears at the voltage control
oscillator's output spectrum. Figure 2 shows the effecting of the spurs noise on the received signal, spurs
noise is classified into two categories: fractional spurs noise and reference spurs noise. In a fractional phase
locked loop that uses a fractional divider with a fractional value, fractional spurs noise occurs. Although
reference spurs noise persists when offsets have the same frequency as the input signal, the discrepancy
between two charge pump currents is the primary cause of reference spurs noise [21]-[24].
Performance improvement of fractional N-PLL synthesizers for … (Nour Zaid Naktal)
2032
ISSN: 1693-6930
Figure 2. Effecting of the spurs noise on the received signal [25]
3.
LOOP FILTER DESIGN
The passive loop filter works in compatible with the charge pump, where the current outgoing of the
charge pump is a pulse width modulated current and this current is the input signal of the loop filter, so the
filter is called a current divider loop filter. The passive loop filter converts current pulses from a PFD into
stable voltage by using a simple combination of resistors and capacitors that consist the filter circuit. Passive
loop filters are commonly used in integrated PLLs and frequency synthesizers due to their basic topology,
small area profession, and low power dissipation. So, for their high stability tolerance and simplified design
second and third order loop filters are widely used in frequency synthesizers. Beyond the loop's cut-off
frequency, higher order designs will provide improved noise suppression. It is possible to effectively
suppress phase noise at high offset frequencies, which is particularly important in a large bandwidth
application. The third order topology is used in this work in the real frequency synthesizer design. In order to
reap the benefits of adequate noise reduction without risking stability. The design of second order loop filter
is shown in Figure 3 (a). Its consist of one resistance (R1) and two capacitances (C1, C2). When phase
margin and width of the filter passband are specified and by applying the equation in Table 1, the filter
parameter (R1, C1 and C2) can be calculated. A third pole can be added to the filter response by adding
resistor R2 and capacitor C3, as shown in Figure 3 (b). This method can be used to optimize the output of a
second order loop filter or to build a third order loop filter by designing an additional component. The benefit
of a third order loop filter over a second order loop with auxiliary filtering is that the response rolls-off more
quickly beyond the loop natural frequency, allowing for loop noise portion rejection. This indicates that the
reference noise side bands are narrower for a given loop natural frequency. The basic equations that will be
utilized to determine the essential design variables for the 2nd and 3rd order filters at the fractional N-PLL
synthesize will be utilized in Table 1.
(a)
(b)
Figure 3. Loop filter design for 2nd and 3rd order: (a) second order loop filter and (b) third order loop filter
TELKOMNIKA Telecommun Comput El Control, Vol. 19, No. 6, December 2021: 2030 - 2037
TELKOMNIKA Telecommun Comput El Control
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Table 1. The 2nd and 3rd order loop filter basic equations [25]
Abbreviations
T(s)
N
T1
T2
A0
C1
Definition
The loop filter's transfer function
Division ratio
The first pole in the loop filter transfer
function
The zero in the loop filter transfer
function
The loop filter coefficient
Equation of 2nd order loop filter
1 + S T2
S A0(1 + S T1)
Fout /Fref
√(1 + γ)2 tan2 Ø + 4 γ– (1 + γ) tanØ
2 fc
γ
T1 fc 2
KØ Kvco
N wc2
The first capacitor in the loop filter
*√
A0
(1 +T22 fc2 )
(1 +T12 fc2 )
T1
T2
C2
R1
The second capacitor in the loop filter
The first resistor in the loop filter
O(s)
The open loop gain of the loop filter
G(s)
The close loop gain of the loop filter
R2
Resistor 2 of the 3rd order loop filter
C3
Capacitor 3 of the 3rd order loop filter
NON
T3
The second pole in the 3rd order loop
filter transfer function
The loop filter coefficient
The loop filter coefficient
NON
A1
A2
A0-C1
T2
C2
T(s)KØ Kvco
SN
O(s)
1 + O(s)
NON
NON
NON
Equation of 3rd order loop filter
1 + S T2
S( 𝑆 2 A2 + S A1 + A0)
Fout /Fref
sec(Ø) − tan(Ø)
fc(1 + T31)
γ
fc 2 (T1 + T3)
KØ Kvco
N wc2
A2
T22
*√(1
(1 +T22 fc2 )
+T12 fc2 ) (1 +T32 fc2 )
(1+√1 + (T2 A0 − A1)
T2
A2
)
A0-C1-C3
T2
C2
T(s)KØ Kvco
SN
O(s)
1 + O(s)
A2
T2C1C3
−T22 C12 + T2 A1 C1 − A2 A0
T22 C1 − A2
T1 T31
A0(T1+T3)
A0 T1T3
The symbols in the equations are defined as the following:
γ: The Improvement Factor.
T31: The Ratio of the second pole to the first pole
Ø: The Phase Margin (pm), in degree unity.
k ø : The charges pump current, in µA unity.
Fref : The Input signal frequency.
Fout : The Output Frequency.
fc: The carrier frequency.
k vco : The voltage-controlled oscillator's gain.
Where k ø . Fref . Fout . fc. k vco is in Hertz unit.
4.
SIMULATIONS RESULTS
The simulation results of the fractional N-PLL circuit frequency response at the two-order state loop
filter (2nd, 3rd) are shows in the following steps:
The second-order loop filter is designed, and with utilizing Table 1 the loop filter components will find as
C1=70 pF, C2=0.19 nF, and R1=12.8KΩ, these values was calculated accoding the following variables
pm=35°, K_ϕ=50 µA, K_vco=210 MHz, f_ref = 19.2 MHz, and B=125 kHz.When the bandwidth (B) is
multiples by the facter x=1,2,4 the close loop transfer function for a fractional N-PLL frequency
synthesizers will shows as in the Figure 4.
It will be noted from the Table 2 that multipules the bandwidth of the filter dosen't improving the
amplitude frequency response gain, also it noted that the values of the response gain will becomes unwanted
values at high frequencies, and it's one of the characteristics of low-pass filters, furthermore when the slope
gain is greater than the bandwidth frequency the frequency response is faster to go down. Therefore, it should
choosing low bandwidth values to improve the filter's noise performance, especially at higher frequencies.
Table 2. The close loop transfer function magnitude response comparition for the 2nd order loop filter at
pm=35° and B=(125, 250, 500-kHz)
Frequency (MHz)
1
10
100
CL Transfer function magnitude (dB)
B =125kHz B =250kHz B =500kHz
-30.4
-18.3
-5.95
-70.5
-58.4
-46.4
-110
-98.4
-86.4
Performance improvement of fractional N-PLL synthesizers for … (Nour Zaid Naktal)
2034
ISSN: 1693-6930
Figure 4. The close loop transfer function response (CL) for the 2nd order loop filter at pm=35° and
B=(125, 250, 500-kHz)
The second-order loop filter is designed, and with utilizing Table 1 the loop filter components will find as
C1=40 pF, C2=0.14 nF, and R1=10.25 KΩ, these values was calculated accoding the following variables
pm=57°, K_ϕ=50 µA, K_vco=210 MHz, f_ref=19.2 MHz, and B=125 kHz. When the bandwidth (B) is
multiples by the facter x=1,2,4 the close loop transfer function for a fractional N-PLL frequency
synthesizers will shows as in the Figure 5.
Figure 5. The close loop transfer function response (CL) for the 2nd order loop filter at pm=57° and
B=(125, 250, 500-kHz)
As seen in Table 3 at small values of the Banwidth the spurs noise is eliminated more effectively,
because the slope gain is faster to go downand the frequency response is quickly reduced due to the 2nd order
TELKOMNIKA Telecommun Comput El Control, Vol. 19, No. 6, December 2021: 2030 - 2037
TELKOMNIKA Telecommun Comput El Control
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filter. Furthermore, raising the phase margin values will not enhance the frequency response gain at high
frequencies.
Table 3. The close loop transfer function magnitude response comparition for the 2nd order loop filter at
pm=57° and B=(125, 250, 500-kHz)
Frequency (MHz)
1
10
100
CL Transfer function magnitude (dB)
B=125Hz B=250kHz B=500kHz
-25.9
-14.7
-5.32
-65.6
-53.5
-41.5
-106
-93.5
-81.5
The third-order loop filter is designed, and with utilizing Table 1 the loop filter components will find as
C1=34.7 pF, C2=0.23 nF, C3=4.88 pF, R1=10.4 K, and R2=64.6 K, these values was calculated accoding
the following variables pm=35°, K_ϕ=50 µA, K_vco=210 MHz, f_ref=19.2 MHz, and B=125 kHz.When
the bandwidth (B) is multiples by the facter x=1,2,4 the close loop transfer function for a fractional
N-PLL frequency synthesizers will shows as in the Figure 6.
Figure 6. The close loop transfer function response (CL) for the 3 nd order loop filter at pm=35° and
B=(125, 250, 500-kHz)
Table 4 shows that as the order of the filter is increased, the response gain increases. It must be
observed that the slope of the gain frequency response in the third order filter is faster to go down than in the
second order filter. At higher frequencies, the amplitude of the frequency response is better, resulting in less
spurs noise.
Table 4. The close loop transfer function magnitude response comparition for the 3nd order loop filter at
pm=35° and B=(125, 250, 500-kHz)
Frequency (MHz)
1
10
100
CL Transfer function magnitude (dB)
B=125kHz B=250kHz B=500kHz
-32.4
-17.7
-4.74
-90.2
-72.2
-54.5
-150
-132
-114
Performance improvement of fractional N-PLL synthesizers for … (Nour Zaid Naktal)
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ISSN: 1693-6930
For a fractional N-PLL the settling time calculated using (1) in the (second order and third order)
designed loop filter, and the results were shown in the tables.
It is noted from the Tables 5 and 6 that the value of the lock time of the second order loop filter is
close to the value of the lock time of the third order loop filter (that is, the increase in the filter order does not
affect on the value of the lock time), where the lock time is affected by changing the phase margin and the
bandwidth, so by increasing the phase margin the locking time will increase, but the increasing of bandwidth
will decrease the lock time.
Table 5. Lock time for 2nd loop filter in µsec.
B.W (kHz)
125
250
500
30
18.3
9.15
4.57
35
18.4
9.21
4.6
pm (degree)
47
57
18.8 19.95
9.43
9.97
4.71
4.98
61
21.9
10.9
5.48
62
N.D
N.D
N.D
Table 6. Lock time for 3rd loop filter in µsec.
B.W (kHz)
125
250
500
30
19.32
9.6
4.8
35
19.35
9.63
4.82
pm (degree)
47
57
19.38 20.2
9.69
10.1
4.84
5.05
61
21.7
10.8
5.44
62
23.7
11.8
5.92
63
N.D
N.D
N.D
5.
CONCLUSION
In the proposed fractional-N types PLL, it is found that reducing the bandwidth will reduce the level
of the spurs noise, but the settling time will increase and the values of the capacitors of the filter will be
unrealistically large, thus causing additional noise in the output of the synthesizer circuit due to parasitic
capacitors, therefore large values of the frequency bandwidth are taken and thus the values of the capacitors
will be acceptable and will not affect the circuit. The settling time will also improve, but the level of spurs
noise will increase with the increase in the bandwidth. Therefore, a higher-order filter is used as it works to
reduce the spurs noise. The precision in selecting the values of (bandwidth, phase margin and filter order) is
taken into consideration when designing the filter, depending on the application in which the synthesizer
circuit to be used.
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Performance improvement of fractional N-PLL synthesizers for … (Nour Zaid Naktal)