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Toward A Philosophical Structure For Psychiatry: Kenneth S. Kendler, M.D

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Reviews and Overviews

Toward a Philosophical Structure for Psychiatry


Kenneth S. Kendler, M.D.

This article, which seeks to sketch a coherent conceptual and philosophical framework for psychiatry, confronts two major
questions: how do mind and brain interrelate, and how can we integrate the multiple explanatory perspectives of psychiatric
illness? Eight propositions are proposed
and defended: 1) psychiatry is irrevocably
grounded in mental, first-person experiences; 2) Cartesian substance dualism is
false; 3) epiphenomenalism is false; 4) both
brainmind and mindbrain causality
are real; 5) psychiatric disorders are etiologically complex, and no more spiro-

chete-like discoveries will be made that


explain their origins in simple terms; 6) explanatory pluralism is preferable to monistic explanatory approaches, especially biological reductionism; 7) psychiatry must
move beyond a prescientific battle of
paradigms to embrace complexity and
support empirically rigorous and pluralistic explanatory models; 8) psychiatry
should strive for patchy reductionism
with the goal of piecemeal integration in
trying to explain complex etiological pathways to illness bit by bit.
(Am J Psychiatry 2005; 162:433440)

Many a psychiatrist has said that he did not want to


burden himself with a philosophybut the exclusion
of philosophy wouldbe disastrous for psychiatry.
K. Jaspers (1, p. 769)

hether we know it or not, to practice or to do research in the field of mental health requires us to assume
certain positions on several philosophical issues, two of
which are particularly central. The first such issue is the
nature of the interrelationship of the brain and the mind.
The second is to understand how the various explanatory
approaches that can be taken toward psychiatric disorders
can best be interrelated.
Because our field deals with fundamental questions of
what it means to be human, psychiatry is particularly susceptible to preconceptions that can strongly color the
value we assign to differing methodological perspectives.
With the growth of neuroscience and molecular biology,
psychiatry is set to inherit rich insights into the basic
workings of the human brain. To maximally use this new
information, however, will require that we have our conceptual house in order.
This article seeks to sketch a coherent conceptual and
philosophical framework for psychiatry that consists of
eight major propositions:
1. Psychiatry is irrevocably grounded in mental, firstperson experiences.
2. Cartesian substance dualism is false.
3. Epiphenomenalism is false.
4. Both brainmind and mindbrain causality are
real.

Am J Psychiatry 162:3, March 2005

5. Psychiatric disorders are etiologically complex, and


we can expect no more spirochete-like discoveries
that will explain their origins in simple terms.
6. Explanatory pluralism is preferable to monistic explanatory approaches, especially biological reductionism.
7. Psychiatry needs to move from a prescientific battle
of paradigms toward a more mature approach that
embraces complexity along with empirically rigorous
and pluralistic explanatory models.
8. Finally, we need to accept patchy reductionism
with the goal of piecemeal integration in trying to explain the complex etiological pathways to psychiatric
illness a little bit at a time.

Grounding in the Mental World


Foundational to this framework is the view that the field
of psychiatry is deeply and irreversibly wedded to the
mental world. The questions that have played such a
prominent role in the history of psychologywhether
mental processes can or ought to be studied (2)are simply not relevant for psychiatry. Our central goal as a medical discipline is the alleviation of the human suffering that
results from dysfunctional alterations in certain domains
of first-person, subjective experience, such as mood, perception, and cognition. Our nosological constructs are
largely composed of descriptions of first-person experiences (e.g., sad mood, hallucinations, and irrational fears).
The clinical work of psychiatry constantly requires us to
assess and interpret the first-person reports of our patients. Many of the target symptoms that we treat can only
be evaluated by asking our patients about their subjective
experiences. While we want to take advantage of the many
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PHILOSOPHICAL STRUCTURE FOR PSYCHIATRY

advances in the neurosciences and molecular biology, this


cannot be done at the expense of abandoning our grounding in the world of human mental suffering.

Shedding the Chains of Descartes


An initial task is to confront one large piece of historical
baggage. No philosophical concept has been as widely influential in our field or as potentially pernicious in its effects as that of Cartesian dualism. While individual psychiatrists may, for their own personal or religious reasons,
continue to advocate mind-body dualism, it is time for the
field of psychiatry to declare that Cartesian substance dualism is false. We need to reject definitively the belief that
mind and brain reflect two fundamentally different and
ultimately incommensurable kinds of stuff. Rather, in
accord with an overwhelming degree of clinical and scientific evidence, we should conclude that the human firstperson world of subjective experience emerges from and
is entirely dependent upon brain functioning. The mental
world does not exist independently of its physical instantiation in the brain. To reject Cartesian dualism (and accept
monism, the view that mental and physical processes are
both reflections of the same fundamental stuff ) means to
no longer consider the mental (or functional) to be a fundamentally different thing from the biological (or organic). Rather, the mental and the biological become different ways of viewing and/or different levels of analysis of
the mind-brain system.
This rejection of Cartesian dualism requires a significant shift in our way of thinking. Although American psychiatry officially abandoned the functional-organic dichotomyone of the many echoes of Cartesian dualism
with DSM-IV (3), and the abandonment of dualism has
been recently called for by Kandel (4), dualistic thinking
and vocabulary remain deeply entrenched in our approach to clinical and research problems. From the ways
we organize our clinical presentations to our categorizations of risk factors, we remain deeply imbedded in the
Cartesian framework of seeing the mind and brain as reflecting fundamentally different spheres of reality.
One immediate beneficial consequence of a rejection of
Cartesian dualism is our confrontation with the misunderstandings that can arise from the claims of what might
be called weak biological explanation. The rejection of
Cartesian dualism logically leads to the conclusion that all
psychiatric disorders are biological. Although we should
not belittle this claim (that, for example, would eliminate
primary spiritual causes of mental illness), the greater
danger now is a tendency to exaggerate its significance. By
rejecting dualism, we accept that all psychiatric disorders
are biological. But so then are all mental processes, pathological or otherwise. The very ubiquity of this claim of
weak biology robs it of much of its gravitas. Indeed, if the
rejection of Cartesian dualism is correct, then the declaration that a particular psychiatric disorder is biological is a

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tautology and is as informative as saying, This circle is


round. Nothing new is learned by this claim that was not
already evident by the acceptance of a monistic view of
mind-brain functioning.

Facing Down Epiphenomenalism


Having rejected Cartesian dualism, we are not yet home
free philosophically. Another major viewpoint on the
mind-body problem would, if true, also have a profound
impact on the field of psychiatry. The core assertion of
epiphenomenalism is that the mental world is without
causal efficacy, our mental life being simply froth on the
wave or steam from the engine. Thoughts, feelings, and
impulses occur within our subjective experience, but they
do nothing. All the causal action occurs at the level of
brain function. Whether and how this assertion can be formally disproven is a subject beyond the bounds of this essay. For the present purposes, I wish to simply assert its
falsity and argue that thoughts, feelings, and impulses
matter not only because they are responsible for huge
amounts of human suffering but because they do things.

Acceptance of Bidirectional
MindBrain and BrainMind
Causality
Given our rejection of Cartesian dualism and our acceptance of an integrated mind-brain system, it becomes necessary to accept the concept of brain-to-mind causality.
That is, changes in the brain can directly affect mental
functioning. In our rejection of epiphenomenalism, we
commit ourselves to the concept of mind-to-brain causality. In ways we can observe but not yet fully understand,
subjective, first-person mental phenomena have causal
efficacy in the world. They affect our brains and our bodies
and through them the outside world. (In asserting the
causal efficacy of mental phenomena, I am not reintroducing dualism through the back door. Rather, consistent with several philosophical positionsin particular,
nonreductive materialism [5, 6]I argue that mental processes carry critical causal information about human behavior. For two recent thoughtful treatments of this problem, see references 7 and 8.)

Stop Searching for Big,


Simple Explanations
Our strongly held desires to find the explanation for individual psychiatric disorders are misplaced and counterproductive. Psychiatry has historically seen a few big explanations, most notably the discovery of the spirochete
for general paresis. It is highly unlikely that spirochete-like
big explanations remain to be discovered for major psychiatric disorders. We have hunted for big, simple neuropathological explanations for psychiatric disorders and
Am J Psychiatry 162:3, March 2005

KENNETH S. KENDLER

have not found them. We have hunted for big, simple neurochemical explanations for psychiatric disorders and
have not found them. We have hunted for big, simple genetic explanations for psychiatric disorders and have not
found them.
Our current knowledge, although incomplete, strongly
suggests that all major psychiatric disorders are complex
and multifactoral. What we can best hope for is lots of
small explanations, from a variety of explanatory perspectives, each addressing part of the complex etiological
processes leading to disorders. It will be particularly challenging to understand how these many different small explanations all fit together.
In grieving for our loss of big explanations, we similarly
have to give up our hope for simple, linear explanatory
models. It will not be ABCD. Etiological pathways
will be complex and interacting, more like networks than
individual linear pathways.

Acceptance of Explanatory Pluralism


Introduction to Levels of Explanation
Multiple explanatory perspectives can be adopted in
our attempts to understand most natural phenomena.
Furthermore, for any given phenomenon, these perspectives will differ in their informativeness and efficiency. It is
possible to study scientific questions from perspectives
that are both too basic and too abstract. However, currently, the former is a greater concern and so will be the focus of this discussion. The concept of levels of explanation is so central to this argument that I will illustrate it
with three scenarios.

Scenario 1
Jackie is a physiologist studying hormonal regulation.
She accepts that the large biological molecules she is examining are constituted of atoms that are made up of
particles that are in turn made up of subatomic particles.
However, in seeking to alter certain aspects of a hormonal system that she is studying, she might consult with
a biochemist or pharmacologist but not with a particle
physicist. Why? Because the kind of effects she wants to
producethe stimulation of particular hormonal receptorsresults from the actions of large biological molecules. Knowing what quarks are doing in these molecules
will not help her achieve her desired goal.

Scenario 2
Bill is performing a statistical analysis on his computer and is getting the wrong result because he has
made a mistake in his statistical program. Being a downto-earth kind of guy, Bill decides to take off the back of
his computer, pull out the motherboard, and reach for
his soldering iron, hoping to find a loose connection to
solder, thereby solving his programming problem. Why
is this the wrong approach? After all, a computer is really just a bunch of circuits and electrons. Using a soldering iron is a highly inefficient approach because it is
an intervention directed at the wrong explanatory level
Am J Psychiatry 162:3, March 2005

in the complex system. The cause of the dysfunction is


at the level of high-order computer code and could not
be easily perceived or repaired at the level of circuits on
a motherboard.

Scenario 3
Kathy, a young psychiatrist, is asked by a distressed
parent to consult with her about her son, Brian, who has
decided to leave a career in science to enter the priesthood. The upset parent insists that Kathy order a brain
scan to find a way to change his decision. There must be
something the matter with his brain, doctor. How could
he throw away such a promising scientific career? Kathy
sees the young man, who appears thoughtful and mature, and he describes the deep satisfaction and inspiration he feels in the Catholic religion. He understands the
possible hardships ahead of him but feels he is making
the right decision. Kathy tells the parent that she is not
going to order a magnetic resonance imaging scan.
There is no evidence, she states, that there is anything
the matter with his brain, and no interventions that
would act directly on his brain are indicated in this situation. She feels that he has reached his decision in a reasonable way, but the mother should feel free, if she
wants, to try to argue her son out of his decision.

What is going on in these three scenarios? In each case,


we have a higher-order system that is completely constituted from lower-order elements. That is, Jackies macromolecules are made up of subatomic particles. Bills computer is made up of circuits and electrons. Brians mental
processes are expressed in the biology of his brain. However, in each of these scenarios, an intervention at the level
of the lower-order elements is likely to be, at best, inefficient and, at worst, ineffective and possibly harmful.

The Limits of Biological Reductionism


There is no such thing as a psychiatry that is too
biological.
S.B. Guze (9)
The last several decades have seen a rise to prominence
within psychiatry of a biological reductionist perspective.
Advocates of this point of view argue that the only valid
approach to understanding psychiatric disorders or, more
broadly, psychological functioning is in terms of basic
neurobiological processes (10). Multilevel models, especially those including mental and social explanatory perspectives, are typically rejected (sometimes with the epithet of being nonscientific or soft-headed) or accepted
only with the caveat that all the real causal effects occur
at the level of basic biology.
This position might be seen as a logical consequence of
the rejection of Cartesian dualism. After all, if we agree
that there are no mental processes that are independent of
brain function, then should not all the causes of psychiatric disorders be reduced to brain processes? Although this
reductionist perspective is understandable in sociological
terms as a reaction to prior radical mentalistic programs
within psychiatry (e.g., some forms of dynamic psychiahttp://ajp.psychiatryonline.org

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try) and is appealing because of the ease with which it fits


into a medical model, this approach is too narrow to encompass the range of causal processes that are operative
in psychiatric disorders.
The limits of biological reductionism are well illustrated
by the three scenarios just outlined. Contrary to Guzes assertion, psychiatry can be too biological in the same sense
that it would be an error for Jackie to focus on subatomic
particles in her physiological research, for Bill to try to fix
his problem with statistical analysis by using a soldering
iron, or for Kathy to employ psychopharmacology to reverse Brians career decision. Note that I do not contest
that ultimately (in the sense of weak biology) all psychiatric illness is biological. What is at issue here is the optimal level in the causal processes underlying psychiatric
illness at which intervention can be best focused and understanding most easily achieved.

Explanatory Pluralism
In the tradition of other thoughtful commentators (especially Engel [11] and McHugh and Slavney [12]), in place
of biological reductionism, I advocate explanatory pluralism (1317) as the approach best suited to understanding
the nature of psychiatric illness. Explanatory pluralism hypothesizes multiple mutually informative perspectives
with which to approach natural phenomena. Typically,
these perspectives differ in their levels of abstraction, use
divergent scientific tools, and provide different and complementary kinds of understanding. Explanatory pluralism is especially appropriate for psychiatry because
psychiatric disorders are typically influenced by causal
processes operating at several levels of abstraction.
A clear example of explanatory pluralism comes from
biology, where it is useful to distinguish between how
questions and why questions (18). For example, in examining the large and colorful tail of the male peacock, we
could study its developmental biology to clarify physiologically how such a tail develops. Alternatively, we could
seek, in the evolutionary history of the peacock, an answer
about why the tail develops, presumably through mechanisms of sexual selection. Neither the how/physiological
nor the why/evolutionary explanatory perspective can
easily replace or invalidate the other. It is simply in the
nature of the phenomenon that it can be usefully approached scientifically from two different perspectives.
(The pluralistic explanatory approach outlined in this essay assumes the natural science perspective that Jaspers
termed explanation [1]. I do not here address another
highly relevant questionhow does the information acquired from this perspective relate to knowledge obtained,
through empathy, from human relationships, through the
process termed understanding by Jaspers [1]?)

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Arguments for Explanatory Pluralism


and Against Biological Reductionism
I will now review eight arguments in favor of explanatory pluralism and against biological reductionism or
other unimodal perspectives on psychiatric illness (including radical mentalistic accounts). These arguments
assume the conclusive demonstration that specific biological processes that are manifest, for example, at the
level of genetic risk factors or neurochemical alterations
play a significant causal role in all psychiatric disorders.
First, a long clinical tradition and much empirical evidence of increasing methodological rigor point to the importance of first-person mental processes in the etiology
of psychiatric disorders. Of the many possible studies, one
recent investigation will illustrate this point (19). In a large
epidemiological sample of twins, severely stressful life
events and onsets of major depression and generalized
anxiety were studied. Descriptions of the severely stressful
life events were blindly reviewed by trained raters and
scored for their level of loss, humiliation, entrapment, and
danger. Even though only highly threatening life events
were studied, these ratings further predicted the risk of depression and anxiety.
Humiliation and loss are classical, subjective, firstperson experiences that humans can recognize in themselves and in others. Although humiliation is ultimately
expressed in the brain, this does not mean that the basic
neurobiological level is necessarily the most efficient level
at which to observe humiliation. Trying to understand humiliation by looking at basic brain biology may be like Bill
trying to fix his statistical analyses with his soldering iron.
It may be the wrong explanatory level.
Second, a large body of descriptive literature shows convincingly that cultural processes affect psychiatric illness.
For example, a recent meta-analysis (20) concluded that
rates of bulimia have meaningfully increased in Western
countries in recent years. Furthermore, in non-Western
countries, the prevalence of bulimia is strongly related to
the degree of contact with Western culture (20). One study
in Fiji (21) has shown a substantial rise in eating disorder
pathology in adolescent girls after the introduction of television and the associated intense exposure to Western ideals about body image. These results suggest that the risk for
bulimia is related to cultural models of ideal body size.
While culture ultimately exists as belief systems in the
brains of individual members of a cultural group, it is unlikely that cultural forces that shape psychopathology can
be efficiently understood at the level of basic brain biology.
Third, our first two examples illustrate that, in addition
to neurobiological and genetic risk factors, a full etiological understanding of at least some psychiatric disorders
will require consideration of psychological and cultural
factors. We have, however, been naively assuming a model
in which biological, psychological, and cultural factors
each independently affect risk. However, the reality is
more complex, thereby posing further difficulties for the
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KENNETH S. KENDLER

reductionist biological model. The impact of genetic factors on the risk for psychiatric disorders or drug use can be
modified by the rearing environment (22, 23), stressful life
experiences (24, 25), and exposure to cultural forces (26).
Recent work in bulimia suggests that this disorder arises
given a combination of a biological/genetic predisposition and cultural factors encouraging slim body ideals.
The actions of basic biological risk factors for psychiatric
illness are modified by forces acting at higher levels of
abstraction.

While certain psychiatric symptoms may be pathological


at a basic biological level (e.g., hallucinations), many
symptoms are dysfunctional only in certain contexts. At a
physiological level, a panic attack during a near-fatal
climbing accident in a psychiatrically healthy individual
or in a crowded shopping mall in a patient with agoraphobia are probably the same. Since many psychiatric disorders include, by definition, some degree of psychosocial
dysfunction (32), explanation at the level of biology alone
is unlikely to be sufficient.

Furthermore, gene expression is extensively modified


by both simple (e.g., light-dark cycle) and complex (e.g.,
learning tasks, maternal separation) environmental stimuli (27), and even relatively gross aspects of neuronal and
brain anatomy can be modified by experience (28). A bottom-up hard reductionist approach to psychiatric illness
will be futile if basic neurobiological risk factors are frequently modified by higher-order processes, including environmental, psychological, and cultural experiences.

Eighth, biological systems generally and mind-body systems more specifically have goals and generate processes
to address these goals, such as the maintenance of blood
pressure or self-esteem and the acquisition of food, sexual
partners, or status. As argued persuasively by Bolton and
Hill (7), these information-based systems cannot be reduced to their molecular constituents without a loss of
explanatory power. After all, the biology of a neural impulsethe influx and efflux of sodium, potassium, and
calcium ionsis essentially the same all over the brain.
These impulses have specific causal efficacy only through
the particular neuronal system in which they are imbedded. Critical causal processes in the mind-brain system
can only be captured though an understanding of the
higher organizational levels of these goal-directed systems.

Fourth, biological reductionists assume that neurobiological risk factors for psychiatric disorders operate
through physiological inside-the-skin pathways. However, an emerging body of research suggests that this assumption is false. Part of the way in which genetic risk
factors influence the liability to psychiatric disorders is
through outside-the-skin pathways that alter the probability of exposure to high-risk environments. For example,
genetic risk factors for major depression increase the
probability of interpersonal and marital difficulties, which
are known risk factors for depression (29). This is not a
theoretical issue. If the impact of genetic risk factors is mediated through environmental processes, this opens up
new possible modes of prevention.
Fifth, hard reductive models in science strive for clear
one-to-one relationships between basic processes and
outcome variables. Such simple relationships are not
plausible for psychiatric illnesses. For example, individual
genetic risk factors probably predispose to a range of different psychiatric disorders, depending on other genetic,
developmental, and environmental factors (30), and many
different DNA variants probably predispose to one disorder (31). This pattern of many-to-many causal links between basic etiological processes and outcomes is more
compatible with pluralistic than with monistic reductive
etiological models.
Sixth, a series of important questions in psychiatry are
historical in nature and not plausibly subject to reductive
biological explanations. Why are humans prone to develop depression when exposed to social adversity? Why
do genetic risk factors for schizophrenia persist in human
populations? Like the puzzle of the peacocks tail, these
questions are best answered at historical/evolutionary
and not physiological levels.
Seventh, how, using a hard reductive biological approach toward psychiatry, can we define dysfunction (14)?
Am J Psychiatry 162:3, March 2005

What Kind of Explanatory Pluralism


Do We Need?
As outlined in an illuminating chapter by Mitchell et al.
(33), explanatory pluralism can come in several flavors,
two of which interest us here. Compatible pluralism recognizes the existence of distinct and independently meaningful levels of analysis. However, for scientific and/or sociological reasons, research in these distinct levels occurs
largely in isolation. In integrative pluralism, by contrast,
active efforts are made to incorporate divergent levels of
analysis. This approach assumes that, for most problems,
single-level analyses will lead to only partial answers.
However, rather than building large theoretical structures,
integrative pluralism establishes small local integrations
across levels of analysis.
Our field may be in particular need of integrative pluralism, where scientists, without abandoning conceptual
rigor, cross borders between different etiological frameworks or levels of explanation. Such efforts may be unusually scientifically fruitful and work bit by bit toward broader
integrative paradigms. Recent examples of integrative pluralism in psychiatric research would include the incorporation by Gutman and Nemeroff (34) of early traumatic
events into neurobiological models for depression and the
efforts by Caspi and colleagues to include specific genotypes in an epidemiological study examining the development of antisocial behavior (35) and depression (25) after
exposure to environmental adversity.
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Problems With Implementation


of Explanatory Pluralism
In mental health research, explanatory orientations are
too often adopted for ideological rather than empirical
reasons. At its worst, our field consists of mutually antagonistic, noninteracting theoretical camps. One approach to
this cacophony of divergent explanatory orientations
would be to impose rigidly one methodological perspective, such as biological reductionism. However, this is unfeasible and would be unlikely to succeed even if it could
be accomplished.
Rather, our task, the difficulty of which is hard to overestimate, is to establish a methodologically rigorous but
conceptually open-minded scientific playing field. Advocating explanatory pluralism for psychiatry should not be
construed as a vacuous invitation to treat all methodologies as of equal value. As divergent perspectives compete
for resources and students, the deciding factors should
not be the orientation of the methods but rather the power
of the designs, the replicability of the results, and their relevance to understanding the causal pathways to psychiatric disorders.
Thomas Kuhn (36), the famous philosopher of science
who stressed the degree to which science was intrinsically
a social activity, would suggest that this agenda may be a
fools quest. He might argue that the competing scientific
paradigms within psychiatry are incommensurable, that
their advocates have such widely divergent viewpoints
that they effectively inhabit different professional worlds.
Furthermore, he would assert that data in our field are
heavily theory-laden and deeply intertwined with theoretical assumptions. In such circumstances, effective
communication across paradigms and finding a common
ground on which the various paradigms might fairly compete would be difficult.
These arguments have force. I recall too many sterile arguments between psychoanalysts, social psychiatrists,
and biological psychiatrists in the late 1970s to lightly dismiss Kuhns contention of the incommensurability of different theoretical perspectives. Furthermore, I remember
with surprise the growing realization that in earlier generations, researchers from divergent perspectives had taken
the same set of dataevidence that schizophrenia ran in
familiesand assumed that it proved biological (37) or
family-dynamic (38) etiological theories of schizophrenia.
However, Kuhns perspective may be too pessimistic.
Many philosophers of science now disagree with the more
radical versions of his claims (39). Getting researchers
from different perspectives to agree on broadly similar interpretations of data is not impossible. Within the field of
mental health research, we have seen increasing crossparadigm discussions and collaborations. The ideological
rancor that characterized earlier debates may be lessening, and the optimists among us might ascribe that to a
maturation of the field.

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Kuhn argues that to be considered a mature science, a


field has to agree on a basic scientific paradigm (36).
Psychiatry, by this criterion, would be in an immature
preparadigmatic state. Although vastly underspecified
and in need of being filled in in different ways for each of
the major psychiatric and drug abuse disorders, explanatory pluralism might form the substrate of such a shared
paradigm.

Acceptance of Patchy Reductions


Leading to Piecemeal Integration
What should be our goals in seeking to understand the
extraordinarily complex casual networks within the mindbrain system and its interaction with the psychosocial environment that lead to psychiatric illness? Another assertion of the biological reductionists is that the value of a
causal explanation is directly related to how far down it
goes on the causal chainthe more basic and biological
the better (10). While tempting, this zeitgeist should be
resisted.
A thought experiment might help. Imagine that there
are 15 discrete levels, with the mind-brain system between
DNA on one hand and the clinical manifestations of
schizophrenia on the other. Researcher 1 is conducting
linkage and association studies that attempt to directly relate levels 1 and 15 but would provide no insight into the
intervening levels. Researcher 2 is trying to understand, at
a basic molecular level, the actions of a putative altered
gene transcript, thereby trying to move from level 1 to level
2 or 3. Meanwhile, researcher 3 is seeking to understand
the neuropsychological deficits in schizophrenia, trying to
clarify the link between levels 13 and 15. Although biological reductionists might declare the work of researcher 2 to
be more scientific and valuable because it is more basic,
I hope that this thought experiment makes it clear that we
can make no such judgments a priori. There are many
links in the chain, and their ultimate value and scientific
fruitfulness are unlikely to bear any strong relationship
with where on the causal chain (or, more realistically, network) they sit.
This thought experiment leads to a final point. Although
developing the grand theory is attractive and may provide a fruitful heuristic framework, we are not close to developing a full casual network for any psychiatric disorder.
Nor should this now be our primary goal. Rather, we
should settle for what we have called bit-by-bit efforts of
integrative pluralism. Schaffner (40, p. 282) has expressed
a similar idea in what he calls patchy reductions in a
structure of overlapping interlevel causal models. Such
efforts should, over time, result in clarification of parts of
the causal network from which it may be possible to move
toward a more complete etiological understanding of the
extremely complex mind-brain dysfunctions that it is our
task to understand and treat.
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KENNETH S. KENDLER

Integration and Conclusions


Working in the field of psychiatry inevitably involves us
in some of the most important and perplexing questions
that humans can face. Two are of paramount importance
for our field: how do mind and brain interrelate, and how
can we integrate the multiple explanatory perspectives on
psychiatric illness? I have tried to pose tentative answers
to these questions in the hope that they might contribute
toward providing, for psychiatric research, a pragmatic integrated rubric. We need to move from sterile, ideologically driven debates toward critical, creatively conceptualized empirical questions. How much real explanatory
power is provided by the many possible etiological perspectives on a given psychiatric disorder? How can we begin to understand how the various explanatory levels interrelate with one another?
Our hope should be for the scientific maturation of psychiatry that will in turn allow us to use and integrate the
coming scientific advances. This will require our moving
beyond the clumsy and outdated baggage left us by Cartesian dualism. We should not, however, thereby reject our
fundamental roots within the mental and psychosocial
spheres or succumb to the temptations of simplistic reductionist models. Psychiatric disorders are, by their nature, complex multilevel phenomena. We need to keep
our heads clear about their stunning complexity and realize, with humility, that their full understanding will require the rigorous integration of multiple disciplines and
perspectives.
Received Feb. 4, 2004; revision received March 20, 2004; accepted
May 3, 2004. From the Virginia Institute for Psychiatry and Behavioral Genetics, Departments of Psychiatry and Human Genetics, Medical College of Virginia, Virginia Commonwealth University, Richmond, Va. Address correspondence and reprint requests to Dr.
Kendler, Department of Psychiatry, P.O. Box 980126, Richmond, VA
23298-0126; kendler@hsc.vcu.edu (e-mail).
Supported by a Fritz Redlich Fellowship from the Center for Advanced Study in the Behavioral Sciences and the Rachel Brown Banks
Endowment Fund.
The author thanks Kenneth Schaffner, M.D., Ph.D., and John Campbell, Ph.D., for discussions that aided development of the manuscript.
Little expressed in this essay is original. The author is especially indebted to the works of Turkheimer (41), Schaffner (40, 42), Mitchell
(13), and Zachar (14).

References
1. Jaspers K: General Psychopathology. Chicago, University of Chicago Press, 1963
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