(1992) Henze. Characterization of Wastewater For Modelling of Activated Sludge Processes
(1992) Henze. Characterization of Wastewater For Modelling of Activated Sludge Processes
(1992) Henze. Characterization of Wastewater For Modelling of Activated Sludge Processes
0273-1223192 $15'00
Copyright @ 1992 IAWPRC
CHARACTERIZATION OF WASTEWATER
FOR MODELLING OF ACTIVATED
SLUDGE PROCESSES
Mogens Henze
Department of Environmental Engineering, Technical University of Denmark Bldg.,
ABSTRACT
The fractionation of organic matter in the various parts which are used for mathematical modelling is
discussed.
The fractions include inert soluble, readily biodegradable, rapidly hydrolysable, slowly
biomass and inert suspended material. Methods for measuring are also discussed.
hydrolysable,
Fractionation of biomass in wastewater and in activated sludge is difficult at present, as methods are only
partly developed. Nitrogen fractions in wastewater are mainly inorganic. The organic nitrogen fractions are
coupled to the organic
COD fractions. The fractions of COD, biomass and nitrogen found in a specific
wastewater seem to be constant even when concentrations vary. Wastewater input to sewers and the sewer
transport system significantly influences the raw wastewater composition at treabIlent plants.
KEYWORDS
Wastewater characterization, COD fractionation, nitrogen, biomass, activated sludge, sewers, mathematical
modelling.
INTRODUCTION
Characterization of wastewater and activated sludge is a tool which can be used for control, optimization of
existing procesSes and development of new processes.
Complicated plant layouts including biosorption, nitrification-denitrification, biological and chemical
phosphorus removal, and hydrolysis, create a need for new specialized methods for characterization. The
methods needed depend basically on the processes. However, the driving force in developing new methods
of characterization is the models used for plant design, operation and control. The modelling approaches
during the last ten years (Dold et
are
are
Similarly structured
This paper attempts to give an overview of the present status of characterization of wastewater and activated
sludge in relation to modelling of the activated sludge processes.
ORGANIC MATTER IN WASTEWATER
The important aspect of organic matter characterization is the fractionation due to its rate of degradation.
Specific compounds
are
not of primary interest except for the volatile fatty acids, plus ethanol, methanol and
2
glucose.
M.HENZE
These simple organic molecules can, in most cases, be metabolized directly, at least when fed
Also shown is the fractionation used in the Activated Sludge Model No.1,
where the influence of heterotrophic biomass was still unknown, and not generally taken into account.
The fractions shown in Figure
The major
difference between the 3 substrates is the rate with which they are degraded. These rates can be determined
by the various methods discussed later.
Wastewater can be characterized by more or less separate methods, which is the main objective for
discussion in this paper. Characterization can also be made in combination with modelling and estimation of
model constants (Siegrist and Tschui, 1992).
Inert Soluble OJ:eanjcs
Raw wastewater contains inert soluble organics, Si,l' as shown in Figure l.
process. inert soluble organics, SI. prod' are produced (Orhon et aI. 1989, Germirli et aI. 1991. and Sollfrank
et aI. 1992). Thus the effluent concentration, SI,3' is higher than the influent.
(I)
This is also shown in Figure 2 where the effluent from a low-loaded activated sludge plant is shown.
Compared to the influent the concentration of inert soluble organics has been more than doubled.
Ac:I.ol
No.1
coo
10
InoII
80
=radeIbIe
Inon
-.
bIocI.
ao/ubIe
:::..
-=
100
S,
So
X.
.-----
110
==:outOl...."..
nIrIIyIng
InoII
40
..____
Tolal 400 9
..__... L.---
COO/m"
Fig;1. Fractions of organic matter in raw wastewater expressed as COD. with total COD equal to 400 gtm3.
The correct modelling approach would be to include the production of soluble inerts during decay or
hydrolysis. A simplified approach is to use a fictive influent concentration which includes the produced
inerts as well as the inerts in the influent. This approach was used in the Activated Sludge Model No.1
(Henze et aI, 1987, Sollfrank and Gujer, 1991). Inert soluble organics are measured as COD.
It can be
estimated from the soluble COD after a long-term BOD measurement. Ekama et aI,(l986) and Sollfrank et
aI,(l992), suggest that inert soluble organics can be measured as the soluble effluent COD from a low
loaded activated sludge plant. This is not a bad estimate as seen in Figure 2. A more correct method would
be the soluble COD minus soluble BOD in the effluent from a low-loaded activated sludge plant.
(2)
The BOD measurement must be done with suppressed nitrification. The use of batch test methods is easy,
but may lead to erroneous results (Sollfrank et ai, 1992). Table 1 gives a listing of the various methods in
the literature.
COD
Inert
22
Soluble
readilY biOdegradable
rapid hydrolysis
slow hydrolysis
3
9
6
0.6
2.39
0.01
heterotrophs
non-denHrlfylng
""l
heterotrophs
denHrlfylng
Suspended
autotrophs J
nHrlfylng
Inert
Total 45 gCODlm3
Fig. 2. Fractions of organic matter, expressed as COD, in the effluent from a low-loaded activated sludge plant
treating the raw wastewater shown in Figure I.
M.HENZE
Organic
Test
Fraction
methods
Soluble
Batch
inert
Batch/Continuous
Readily
Reference
Batch/Continuous
Batch
Batch
Chudoba, 1985
Continuous
Batch
BatchNUR
MW
Batch OUR
Rapidly
Continuous OUR
hydrolysable
Batch NUR
Soluble-inert soluble
Slowly
hydrolysable
Batch OUR
BatchNUR
Calculation from
mass balance
Suspended
inert
prod.
Batch
Continuous
model
calculation
Batch
are
can
be
and amino acids. The volatile fatty acids, especially acetic acid, are responsible for the major part of this
fraction. Table 2 gives an estimate of the typical content of these compounds in raw municipal wastewater
with a total COD of 400 glm3.
TABLE
2. Example of the sub-fractions in the readily biodegradableCOD in raw wastewater. (Henze et al,
1992).
N content
gN/gCOD
gCOD/m3
Acetic acid
25
Higher VFAs
10
0.00
0.00
0.00
0.14
0.00
10
10
Simple carbohydrates
This fraction of the organic matter is metabolized at a high rate under aerobic as well as anoxic conditions
(Henze et aI,
1992). This also implies that aerobic transport in sewers can reduce this fraction (Sollfrank and
1991). A major part of it can also be stored as PHBIPHV under anaerobic conditions in activated
sludge plants with biological phosphorus uptake (Siebritz et al, 1983, Wentzel et al, 1991).
Gujer,
The measurement can be made indirectly through the oxygen uptake rate (OUR) as originally done by
Ekama and Marais, (1977) and further developed by Sollfrank and Gujer, (1991) and Kappeler and Gujer,
(1992). Similarly, nitrate uptake rate (NUR) can be used to estimate readily biodegradable organic matter
(Ekama et al, 1986, Kristensen et al, 1992).
Direct measurement of the specific compounds like VFAs, ethanol and glucose can account for
50-70% of
the readily biodegradable COD in raw municipal wastewater. For internal waste streams like hydrolyzed
sludge or digester supernatant,
The use of
<
1000)
seems to be a good estimate of readily biodegradable organic material in the internal waste streams. In raw
wastewater, ultrafiltration can be used also (Dold et al,
are
3.
COD
TOe
COD COD
lIN
lIN
VFA
<1000 <10.000
OUR
NUR
PAR
I i ----- ----l----i-----r--------]II-----[::::::::::f ::: ::: ::::- :::::: ::::: ::::::::::::::::::::::::- i:::- :::::::
------------------ ------
--;;:;;----rapid hydrolysis
__
_____________
inert
-------- -------------
Fig.
---
-------
----
---- ----
---- ------------
_ __
---
..
---_
..
------
________________
_____
_________________________
1-
____
_____ _
3. The fractions of organic mauter in wastewater, which are measured by various analytical procedures, as
indicated by the vertical lines.
finished within a few hours. Hence, the sewer transport system may influence this fraction considerably.
M.HENZE
During transport in sewers the suspended biomass and the biofilm on the walls act on the degradable
fractions of the wastewater.
For gravity sewers, the aerobic conditions will favour both hydrolysis and
(Henze
and Lindgreen,
sewer plays a relatively bigger role in pressure mains than in gravity sewers, and this can increase the overall
conversion rates.
Rapidly hydrolysable organics
are
(3)
seems to be a reasonable approximation when dealing with municipal wastewaters.
wastewaters the definition in equation
For industrial
Wm3
COD
400
300
_____-=-e
200
Total
100
Soluble
Transport time
o
Fig. 4.
12
16
20
24 hours
Change in COD during simulated gravity sewer transport of freshly produced wastewater (Henze and
Lindgreen, 1991).
Measurement of rapidly hydrolysable organic matter can be done using OUR in continuous tests (Sollfrank
and Gujer,
1991). Nitrate utilization rate (NUR) in batch or continuous tests might also be used (Kristensen
et al, 1992). In all cases the calculations must be done in order to convert the electron acceptor utilization
are
The other important argument is the influence of biomass in wastewater upon biomass
composition in the activated sludge. A problem which has not been solved yet is the variation in hydrolysis
rate due to the electron acceptor present
conditions.
This fits with the results by Henze and Mladenovski, (1991), who also found the anaerobic
The suspended inerts produced were dealt with as a separate fraction (endogenous
residue) in the Activated Sludge Model No.1, and thus the amount of raw wastewater inert suspended
material is unchanged by the treatment.
metabolism are modelled as a fraction of the net biomass decay - typically 20% as originally found by
McCarty and Brodersen, (1962). For models using the death-regeneration concept of Dold et al, (1980), the
actual value must be smaller due to the cycling of organic matter.
Thus the fraction is closely related to the modelling approach used.
The measurement of this fraction can be done through a batch test (Kappeler and Gujer, 1992), by
calibration of the model with respect to observed sludge production (Henze et al, 1987) or by the tedious
continuous technique described by Ekama et al, (1986).
For the wastewater shown in Figure I, the production of suspended inert organics in a low-loaded activated
sludge plant will be 30-40 g COD/m3.
operate with an initial inert suspended concentration of 70-80 g COD/m3 in order to fit observed sludge
production to the calculated one.
JllST 25:6-8
M.HENZE
BIOMASS IN WASTEWATER AND ACTIVATED SLUDGE
Most activated sludge models have until recently operated with a structural biomass in the activated sludge
but have not taken into consideration the structure of biomass in wastewater and the inoculation of biomass
from the wastewater into the activated sludge.
Municipal wastewater contains a significant amount of biomass that influences the composition of the
activated sludge biomass (Henze, 1989). The biomass may account for 10-20% of the total organic matter in
raw wastewater (Kappeler and Gujer, 1992) and 10-80% of the suspended volatile solids (Henze, 1986).
For wastewater characterization models without biomass present, the biomass fraction is included in the
slowly hydrolysable organic fraction. This will not affect the general modelling considerably, but the yield
constant must be increased by some 10%.
are
are
included,
as
shown in Figure 5.
As a result of the overlaps it is complicated to model the various heterotrophs as separate biomasses. This
can be done for nitrifiers as they do not interfere with other processes. In the Activated Sludge Model No.1
dealing with nitrogen removal only, the heterotrophs
organisms, a fraction of which can denitrify.
are
considered. Here one or two separate groups of bio-P bacteria have to be dealt with: one that can denitrify
and another that cannot. Other aspects of biomass that could be important
are
Bio-P
OenHri
fyers
NO;-NO;
non
denitr.
denitr.
[J
ermen
ters
Fig. 5. Biomass fraction overlaps in wastewater and activated sludge of importance for modelling.
The major problem with biomass and modelling is the lack of reliable and easy methods of measurement.
Not that there is a lack of potential methods. Some of the numerous possibilities
problem is to obtain a result that is meaningful in the modelling context.
are
As the models
are
based on
substrate and dectron-acceptor utilization rates, measurements of these rates can be directly utilized in a
modelling context.
It means that OUR, NUR and AOR measurements have primary interest.
are
Phosphate
and interpretation. Bacterial counts need to be converted to a biomass or a respiration capacity. Both these
transformations have a great deal of uncertainty involved. Another problem with bacterial counts is that it is
almost impossible to achieve reasonably high counts because the activated sludge flocs
are
difficult to
disperse. Enzyme tests look promising on paper,but again the transformation to actual activity is not easy.
TABLE 3. Methods for estimating biomass in wastewater and activated sludge. Methods which can be used
are
Wastewater
Total count
CPU
Denitrifiers
Nitrifiers
Immunoassays
DHA(INT)
+
+
+
+
(+)
+
Poly-P kinase
OUR
NUR
AOR
+
+
(+)
PRR,PUR
SS,VSS
DNA,ATP,RNA
PHB,PVB
+
+
marked with
+.
Activated Sludge
Biomass fraction
Het.
Het.
Den.
(+)
(+)
Nitr.
+
(+)
Het.
All?
Bio-P
Het.
+
+
+
(+)
Den.
Nitr.
Bio-P
Het.
+
+
+
Het.
Bio-P.
relevant information as most of the model groups of bacteria each include numerous species.
Thus for the time being,the respiration rate measurements seem to be the most reliable approach to separate
biomass estimation in relation to activated sludge modelling.
calibration. (See Table
4.)
For heterotrophs the oxygen consumption can be measured in batch or in continuous culture. The fraction of
denitrifying bacteria,,,,can be determined by parallel oxygen and nitrate respiration experiments.
Nitrate (or nitrite) respiration can be measured either as removed nitrogen or as accumulated N20 by the
acetylene-inhibition technique.
The number of denitrifiers and nitrifiers in wastewater may be measured with plate count or the MPN
technique,but these
are
10
M.HENZE
TABLE 4. Methods which can be used for estimating biomass fractions in wastewater and activated sludge
for modelling purposes.
Biomass fraction
Heterotrophs
Test method
References
Model calibrated
OUR
Henze, 1986
Model calibration
Model calibration
OUR
OUR
NUR
Denitrifiers
Nitrifters
Henze, 1986
NUR
NURJAcetylene inhibition
AOR
N
o
Nitride
Ammo-
nla
Ammonia
30
Soluble
Inorg,
0.02
0.6
3
Inert soIubIe __
Readily bIodagredebIe J
RapId hydrolyals
Slow hydrolysis
5.6
Inert euapendad
Fig.
../
NJCOD
o
0.02---- -----0.01
Soluble
0.01- 0.07
II NJrn"
E!!1.-
- -f -
organic
0.03
810m..
0.4
Total 40
SNH
-----
Suependad
___
_____
11
The sources for nitrogen in raw municipal wastewater are primarily human excretion of which some
excreted as urea while the rest is organic nitrogen.
75% is
shown in Fgure 6. The organic part of the nitrogen is coupled to the organic matter in the wastewater and
this does often create trouble during modelling, due to mass balance problems. The N/COD-ratios shown in
Figure 6 are, except for biomass, smaller than normally used, but they seem to fit parallel observations of
COD and N better than the higher ratios in general use (Henze et al, 1987, 1992). The generation of inert
soluble nitrogen during biological treatment seems to result in a higher N/COD-ratio in the effluent inert
soluble nitrogen than in the influent
nitrate
soluble
0.1
nitrite
ammonia
1
0.9
0.006
0.08
0.01
0.40
0.004
Total
Fig.
soluble inert
readily biodegradable ..
biomass
Ip-ig Jly-dlQlyi
slow hydrolysis s
_
pended
7. Fractions of nitrogen, expressed as N, in the effluent from a nitrifying-denitrifying activated sludge plant
tteating the raw wastewater shown in Figures 1 and 6.
V ARIATIONS IN W ASTEW ATER COMPOSITION
The complicated characterization needed for modelling of activated sludge plants opens up a serious
question. How constant are the fractions in a given wastewater with time? There are very few investigations
of this at present.
The results indicate that specific wastewater has a fingerprint which does not change
considerably from day to day. The concentrations may vary but the fractions seem reasonably stable. This
12
M.HENZE
1991).
Sollfrank et al,
temperature
and sewer
(1992)
conditions
(1992)
on the wastewater
composition.
Thus
variations
in
wastewater
composition due to temperature variations in the wastewater must be taken into account
20.0
"
,
,
15.0
10.0
'
/\
,
,
,
,
,
,
\
\
\
\
\
\
29/5 - - - - 1500
1000
16/5
-t
25/5
.
5.0
.
.
'
1.0
2.0
8.0
4.0
Particle
diameter
JUIl
Fig. 8. Suspended solids fractionation in grab samples from Lundtofte treabnent plant (Gillberg et ai, 1990).
;:; * .001
C
8 500 .,..----,
300
200
Q.
:::l
Z
w
IW
Z
100
10
20
30
40
50
60
Fig. 9. Illustration of soluble Zilricb wastewater COD fmgerprint Various amounts of wastewater were added but
the same amount of COD (400 mg) in each experiment (Sollfrank and Gujer, 1991).
wastewater
soluble inert. Ss
SI
Raw wastewater:
South Africa
Switzerland
Hungary
Denmark
Switzerland,Flawil
(22'C)
- "- Tuffenwies (13'C )
- "- Dietikon (15'C)
Denmark, Lundtofte
5
11
9
8
20
10
12
2
Ss
Xs
XH
20
- 62
45
32
29
24
11
7
8
20
13
7
15
15
20
14
25
11
9
- 43
- 49
53
60
55
40
heterotrophs.
XI
11
20
19
9
8
10
18
Henze et al,1992
Primary wastewater:
Denmark, Lundtofte
Switzerland,Zurich
France, Pilot
France, Valenton
S.Africa
10
10
6
8
Preprecipitated wastewater:
5
Denmark,Lundtofte
29
16
43
33
44
13
25
28
41
- 60
56
26
40
1992
1988
Lesouef et al, 1992
Henze et al,
Sollfrank,
14
M.HENZE
The investigations made on different wastewaters show that there are important variations in the various
fractions. This is seen from Table 5. One must remember that the estimation of the fractions has been done
with many different methods. most of them including elements of estimation. Still there is a pattern. The
total inert COD seems to be 20-25% of the total COD. Readily degradable organics are typically 20% of
total COD. but long gravity sewers can decrease it and long pressure mains can increase it. The heterophic
biomass is typically 15-20% of the total COD.
Manipulation of the wastewater through primary settling or preprecipitation can dramatically change the
organic profile of a wastewater with subsequent significant influence upon the wastewater treatment process
as shown by Kristensen et al. (1992).
CONCLUSIONS
There are still many problems to be solved with regard to wastewater characterization for modelling
purposes. The models are ahead of the characterization.
For the organic fractions many techniques are available. Oxygen or nitrate utilization rate methods are the
most developed. The present problem is lack of experience with respect to the results obtained.
Biomass fractions are difficult to measure directly.
estimation of aerobic. anoxic and autotrophic fractions. Direct measurements by cell counts cannot be used
in activated sludge with any accuracy. Indirect measurements by enzymes or cell components seem difficult
to use at present.
A specific wastewater exhibits a rather stable fingerprint of various fractions even when overall
concentrations in the wastewater vary. The sewer system and temperature variations seem to influence the
composition significantly.
The typical ranges in municipal raw wastewater for fractions of total inert COD are 20-25%, for readily
biodegradable COD 20% and, for heterotrophic biomass 15-20%.
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.JIST 25.6-C