Smart Innovation Systems For Indoor Environmental Quality (IEQ)
Smart Innovation Systems For Indoor Environmental Quality (IEQ)
art ic l e i nf o a b s t r a c t
Article history: This work explores the application of a real-time monitoring system to achieve optimal indoor en-
Received 27 May 2016 vironmental quality (IEQ). It focuses on information and communication technology (ICT) applications
Received in revised form and building information modeling (BIM) through a case study from an architect point of view. ICT-
25 August 2016
related applications have drawn attention from smart buildings as potential means of providing corre-
Accepted 25 August 2016
Available online 30 August 2016
lations between users and building systems to improve energy efficiency and comfort. This work at-
tempts to present the main progress in the fields of energy efficiency and energy management strategies
Keywords: through a cost-effective ICT application. In order to investigate whether users can take advantage of
Indoor Environmental Quality (IEQ) natural environmental factors during occupied hours in office buildings, daylight and energy perfor-
User interface
mance simulations were carried out. This work explores users as the primary factors to improve indoor
Smart sensor systems
environmental quality (IEQ) and energy efficiency. The results support the use of real-time monitoring
Energy efficiency
systems in office buildings. It seems, however, that there is a need for individual user control of thermal,
ventilation, and lighting.
& 2016 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.jobe.2016.08.006
2352-7102/& 2016 Elsevier Ltd. All rights reserved.
2 S. Habibi / Journal of Building Engineering 8 (2016) 1–13
can provide key contributions to smart and sustainable growth. operational efficiency among ICTs, it is necessary to use methods
There are many initiatives with methods and devices to lever- based on key dimensions of sustainable development such as
age ICTs for smart sustainable cities and buildings. For example, environmental, economic and social. A series of sustainability ac-
the eeRegio Wiki is a resource for local, regional and national tion plans and targets should be taken into account for the
authorities (cities, municipalities and regions) throughout Europe. adoption of ICTs and digital technologies prior to launching ap-
The Wiki and forum provide an extensive body of practical advice plications. According to Mitchell [8], there are five main oppor-
and examples of good practice in the planning and implementa- tunities such as dematerialization, demobilization, mass customi-
tion of energy efficiency initiatives involving ICT [6]. zation, intelligent operation and soft transformation for ICTs to
Although ICTs may have side effects associated with energy make cities and buildings more environmentally sustainable. In
consumption and incompatible materials, they play significant the field of intelligent operation, ICTs have potential roles in fa-
roles in enabling energy efficiency services in buildings. In order to cilitating energy management in buildings and cities. They can
understand better the impacts of ICTs on sustainable development, provide pathways to lower energy use through advanced mon-
it is necessary to compare two main types of direct and indirect itoring. Furthermore, the use of ICT applications can help users to
effects. As mentioned in the previous sections, ICTs have made better understand and manage energy consumption.
major positive impacts to many areas of the built environment It is worth noting that ICTs have a direct impact on user be-
including smart buildings, grids, smart transport, etc. Therefore, a havior and awareness. The end-user behavior is one of the most
life-cycle analysis may be useful to address potential effects of ICT important factors for achieving positive systemic outcomes re-
applications on sustainable development and climate change levant to the use of ICTs in the built environment.
adaptation. Recent development and technologies in the domain of archi-
According to SMART 2020 [7], report published by the Global tecture, engineering and construction, have led to the emergence
e-Sustainability Initiative report (GeSI), ICT technology can lead to of so-called smart buildings and cities. Smart buildings are defined
emissions reductions from main sectors such as buildings, trans- as buildings that should be sustainable, healthy, technologically
port, industry and power (Fig. 2). It can be concluded that ICTs aware, meet the needs of occupants and business, flexible and
should be investigated in depth from climate change mitigation adaptable to deal with change [9]. The word “intelligent” was first
and sustainability goals perspectives. In order to enhance used at the beginning of the 1980s to describe buildings, together
Fig. 2. The enabling effects of ICTs: Reducing GHG emissions by 2020 [7].
S. Habibi / Journal of Building Engineering 8 (2016) 1–13 3
with the American word “smart” [10]. In another definition of place sustainable, then smart, then work on the behavior of the
smart buildings, they are more efficient, comfortable, healthy, user in the building to meet efficiency goals.
environmentally friendly, and economic. Achievement of desired Sustainable smart behavior can offer significant opportunities
indoor comfort conditions is one of the most important goals of for developing smart and sustainable built environment. However,
smart buildings. In particular, control of environmental parameters its main contribution is to highlight the importance of users in
plays a crucial role in providing indoor environmental quality addressing sustainable development and smart growth. The aim of
(IEQ) and further opportunities for energy efficiency. Information sustainable smart behavior methodology is to find optimal com-
and communications technology (ICT) can be a significant driving fort conditions related to sustainable and smart systems. This can
force for measuring and controlling indoor and outdoor condi- not only provide significant techniques for both new construction
tions. It also can enhance management systems, energy savings, and retrofits, but also improve environmental attributes of re-
individual control systems and opportunities for real-time energy newable resources and users' comfort towards fostering sustain-
consumption data. able smart buildings. Sustainable smart behavior methodology can
In the context of architectural practice, especially in areas of be used for optimization of multi-energy systems and environ-
sustainable design, innovative digital environments and tools can mental parameters in buildings through sensorization or cost-ef-
provide useful insights. For example, building information mod- fective smart systems. To achieve an efficient environment, it is
eling (BIM) has become ubiquitous within the architectural sus- essential to find practical methods to take advantage of sustain-
tainable design for addressing the issues related to a full lifecycle able and smart facilities at the same time.
of a target project. BIM can offer an opportunity for extending the In the context of building performance and user satisfaction,
life-cycle analysis of buildings. indoor environmental quality (IEQ) is one of the major issues that
In this respect, it is possible to claim that building information should be taken into consideration. It can also be considered as a
modeling (BIM) is a part of ICT development. BIM is able to solve key aspect of assessment approach in the sustainable buildings.
complex challenges in refurbishment projects. It can play a role in In order to investigate user satisfaction and its relationship
determining optimization requirements. It is considered as a long- with parameters of indoor environmental quality (IEQ), it is es-
term vision for building renovation. Furthermore, BIM is more cost sential to understand environmental factors that influence user
and time effective to assess the sustainability of refurbishment comfort in the built environment considering the fact that user
projects and can contribute to economic growth. According to satisfaction has been defined as an independent criterion for in-
Kensek [11], BIM is collaborative, encouraging the sharing of data, door environmental quality (IEQ). However, user satisfaction in
knowledge, responsibility, risk and reward. It fosters integrated office buildings is associated with indoor environmental quality
project delivery (IPD), while still providing benefit to projects (thermal, visual, acoustic environment and air quality) and work-
under other types of project delivery contracts such as design–bid– space and building features including size, esthetic appearance,
build, design–build, or construction manager (CM) at risk. furniture and cleanliness [12]. In this context, a number of studies
have investigated the principal factors influencing user satisfaction
[13–17]. As can be deduced from the studies, thermal environ-
2. Methods and objectives ment, lighting and acoustic are the three most important factors
influencing user satisfaction. Furthermore, the literature survey
To reach high performance buildings through climate re- conducted by Frontczak and Wargocki [18] suggests that user sa-
sponsive and smart systems, it is important to pay attention to tisfaction can also be influenced by other variables “unrelated to
environmental parameters and their impact on the built environ- environmental quality, that influence whether indoor environ-
ment. Sustainable smart behavior is considered as a new method ments are considered to be comfortable or not”, such as features of
to investigate interaction between users and environmental the building and the workspace, personal characteristics of the
parameters for improving comfort, efficiency and smart solutions users, and their work activities. According to a study by Wagner
in the built environment (Fig. 3). This concept can also be used to et al. [19] user satisfaction is defined as the individual perception
explain how users can make a place sustainable and smart. X-axis of the thermal, visual and audible environment, the air quality at
and Y-axis are considered as the built environment and efficiency the workplace and the office layout.
goals in the figure. This also shows the importance of making a In this respect, it can be useful to point out that post occupancy
evaluation of IEQ not only provides an initial step towards in-
vestigating physical and operational attributes of building systems,
but also helps to measure the impacts on user satisfaction in re-
lation to indoor environmental factors. In fact, the indicator of user
satisfaction reveals a very close relationship between the social
aspects of sustainable development and technical, economic or
financial considerations [20]. In other words, the evaluation of
user perception and satisfaction forms a significant aspect of
probing the indoor environmental quality within the workplace
[21]. The current work methodology is focused on designing a
user-oriented environmental control model. This includes pro-
cesses for collecting and monitoring environmental data for find-
ing solutions which are more efficient and suitable to users.
case study was identified (Tables 1 and 2). The values are given as
the mean measurements.
As mentioned before, indoor environmental quality (IEQ) is one 3.3. Sensitivity analysis
of the major issues that should be evaluated in the context of
building performance prediction. Building indoor environmental In the realm of existing office buildings, several parameters of
quality measurements are often performed in the areas of thermal, indoor environmental quality (IEQ) elements such as thermal
lighting, air quality and acoustic. Due to the complexity of ana- comfort, acoustic comfort, and lighting are considered as the most
lyzing all aspects of environmental factors and the lack of ex- important factors affecting occupant comfort and productivity.
perimental metric, it can be useful to simulate narrow range of Furthermore, these factors have the significant impact on the en-
indoor environmental conditions. The first step was to define ergy consumption of buildings. In the current work, evaluation of
zones that will be integrated into the dynamic simulation. The room model was performed in two steps as follows: 1) analysis of
reference building was modeled in Revit and then imported into thermal comfort and natural ventilation; 2) assessment of daylight
Integrated Environmental Solutions-Virtual Environment (IES-VE) performance. Within the scope of this work, it is claimed that the
simulation software. outdoor environmental factors can have a significant impact on
For a whole building simulation, it is necessary to define the indoor environment. Furthermore, deployment and operation
thermal zones. In the current work, each room was defined as a of ICT-based technology platforms can help users control and ad-
thermal zone. For each room, the set point conditions, as well as just their environments.
internal conditions such as the amount of users and their activ-
ities, lighting and electric equipment were defined. Furthermore, 3.3.1. Thermal comfort
schedule ventilation for openings (windows-doors), heating set Thermal comfort is one of the most important factors for im-
points were considered for each thermal zone. Every room was proving the quality of the indoor environment. In case of built
bound by heat transfer surfaces. Openings such as doors or win- environment, users always try to achieve a thermally comfortable
dows were simulated inside the wall surfaces. Fig. 5 illustrates the environment [26]. In this context, standards such as ASHRAE
characteristics of the baseline room model. According to project Standard 55 and ISO Standard 7730 are used to obtain appropriate
data, the baseline room has 43.11 m2 area and 120.72 m3 volume thermal conditions in the buildings. However, parameter values
and its main façades facing north and south. It is focused on de- can vary for people in different climatic zones.
tailed simulation and analysis, using the ASHRAE 90.1–2007[25] The first thermal comfort models were developed by Fanger
design reference for climate zone 4 (mixed-humid). [27] and include the combination of physical variables in both
Position of the sun relative is a major factor in providing day- chart and graph form. Two models commonly used in thermal
light and passive design strategies in the buildings. In order to comfort are known as Fanger's predicted mean vote (PMV) and
study building orientation in relation to solar radiation and passive predicted percentage of dissatisfied (PPD). They are recognized as
solar gains through façades, a detailed solar analysis was per- thermal comfort index. They are also calculated in order to show
formed by Ecotect 2011 for case study (Fig. 6). Furthermore, the satisfaction criteria and measure comfort levels at certain thermal
analysis was performed to understand which faces or walls receive environment. Fanger defined PMV as "the difference between the
Fig. 6. Solar analysis of case study (PUC) and its site plan performed by Ecotect 2011.
6 S. Habibi / Journal of Building Engineering 8 (2016) 1–13
Fig. 7. PMV-PPD values (linked with solar radiation) for baseline room.
through open able windows and doors. Open able areas of case were found between May and November. It can also be seen from
study building were defined (Fig. 8). the figures that natural ventilation can result in the lower PMV
The main aim of analysis was to determine the number of values. For example, the maximum PMV values of baseline room
months that natural ventilation can improve indoor environ- have been reduced from 2.57 to 2.38.
mental conditions within comfort limits ( 0.5 oPMV o þ 0.5). In Furthermore, according to the simulation results, natural ven-
this regard, the simulations were carried out under two conditions tilation was effective at reducing the maximum humidity and
(with and without natural ventilation), and the results obtained temperature levels in the baseline room. For example, the max-
are shown in the following figure. The waved blue and red lines imum humidity has been reduced from 78.22% to 75.10% on 27
represent with and without natural ventilation conditions re- May at 08.00 and the maximum indoor temperature has been
spectively (Fig. 9). reduced from 33.48 °C to 32.73 °C on 19 August at 14:30 (Figs. 10
It is a fact that there is more natural ventilation in the warmer and 11).
months and this could be the case in terms of window opening, It is an objective of this work to show that users should effi-
but for example stack effect is more effective during colder ciently manage environmental parameters. Furthermore, users
months. According to the above figures, the desired PMV values should interact with building energy management systems to
achieve comfort and energy efficiency. For example, in regards to
natural ventilation, users can play a significant role in driving and
controlling the outdoor air flow. Therefore, ventilation and air-
conditioning systems in the indoor environments should be pro-
vided so that the users can control without any prior technical
knowledge. Meanwhile, ICT-based technologies should focus more
on user comfort and convenience and user-friendly tools to im-
prove passive cooling systems.
Fig. 10. Indoor humidity comparison with natural ventilation (27 May).
8 S. Habibi / Journal of Building Engineering 8 (2016) 1–13
Fig. 11. Indoor temperature comparison in the warmest room temperature (19 August).
have been conducted on this topic to present performance based demographic and socio-economic factors as well as psycho-social
on the work plane illuminance metric such as daylight autonomy factors are all important to consider in the interpretation of the
(DA) by Reinhart in 2001[34], useful daylight illuminance (UDI) results.
conceived by Mardaljevic and Nabil in 2005 [35], and continuous A questionnaire was carried out regarding the reference
daylight autonomy (CDA) conceived by Rogers in 2006 [36]. Day- building. It was developed with the aim of identifying the end
light autonomy (DA), uses work plane illuminance as an indicator users' requirements and exceptions regarding indoor comfort. The
of whether there is sufficient daylight in a space to allow an oc- questions included in the questionnaire were designed in ac-
cupant to work by daylight alone. For example, DA levels of cordance with research objectives. For example, the users were
80 100% represent some of the excellent daylight designs, while asked to answer whether smart sensor systems were needed for
good and adequate daylighting designs fall in the 60 80% and controlling their own indoor climate. Furthermore, the contents of
40 60% DA range respectively. Useful daylight illuminance (UDI) the questionnaire were focused on the collection of improvement
is an attempt to integrate the evaluation of daylight level and glare ideas regarding indoor climate. The following figures show ex-
in one scheme. It evaluates illuminance levels according to three ample of questions asked and the results obtained from the
illuminance ranges such as 0–100 lx, 100–2000 lx and above questionnaire.
2000 lx. In this context, horizontal illuminance levels between 100 The overall results showed that the main indoor environmental
and 2000 lx are considered sufficient and useful range. In order to parameters (thermal, visual, acoustic and air quality) affect users'
evaluate the daylighting inside case study, the simulations were comfort and satisfaction. It can be seen that indoor environmental
performed with IES-VE, Radiance and Daysim at working planes parameters have an important role in the process of evaluating
height of 0.8 m from January 1st to December 31st under overcast buildings.
sky conditions. The minimum illuminance required for a room is Users were more satisfied with daylighting in case study. They
500 lx. Furthermore, simulations were carried out for the solar were slightly satisfied with indoor environmental quality (IEQ). It
analysis characteristics days, i.e. the spring equinox (March 21st), was found that users were more familiar with indoor air quality
the summer and winter solstices (June 21st, December 21st). The monitoring applications. Smart sensor systems for indoor climate
reference rooms were considered without dynamic shading de- monitoring were requested by majority of users.
vice. The results obtained in the simulations are shown in the
following figures (Figs. 12–15).
4. Research strategy
3.3.3. Questionnaires and interviews
A user satisfaction questionnaire can provide useful informa- In order to achieve comfort and energy objectives, a prototype
tion for evaluating indoor environmental quality. It is important to smart system was developed with the focus of attention on ICT
design appropriate questionnaire for gathering relevant data. systems and sensors. It includes solutions for energy efficiency in
Questionnaires and interviews can be used to fill gaps between the workplace level and methods to examine how user interact
post occupancy evaluations and actual performance of buildings. with high-performance buildings. The key points in developing
Furthermore, they can determine the factors that influence the content of prototype system involve a number of processes to
building performance and user satisfaction. Questionnaires are read data from sensors (light sensor, sound pressure/mic sensor,
useful methods to identify and solve problems in the indoor en- temperature and humidity sensor) connected to Arduino board.
vironments. They should be designed to be easily understood. The The targeted strategy is to allow users to directly interact with
responses to the questionnaires can reflect user actual feelings. It their buildings and improve their comfort at times of crises of
can be difficult to obtain accurate statistical data about influential discomfort.
factors, but questionnaires may make them easier to evaluate. In order to measure indoor environmental conditions, a pro-
Questionnaire are often used to assess existing conditions. They totype sensor system was developed based on Arduino micro-
can identify factors influencing user attitudes and behaviors. controller which can obtain and monitor environmental data in
However, questionnaire are required to be correlated with existing real-time. Arduino is an open hardware and software platform
conditions. The study [37] provided a questionnaire survey on based on a microcontroller board. In the current work, it is used to
factors influencing comfort with indoor environmental quality in produce an indoor quality apparatus to collect stand-alone en-
existing buildings. It indicated that increasing user awareness vironmental parameters such as humidity, temperature, lighting
about the consequences of poor indoor environmental quality on and ambient noise (Fig. 16).
health and the knowledge about how to ensure a good indoor The goal of the developed apparatus is its use in collecting and
climate would be needed. Questionnaires and interviews can be then processing data of indoor environmental quality parameters
useful, but it should also be noticed that they are subjective and which can lead to understanding environment conditions. The
prone to many bias. Number of respondents, response rate, socio- developed apparatus is equipped with different sensors and led
S. Habibi / Journal of Building Engineering 8 (2016) 1–13 9
Fig. 12. Daysim simulation (up) and Daylight factors (down) results of baseline room.
lights to carry out monitoring practices in the indoor environ- by both electricity and universal serial bus (USB).
ments. It also can be used to sense and gather the data from cer- The most important function of the developed apparatus is to
tain places in the built environment. The data are collected in real monitor, visualize and define optimum comfort conditions. The
time from sensors and are visualized within both liquid-crystal developed apparatus has a light-based alarm that uses lights to
display (LCD) and interfaces. alarm user when the temperature, humidity, lighting and sound
The developed apparatus is programmed to interface with fall outside the comfort zone. Since Arduino systems are open
Rhino/Grasshopper and a MATLAB's graphical user interface to source software programmable, it is possible to generate the actual
visualize real-time environmental data (Fig. 17). It can be powered program that is required to attain project objectives. Arduino
10 S. Habibi / Journal of Building Engineering 8 (2016) 1–13
Fig. 15. The results obtained from users' satisfaction (up) and smart system integration request (down) in the building under study.
In order to find the most efficient data from sensors, it is useful After data processing and optimization, Galapagos component
to initially optimize four parameters under certain indoor en- is used to generate the final solutions (Fig. 19). In this context,
vironment and send them to a log data which can be used for overall index of the four optimized parameters transfer to fitness
improving a building control system in order to provide the op- input in Galapagos component and the inputs for the Genome are
timal environmental conditions for users. Since all parameters use used to control systems such as curtain, window, exterior shading
a separate algorithm to optimize their objectives, there are no device, cooling and building management systems (BMS). All
conflicts in determining the optimal data. portions of building control systems may not apply to Genome
12 S. Habibi / Journal of Building Engineering 8 (2016) 1–13
Fig. 17. Real-time interface monitoring tool based on temperature, humidity, lighting and sound level.
Fig. 18. The genetic algorithm used for the developed apparatus.
inputs, but using them at the same time can be helpful to find the environment.
optimal indoor conditions. The simulation results showed that users can take advantage of
Galapagos component can provide a generic platform for the natural environment and passive design strategies. In order to
application of optimization algorithms. It is a genetic algorithm fulfill these objectives, users need to monitor and control both
component that uses and runs based on numeric fitness values. It outdoor and indoor environmental parameters in real-time. To
can maximize the fitness value to achieve multiple objectives. provide an efficient real-time energy use feedback, it is important
to develop opportunities for users to interact with control systems.
The current work developed a prototype smart system that can
5. Conclusion assist users in giving both eco-feedback and predictive control.
User behaviors can play an important positive role in reducing
There is an increasing interest in real-time monitoring of en- energy consumption, monitoring and managing systems. It is,
vironmental data to reduce energy consumption and to ensure therefore, important to understand and determine user behaviors
comfortable conditions. ICT-related applications can provide a in the control systems. A sustainable smart behavior method for
simplified communication between users within indoor sustainable development and smart growth has been developed. It
S. Habibi / Journal of Building Engineering 8 (2016) 1–13 13
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