Boron Nitrür Nanotubes
Boron Nitrür Nanotubes
Boron Nitrür Nanotubes
OF
A THESIS
OF BILKENT UNIVERSITY
MASTER OF SCIENCE
By
NİYAZİ OKAN ÇİFTCİ
JUNE, 2013
I certify that I have read this thesis and that in my opinion it is fully adequate, in
scope and in quality, as a thesis for the degree of Master of Science.
………………………………….
Assist. Prof. Dr. Erman Bengü (Advisor)
I certify that I have read this thesis and that in my opinion it is fully adequate, in
scope and in quality, as a thesis for the degree of Master of Science.
………………………………….
Assoc. Prof. Dr. Dönüş Tuncel
I certify that I have read this thesis and that in my opinion it is fully adequate, in
scope and in quality, as a thesis for the degree of Master of Science.
………………………………….
Prof. Dr. Oğuz Gülseren
………………………………….
Prof. Dr. Levent Onural
ii
ABSTRACT
Since ancient times materials that are available and used by people constitute
indispensable constituent parts of world history. The historical ages are named after
the materials which paved an irrevocable way to this stream and revolutionize the
progress of history by changing the rhythm of anthropological breakthrough
irreversibly.
People have used these materials either directly borrowing from nature or by
transforming those that are given. As we approach to modern society two methods
namely a top-down method using transmission of experiences of before generations
conventionally and bottom-up method by application of modern science and
technology to understand subtleties of materials and engineering them for the
specific goals.
Boron nitride nanotubes are one class of these materials having superior properties to
the conventional ones. High strength, electrically insulator property, controllable
wide band gap and high oxidation resistance as compared to carbon nanotubes put
them to the first ranks for the design of the future devices for our modern society.
Hence a simple and inexpensive way of production of this kind of materials is utmost
importance.
For this in this thesis an inexpensive and a very practical way of BNNTs production
is elucidated. The reactants boron (B), iron (III) oxide (Fe2O3) and magnesium oxide
iii
(MgO) are used as solid precursors. A CVD furnace reaching up till 1200 oC with a
special design of added concentric quartz tubes equipped with NH3 and Argon gas
served as reaction chamber.
iv
ÖZET
v
Tepkime sırasında oluşan aratürlerin buharları silicon alttaşları üzerine eklenmiş
değişik türden katalizör katmanları aracılığı ile çökelerek bor nitrid nanotüpleri
oluşturdukları Raman spektroskopisi, Taramalı Elektron Mikroskopu (SEM), X-ışını
fotoelektron Spektroskopisi (XPS), Enerji Saçılımlı X-ışını Analizi (EDX), X-ışını
kırınım spektroskopisi aracılığı ile kanıtlanmıştır. Bunun yanında su damlacıklarının
BNNT kaplı yüzeyler üzerindeki tutunma davranışı dokunma açısı ölçümü cihazı ile
bulunmuştur.
vi
ACKNOWLEDGMENTS
I hereby acknowledge the support of the people whose presence invisible to the
reader in the thesis. They are overshadowed under my name and I cordially want
them to appear in the following lines.
First and foremost I thank my advisor Assist. Prof. Dr. Erman Bengü for giving me
an original and challenging work to do which awakened my scientific interest to see
the fate of a fog condense into a crystal future. Hence I thank him for companying
me and making the walk amusing with his friendly conversation.
I thank also Assist. Prof. Dr. Göknur Cambaz Büke for contributing to my studies
with orientation and coadvising.
I am grateful to Cemal Albayrak for various talks about Varlık through experience
and form as we call them language and philosophy. Beside every concept there is a
wreck of experience as in science lots of experiments behind theory.
In addition to this I must thank Hüseyin Alagöz for his help in various types of
instrumentation.
Not only we talked too much but we had pretty much fun especially through
“Düşuyayteş”. My friends who understood and appreciated its value Gözde Barım,
Batuhan Kav, Elif Mercan, Pelin Altay and M. Burak Şenol, Benjamin Reimold I am
thankful to these friends of mine from Bilkent University.
From METU my friends Melike Berksöz and Maksat Babayev for their precious
friendships and their understandings.
For Tuvan throat singers and Shamans for their transmission of ancient wisdom of
our ancestors and paving way for hope, love and light in the midst of mother nature.
For my family; my mother Songül Canbulat, brothers Ozan, Orhan and my sister Oya
Bilge Çiftçi and for its nextcoming generations I dedicate this thesis.
vii
TABLE OF CONTENTS
CHAPTER 1 ................................................................................................................ 1
1. Introduction .............................................................................................................. 1
CHAPTER 2 ................................................................................................................ 5
Background .................................................................................................................. 5
2.1 Nanotubes ........................................................................................................... 5
2.2 Boron Nitride Nanotubes ................................................................................... 8
2.3 Synthesis techniques for BNNT ....................................................................... 11
2.4. Properties and Applications of BNNTs .......................................................... 13
CHAPTER 3 .............................................................................................................. 15
3. Experimental Results ............................................................................................. 15
3.1 Growth of BNNTs ............................................................................................ 15
3.1.1 Catalyst Preparation .................................................................................. 15
3.1.2 Chemical Vapor Deposition .......................................................................... 17
3.1.2.1. Experimental setup:............................................................................... 17
3.2 Characterization Techniques ............................................................................ 21
3.2.1 Scanning Electron Microscopy: ................................................................ 21
3.2.2. Energy Dispersive X-ray Analysis ........................................................... 21
3.2.3. X-Ray Photoelectron Spectroscopy ......................................................... 22
3.2.4. Raman Spectroscopy ................................................................................ 22
3.2.4. X-Ray Diffraction: .................................................................................. 23
3.2.5. Contact Angle Measurement .................................................................... 23
CHAPTER 4 .............................................................................................................. 24
4. 1. EXPERIMENTAL RESULTS and EVALUATION ................................. 24
Contact angle measurement: ...................................................................................... 48
CHAPTER 5 .............................................................................................................. 52
Conclusion ......................................................................................................... 52
BIBLOGRAPHY ................................................................................................... 53
viii
LIST OF FIGURES
Figure 1. Plot showing the increase in transistor counts in CPUs by the year they
were launched. Courtesy of Wikipedia (6). ................................................................. 2
Figure 3. Different allotropes of carbon ....................................................................... 7
Figure 4. Crystal structure of hexagonal boron nitride ................................................ 8
Figure 5. Single walled BNNTs ................................................................................... 9
Figure 6. The numbers of papers as emerged in scientific journals regarding BNNTs.
.................................................................................................................................... 10
Figure 7. The method of catalyst surface production ................................................. 16
Figure 9. The heating regime of the furnace .............................................................. 18
Figure 10. Chemical vapor deposition system for the production of BNNTs ........... 19
Figure 11. Chemical vapor deposition system for the production of BNNTS (real
picture) ....................................................................................................................... 19
Figure 12. The classification of experiments ............................................................. 24
Figure 14. Products without using MgO (only B+Fe2O3) .......................................... 25
Figure 15. Raman spectrum of products synthesized with B+MgO+Fe2O3 in 4:1:1
molar ratio respectively. ............................................................................................. 25
Figure 16. SEM images of products synthesized with B+MgO+Fe2O3 ..................... 26
Figure 17. Raman spectra of bare steel and BN products synthesized on it showing a
peak at 1367 cm-1 ....................................................................................................... 26
Figure 18. SEM images at various scales................................................................... 27
Figure 19. EDX mapping results for a) Oxygen, b) Iron, c) Nitrogen, d) overall ... 27
Figure 20. Raman spectra showing a peak at 1367 cm-1 ............................................ 28
Figure 21. XRD spectra for different planes of h-BN................................................ 28
Figure 22. XPS results give a B/N ratio of 30.9 /42.45 = 0.72 almost equal to unity.
.................................................................................................................................... 29
Figure 23. a) Oxygen, b) Nitrogen c) Silicon d) Iron................................................ 29
Figure 24. a) SEM image b) overall mapping result c) elemental spectra ................. 30
Figure 25. SEM image at various magnifications 1200 C, 4:1:1, 400 sccm NH3 flow
.................................................................................................................................... 30
Figure 26. Raman spectrum ....................................................................................... 31
Figure 27. SEM image at various magnifications 1200 oC, 4:1:1, 300 sccm NH3. ... 31
Figure 28. a) SEM image b) Nitrogen c) Oxygen d) Chromium e) Iron f) Silicon g)
overall mapping result h) elemental EDX spectrum .................................................. 32
Figure 29. Raman spectrum ....................................................................................... 33
Figure 30. XRD spectrum showing peaks at various planes of h-BN. ...................... 33
Figure 31. SEM images at various magnifications 1100 411 200 sccm NH3 ............ 34
Figure 32. Raman spectrum ....................................................................................... 34
Figure 33. XRD spectrum .......................................................................................... 35
Figure 34. SEM images at various magnifications SS 300 sccm 411 1100 C ........... 35
ix
Figure 35. Raman spectrum ....................................................................................... 36
Figure 36. SEM images at various magnifications revealing less BNNTs production
on stainless steel 4:1:1 molar ratio, 1100 oC, 400 sccm, 400 mg reactants. .............. 36
Figure 37. Raman spectrum ....................................................................................... 37
Figure 38. SEM images at various magnifications for 1000 oC, 4:1:1, 300 sccm NH3
flow. ........................................................................................................................... 37
Figure 39. Raman spectrum ....................................................................................... 38
Figure 40. SEM images at various magnifications MgO 400 sccm 411 1200 C ....... 38
Figure 41. Raman spectrum ....................................................................................... 39
Figure 42. SEM images at various scales for the run 1200, 4:1:1 300 sccm NH3. .... 39
Figure 43. Raman spectrum ....................................................................................... 40
Figure 44. SEM images at various scales MgO 1100 4:1:1 400 sccm NH3............... 40
Figure 45. Raman spectrum ....................................................................................... 41
Figure 46. SEM images at various magnifications for 1100 oC, 300 sccm NH3, 4:1:1
molar ratio .................................................................................................................. 42
Figure 47. Raman spectrum ....................................................................................... 42
Figure 48. SEM images of BNNTs on Ni catalysts at 1200 oC, 8:1:1, 300 sccm NH3.
.................................................................................................................................... 43
Figure 49. Raman spectrum ....................................................................................... 43
Figure 50. SEM image showing no BNNTs formation Ni 1200oC, 8:1:1 molar ratio,
200 sccm NH3 mass flow. .......................................................................................... 44
Figure 51. Raman spectrum showing a strong peak around 1360 cm-1 and various
other weak peaks. ....................................................................................................... 44
Figure 52. SEM images showing very rare covering of the substrates coated with Ni
Ni 1200 oC, 4:1:1 molar ratio, 200 sccm NH3 mass flow........................................... 45
Figure 53. Raman spectrum ....................................................................................... 45
Figure 54. SEM images at various magnifications of the Ni coated substrates 1200 oC
411 300 sccm NH3 ..................................................................................................... 46
Figure 55. Raman spectrum shows a sharp peak at 1367 cm-1 .................................. 46
Figure 56. SEM images at various magnifications showing BNNTs on iron coated
substrates Fe 4:1:1 1200 oC, 200 sccm NH3. ............................................................. 47
Figure 57. a) Iron b) Nitrogen c) Silicon d) Oxygen e) SEM images f) overall
mapping result ............................................................................................................ 47
Figure 58. Contact angle values of ddH2O on BNNT coated surfaces with respect to
time............................................................................................................................. 48
Figure 59. a) overall mapping b) nitrogen c) EDX spectrum of elements ................. 49
Figure 60. SEM images of micro-tubes filled with nanotubes .................................. 50
Figure 61. SEM images of so-called nano-mushrooms at various magnifications. ... 50
Figure 62. Raman spectrum ....................................................................................... 51
x
LIST OF ABBREVIATIONS
C60 Buckminsterfullerene
RS Raman Spectroscopy
xi
CHAPTER 1
1. Introduction
In 2003, during a lecture series Richard E. Smalley, co-recipient of the 1996 Nobel
Prize for Chemistry, declared a list of Top Ten Problems Facing Humanity over the
next 50 years(1). Furthermore, an institute established in his name, The Smalley
Institute, within Rice University has reduced these ten problems in to five Grand
Challenges – energy, water, environment, disease, education(1). In conclusion, the
Smalley Institute cites these problems in order to advocate the urgency and necessity
for the development of new and innovative technologies, processes and especially
materials for overcoming these challenges. For the last several decades, the growing
population of the earth and its consumption of natural resources including energy and
clean water have begun straining the delicate balance in the environment and even
the world peace. In order to increase the efficiency of energy consumption and
improve clean water storage, usage and recovery, scientists have been doing research
on new materials which may enable exploration of new paths for remedying the
Grand Challenges.
1
computers for the formulation of new molecules and treatments. In the case of
education, cheap and fast access to information through internet and also processing
of information can help eradicate the educational disparity between the kids in the
impoverished regions of the world and those that live in developed countries.
Therefore, such advancement can easily level the playing field for the upcoming new
generations which will certainly have an effect in unifying the nations of the earth in
a more peaceful manner.
Figure 1. Plot showing the increase in transistor counts in CPUs by the year they
were launched. Courtesy of Wikipedia (6).
It is very well-known within the current scheme that the number of transistors per
unit area on a central processing unit (CPU) of a computer directly influences
computational performance. Hence, Gordon Moore, co-founder and Chairman
Emeritus of Intel Corporation, has published an article in 1965 (5) where he stated
that the number of components (transistors) in integrated circuits had roughly
doubled between 1958, inception of integrated circuits, until 1965 and he also
indicated that it was well within reason to expect for this trend would continue "for at
least ten years" (5). This assertion has become to be known as the “Moore’s Law”
which fueled the race for cramming more and more transistors per unit area on a
silicon wafer, as shown in Figure 1. In Table 1, transistor density data for some of
the microprocessors included in Figure 1 are provided, which also shows that the
2
process node that is used. Unfortunately, the down side of increasing the number
transistors on silicon is that one has to also decrease the critical dimension of the
transistors which is known as the gate length of a metal oxide semiconducting field
effect transistor (MOSFET). Hence, there is a physical limit as to how small the gate
length could be pushed, due to quantum tunneling of electrons in a semiconductor in
this case silicon. Zhirnov et al in 2003 (6) has come to the conclusion that in order to
scale classical MOSFETs beyond the 22 nm node (corresponding to 9 nm gate
length) new and novel materials and perhaps new designs are needed. In fact, at least
two of the assertions by Zhirnov et al has been materialized; 1)- the use of high-K
dielectric materials as the gate oxide and, 2)- novel new transistor designs, such as
the use of finFET type transistor (7) technology which is commercialized by Intel
Corporation in 2012 (8). Even with these advancements, in order to continue
doubling the computational power of computers other advancements are needed as
the limit in silicon is in sight.
During the meantime, new types of materials emerged, these are essentially 1-D and
2-D materials, where one or more dimensions of the materials are limited to
nanometer scales. Two simple examples are carbon nanotubes (9) and graphene (4).
Naturally, there have been new transistor designs making use of carbon nanotubes
(10–16) and graphene (17–29). The premise of application in the field of
semiconductors and also in other fields had stirred enormous scientific interest and
activity on the 1-D and 2-D carbon allotropes. However, there are a multitude of
problems for the application of these new structures as an alternative to silicon even
dismissing those related to mass production. One of the major problems is that both
CNTs and graphene have low resistance to oxidation when exposed to relatively low
temperatures (150 °C). For example, the lifetimes of CNT based FETs are cited to be
couple of days under ambient conditions (30). Therefore, for certain real world
applications nanotubes and/or single layer sheets made up off materials with
oxidation resistance could be significantly useful. Hence, there are similar 1-D and
2-D structures made up off more heat and oxidation resilient materials such as boron
nitride (BN). Unfortunately, there has been much less activity around nanotubes and
single layer sheets of BN when compared their carbon counterparts. This is mainly
due to 1-D and 2-D structures of BN being relatively harder to synthesize.
3
While, there will be more information provided regarding BN nanotubes (BNNTs),
the main motivation behind the work provided in this thesis is the mass production of
BNNTs on a suitable substrate material through chemical vapor deposition which
would then enable and/or ease their usage in diverse fields such as electronics and
even in medicine. In the following sections, a short background on the discovery and
properties of nanotubes is provided and also a literature survey on BNNTs is given.
In chapter 2, a detailed summary of the experimental procedures including the design
and building of the CVD system used in the works and also the characterization
techniques utilized for the examination of the products of the CVD experiments will
be given. In chapter 3, the results of the experiments will be discussed comparatively
with the literature. There will be a conclusion section presented in chapter 4
summarizing the work presented in this thesis.
4
CHAPTER 2
Background
2.1. Nanotubes
Carbon because of its unique electronic structure can assume a range of crystal
structures. These allotropes of carbon range from the hardest materials known,
diamond, to the soft and lubricious graphite; crystal structures for graphite and
diamond are given in Figure 2 a and b respectively.
5
Figure 2. The crystalline structures of a) graphite b) diamond
Due to the characteristic of the sp3 bonding hybridization for the case of diamond
and sp2 hybridization for graphite, markedly differing electrical and physical
properties for these structures are observed. For example, while the bulk modulus of
graphite is around 30 GPa(35) in the direction perpendicular to the hexagonal carbon
planes, the bulk modulus for diamond is approximately 430 GPa (36). However, it
has to be noted that in plane bulk modulus of graphite is reported to be around 545
GPa due to the shorter C-C bond length (1.43 Å) than that is reported for diamond
( ~ 1.54 Å) (37). Electronic properties of graphite are also drastically different than
for diamond such that graphite is a metallic conductor while diamond is a
semiconductor which can be doped both p- and n-type. There has been reports of
devices are made from diamond films (38), however it has to be mentioned that
n-type doping is significantly challenging (39).
Due to the weak van der Waals type of bonding between the carbon layers in
graphite, it is very easy for these layers to slip on each other making graphite a
lubricious material. Whereas, in the stacking of diamond the carbon atoms are ‘bent’
out-of-the plane of the (111) crystal planes forming the so-called the corrugated
structure with the angle between C-C-C chain is about 109.5 (120° for graphite). The
strong bonding between the C atoms of the subsequent (111) planes constitutes the
essence of the extreme hardness of diamond.
6
During the last 2 or more decades, existence of various other allotropes of carbon has
been demonstrated which are not readily encountered in the nature; these are namely
carbon nanotubes, graphene and various different fullerenes (2–4, 9). See Figure 3
for the atomic models of these phases.
The first successful synthesis of single-walled CNTs has been reported by Iijima (9).
However, soon it was understood that there were earlier reports of studies depicting
CNTs through low resolution transmission electron microscopy dating back to 1952
(40, 41) far earlier than the first popularization in 1991. Single-walled CNTs
(SWCNTs) may exhibit varying electronic properties stemming from the change in
rolling directions; chirality. They may be either semiconducting or metallic
conductors.
In the years following the landmark reports of Iijima (3, 9) regarding CNTs, there
have been reports commenting on the existence of BN nanotubes (BNNTs) through
experiment (42) and theory (43). BNNTs are modeled as rolled single sheets of
7
hexagonal (graphitic) boron nitride forming tubular structures. Unlike CNTs,
computational studies indicated that BNNTs are all insulators with a large band gap
5.5 eV (44) . This makes the electrical properties of BNNTs very predictable and
hence garnering an advantage over CNTs as mentioned earlier electronic properties
of CNNTs are uncontrollable which may restrict their technological applications. In
the following section, a literature review of the BNNTs will be provided.
3A group element boron and 5A group element nitrogen form compounds that are
isoelectronic with that of 4A group element carbon. Then a spectra of various
morphologies ranging from layered to tubular for the compounds isoelectronic with
carbon is intelligible. Some of these compounds have been known for a long time.
Hexagonal boron nitride composed of sp2 hybridized boron and nitrogen atoms
forming a network extended in two dimensions; a structural analogue of graphite and
cubic BN composed of sp3 hybridized boron and nitrogen atoms forming a network
in three dimensional space as do carbon atoms in diamond structure. In figure 4 the
crystal structure of h-BN are shown.
8
Therefore after some time elapsed from CNTs’ popularization first theoretical papers
appeared in the literature predicting the possibility of existence of boron nitride
nanotube(44). BNNTs are modeled as composing of rolled hexagonal (graphitic)
boron nitride to form tubular structures. BNNTs are just like hexagonal boron nitride
has in plane strong sp2 bonds and between the planes weak Van der Waals forces. In
this paper it was also proposed that it is energetically more favorable to form BNNTs
by rolling h-BN rather than rolling graphene into CNTs(43). In the theoretical
papers on BNNTs it was shown that as the BNNT structure relaxes back and the
boron and nitrogen atoms do not stay on the same plane. Rather B atoms penetrate
inside the hollow side of the tube approaching to the tube axis and N atoms move
away from the tube axis hence forming two concentric planes(45). Also in this paper
it is shown that by simply looking at the tip ends of the tubes synthesized it is
possible to estimate their chiralities; flat ends are preferred in zig-zag tubes, chiral
tubes are ended with some amorphous BN compounds and lastly armchair tubes
prefer conical ends.
Single walled CNTs exhibit different properties stemming from their way of rolling
and chirality. SWCNTs may be either semiconductors or conductors whereas BNNTs
are semiconductors with a large band gap of 5.5 eV (44). This is due to the fact that
although CNTs are covalent and composed of only one element, BNNTs are
composed two elements differing in electronegativity constituting a covalent
9
compound with slightly ionic characteristics. This ionicity of the B-N bond widens
the energy difference between valence and conduction bands. The value of band gap
depending on the curvature of the nanotubes increases and the value finalizes in that
of h-BN 5.5 eV which can be conceptualized as lowest curvature. This property of
electrical predictability of BNNTs is advantageous over CNTs because electronic
properties of CNNTs are uncontrollable and thus are their technological applications
restricted. Also the band gap of BNNTs can be tuned or changed permanently with
several physical methods.
Figure 6 shows the number of peer-reviewed papers published each year regarding
BNNTs between 1994 and 2012. This plot indicates that the numbers of studies on
BNNTs are increasing every year. However, it still less than those found for CNTs,
and as indicated earlier it is believed that the main reason for BNNTs lagging the
interest that is enjoyed by CNTs is that synthesis of BNNTs are harder and requires
higher temperatures.
10
2.3. Synthesis techniques for BNNT
In this part of the thesis, a brief summary on the synthesis techniques used for
BNNTs in the literature will be given.
The first successful laser ablation based BNNT production is achieved in 1996(49).
A boron target is heated with the help of a laser beam under an N2 atmosphere at an
elevated pressure and temperatures reaching 5000K. By using this method, presence
of multi-walled BNNTs was reported. In another study (50), laser irradiation heating
of h-BN under pressure values of 10 G Pa in a diamond anvil cell up to temperatures
5000 K was conducted which resulted in the formation of multi-walled BNNTs, also.
Following these, excimer laser ablation of h-BN at 1200°C were conducted (51). The
products from this study were found to be single, double and triple walled BNNTs.
11
The tips of the nanotubes were found to be either terminated with polygonal caps.
Bulk production of BNNTs are also reported through laser heating of a BN target in a
low pressure N2 atmosphere (52). Characterization of reaction byproducts included
double walled BNNTs and closed BN-cages.
Other than arc-discharge and laser including techniques, chemical vapor deposition
(CVD) method is also successfully used for the production of BNNTs. Using in situ
generated borazine, B3N3H6, and nickel boride catalyst particles at a temperature of
1100°C multi-walled BNNTs are produced (53). In another CVD approach starting
from B4N3O2H as a precursor, multi-walled BNNTs are produced(54). It is suggested
that silicon, aluminum and calcium incorporated in nano-clusters made of
boronoxynitride are responsible for the BNNTs growth. The same authors also
synthesized predominantly cylindrical BNNTs (55).
FeO, MgO and B are also employed in other variants of CVD techniques (56) where
an induction furnace with a BN boat and ammonia, as a nitrogen source, were
utilized. Pure BNNTs are produced in large amounts by this method. Moreover,
similarly starting from very simple precursors such as B, MgO, and Fe2O3 synthesis
of BNNTs are accomplished at relatively low temperatures such as 1200 °C (57, 58).
Heating MgO and B in an rf induction furnace with the supplement of NH3 gas has
also been reported as a productive approach for synthesizing BNNTs (59).
Substitution reactions using CNTs as templates is another route used for the
production of BNNTs. In this method CNTs are used as disposable templates. Boron
and nitrogen atoms from gaseous precursors substitute carbon atoms in CNTs
through the massive amount of vacancies generated on graphitic networks of CNTs
upon heat treatment(60). In another method, single walled BNNTs and boron and
nitrogen doped CNTs are produced following a similar route (61). The synthesis
conditions employed involved heat treatment of SWCNTs in the presence of B2O3
and nitrogen flow between 1523 and 1623K. Depending on the temperature of the
process BNNTs were formed at temperatures above 1530°C and, boron and nitrogen
doped CNTs at temperatures around 1250-1350°C values were reported.
Complementary to this, the temperature dependence of the product conversion from
BxNyCz are described elsewhere by using thermo-gravimetric analysis (62). It is
reported that during the first stage of conversion carbon atoms are oxidized leading
12
to CO and CO2 formation between 550-675°C. In the next step, the mass did not
change between 675-800°C interval due to resistance of BNNTs toward oxidation.
Above 800°C BNNTs dissociate giving off boron oxide and N2 as by-products,
which also proves that BNNTs are significantly more resilient to high temperatures.
Plasma-jet method (67) is another method being successfully utilized for the
synthesis of BNNTs. As a starting material, sintered BC4N sintered bodies were used
and as plasma gases nitrogen and hydrogen gas mixture were employed. However
products formed contained a spectrum of nanotubes multi-walled BNNTs, CNTs and
their mixtures.
13
BNNTs namely high thermal conductivity (69) and superior Young modulus of
approximately 1.2 TPa (70) allow them to be an additive to various materials for
reinforcement and, heat dissipation for future devices and technologies. Even small
amounts of BNNTs as an additive to some polymeric materials namely to
polystyrene and poly-methyl methacrylate are observed to enhance their thermal
conductivity with factors of approximately 20 and 21, respectively(71). The
electrically insulating nature of BNNTs also can be used for the covering of metallic
CNTs preventing current leakage(72, 73).
BNNTs are partially ionic materials with a wide 5.5 eV gap band (43). Upon
introducing of dopants this band gap can be narrowed down. For instance upon
carbon doping of BNNTs band gap reduces and turns into semiconductor (77).
Piezoelectric behavior for BNNTs has also been reported. In order to investigate this
behavior, an in situ bending of an individual BNNT is done using a special sample
holder (with STM capability) in a TEM. It was reported that the stress applied
induced an electrical transport(78). This piezoelectricity property of BNNTs can be
used for the targeted drug delivery systems which utilizes the property of BNNTs of
converting sound waves into electrical signals(79).
14
CHAPTER 3
3. Experimental Results
For the synthesis of BNNTs in this work, a unique CVD system has been designed
and built. With this CVD system, more than 120 experiments have been conducted
during this work. Throughout these experiments, there have been updates and
modifications to the CVD system due to knowledge gathered during these
experiments. Hence the depictions presented in this chapter will be regarding the
final setup.
In this work, BNNTs were deposited on a surface which will be regarded as the
substrate from now on in this manuscript. For some of the experiments, a special
treatment of the substrate surface has been conducted for the growth of BNNTs, this
includes the application of a “catalyst” layer on top of the substrate surface. The
application of the catalyst layer is limited to the Si (100) type surfaces. On the other
hand, stainless steel substrates did not receive any catalyst layer application. In the
following sections, first the preparation and application details of the catalyst layers
are explained. Following this, details of the CVD system used and the experimental
parameters are provided. Finally, brief descriptions of the characterization techniques
utilized for the examination of the BNNTs are explained.
In this study, for the production of BNNTs a simple procedure is followed for the
application of the catalyst layers on top of the Si (100) substrates. The procedure
starts with the cleaving of Si (100) substrates to an approximate size of 10 mm by 10
mm square chips. These Si(100) surfaces are oxidized for about half an hour in a
furnace open to ambient air that was heated to 900 °C. From the earlier works, it is
known that this oxidation process creates approximately a 30Å thick oxide layer.
15
After this oxidation process, 5x10-5 mole of Al(NO3)3.9H2O (Aluminum nitrate, 98
%, Sigma-Aldrich) is dissolved in a 10 ml of ethanol (absolute for analysis Emsure),
hence preparing a 5x10-3 molar aluminum nitrate solution. 40 μ ml of this solution is
then applied to the surface of the oxidized Si(100) substrate with the help of a
micropipette. After drying, Si (100) substrate is then heated at 200°C for half an
hour. This induces the formation of an Al2O3 (aluminum oxide) layer on top the
oxidized Si(100) surface. The aim of introducing Al2O3 layer is due to the fact that it
can serve as an inhibitor and diffusion barrier layer for the next catalyst layers.
Similar to the Al2O3 layer preparation, 5x10-5 mole of Ni(NO3)2.6H2O (nickel nitrate,
crystalline, Sigma-Aldrich), 5x10-5 mole of Fe(NO3)2.6H2O (iron (III) nitrate, 98%,
Sigma-Aldrich) and 5x10-5 mole of MgO (magnesium oxide, light extra pure, Merck)
are separately dissolved in a 10 ml of ethanol (absolute for analysis, Emsure), hence
preparing a 5x10-3 molar nickel nitrate, 5x10-3 molar iron (III) nitrate solutions and
5x10-3 molar MgO solutions, respectively. Then, several milliliters of these nickel,
iron nitrate and MgO solutions are applied individually on the previously prepared
Al-O surfaces using clean micropipettes. Similar to Al-O layer, after drying these
layers are also subjected to 200°C for creating Ni-O and Fe-O layers on top of the
inhibitor Al-O layer. Another catalyst, MgO (%YY, Sigma-Aldrich), is prepared by
grinding powdered MgO using a pestle and mortar in ethanol. Furthermore, Fe-O,
and Ni-O layers are further activated/reduced for some of the experiments in a
separate tube furnace under H2 gas flow. Figure 7 depicts the sequence of the
application and preparation of Si(100) surfaces for BNNT synthesis prior to the
placement of the substrates into the CVD furnace.
16
Figure 8. The amounts of the required catalyzers
In this study we also investigated the catalytic effect of bare stainless steel substrates
on the production of BNNTs. Stainless steel substrates are used directly without
introducing any extra processing that is application of Al-O inhibitor or catalyst (Fe-
O, Ni-O or MgO) layers. Another ingredient in the CVD system is the alumina
crucible where the Si(100) and stainless steel substrates are placed on. Also, inside
the alumina crucible a powdered mixture of several reactants are placed; these are
elemental boron (98%, Good Fellow Cambridge Limited), Fe2O3 (%99, Sigma-
Aldrich), and MgO (high extra pure, Merck). These reactants are used for producing
volatile boron oxide compounds.
17
nature of this gas. The required amounts of gases for the reactions are monitored
using an MFC controller (MANTIS). As indicated earlier, for the evacuation of the
system a mechanical vacuum pump is used which is connected to one end of a “T”
connector. The other end of the “T” connector a valve is attached which is isolating
the system from the atmosphere.
An extra quartz tube resistant to high temperatures is placed inside the long quartz
tube. It is 60 cm in length and 2 cm in diameter. One end of this smaller quartz tube
open and the other is open as shown in Figure 10. The alumina crucible with the
reactants and the substrates for BNNT growth are placed in the middle of this closed
end quartz tube. In this crucible, the necessary reactants for the BNNTs production
are placed.
At first a quartz crucible was used but it was found that the choice for quartz boat
was not proper because reactants easily diffused into quartz at elevated temperatures.
Hence, the crucible made of alumina was proven to be more robust. Inside the
crucible elemental boron, MgO, and Fe2O3 in powder are mixed and is placed as
shown in Figure 8. Depending on the experimental run the molar ratios of the
reactants are adjusted from 2:1:1, 4:1:1 to 8:1:1 respectively to investigate the effect
18
of the reactants on the production of BNNTs. This alumina reaction boat put into the
closed end quartz tube is pushed to the very center of the furnace with a long stick
before the closure of the furnace.
Figure 10. Chemical vapor deposition system for the production of BNNTs
Figure 11. Chemical vapor deposition system for the production of BNNTS (real picture)
19
Once the system is closed and pumped down using the vacuum pump, the furnace is
turned on. After approximately 40 minutes, the furnace reaches 625°C. At this point,
Ar flow is allowed at a flow rate of 100 sccm in to the system. Approximately within
15 minutes of turning on the Ar flow, the furnace reaches 1000 °C. At this point,
mechanical pump is closed and Ar flow is stopped. Then, immediately NH3 flow is
turned on 200 sccm depending on the experimental parameters decided upon
beforehand. Once NH3 flow stabilizes within 40-60 seconds, the valve isolating the
system from the atmosphere is opened allowing the unreacted NH3 and reaction
byproducts to be swept into the atmosphere. After an hour at 1200 oC, the furnace
starts the cooling period as shown in Figure 9 going back to 1000 oC. At this point,
NH3 flow is stopped and Ar flow is started to purge the system and to stop the
reaction. Once the furnace cools down, one of the nipples is detached from the quartz
tube and the crucible with the substrates is recovered for the upcoming
characterization sequences.
20
3.2 Characterization Techniques
Scanning electron microscopy (SEM) is used for structures that cannot be seen with
classical optical microscopy. For this a focused beam of electrons are used since the
wavelength of electrons are smaller than that of the visible light so subtleties of
morphologies of the specimens are made clear. Upon impingement of electrons to the
specimen surface some part of their energy is transmitted to the specimen and
secondary electrons are liberated from the surfaces of objects under investigation
with SEM. These secondary electrons give information regarding the topography of
the surface. Since these electrons are low in energy (20-500 eV) there is no other
way of their being ejected from other regions except specimen. Qualitative data
regarding elemental composition can be collected through exploitation of back
scattered electrons which are produced upon elastic scattering by specimen atoms
depending on their charges hence atomic number rather than atomic masses.
Scanning Electron Microscopy (Carl Zeiss Evo 40) equipped with an energy-
dispersive X-ray (EDX) spectrometer is used for imaging and elemental
determination in this study. Different voltage values ranging from 20 kV, 10 kV, 5
kV depending on the usage of energy dispersive X-ray analysis (EDS or EDX) and
charging properties of surfaces coated.
Electron bombarding the specimens in and SEM can also help eject electrons from
the core levels of atoms comprising the specimen under analysis. Upon ejection of
electrons from their base levels upper level electrons collapse into holes they left
behind. This energy difference between levels is transmitted as x-rays. Energy and
intensity of these x-rays are specific to the elements. Usually SEM and EDX are
combined together for elemental analysis.
21
3.2.3. X-Ray Photoelectron Spectroscopy
22
final vibrational state of the molecule is lower in energy this is called Stokes Raman
shift otherwise it is anti-Stokes shift.
X-ray diffraction is generally used for the estimation of the crystal structure of
phases and even phase compositions. Upon interaction of X-rays with surfaces of
crystals X-rays are diffracted at various angles. These angels are related to the
wavelength of the x-rays and interplanar distances of the crystal structures, and the
expression relating these two to each is
(1)
where, θ : angle between incident and reflected x-rays
The XRD patterns of the stainless steel samples were recorded on a Rigaku Miniflex
diffractometer using source operating at 30kV/15mA. The distance between the
atomic layers of the materials are investigated with a wavelength of 1.5405 Å source
of a high power Cu Kα.
The dynamic and static contact angle values of de-ionized water droplets on surfaces
with BNNTs measured by using Dataphysics OCA 15 Plus contact angle
measurement device. For the estimation of the wettability properties double distilled
water droplets of a constant volume (8 µl) are used. The volume of the droplets used
for measuring the contact angle is adjusted with the help of an automatic syringe and
micropipette system on the device. The images of the droplets on the BNNT surfaces
are captured using the CCD camera on the device throughout the experiment period.
23
CHAPTER 4
4. 1. EVALUATION
Before using these parameters some preliminary experiments are conducted in order
to distinguish the effects of the participants of the reactions.
The first reaction is conducted in the absence of MgO. The molar ratio of the
reactants was 4:1 B, Fe2O3. The SEM image shows tubular structures. Since these
structures are not extended to large areas Raman spectrum did not give a valid result.
24
Figure 13. Products without using MgO (only B+Fe2O3)
The second experiment conducted without using Fe2O3 4:1 molar ratio neither give
any discernible Raman spectrum nor any clear SEM images. Complementary to these
data, all of previous parameters were brought together. And the next experiment is
conducted keeping all of the conditions identical with two previous experiments and
combining all parameters together using 4:1:1 molar ratio. Since on the substrate
larger BNNTs coatings are produced the Raman spectrum shows a peak around
1367 cm-1 and SEM images proves their morphology being nano-tubular structures.
25
Figure 15. SEM images of products synthesized with B+MgO+Fe2O3
After these runs substrates coated with catalysts are used instead of bare silicon
surfaces as in the previous preliminary experiments.
Figure 16. Raman spectra of bare steel and BN products synthesized on it showing a
peak at 1367 cm-1
After these best results are produced for the molar ratio of reactants at 4:1:1. In the
above figure it is shown that these conditions together with 200 sccm NH3 flow give
rise to bamboo like BNNNTs if stainless steel is used as a substrate. In order to
distinguish the peaks coming from the stainless steel surface as it is and the products
synthesized on it two different Raman spectra are taken. One of the spectrum belongs
to bare stainless steel the other one belonging to that coated with BNNTs. Due to in
plane E2g vibration mode of BN, Raman peak at 1367 cm-1 is observed.
26
Figure 17. SEM images at various scales
To investigate the morphologies of these tubes and the other probable products
synthesized, SEM images are taken at different magnifications. Moreover energy
dispersive X-ray spectroscopy data apparently shows that the tubular structures
contain nitrogen. On the tip of the tubular structures iron is observed in an oxidized
state. Together with the Raman spectra and SEM images, EDX data proves that these
are BNNTs capped with oxides of iron.
Figure 18. EDX mapping results for a) Oxygen, b) Iron, c) Nitrogen, d) overall
27
Figure 19. Raman spectra showing a peak at 1367 cm-1
By varying the conditions namely doubling the flow rate of ammonia and keeping
other parameters constant highly crystalline h-BN layers with an inter planar spacing
approximately 0.333 Ao are observed. The usual Raman peak is seen at 1367 cm-1
proves that these h-BN layers are wrapped into tubular structures. Furthermore
BNNTs are seen apparently on the SEM images. However this nanotubes have
spherical other morphologies together with tubular structures.
28
Figure 21. XPS results give a B/N ratio of 30.9 /42.45 = 0.72 almost
equal to unity.
Also XPS data further proves the B:N ratio near to 1 as expected in BNNTS.
29
Figure 23. a) SEM image b) overall mapping result c) elemental spectra
Figure 24. SEM image at various magnifications 1200 C, 4:1:1, 400 sccm NH3 flow
30
Figure 25. Raman spectrum
Another experiment that is conducted revealed interesting results. Instead of giving
results in parallel with the two previously conducted at the same conditions except
the flow rates of ammonia 200 and 400 sccm respectively. This run with 300 sccm
mass flow of ammonia is resulted in no BNNTs production. Nevertheless there is
still some observations proving the presence and production of h-BN in Raman
spectrum. EDX spectrum and mapping results show that these fiber like structures
are mostly composed of iron oxide
Figure 26. SEM image at various magnifications 1200 oC, 4:1:1, 300 sccm NH3.
31
.
32
Figure 28. Raman spectrum
It is also possible to produce BNNTs not only at 1200 C but also at 1100 oC. For this
an experiment of 4:1:1 molar ratio of B, MgO and Fe2O3 respectively with an
ammonia mass flow of 200 sccm is conducted at 1100 oC. As we look at the Raman
spectrum it clearly shows the presence of h-BN. This information is further
supported by the results obtained from XRD spectrum as can be seen in figure 30.
33
Figure 30. SEM images at various magnifications 1100 411 200 sccm NH3
34
Figure 32. XRD spectrum
Keeping other parameters constant (as compared to the previous run) only by
increasing the NH3 flow rate 50%, stainless steel surfaces denser in BNNTs are
produced. Here it is shown clearly that upon increase in mass flow of ammonia gas a
direct response in the amount of synthesized BNNTs are observed.
Figure 33. SEM images at various magnifications SS 300 sccm 411 1100 C
As the mass flow rate of ammonia gas is further increased amount of ammonia mass
flow reached the value of 400 sccm surfaces denser in BN compounds are produced.
Juxtaposition of these three experiments with their parameters reveal that the one
with 300 sccm ammonia mass flow gives the best results. Parameters reveal that if
35
the NH3 amount is increased by two fold a spectra of BN compounds are produced.
However the best condition is the one with 300 sccm ammonia while 200 sccm run
gives tubular structures with broken tips.
Figure 35. SEM images at various magnifications revealing less BNNTs production
on stainless steel 4:1:1 molar ratio, 1100 oC, 400 sccm, 400 mg reactants.
The images in figure 36 also shows the upon increase of reactants and thus increase
partial pressure of intermediates the BNNT production is not possible.
36
It is possible to synthesize BNNTs even at 1000 oC using stainless steel as a
substrate.
Figure 37. SEM images at various magnifications for 1000 oC, 4:1:1, 300 sccm NH3
flow.
37
Figure 38. Raman spectrum
Figure 39. SEM images at various magnifications MgO 400 sccm 411 1200 C
38
In above figure BNNTs produced on MgO coated silica surfaces are seen. Usual
Raman peak 1367 cm-1 and in addition to this top view and side view of synthesized
BNNTs are given. Here the parameters are 4:1:1 molar ratio and 400 sccm NH3 flow
rate with these parameters dense BNNTs are produced.
Figure 41. SEM images at various scales for the run 1200, 4:1:1 300 sccm NH3.
39
Figure 42. Raman spectrum
Figure 43. SEM images at various scales MgO 1100 4:1:1 400 sccm NH3
Even it is possible to produce BNNTs at 1100 oC. However there are too many side
products. In order to decrease the amounts of side products decreasing the mass flow
of NH3 can be a solution.
40
Figure 44. Raman spectrum
As compared to the previous run in this case amount of NH3 is reduced by 25%. The
Raman spectrum shows a sharp peak at its usual place 1367 cm-1. The decrease in
mass flow of NH3 decreased the density of the BNNTs on the substrates. The side
products covering the substrate also decrease in significant manner if two Raman
spectra of previous run are juxtaposed with this result.
41
Figure 45. SEM images at various magnifications for 1100 oC, 300 sccm NH3, 4:1:1
molar ratio
42
Figure 47. SEM images of BNNTs on Ni catalysts at 1200 oC, 8:1:1, 300 sccm NH3.
The other run taking 8:1:1 molar ratio using nickel as a catalyst and at 300 sccm
mass flow of ammonia it could not cover the substrate. For this Raman spectrum
shows sharp Silicon peak and a faint h-BN peak. Locally at some region of the
substrate surface there is a growth of BNNTs which are shown in the SEM images at
various scales. Inside of these tubes there exist metal catalyst particles.
43
Figure 49. SEM image showing no BNNTs formation Ni 1200oC, 8:1:1 molar ratio,
200 sccm NH3 mass flow.
Another run working at 200 sccm ammonia mass flow results in no BNNTs
production. However Raman spectrum shows the presence of h-BN. Since the molar
ratio of boron atoms are higher than oxides and they are scarcely found in the
mixture this may be the reason in low BNNTs production.
Figure 50. Raman spectrum shows a strong peak around 1360 cm-1 and various other
weak peaks.
44
Figure 51. SEM images showing very rare covering of the substrates coated with Ni
Ni 1200 oC, 4:1:1 molar ratio, 200 sccm NH3 mass flow.
Since the production of BNNTs are locally realized and they could not cover the
substrate thoroughly Raman spectrum gives a peak at 1367 cm-1 together with sharp
silicon peak at 512 cm-1.
By decreasing the molar ratio from 8:1:1 to 4:1:1 due to the amount of B2O2 increase
which has a direct influence on the density of BNNTs produced on the catalytic
surface.
45
Figure 53. SEM images at various magnifications of the Ni coated substrates 1200
o
C, 4:1:1 molar ratio, 300 sccm NH3
46
200 sccm ammonia flow are worked out. SEM images show dense BNNTs with
various diameters.
Figure 55. SEM images at various magnifications showing BNNTs on iron coated
substrates Fe 4:1:1 molar ratio, 1200 oC, 200 sccm NH3.
47
EDX data shows that these tubes are made of nitrogen and capped oxides of iron.
Figure 57. Contact angle values of distilled H2O on BNNT coated surfaces with
respect to time.
Wettability properties of BNNTs were investigated using 8μL double distilled water.
Contact angle measurement showed that stainless steel surfaces coated with BNNTs
exhibit super-hydrophobic behavior. The value of the angle slightly changes with
respect to time as can be seen in the figure 54.
For the future work a strategy for the growth of BNNTs that are vertically aligned is
planned. Taking into account the results obtained using different kind of catalysts
and application methods of these catalysts to the substrates all of those will be used
as advisory cumulative experiences for the further researches.
48
In addition to this a comparative study to understand wetting properties of both
BNNTs and CNTs is planned. For this surfaces coated with both CNTs and BNNTs
which are produced in our laboratory will be used.
The microtubules are synthesized when mass flow of NH3 was 400 sccm and molar
ratio 4:1:1 of reactants at 1200 oC. There is still BNNTs production however they are
embedded, interestingly, inside these microtubular boron nitrides.
49
Figure 59. SEM images of micro-tubes filled with nanotubes
The next SEM images show so-called nano-mushrooms. These structures are looking
like premature BNNTs with transparent hats covering them which probably made of
h-BN.
50
Figure 61. Raman spectrum
As we look into Raman spectrum it is very crowded nevertheless there exists a peak
around 1360 cm-1.
51
CHAPTER 5
Conclusion
In this thesis a very simple way of boron nitride nanotubes production is achieved.
The novelty in the production method is the introducing of catalysts by direct
application of liquid solution of metal nitrate salts and directly application of
stainless steel surfaces for the chemical vapor deposition assisted BNNT production.
For this catalyst solutions nitrates of iron and nickel are used which are dissolved in
ethanol. As MgO source it is used directly in ethanol. Silicon substrates are cut in to
1 cm2 surfaces and to this after several steps silicon oxide, aluminum oxide and
finally Iron, Nickel or Magnesia coatings are added. Al2O3 diminished the diffusion
of top layers into the substrates serving as a diffusion barrier between top and bottom
layers. Another surface serving as a catalyst was commercial stainless steel razors.
The results obtained using stainless steel as a catalyst shows that even at very low
temperature of 1000 oC BNNT production is possible. By increasing the temperature
the yield increases. The best ratio of reactants is 4:1:1 B, MgO, Fe2O3 and an
ammonia mass flow of 300 sccm.
In addition to this MgO among the other catalysts were found to be most effective.
Absence of MgO in reactants does not constitute a big discrepancy as compared to
absence of Fe2O3. Hence iron and nickel nitrates salts enhance the dispersion of these
catalyst on the substrates than MgO dispersed.
52
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