Toward A Philosophical Structure For Psychiatry: Kenneth S. Kendler, M.D
Toward A Philosophical Structure For Psychiatry: Kenneth S. Kendler, M.D
Toward A Philosophical Structure For Psychiatry: Kenneth S. Kendler, M.D
This article, which seeks to sketch a coherent conceptual and philosophical framework for psychiatry, confronts two major
questions: how do mind and brain interrelate, and how can we integrate the multiple explanatory perspectives of psychiatric
illness? Eight propositions are proposed
and defended: 1) psychiatry is irrevocably
grounded in mental, first-person experiences; 2) Cartesian substance dualism is
false; 3) epiphenomenalism is false; 4) both
brainmind and mindbrain causality
are real; 5) psychiatric disorders are etiologically complex, and no more spiro-
hether we know it or not, to practice or to do research in the field of mental health requires us to assume
certain positions on several philosophical issues, two of
which are particularly central. The first such issue is the
nature of the interrelationship of the brain and the mind.
The second is to understand how the various explanatory
approaches that can be taken toward psychiatric disorders
can best be interrelated.
Because our field deals with fundamental questions of
what it means to be human, psychiatry is particularly susceptible to preconceptions that can strongly color the
value we assign to differing methodological perspectives.
With the growth of neuroscience and molecular biology,
psychiatry is set to inherit rich insights into the basic
workings of the human brain. To maximally use this new
information, however, will require that we have our conceptual house in order.
This article seeks to sketch a coherent conceptual and
philosophical framework for psychiatry that consists of
eight major propositions:
1. Psychiatry is irrevocably grounded in mental, firstperson experiences.
2. Cartesian substance dualism is false.
3. Epiphenomenalism is false.
4. Both brainmind and mindbrain causality are
real.
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Acceptance of Bidirectional
MindBrain and BrainMind
Causality
Given our rejection of Cartesian dualism and our acceptance of an integrated mind-brain system, it becomes necessary to accept the concept of brain-to-mind causality.
That is, changes in the brain can directly affect mental
functioning. In our rejection of epiphenomenalism, we
commit ourselves to the concept of mind-to-brain causality. In ways we can observe but not yet fully understand,
subjective, first-person mental phenomena have causal
efficacy in the world. They affect our brains and our bodies
and through them the outside world. (In asserting the
causal efficacy of mental phenomena, I am not reintroducing dualism through the back door. Rather, consistent with several philosophical positionsin particular,
nonreductive materialism [5, 6]I argue that mental processes carry critical causal information about human behavior. For two recent thoughtful treatments of this problem, see references 7 and 8.)
KENNETH S. KENDLER
have not found them. We have hunted for big, simple neurochemical explanations for psychiatric disorders and
have not found them. We have hunted for big, simple genetic explanations for psychiatric disorders and have not
found them.
Our current knowledge, although incomplete, strongly
suggests that all major psychiatric disorders are complex
and multifactoral. What we can best hope for is lots of
small explanations, from a variety of explanatory perspectives, each addressing part of the complex etiological
processes leading to disorders. It will be particularly challenging to understand how these many different small explanations all fit together.
In grieving for our loss of big explanations, we similarly
have to give up our hope for simple, linear explanatory
models. It will not be ABCD. Etiological pathways
will be complex and interacting, more like networks than
individual linear pathways.
Scenario 1
Jackie is a physiologist studying hormonal regulation.
She accepts that the large biological molecules she is examining are constituted of atoms that are made up of
particles that are in turn made up of subatomic particles.
However, in seeking to alter certain aspects of a hormonal system that she is studying, she might consult with
a biochemist or pharmacologist but not with a particle
physicist. Why? Because the kind of effects she wants to
producethe stimulation of particular hormonal receptorsresults from the actions of large biological molecules. Knowing what quarks are doing in these molecules
will not help her achieve her desired goal.
Scenario 2
Bill is performing a statistical analysis on his computer and is getting the wrong result because he has
made a mistake in his statistical program. Being a downto-earth kind of guy, Bill decides to take off the back of
his computer, pull out the motherboard, and reach for
his soldering iron, hoping to find a loose connection to
solder, thereby solving his programming problem. Why
is this the wrong approach? After all, a computer is really just a bunch of circuits and electrons. Using a soldering iron is a highly inefficient approach because it is
an intervention directed at the wrong explanatory level
Am J Psychiatry 162:3, March 2005
Scenario 3
Kathy, a young psychiatrist, is asked by a distressed
parent to consult with her about her son, Brian, who has
decided to leave a career in science to enter the priesthood. The upset parent insists that Kathy order a brain
scan to find a way to change his decision. There must be
something the matter with his brain, doctor. How could
he throw away such a promising scientific career? Kathy
sees the young man, who appears thoughtful and mature, and he describes the deep satisfaction and inspiration he feels in the Catholic religion. He understands the
possible hardships ahead of him but feels he is making
the right decision. Kathy tells the parent that she is not
going to order a magnetic resonance imaging scan.
There is no evidence, she states, that there is anything
the matter with his brain, and no interventions that
would act directly on his brain are indicated in this situation. She feels that he has reached his decision in a reasonable way, but the mother should feel free, if she
wants, to try to argue her son out of his decision.
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Explanatory Pluralism
In the tradition of other thoughtful commentators (especially Engel [11] and McHugh and Slavney [12]), in place
of biological reductionism, I advocate explanatory pluralism (1317) as the approach best suited to understanding
the nature of psychiatric illness. Explanatory pluralism hypothesizes multiple mutually informative perspectives
with which to approach natural phenomena. Typically,
these perspectives differ in their levels of abstraction, use
divergent scientific tools, and provide different and complementary kinds of understanding. Explanatory pluralism is especially appropriate for psychiatry because
psychiatric disorders are typically influenced by causal
processes operating at several levels of abstraction.
A clear example of explanatory pluralism comes from
biology, where it is useful to distinguish between how
questions and why questions (18). For example, in examining the large and colorful tail of the male peacock, we
could study its developmental biology to clarify physiologically how such a tail develops. Alternatively, we could
seek, in the evolutionary history of the peacock, an answer
about why the tail develops, presumably through mechanisms of sexual selection. Neither the how/physiological
nor the why/evolutionary explanatory perspective can
easily replace or invalidate the other. It is simply in the
nature of the phenomenon that it can be usefully approached scientifically from two different perspectives.
(The pluralistic explanatory approach outlined in this essay assumes the natural science perspective that Jaspers
termed explanation [1]. I do not here address another
highly relevant questionhow does the information acquired from this perspective relate to knowledge obtained,
through empathy, from human relationships, through the
process termed understanding by Jaspers [1]?)
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KENNETH S. KENDLER
reductionist biological model. The impact of genetic factors on the risk for psychiatric disorders or drug use can be
modified by the rearing environment (22, 23), stressful life
experiences (24, 25), and exposure to cultural forces (26).
Recent work in bulimia suggests that this disorder arises
given a combination of a biological/genetic predisposition and cultural factors encouraging slim body ideals.
The actions of basic biological risk factors for psychiatric
illness are modified by forces acting at higher levels of
abstraction.
Eighth, biological systems generally and mind-body systems more specifically have goals and generate processes
to address these goals, such as the maintenance of blood
pressure or self-esteem and the acquisition of food, sexual
partners, or status. As argued persuasively by Bolton and
Hill (7), these information-based systems cannot be reduced to their molecular constituents without a loss of
explanatory power. After all, the biology of a neural impulsethe influx and efflux of sodium, potassium, and
calcium ionsis essentially the same all over the brain.
These impulses have specific causal efficacy only through
the particular neuronal system in which they are imbedded. Critical causal processes in the mind-brain system
can only be captured though an understanding of the
higher organizational levels of these goal-directed systems.
Fourth, biological reductionists assume that neurobiological risk factors for psychiatric disorders operate
through physiological inside-the-skin pathways. However, an emerging body of research suggests that this assumption is false. Part of the way in which genetic risk
factors influence the liability to psychiatric disorders is
through outside-the-skin pathways that alter the probability of exposure to high-risk environments. For example,
genetic risk factors for major depression increase the
probability of interpersonal and marital difficulties, which
are known risk factors for depression (29). This is not a
theoretical issue. If the impact of genetic risk factors is mediated through environmental processes, this opens up
new possible modes of prevention.
Fifth, hard reductive models in science strive for clear
one-to-one relationships between basic processes and
outcome variables. Such simple relationships are not
plausible for psychiatric illnesses. For example, individual
genetic risk factors probably predispose to a range of different psychiatric disorders, depending on other genetic,
developmental, and environmental factors (30), and many
different DNA variants probably predispose to one disorder (31). This pattern of many-to-many causal links between basic etiological processes and outcomes is more
compatible with pluralistic than with monistic reductive
etiological models.
Sixth, a series of important questions in psychiatry are
historical in nature and not plausibly subject to reductive
biological explanations. Why are humans prone to develop depression when exposed to social adversity? Why
do genetic risk factors for schizophrenia persist in human
populations? Like the puzzle of the peacocks tail, these
questions are best answered at historical/evolutionary
and not physiological levels.
Seventh, how, using a hard reductive biological approach toward psychiatry, can we define dysfunction (14)?
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KENNETH S. KENDLER
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