Solid Waste Management in Rural Areas: A Step-by-Step Guide For Gram Panchayats
Solid Waste Management in Rural Areas: A Step-by-Step Guide For Gram Panchayats
Solid Waste Management in Rural Areas: A Step-by-Step Guide For Gram Panchayats
A Companion to
The Facilitators of Swachh Bharat Mission (Gramin)
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Foreword
When economies go after indiscriminate market-based growth and the people go after a consumerist
culture, the apparent side-effect is ‘unmanageable waste generation’. There was a time that this was
considered as a phenomenon of the West; and later of the cities of the fast emerging economies; and
currently it is everywhere including the villages in India. The villages in general and those on the
periphery of cities and towns in particular are at the frontline as far as indiscriminate and
unmanageable waste generation is concerned. The concern is that at the end of the day, all the
garbage falls on the lap of the Gram Panchayat (GP) to clean it up.
‘Sanitation and street cleaning’ is one of the basic functions of a Gram Panchayat, and they should
make arrangements for attending to it. The Swachh Bharat Mission (SBM-Gramin) requires every
Gram Panchayat to put in place a functional waste management system. Most of the State
governments also encourage the GPs to chalk out a plan for SWM and practically start managing
solid waste in a scientifically acceptable manner. We find that the GP functionaries as well as the
SBM facilitators at the grassroots level are desirous of putting in place a waste management system
at the local level. But, not many successful units are around to get an exposure, and learn from. And
those that have taken off, with all enthusiasm, have not fully got out of the turbulence to be able to
communicate their experience confidently.
At the moment there are a few SWM units in Tamil Nadu, Kerala, West Bengal and in one or two
GPs in Gujarat and Rajasthan that are understood being managed successfully. These GPs have a lot
of practical suggestions to share with others GPs and SBM facilitators who are earnest about creating
a system to manage solid waste at the Gram Panchayat level. Dr P SivaRam, and Dr R Ramesh from
the Centre for Rural Infrastructure (CRI) of the NIRD&PR have observed directly, and held long
interactions with the people behind the success in these places, and have documented their work.
This handbook is an outcome of a series of case studies done of SWM Units that are managed
admirably by GPs across States in India. For easy grasp of the SBM facilitators and GP functionaries,
the authors have presented it as a Step by Step Guide. It would be my pleasure to recommend to the
SBM facilitators to draw ideas from this effort, customize to their respective contexts, for successful
enablement of a clean ecosystem for all the people.
Dr W R Reddy
May 2016 Director General
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Preface
Solid waste management has become a practical necessity in rural areas too. Next to becoming
Open Defecation Free (ODF) villages, the Swachh Bharat commitment demands rural
households to dispose of garbage in a scientifically sensible manner. Domestic refuse from
individual households should not become a cause for unsightly streets and unhealthy rural
environment. An essential requisite for a healthy rural environment and quality living is the
Gram Panchayats (GPs) should put in place an arrangement for garbage collection and disposal
in a manner that is socially acceptable and technically sound. In the absence of an effective
system in place, it is unjust to blame the households of irresponsibility.
The Government of India (GoI) through the Ministry of Drinking Water and Sanitation (MDWS)
has geared up the initiatives to facilitate such a process. Handbooks and Field Manuals have been
introduced for GPs to draw ideas for implementation. Many of them are elaborate and useful
with several workable ideas. The purpose of this handbook in your hand is very simple – enable
doing. This is very narrowly focussed. The focus is on ‘workability’ given the other
responsibilities of a Gram Panchayat. We have made this handbook more an action-oriented one
for field workers, rather than covering everything that one should know about solid waste
management.
The focus is on purpose i.e. clean villages, and not getting enamoured with and bogged down by
the ideas of converting waste into resource, and the associated complexities. Resource recovery
is a brilliant idea not only environmentally but also economically. Those GPs that are already
converting waste into resource, and those that have taken up to doing it are most welcome. That
is great and just right. In India, for the nature of villages and the mental makeup of Panchayat
functionaries, we must consider that one model cannot work in all the 2,38,617 Gram Panchayats
in India, hence this handbook. The focus here is to present ideas that are very simple to follow
and at the same time technically flawless.
There are successful cases of solid waste management in a few places reported by NIRD-PR,
CEE, CSE, WSP, MoRD, State governments and others. Those doing it successfully must be
encouraged, and they can be called ‘unique’. Successful practices witnessed are excellent sources
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for providing lessons on what works and what does not work. However, the authors are wary of
unaware generalisation without sufficient probing into how one GP is successful while many
others in the neighbourhood fail. Often enough, our problem about writing success stories is that
we put more emotion and less intellect in it. Consequently, we fail to take into account other
factors such as the context, the leadership, supportive district administration or a local NGO that
have played the vital cog. In other words, we report a case study, as though it happened exactly
with the same independent variables we identified, with no extraneous or intervening variables
coming into play. And wonder leisurely: ‘why this successful model fails in other places’.
Studies conducted by NIRD&PR of solid waste management projects across the States proved
beyond doubt that the amount of income generated by converting waste into products helps meet
hardly 20 per cent of the expenditure incurred, if done meticulously perfectly. Certainly, the
financial return on investment need not (and should not) be the sole criterion for determining the
success of solid waste management endeavours. However, the Panchayat Presidents who are the
prime anchor persons of these efforts at the GP level should not get it wrong or be misguided.
They are sure to get disappointed if they construe that they are going to cover the entire
expenditures [in managing solid waste] out of the income earned through sale of vermi-compost /
products or other recyclable wastes. Another perspective is the Return on Investment (RoI) need
not be calculated in terms of financials; rather we should measure it in terms of savings to the
‘natural capital’.
Clean, and green villages is a splendid dream. Every Gram Panchayat must go for it. In such a
journey ‘prudence and pragmatism’ should hold the steering wheel. As the title of this handbook
conveys, this is a step-by step guide for Gram Panchayat functionaries that shows the way to
garbage-free village in five steps. In addition to the inputs / suggestions we received during a
national workshop at NIRD&PR, we have also extensively drawn from various guidebooks on
this subject, especially of those from the Ministry of Drinking Water and Sanitation (MDWS).
Practical suggestions to improve the ideas presented here shall be gratefully acknowledged.
R Ramesh | P SivaRam
April 2016
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List of Abbreviations & Acronyms
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Solid Waste Management in Rural Areas
CONTENTS
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Chapter – 1
The Government of India (GoI) as well as many State governments are looking up to
Gram Panchayats to come up with a working system to manage solid waste in rural areas.
We must admit the fact that ‘some’ Gram Panchayats have been successful in managing
solid waste, while ‘many others’ have had a short stint and faded away. The NIRD&PR
took up the task of collecting and coming up with an array of practicable models of solid
waste management, which GPs can choose from, and take up appropriately for
implementation.
This handbook provides lessons from ‘good practices in solid waste management’,
presented as a step by step guide. It will help formulate models and systems for solid
waste management (SWM) that can serve as practicable system for Gram Panchayats to
take up for implementation. The purpose of this handbook is not merely adding to the
existing knowledge on SWM, but to provide practicable ideas for implementation.
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The Steps in Solid Waste Management
In this chapter we present the steps an aspiring GP can follow in order to take up solid waste
management (SWM). It follows a step-by-step approach. It starts with preparatory arrangements
required, and goes up to monitoring the progress a given GP is making in SWM.
Step – I: Preparation
1) Panchayat functionaries meeting: The Panchayat President, Vice-president,
secretary, and other ward members should express their willingness and support,
and resolve to take up the cause of clean GP within certain time period (one year).
2) Gram Sabha Meeting: Gram Sabha should discuss about (and pass a resolution)
what it means to be a clean village; in what way each household may have to
cooperate etc. This can include resolutions such as: (i) cloth bags to be used, and
avoid use of carry bags; (ii) tea stalls to use only stainless steel glasses and no use
and-throw cups; (iii) a by-law in this regard can be prepared and passed as well
(see Model by-law in Chapter – 2).
3) Community Education: Various segments of the community need to be
educated. It must include the households, SHGs, shopkeepers, tea stalls, local
restaurants, school children, marriage and community halls etc. It is good to meet
each group separately. Community education must essentially include: what are
bio-degradable wastes; and what are non bio-degradable wastes? Which ones are
recyclables; what hazardous wastes are; what is meant by primary segregation that
the households are supposed to do?
4) Identify infamous spots: Generally street corners and empty land in between
houses are vulnerable spots to become ‘undeclared dump yards’. Every household
silently assume that spot for dumping household wastes. There are three things
that need to be done about such places. (a) First of all, identify such infamous
places / spots; (b) the garbage heap in such places must be moved to some existing
landfills; and (c) fencing can be done to prevent future misuse, or if it is a common
land, put some plants or tree saplings to grow. If funds are available put up a
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swing for children to play there. Keep that place occupied, it should not be seen
being empty.
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Box – 2: Waste Category (Bin it Right)
Wet Waste (Green) Dry Waste (Blue) Hazardous Waste (Red)
Vegetable peels Soap covers / pockets / sachets Mosquito repellent refill bottles/
Mosquito repellent mats
Fruit peels Empty shampoo bottles Expired medicines
Rotten fruits and vegetables Empty perfume bottles / Tablet covers / Syrups bottles
containers of deodorants /
shaving creams
Leftover food Milk covers Any medical discard
Used tea / tea bags Used door mats Sanitary napkins
Used coffee ground Used tooth brush Children’s diapers
Egg shells Chocolate wrappers Used condoms
Coconut shells (including Butter wrappers Used razor / razor blades
tender coconut shell)
Mango kernel & any seed Used mop cloth Old batteries
Coconut fibre Ghee / oil pockets / cans Fused bulbs / tubes / electrical
items
Used flowers / dry flowers Package / polythene covers / Broken glasses / ceramics
Plastic covers
Spoiled spices Newspapers / card boards Empty cans of toilet cleaners
Floor sweeping dust cosmetics containers Expired cosmetics
Meat & non-veg remains Styrofoam Cockroach killers / spray cans
Expired bread, biscuits and Broken stationery like used Old printer cartridge / CDs
other food items pens, pencil sharpener
Hair Empty cans of floor cleaners Rusted iron pieces
Garden shrubs Kurkure / Lays packets Used odonil bottles
Floor sweeps Unusable shoes / Old Electronic items / parts
Road sweeps Sachets (of shampoo, creams Pieces of wires, old chargers,
etc.) old pen drives
Bisleri kind of water bottles Old paints / old household
chemicals / cleaners
Used tooth paste tubes etc. Insecticide sprays / leftovers
Broken household plastic Toxic rejects
items / and toys
Metal tins, and cans (e.g Pepsi Cotton/ tissue papers used for
Coke cans) – Aerosol cans medical purpose
Small tubs like the ones used Empty cans of lubricants used
for yogurt, cheese, jam for car / bike.
Pieces of aluminum foils
Old brooms
Paper napkins, Tetra pockets
Destroyed old cushions
Leather, rexene, rubber
Iron pieces
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Community Preparation through IEC
The GP residents hold the key for success in solid waste management. Human propensity to
respond to a call for any change generally does not receive the same level of cooperation and
support from all corners. First of all, it requires inscribing in the minds of the community that the
GP is serious about it; secondly, it should be personally convincing for them to play their part
and cooperate; and thirdly what they witness as manifested behaviour of GP functionaries should
gradually strengthen their trust in our efforts. All these require a series of IEC campaign.
SBM facilitators, in association with GP functionaries, need to plan for a series of IEC
campaigns to educate the residents on: why scientifically manage solid waste; and how
segregation at the household level eases the entire process of managing waste at subsequent
stages. The responsibilities of the residents are spelt out clearly in page no. 24. The community
members / households should be clear about it at the outset. The suggestions that follow may be
of help to conduct IEC campaigns for this purpose.
Every household / resident should get habituated to properly segregating waste into three
different categories (wet / Dry / Hazardous) before handing them over to waste collectors.
(This sounds very simple, but is not easy to make EVERYONE practice it. Thus, the need
for IEC)
Information Education Communication
(Know what, why and how) (Self-regulation, Self-correction, The methods, tools, and
Knowledge Practice, Responsible well-being techniques (media) used to
Awareness & civility) pass on information, and
Ability impact on practice so as to
(Making people aware) (Triggering people to practice, by make one behave like an
undoing undesirable behaviour educated person. One can be
and adopting desirable / healthy illiterate but still be ‘educated’
behaviour)
1. Waste Bins Distribution with handbills: The GP shall arrange to supply three different
colour bins to all the residents. This must be used as an opportunity to supply also a
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handbill explaining the purpose of three different colour bins, and seek residents’
cooperation. Motivate them with your reasons: why is this important in a village?
2. Students Orientation: The local school children are a magnificent source of enthusiastic
human resource, the power of which can be tapped for this purpose. To do this, they need
a brief orientation on SWM, and what is this SWM plan trying to achieve within a GP.
Conduct orientations for them in separate groups, and plan with them how they can
involve themselves in this IEC exercise. Generate ideas as well. They can be alternatively
used in IEC, IPC activities depending upon their availability. School children also can
prepare IEC materials on a competition held for them at school. They tend to own up
such materials prepared by them, and put them to effective use.
3. Cultural Evening: Cultural evening with messages on waste management. Cultural
evenings may be organised in the villages. In between the cultural programmes, we can
take 15 minutes to sensitize the residents on waste segregation, waste reduction etc. The
cultural programme will continue, then again for 15minutes Solid Waste Management
(SWM) plan shall be put across to the residents. At the end of the programme, the GP
President shall sum up asking for the cooperation of residents for proper management of
wastes, and not throw wastes in street corners.
4. IPC (Interpersonal Communication): This helps in a face to face situation for the
school children and sanitation motivators to demonstrate to the residents what are bio-
degradable wastes (wet)? and what are non-biodegradable (dry) wastes? What are
recyclables; what hazardous wastes are? What is meant by primary segregation that the
households are supposed to do? How this goes further into making gas, vermi-compost
etc. The students can use their knowledge, creativity and innovation.
5. SMS Alert: An SMS alert may be arranged with mobile service providers (IDEA and
Airtel) ‘alerting residents every morning with a message on ‘waste segregation’. This
should go on at least for 15 days at the launch of the programme; then once in three days;
and then reduced to once a week.
6. Educative Information: The sanitation workers can also politely educate the residents
where they mix up waste (without segregating) especially because they are not clear as to
how to segregate.
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7. Educative Inspection: The Sanitation Inspector who goes for monitoring the works of
the sanitation workers makes direct observation of how residents respond to the call. He
can also use that opportunity to educate the residents who are unaware or are unwilling to
spend time on segregating.
8. Rangoli Competition: Rangoli competitions can be announced at GP level. Prizes can be
given to the biggest and the best rangoli. Prizes can be announced at three levels: (i)
household level, (ii) street level, and (iii) habitation level. People tend to clean up the
streets in front of their houses, and their streets in their enthusiasm to bag prizes.
9. Clean the Commons Campaign: Cleaning up the schools, ICDS Centres, infamous
spots where people usually chuck their waste. Such places can be cleaned up through a
special campaign. Innovative ideas must be put to use so as to sustain the cleanliness of
such places – by making vulnerable /infamous spots to be used as playground for kabbadi
players; or plant some trees, and fence the area. If it is a bigger area, children’s park can
also be planned (like it has been done in Ibrahimpur GP in Telangana State).
10. Announcing Prizes & Gifts: As part of local festivals institute some awards such as,
‘Street of the Year Award’ or ‘Best Residential Locality Award’. It must be given every
year so that people have some encouragement to keep clean, and tend to question those
irresponsibly throw waste in street corners.
Step – II : Planning
1) Area Survey: Estimation of the nature, type and quantum of wastes generated by
different category of people viz. households, tea stalls, restaurants, marriage halls,
vegetable market, fish market, bus stand, temples, and schools etc. is necessary to be able
to plan for collection, transport, and manpower requirements. For households, average
waste generated can be estimated. But, with regard to other stakeholders such as
restaurants and markets a site-visit might be required to assess the waste they generate
daily. The existing arrangement for waste disposal should also be studied. See Annexure
3 & 4 for further clarity on this point.
2) Material Planning: Tri-cycles or (solar) battery operated vehicles for waste collection
(one vehicle with two waste collectors for every 150 households, for instance), uniform
and gears (jacket, gloves, cap, water bottle, first aid kit) for the workers, segregation
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shed, compost yard for wet waste, storeroom to lay in dry waste, tools and equipments.
See Chapter - 3. Detailed Project Report preparation.
3) Manpower Planning: SWM is a labour intensive work. We need two workers per 150
households. That means with each garbage collection vehicle two workers can be
deployed, who can help each other. They can together cover 150 households every day.
They may cover 150 HH in the morning (7.00 – 10.00 am) and 150 HH in the evening
(4.00 – 7.00 pm). Two hours can be spent in secondary segregation at the shed - one hour
in the morning and one hour in the evening. The experience in some places is that poor
and destitute women are trained in this work. Those already involved in rag picking are
also recruited and trained. Selection and training are important because wrong selection
shall require frequent recruitment.
4) Technical Planning: This is about processing and treatment of wastes collected. This
guide does not suggest elaborate treatment methods. It suggests to go for simple windrow
composting with wet waste, and if possible to go for vermi-composting. The dry waste
can be segregated and what can be sold as recyclables may be sold to merchants who deal
in scrap sales /waste recyclable items periodically. The rest may be sent to a sanitary
landfill (See Box – 1). This is explained in detail in Step – IV and in Annexure - 4. See
Diagram at page 17.
5) Financial Planning: This involves two types of costs. (a) Capital cost for setting up the
facility, and (b) Operational cost for meeting out the recurring expenses month after
month. Capital cost pertains to point No.2 above; and Operational cost pertains to points
No.3 & 4 above. See Box – 3 for details. The financial planning necessarily must involve
a budgeting exercise too.
Budget is an estimated income and expenditure statement. In other words, this is a dry
run of the expenditure to be incurred, and the likely income to be accrued by the GP
through the proposed SWM activity. This is a very essential exercise that Panchayat
functionaries must do before actually venturing into ‘real action’. This shall indicate the
likely expenditure to be incurred, and what are the sources of income available to cover
the expenditure so that the venture becomes financially sustainable. A blank budget
format is given below.
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Box – 3: Income and Expenditure for a Solid Waste Management Project
(It is worked out assuming that this project is for 300 Households)
Items of Expenditure Possible Income Sources
A. One-time Expenditure 1. Service charge
(Capital Cost)
1. Baskets (900 numbers) - 2. Sale of compost items
Green, Blue, Blue
2.Tricycles - 2 3. Sales of recyclables
3.Compost pit, segregation shed 4. Fine and penalties
4.Uniforms, gloves, gaps, whistle
5.Tools & equipment
B. Recurring Expenditure
(Operational Cost)
1. Supervisor Salary
2. Sanitary Workers Salary
3. Consumables / bleaching
powder etc.
4. Repair and maintenance
NOTE: This is the stage where GPs need to look into the feasibility of resource recovery from
waste. Income generation through sale of products (such as vermi-compost) from wastes is a
source of income in some Panchayats. Some GPs do SWM Project, on social enterprise mode
only – meaning the expenditure is offset by another source of income to the GP. The income from
sale of compost, and service charge meet only a portion of the expenditure. Please visit SWM Unit
in Mudichur GP, Tamil Nadu (see a briefcase at Annexure -1); and SLRM Unit at Kurudampalayam
GP, Coimbatore, Tamil Nadu (see a brief case at Annexure – 2) for firsthand experience on these
aspects.
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Step – III: Organising
1) Manpower: Recruit the manpower as required by the plan. One experience is that
very few local persons volunteer to work in dealing with garbage. It is good to
recruit destitute women and those who are willing to take up such tasks. In some
of the successful SWM projects, wherever the authors of this handbook paid visit,
we could notice destitute women from the neighbourhood villages, and men
outside the State working. Often they are recruited from faraway places. In such
cases, they stay in a place given by the GP. There are places where actual rag
pickers have been recruited and trained. They get orientation and trained so that
they are ready to take up the task. While doing a training need assessment it is
advisable to go by ‘task-based session plans’. Regarding compensation, each
worker has to be paid at least Rs.150 per day or the minimum wages as prescribed
in MGNREGS.
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SOLID WASTE
Secondary Segregation
Vegetable peels
(sift out the recyclables) Fused bulbs
Fruits
Ceramic items
Plastics
Syringes
Glass bottles
Garden waste
Non-recyclables
Glass ware
Mirror
Batteries
Non-recyclable
polythene bags
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3) Technology:
This can include three things in the context of SWM. First, what vehicles are to be
used in waste collection – are they simple tri-wheelers, or battery operated
vehicles etc.? Secondly, the technology to be used in treating the wet waste / bio-
degradable waste – are they going to be converted into simple compost or vermi-
compost? Thirdly, how the landfill is to be located and where it is going to be set
up? Depending upon what technologies we choose, we need to organise materials
and funds to procure such materials.
4) Funds: The State Governments through centrally sponsored schemes like Swachh
Bharat Mission (Gramin) makes grants available for construction of facilities
required for solid waste management. However, in the event of this fund being
insufficient, GPs have approached CSR (for instance, Kurudampalayam GP,
Coimbatore district, Tamil Nadu) and NGOs (for instance, Mudichur GP,
Kancheepuram district, Tamil Nadu). There are also instances where the District
administration and DRDA have found other sources of funds to assist setting up
solid waste management facilities. This is about initial investment. The real
challenge is about covering the operational expenses (running cost) of the unit
month after month, paying workers salary, maintaining collection vehicles etc.
There are income sources in an SWM unit viz. sale of compost and service charge
collection etc. One general complaint from GPs that are already involved in SWM
is the irregularity in service charge payment - that the irregularity is up to 30 per
cent. Therefore, the income from sale of compost, and service charge cover only a
portion of the expenditure. As mentioned elsewhere in this handbook, where GPs
have taken up the task of SWM, they follow social enterprise model only –
meaning the expenditure is offset by another confirmed source of income to the
GP. For instance, in Mudichur GP in Tamil Nadu, they offset the loss incurred in
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SWM against the income they earn from sale of drinking water through RO Plant.
See a case study in Annexure – 1 of SWM Unit in Mudichur GP in Tamil Nadu.
2) Collection: The sanitation workers indicate their arrival by blowing a whistle. The
Green Bin is emptied into the cabin meant for it in the tri-cycle. Wet wastes are
collected every day morning from 7 – 11 am; or in the evening from 4.30 – 6.30
pm. During the collection, the sanitation workers progressively perfect the
community on what should be kept in the Green Bin, and what should go into the
Blue bin, and what are hazardous items, and how they should be disposed safely.
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3) Secondary Segregation: The tri-cycle reaches the segregation shed where the
garbage undergoes a secondary segregation. In secondary segregation the
sanitation workers sift (pick and choose) the ‘recyclables’ from the lot received.
The discarded ones in the process are non-recyclables, which along with
hazardous waste reaches the ‘sanitary landfill’. For an explanation on sanitary
landfill, please see Box - 1.
4) Facility for Treatment & Treatment of Waste: Construct two composting yards
of 3 x 5 metres of one metre height in single brick masonry. It can be above the
ground level. It does not require any plastering. There needs to be a roof (tin sheet)
over them considering the rainy days. That means both the composting yards are
under one roof. One composting yard can be used for 60 – 75 days. When it is
nearly full in two months time, cover it with sand, and start using the second one.
By the time the second one gets filled, the garbage dumped in the first yard has
become compost and is ready to go to field. These two pits can be used alternately
like in a twin pit toilet. We do not impose vermi-composting considering the work
and additional workers required to maintain it. GPs may opt for vermi-compost, if
they can manage time, and additional worker(s). All that it might require are: (i)
turning around the garbage once in ten days or so; (ii) ways to control insects and
flies from breeding; and (iii) how to control odour. Windrow composting is the
easiest. To get to know about various methods of composting ‘Government of
India (2015), Technological Options for Solid and Liquid Waste Management in
Rural Areas, published by MDWS, Swachh Bharat Mission (Gramin)’ is a good
reference material.
The recyclables can be sifted and stored separately for sale to scrap dealers. When
a considerable volume is accumulated, they can be sold. Arrangement may be
made for scrap dealers to visit the site once in two months or so.
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5) Service charge Collection: Service charge collection from every household is
very essential to cover the operational expenses. The Sanitation Supervisor (or
Panchayat Secretary) should take responsibility to sit in a designated Cash Counter
at the GP Office, at least four hours daily to collect service charge from
households (for household drinking water connections, for solid waste
management, house tax etc.). People get habituated to visiting the office and
paying, once the system is established, and when the community members are sure
that the GP Office is definitely open from 12.00 noon to 2.00 pm; and again from
5.00 pm to 7.00 pm. If this is irregular, people tend to think poorly of the system,
and do not adhere to paying, citing ‘closed GP office’ as a reason.
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4) Physical Verification: The GP Sanitation supervisor should make visits when
sanitation workers are on duty, collecting waste from households. It helps solve
some of the problems. Similarly, the GP President should make visits whenever he
has time. Initially the GP President may have to visit the wards, often enough, so
as to build confidence in the households. It communicates to the households how
earnest the GP President is about the solid waste management system.
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In the same vein, one can try to test the pragmatism behind the principle ‘waste-into-
resource conversion’, at the same time we shall not lose sight of the fact that
‘simplicity is the hallmark of demonstrability’ and complexity is a drawback.
Despite repeated education, some families do not segregate wastes properly, and it happens in
most communities. As a result of this, if the sanitation workers started dumping ‘all the wastes
together’ in the collection cart, they are making way for a reverse journey. That’s an indication
the system is gliding towards ‘failure’. The sanitation workers are as vital as the households are,
to be able to spell success. To quote an incident, one sanitary worker in Kurudampalayam (see
annex – 2) said with a lot of unease: “sir, many of these housewives are thinking I am collecting
wastes and garbage from them, I feel sorry that they hold an incorrect perspective of what I am
doing. They lack an understanding that I am collecting resources from them to be converted as
usable products”. It spells, why Kurudamapalayam is successful.
Wet Wastes (GREEN): Kitchen-refuse such as vegetable peels, fruits, flowers, egg
shells, tea leaves, including leftover food, old bread, fish bones, leaves, garden shrubs,
and others easily degradable items.
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Dry Wastes (BLUE): plastics, papers, card boards, shampoo bottles, empty cans/ tins /
toothpaste tube / worn out toothbrush / milk covers, oil covers, glass bottles, pet bottles,
broken toys, caps of mineral water bottles, iron pieces, etc.
Hazardous waste (RED): Under this category items frequently discarded are: (i) used
batteries, (ii) children’s diapers,(iii) used-napkins (and such items). Other items under
this category could include household chemicals / cleaners / fused bulbs / tubes, broken
mirror and broken ceramic items, residual paint/ indoor and farm pesticides, grease, spray
cans, shoe polish, expired medicines and other pharmaceutical items / syringes, needles,
sharps, blades, rusted tins etc.
Note: It is courteous if we can wrap especially the items (ii) and (iii) mentioned under
RED waste above in an old newspaper, and stick a small RED colour cello tape(stamp-
size enough!)’ so that it gets appropriate handling without any mess.
2. Vegetable peels, fruit peels, egg shells, used tea leaves, leftover cooked vegetables /
food may be put in wet waste bin (Green). But never in a use-and throw cover; never
knot it, please. Either give them as such or wrap it only with old newspaper.
3. It is always good to wash inside of a milk pocket with water. Washed milk cover
renders it easy for the sanitation workers to deal with it. [Never throw empty milk
covers on the street. The stray cows, buffalos and calves tend to chew up and eat them
because of the milky smell on the cover. Accumulated polythene covers in their
stomach prove deadly].
4. As far as possible leftover food items such as fish bones, mutton and chicken bones
may be given to cats / dogs, if available at the households. This is a way to deal
especially with leftover food at household level. If not, these items may be put under
wet waste (GREEN Waste), which after crushing (by a crusher) can be fed either into
a gas plant or allow them to decompose along with the wet waste you convert as
compost.
5. Certain items such as sanitary pads, children’s nappies, and condemns shall be
wrapped in newspapers, or some papers available (put a red X [cross mark]) or stick a
piece of RED cello tape, before it is handed to the sanitation workers. Such marking
helps easy identification so that the sanitation worker shall handle it appropriately.
6. Please avoid putting used sanitary pads in plastic carry bags and knotting it. They
should always be wrapped in old newspapers or some paper available. Similarly,
please avoid putting kitchen waste (vegetable peels etc.) in carry bags and knotting it.
7. The sanitation workers (in uniform & cap) shall visit every household with a cart / tri-
cycle, and blow a whistle to let the residents in that area to get to know that the waste
collection vehicle has arrived. It is the responsibility of each household to give the
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three baskets to the sanitation workers, who shall empty each basket in separate
containers they bring / in partitioned vehicles.
8. The residents who repeatedly give mixed up waste (dry /wet / hazardous etc. together)
shall be classified as Type – 2 residents and dealt with accordingly.
9. Complaints, if any, from the residents may be sent through SMS to the Sanitation
Supervisor / Inspector or to the GP President. The residents may also call up the GP
President and inform complaints, if any.
10. Similarly, the sanitation workers shall also keep note of residents (House number)
who do not cooperate and report to the VWSC or to the GP President for necessary
action.
Bigger GPs can also make plans to convert the waste collected from residents, after secondary
segregation, into gas (gasification / bio-methanation) that can be used at the local school / ICDS
kitchen etc. Therefore, if an SWM plan got executed properly and became sustainable, the
residents can really set an example to many GPs in the neighbourhood on how to handle
household waste intelligibly. We earnestly seek your cooperation, and support.
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Task Description for SWM Workers
1. The sanitation workers shall collect waste primarily segregated at the household level.
2. After reaching the Segregation Shed, the sanitation workers feed into the incinerator
(combustion chamber) all the diapers, sanitary napkins and such items handed by
households wrapped in old newspapers. This is about the RED bin.
3. Then they turn to handle wet waste: They shall do secondary segregation of the wet
waste. During secondary segregation, their main job is ensuring that wet waste do not
have any mix up of other types of wastes.
4. Before the wet waste goes into composting or into a gasification plant, the workers shall
do the necessary chopping, crushing (using the crushing / chopping tool installed at the
segregation shed) so as to make it fit for faster composting / easy gasification. This is the
technical arrangement for treating wet waste. This is about the GREEN bin.
5. The workers then do segregation (tertiary segregation) of dry wastes. The main task here
is sorting various materials like plastics, bottles, papers, card boards, cosmetic containers,
tins separately. This classification results in grouping items that can be sold for scrap
dealers (that means what goes for recycling to recyclers), and those items that must be
sent to designated landfill area. This will include other hazardous wastes, if any.
6. The items picked from the dry waste for sale to recyclers shall be kept in a store. This
will be part of Segregation Shed. Incinerator will also be part of the Segregation Shed.
7. Periodically, it will also be a responsibility of the sanitation workers to take out the
manure from compost yard / gas plant, and keep them in sacks.
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Task Description for SWM Supervisor / Inspector
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Chapter – 2
A Model Bylaw for Solid Waste Management in Gram Panchayats
PART – I
General
1. The jurisdiction of the bylaw is limited to solid waste management of the villages
and hamlets within ………………………….. Village Panchayat.
2. These bylaws are prepared keeping in view the Constitution of India (Articles
243G, 243H, 243I, and 280) and the Guidelines of the Swachh Bharat Mission (G)
for solid waste management in rural areas.
3. The Village Water and Sanitation Committee (VWSC) is hereby appointed
Executive Authority to plan, collect, treat and dispose kitchen wastes, and other
domestic waste generated by households, shops and other establishments within
the boundaries of the Panchayat.
4. The VWSC shall put in place a proper system for solid waste management for this
GP. It shall fix terms and rates under which wastes generated by residents shall be
collected and disposed in a manner that is healthy, and overall cleanliness of the
village shall be maintained.
5. Solid waste generated by households, shops and establishments, and marriage
halls within the GP shall be handled by a team of sanitation workers trained and
appointed by the VWSC with the approval of the GP on terms set out in this bylaw
(and related rules to be intimated when required).
6. Differential rates will be applicable to different category of residents such as
households, tea stalls, village restaurants and eateries, marriage halls, schools and
offices if any, vegetable markets, mutton and chicken stalls, grocery shops etc.
7. The rates set out in this bylaw are hereby imposed on every household and the
rates shall be levied and collected in accordance with a tariff fixed (See 2.5).
8. The rates shall be revised once a year to reflect changes in the cost incurred in
solid waste management services
9. Revenue collected for providing solid waste management (SWM) services shall be
used only for the purpose of operation and maintenance of the said services
including the workers’ salary, employed additionally (or made to work for extra
hours) for this purpose.
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10. Any person who behaves in breach of this bylaw shall be liable to a fine as
stipulated in this bylaw (See Point No.2.5).
PART – II
1. The GP shall do a survey and sort out residents under different categories (See
User Category below). There will be a series of community education programmes
conducted with the help of Block level staff of the government (or an NGO)
involved in sanitation promotion (SBM) activities.
2. Residents, and shops etc. of the GP shall be intimated which category they fall
under for the purpose of payment of service charges for SWM – preferably
monthly (or as agreed upon).
3. The unit considered as house for the purpose of House Tax shall be considered as
household in this case also.
It is at the discretion of the VWSC, that a destitute woman or aged person running a small
petty shop with an investment of less than Rs.1000 (one thousand only) may be exempted
from paying, provided s/he already pays as a household. This is not applicable to others
such as those who run a village eatery, vegetable vending (with the idea of chucking
waste on the street corners or into drainages), chicken stall etc.
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waste goes into which bin / basket, and the intervals at which collection cart visits
them.
3. Primary Segregation shall take place at the source where waste is created (e.g.
household level). Secondary segregation shall take place at SWM shed of the GP.
4. The responsibilities each category of SWM service users is provided separately.
5. Special arrangements shall be made for cleanliness during temple festivals and
local festivals.
2.3 Inspection
1. Respective ward members of Panchayat along with the members of VWSC (or
a supervisor appointed for this purpose) shall pay inspection visits to make sure
that the community members, shopkeepers and others keep their surrounding
clean.
2. They shall also personally visit in order to educate houses / shops that
repeatedly mix up, or do not cooperate as reported by the sanitation workers.
2.4 Non-compliance
3. Where households or some residents are found not abiding by the Panchayat
norms, and are chucking waste on the street corners or in some vacant place in
residential areas shall be liable to pay penalty as decided by the VWSC.
4. In the event of a resident’s persistent non-cooperation, the Panchayat may take
the extreme step of cutting off other services like drinking water supply etc.
The tariffs set for the SWM services with respect to different users are suggested below.
However, the best way to do this is each GP can work out a budget (of likely expenditure
to be incurred on SWM, and accordingly work out the service charges [rates] for each
category of service users, which should serve as income to be able to meet the
expenditures). The following is a suggestive tariffs for different user categories.
1. The service charges for SWM shall be payable to the sanitation worker (or
sanitation supervisor) at the door steps of service users before the 5th day of every
month, unless otherwise specified. This is easier to collect and easier to pay. A
receipt for the amount paid shall be insisted on by the residents who pay.
2. Alternatively, the services charges may be paid at GP Office before the 5th of
every month in advance.
3. Payment for SWM service under the terms and conditions laid down in the bylaw
if not paid by the party concerned within the time stipulated shall be recoverable in
the same manner as house tax.
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4. Waste baskets given for SWM purpose shall not be put to any other use, causing
SWM to suffer. In such an occurrence the amount spent on the baskets shall be
recovered at double the price.
5. Household not wanting to involve themselves in primary segregation can do so,
provided they are prepared to pay Rs.80 every month, instead of the regular Rs.30.
2.6 Penalty
1. Anyone willfully or negligently throw waste on the street shall be considered to
have violated and shall be punished with a fine of Rs.500 in the case of households
and shops; and Rs.2000 in the case of marriage hall or as decided by the VWSC.
2. The VWSC may also decide differential penalties in the case of one time violation,
and repeated non-compliance / negligence.
The following are responsibilities of households and others except marriage halls.
1. Each household shall segregate waste into wet waste (kitchen waste) and dry
waste (other waste) and put in the bin given specifically for each purpose. This is
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called primary segregation, which shall take place at the household level. Those
who do not want to do it can do so on extra payment as prescribed by the GP.
Those who repeatedly give mixed up (both dry waste and wet waste) shall be
automatically classified under Type – B and charged accordingly.
2. As far as possible leftover food items such as fish bones, mutton and chicken
bones may be given to cats / dogs, if available at the households. This is a way to
deal especially with leftover food at household level. Otherwise, they may be
wrapped in a newspaper and handed to the sanitation workers (preferably with a
green X [cross mark] on it). It helps easy identification of what is inside.
3. Vegetables peels, fruit peels, egg shells, used tea leaves, leftover cooked
vegetables on the plat may be put in wet waste bin. But never knot it.
4. It is always good to wash inside of a milk pocket with water. That way, the milk
in frozen form may find its way to your milk pan. Washed milk cover renders it
easy for the sanitation workers to deal with it, as it does not smell. Moreover, just
in case an unwashed milk cover ends up on the street, it happens that calves [small
ones of a cow] tend to eat up the cover because of the milk smell, which over the
years becomes dangerous for the animal.
5. Certain items such as sanitary pads, children’s nappies, and condemns shall be
wrapped in newspapers, or some papers available (put a red X [cross mark])
before it is handed to the sanitation workers, who shall take them to bury in
landfill. Marking helps easy identification so that the sanitation worker shall not
open it.
6. Putting used sanitary pads in plastic carry bags and knotting it should be avoided.
They should always be wrapped in newspapers or some paper available.
7. Similarly, putting kitchen waste (vegetable peels etc.) in carry bags and knotting it
should be avoided.
8. The sanitation workers (in uniform & cap) shall visit every household with a cart /
tri-cycle, and blow a whistle to let the households / shops in that area to get to
know that the waste collection vehicle has arrived. It is the responsibility of each
household to give the two baskets to the sanitation workers, who shall empty each
basket in separate containers they bring / in partitioned vehicles.
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9. The complaints, if any, from the residents may be written in the complaints book
available in the waste collection vehicle. The residents may also call up the mobile
number available in the cash receipt that they received the previous month.
10. Similarly, the sanitation workers shall also keep note of households / shopkeepers
who do not cooperate (not abide by the bylaw) and report to the VWSC.
2. The sanitation workers shall collect service charges from households and give
account to the Panchayat Secretary to keep accounts, and follow up those who
have not paid.
1. Arrange for composting of wet waste (type of composting as determined early on).
2. Arrange segregation and sale of recyclable wastes and sale of the same.
3. Make sure hardly 10 – 15% ends up in a sanitary landfill. And it should not be
considered as a place for dumping.
4. Make sure the village streets, street corners, and vacant places are clean. And
everyone cooperates to maintain cleanliness. Frequently inspect vulnerable spots.
5. Collect service charges regularly and spend the amount as pre-determined.
6. Promptly attend to community grievances so that their cooperation can be counted
on.
7. Sustain the work, and make it a regular habit among the residents not to litter in
open places / in drainage canals etc.
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Chapter – 3
Preparation of a Detailed Project Report
A detailed plan is essential to have mental dry-run of the project. It helps to estimate the (i)
manpower, (ii) equipment, (iii) technological, and (iv) financial requirements. An outline of a
DPR (Detailed Project Report) is presented below. This can help GPs to prepare a plan of their
own.
Name of the GP………………………..Block:…………………..District………………...
Population:
Households:
Number of Wards or Streets or Hamlet: (provide anyone)
Ward-wise/street-wise Households / habitation: (use the following format to present the data)
Sl. Name of the Habitation / Hamlet No. of Households Approx. Volume of
solid waste generated
1
2
3
PROPOSAL
Describe what is proposed (provide a diagram how you are planning to manage waste?
What facilities are required? Land, Infrastructure etc.
What equipments are required? Justification for each equipment (e.g. Tri-cycle)
How do you plan to prepare the community / Households?
How do you plan to equip the GP (Institution) to take up this new task (SWM)
Mechanism of Operation (Technical Plan)
o Additional Manpower Requirement
o Collection Arrangement,
o Transport
o Treatment
o Disposal
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Financial Plan
o Fixed (One-time) Investment Requirement (List the requirements with budget)
o How much does the monthly Operation Expenditure comes to
Budget
Sl. Items of Expenditure (monthly) Rs. Items of Income (Monthly Rs.
1
2
3
4
Other Requirements:
A Note on the Land where the facilities are to be set up (supporting papers):
What is the plan for sustainable Operation & Maintenance of the Project ?
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Annexure – 1
The lesson from Mudichur on SWM is that there is no dearth of technologies. What is
required is a functional management system (model), which in Mudichur they have
developed one. Mudichur Panchayat took Hand-in-Hand and the DRDA into partnership to
create a solid waste management system. They are implementing it meticulously that it has
become regular, making us call it ‘a system’. The Panchayat President, Mudichur with the
help of a team of youth (and appointed Green Friends) is managing household waste
admirably. Certainly, the role of Hand-in-Hand (NGO) in making this system functional
deserves to be appreciated as well. Mudichur model has several ideas and precautions for any
Panchayat that wants to replicate.
In replication, the following points deserve to be emphatic.
Systemic Thinking: Measures to be taken in advance to avert possible failures and to
secure good results are an imperative in a solid waste management project. The
normal way of thinking about solid waste management are place dustbins at certain
distance, and forget about it (Failure Model - 1). It overflows and takes a run-off
extending the area under garbage; Collect, transport and dispose – dispose
36
irresponsibly at the outskirts (Failure Model - 2). On the contrary, in Mudichur, they
have created a system taking into account the logistic aspects, technological aspects,
financial aspects, and they have roped in the support of external support agencies
where required. This systemic thinking makes the difference, and this has made
Mudichur Panchayat President stand tall amid a crowd.
System Sustainability: The experience of Mudichur puts it fairly clearly that finding
the sources of income for meeting out the ‘operational expenses’ (day-to-day running
expenses) month after month, determines the real system sustainability. Without a
clear-cut idea of sources of income to meet the operational expenses, investing in
non-recurrent expenses such as dustbins and tri-cycles do not augur well. Such a case
shall help write only a failure story very soon. This is a caution, one should make note
of.
Social Enterprise Model: In order to meet out the expenditure involved in managing
the solid waste management system, the source of income from user fees collected
plus sale of compost etc. were found to be insufficient. This did not deter them. They
have thought out of the box to come up with sensible solution, instead of being on the
same sludge grumbling about the impossibility. The excess income earned out of RO
Plant through sale of drinking water to the households is used to make up the loss
incurred in running the solid waste management system for the same community. It is
win-win in terms of both drinking water supply and environmental sanitation in a
given community.
Community Preparation: The GP with the help of Hand-in-Hand (NGO) has spent
sufficient time preparing and educating the community to adhere to and cooperate in
the interest of everyone.
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Annexure – 2
38
The resource recovery chain is really long and tedious. The Unit is running since October
2013.
Kurudampalayam SLRM Unit is a must visit for Panchayat Presidents to get exposed to,
on how to handle various types of wastes generated in rural areas. There are several good
practices like solar battery operated tri-wheelers used for collecting wastes from
households and restaurants; destitute women trained and deployed in waste collection,
and segregation. The painstaking third level segregation that sort wastes of various
recyclables in separate compartments are good practices to learn. It has all the potentials
to emerge even as Training cum Demonstration Centre for Solid Waste Management in
Tamil Nadu.
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Annexure – 3
Annexure - 4
Report from Waste Survey
40
Annexure - 5
The following are the stages involved. We present below how we intend to technically manage
each stage of the SWM process. The technologies and tools proposed to be used are presented as
well.
41
aid and such items go into
incinerator.
Other items such as old
batteries, blades, fused bulbs/
tubes, broken ceramic items,
rusted tins etc. go to landfill.
Technological Options for Solid and Liquid Waste Management in Rural Areas, Ministry of
Drinking Water and Sanitation, SBM (G), GoI, New Delhi, April 2015. This is a useful
handbook to get to know especially the technologies available for SLWM in rural areas.
Solid and Liquid Waste Management in Rural Areas – A Technical Note. UNICEF and GoI,
Ministry of Rural Development, Department of Drinking Water Supply. 2007. This is also a
good guide on technologies available for handling solid waste and wastewater in rural areas.
Waste : An Approach Paper for Sustainable Management of Waste, Suchitwa Mission, Local
Self Government Department, Government of Kerala (written by: Dr K Vasuki IAS). This is a
good source to be able to emphasise that solid waste management is a medical emergency, and to
get guidance on the 3 Rs (Reduce, Reuse, Recycle) approach.
Authors
&
Dr P SivaRam
Prof & Head, CRI
National Institute of Rural Development and Panchayati Raj (NIRD&PR)
Rajendranagar, Hyderabad – 500 030
e-mail: polankis@gmail.com
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