Manual For Diving Safety: Scripps Institution of Oceanography University of California, San Diego
Manual For Diving Safety: Scripps Institution of Oceanography University of California, San Diego
Manual For Diving Safety: Scripps Institution of Oceanography University of California, San Diego
The research diving program at the Scripps Institution of Oceanography, University of California, San Diego
(SIO/UCSD) is the oldest of its type in the country. The first non-military class in the U.S. teaching the use of self-
contained underwater breathing apparatus (SCUBA) was held by scientists for scientists on the Scripps campus
during the summer of 1951.
In 1952, two individuals died using University of California-owned SCUBA equipment. This led to the President's
Office restricting diving to those who had been trained through the program at Scripps. A statewide committee was
formed to address the problems of training, equipment standards, air purity, physical examinations, recordkeeping,
and diver certification.
These committee members were physicians, environmental health and safety specialists, biologists, physicists,
engineers, most of whom were themselves divers. Their progress, the increasing availability of diving equipment,
and development of training and certification procedures led President Sproul in 1953 to accept the use of research
diving as a viable means of conducting academic research within the university. The committee published its first
set of "Rules and Regulations" covering the use of diving in 1954. This manual represents the 2011 revision of that
document. It should also be noted that in 1953 Los Angeles County sent three individuals to Scripps for diver
training. This trio then developed the Los Angeles Underwater Instructors Program, the oldest such instructor
certification program in the U.S.
The university decentralization of the early 1960's led to development, by the Scripps Diving Officer, of programs
on each of the other campuses. At the request of the President's Office, the Diving Officer also developed the first
"University Guide for Diving Safety." This document, first published in March 1967, allows reciprocity between
the various campuses.
The safety record of research diving within the university is an enviable one and is the product of continued
monitoring by the campus diving authorities.
In November 1982, scientific diving was exempted from the OSHA Commercial Diving Standard based upon the
documented history of self regulation in the scientific community. The following is taken from the State of
California General Industry Safety Orders [Title 8 Article 152] and the Federal Occupational Safety and Health
Administration's (OSHA) Standards for Commercial Diving Operations [29 CFR Part 1910, Subpart T] noting the
specific exception and necessary requirements for that exception.
Scientific diving is defined (29 CFR Part 1910.402) as diving performed solely as a necessary part of a
scientific, research, or educational activity by employees whose sole purpose for diving is to perform
scientific research tasks.
OSHA has granted an exemption for scientific diving from commercial diving regulations under the
following guidelines (Appendix B to CFR 29 Part 1910 Subpart T):
a. The Diving Control Board consists of a majority of active scientific divers and has autonomous
and absolute authority over the scientific diving program's operatons.
b. The purpose of the project using scientific diving is the advancement of science; therefore,
information and data resulting from the project are non-proprietary.
c. The tasks of the scientific diver are those of an observer and data gatherer. Construction and
trouble-shooting tasks traditionally associated with commercial diving are not included within
scientific diving.
d. Scientific divers, based upon the nature of their activities, must use scientific expertise in
studying the underwater environment and therefore, are scientists or scientists-in-training.
e. In addition, the scientific diving program shall contain at least the following elements (29 CFR
Part 1910.401):
1. Diving safety manual which includes at a minimum: procedures covering all diving
operations specific to the program; procedures for emergency care, including
recompression and evacuation; and criteria for diver training and certification.
2. Diving control (safety) board, with the majority of its members being active divers,
which shall at a minimum have the authority to: Approve and monitor diving projects;
review and revise the diving safety manual; assure compliance with the manual; certify
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the depths to which a diver has been trained; take disciplinary action for unsafe practices;
and, assure adherence to the buddy system (a diver is accompanied by and is in
continuous contact with another diver in the water) for SCUBA diving.
This manual was modified to comply with the American Academy of Underwater Sciences (AAUS) Standards for
Scientific Diving first published in 1987. The AAUS document represents the minimal safety standards for
scientific diving at the present state of the art.
The policies, procedures, and standards set forth in this Diving Safety Manual are intended to govern the training
and diving operations of all personnel participating in the Scientific Diving Program at the Scripps Institution of
Oceanography, University of California, San Diego. It applies to all divers operating under SIO/UCSD auspices,
including visiting divers, and to those campus officers responsible for the management and administration of the
scientific diving program.
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Table of Contents
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Section 3.00 SCIENTIFIC DIVING TRAINING REQUIREMENTS………………………………….. 15
3.10 GENERAL POLICY…………………………………………………………….. 15
3.20 PREREQUISITES……………………………………………………………….. 15
3.21 Eligibility……………………………………………………………….. 15
3.22 Application……………………………………………………………… 15
3.23 Medical Evaluation……………………………………………………... 15
3.24 Swimming and Skin Diving Evaluation………………………………… 15
3.30 TRAINING……………………………………………………………………….. 15
3.31 Theoretical Training…………………………………………………….. 15
3.32 Confined Water Training……………………………………………….. 16
3.33 Ocean or Open Water Training…………………………………………. 16
3.34 Examinations……………………………………………………………. 16
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6.14 Content of Medical Evaluations………………………………………… 22
6.15 Conditions Which May Disqualify Candidates from Diving…………… 22
6.16 Laboratory Requirements for Diving Medical Evaluation and Intervals.. 23
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11.26 Supervised Rebreather Dives…………………………………………… 36
11.27 Proficiency Development……………………………………………….. 37
11.28 Extended Range, Required Decompression, and
Helium-Based Inert Gas………………………………………………… 37
11.29 Maintenance of Proficiency…………………………………………….. 37
11.30 EQUIPMENT REQUIREMENTS……………………………………………….. 37
11.31 General Requirements………………………………………………….. 37
11.32 Minimum Equipment…………………………………………………… 38
11.40 OPERATIONAL REQUIREMENTS……………………………………………. 38
11.41 General Requirements………………………………………………….. 38
11.42 Buddy Qualifications…………………………………………………… 39
11.43 Oxygen Exposure……………………………………………………….. 39
11.44 Decompression Management…………………………………………… 39
11.45 Maintenance Logs, CO2 Scrubber Logs, Battery Logs, and
Pre- and Post-Dive Checklists………………………………………….. 40
11.46 Alternate Life Support System………………………………………….. 40
11.47 CO2 Absorbent Material…………………………………………………40
11.48 Consumables (e.g., batteries, oxygen sensors, etc.)…………………….. 40
11.49 Unit Disinfection……………………………………………………….. 40
11.50 OXYGEN REBREATHERS…………………………………………………….. 40
11.60 SEMI-CLOSED CIRCUIT REBREATEHERS…………………………………. 41
11.70 CLOSED CIRCUIT REBREATHERS………………………………………….. 41
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VOLUME 1: GENERAL POLICY
SECTION 1.00
POLICY ON DIVING
1.10 PURPOSE
1.20 SCOPE
1.23 Equipment
All diving under SIO/UCSD auspices shall be done with equipment, regardless of ownership,
which conforms to the standards set in Section 5.00 of this Manual.
Maximum authority and operational responsibility for the conduct of the diving safety program under the
auspices of SIO/UCSD is vested in the Chancellor. He/she is responsible for providing surveillance of
campus diving activities, interpreting University policies, and developing additional campus policies,
regulations and standards consistent with University policies.
1.41 Authority
1. The Environment, Health and Safety (EH&S) Office has the authority to suspend diving
operations of programs that are considered unsafe.
2. A representative of the Environment, Health and Safety Office shall meet with the Diving
Control Board as an ex-officio member.
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1.42 Responsibilities
General surveillance over the health and safety aspects of the diving program in accordance with
the existing authority delegated under the 1999 statement of "UCSD Health & Safety Policy
(PPM 516-1) ." (http://adminrecords.ucsd.edu/ppm/docs/516-1.html)
1.51 Composition
The Diving Control Board (DCB) is an administrative committee, appointed by the Vice
Chancellor of Marine Sciences. It shall be composed of experienced scientific divers, a majority
being currently active, including the Diving Safety Officer. A representative of EH&S will be an
ex-officio member.
1.52 Authority
The DCB shall have autonomous and absolute authority over the SIO/UCSD Scientific Diving
Program.
1.53 Responsibilities
The DCB is responsible for setting policy and shall:
1. Approve and monitor diving projects;
2. Review and revise SIO/UCSD, Manual for Diving Safety;
3. Assure compliance with SIO/UCSD, Manual for Diving Safety;
4. Assure compliance with the buddy system for scuba diving;
5. Certify and review the depth to which a SIO/UCSD Scientific Diver has been trained;
6. Review the recommendation of the SIO/UCSD Diving Safety Officer for issue, re-issue,
or revocation of SIO/UCSD Scientific Diver certification;
7. Act as a board of inquiry to consider scientific diver-related problems;
8. Take disciplinary action for unsafe diving activities;
9. Suspend diving activities that are considered to be unsafe or unwise;
10. Approve locations where diving may be conducted under SIO/UCSD auspices;
11. Approve new equipment and techniques for use under SIO/UCSD auspices; and
12. Establish and/or approve facilities for the inspection and maintenance of SCUBA and
associated equipment.
1.62 Authority
The DSO shall have the authority to restrict or suspend any diving activity that is in his/her
judgment unwise or unsafe. He/she shall inform the campus DCB immediately of any such
restrictive actions. The DCB may recommend to the Chancellor that the restriction or suspension
be overruled, but such a recommendation should require the approval by vote of a majority of the
members of the DCB.
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3. Supervision of instruction and evaluation of all training programs;
4. Preparation of recommendations for consideration by the DCB, such as changes in or
additions to SIO/UCSD policy, standards, and regulations to promote diving safety and
efficiency; changes in training programs; locations for SIO/UCSD sponsored diving
programs; new equipment; and individuals or organizations qualified to inspect
equipment;
5. Operation and conduct of the SIO/UCSD scientific diving program, although guided in
the performance of these duties by the advice of the DCB;
6. Suspension of diving operations which he/she considers to be unsafe or unwise; and
7. Custody and audit of all diving program records pertaining to safety.
1.71 Qualifications
All personnel involved in diving instruction under the auspices of SIO/UCSD shall be qualified
for the type of instruction being given.
1.72 Selection
Instructional personnel will be selected by the DSO, and approved by the DCB.
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SECTION 2.00
DIVING REGULATIONS
Scientific diving shall be in compliance with the standards and regulations set forth in this manual. The
ultimate responsibility for safety rests with the individual diver. It is the diver's responsibility and duty to
refuse to dive if, in their judgment, conditions are unsafe or unfavorable, or if they would be violating the
precepts of their training or the regulations in this manual.
The DSO will prepare, distribute and update, as necessary, an emergency diver evacuation plan for
local areas utilized by SIO/UCSD research divers (Appendix 5).
Dive computers may be utilized in the place of diving tables and must be used according to
SIO/AAUS Guidelines for Computer Use (Appendix 7).
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2. The dive shall be terminated while there is still sufficient tank pressure to permit the
diver to safely reach the surface, including decompression time, or to safely reach an
additional air source at the decompression station.
Note: A dive plan must be submitted and approved by the DSO or DCB prior to proposed
operation for all scientific diving outside of established San Diego County diving
operations.
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his/her training, or of this manual.
c. No dive team member shall be required to be exposed to hyperbaric conditions
against his/her will, except when necessary to prevent or treat a pressure-related
injury.
d. No dive team member shall be permitted to dive for the duration of any known
condition which is likely to adversely affect the safety and health of the diver or
other dive team members.
2. Equipment Evaluations:
a. Each diver shall ensure that their equipment is in proper working order and that
the equipment is suitable for the type of diving operation.
b. Each diver shall have the capability of achieving and maintaining positive
buoyancy.
3. Site Evaluation:
Environmental conditions at the site will be evaluated.
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c. Maximum depths, bottom time, surface interval time, and mixed gas profiles, if
used;
d. Dive tables and/or computer used;
e. Diving modes used;
f. Dive classification (scientific, aquarium, training and proficiency, or other); and
g. Detailed report of any accidents or potentially dangerous incidents.
2. If pressure-related injuries are suspected or if symptoms are evident, the following
additional information shall be recorded and retained, with the record of the dive, for a
period of 5 years:
a. Complete accident report;
b. Description of symptoms, including depth and time of onset; and
c. Description and results of treatment.
3. The DCB shall investigate and document any incident of pressure-related injury and
prepare a report which is to be forwarded to the AAUS.
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SECTION 3.00
SCIENTIFIC DIVER TRAINING REQUIREMENTS
Set forth, below, are the training requirements for SIO/UCSD Scientific Diver certification. No person
shall engage in scientific diving activities under the auspices of SIO/UCSD until the DSO, acting on
behalf of the DCB, has issued a Scientific Diving Authorization and approved a submitted SIO/UCSD Dive
Plan.
Submission of documents and participation in aptitude examinations does not automatically result in
certification. The applicant must convince the DSO that he/she is sufficiently skilled and proficient to be
certified by the DCB. Any applicant who does not posses the necessary judgment, under diving conditions,
for the safety of the diver and his/her partner, may be denied SIO/UCSD Scientific Diver privileges.
3.20 PREREQUISITES
3.21 Eligibility
Only persons diving under SIO/UCSD auspices are eligible for SIO/UCSD Scientific Diver
training and certification. Generally, these people will be affiliated with SIO/UCSD; however,
non-affiliated trainees may be admitted to the training program with the permission of the DCB.
The applicant for training and certification shall normally be at least eighteen years of age.
3.22 Application
Application for certification shall be made to the DSO on the SIO/UCSD Scientific Diver
Application form.
The diver must complete theoretical and practical training for a minimum cumulative time of 100 hours.
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3. Dive Rescue;
4. Function, care, use, and maintenance of diving equipment;
5. High pressure cylinder and compressor safety;
6. Decompression theory, application, and planning;
7. Altitude and freshwater diving considerations;
8. Scientific dive planning;
9. SIO/UCSD scientific diving regulations and history;
10. Oceanographic and environmental conditions;
11. Night and limited visibility diving;
12. Hazardous marine life;
13. Scientific methods and data gathering techniques as appropriate; and
14. Diving from small boats and research vessels.
3.34 Examinations
1. SIO/UCSD Scientific Diver written examination based on theoretical and practical
training described in this section.
2. Examination and approval of SCUBA equipment as described in Section 5.00.
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SECTION 4.00
SCIENTIFIC DIVER CERTIFICATION
Only a person diving under SIO/UCSD auspices is eligible for Scientific Diver certification from the
Scripps Institution of Oceanography at the University of California, San Diego.
Any applicant who does not appear to possess the judgment necessary, under diving conditions, for the
safety of the diver and his/her partner may be denied certification.
The SIO/UCSD DCB may grant a waiver for specific requirements of training, examinations, depth
certification, and minimum activity to maintain certification.
The SIO/UCSD Scientific Diver certification will authorize the holder to dive to the depth indicated in
his/her records. A diver shall not exceed his/her depth certification, unless accompanied by a diver
certified to a greater depth. Under these circumstances, the diver may not exceed his/her depth limit by
more than one step.
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4.42 Certification to 60 Foot Depth
A diver holding a 30 foot certificate may be certified to a depth of 60 feet after successfully
completing, under supervision, 12 logged training dives to depths between 31 and 60 feet for a
minimum total time of 4 hours.
A diving certification may be revoked or restricted for cause, such as violation of regulations set forth in
this manual, by the DSO or DCB. The DSO shall inform the diver in writing of the reason(s) for
revocation. The diver will be given an opportunity to present his/her case in writing to the DCB for
reconsideration and/or recertification. All such written statements and requests as identified in this section
are formal documents which will become part of the diver's file.
4.70 RECERTIFICATION
If a diver's certificate expires or is revoked, he/she may be recertified after complying with such conditions
as the DSO or the DCB may impose. The diver shall be given an opportunity to present his/her case to the
DCB before conditions for recertification are stipulated.
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SECTION 5.00
DIVING EQUIPMENT
All equipment shall meet standards as determined by the DSO and DCB. Equipment that is subjected to
exceptional use under adverse conditions should require more frequent testing and maintenance.
5.20 RECORDKEEPING
Each equipment modification, repair, test, calibration or maintenance service shall be logged, including the
date and nature of work performed, serial number of the item, and the name of the person performing the
work for the following equipment:
1. Regulators & alternate air source;
2. Submersible pressure gauges;
3. Depth gauges;
4. SCUBA cylinders;
5. Cylinder valves;
6. Diving helmets;
7. Full-face masks;
8. Compressors;
9. Gas control panels;
10. Air storage cylinders;
11. Air filtration systems;
12. Analytical instruments;
13. Buoyancy control devices;
14. Dry suits; and
15. Dive computers.
5.30 EQUIPMENT
5.31 Regulators
1. Only those makes and models of regulators specifically approved by the DCB shall be
used.
2. SCUBA regulators shall be inspected and tested before first use and every 12 months
thereafter by a technician approved by the DCB.
3. Regulators will consist of a primary second stage and an alternate air source (such as an
octopus second stage or redundant air supply).
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5.34 Flotation Devices
1. Each diver shall have the capacity of achieving and maintaining positive buoyancy.
2. Personal flotation systems, buoyancy compensators, dry suits, or other variable volume
buoyancy devices shall be equipped with an exhaust valve.
3. These devices shall be functionally inspected and tested at intervals not to exceed 12
months.
5.36 Gauges
1. Submersible pressure and depth gauges shall be inspected and tested before first use and
every 12 months thereafter.
2. Both members of the buddy team must have an underwater timing device, an approved
depth indicator, and a submersible pressure gauge.
Breathing air for scuba use shall meet the following specifications as set forth by the Compressed Gas
Association (CGA Pamphlet G-7.1):
CGA Grade E
Component Maximum
Oxygen 20 - 22%/v
Carbon Monoxide 10 PPM/v
Carbon Dioxide 1000 PPM/v
Condensed Hydrocarbons 5 mg/m3
Total Hydrocarbons as Methane 25 PPM/v
Water Vapor ppm (2)
Objectionable Odors None
For breathing air used in conjunction with self-contained breathing apparatus in extreme cold where
moisture can condense and freeze, causing the breathing apparatus to malfunction, a dew point not to
exceed -50°F (63 pm v/v) or 10 degrees lower than the coldest temperature expected in the area is required.
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5.50 COMPRESSOR SYSTEMS - SIO/UCSD CONTROLLED
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SECTION 6.00
MEDICAL STANDARDS
6.11 General
1. The DCB shall determine that divers have passed a current diving physical examination
and have been declared by the examining physician to be fit to engage in diving activities
as may be limited or restricted in the medical evaluation report.
2. All medical evaluations required by this standard shall be performed by, or under the
direction of, a licensed physician of the applicant-diver’s choice, preferably one trained in
diving/undersea medicine.
3. The diver should be free of any chronic disabling disease and be free of any conditions
contained in the list of conditions (Appendix 2) for which restrictions from diving are
generally recommended.
6.15 Conditions Which May Disqualify Candidates From Diving (Adapted from Bove, 1998)
1. Abnormalities of the tympanic membrane, such as perforation, presence of a monomeric
membrane, or inability to auto inflate the middle ears;
2. Hearing loss; Vertigo including Meniere’s Disease;
3. Stapedectomy or middle ear reconstructive surgery;
4. Recent ocular surgery;
5. Psychiatric disorders including claustrophobia, suicidal ideation, psychosis, anxiety
states, depression;
6. Substance abuse, including alcohol;
7. Episodic loss of consciousness;
8. History of seizure;
9. History of stroke or a fixed neurological deficit;
10. Recurring neurologic disorders, including transient ischemic attacks;
11. History of intracranial aneurysm, other vascular malformation or intracranial
hemorrhage;
12. History of neurological decompression illness with residual deficit;
13. Head injury;
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14. Hematologic disorders including coagulopathies;
15. Risk factors or evidence of coronary artery disease;
16. Atrial septal defects;
17. Significant valvular heart disease - isolated mitral valve prolapse is not disqualifying;
18. Significant cardiac rhythm or conduction abnormalities;
19. Implanted cardiac pacemakers and cardiac defibrillators (ICD);
20. Inadequate exercise tolerance;
21. Hypertension;
22. History of pneumothorax;
23. Asthma;
24. Chronic pulmonary disease, including radiographic evidence of pulmonary blebs, bullae
or cysts;
25. Diabetes mellitus; and/or
26. Pregnancy.
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VOLUME 2: SPECIALIZED DIVING TECHNIQUES
Scientific Diving Certification does not entitle a diver to exceed his/her level of training. It is necessary, in
some instances, to request further training and permission from the DCB before undertaking a more
complicated project that requires more specialized equipment or diving procedures. Under no
circumstances, is a diver to undertake a project utilizing equipment or procedures found in this Volume
(Sections 7.00 - 11.00) without prior training and approval from the DCB.
SECTION 7.00
NITROX DIVING GUIDELINES
Definition : Nitrox is defined as breathing mixtures composed predominantly of nitrogen and oxygen,
produced by the addition of oxygen or the removal of nitrogen from air.
7.10 PREREQUISITES
7.11 Eligibility
Only a certified Scientific Diver or Scientific Diver-in-Training (Section 3.00 and 4.00) diving
under the auspices of SIO/UCSD is eligible for authorization to use nitrox.
Submission of documents and participation in aptitude examinations does not automatically result in
authorization to use nitrox. The applicant must convince the DSO and members of the DCB that he/she is
sufficiently skilled and proficient.
Prior to authorization to use nitrox, the following minimum requirements should be met:
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7.30 SCIENTIFIC NITROX DIVING REGULATIONS
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7.33 Oxygen Parameters
Purity
1. Oxygen used for mixing nitrox breathing gas should meet the purity levels for “Medical
Grade” (U.S.P.) or “Aviator Grade” standards.
2. In addition to the AAUS Air Purity Guidelines (Section 5.40), the following standard
should be met for breathing air that is either
a. Placed in contact with oxygen concentrations greater than 40%, or
b. Used in nitrox production by the partial pressure mixing method with gas
mixtures containing greater than 40% oxygen as the enriching agent:
Equipment standards (Section 5.00) apply to nitrox diving operations. Additional minimal equipment
necessary for nitrox diving operations includes:
1. Labeled SCUBA Cylinders
2. Oxygen Analyzers
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2. Nitrox identification color coding should include a 4-inch wide green band around the
cylinder, starting immediately below the shoulder curvature. If the cylinder is not yellow,
the green band should be bordered above and below by a 1-inch yellow band.
3. The alternate marking of a yellow cylinder by painting the cylinder crown green and
printing the word “NITROX” parallel to the length of the cylinder in green print is
acceptable.
4. Other markings which identify the cylinder as containing gas mixes other than air may
be used at the approval of the DCB.
5. A contents label should be affixed, to include the current fO2, date of analysis, and MOD.
6. The cylinder should be labeled to indicate whether the cylinder is prepared for oxygen or
nitrox mixtures containing greater than 40% oxygen.
7.43 Regulators
Regulators to be used with nitrox mixtures containing greater than 40% oxygen should be cleaned
and maintained for oxygen service, and marked in an identifying manner.
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SECTION 8.00
AQUARIUM DIVING OPERATIONS
Definition : A scientific aquarium diver is a scientific diver who is diving solely within an aquarium. An
aquarium is a shallow, confined body of water, which is operated by or under the control of
SIO/UCSD and is used for the purposes of specimen exhibit, education, husbandry, or research.
It is recognized that within scientific aquarium diving there are environments and equipment that fall
outside the scope of those addressed in this manual. In those circumstances, it is the responsibility of
SIO/UCSD's DCB to establish the requirements and protocol under which diving will be safely conducted.
Note: All of the standards set forth in other sections of this manual shall apply, except as otherwise
provided in this Section 8.00.
All SCUBA diving activities in the confined environment of an aquarium shall be conducted in accordance
with the buddy system, whereby both divers, or a diver and a tender as provided below, are always in
visual contact with one another, can always communicate with one another, and can always render prompt
and effective assistance either in response to an emergency or to prevent an emergency.
A diver and tender comprise a buddy team in the confined environment of an aquarium only when the
maximum depth does not exceed 30 feet, and there are no overhead obstructions or entanglement hazards
for the diver, and the tender is equipped, ready and able to conduct or direct a prompt and effective in-
water retrieval of the diver at all times during the dive.
A Scientific Aquarium Diver is a certification enabling the qualified diver to participate in scientific diving
in accordance with the standards of this Section 8.00 as provided below.
All of the standards set forth in Section 3.00 of this manual shall apply, except that Section 3.33 of this
manual is modified to read as follows: Practical training shall include at least 12 supervised aquarium
dives for a cumulative bottom time of 6 hours. No more than 3 of these dives shall be made in 1 day.
1. Scientific aquarium divers using the surface supplied mode shall be equipped with a
diver carried independent reserve breathing gas supply except when using conventional
scuba masks, full-face masks or non-lockdown type helmets provided:
a. There are no overhead obstructions or entanglements;
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b. The diver is proficient in performing a Controlled Emergency Swimming Ascent
from at least as deep as the maximum depth of the aquarium; and
c. The diver is proficient in performing out of air emergency drills, including
ascent and mask/helmet removal.
2. Each surface supplied diver shall be hose-tended by a separate dive team member while
in the water. Scientific aquarium divers are exempt from this standard, provided the
tender is monitoring only one air source, there is mutual assistance between divers and
there are no overhead obstructions or entanglements.
3. Divers using the surface supplied mode shall maintain communication with the surface
tender. The surface supplied breathing gas supply (volume and intermediate pressure)
shall be sufficient to support all surface-supplied divers in the water for the duration of
the planned dive.
4. During surface supplied diving operations when only one diver is in the water, there must
be a standby diver in attendance at the dive location. Scientific aquarium divers are
exempt from this standard, provided the tender is equipped, ready and able to conduct a
prompt and effective in-water retrieval of the diver at all times during the dive.
5. Surface supplied equipment must be configured to allow retrieval of the diver by the
surface tender without risk of interrupting air supply to the diver.
6. All surface supplied applications used for scientific aquarium diving shall have a non-
return valve at the attachment point between helmet or mask hose, which shall close
readily and positively.
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SECTION 9.00
STAGED DECOMPRESSION DIVING
Definition : Staged Decompression diving is defined as any diving during which the diver cannot perform a
direct return to the surface without performing a mandatory decompression stop to allow the
release of inert gas from the diver’s body. The following procedures shall be observed when
conducting dives requiring planned decompression stops.
9.11 Prerequisites
1. Scientific Diver qualification according to Section 3.00.
2. Minimum of 100 logged dives.
3. Demonstration of the ability to safely plan and conduct dives deeper than 100 feet.
4. Nitrox certification/authorization according to Section 7.00 is recommended.
9.12 Training
Training shall be appropriate for the conditions in which dive operations are to be conducted and
shall, at a minimum, include:
1. A minimum of 6 hours of classroom training to include, at a minimum:
a. Physics and physiology of decompression;
b. Decompression planning and procedures;
c. Gas management;
d. Equipment configurations;
e. Decompression method; and
f. Emergency procedures.
2. It is recommended that at least one training session be conducted in a pool or sheltered
water setting to cover equipment handling and familiarization, swimming and buoyancy
control, gas consumption rates, and to practice emergency procedures.
3. At least 6 open-water training dives simulating/requiring decompression shall be
conducted, emphasizing planning and execution of required decompression dives, and
including practice of emergency procedures.
4. Progression to greater depths shall be by dive increments and depth intervals as specified
in Section 4.40.
5. No training dives requiring decompression shall be conducted until the diver has
demonstrated acceptable skills under simulated conditions.
6. The following are the minimum skills the diver must demonstrate proficiently during
dives simulating and requiring decompression:
a. Buoyancy control;
b. Proper ascent rate;
c. Proper depth control;
d. Equipment manipulation;
e. Stage/decompression bottle use as pertinent to planned diving operation;
f. Buddy skills;
g. Gas management;
h. Time management;
i. Task loading; and
j. Emergency skills.
7. Divers shall demonstrate to the satisfaction of the DSO or the DSO’s designee,
proficiency in planning and executing required decompression dives appropriate to the
conditions in which diving operations are to be conducted.
8. Upon completion of training, the diver shall be authorized to conduct required
decompression dives with DSO approval.
Rev. 08/12 30
9.20 MINIMUM EQUIPMENT REQUIREMENTS
1. Valve and regulator systems for primary (bottom) gas supplies shall be configured in a redundant
manner that allows continuous breathing gas delivery in the event of failure of any one component
of the regulator/valve system.
2. Cylinders with volume and configuration adequate for planned diving operations.
3. One of the second stages on the primary gas supply shall be configured with a hose of adequate
length to facilitate effective emergency gas sharing in the intended environment.
4. Minimum dive equipment shall include:
a. Snorkel is optional at the DCB's discretion, as determined by the conditions and
environment.
b. Diver location devices adequate for the planned diving operations and environment.
c. Compass
5. Redundancy in the following components is desirable or required at the discretion of the DCB or
DSO:
a. Decompression Schedules;
b. Dive Timing Devices;
c. Depth gauges;
d. Buoyancy Control Devices;
e. Cutting devices; and
f. Lift bags and line reels.
1. Approval of dive plan applications to conduct required decompression dives shall be on a case-by-
case basis.
2. The maximum PO2 to be used for planning required decompression dives is 1.6 ata. It is
recommended that a PO2 of less than 1.6 ata be used during bottom exposure.
3. Divers gas supplies shall be adequate to meet planned operational requirements and foreseeable
emergency situations.
4. Decompression dives may be planned using dive tables, dive computers, and/or PC software
approved by the DSO/DCB.
5. Breathing gases used while performing in-water decompression shall contain the same or greater
oxygen content as that used during the bottom phase of the dive.
6. The dive team prior to each dive shall review emergency procedures appropriate for the planned
dive.
7. If breathing gas mixtures other than air are used for required decompression, their use shall be in
accordance with those regulations set forth in the appropriate sections of this standard.
8. The maximum depth for required decompression using air as the bottom gas shall be 190 feet.
9. Use of additional nitrox and/or high-oxygen fraction decompression mixtures as travel and
decompression gases to decrease decompression obligations is encouraged.
10. Use of alternate inert gas mixtures to limit narcosis is encouraged for depths greater than 150 feet.
11. If a period of more than 6 months has elapsed since the last mixed gas dive, a series of progressive
workup dives to return the diver(s) to proficiency status prior to the start of project diving
operations are required.
12. Mission specific workup dives are required.
Rev. 08/12 31
SECTION 10.00
MIXED GAS DIVING
Definition : Mixed gas diving is defined as dives done while breathing gas mixes containing proportions
greater than 1% by volume of an inert gas other than nitrogen.
10.11 Prerequisites
1. Nitrox certification and authorization (Section 7.00)
2. If the intended use entails required decompression stops, divers will be previously
certified and authorized in decompression diving (Section 9.00).
3. Divers shall demonstrate to the DCB's satisfaction skills, knowledge, and attitude
appropriate for training in the safe use of mixed gases.
1. Equipment requirements shall be developed and approved by the DCB, and met by divers, prior to
engaging in mixed-gas diving. Equipment shall meet other pertinent requirements set forth
elsewhere in this standard.
2. The quality of inert gases used to produce breathing mixtures shall be of an acceptable grade for
human consumption.
1. Approval of dive plan applications to conduct mixed gas dives shall be on a case-by-case basis.
2. All applicable operational requirements for nitrox and decompression diving shall be met.
3. The maximum PO2 to be used for planning required decompression dives is 1.6 ata. It is
recommended that a PO2 of less than 1.6 ata be used during bottom exposure.
4. Maximum planned Oxygen Toxicity Units (OTU) will be considered based on mission duration.
Rev. 08/12 32
5. Divers decompressing on high-oxygen concentration mixtures shall closely monitor one another
for signs of acute oxygen toxicity.
6. If a period of more than 6 months has elapsed since the last mixed gas dive, a series of progressive
workup dives to return the diver(s) to proficiency status prior to the start of project diving
operations are required.
Rev. 08/12 33
SECTION 11.00
REBREATHERS
Definition: Rebreathers are defined as any device that recycles some or all of the exhaled gas in the
breathing loop and returns it to the diver. Rebreathers maintain levels of oxygen and carbon
dioxide that support life by metered injection of oxygen and chemical removal of carbon dioxide.
These characteristics fundamentally distinguish rebreathers from open circuit life support systems,
in that the breathing gas composition is dynamic rather than fixed. For the purposes of this
manual, rebreathers are classified as follows:
Oxygen Rebreathers: Oxygen rebreathers recycle breathing gas, consisting of pure oxygen,
replenishing the oxygen metabolized by the diver. Oxygen rebreathers are generally the least
complicated design, but are normally limited to a maximum operation depth of 20fsw due to the
risk of unsafe hyperoxic exposure.
Semi-Closed Circuit Rebreathers: Semi-closed circuit rebreathers (SCR) recycle the majority of
exhaled breathing gas, venting a portion into the water and replenishing it with a constant or
variable amount of a single oxygen-enriched gas mixture. Gas addition and venting is balanced
against diver metabolism to maintain safe oxygen levels by means which differ between SCR
models, but the mechanism usually provides a semi-constant fraction of oxygen (FO2) in the
breathing loop at all depths, similar to open-circuit SCUBA.
Closed-Circuit Mixed Gas Rebreathers: Closed-circuit mixed gas rebreathers (CCR) recycle all
of the exhaled gas and replace metabolized oxygen via an electronically controlled valve,
governed by electronic oxygen sensors. Manual oxygen addition is available as a diver override,
in case of electronic system failure. A separate inert gas source (diluent), usually containing
primarily air, heliox, or trimix, is used to maintain oxygen levels at safe levels when diving below
20fsw. CCR systems operate to maintain a constant oxygen partial pressure (PPO2) during the
dive, regardless of depth.
11.20 TRAINING
Specific training requirements for use of each rebreather model shall be defined by DCB on a case-by-case
basis. Training shall include factory-recommended requirements, but may exceed this to prepare for the
type of mission intended (e.g., staged decompression or heliox/trimix CCR diving).
Successful completion of the following training program qualifies the diver for rebreather diving using the
system on which the diver was trained, in depths of 130fsw and shallower, for dives that do not require
decompression stops, using nitrogen/oxygen breathing media.
Satisfactory completion of a rebreather training program authorized or recommended by the manufacturer of the
rebreather to be used, or other training approved by the DCB. Successful completion of training does not in
itself authorize the diver to use rebreathers. The diver must demonstrate to the DCB or its designee that the
diver possesses the proper attitude, judgment, and discipline to safely conduct rebreather diving in the context
of planned operations.
11.21 Prerequisites
1. Active scientific diver status, with depth qualification sufficient for the type, make, and
model of rebreather, and planned application.
2. Completion of a minimum of 50 open-water dives on SCUBA.
3. For SCR or CCR, a minimum 100-fsw-depth qualification is generally recommended, to
Rev. 08/12 34
ensure the diver is sufficiently conversant with the complications of deeper diving. If the
sole expected application for use of rebreathers is shallower than this, a lesser depth
qualification may be allowed with the approval of the DCB.
4. Nitrox training. Training in use of nitrox mixtures containing 25% to 40% oxygen is
required. Training in use of mixtures containing 40% to 100% oxygen may be required,
as needed for the planned application and rebreather system. Training may be provided
as part of rebreather training.
In particular, causes, signs and symptoms, first aid, treatment and prevention of the following
must be covered:
1. Hyperoxia (CNS and Pulmonary Oxygen Toxicity);
2. Middle Ear Oxygen Absorption Syndrome (oxygen ear);
3. Hyperoxia-induced myopia;
4. Hypoxia;
5. Hypercapnia;
6. Inert gas narcosis; and
7. Decompression sickness.
Rebreather-specific system design and operational information required for the safe and effective
operation, including:
8. Counterlung(s);
9. CO2 scrubber;
10. CO2 absorbent material types, activity characteristics, storage, handling and disposal;
11. Oxygen control system design, automatic and manual;
12. Diluent control system, automatic and manual (if any);
13. Pre-dive set-up and testing;
14. Post-dive break-down and maintenance;
15. Oxygen exposure management;
16. Decompression management and applicable decompression tracking methods;
17. Dive operations planning;
18. Problem recognition and management, including system failures leading to hypoxia,
hyperoxia, hypercapnia, flooded loop, and caustic cocktail; and
19. Emergency protocols and bailout procedures.
Rev. 08/12 35
11.23 Practical Training
A minimum number of hours of underwater time.
Type Pool/Confined Water O/W Training O/W Supervised
Oxygen Rebreather 1 dive, 90 min 4 dives, 120 min.* 2 dives, 60 min
Semi-Closed Circuit 1 dive, 90-120 min 4 dives, 120 min.** 4 dives, 120 min
Closed-Circuit 1 dive, 90-120 min 8 dives, 380 min.*** 4 dives, 240 min
** Dives should not exceed 20 fsw.
* ** First two dives should not exceed 60 fsw. Subsequent dives should be at progressively greater depths, with at least one dive in the 80
to 100 fsw range.
** *** Total underwater time (pool and open water) of approximately 500 minutes. First two open water dives should not exceed 60 fsw.
Subsequent dives should be at progressively greater depths, with at least 2 dives in the 100 to 130 fsw range.
Amount of required in-water time should increase proportionally to the complexity of rebreather
system used.
Training shall be in accordance with the manufacturer's recommendations.
11.24 Practical Evaluations
Upon completion of practical training, the diver must demonstrate to the DCB or its designee
proficiency in pre-dive, dive, and post-dive operational procedures for the particular model of
rebreather to be used. Skills shall include, at a minimum:
1. Oxygen control system calibration and operation checks;
2. Carbon dioxide absorbent canister packing;
3. Supply gas cylinder analysis and pressure check;
4. Test of one-way valves;
5. System assembly and breathing loop leak testing;
6. Pre-dive breathing to test system operation;
7. In-water leak checks;
8. Buoyancy control during descent, bottom operations, and ascent;
9. System monitoring and control during descent, bottom operations, and ascent;
10. Proper interpretation and operation of system instrumentation (PO2 displays, dive computers,
gas supply pressure gauges, alarms, etc, as applicable);
11. Unit removal and replacement on the surface;
12. Bailout and emergency procedures for self and buddy, including:
a. System malfunction recognition and solution;
b. Manual system control;
c. Flooded breathing loop recovery (if possible);
d. Absorbent canister failure; and
e. Alternate bailout options.
13. Symptom recognition and emergency procedures for hyperoxia, hypoxia, and hypercapnia
14. Proper system maintenance, including:
a. Full breathing loop disassembly and cleaning (mouthpiece, check-valves, hoses,
counterlung, absorbent canister, etc.); and
b. Oxygen sensor replacement (for SCR and CCR).
15. Other tasks required by specific rebreather models.
1. Supervisor for these dives should be the DSO or designee, and should be an active scientific
diver experienced in diving with the make/model of rebreather being used.
2. Maximum ratio of divers per designated dive supervisor is 4:1. The supervisor may dive
as part of the planned operations.
Rev. 08/12 36
11.27 Proficiency Development
Prior to planned scientific diving operations, divers should complete an additional 15 rebreather
dives targeting 50 hours of underwater time on the rebreather system to be used.
1. Dives at this level may be targeted to activities associated with the planned science diving
application.
2. Modification of these targets may be considered by the DCB on a case-by-case basis.
Rev. 08/12 37
and water temperature;
g. Method, range and precision of inspired PPO2 control, as a function of depth,
exercise level, breathing gas, and temperature;
h. Likely failure modes and backup or redundant systems designed to protect the
diver if such failures occur;
i. Accuracy and precision of all readouts and sensors;
j. Battery duration as a function of depth and temperature; and
k. Mean time between failures of each subsystem and method of determination
6. A complete instruction manual is required, fully describing the operation of all rebreather
components and subsystems as well as maintenance procedures.
7. A maintenance log is required. The unit maintenance shall be up-to-date based upon
manufacturer’s recommendations.
Rev. 08/12 38
details:
a. Information about the specific rebreather model to be used;
b. Make, model, and type of rebreather system;
c. Type of CO2 absorbent material;
d. Composition and volume(s) of supply gases;
e. Complete description of alternate bailout procedures to be employed,
including manual rebreather operation and open-circuit procedures; and
f. Other specific details as requested by DCB
Rev. 08/12 39
11.45 Maintenance Logs, CO2 Scrubber Logs, Battery Logs, and Pre- and Post-Dive Checklists
Logs and checklists will be developed for the rebreather used, and will be used before and after
every dive. Diver shall indicate by initialing that checklists have been completed before and after
each dive. Such documents shall be filed and maintained as permanent project records. No
rebreather shall be dived which has failed any portion of the pre-dive check, or is found to not be
operating in accordance with manufacturer’s specification. Pre-dive checks shall include:
1. Gas supply cylinders full;
2. Composition of all supply and bail-out gases analyzed and documented;
3. Oxygen sensors calibrated;
4. Carbon Dioxide canister properly packed;
5. Remaining duration of canister life verified;
6. Breathing loop assembled;
7. Positive and negative pressure leak checks;
8. Automatic volume addition system working;
9. Automatic oxygen addition systems working;
10. Pre-breathe system for 3 minutes (5 minutes in cold water) to ensure proper oxygen
addition and carbon dioxide removal (be alert for signs of hypoxia or hypercapnia);
11. Other procedures specific to the model of rebreather used;
12. Documentation of ALL components assembled;
13. Complete pre-dive system check performed; and
14. Final operational verification immediately prior to entering the water:
a. PO2 in the rebreather is not hypoxic;
b. Oxygen addition system is functioning;
c. Volumetric addition is functioning; and
d. Bail-out life support is functioning.
Rev. 08/12 40
2. Breathing loop and diver's lungs must be adequately flushed with pure oxygen prior to entering the
water on each dive. Once done, the diver must breathe continuously and solely from the intact
loop, or re-flushing is required.
3. Breathing loop shall be flushed with fresh oxygen prior to ascending to avoid hypoxia due to inert
gas in the loop.
1. The composition of the injection gas supply of a semi-closed rebreather shall be chosen such that
the partial pressure of oxygen in the breathing loop will not drop below 0.2 atm, even at maximum
exertion at the surface.
2. The gas addition rate of active addition SCR (e.g., Draeger Dolphin and similar units) shall be
checked before every dive, to ensure it is balanced against expected workload and supply gas
FO2.
3. The intermediate pressure of supply gas delivery in active-addition SCR shall be checked
periodically, in compliance with manufacturer's recommendations.
4. Maximum operating depth shall be based upon the FO2 in the active supply cylinder.
5. Prior to ascent to the surface the diver shall flush the breathing loop with fresh gas or switch to an
open-circuit system to avoid hypoxia. The flush should be at a depth of approximately 30 fsw
during ascent on dives deeper than 30 fsw, and at bottom depth on dives 30 fsw and shallower.
1. The FO2 of each diluent gas supply used shall be chosen so that, if breathed directly while in the
depth range for which its use is intended, it will produce an inspired PPO2 greater than 0.20 atm
but no greater than 1.4 atm.
2. Maximum operating depth shall be based on the FO2 of the diluent in use during each phase of the
dive, so as not to exceed a PO2 limit of 1.4 atm.
3. Divers shall monitor both primary and secondary oxygen display systems at regular intervals
throughout the dive, to verify that readings are within limits, that redundant displays are providing
similar values, and whether readings are dynamic or static (as an indicator of sensor failure).
4. The PPO2 set point shall not be lower than 0.4 atm or higher than 1.4 atm.
Rev. 08/12 41
SECTION 12.00
OTHER DIVING TECHNOLOGY
Blue water diving is defined as diving in open water where the bottom is generally greater than 200 feet
deep. It requires special training and the use of multiple-tethered diving techniques. Specific guidelines
that should be followed are outlined in “Scientific Blue Water Diving” (California Sea Grant Publ. No. T-
057).
Divers planning to dive under ice or in polar conditions should consult the following: “Standards for
Conduct of Scientific Diving," Office of Polar Programs, National Science Foundation, 2012. Operational
standards will be considered by the DCB on a case-by-case basis.
Where an enclosed or confined space is not large enough for two divers, a diver shall be stationed at the
underwater point of entry and an orientation line shall be used. Operational standards will be considered by
the DCB on a case-by-case basis.
If using open circuit compressed air scuba in saturation diving operations, divers shall comply with the
saturation diving guidelines of the supporting organization.
Defined as dives where the breathing gas is supplied from the surface by means of a pressurized umbilical
hose. The umbilical generally consists of a gas supply hose, strength member, pneumofathometer hose,
and communication line. The umbilical supplies a helmet or full-face mask.
Surface supplied divers shall comply with all SCUBA diving procedures in this manual (except Section
2.21).
Surface supplied diving shall not be conducted at depths grater than 190 fsw (58 msw).
1. Divers using the surface supplied mode shall be equipped with a diver-carried independent reserve
breathing gas supply.
2. Each surface supplied diver shall be hose tended by a separate dive team member while in the
water.
3. Divers using the surface supplied mode shall maintain voice communication with the surface
tender.
4. The surface supplied breathing gas supply shall be sufficient to support all surface supplied divers
in the water for the duration of the planned dive, including decompression.
5. During surface supplied diving operations when only one diver is in the water, there must be a
standby diver in attendance at the dive location.
12.60 HOOKAH
While similar to surface supplied in that the breathing gas is supplied from the surface by means of a
pressurized hose, the supply hose does not require a strength member, pneumofathometer hose, or
communication line. Hookah equipment may be as simple as a long hose attached to a standard scuba
cylinder supplying a standard scuba second stage. The diver is responsible for the monitoring his/her own
depth, time, and diving profile.
1. Divers using the hookah mode shall be equipped with a diver-carried independent reserve
breathing gas supply.
2. Each hookah dive shall be hose-tended by a separate dive team member while in the water.
Rev. 08/12 42
3. The hookah breathing gas supply shall be sufficient to support all hookah divers in the water for
the duration of the planned dive, including decompression.
Rev. 08/12 43
APPENDIX 1 : Glossary of Terms
ATA(s) - “Atmospheres Absolute”, Total pressure exerted on an object, by a gas or mixture of gases, at a specific
depth or elevation, including normal atmospheric pressure.
Breath-hold Diving - A diving mode in which the diver uses no self-contained or surface supplied air or oxygen
supply.
Buddy System -Two comparably equipped SCUBA divers in the water in constant communication.
Burst Pressure - Pressure at which a pressure containment device would fail structurally.
Certified Diver - A diver who holds a recognized valid certification from an organizational member or
internationally recognized certifying agency.
Controlled Ascent - Any one of several kinds of ascents including normal, swimming, and air sharing ascents
where the diver(s) maintain control so a pause or stop can be made during the ascent.
Decompression Chamber - A pressure vessel for human occupancy. Also called a hyperbaric chamber or
decompression chamber.
Decompression Sickness - A condition with a variety of symptoms, which may result from gas, and bubbles in the
tissues of divers after pressure reduction.
Dive - A descent into the water, an underwater diving activity utilizing compressed gas, an ascent, and return to the
surface.
Dive Computer - A microprocessor based device which computes a diver’s theoretical decompression status, in real
time, by using pressure (depth) and time as input to a decompression model, or set of decompression tables,
programmed into the device.
Dive Table - A profile or set of profiles of depth-time relationships for ascent rates and breathing mixtures to be
followed after a specific depth-time exposure or exposures.
Diver - An individual in the water who uses apparatus, including snorkel, which supplies breathing gas at ambient
pressure.
Diver-In-Training - An individual gaining experience and training in additional diving activities under the
supervision of a dive team member experienced in those activities.
Diver-Carried Reserve Breathing Gas - A diver-carried independent supply of air or mixed gas (as appropriate)
sufficient under standard operating conditions to allow the diver to reach the surface, or another source of
breathing gas, or to be reached by another diver.
Rev. 08/12 44
Diving Mode - A type of diving requiring specific equipment, procedures, and techniques, for example, snorkel,
SCUBA, surface supplied air, or mixed gas.
Diving Control Board (DCB) - Group of individuals who act as the official representative of the membership
organization in matters concerning the Scientific Diving Program.
Diving Safety Officer (DSO) - Individual responsible for the safe conduct of the Scientific Diving Program of the
membership organization.
Emergency Ascent - An ascent made under emergency conditions where the diver exceeds the normal ascent rate.
Enriched Air (EANx) - A name for a breathing mixture of air and oxygen when the percent of oxygen exceeds
21%. This term is considered synonymous with the term “nitrox.”
Equivalent Air Depth (EAD) - Depth at which air will have the same nitrogen partial pressure as the nitrox mixture
being used. This number, expressed in units of feet seawater or saltwater, will always be less than the
actual depth for any enriched air mixture.
fN2 - Fraction of nitrogen in a gas mixture, expressed as either a decimal or percentage, by volume.
fO2 - Fraction of oxygen in a gas mixture, expressed as either a decimal or percentage, by volume.
Hookah Diving - A type of shallow water surface-supplied diving where there is no voice communication with the
surface.
Hyperbaric Conditions - Pressure conditions in excess of normal atmospheric pressure at the dive location.
Lead Diver - Certified Scientific Diver with experience and training to conduct the diving operation.
Maximum Working Pressure - Maximum pressure to which a pressure vessel may be exposed under standard
operating conditions.
Organizational Member - An organization which is a current member of the AAUS, and which has a program,
which adheres to the standards of the AAUS as, set forth in the AAUS Standards for Scientific Diving
Certification and Operation of Scientific Diving Programs.
Mixed Gas - A breathing medium consisting of oxygen and one or more inert gases, synthetically mixed.
Mixed-Gas Diving - A diving mode in which the diver is supplied in the water with a breathing gas other than air.
MOD - Maximum Operating Depth, usually determined as the depth at which the PO 2 for a given gas mixture
reaches a predetermined maximum.
Nitrox - Any gas mixture comprised predominately of nitrogen and oxygen, most frequently containing between
21% and 40% oxygen. Also referred to as Enriched Air Nitrox, abbreviated EAN.
No-Decompression limits - Depth-time limits of the “no-decompression limits and repetitive dive group
designations table for no-decompression air dives” of the U.S. Navy Diving Manual or equivalent limits.
Rev. 08/12 45
Normal Ascent - An ascent made with an adequate air supply at a rate of 30 feet per minute or less.
Oxygen Compatible - A gas delivery system that has components (o-rings, valve seats, diaphragms, etc.) that are
compatible with oxygen at a stated pressure and temperature.
Oxygen Service - A gas delivery system that is both oxygen clean and oxygen compatible.
Oxygen Toxicity - Any adverse reaction of the central nervous system (“acute” or “CNS” oxygen toxicity) or lungs
(“chronic”, “whole-body”, or “pulmonary” oxygen toxicity) brought on by exposure to an increased (above
atmospheric levels) partial pressure of oxygen.
Pressure-Related Injury - An injury resulting from pressure disequilibrium within the body as the result of
hyperbaric exposure. Examples include: decompression sickness, pneumothorax, mediastinal emphysema,
air embolism, subcutaneous emphysema, or ruptured eardrum.
PN2 - Inspired partial pressure of nitrogen, usually expressed in units of atmospheres absolute.
PO2 - Inspired partial pressure of oxygen, usually expressed in units of atmospheres absolute.
Scientific Diving - Scientific diving is defined (29CFR1910.402) as diving performed solely as a necessary part of a
scientific, research, or educational activity by employees whose sole purpose for diving is to perform
scientific research tasks.
Scuba Diving - A diving mode independent of surface supply in which the diver uses open circuit self-contained
underwater breathing apparatus.
Standby Diver - A diver at the dive location capable of rendering assistance to a diver in the water.
Surface Supplied Diving - A diving mode in which the diver in the water is supplied from the dive location with
compressed gas for breathing.
Swimming Ascent - An ascent, which can be done under normal or emergency conditions accomplished by simply
swimming to the surface.
Umbilical - Composite hose bundle between a dive location and a diver or bell, or between a diver and a bell, which
supplies a diver or bell with breathing gas, communications, power, or heat, as appropriate to the diving
mode or conditions, and includes a safety line between the diver and the dive location.
Rev. 08/12 46
APPENDIX 2 : Diving Medical Exam Overview for the Examining Physician
To The Examining Physician: This person, _____________________, requires a medical examination to assess their
fitness for certification as a Scientific Diver for the Scripps Institution of Oceanography. Their answers on the Diving
Medical History Form (attached) may indicate potential health or safety risks as noted. Your evaluation is requested on the
attached scuba Diving Fitness Medical Evaluation Report. If you have questions about diving medicine, you may wish to
consult one of the references on the attached list or contact one of the physicians with expertise in diving medicine whose
names and phone numbers appear on an attached list. Please contact the undersigned Diving Safety Officer if you have any
questions or concerns about diving medicine or SIO standards. Thank you for your assistance.
Christian McDonald
SIO Diving Safety Officer
Ph. (858) 534-2002 Fx. (858) 534-5306
cmcdonald@ucsd.edu
Scuba and other modes of compressed-gas diving can be strenuous and hazardous. A special risk is present if the middle
ear, sinuses, or lung segments do not readily equalize air pressure changes. The most common cause of distress is
eustachian insufficiency. Most fatalities involve deficiencies in prudence, judgment, emotional stability, or physical
fitness. Please consult the following list of conditions that usually restrict candidates from diving. (Adapted from Bove,
1998: bracketed numbers are pages in Bove)
Rev. 08/12 47
SELECTED REFERENCES IN DIVING MEDICINE
Available from Best Publishing Company, P.O. Box 30100, Flagstaff, AZ 86003-0100, the Divers Alert Network (DAN) or
the Undersea and Hyperbaric Medical Society (UHMS), Durham, NC
• Elliott, D.H. ed. 1996. Are Asthmatics Fit to Dive? Kensington, MD: Undersea and Hyperbaric Medical
Society.
• Bove, A.A. 2011. The cardiovascular system and diving risk. Undersea and Hyperbaric Medicine 38(4): 261-
269.
• Thompson, P.D. 2011. The cardiovascular risks of diving. Undersea and Hyperbaric Medicine 38(4): 271-277.
• Douglas, P.S. 2011. Cardiovascular screening in asymptomatic adults: Lessons for the diving world. Undersea
and Hyperbaric Medicine 38(4): 279-287.
• Mitchell, S.J., and A.A. Bove. 2011. Medical screening of recreational divers for cardiovascular disease:
Consensus discussion at the Divers Alert Network Fatality Workshop. Undersea and Hyperbaric Medicine
38(4): 289-296.
• Grundy, S.M., Pasternak, R., Greenland, P., Smith, S., and Fuster, V. 1999. Assessment of Cardiovascular Risk
by Use of Multiple-Risk-Factor Assessment Equations. AHA/ACC Scientific Statement. Journal of the
American College of Cardiology, 34: 1348-1359. http://content.onlinejacc.org/cgi/content/short/34/4/1348
• Bove, A.A. and Davis, J. 2003. DIVING MEDICINE, Fourth Edition. Philadelphia: W.B. Saunders Company.
• Edmonds, C., Lowry, C., Pennefather, J. and Walker, R. 2002. DIVING AND SUBAQUATIC MEDICINE,
Fourth Edition. London: Hodder Arnold Publishers.
• Bove, A.A. ed. 1998. MEDICAL EXAMINATION OF SPORT SCUBA DIVERS, San Antonio, TX: Medical
Seminars, Inc.
• NOAA DIVING MANUAL, NOAA. Superintendent of Documents. Washington, DC: U.S. Government
Printing Office.
• U.S. NAVY DIVING MANUAL. Superintendent of Documents, Washington, DC: U.S. Government Printing
Office, Washington, D.C.
Rev. 08/12 48
APPENDIX 3 : SIO/UCSD Medical Evaluation of Fitness for SCUBA Diving Report
__________________________________________________ ______________________________________
Name of Applicant (Print or Type) Date of Medical Evaluation (Month/Day/Year)
To The Examining Physician: Scientific divers require periodic scuba diving medical examinations to assess their fitness to
engage in diving with self-contained underwater breathing apparatus (scuba). Their answers on the Diving Medical History Form
may indicate potential health or safety risks as noted. Scuba diving is an activity that puts unusual stress on the individual in
several ways. Your evaluation is requested on this Medical Evaluation form. Your opinion on the applicant's medical fitness is
requested. Scuba diving requires heavy exertion. The diver must be free of cardiovascular and respiratory disease (see
references, following page). An absolute requirement is the ability of the lungs, middle ears and sinuses to equalize pressure.
Any condition that risks the loss of consciousness should disqualify the applicant. Please proceed in accordance with the AAUS
Medical Standards (Sec. 6.00). If you have questions about diving medicine, please consult with the Undersea Hyperbaric
Medical Society or Divers Alert Network.
PHYSICIAN’S STATEMENT:
I have evaluated the abovementioned individual according to the American Academy of Underwater Sciences medical
standards and required tests for scientific diving (Sec. 6.00 and Appendix 1) and, in my opinion, find no medical conditions
that may be disqualifying for participation in scuba diving. I have discussed with the patient any medical condition(s) that
would not disqualify him/her from diving but which may seriously compromise subsequent health. The patient
understands the nature of the hazards and the risks involved in diving with these conditions.
____________________________________________________ MD or DO ____________________________
Signature Date
_____________________________________________________________________________________________
Name (Print or Type)
_____________________________________________________________________________________________
Address
____________________________________ __________________________________________________
Telephone Number E-Mail Address
My familiarity with applicant is: _____This exam only _____Regular physician for _______ years
Rev. 08/12 49
APPENDIX 3b : SIO/UCSD Medical Evaluation of Fitness for SCUBA Diving Report
________________________________________________________________________________________________
Name of Applicant (Print or Type)
I authorize the release of this information and all medical information subsequently acquired in association with my diving to
the SIO/UCSD Diving Safety Officer and Diving Control Board or their designee at
(place) __________________________________________ on (date) ______________________________
REFERENCES
1
Grundy, S.M., Pasternak, R., Greenland, P., Smith, S., and Fuster, V. 1999. Assessment of Cardiovascular Risk by Use of
Multiple-Risk-Factor Assessment Equations. AHA/ACC Scientific Statement. Journal of the American College of
Cardiology, 34: 1348-1359. http://content.onlinejacc.org/cgi/content/short/34/4/1348
Rev. 08/12 50
APPENDIX 4 : Diving Medical History Form
TO THE APPLICANT:
SCUBA diving makes considerable demands on you, both physically and mentally. Diving with certain medical
conditions may be asking for trouble not only for yourself, but also to anyone coming to your aid if you get into difficulty in
the water. Therefore, it is prudent to meet certain medical and physical requirements before beginning a diving or training
program.
Your answers to these questions are as important in determining your fitness as your physical examination. Obviously,
you should give accurate information or the medical screening procedure becomes useless.
This form shall be kept confidential. If you believe any question amounts to invasion of your privacy, you may elect to
omit an answer, provided that you shall subsequently discuss that matter with your own physician and they must then indicate,
in writing, that you have done so and that no health hazard exists.
Should your answers indicate a condition, which might make diving hazardous, you will be asked to review the matter
with your physician. In such instances, their written authorization will be required in order for further consideration to be
given to your application. If your physician concludes that diving would involve undue risk for you, remember that they are
concerned only with your well-being and safety.
Yes No Please indicate whether or not the following apply to you Comments
Rev. 08/12 51
Yes No Please indicate whether or not the following apply to you Comments
Rev. 08/12 52
Yes No Please indicate whether or not the following apply to you Comments
44 Shortness of breath
45 Lung problem or abnormality
46 Spit blood
47 Breathing difficulty after eating particular foods, after exposure to
particular pollens or animals
48 Are you subject to bronchitis
49 Subcutaneous emphysema (air under the skin)
50 Air embolism after diving
51 Decompression sickness
52 Rheumatic fever
53 Scarlet fever
54 Heart murmur
55 Large heart
56 High blood pressure
57 Angina (heart pains or pressure in the chest)
58 Heart attack
59 Low blood pressure
60 Recurrent or persistent swelling of the legs
61 Pounding, rapid heartbeat or palpitations
62 Easily fatigued or short of breath
63 Abnormal EKG
64 Joint problems, dislocations or arthritis
65 Back trouble or back injuries
66 Ruptured or slipped disk
67 Limiting physical handicaps
68 Muscle cramps
69 Varicose veins
Rev. 08/12 53
Yes No Please indicate whether or not the following apply to you Comments
70 Amputations
71 Head injury causing unconsciousness
72 Paralysis
73 Have you ever had an adverse reaction to medication?
74 Do you smoke?
75 Have you ever had any other medical problems not listed? If so,
please list or describe below;
76 Is there a family history of high cholesterol?
I certify that the above answers and information represent an accurate and complete description of my medical history.
___________________________________
Signature
______________
Date
Rev. 08/12 54
APPENDIX 5 : Diving Emergency Management Procedures
Introduction
A diving accident victim could be any person who has been breathing air underwater regardless of depth. It is
essential that emergency procedures are pre-planned and that medical treatment is initiated as soon as possible. It is
the responsibility of each AAUS organizational member to develop procedures for diving emergencies including
evacuation and medical treatment for each dive location.
General Procedures
Depending on and according to the nature of the diving accident, stabilize the patient, administer 100% oxygen,
contact local Emergency Medical System (EMS) for transport to medical facility, contact diving accident
coordinator, as appropriate. Explain the circumstances of the dive incident to the evacuation teams, medics and
physicians. Do not assume that they understand why 100% oxygen may be required for the diving accident victim
or that recompression treatment may be necessary.
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
Rev. 08/12 55
APPENDIX 6 : AAUS Ascent Recommendations
It has long been the position of the American Academy of Underwater Sciences (AAUS) that the ultimate
responsibility for safety rests with the individual diver.
In accordance with recommendations of the AAUS, a stop during ascent should be made in the 15 to 25 foot depth
range on every dive, especially those approaching zero decompression limits or any dive over the 50-foot depth.
2. Training in, and understanding of, proper ascent techniques is fundamental to safe diving practice.
3. Before certification, the diver is to demonstrate proper buoyancy, weighting and a controlled
ascent, including a "hovering" stop.
7. When using a dive computer or tables, non-emergency ascents are to be at the rate specified for
the system being used.
11. Bouyancy Compensator's (BC), shall have a reliable rapid exhaust valve which can be operated in
a horizontal swimming position.
12. A BC is required with dry suit use for ascent control and emergency flotation.
13. Breathing 100% oxygen above water is preferred to in-water air procedures for omitted
decompression.
Rev. 08/12 56
APPENDIX 7 : SIO Dive Computer Policy
1. No specific make or model dive computer is recommended by the Diving Control Board provided they are used
according to manufacturer guidelines and the guidelines adopted by AAUS and SIO.
2. Any diver desiring the approval to use a dive computer as a means of determining decompression status must apply to
the Diving Control Board, demonstrate appropriate practical knowledge, and pass a written exam.
3. Each diver relying on a dive computer to plan dives and indicate or determine decompression status must have his/her
own unit.
4. On any given dive all divers in a buddy team must follow the most conservative dive computer.
5. If the dive computer fails at any time during the dive, the dive must be terminated and appropriate surfacing procedures
should be initiated immediately.
6. A diver should not dive for 18 hours before activating a dive computer to use it to control his/her diving.
7. Once a dive computer is in use, it must not be switched off until it indicates complete offgassing has occurred or 18
hours have elapsed, whichever comes first.
8. When using a dive computer, non-emergency ascents are to be conducted at the rate specified for the make and model
of dive computer used and shall be controlled at no faster than 30'/min from 60'.
9. Whenever practical, on dives deeper than 50', divers using a dive computer should make a safety stop at 15' for 3-5
minutes.
10. Only 1 dive on the dive computer in which the No-Decompression Limit (NDL) of the computer has been exceeded
may be made in any 18 hour period.
11. Repetitive and multi-level diving procedures should start the dive, or series of dives, at the maximum planned depth,
followed by subsequent dives of shallower exposure.
12. Multiple deep dives and/or decompression dives require special consideration.
It is recommended that the use of a dive computer not replace the use of a back-up depth gauge and timing device.
Recommended Features:
- Ascent rate monitor, 30'/min. Is it variable? Does it display a warning if too fast?
- Dive log function to review previous dives: depth, time, surface interval, etc.
- NO on/off switch which could result in data loss
- Display depth, time, max. depth, remaining No-Deco time, tissue loading
- Clear "Violation Mode" displays and function
- Low battery indicator
- "Time to Fly" mode, computer tracks time after last dive for 12-24 hours
Rev. 08/12 57
APPENDIX 8 : Waiver of Liability, Assumption of Risk, and Indemnity Agreement
Participant's name______________________________
Please Print
UNIVERSITY OF CALIFORNIA, SAN DIEGO
_______________________________________ _______________________________________
Signature of Participant Date Signature of Parent/Guardian of Minor Date
Assumption of Risks: Participation in The Activity carries with it certain inherent risks that cannot be
eliminated regardless of the care taken to avoid injuries. The specific risks vary from one activity to
another, but the risks range from 1) minor injuries such as scratches, bruises, and sprains 2) major injuries
such as eye injury or loss of sight, joint or back injuries, heart attacks, and concussions to 3) catastrophic
injuries including paralysis and death.
I have read the previous paragraphs and I know, understand, and appreciate these and other
risks that are inherent in The Activity. I hereby assert that my participation is voluntary and that I
knowingly assume all such risks.
Indemnification and Hold Harmless: I also agree to INDEMNIFY AND HOLD The Regents of the
University of California HARMLESS from any and all claims, actions, suits, procedures, costs, expenses,
damages and liabilities, including attorney's fees brought as a result of my involvement in The Activity
and to reimburse them for any such expenses incurred.
Severability: The undersigned further expressly agrees that the foregoing waiver and assumption of
risks agreement is intended to be as broad and inclusive as is permitted by the law of the State of
California and that if any portion thereof is held invalid, it is agreed that the balance shall,
notwithstanding, continue in full legal force and effect.
Acknowledgment of Understanding: I have read this waiver of liability, assumption of risk, and
indemnity agreement, fully understand its terms, and understand that I am giving up substantial
rights, including my right to sue. I acknowledge that I am signing the agreement freely and voluntarily,
and intend by my signature to be a complete and unconditional release of all liability to the greatest
extent allowed by law.
________________________________________ _______________________________________
Signature of Participant Date Signature of Parent/Guardian of Minor Date
Participant's Age (if minor) ______
VolWaiver 7/01
Rev. 08/12 58