IEC62040

Test Report issued under the responsibility of:
TEST REPORT
IEC 62040-1
Uninterruptible power systems (UPS) –
Part 1: General and safety requirements for UPS
Report Number. .............................. : CN215H7K 001

Date of issue ................................... : 2022-02-28
Total number of pages................... : 142 pages
Name of Testing Laboratory

TÜV Rheinland (Shanghai) Co., Ltd.
preparing the Report...................... :
Applicant’s name ........................... : Shenzhen Senergy Technology Co., Ltd.
Address ........................................... : Room 405, Building A, Co-talent Creative Park, No.2, LiuXianRoad,
Block 68, Xin an Street, 518101 Bao' an District, ShenZhen P.R.
China
Test specification:
Standard .......................................... : IEC 62040-1:2017, IEC 62040-1:2017/AMD1:2021
Test procedure ............................... : CB Scheme
Non-standard test method ............ : N/A
TRF template used ......................... : IECEE OD-2020-F1:2021, Ed.1.4
Test Report Form No. .................... : IEC62040_1F
Test Report Form(s) Originator .... : TÜV Rheinland Japan Ltd.
Master TRF ...................................... : Dated 2021-08-27
Copyright © 2021 IEC System of Conformity Assessment Schemes for Electrotechnical Equipment
and Components (IECEE System). All rights reserved.
This publication may be reproduced in whole or in part for non-commercial purposes as long as the IECEE is acknowledged as
copyright owner and source of the material. IECEE takes no responsibility for and will not assume liability for damages resulting from
the reader's interpretation of the reproduced material due to its placement and context.
If this Test Report Form is used by non-IECEE members, the IECEE/IEC logo and the reference to the CB
Scheme procedure shall be removed.
This report is not valid as a CB Test Report unless signed by an approved IECEE Testing Laboratory
and appended to a CB Test Certificate issued by an NCB in accordance with IECEE 02.
General disclaimer:
The test results presented in this report relate only to the object tested.
This report shall not be reproduced, except in full, without the written approval of the Issuing NCB. The
authenticity of this Test Report and its contents can be verified by contacting the NCB, responsible for this
Test Report.
www.tuv.com Page 2 of 142 Report No. : CN215H7K 001
Test item description ....................... : ESS Inverter
Trade Mark ........................................ :
Manufacturer .................................... : Same as applicant
Model/Type reference ...................... : SE 6KHB-60, SE 6KHB-120, SE 5KHB-120, SE 5KHB-60, SE
4K6HB-60, SE 4K6HB-120, SE 4K6AC, SE 5KAC, SE 6KAC
Ratings .............................................. : See copy of marking label and model list.
Responsible Testing Laboratory (as applicable), testing procedure and testing location(s):
CB Testing Laboratory: TÜV Rheinland (Shanghai) Co., Ltd.
Testing location/ address ............................. : No. 177, Lane 777, West Guangzhong Road, Jingan
District, Shanghai 200072, P.R. China
Tested by (name, function, signature) ........ : Yin Yue, Engineer
Approved by (name, function, signature) ... : John Dai, Reviewer
Testing procedure: CTF Stage 1:

Testing location/ address ............................. :
Tested by (name, function, signature) ........ :

Approved by (name, function, signature) ... :

Tested by (name + signature) ...................... :

Witnessed by (name, function, signature).. :

Tested by (name, function, signature) ........ :

Witnessed by (name, function, signature).. :
Supervised by (name, function, signature) :
TRF No. IEC62040_1F

List of Attachments (including a total number of pages in each attachment):
Attachment 1 Australian National Differences (2 pages);
Attachment 2 Photo Documentation (10 pages).
Summary of testing:
Tests performed (name of test and test clause): Testing location:

Clause Test description TÜV Rheinland (Shanghai) Co., Ltd.
No. 177, Lane 777, West Guangzhong Road,
5.2.2.1/RD Clearance and creepage
Jingan District, Shanghai 200072, P.R. China
distances test
5.2.2.2/RD Non-acessibility
5.2.2.4.2.2/RD Steady force test, 30 N
5.2.3.2/RD Impulse voltage test
AC or DC voltage test (dielectric
5.2.3.4/RD
strength test)
5.2.3.7/RD Touch current measurement
test
5.2.3.8/RD Capacitor discharge test
5.2.3.10/RD Temperature rise test
5.2.3.11/RD, Protective equipotential bonding
5.2.4.3/RD
5.2.3.101 Backfeed protection test
5.2.3.102 Input current
5.2.3.104 Transformer protection
5.2.4.4/RD Output short-circuit test
5.2.4.5/RD Output overload test
5.2.4.6/RD Breakdown of components test
5.2.4.8/RD Loss of phase test
5.2.4.9.2/RD Inoperative blower test
5.2.6.3.1/RD Dry heat test
5.2.6.3.2/RD Damp heat test
Summary of compliance with National Differences (List of countries addressed):

AU=Australia
*National differences to IEC62040-1:2017 evaluated.
The product fulfils the requirements of EN IEC 62040-1:2019
TRF No. IEC62040_1F

Copy of marking plate:

The artwork below may be only a draft. The use of certification marks on a product must be
authorized by the respective NCBs that own these marks.
TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

Coding of the S/N “XXXX-XXXXXXXX X X”

The 1st to 4th character is manufacture date “Year 20’XX’, Week ‘XX’”;
The 5th to 8th character is the last four character of work order;
The 9th to 12th character is Serial Number;
The 13th character is factory zone (“Y” means “YM” and “D” means “DK”);
The 14th character is for Energy Storage Product (“H”).
Note:
1. 1 . The above markings are the minimum requirements required by the safety standard. For the final
production samples, the additional markings which do not give rise to misunderstanding may be added.
2. Label is attached on the side surface of enclosure and visible from exterior after installation.
TRF No. IEC62040_1F

Test item particulars .................................................. :
Classification of installation and use ...................... : Ordinary Person Instructed Person
Skilled Person
Supply Connection..................................................... : pluggable equipment type A type B
permanent connection
detachable power supply cord
non-detachable power supply cord
Environmental category ............................................ : indoor unconditional conditional
outdoor
Equipment mobility .................................................... : movable stationary for building-in
fixed
Access location .......................................................... : ordinary person accessible
restricted access location
Over voltage category ............................................... : OVC I OVC II OVC III OVC IV
Mains supply tolerance (%)....................................... : According to the specified supply range
Tested for power systems......................................... TN
IT testing, phase-phase voltage (V) ......................... N/A
Class of equipment .................................................... Class I Class II Class III
Considered current rating of protective device as
part of the building installation (A) ..........................
Pollution degree (PD) ................................................. PD1 PD2 PD3(internal reduced to PD
2)
IP protection class ..................................................... IP 65
Elevation during operation (m) ................................. 4000m
Elevation of test laboratory (m) ................................ 2000m
Mass of equipment (kg) ............................................. See model lists
Possible test case verdicts:
- test case does not apply to the test object .......... : N/A
- test object does meet the requirement ................. : P (Pass)
- test object does not meet the requirement .......... : F (Fail)
Testing ......................................................................... :
Date of receipt of test item ........................................ : 2021-09-30
Date (s) of performance of tests............................... : 2021-10-20 to 2022-01-10
TRF No. IEC62040_1F

General remarks:
"(See Enclosure #)" refers to additional information appended to the report.
"(See appended table)" refers to a table appended to the report.
Throughout this report a comma / point is used as the decimal separator.
Manufacturer’s Declaration per sub-clause 4.2.5 of IECEE 02:

The application for obtaining a CB Test Certificate Yes
includes more than one factory location and a Not applicable
declaration from the Manufacturer stating that the
sample(s) submitted for evaluation is (are)
representative of the products from each factory has
been provided ................................................................ :
When differences exist; they shall be identified in the General product information section.
Name and address of factory (ies) ...........................: APD Shenzhen DK Inc.
No.1,Fengwei Road, Dakang Community, Yuanshan
Street, Long Gang District, Shenzhen, P.R. China
General product information and other remarks:

This report includes 9 models, SE 6KHB-60, SE 6KHB-120, SE 5KHB-120, SE 5KHB-60, SE 4K6HB-
60, SE 4K6HB-120, SE 4K6AC, SE 5KAC, SE 6KAC, all models have identical mechanical structure and
electrical design except some parameter of the software architecture in order to control the max output
power, besides the PV input circuit of Model SE 4K6AC, SE 5KAC, SE 6KAC was removed. Also see
Table 1 model list for power parameter differences and attachments 2 Photo Documentation for
structure details.
The PCE with type designation SE 4K6HB-60, SE 4K6HB-120, SE 5KHB-60, SE 5KHB-120, SE 6KHB-60,
SE 6KHB-120 under test are singel phase ESS inverter which utilizes the advanced power electronics
conversion components such as MOSFET, IGBT to convert the variable DC power generated from the
photovoltaic (PV) arrays as well as batteries to the stable utility AC power, which can be fed into the
commercial electrical grid. The battery port is able to be charged by the energy from either PV port or AC
grid port. The PCE under test is also able to work in stand-alone mode while the grid voltage is not
present. This ESS inverter can be also used as uninterruptible power system for maintaining continuity of
load power in case of input power failure.
They are included communication ports such as RS485, CAN which are connected to the upper
computer or network to monitor the status of the inverter by proprietary software.
Earthing are provided by dedicated earthing terminals. Grid is protected combination with a two series
of relays for each phase conductor as redundant build for ensure the inverter can independent
disconnected from gird while a relay was fault.
During fault condition defined in this standard, after the DSP receives the abnormal signal from the
relevant protective detection circuit, the relays will operate to disconnect the inverter active lines from
grid automatically.
The topology diagram as following:
TRF No. IEC62040_1F

Table 1 Model List:

MODELS LIST SE 4K6HB-60 SE 5KHB-60 SE 6KHB-60
VMAX PV [Vdc] 550
ISC PV [A] 20
PV INPUT
MPP Voltage Range VMPP [Vdc] 90~520

Full load MPP Voltage Range VMPP
200-480 230-480
[Vdc]
Max. Input Current IMAX [A] 15/15
No.of MPPT trackers 2
Overvoltage Category (OVC) II
Rated Input Voltage [Vac] 220/230
BATTERY INPUT
AC
Rated Input Frequency Fn [Hz] 50/60

Max. Input Current Imax [A] 28.6
Rated input voltage [V] 48
Input voltage range [V] 40-60
Max. charge/dischargecurrent [A] 60
Battery Type Li-ion and Lead-acid
Rated Output Voltage [Vac] 220/230
Rated Output Frequency Fn [Hz] 50/60
Rated Active Power Pn [W] 4600 5000 6000
AC OUTPUT
Max. Active Power PEmax [W] 4600 5500 6000

Rated Apparent power Sn [VA] 4600 5000 6000
Max. Apparent power SEmax [VA] 4600 5500 6000
Max. Output Current Imax [A] 22 25 27.2
Power Factor Range cosφ [λ] 0.80un…0.80ov
Overvoltage Category (OVC) III
Firmware version 9504-0502-01A
SYST
EM
Software version 060101

Type of inverter Non-isolated
TRF No. IEC62040_1F

Type of NS Protection Integrated
Noise emission (dB) < 35
Protective Class Class I
Enclosure Protection (IP) IP65
Operating Temperature Range [ºC] -25 to +60 (>45 derating)
Pollution degree (PD) PD3
Altitude [m] 4000
Size [mm] Width* Height*Depth 515*487*175
Weight [kg] 20
MODELS LIST SE 4K6HB-120 SE 5KHB-120 SE 6KHB-120

VMAX PV [Vdc] 550
ISC PV [A] 20
PV INPUT
MPP Voltage Range VMPP [Vdc] 90~520

Full load MPP Voltage Range VMPP
200-480 230-480
[Vdc]
Max. Input Current IMAX [A] 15/15
No.of MPPT trackers 2
Overvoltage Category (OVC) II
BATTERY INPUT
AC

Max. Input Current Imax [A] 41
Rated input voltage [V] 48
Input voltage range [V] 40-60
Max. charge/dischargecurrent [A] 120
Battery Type Li-ion and Lead-acid
Rated Output Voltage [Vac] 220/230
Rated Output Frequency Fn [Hz] 50/60
AC OUTPUT

Overvoltage Category (OVC) III
SYSTEM

Altitude [m] 4000
Weight [kg] 25
TRF No. IEC62040_1F

MODELS LIST SE 4K6AC SE 5KAC SE 6KAC

Rated input voltage [V] 48 48 48
BAT INPUT
Input voltage range [V] 40-60 40-60 40-60

Max. charge/dischargecurrent [A] 100 100 120
Li-ion and Lead- Li-ion and Lead- Li-ion and Lead-
Battery Type
acid acid acid
Rated Output Voltage [Vac] 220/230 220/230 220/230
Rated Output Frequency Fn [Hz] 50/60 50/60 50/60
AC OUTPUT

Overvoltage Category (OVC) III III III
Input
AC

Max. Input Current Imax [A] 41
SYSTEM

Altitude [m] 4000
Weight [kg] 20
General Test Conditions are:
Other than special notice, the model SE 6KHB-120 is as the representative test model in this report and valid
for other models, under the most unfavorable combination within the manufacturer’s operating specifications
shown above.
TRF No. IEC62040_1F

IEC 62040-1
Clause Requirement + Test Result - Remark Verdict
4 Protection against hazards P

4.1/RD General P
4.2 Fault and abnormal conditions See Table 4.2/RD to 4.3/RD P
4.2/RD
5.2.4.6/RD Breakdown of components test (type test) P
5.2.4.6.1 Load conditions P
/RD
5.2.4.6.2 Application of short circuit or open-circuit P
/RD
5.2.4.6.3 Test sequence P
/RD
4.3 Short-circuit and overload protection See Table 4.2/RD to 4.3/RD P
4.3.1/RD General P
4.3.2/RD Specification of input short-circuit withstand strength P
and output short circuit current ability
4.3.2.1/RD General P
The interrupting capability of the overcurrent P
protective device shall be equal or greater than the
prospective short circuit current of the mains supply.
For pluggable equipment type A, either the PECS No Type A Plug N/A
shall be designed so that the building installation
provides short circuit backup protection, or additional
short circuit backup protection shall be provided as
part of the equipment.
For permanently connected equipment or pluggable P
equipment type B, it is permitted for short circuit
backup protection to be in the building installation.
4.3.2.2/RD Input ports short-circuit withstand strength P
For co-ordination and selection of internal or external P
protective devices, the PECS manufacturer shall
specify:
- a maximum allowable prospective short circuit
current for each input port of the PECS;
and
-a minimum required prospective short circuit current
in order to ensure proper operation of the protective
device.
If external protective devices are specified or N/A
provided the characteristics of those shall be
specified by the manufacturer.
4.3.2.3/RD Output short circuit current ability P
TRF No. IEC62040_1F

IEC 62040-1
The output short circuit current ratings apply to a.c. P

and d.c. power output ports and to other ports for
which overcurrent protection is necessary.
For all output ports, short circuit evaluation to
determine the minimum and maximum output short
circuit current shall be performed according to
5.2.4.4/RD and the output short circuit current
available from the PECS shall be specified as in
5.2.4.4/RD and 6.2.
Internal electronic output short circuit protection is
considered acceptable as an output short circuit
protection device of the PECS, when compliance is
shown by test in 5.2.4.4/RD.
4.3.2.4/RD Combined input and output ports P
For ports which are both input and output ports the P
applicable requirements of both 4.3.2.1/RD and
4.3.2.3/RD apply.
4.3.3/RD Short-circuit coordination (backup protection) P
Protective devices provided or specified shall have P
adequate breaking capability to interrupt the
maximum prospective short circuit current specified
for the port to which they are connected.
If internal protection of the PECS is not rated for the
prospective short circuit current, the installation
instructions shall specify an upstream protective
device, rated for this prospective short circuit current
of that port, which shall be used to provide backup
protection. Analysis shall ensure the protection
coordination between the external and internal
protective device.
Compliance shall be checked by inspection and by P
the tests of 5.2.4.4/RD and 5.2.4.5/RD.
4.3.4/RD Protection by several devices P
Where protective devices that require manual P
replacement or resetting are used in more than one
pole of a supply to a given load, those devices shall
be located together. It is permitted to combine two or
more protective devices in one component.
Compliance shall be checked by inspection.
4.3.101 AC input current P
4.3.102 Transformer protection P
4.3.103 AC input short-circuit current P
4.3.104 Protection of the energy storage device P
4.3.105 Unsynchronized load transfer P
TRF No. IEC62040_1F

IEC 62040-1
4.4 Protection against electric shock P

4.4.1/RD General P
4.4.2/RD Decisive voltage class P
4.4.2.2/RD Determination of decisive voltage class P
4.4.2.2.1 General P
/RD
For protection against the ventricular fibrillation body P
reaction, DVC can be selected from Table 2.
4.4.2.2.2 Selection tables for contact area and skin humidity P
4.4.2.2.2 condition
/RD
4.4.2.2.3 Limits of the working voltage for the DVC P
/RD
4.4.2.3/RD Requirements for protection against electric shock P
4.4.3/RD Provision for basic protection P
4.4.3.2/RD Protection by means of basic insulation of live parts P
Live parts shall be completely surrounded with P
insulation if their working voltage is greater than
DVC As or if they do not have protective separation
from adjacent circuits of DVC C.
Basic insulation may be provided by solid insulation P
or air clearance.
The insulation shall be rated according to the P
impulse voltage, temporary overvoltage or working
voltage (see 4.4.7.2.1/RD), whichever gives the
most severe requirement. It shall not be possible to
remove the insulation without the use of a tool or
key.
4.4.3.3 Openings P
4.4.3.4/RD Protection by means of limitation of touch current P
and charge
The limitation of touch current and discharge energy P
shall not exceed:
- a value of 3,5 mA a.c. or 10 mA d.c. for the
limitation of touch current; and
- a value of 50 µC for the limitation of
discharge energy.
4.4.3.5/RD Protection by means of limited voltage P
TRF No. IEC62040_1F

IEC 62040-1
The voltage between simultaneously accessible P

parts shall not be greater than DVC As as
determined in 4.4.2.2/RD.
4.4.4/RD Provision for fault protection P
Fault protection shall be provided by one or more of P
the following measures:
• Protective equipotential bonding in 4.4.4.2/RD in
combinations with the PE conductor in 4.4.4.3/RD;
• Automatic disconnection of supply in 4.4.4.4/RD;
• Supplementary insulation in 4.4.4.5/RD;
• Simple separation between circuits in 4.4.4.6/RD;
• Electrically protective screening in 4.4.4.7/RD.
Fault protection shall be independent and additional
to those for basic protection.
4.4.4.2/RD Protective equipotential bonding P
4.4.4.2.1 General P
/RD
Protective equipotential bonding shall be provided P
between accessible conductive parts of the
equipment and the means of connection for the PC
conductor, except:
a) accessible conductive parts that are
protected by one of the measures in
4.4.6.4/RD; or
b) when accessible conductive parts are
separated from live parts using double or
reinforced insulation.
Electrical contact to the means of connection of the P
PE conductor shall be achieved by one or more of
the following means:
• through direct metallic contact;
• through other accessible conductive parts or other
metallic components which are not removed when
the PECS is used as intended;
• through a dedicated protective equipotential
bonding conductor.
4.4.4.2.2 Rating of protective equipotential bonding P
/RD
TRF No. IEC62040_1F

IEC 62040-1
Protective equipotential bonding shall either be: P

a) sized in accordance with the requirements for the
PE conductor in 4.4.4.3/RD and the means of
connection for the PE conductor in 4.4.4.3.2/RD to
ensure no voltage drop exceeding the values from
4.4.2.2.3/RD during a fault; or
b) sized
• to withstand the highest stresses that can occur to
the PECS item(s) concerned when they are
subjected to a fault connecting to accessible
conductive parts; and
• to remain effective for as long as a fault to the
accessible conductive parts persists or until an
upstream protective device removes power from the
part; and
• to ensure no voltage drop exceeding the values
from 4.4.2.2.3/RD during normal operation and
during a fault.
Compliance shall be checked with the type tests in
5.2.3.11/RD
4.4.4.3/RD PE conductor P
4.4.4.3.1 General P
/RD
A PE conductor shall be connected at all times when P
power is supplied to the PECS, unless the PECS
complies with the requirements of protective class II
(see 4.4.6.3/RD) or protective class III. Unless local
wiring regulations state otherwise, the PE conductor
cross-sectional area shall be determined from Table
7 or by calculation according to 543.1 of IEC 60364-
5-54:2011.
If the PE conductor is routed through a plug and N/A
socket, or similar means of disconnection, it shall not
be possible to disconnect it unless power is
simultaneously removed from the part to be
protected.
The cross-sectional area of every PE conductor that P
does not form part of the supply cable or cable
enclosure shall, in any case, be not less than:
• 2,5 mm2 if mechanical protection is provided; or
• 4 mm2 if mechanical protection is not provided.
Provisions within cord-connected equipment shall be No such equipment N/A
made so that the PE conductor in the cord shall, in
the case of failure of the strain-relief mechanism, be
the last conductor to be interrupted.
For special system topologies, the PECS designer
shall verify the PE conductor cross-section required.
TRF No. IEC62040_1F

IEC 62040-1
4.4.4.3.2 Means of connection for the PE conductor P

/RD
PECS shall have a means of connection for the PE P
conductor, located near the terminals for the
respective live conductors. The means of connection
shall be corrosion-resistant and shall be suitable for
the connection of conductors according to Table 7
and of cables in accordance with the wiring rules
applicable at the installation. The means of
connection for the PE conductor shall not be used as
a part of the mechanical assembly of the equipment
or for other connections. Connection and bonding
points shall be designed so that their current-
carrying capacity is not impaired by mechanical,
chemical, or electrochemical influences.
Where enclosures and/or conductors of aluminium
or aluminium alloys are used, particular attention
should be given to the problems of electrolytic
corrosion.
Compliance shall be checked by inspection.
4.4.4.3.3 Touch current in case of failure of PE conductor P
/RD
For all other PECS, one or more of the following Touch current less than limit N/A
measures shall be applied, unless the touch current specified in 4.4.3.4
can be shown to be less than the limits specified in
4.4.3.4:
a) Use of a fixed connection and
 a cross-section of the PE conductor of at
least 10 mm2 Cu or 16 mm2 Al; or
 automatic disconnection of the supply in
case of discontinuity of the PE conductor;
or
 provision of an additional terminal for a
second PE conductor of the same cross-
sectional area as the original PE
conductor;
or
b) Use of a pluggable type B connection with a
minimum PE conductor cross-section of 2,5 mm2 as
part of a multi-conductor power cable. Adequate
strain relief shall be provided.
Compliance is checked by inspection and by test of N/A
5.2.3.7/RD.
4.4.4.4/RD Automatic disconnection of supply No such part N/A
TRF No. IEC62040_1F

IEC 62040-1
For automatic disconnection of supply: N/A

• a protective equipotential bonding system shall be
provided; and
• a protective device operated by the fault current
shall disconnect one or more of the line conductors
supplying the equipment, system or installation, in
case of a failure of basic insulation.
The protective device shall interrupt the fault current
within a time as specified in Figure 1, Figure 2 or
Figure 3 in 4.4.2.2.3/RD.
4.4.4.5/RD Supplementary insulation N/A
4.4.4.6/RD Simple separation between circuits N/A
If any component is connected between the N/A

separated circuits, that component shall withstand
the electric stresses specified for the insulation
which it bridges.
If any component is connected between a circuit and
a circuit connected to earth, its impedance shall limit
the current flow through the component to the
steady-state touch current values indicated in
4.4.3.4/RD.
4.4.4.7/RD Electrically protection N/A
Electrically protective screening interposed between No such part used. N/A

hazardous live parts of a PECS, shall consist of a
conductive screen connected to the protective
equipotential bonding of the PECS whereby the
screen is separated from live parts by at least simple
separation.
The protective screen and the connection to the
protective equipotential bonding system of the PECS
and that interconnection shall comply with the
requirements of 4.4.4.2/RD.
4.4.5/RD Enhanced protection P
Enhanced protection shall provide both basic and Reinforced insulation used P
fault protection and can be achieved by means of:
• Reinforced insulation in 4.4.5.2/RD;
• Protective separation between circuits in
4.4.5.3/RD;
• Protection by means of in 4.4.5.4/RD.
4.4.5.2/RD Reinforced insulation P
TRF No. IEC62040_1F

IEC 62040-1
Reinforced insulation shall be so designed as to be Between the DVC-A circuit P

able to withstand electric, thermal, mechanical and and DVC-C circuit
environmental stresses with the same reliability of
protection as provided by double insulation.
(basic insulation and supplementary insulation, see
4.4.3.2/RD and 4.4.4.5/RD)
4.4.5.3/RD Protective separation between circuits P
Protective separation between a circuit and other P
circuits shall be achieved by one of the following
means:
• double insulation (basic insulation and
supplementary insulation in 4.4.3.2/RD and
4.4.4.5/RD);
• reinforced insulation in 4.4.5.2/RD;
• electrically protective screening in 4.4.4.7/RD;
• a combination of these provisions.
If conductors of the separated circuit are contained P
together with conductors of other circuits in a multi-
conductor cable or in another grouping of
conductors, they shall be insulated, individually or
collectively, for the highest voltage present, so that
double insulation is achieved.
If any component is connected between the
separated circuits, that component shall comply with
the requirements for protective impedance devices
(see 4.4.5.4/RD)
4.4.5.4/RD Protection by means of protective impedance N/A
Protective impedance shall be arranged so that N/A
under both normal and single fault conditions the
current and discharge energy available shall be
limited according to 4.4.3.4/RD.
The protective impedances shall be designed and N/A
tested to withstand the impulse voltages and
temporary overvoltages for the circuits to which they
are connected. See 5.2.3.2/RD and 5.2.3.4/RD for
tests.
Compliance with the requirement for the limitation of N/A
touch current is checked by test of 5.2.3.6/RD.
Compliance with the requirement for the discharge N/A
energy shall be checked by performing calculations
and/or measurements to determine the voltage and
capacitance.
NOTE A protective impedance designed according
to this subclause is not considered to be a galvanic
connection.
4.4.6/RD Protective measures P
TRF No. IEC62040_1F

IEC 62040-1
4.4.6.1/RD General Protective class I P

4.4.6.2/RD Protective measures for protective class I equipment P
Protective class I equipment shall meet the P
requirements for:
• basic protection in 4.4.3/RD; and
• fault protection in 4.4.4.2/RD and 4.4.4.3/RD with
respect to equipotential bonding and PE conductor.
4.4.6.3/RD Protective measures for protective class II Protective class I N/A
equipment
Protective class II equipment shall meet the N/A
requirements for enhanced protection according to
4.4.5/RD and the enclosure shall meet the
requirement for basic protection in 4.4.3/RD with
respect to accessibility to hazardous live parts.
Protective class II equipment shall not have means
of connection for the PE conductor. This does not
apply if a PE conductor is passed through the
equipment to equipment series-connected beyond
it.
In the latter case the PE conductor and its means
for connection shall be separated from:
• accessible surface of the equipment; and
• circuits which employ protective separation
with at least simple separation according to the
requirement in 4.4.4.6/RD.
The simple separation shall be designed according

to the rated voltage of the series-connected
equipment.
Equipment of protective class II may have provision

for the connection of an earthing conductor for
functional reasons or for the damping of
overvoltages. In this case, the functional earthing
conductor shall be separated from:
• accessible surface of the equipment; and
• circuits which employ protective separation
according to 4.4.5.3/RD
with at least protective separation according to the
requirement in 4.4.5.3/RD.
Equipment of protective class II shall be marked

according to 6.3.7.3.3/RD.
Compliance is checked by inspection.

4.4.6.4/RD Protective measures for protective class III N/A
equipment or circuits
4.4.6.4.1 General N/A
/RD
TRF No. IEC62040_1F

IEC 62040-1
Protective measures shall be achieved by protective N/A

separation by one of the following means:
• basic insulation and supplementary insulation
(double insulation) according to 4.4.3.2/RD and
4.4.4.5/RD;
• reinforced insulation according to 4.4.5.2/RD;
• electrically protective screening and simple
separation according to 4.4.4.7/RD; or
• a combination of these provisions;
used in combination with one of the following means:
• protective impedance according to 4.4.5.4/RD
comprising limitation of discharge energy and of
current; or
• limitation of voltage according to 4.4.3.5/RD.
The protective separation shall be fully and N/A
effectively maintained under all conditions of
intended use of the PECS.
4.4.6.4.2 Connection to PELV and SELV circuits P
/RD
TRF No. IEC62040_1F

IEC 62040-1
If a port is intended for connection of an external The communication ports are P

PELV or SELV circuit with a higher voltage than SELV.
DVC As:
• measures to limit the voltage to that of DVC As
shall be taken (see Annex A); or
• basic protection shall be provided.
For connectors containing pins with very small
contact area (< 1 mm²), the next higher voltage level
for DVC As, of Table 5, is permitted. Example: if
DVC A1 is DVC As, then DVC A2 is permitted at
pins of signal connectors.
The connection of external PELV or SELV circuits to
an internal circuit is permitted with the following
consideration:
• without measures: only if the DVC of the PELV and
SELV voltage are lower than or equal to the DVC
selected from Table 5 for the internal circuit under
consideration; and
• with measures: if the DVC of the PELV and SELV
voltage are higher than the DVC selected from Table
5 for the internal circuit under consideration.
The possibility of an addition of the voltages of the
circuits under consideration to a higher level under
fault conditions shall be considered.
For marking, see 6.3.7.1/RD.
Consideration needs to be given to factors such as
whether the circuits involved are earthed or not, what
the voltages involved are, whether or not direct
contact with live parts is possible, single faults in
either equipment or the interconnections, etc.
4.4.7/RD Insulation P
4.4.7.1.1 Influencing factors P
4.4.7.1.1
/RD
This subclause gives minimum requirements for P
insulation, based on the principles of IEC 60664.
Insulation shall be selected after consideration of P
the following influences:
- pollution degree;
- overvoltage category;
- supply system earthing;
- impulse withstand voltage, temporary
overvoltage and working voltage;
- location of insulation;
- type of insulation.
TRF No. IEC62040_1F

IEC 62040-1
Verification of insulation shall be made according to P

5.2.2.1/RD, 5.2.3.2/RD, 5.2.3.4/RD and 5.2.3.5/RD.
The working voltage can also be measured in
accordance with Annex A.
4.4.7.1.2 Pollution degree See below P
4.4.7.1.2
/RD
Insulation, especially when provided by clearances P
and creepage distances, is affected by pollution
which occurs during the expected lifetime of the
PECS. The micro-environmental conditions for
insulation shall be applied according to Table 8.
The pollution degree shall be determined according PD3 according to P
to the environmental condition for which the product environmental classification of
is specified. See Table 18 for selection of pollution the installation.
degree according to environmental classification of
the installation.
The insulation may be determined according to PD2 inside, IP 65 Enclosure P
pollution degree 2 if one of the following applies: applied.
a) instructions are provided with the PECS indicating
that it shall be installed in a pollution degree 2
environment; or
b) the specific installation application of the PECS is
known to be a pollution degree 2 environment; or
c) the PECS enclosure or coatings applied within the
PECS according to 4.4.7.8.4.2/RD or 4.4.7.8.6/RD
provide adequate protection against what is
expected in pollution degree 3 and 4 (conductive
pollution and condensation).
The PECS manufacturer shall state in the P
documentation the pollution degree for which the
PECS has been designed.
If operation in a pollution degree 4 environment is N/A
required, protection against conductive pollution
shall be provided by means of a suitable enclosure.
Unless otherwise specified by the UPS PD2 inside, IP 65 Enclosure N/A
manufacturer, the UPS shall be suitable for applied.
installation in environments in which the pollution
degree is 2 (PD2), see IEC 62477-1: 2012, Table 8.
4.4.7.1.3 Overvoltage category (OVC) P
4.4.7.1.3
/RD
TRF No. IEC62040_1F

IEC 62040-1
Four categories are considered. Battery DC: OVC II P

• Equipment of overvoltage category IV (OVC IV) is AC: OVC III
for use at the origin of the installation.
• Equipment of overvoltage category III (OVC III) is
equipment in fixed installations and for cases where
the reliability and the availability of the equipment
are subject to special requirements.
• Equipment of overvoltage category II (OVC II) is
energy-consuming equipment to be supplied from
the fixed installation.
• Equipment of overvoltage category I (OVC I) is
equipment for connection to circuits in which
measures are taken to limit transient overvoltages to
an appropriately low level.
The measures for reduction of the impulse voltage P
shall ensure that the temporary overvoltages that
could occur are sufficiently limited so that their peak
value does not exceed the relevant rated impulse
voltage of Table 9 and shall meet the requirement of
4.4.7.2.2/RD, 4.4.7.2.3/RD and 4.4.7.3/RD as
applicable.
As a minimum, the UPS shall be suitable for P
installation in environments presenting overvoltage
categories listed in Table 102.
For UPS units designed to be part of a parallel
configuration, the current to be considered in Table
102 is that provided by the parallel configuration.
If measures are provided to reduce impulses of P
overvoltage category III to values of category II, or
values of category II to values of category I,
appropriate insulation may be designed to the
reduced values, provided that following a single
failure, e.g. of the reduction measure, at least the
basic insulation requirements for the original
overvoltage category shall be fulfilled.
4.4.7.1.4 Supply system earthing P
/RD
TRF No. IEC62040_1F

IEC 62040-1
The following three basic types of system earthing P

are described in IEC 60364-1.
• TN system: has one point directly earthed, the
accessible conductive parts of the installation being
connected to that point by protective conductors.
Three types of TN system, TN-C, TN-S and TN-C-S,
are defined according to the arrangement of the
neutral and protective conductors.
• TT system: has one point directly earthed, the
accessible conductive parts of the installation being
connected to earth electrodes electrically
independent of the earth electrodes of the power
system.
• IT system: has all live parts isolated from earth or
one point connected to earth through an impedance,
the accessible conductive parts of the installation
being earthed independently or collectively to the
system earthing.
4.4.7.1.5 Determination of impulse withstand voltage and P
/RD temporary overvoltage
Table 9 uses the system voltage (see 4.4.7.1.6/RD) P
and overvoltage category of the circuit under
consideration to determine the impulse withstand
voltage. The system voltage is also used to
determine the temporary overvoltage.
A PECS having more than one input or output shall
be evaluated according to the input or output which
gives the most severe requirements.
4.4.7.1.6 Determination of the system voltage P
/RD
4.4.7.1.6.1 For mains supply P
/RD
4.4.7.1.6.2 For non-mains supply P
/RD
For PSCS supplied by non-mains a.c. or d.c., the P
system voltage is the r.m.s. value of the supply
voltage between phases.
4.4.7.1.7 Components bridging insulation P
4.4.7.1.7
/RD
Components bridging insulation shall comply with P
the requirements of the level of insulation (e.g. basic,
reinforced, double) they are bridging.
TRF No. IEC62040_1F

IEC 62040-1
A capacitor connected between two line conductors P

in a primary circuit, or between one line conductor
and the neutral conductor or between the primary
circuit and protective earth shall comply with one of
the subclasses of IEC 60384-14 or with the
requirement of 4.4.7.1.7 of IEC 62477-1: 2012 and
shall be used in accordance with its rating for voltage
and current
For equipment to be connected to IT power P
distribution systems components connected
between line and earth shall be rated for the line-to-
line voltage. However, capacitors rated for the
applicable line-to-neutral voltage are permitted in
such applications if they comply with subclass Y1,
Y2 or Y4 of IEC 60384-14
4.4.7.2/RD Insulation to the surroundings P
4.4.7.2.1 General P
/RD
4.4.7.2.2 Circuits connected to mains supply P
4.4.7.2.2
/RD
Insulation between the surroundings and circuits P
which are connected directly to the mains supply
shall be designed according to the impulse withstand
voltage, temporary overvoltage, or working voltage,
whichever gives the most severe requirement.
4.4.7.2.3 Circuits connected to non-mains supply P
/RD
Insulation between the surroundings and circuits P
supplied from a non-mains supply shall be designed
according to:
• the impulse withstand voltage determined from
Table 9 using the system voltage;
• the working voltage;
• the temporary overvoltage if known to exist due to
the nature of the supply;
whichever gives the more severe requirement.
Temporary overvoltage on a non-mains supply shall P
be determined as follows:
• Without detailed knowledge of the temporary
overvoltage, it shall be according to Table 9.
• If the temporary overvoltage is known this value
shall be used.
TRF No. IEC62040_1F

IEC 62040-1
By the determination of temporary overvoltages on P

non-mains supply, following situations should be
considered:
• loss of the neutral in a non-mains low-voltage
system;
• accidental earthing of a non-mains low voltage IT
system; and
• short circuit in the non-mains low voltage
installation.
4.4.7.2.4 Insulation between circuits P
/RD
Insulation between two circuits shall be designed P
according to the circuit having the more severe
requirement.
For the design of simple and protective separation
between circuits the insulation shall be designed
according to:
• the circuit having the more severe requirement; or
• the working voltage between the circuits;
whichever gives the most severe requirement.
4.4.7.3/RD Functional insulation P
TRF No. IEC62040_1F

IEC 62040-1
If the failure of functional insulation does not produce P

a hazard (electrical, thermal, fire), no specific
requirements apply for the dimensioning of functional
insulation. In other cases the following requirements
apply.
Testing is not required, except where the circuit
analysis required by 4.2/RD shows that failure of the
insulation could result in a hazard.
For parts or circuits that are significantly affected by
external transients, functional insulation shall be
designed according to the impulse withstand voltage
of overvoltage category II, except that overvoltage
category III shall be used when the PECS is
connected at the origin of the installation.
Where measures are provided that reduce transient
overvoltages within the circuit from category III to
values of category II, or values of category II to
values of category I, functional insulation may be
designed for the reduced values.
Where the circuit characteristics can be shown by
testing (see 5.2.3.2/RD) to reduce impulse voltages,
functional insulation may be designed for the highest
impulse voltage occurring in the circuit during the
tests.
For parts or circuits that are not significantly affected
by external transients, functional insulation shall be
designed according to the working voltage across
the insulation.
4.4.7.4/RD Clearance distance P
4.4.7.4.1 Determination See Table 4.4.7.4/RD P
/RD
TRF No. IEC62040_1F

IEC 62040-1
Clearances for functional, basic and supplementary P

insulation shall be dimensioned according to Table
10 (see Annex D for examples of the evaluation of
clearance distances). Interpolation is permitted,
when clearance is determined from temporary
overvoltage or working voltage.
Clearances for reinforced insulation shall be
dimensioned to withstand an impulse voltage one
step higher than the impulse withstand voltage, or
1,6 times the peak temporary overvoltage or peak
working voltage, required for basic insulation.
Clearance distances for use in altitudes between
2 000 m and 20 000 m shall be calculated using a
correction factor according to Table A.2 of IEC
60664-1:2007, which is reproduced as Table E.1.
A correction factor selected from Table F.2 is also
used for determination of clearance distances for
approximately homogenous fields when frequencies
are greater than 30 kHz, as given in Annex F.
Compliance shall be checked by visual inspection P
(see 5.2.2.1/RD) or by performing the impulse
voltage test of 5.2.3.2/RD and the a.c. or d.c. voltage
test of 5.2.3.4/RD.
4.4.7.4.2 Electric field homogeneity P
/RD
The dimensions in Table 10 correspond to the P
requirements of an inhomogeneous electric field
distribution across the clearance, which are the
conditions normally experienced in practice. If a
homogeneous electric field distribution is known to
exist, the clearance distance for basic or
supplementary insulation may be reduced to not less
than that required by Table F.2 (Case B) of IEC
60664-1:2007. In this case, however, the impulse
voltage test of 5.2.3.2/RD shall be performed across
the considered clearance.
If the withstand against steady state voltages,
recurring peak or temporary overvoltages according
to Table 10 is decisive for the dimensioning of
clearance and if these clearances are smaller than
the values of Table 10 then an a.c. or d.c. voltage
test according to 5.2.3.4/RD is required. Clearance
distances for reinforced insulation shall not be
reduced for homogeneous fields.
4.4.7.4.3 Clearance to conductive enclosure P
/RD
TRF No. IEC62040_1F

IEC 62040-1
The clearance between any non-insulated live part P

and the walls of a metal enclosure shall be in
accordance with 4.4.7.4.1/RD during and following
the deflection tests of 5.2.2.4.2/RD.
Compliance is checked by inspection and by test of P
5.2.2.4.2/RD.
If the design clearance distance is at least 12,7 mm P
and the clearance distance required by 4.4.7.4.1/RD
does not exceed 8 mm, the deflection tests may be
omitted.
4.4.7.5/RD Creepage distances P
4.4.7.5.1 Insulating material groups P
/RD
Creepage distance requirements for PWBs exposed N/A
to pollution degree 3 environmental conditions shall
be determined based on Table 11 pollution degree 3
under “Other insulators”.
For inorganic insulating materials, for example glass P
or ceramic, which do not track, the creepage
distance may equal the associated clearance
distance, as determined from Table 10.
4.4.7.5.2 Determination See Table 4.4.7.5/RD P
/RD
Creepage distances for functional, basic and P
supplementary insulation shall be dimensioned
according to Table 11. Interpolation is permitted.
Creepage distances for reinforced insulation shall be
twice the distances required for basic insulation.
When the creepage distance requirement P
determined from Table 11 is less than the clearance
distance required by 4.4.7.4.1/RD or the clearance
distance determined by impulse testing (see
5.2.3.2/RD), then the creepage distance shall be
increased to the clearance distance.
Compliance of creepage distances shall be checked P
by measurement or inspection (see 5.2.2.1/RD) (see
Annex D for examples of the evaluation of creepage
distances).
4.4.7.6/RD Coating N/A
A coating may be used to provide insulation, to N/A
protect a surface against pollution, and to allow a
reduction in creepage and clearance distances (see
4.4.7.8.4.2/RD and 4.4.7.8.6/RD)
4.4.7.7 PWB spacings for functional insulation P
4.4.7.7/RD
TRF No. IEC62040_1F

IEC 62040-1
Spacings for functional insulation shall comply with P

the requirement of 4.4.7.4/RD and 4.4.7.5/RD.
Decreased spacing for components mounted on P
PWB or decreased spacing on PWB are permitted
when all the following are satisfied:
• the PWB has flammability rating of V-0 (see IEC
60695-11-10);
• the PWB base material has a minimum CTI of 100;
• the equipment complies with the PWB short circuit
test (see 5.2.4.7/RD).
Decreased spacings for components assembled on
PWB are permitted when used in:
• pollution degree 1 or 2 environment; and
• not more than overvoltage category I.
In this case the manufacture specification may be
used.
Compliance is checked by inspection and by test of
5.2.4.7/RD if applicable.
4.4.7.8/RD Solid insulation P
4.4.7.8.1 General P
/RD
Materials selected for solid insulation shall be able to P
withstand the stresses occurring. These include
mechanical, electrical, thermal, climatic and
chemical stresses which are to be expected in
normal use. Insulation materials shall also be
resistant to ageing during the expected lifetime of the
PECS.
Tests shall be performed on components and sub-
assemblies using solid insulation, in order to ensure
that the insulation performance has not been
compromised by the design or manufacturing
process.
4.4.7.8.2 Material requirements P
/RD
The insulating material shall have a CTI of 100 or P
greater.
The insulating material shall be suitable for the
maximum temperature it attains as determined by
the temperature rise test of 5.2.3.10/RD.
Consideration shall be given as to whether or not the
insulating material additionally provides mechanical
strength and whether or not the part can be subject
to impact during use.
TRF No. IEC62040_1F

IEC 62040-1
The insulating material in contact with live parts P

higher than DVC As shall comply with:
• the glow-wire test described in 5.2.5.3/RD at a test
temperature of 850 °C; or
• the glow-wire test described in 5.2.5.3/RD, at a
lower test temperature, but not less than 550 °C,
depending on the classification of the use of the
PECS, according to Table A.1 of IEC 60695-2-
11:2011; or
• the alternative hot wire ignition test of 5.2.5.4/RD
Thermoplastic insulating materials used in contact P
with live parts higher than DVC As or used as part of
the enclosure shall comply with the ball pressure test
as abnormal heat test according to IEC 60695-10-2.
Where an insulating material is used in a PECS that P
incorporates switching contacts, and is within 12,7
mm of the contacts, it shall comply with the high
current arcing ignition test of 5.2.5.2/RD.
In case the manufacturer of the insulating material P
provides data to demonstrate compliance with the
above requirements no further testing is required.
No further evaluation is required when generic
materials are used according to Table 12.
Compliance is checked by inspection and by test of P
5.2.3.10/RD and 5.2.5.3/RD or 5.2.5.2/RD.
4.4.7.8.3 Thin sheet or tape material P
/RD
4.4.7.8.3.1 General See Table 4.4.7.8.3.2/RD P
/RD
4.4.7.8.3/RD applies to the use of thin sheet or tape P
materials in assemblies such as wound components
and bus-bars.
Insulation consisting of thin (less than 0,75 mm)
sheet or tape materials is permitted, provided that it
is protected from damage and is not subject to
mechanical stress under normal use.
Where more than one layer of insulation is used,
there is no requirement for all layers to be of the
same material.
NOTE 1 One layer of insulation tape wound with
more than 50 % overlap is considered to constitute
two layers.
NOTE 2 Basic, supplementary and double insulation
can be applied as a pre-assembled system of thin
materials.
TRF No. IEC62040_1F

IEC 62040-1
4.4.7.8.3.2 Material thickness equal to or more than 0,2 mm N/A

/RD
Basic or supplementary insulation shall consist of at N/A
least one layer of material, which will meet the
requirements of 4.4.7.8.1/RD and 4.4.7.10.1/RD.
Double insulation shall consist of at least two layers N/A
of material, each of which will meet the requirements
of 4.4.7.8.1/RD, 4.4.7.10.1/RD, and the partial
discharge requirements of 4.4.7.10.2/RD, and both
layers together will meet the impulse and a.c. or d.c.
voltage requirements of 4.4.7.10.2/RD.
Reinforced insulation shall consist of a single layer of N/A
material, which will meet the requirements of
4.4.7.8.1/RD and 4.4.7.10.2/RD.
NOTE The requirements of this subclause indicate N/A
that double insulation can be at least 0,4 mm thick,
while reinforced insulation is permitted to be 0,2 mm
thick.
4.4.7.8.3.3 Material thickness less than 0,2 mm P
/RD
Basic or supplementary insulation shall consist of at P
least two layers of material, which will meet the
requirements of 4.4.7.8.1/RD and 4.4.7.10.1/RD.
Double insulation shall consist of at least three P
layers of material. Each layer shall meet the
requirements of 4.4.7.8.1/RD and 4.4.7.10.1/RD,
and any two layers together shall meet the
requirements of 4.4.7.10.2/RD.
Reinforced insulation consisting of a single layer of P
material is not permitted.
4.4.7.8.3.4 Compliance P
/RD
Compliance shall be checked by the tests described P
in 5.2.3.1/RD to 5.2.3.5/RD.
When a component or sub-assembly makes use of
thin sheet insulating materials, it is permitted to
perform the tests on the component rather than on
the material.
4.4.7.8.4 Printed wiring boards (PWBs) P
/RD
4.4.7.8.4.1 General P
/RD
TRF No. IEC62040_1F

IEC 62040-1
Insulation between conductor layers in double-sided P

single-layer PWBs, multi-layer PWBs and metal core
PWBs, shall meet the requirements of 4.4.7.8.1/RD.
Basic, supplementary, double and reinforced
insulation shall meet the appropriate requirements of
4.4.7.10.1/RD or 4.4.7.10.2/RD. Functional insulation
in PWBs shall meet the requirements of 4.4.7.7/RD.
For the inner layers of multi-layer PWBs, the
insulation between adjacent tracks on the same
layer shall be treated as either:
• a creepage distance for pollution degree 1 and a
clearance as in air (see Example D.14); or
• solid insulation, in which case it shall meet the
requirements of 4.4.7.8.1/RD and 4.4.7.10/RD.
4.4.7.8.4.2 Use of coating materials N/A
/RD
A coating material used to provide functional, basic, N/A
supplementary and reinforced insulation shall meet
the requirement as specified below.
Type 1 protection (as defined in IEC 60664-3) N/A
improves the microenvironment of the parts under
protection. The clearance and creepage distance of
Table 10 and Table 11 for pollution degree 1 apply
under the protection. Between two conductive parts,
it is a requirement that one or both conductive parts,
together with all the spacing between them, are
covered by the protection.
Type 2 protection is considered to be similar to solid N/A
insulation. Under the protection, the requirements for
solid insulation specified in 4.4.7.8/RD are
applicable, including the coating material itself, and
spacings shall not be less than those specified in
Table 1 of IEC 60664-3:2003. The requirements for
clearance and creepage in Table 10 and Table 11
do not apply. Between two conductive parts, it is a
requirement that both conductive parts, together with
the spacing between them, are covered by the
protection so that no air gap exists between the
protective material, the conductive parts and the
printed boards.
TRF No. IEC62040_1F

IEC 62040-1
The coating material used to provide Type 1 and N/A

Type 2 protection shall be designed to withstand the
stresses anticipated to occur during the expected
lifetime of the PECS. A type test on representative
PWBs shall be conducted according to Clause 5 of
IEC 60664-3:2003. For the cold test (5.7.1 of IEC
60664-3:2003), a temperature of -25 °C shall be
used, and for the rapid change of temperature test
(5.7.3 of IEC 60664-3:2003): -25 °C to +125 °C. No
routine test is required.
4.4.7.8.5 Wound components P
/RD
Varnish or enamel insulation of wires shall not be P
used for basic, supplementary, double or reinforced
insulation.
Wound components shall meet the requirements of
4.4.7.8.1/RD and 4.4.7.10/RD.
The component itself shall pass the requirements
given in 4.4.7.8.1/RD and 4.4.7.10.2/RD. If the
component has reinforced or double insulation, the
a.c. or d.c. voltage test of 5.2.3.4/RD shall be
performed as a routine test.
4.4.7.8.6 Potting materials N/A
/RD
A potting material may be used to provide solid N/A
insulation or to act as a coating to protect against
pollution.
If used as solid insulation, it shall comply with the N/A
requirements of 4.4.7.8.1/RD and 4.4.7.10/RD.
If used to protect against pollution, the requirements N/A
for Type 1 protection in 4.4.7.8.4.2/RD apply.
4.4.7.9/RD Connection of parts of solid insulation (cemented N/A
joints)
The creepage and clearance path in the presence of N/A
a cemented joint between two insulating parts, are
determined as follows.
• Type 1 or type 2 protection as described in
4.4.7.8.4.2/RD apply.
• A cemented joint that is not evaluated as providing
protection of type 1 or type 2, is neither considered
solid insulation nor to reduce pollution degree. The
clearance and creepage distances of Table 10 and
Table 11 apply for the pollution degree of the
environment around the joint. See 5.2.5.7/RD for
test.
TRF No. IEC62040_1F

IEC 62040-1
4.4.7.10 Requirements for electrical withstand capability P

/RD
4.4.7.10.1 Basic or supplementary insulation See Table 4.4.7.10/RD P
/RD
Test with impulse withstand voltage according to P
5.2.3.1/RD
Test with a.c. or d.c. voltage according to 5.2.3.4/RD P
4.4.7.10.2 Double or reinforced insulation See Table 4.4.7.10 P
/RD
Double or reinforced insulation shall be tested as P
follows:
• Test with impulse withstand voltage according to
5.2.3.2/RD; and
• Test with a.c. or d.c. voltage according to
5.2.3.4/RD.
For solid insulation, the partial discharge test N/A
according to 5.2.3.5/RD shall be performed in
addition to the above tests, if the recurring peak
working voltage across the insulation is greater than
750 V and the voltage stress on the insulation is
greater than 1 kV/mm.
The partial discharge test shall be performed as a
type test on all components, sub-assemblies and
PWB. In addition, a sample test shall be performed if
the insulation consists of a single layer of material.
Double insulation shall be designed so that failure of P
the basic insulation or of the supplementary
insulation will not result in reduction of the insulation
capability of the remaining part of the insulation.
4.4.7.11 Insulation requirements above 30kHz No such parts N/A
/RD
4.4.8/RD Compatibility with residual current-operated N/A
protective devices (RCD)
TRF No. IEC62040_1F

IEC 62040-1
To ensure the intended work of an RCD provided by N/A

the installation PECS shall satisfy one of the
following conditions.
a) A Pluggable Type A single-phase PECS, shall be
designed so that, under normal and fault conditions
any resulting d.c. component of the current in the PE
conductor does not exceed the d.c. current
withstand requirements in IEC 60755 for RCD of
type A.
b) For PECS that are Pluggable Type B or intended
for permanent connection, d.c. current in the PE
conductor is not limited if the information and
marking requirements of 6.3.7.4/RD are complied
with.
Compliance with RCD provided by the installation N/A
shall be checked by simulation or calculation of
current in the PE conductor under normal and single
fault conditions according to the guideline provided
in Annex H/RD.
4.4.9 Capacitor discharge The connector was complied N/A
4.4.9/RD with the IPXXB
For protection against shock hazard, capacitors N/A
within a PECS shall be discharged to a voltage less
than DVC As, or to a residual charge less than 50
μC, after the removal of power from the PECS:
• for pluggable UPS type A, the discharge time shall
not exceed 1 s or the hazardous live parts shall
be protected against direct contact by at least
IPXXB (see 4.4.3.3);  
• for pluggable UPS type B, the discharge time shall
not exceed 5 s or the hazardous live parts shall be
protected against direct contact by at least IPXXB
(see 4.4.3.3);  
• for permanently connected UPS, the discharge
time shall not exceed 15 s.  
For pluggable PECS type A and B and permanently
connected PECS, which do not meet the above
requirements, access shall only be possible by
means of a tool or key and the information and
marking requirements of 6.5.2/RD apply.
Compliance is checked by test of 5.2.3.8/RD.
4.5 Protection against electrical energy hazards P
4.5.1/RD Operator access areas P
TRF No. IEC62040_1F

IEC 62040-1
Equipment shall be so designed that there is no risk P

of electrical energy hazard in operator access areas
from accessible circuits by fulfilling requirement of
4.2/RD.
A risk of injury due to an electrical energy hazard
exists if it is likely that two or more bare parts (one of
which may be earthed) between which a hazardous
energy level exists, will be bridged by a metallic
object.
The likelihood of bridging the parts under
consideration is determined by means of the test
finger of Figure 1 of IEC 60529:1989, in a straight
position. If it is possible to bridge the parts with this
test finger, a hazardous energy level shall not exist.
Barriers, guards, and similar means preventing
unintentional contact may be provided as an
alternative to limiting the energy.
Compliance is checked by inspection or test of P
5.2.2.2/RD.
4.5.1.2/RD Determination of hazardous electrical energy level P
A hazardous electrical energy level is considered to P
exist if:
• the voltage is 2 V or more;
and
• power available exceeds 240 VA after 60 s; or
• the energy exceeds 20 J.
Compliance shall be checked with the test in
5.2.3.9/RD or by calculation.
4.5.2 Service access areas P
4.5.2/RD
Capacitors within a PECS shall be discharged to an < 20J P
energy level less than 20 J, as in 4.5.1.2, within 5 s
after the removal of power from the PECS. If this
requirement is not achievable for functional or other
reasons, the information and marking requirements
of 6.5.2/RD apply.
TRF No. IEC62040_1F

IEC 62040-1
This requirement does not apply to terminals N/A

covered by 4.4.9.
In a service access area, the following requirements
apply.
Bare parts at hazardous voltage shall be located or
guarded so that unintentional contact with such parts
is unlikely during service operations involving other
parts of the equipment. Bare parts at hazardous
voltage shall be located or guarded so that
accidental shorting to parts at non-hazardous
potentials (for example, by tools or test probes used
by a service person) is unlikely.
If the capacitor discharge time cannot be accurately N/A
calculated, the discharge time shall be measured.
4.6 Protection against fire and thermal hazards P
4.6.1/RD Circuits representing a fire hazard P
The following types of circuits are considered a fire P
hazard:
- circuits directly connected to the mains
- circuits that are not directly connected to the mains
but exceed the limits for limited power sources in
4.6.5/RD
- components having unenclosed arcing parts
4.6.2/RD Components representing a fire hazard P
Compliance with 4.6.2/RD and 4.6.3/RD shall be P
confirmed by inspection of component and material
data sheets and, where necessary, by test.
4.6.2.2 Components within a circuit representing a fire P
4.6.2.2/RD hazard
Inside fire enclosures, materials for components and P
other parts and all materials in contact with such
parts shall comply with flammability class V-2 as
classified in IEC 60695-11-10 or flammability class
HF-2 as classified in ISO 9772 or better.
TRF No. IEC62040_1F

IEC 62040-1
The above requirement does not apply to any of the P

following:
• electrical components which do not present a fire
hazard under abnormal operating conditions when
tested according to 5.2.4.6/RD;
• materials and components within an enclosure of
0,06 m3 or less, consisting totally of metal and
having no ventilation openings, or within a sealed
unit containing an inert gas;
• electronic components, such as integrated circuit
packages, opto-coupler packages, capacitors and
other small parts that are mounted on material of
flammability class V-1 or better;
• wiring, cables and connectors insulated with PVC,
TFE, PTFE, FEP, neoprene or polyimide;
• the following parts, provided that they are
separated from electrical parts (other than insulated
wires and cables) which under fault conditions are
likely to produce a temperature that could cause
ignition, by at least 13 mm of air or by a solid barrier
of material of flammability class V-1 or better:
– other small parts which would contribute
negligible fuel to a fire, including, labels,
mounting feet, key caps, knobs and the like;
– tubing for air or any fluid systems, containers for
powders or liquids and foamed plastic parts,
provided that they are of flammability class HB.
Batteries shall have a flammability class HB or P
better.
4.6.2.3/RD Components within a circuit not representing a fire P
hazard
For components within a circuit not representing a P
fire hazard 4.6.2/RD does not apply.
4.6.3/RD Fire enclosure P
4.6.3.1 General P
4.6.3.1/RD
TRF No. IEC62040_1F

IEC 62040-1
Fire enclosures are used to reduce the risk of fire to P

the environment, independent of the location where
they are installed.
A fire enclosure shall be provided for all UPS unless:
• circuits inside of an enclosure are within the limits
of limited power sources in 4.6.5 of this document; or
• there is an agreement between the user and the
manufacturer; or
• the UPS is intended to be used only in areas
without combustible materials and is marked
according to 6.3.5/RD.
4.6.3.2/RD Flammability of enclosure materials Metal enclosure used P
Materials used for fire enclosures of PECS shall P
meet the flammability test requirements of
5.2.5.5/RD, except for those portions of the
enclosure that enclose only circuits not representing
a fire hazard.
Materials are considered to comply without test if, in N/A
the minimum thickness used, the materials are of
flammability class 5VB or better, according to IEC
60695-11-20.
For movable UPS having a total mass not exceeding N/A
18 kg, materials are considered to comply without
test if, in the minimum thickness used, the materials
are of flammability class of V-1 or better, according
to IEC 60695-11-10.
Metals, ceramic materials, and glass which is heat- P
resistant tempered, wired or laminated, are
considered to comply without test.
Materials for components that fill an opening in a fire N/A
enclosure shall:
• be of at least V-1 class material and no larger than
100 mm in any dimension; or
• be of at least V-2 class material and either
– not larger than 25 mm in any dimension; or
– not larger than 100 mm in any dimension and
located at least 100mm from any part that is a
source of fire hazard; or
• be of at least V-2 class material and there is a
barrier or device(s) that forms a barrier made of a V-
0 class material between the part and a source of
fire hazard; or
• comply with a relevant IEC component standard
that includes flammability requirements for
components that are intended to form part of, or fill
openings in, a fire enclosure.
TRF No. IEC62040_1F

IEC 62040-1
Polymeric materials that serve as the outer N/A

enclosure and have surface area greater than 1 m2
or a single dimension larger than 2 m, shall have a
maximum flame spread index of 100 as determined
by ASTM E162 or ANSI/ASTM E84.
The manufacturer may provide data from the fire N/A
enclosure material supplier to demonstrate
compliance with the above requirements. In this
case, no further testing is required.
Compliance shall be checked by visual inspection P
and, where necessary, by test. .................................
4.6.3.3/RD Openings in fire enclosure N/A
4.6.3.3.1 General IP 65 Enclosure used. N/A
/RD
4.6.3.3.2 Openings in the top and side if fire enclosures N/A
4.6.3.3.2
/RD
Openings in the top surfaces of fire enclosures shall N/A
be designed to prevent an external object falling
vertically or at up to 5° from vertically from entering
the enclosure in an area that could lead to a fire
hazard.
This requirement applies to all sides of moveable
equipment with no defined top and bottom, unless
top and bottom surfaces can be suitably
demonstrated in the installation instructions.
The test requirements are found in 5.2.2.2 of this
document.
Openings in the top surfaces of fire enclosures not N/A
located vertically above or within 5° from vertical of a
circuit representing a fire hazard as defined in
4.6.1/RD are not subject to the test of 5.2.2.2/RD
and can be of any construction if the construction
prevents access to parts greater than DVC As with
the IP2X probe as detailed in 4.4.3.3/RD.
Where a portion of the side of a fire enclosure falls
within the area traced out by the 5° angle in Figure 6,
the limitations in 4.6.3.3.3/RD regarding openings in
bottoms of fire enclosures also apply to this portion
of the side.
Compliance shall be checked by visual inspection.
4.6.3.3.3 Openings in the bottom of a fire enclosure N/A
/RD
TRF No. IEC62040_1F

IEC 62040-1
Compliance is checked by inspection or with the hot N/A

flaming oil test in 5.2.5.6/RD, in case the fire
enclosure is designed differently than as described
in this subclause.
4.6.3.3.4 Doors or covers in fire enclosures N/A
/RD
If part of a fire enclosure consists of a door or a N/A
cover leading to an operator access area, it shall
comply with one of the following requirements:
• the door or cover shall be provided with a safety
interlock; or
• a door or cover, intended to be routinely opened by
the user, shall comply with both of the following
conditions:
– it shall not be removable from other parts of the
fire enclosure by the user; and
– it shall be provided with a means to keep it
closed during normal operation.
A door or cover intended only for occasional use by
an installer, such as for the installation of
accessories, is permitted to be removable provided
that the equipment instructions include directions for
correct removal and reinstallation of the door or
cover.
4.6.4/RD Temperature P
4.6.4.1 Internal parts See table 4.6.4/RD P
4.6.4.1/RD
Equipment and its component parts shall not attain P
temperatures in excess of those in Table 14 when
tested in normal mode in accordance with the ratings
of the equipment.
Magnetic components shall not attain temperatures
in excess of those in Table 103 when tested in
stored energy mode in accordance with the ratings
of the equipment.
4.6.4.2/RD Accessible parts P
When surface temperatures of the PECS, close to P
mounting surfaces, exceed the limit of Table 15, a
warning according to 6.3.5/RD shall be provided.
4.6.5 Limited power sources N/A
4.6.5/RD
TRF No. IEC62040_1F

IEC 62040-1
Where a limited power source is required, the source N/A

shall comply with Table 16 or Table 17 as applicable.
Compliance to both the maximum allowed current
and maximum apparent power available from the
power source is required.
A limited power source shall comply with one of the N/A
following requirements:
a) the output is inherently limited in compliance with
Table 16; or
b) a linear or non-linear impedance limits the output
in compliance with Table 16. If a positive
temperature coefficient device (PTC) is used, it shall
pass the tests specified in IEC 60730-1, Clauses 15,
17, J.15 and J.17; or
c) a regulating network limits the output in
compliance with Table 16, both with and without a
single fault in the regulating network; or
d) an overcurrent protective device is used and the
output is limited in compliance with Table 17.
Compliance to determine the maximum available N/A
power is checked by test of 5.2.3.9/RD.
4.7 Protection against mechanical hazards P
4.7.1/RD General P
Failure of any component within the PECS shall not P
release sufficient energy to lead to a hazard, for
example, expulsion of material into an area occupied
by personnel.
4.7.2/RD Specific requirements for liquid cooled PECS N/A
4.7.2.1/RD General No such part used N/A
4.7.2.2/RD Coolant N/A
Coolant temperature in operation shall not exceed N/A
the limit specified in Table 14.
Compliance is checked by inspection and test of N/A
5.2.3.10/RD.
4.7.2.3/RD Design requirements N/A
4.7.2.3.1 General N/A
/RD
TRF No. IEC62040_1F

IEC 62040-1
The liquid containment system components shall be N/A

compatible with the liquid to be used.
Equipment using liquids shall be so constructed that
it is unlikely that either a dangerous concentration of
these materials or a hazard in the meaning of this
standard will be created by condensation,
vaporization, leakage, spillage or corrosion during
normal operation, storage, filling or emptying.
The flexible hoses should be made of material free
of conductive contaminants such as carbon.
4.7.2.3.2 Corrosion resistance N/A
/RD
All cooling system components shall be suitable for N/A
use with the specified coolant. They shall be
corrosion resistant and shall not corrode as a result
of prolonged exposure to the coolant and/or air.
4.7.2.3.3 Tubing, joints and seals N/A
/RD
Cooling system tubing, joints and seals shall be N/A
designed to prevent leakage during excursions of
pressure over the life of the equipment. The entire
cooling system including tubing shall satisfy the
requirements of the hydrostatic pressure test of
5.2.7/RD.
4.7.2.3.4 Provision for condensation N/A
/RD
Where internal condensation occurs during normal N/A
operation or maintenance, measures shall be taken
to prevent degradation of insulation. In those areas
where such condensation is expected, clearance
and creepage distances of Table 10 and Table 11
shall be evaluated at least for a pollution degree 3
environment (see Table 8), and provision shall be
made to prevent accumulation of water (for example
by providing a drain).
4.7.2.3.5 Leakage of coolant N/A
/RD
During a leakage measures has to ensure that N/A
coolant will not result in wetting of live parts or
electrical insulation.
4.7.2.3.6 Loss of coolant N/A
/RD
TRF No. IEC62040_1F

IEC 62040-1
Loss of coolant form the cooling system shall not N/A

result in thermal hazards, explosion, or shock
hazard. The requirements of the Loss of coolant test
of 5.4.3.9.4/RD shall be satisfied.
4.7.2.3.7 Conductivity of coolant N/A
/RD
When the coolant is intentionally in contact with live N/A
parts (for example non-earthed heatsinks), the
conductivity of the coolant shall be continuously
monitored and controlled, in order to avoid
hazardous current flow through the coolant.
4.7.2.3.8 Insulation requirements for coolant hoses N/A
/RD
When the coolant is intentionally in contact with live N/A
parts (for example non-earthed heatsinks), the
coolant hoses form a part of the insulation system.
Depending on the location of the hoses, the
requirements of 4.4.7/RD for functional or simple or
protective separation shall be applied where
relevant.
4.7.101 Protection in service access area P
4.8 Equipment with multiple sources of supply P
4.8.101 General P
4.8.102 Backfeed protection P
4.9 Protection against environmental stresses P
4.9/RD
The manufacturer has to specify the following Relevant information specified P
conditions for operation, storage and transportation in user manual.
according to IEC 60721:
- Coolant temperature (min/max);
- Ambient temperature (min/max);
- Humidity (min/max)
- Pollution degree;
- Vibration;
- U.V. resistance;
- Over voltage category (OVC);
- Altitude for thermal consideration, if rated for
operation above 1000 m;
- Altitude for insulation coordination
considerations, if rated for operation above
2000 m.
TRF No. IEC62040_1F

IEC 62040-1
The manufacturer shall state the environmental Relevant information specified P

service condition for the PECS according to Table in user manual.
18.
The UPS, as a minimum, shall comply with the
following indoor conditions: climatic, pollution
degree, and humidity condition of the skin as part of
the environmental service condition 3K2 of Table 18
of IEC 62477-1:2012. The manufacturer may elect to
comply with environmental service conditions more
onerous than 3K2 subject to the UPS being marked
accordingly (see 6.2).
4.10 Protection against sonic pressure hazards < 70dBA P
4.11 Wiring and connections P
4.11.1/RD General P
The wiring and connections between parts of the P
equipment and within each part shall be protected
from mechanical damage during installation. The
insulation, conductors and routing of all wires of the
equipment shall be suitable for the electrical,
mechanical, thermal and environmental conditions of
use. Conductors which are able to contact each
other shall be provided with insulation rated for the
DVC requirements of the relevant circuits.
The compliance with 4.11.2/RD to 4.11.8/RD shall
be checked by inspection (see 5.2.1/RD) of the
overall construction and datasheets if applicable.
4.11.2/RD Routing P
A hole through which insulated wires pass in a sheet P
metal wall within the enclosure of the equipment
shall be provided with a smooth, well-rounded
bushing or grommet or shall have smooth, well-
rounded surfaces upon which the wires bear to
reduce the risk of abrasion of the insulation.
Wires shall be routed away from sharp edges, screw P
threads, burrs, fins, moving parts, drawers, and
similar parts, which abrade the wire insulation. The
minimum bend radius specified by the wire
manufacturer shall not be violated.
Clamps and guides, either metallic or non-metallic, P
used for routing stationary internal wiring shall be
provided with smooth, well-rounded edges. The
camping action and bearing surface shall be such
that abrasion or deformation of the insulation does
not occur. If a metal clamp is used for conductors
having thermoplastic insulation less than 0,8 mm
thick, non-conduction mechanical protection shall be
provided.
TRF No. IEC62040_1F

IEC 62040-1
4.11.3/RD Colour coding P

Insulated conductors, other than those which are P
integral of ribbon cable or multi-cord signal cable,
identified by the colour green with or without one or
more yellow stripes shall only be used for protective
bonding.
4.11.4/RD Splices and connections P
All splices and connections shall be mechanically P
secured and shall provide electrical continuity.
Electrical connections shall be soldered, welded,
crimped, or otherwise securely connected. A
soldered joint, other than a component on a PWB,
shall additionally be mechanically secured.
NOTE Stranded wire should not be consolidated
with solder where secured in a terminal that relies on
pressure for contact or equivalent
When stranded internal wiring is connected to a
wire-binding screw, the construction shall be such
that loose strands of wire do not contact:
• other uninsulated live parts not always of the same
potential as the wire;
• de-energized metal parts.
When screw terminal connections are used, the
resulting connections may require routine
maintenance (tightening). Appropriate reference
shall be made in the maintenance manual (see
6.5.1/RD).
4.11.5/RD Accessible connections P
In addition to measures given in 4.4.6.4/RD it shall P
be ensured that neither insertion error nor polarity
reversal of connectors can lead to a voltage on an
accessible connection higher than the maximum of
DVC As. This applies for example to plug-in sub-
assemblies or other plug-in devices which can be
plugged in without the use of a tool or key or which
are accessible without the use of a tool or key. This
does not apply to equipment intended to be installed
in restricted access areas.
If relevant, non-interchangeability and protection
against polarity reversal of connectors, plugs and
socket outlets shall be confirmed by inspection and
trial insertion.
4.11.6/RD Interconnection between parts of the PECS P
TRF No. IEC62040_1F

IEC 62040-1
In addition to complying with the requirements given P

in 4.11.1/RD to 4.11.5/RD, the means provided for
the interconnection between parts of the PECS shall
comply with the following requirements or those of
4.11.7/RD.
Cable assemblies and flexible cords provided for
interconnection between sections of equipment or
between units of a system shall be suitable for the
service or use involved. Cables shall be protected
from physical damage as they leave the enclosure
and shall be provided with mechanical strain relief.
Misalignment of male and female connectors,
insertion of a multipin male connector in a female
connector other than the one intended to receive it,
and other manipulations of parts which are
accessible to the operator shall not result in
mechanical damage or a risk of thermal hazards,
electric shock, or injury to persons.
When external interconnecting cables terminate in a
plug which mates with a receptacle on the external
surface of an enclosure, no risk of electric shock
shall exist at accessible contacts of either the plug or
receptacle when disconnected.
NOTE An interlock circuit in the cable to de-energize
the accessible contacts whenever an end of the
cable is disconnected meets the intent of these
requirements.
4.11.7/RD Supply connections P
The connection points provided shall be of P
appropriate construction to preclude the possibility of
loose strands reducing the spacing between
conductors when careful attention is paid to
installation.
4.11.8/RD Terminals P
4.11.8.1 Construction requirements P
/RD
TRF No. IEC62040_1F

IEC 62040-1
All parts of terminals which maintain contact and P

carry current shall be of metal having adequate
mechanical strength.
Terminal connections shall be such that the
conductors can be connected by means of screws,
springs or other equivalent means so as to ensure
that the necessary contact pressure is maintained.
Terminals shall be so constructed that the
conductors can be clamped between suitable
surfaces without any significant damage either to
conductors or terminals.
Terminals shall not allow the conductors to be
displaced or be displaced themselves in a manner
detrimental to the operation of equipment and the
insulation shall not be reduced below the rated
values.
The requirements of this subclause are met by using
terminals complying with IEC 60947-7-1 or
IEC 60947-7-2, as appropriate.
4.11.8.2 Connecting capacity P
4.11.8.2
/RD
Terminals shall be provided which accommodate the P
conductors specified in the installation and
maintenance manuals (see 6.3.6.4/RD) and cables
in accordance with the wiring rules applicable at the
installation. The terminals shall meet the
temperature rise test of 5.2.3.10/RD.
Information regarding the permitted wire sizes shall P
be given in the installation manual.
The UPS manufacturer shall indicate whether the P
terminals are suitable for connection of copper or
aluminium conductors, or both. The terminals shall
be such that the external conductors may be
connected by a means (screws, connectors, etc.)
which ensures that the necessary contact pressure
corresponding to the current rating, the short-circuit
strength of the apparatus and the circuit are
maintained.
TRF No. IEC62040_1F

IEC 62040-1
In the absence of a special agreement between the P

UPS manufacturer and the purchaser, terminals
shall be capable of accommodating copper
conductors from the smallest to the largest cross-
sectional areas corresponding to the appropriate
rated current (see Annex AA).
Compliance is checked by inspection, by
measurement and by fitting at least the smallest and
largest cross-sectional areas of the appropriate
range in Annex AA.
4.11.8.3 Connection P
/RD
Terminals for connection to external conductors shall P
be readily accessible during installation.
Sets of terminals for connection to the same input or
output shall be grouped together and shall be
located in proximity to each other and to the main
protective earthing terminal, if any. If the installation
instructions provide detail on the proper earthing of
the system, the protective earthing terminal need not
be placed in proximity to the terminals.
Clamping screws and nuts shall not serve to fix any
other component although they may hold the
terminals in place or prevent them from turning.
4.11.8.4 Wire bending space for wires 10 mm2 and greater P
/RD
The distance between a terminal for connection to P
the main supply, or between major parts of the
PECS (for example a transformer), and an
obstruction toward which the wire is directed upon
leaving the terminal shall be at least that specified in
Table 19.
4.11.101 Non-detachable cords P
4.11.101.1 Cord guard P
4.11.101.2 Cord anchorages and strain relief P
4.12/RD Enclosures P
4.12.1/RD General P
4.12.2/RD Handle and manual controls P
TRF No. IEC62040_1F

IEC 62040-1
Handles, knobs, grips, levers and the like shall be P

reliably fixed so that they will not work loose in
normal use, if this could result in a hazard. Sealing
compounds and the like, other than self-hardening
resins, shall not be used to prevent loosening. If
handles, knobs and the like are used to indicate the
position of switches or similar components, it shall
not be possible to fix them in a wrong position if this
could result in a hazard.
4.12.3/RD Cast metal P
Die-cast metal, except at threaded holes for conduit, N/A
where a minimum of 6,4 mm thickness is required,
shall be:
• not less than 2,0 mm thick for an area larger than
155 cm2 or having any dimension larger than 150
mm;
• not less than 1,2 mm thick for an area of 155 cm2
or less and having no dimension larger than 150
mm.
The area under evaluation may be bounded by
reinforcing ribs subdividing a larger area.
Malleable iron or permanent-mould cast aluminium,
brass, bronze, or zinc, except at threaded holes for
conduit, where a minimum of 6,4 mm thickness is
required, shall be:
• at least 2,4 mm thick for an area greater than 155
cm2 or having any dimension more than 150 mm;
• at least 1,5 mm thick for an area of 155 cm2 or less
having no dimension more than 150 mm.
A sand-cast metal enclosure shall be a minimum of
3,0 mm thick except at locations for threaded holes
for conduit, where a minimum of 6,4 mm is required.
4.12.4/RD Sheet metal N/A
4.12.5/RD Stability test for enclosure P
TRF No. IEC62040_1F

IEC 62040-1
Under conditions of normal use, units and equipment P

shall not become physically unstable to the degree
that they could become a hazard to an operator or to
a service person.
If units are designed to be fixed together on site and
not used individually, the stability of each individual
unit is exempt from the requirements of 4.12.5/RD.
The requirements of 4.12.5/RD are not applicable if
the installation instructions for a unit specify that the
equipment is to be secured to the building structure
before operation.
Under conditions of operator use, a stabilizing
means, if needed, shall be automatic in operation
when drawers, doors, etc., are opened.
During operations performed by a service person,
the stabilizing means, if needed, shall either be
automatic in operation, or a marking shall be
provided to instruct the service person to deploy the
stabilizing means.
4.101 UPS isolation and disconnect device P
4.101.1 Emergency switching (disconnect) device P
4.101.2 Normal disconnect devices P
4.102 Stored energy source Independent battery provided P
in final system and installation.
4.102.1 General Rely upon final system and N/A
installation.
4.102.2 Accessibility and maintainability Rely upon final system and N/A
installation.
4.102.3 Distance between battery cells Rely upon final system and N/A
installation.
4.102.4 Case insulation Rely upon final system. N/A
4.102.5 Electrolyte spillage Rely upon final system. N/A
4.102.6 Ventilation and hydrogen concentration Rely upon final system. N/A
4.102.7 Charging voltages P
4.102.8 Battery circuit protection P
4.102.8.1 Overcurrent and earth fault protection P
4.102.8.2 Location of protective device Rely upon final system. N/A
4.102.8.3 Rating of protective devices P
4.103 UPS connection to telecommunication lines N/A
TRF No. IEC62040_1F

IEC 62040-1
5 Test requirements P
5.1/RD General P
5.1.1/RD Test objectives and classification P
5.1.2/RD Selection of test samples P
5.1.3/RD Sequence of tests P
5.1.4/RD Earthing conditions P
5.1.5/RD General conditions for tests P
5.1.5.1/RD Application of tests P
Unless otherwise stated, upon conclusion of the P
tests, the equipment need not be operational.
5.1.5.2/RD Test samples P
5.1.5.3 Operating parameters for tests P
5.1.5.3/RD
5.1.6/RD Compliance P
5.1.7 Test overview P
5.1.101 UPS test overview P
5.2 Test specification P
5.2.1/RD Visual inspections (type test, sample test and routine P
test)
Before type testing, a check shall be made that the P
PECS delivered for the test is as expected with
respect to supply voltage, input and output ranges,
etc.
5.2.2/RD Mechanical tests P
5.2.2.1/RD Clearance and creepage distance test (type test) See table 4.4.7.4 and 4.4.7.5 P
for details.
It shall be verified by measurement or visual P
inspection that the clearance and creepage
distances comply with 4.4.7.4/RD and 4.4.7.5/RD.
Where this verification is impossible to perform, an P
impulse voltage test (see 5.2.3.2/RD) shall be
performed between the considered circuits.
5.2.2.2 Non-accessibility test (type test) P
5.2.2.3/RD Ingress protection test (IP rating)(type test) IP 65 enclosure. P
The claimed IP rating of the enclosure shall be P
verified. This test shall be performed as a type test of
the enclosure of a PSCS as specified in IEC 60529
for the enclosure classification.
5.2.2.4/RD Enclosure integrity test (type test) P
TRF No. IEC62040_1F

IEC 62040-1
5.2.2.4.1 General P
/RD
The integrity tests apply to PSCS, and also where P
PSCS are intended for operation without a further
enclosure in restricted access areas. After
completion of the integrity test, the PSCS shall pass
the tests of 5.2.3.2/RD and 5.2.3.4/RD and shall be
inspected to confirm that:
- no degradation of any safety-relevant component P
of the PSCS has occurred.
- live parts have not become accessible (see P
4.4.3.3/RD).
- enclosures show no cracks or openings which P
could cause a hazard.
- clearances are not less than their minimum P
permitted values and other insulation is undamaged.
- barriers have not been damaged or loosened. P
- no moving parts which could cause a hazard are P
exposed.
The integrity tests shall be performed at the worst P
case point on representative accessible face(s) of
the enclosure.
The PSCS is not required to be operational after P
testing and the enclosure may be deformed to such
an extent that its original IP rating is not maintained.
5.2.2.4.2 Deflection test (type test) P
/RD
5.2.2.4.2.1 General P
/RD
5.2.2.4.2.2 Stead force test, 30N N/A
/RD
5.2.2.4.2.3 Stead force test, 250N P
/RD
5.2.2.4.3 Impact test (type test) Metal enclosure used N/A
/RD
5.2.2.4.4 Drop test Mass of equipment greater N/A
than 18kg
5.2.2.4.5 Stress relief test N/A
/RD
5.2.2.5/RD Stability test P
5.2.2.6 Wall, ceiling or rack mounted equipment test P
5.2.2.6.101 Wall and ceiling mounted equipment test P
TRF No. IEC62040_1F

IEC 62040-1
5.2.2.6.102 Rack mounted equipment test N/A

5.2.2.7/RD Handle and manual controls securement test P
5.2.2.101 Cord guard test N/A
5.2.3/RD Electrical tests P
The electrical tests described in 5.2.3.2/RD to P
5.2.3.5/RD are applicable to basic, supplementary
and reinforced insulation. Before performing these
tests, preconditioning according to 5.2.6.3.1/RD and
5.2.6.3.2/RD is required.
When performing electrical and preconditioning P
tests, the preferred procedure is to test the entire
equipment; however it is acceptable to test the
components or sub-assemblies providing the basic
and reinforced insulation. When components or sub-
assemblies are tested, test conditions shall simulate
the least favourable conditions occurring inside the
equipment at the place of installation.
5.2.3.2/RD Impulse voltage test (type test and sample test) See Table 4.4.7.10/RD P
5.2.3.3/RD Alternative to impulse voltage test (type test and P
sample test)
An a.c. or d.c. voltage test according to 5.2.3.4/RD P
may be used as an alternative method to the
impulse voltage test of 5.2.3.2/RD.
For an a.c. voltage test the peak value of the a.c. N/A
test voltage shall be equal to the impulse test of
Table 25 and applied for three cycles of the a.c. test
voltage.
For a d.c. voltage test the average value of the d.c. P
test voltage shall be equal to the impulse test voltage
of Table 25 and applied three times for 10 ms in
each polarity.
See IEC60664-1 clause 6.1.2.2.2/RD for further N/A
information.
5.2.3.4/RD Ac or d.c. voltage test (type test and routine test) P
5.2.3.4.1 Purpose of test P
/RD
The test is used to verify that the clearances and P
solid insulation of components and of assembled
PSCS has adequate dielectric strength to resist
temporary overvoltage conditions.
5.2.3.4.2 Value and type of test voltage P
/RD
TRF No. IEC62040_1F

IEC 62040-1
The values of the test voltage for circuits connected P

to mains supply are determined from column 2 or 3
of Table 26.
The voltage test shall be performed with a sinusoidal
voltage at 50 Hz or 60 Hz. If the circuit contains
capacitors the test may be performed with a d.c.
voltage of a value equal to the peak value of the
specified a.c. voltage.
5.2.3.4.3 Performing the voltage test See table 4.4.7.10 P
/RD
a) Test (1) between accessible conductive P
part 8connected to earth) and each circuit
sequentially (except DVC As circuits). Test
voltage according to Table 26, or Table 27,
column 2, corresponding to voltage of
considered circuit under test.
Test (2) between accessible surface
(nonconductive or conductive but not
connected to earth9 and each circuit
sequentially (except DVC As circuits). Test
voltage according to Table 26 or Table 27,
column 3 (for type test) or column 2 (for
routine test), corresponding to voltage of
considered circuit under test.
b) Test between each considered circuit P
sequentially and the other adjacent circuits
connected together. Test voltage according
to Table 26 or Table 27, column 2,
corresponding to voltage of considered
circuit under test.
c) Test between DVC As circuit and each P
adjacent circuit sequentially. Test voltage
according to Table 26 or Table 27, column
3 (for type test) or column 2 (for routine
test), corresponding to the circuit with the
higher voltage. Either the adjacent circuit or
the DVC As circuit may be earthed for this
test. It is necessary to test functional
insulation between PELV and SELV
circuits, but it is not necessary to test
functional insulation between adjacent
PELV or adjacent SELV circuits.
5.2.3.4.4 Duration of the a.c. or d.c. voltage test P
/RD
TRF No. IEC62040_1F

IEC 62040-1
The duration of the test shall be at least 60 s for the 60 s P

type test and 1 s for the routine test. The test voltage
may be applied with increasing and/or decreasing
ramp voltage but the full voltage shall be maintained
for 60 s and 1 s respectively for type and routine
tests.
5.2.3.4.5 Verification of the a.c. or d.c. voltage test P
/RD
The test is successfully passed if no electrical P
breakdown occurs during the test.
5.2.3.5/RD Partial discharge test (type test, sample test) N/A
The partial discharge test shall confirm that the solid N/A
insulation (see 4.4.7.8/RD) used in components and
subassemblies for protective separation of electrical
circuits remains partial-discharge-free within the
specified voltage range (see Table 28).
This test shall be performed as a type test and a N/A
sample test. It may be omitted for insulating
materials which are not degraded by partial
discharge, for example ceramics.
The partial discharge inception and extinction
voltage are influenced by climatic factors (e.g.
temperature and moisture), equipment self-heating,
and manufacturing tolerance. These influencing
variables can be significant under certain conditions
and shall therefore be taken into account during type
testing.
5.2.3.6/RD Protective impedance test (type test and routine test) N/A
A type test shall be performed to verify that the N/A
current through a protective impedance under
normal operating or single-fault conditions does not
exceed the values given in 4.4.3.4/RD. The test shall
be performed using the circuit of IEC 60990:1999,
Figure 4.
NOTE IEC 60990 states that the use of a single
network for the measurement of a.c. combined with
d.c. has not been investigated, but no suggestion is
made for measurement in such cases.
The value of the protective impedance shall be
verified as a routine test.
5.2.3.7/RD Touch current measurement test (type test) P
TRF No. IEC62040_1F

IEC 62040-1
The touch current shall be measured to determine if P

the measures of protection need not be taken (see
4.4.4.3.3/RD). The PECS shall be set up in an
insulated state without any connection to the earth
and shall be operated at rated voltage. Under these
conditions, the touch current shall be measured
between the means of connection for the PE
conductor and the PE conductor itself with the test
circuit of Figure 4 of IEC 60990:1999.
• For a PSCS to be connected to an earthed neutral P
system, the neutral of the mains of the test site shall
be directly connected to the protective earthing
conductor.
• For a PSCS to be connected to an earthed neutral N/A
system, the neutral shall be connected through a
resistance of 1 kΩ to the protective earthing
conductor which shall be connected to each input
phase in turn. The highest value will be taken as the
definitive result.
• For a PSCS to be connected to a corner earthed N/A
system, the protective earthing conductor shall be
connected to each input phase in turn. The highest
value will be taken as the definitive result.
• For a PSCS with a particular earthing system, this N/A
system shall operate as intended during the test.
• If a PSCS is intended to be connected to more than N/A
one system network, each of these different system
networks (or the worst-case, if that can be
determined) shall be used to make the touch current
measurement.
5.2.3.8/RD Capacitor discharge test (type test) P
The capacitor discharge time as required by P
4.4.3.4/RD may be verified by a type test and/or by
calculation taking into account the relevant
tolerances.
5.2.3.9 Limited power source test (type test) N/A
5.2.3.10 Temperature rise test (type test) P

5.2.3.10
/RD
If possible the PECS must operate in the worst P
conditions of the rated power and the output current.
Equipment, in which the heating or cooling quantity P
depends on the temperature, the temperature
measurement must be carried out under the most
unfavourable conditions of ambient temperature
within the range specified by the manufacturer.
TRF No. IEC62040_1F

IEC 62040-1
The PECS shall be tested with at least 1,2 m of wire P

attached to each field wiring terminal. The wire shall
be of the smallest size intended to be connected to
the PECS as specified by the manufacturer for
installation. When there is only provision for the
connection of bus-bars to the PECS, they shall be of
the minimum size intended to be connected to the
PECS as specified by the manufacturer, and they
shall be at least 1,2 m in length.
The test shall be maintained until thermal P
stabilization has been reached. That is, when three
successive readings, taken at intervals of 10 % of
the previously elapsed duration of the test and not
less than 10 min. intervals, indicate no change in
temperature, defined as ± 1 °C between any of the
three successive readings, with respect to the
ambient temperature.
The temperature of an electrical insulation (other P
than that of windings) is measured on the surface of
the insulation at a point close to the heat source, if a
failure of this insulation could cause a hazard. If
temperatures of windings are measured by the
thermocouple method, the thermocouple shall be
located on the surface of the winding assuming the
hottest part due to surrounding heat emitting
components. See also notes in Table 14.
The maximum temperature attained shall be P
corrected to the rated ambient temperature of the
PSCS by adding the difference between the ambient
temperature during the test and the maximum rated
ambient temperature.
No corrected temperature of the material or P
component shall exceed the temperature in Table 14
in IEC 62477-1: 2012 or Table 103 as applicable.
During the test, thermal cut-out, overload detection P
functions and devices shall not operate.
5.2.3.11 Protective equipotential bonding tests (type tests and P
/RD routine test)
5.2.3.11.1 General P
/RD
TRF No. IEC62040_1F

IEC 62040-1
Each conductive accessible part under consideration P

shall be tested separately, to determine if the
protective equipotential bonding path for that part is
adequate to withstand the test current that the
bonding path may be subjected to under fault
conditions.
The circuit under consideration shall be selected
from amongst those circuits adjacent to the
accessible part under consideration and separated
from it by only basic or functional insulation.
All of these selected circuits have to be analysed
regarding prospective short circuit current and the
associated protective element(s):
- If the circuit under consideration exceeds the 5
s disconnection time requirement of IEC 60364-
4-41, the protective equipotential bonding
impedance test of 5.2.3.11.2/RD and the
protective equipotential bonding short circuit test
of 5.2.3.11.3/RD have to be performed.
- If the circuit under consideration meets the 5 s
disconnection time requirement of IEC 60364-4-
41, the protective equipotential bonding short
circuit test of 5.2.3.11.3/RD has to be performed.
- If the circuit under consideration meets the
disconnection time requirement of IEC 60364-4-
41:2005, Table 41.1, as applicable, depending
on the earthing system of the installation, no
type test is required.
For pluggable equipment type A only the protective N/A
equipotential bonding impedance test of
5.2.3.11.2/RD have to be performed.
5.2.3.11.2 Protective equipotential bonding impedance test P
/RD
5.2.3.11.2. Test conditions P
1/RD
TRF No. IEC62040_1F

IEC 62040-1
Where required by 4.4.4.2.2/RD and P

5.2.3.11.2.1/RD, the impedance of protective
equipotential bonding means shall be checked by
passing a test current through the bond for a period
of time. The test current is based on the rating of the
overcurrent protection for the equipment or part of
the equipment under consideration, as follows:
• for pluggable equipment type A, the overcurrent
protective device is that provided external to the
equipment (for example, in the building wiring, in the
mains plug or in an equipment rack);
• for pluggable equipment type B and permanently
connected equipment, the maximum rating of the
overcurrent protective device specified in the
equipment installation instructions to be provided
external to the equipment;
• the rating of the provided overcurrent device for a
circuit or part of the equipment for which an
overcurrent protective device is provided as part of
the equipment.
5.2.3.11.2. Test current, duration and acceptance criteria P
2/RD
a) For PECS with an overcurrent protective device More than 16A N/A
rating of 16 A or less, this test may be omitted, if an
impedance not exceeding 0,1 Ω can be
demonstrated.
b) As an alternative to Table 29, where the time- P
current characteristic of the overcurrent protective
device that limits the fault current in the protective
equipotential bonding means is known because the
device is either provided in the equipment or fully
specified in the installation instructions, the test
duration may be based on that specific device’s
time-current characteristic. The tests are conducted
for a duration corresponding to the 200 % current
value on the time-current characteristic.
c) For PECS with an overcurrent protective device Less than 460A N/A
rating of more than 460 A, calculations or
simulations according to IEC 60949 shall be used to
show the ability of the prospective short circuit
current to fulfil the requirements. The protective
equipotential bonding continuity routine test of
5.2.3.11.4/RD shall be performed to show that the
impedance of the protective equipotential bonding
means during and at the end of the test shall not
exceed the expected value.
TRF No. IEC62040_1F

IEC 62040-1
Acceptance criteria: The test current is 200 % of the P

overcurrent protective device rating and the duration
of the test is as shown in Table 29. The voltage drop
in the protective equipotential bonding means, during
and at the end of the test, shall not exceed DVC As,
as determined from Table 2 and Table 5 with respect
to the accessible surface of the enclosure.
After the tests, visual inspection shall show no P
damage to the protective equipotential bonding
means.
5.2.3.11.3 Protective equipotential bonding short circuit P
/RD withstand test (type test)
As required by 5.2.3.11.2.1/RD, the short circuit test P
in 5.2.4.3/RD shall be performed to ensure that
protective bonding has the ability to withstand the
prospective short circuit current that it may be
subjected to under fault conditions.
The testing shall include an individual test of the P
protective bonding path for each conductive
accessible part unless analysis shows that the short
circuit withstand capability of the path is adequate, or
that the results of one combination are
representative of the anticipated results of another
combination.
5.2.3.11.4 Protective equipotential bonding continuity test N/A
/RD (routine test)
5.2.3.101 Backfeed protection test (type test) P
5.2.3.101.1 General P
5.2.3.101.2 Test for pluggable UPS P
5.2.3.101.3 Test for permanently connected UPS N/A
5.2.3.101.4 Method to simulate the load-induced change of P
reference potential for pluggable UPS
5.2.3.101.5 Solid-state backfeed protection P
5.2.3.102 Input current test P
5.2.3.103 Short-time withstand current test (type test) P
5.2.3.103.1 General procedure P
5.2.3.103.2 Input port rated conditional short-circuit current P
5.2.3.103.3 Input port short-time withstand current rating P
5.2.3.103.4 Exemption from testing P
5.2.3.104 Transformer protection test P
5.2.3.105 Unsynchronized load transfer test P
TRF No. IEC62040_1F

IEC 62040-1
5.2.3.105.1 General P
5.2.3.105.2 Phase displacement P
5.2.4/RD Abnormal operation and simulated fault tests P
5.2.4.1 General See table 4.2/RD and 4.3/RD P
5.2.4.1/RD
5.2.4.2/RD Pass criteria P
As a result of the abnormal operation tests, the P
PSCS shall comply with the following:
- there shall be no emission of flame, burning
particles or molten metal;
- the surgical cotton indicator shall not have
ignited;
- the earth connection and protective bonding of
the PSCS shall not have opened;
- doors and cover shall remain in place;
- during and after the test, accessible DVC As,
SELV and PELV circuits and accessible
conductive parts shall not exhibit voltages
greater than the time dependent voltages of
Figure 1, Figure 2 or Figure 3, as appropriate
and shall be separated from live parts at
voltages greater than DVC As with at least basic
insulation. Compliance shall be checked by the
a.c./d.c. insulation test of 5.2.3.4/RD for basic
insulation;
- during and after the test, live parts at voltages
greater than DVC As shall not become
accessible.
The PSCS is not required to be operational after P
testing and it is possible that the enclosure can
become deformed. Overcurrent protection integral to
the PECS, or required to be used with the PECS, is
allowed to open.
5.2.4.3/RD Protective equipotential bonding short circuit P
withstand test (type test)
5.2.4.3.1 General P
/RD
When required by 5.2.3.11.2.1/RD, a protective P
bonding path shall be subjected to the following
short-circuit withstand test.
5.2.4.3.2 Test conditions P
/RD
TRF No. IEC62040_1F

IEC 62040-1
The equipment under test shall be supplied with P

power and the output port shall be operating as
intended in 5.2.4.1/RD prior to closing the switching
means that applied will be more severe.
The protective bonding short circuit test shall be P
performed with the PSCS working with light load,
unless analysis shows that higher short circuit
currents are available under higher loading
conditions.
A new sample may be used for each short-circuit P
test.
5.2.4.3.3 Protective equipotential bonding short circuit test P
/RD method
5.2.4.3.4 Pass criteria P
/RD
5.2.4.4/RD Output short-circuit test (type test) P
5.2.4.4.1 Load condition P
/RD
The short circuit test shall be performed with the P
PSCS at full load or light load whichever creates the
more severe condition.
5.2.4.4.2 Short-circuit test method P
/RD
In addition to determining compliance with the P
criteria of 5.2.4.2/RD, this test is used to determine
the output short circuit current rating of the port
under consideration, in accordance with 4.3.2.3/RD.
An oscilloscope or other suitable instrument shall be
used to measure the peak current during the test,
and to measure or calculate the r.m.s. value of the
current.
TRF No. IEC62040_1F

IEC 62040-1
The value(s) to be recorded and to be provided with P

the PECS instructions, in accordance with 6.2, are
the peak current, and the highest of the r.m.s.
current values measured or calculated over a time
period as follows:
a) for a.c. signals, three cycles of the nominal a.c.
frequency for the port under consideration, in which
case the value is to be stated as the 3-cycle r.m.s.
value;
b) for all signals, the duration of the short circuit from
the time the short circuit is applied, until the time the
short circuit current is interrupted by a protective
device or other mechanism, in which case the value
stated is to include the r.m.s. value and the time
period in seconds;
c) for short circuit tests that result in a continuous
non-zero value, the steady-state r.m.s. value, in
which case the value is to be stated as a continuous
r.m.s value.
For PECS with internal short circuit protection
according to 4.3.2.3/RD, which protects the output
port within some few μs, the requirements in a), b)
and c) are not applicable.
5.2.4.5/RD Output overload test (type test) P
5.2.4.6/RD Breakdown of components test (type test) P
5.2.4.6.1 Load conditions See table 4.2/RD and 4.3/RD P
/RD
The breakdown of a component, identified as a P
result of the circuit analysis of 4.2/RD, shall be
tested with the PSCS at full load or light load
whichever creates the more severe condition.
5.2.4.6.2 Application of short circuit or open-circuit P
/RD
The short circuit shall be applied with cable of a P
cross-section appropriate for the current that
normally flows through the component, but no less
than 2.5 mm². The length of the loop shall be as
short as practical to perform the test. Short circuits
and open circuits are applied using an appropriate
switching device.
Each identified component shall be subjected to only P
one breakdown of components test unless both
open- and short-circuit failure modes are likely in that
component.
5.2.4.6.3 Test sequence P
/RD
TRF No. IEC62040_1F

IEC 62040-1
For the Breakdown of components test, identified P

components shall be short-circuited or open-
circuited, whichever creates the worst hazard, one at
a time.
5.2.4.7/RD PWB short circuit test (type test) P
On PWBs, functional insulation provided by spacings P
which are less than those specified in Table 10 and
Table 11 (see 4.4.7.7/RD) shall be type tested as
described below.
The decreased spacings shall be short-circuited one P
at a time, on representative samples, and the short-
circuit shall be maintained until no further damage
occurs.
5.2.4.8/RD Loss of phase test (type test) N/A
A multi-phase PSCS shall be operated with each line N/A
(including neutral, if used) disconnected in turn at the
input. The test shall be performed by disconnecting
one line with the power conversion equipment
operating at its maximum normal load and shall be
repeated by initially energizing the device with on
lead disconnected.
The test shall continue until terminated by a N/A
protective mechanism, a component failure occurs,
or the temperature stabilizes.
This particular requirement may be simulated for N/A
PSCS with rated input current greater than 500 A.
5.2.4.9/RD Cooling failure tests (type tests) N/A
5.2.4.9.1 General and pass criteria No such part N/A
/RD
For PSCS having a combination of cooling N/A
mechanisms, all relevant tests shall be performed. It
is not necessary to perform the tests simultaneously.
The test shall continue,
- until the temperature stabilizes, in which case the
temperature limits of 4.6.4.2/RD apply;
or
- until terminated by a protective mechanism or a
component failure occurs, in which case the
temperature limits of 4.6.4.2/RD may be exceeded
by not more than 5°C. If this is not possible a
warning statement shall be provided in the user
documentation.
NOTE The temperature increase of 5 °C with regard N/A
to the steady state limits reflect the spread of the
burn threshold given in IEC Guide 117.
TRF No. IEC62040_1F

IEC 62040-1
5.2.4.9.2 Inoperative blower motor test N/A

/RD
A PSCS having forced ventilation shall be operated N/A
at rated load with fan or blower motor or motors
made inoperative, singly or in combination from a
single fault, by physically preventing their rotation.
5.2.4.9.3 Clogged filter test N/A
/RD
Enclosed PSCS having filtered ventilation openings N/A
shall be operated with the openings blocked to
represent clogged filters. The test shall be performed
initially with the ventilation openings blocked 50 %.
The test shall be repeated under full blocked
condition.
5.2.4.9.4 Loss of coolant test N/A
/RD
A liquid cooled PSCS shall be operated at rated N/A
load. Loss of coolant shall be simulated by draining
the coolant, blocking the flow or disabling the system
coolant pump.
If the PSCS is shut down due to the operation of a N/A
thermal device located inside the coolant, then the
test shall be repeated with the coolant drained out of
the system.
NOTE: It is presumed that the thermal device will be N/A
inoperative if not surrounded by coolant liquid.
5.2.5/RD Material tests P
When requested by 4.4.7.8.2/RD, the manufacturer N/A
shall test the flammability properties of the materials
used for insulating purposes, as defined in
5.2.5.2/RD, 5.2.5.3/RD and 5.2.5.4/RD.
When requested by 4.6.3.2/RD the manufacturer
shall test the flammability properties of the materials
used for fire enclosure, as defined in 5.2.5.5/RD
5.2.5.2/RD High current arcing ignition test (type test) N/A
5.2.5.3/RD Glow-wire test (type test) P
The glow-wire test shall be made under the P
conditions specified in 4.4.7.8.2/RD according to IEC
60695-2-10 and IEC 60695-2-13.
5.2.5.4/RD Hot wire ignition test (type test – alternative to glow- N/A
wire test)
5.2.5.5/RD Flammability test (type test) N/A
TRF No. IEC62040_1F

IEC 62040-1
5.2.5.6/RD Flaming oil test (type test) N/A

5.2.5.7/RD Cemented joints test (type test) N/A
When required by 4.4.7.9/RD representative P
samples of cemented joints providing protection of
type 1 or type 2 as defined in IEC 60664-3:2003
shall be tested as a type test as follows.
The samples shall be subjected to the conditioning
procedure specified in 5.7 of IEC 60664-3:2003,
using the following parameters: for the cold test
(5.7.1/RD), a temperature of -25 °C shall be used,
and for the rapid change of temperature test
(5.7.3/RD): –25 °C to +125 °C.
After the conditioning the samples shall pass the
following tests in the prescribed order:
a) The mechanical strength of the joint shall be
evaluated by loading the joint using the forces
anticipated to be present under normal
conditions. There shall be no separation of the
parts.
b) The insulation resistance between the
conductive parts separated by the joint shall be
measured according to 5.8.3 of IEC 60664-
3:2003.
c) Cemented joints shall be treated as to be thin
sheet material and shall be tested according
4.4.7.8.3/RD
d) The sectioning of the joint shall not show any
cracks, voids or separation.
5.2.6 Environmental tests (type tests) P
5.2.6/RD
Compliance is shown by conducting test of P
5.2.6.3/RD, 5.2.6.4/RD, 5.2.6.5/RD and 5.2.6.6/RD
according to Table 30 as applicable for the
environmental conditions specified by the
manufacture.
5.2.6.2/RD Acceptance criteria P
TRF No. IEC62040_1F

IEC 62040-1
The following acceptance criteria shall be satisfied: P

- no degradation of any safety-relevant
component of the PSCS;
- no potentially hazardous behaviour of the
PSCS during the test;
- no sign of component overheating;
- no live part shall become accessible;
- no cracks in the enclosure and no damaged or
loose insulators;
- pass routine a.c. or d.c. voltage test
5.2.3.4/RD;
- pass protective bonding test 5.2.3.11.2/RD;
- no potentially hazardous behaviour when the
PSCS is operated following the test.
5.2.6.3/RD Climatic tests P
5.2.6.3.1 Dry heat test (steady state) P
/RD
To prove the ability of components and equipment to P
be operated, transported or stored at high
temperatures the dry heat (steady state) test shall be
performed according to the conditions specified in
Table 31.
5.2.6.3.2 Damp heat test (steady state) P
/RD
To prove the resistance to humidity, the PSCS shall P
be subjected to a Damp heat test (steady state)
according to Table 32.
5.2.6.4 Vibration test (type test) P
5.2.6.5 Salt mist test (type test) P
5.2.6.6 Dust and sand test (type test) P
5.2.7/RD Hydrostatic pressure test (type test and routine test) N/A
TRF No. IEC62040_1F

IEC 62040-1
For type tests, the pressure inside the cooling P

system of a liquid cooled PSCS (see 4.7.2.3.3/RD)
shall be increased at a gradual rate until a pressure
relief mechanism (if provided) operates, or until a
pressure of twice the operating value or 1,5 times
the maximum pressure rating of the system is
achieved, whichever is the greater.
NOTE: for the purpose of this test the coolant pump
may be disabled.
For routine tests, the pressure shall be increased to
the maximum pressure rating of the system.
The pressure shall be maintained for at least one
minute.
There shall be no thermal, shock, or other hazard
resulting from the test. There shall be no significant
leakage of coolant or loss of pressure during the
test, other than from a pressure relief mechanism
during a type test.
After the hydrostatic pressure type test the PSCS
shall pass the a.c. or d.c. voltage test 5.2.3.4/RD.
6 Information and marking requirements P

6.1 General P
6.1.101 Durability P
6.1.102 Removable parts P
6.2 Information for selection P
6.3 Information for installation and commissioning P
6.3.1/RD General P
6.3.2/RD Mechanical considerations P
The following drawings shall be prepared by the P
manufacturer:
- Dimensional drawing, including mass
information
- Mounting drawing
6.3.3/RD Environment P
In accordance with 4.9/RD the following P
environmental conditions shall be specified, for
operation, transportation and storage:
Climatic (temperature, humidity, altitude, pollution, P
ultra-violet light, etc.)
Mechanical (vibration, shock, drop, topple, etc.) P
Electrical (overvoltage category) P
TRF No. IEC62040_1F

IEC 62040-1
6.3.4/RD Handling and mounting P

In order to prevent injury or damage, the installation P
documents shall include warnings of any hazards
which can be experienced during installation. Where
necessary, instructions shall be provided for:
- packing and unpacking;
- moving;
- lifting;
- strength and rigidity of mounting surface;
- fastening;
- provision of adequate access for operation,
adjustment and maintenance.
6.3.5/RD Enclosure temperature N/A
When surface temperatures of the PECS, close to N/A
mounting surfaces, exceed the limit of 4.6.4.2/RD,
the installation manual shall contain a warning to
consider the combustibility of the mounting surface.
Where required by 4.6.3.1/RD, the following marking N/A
shall appear on the PECS and in the installation
instructions: “suitable for mounting on concrete or
other non-combustible surfaces only”.
6.3.6/RD Connections P
Information shall be provided to enable the installer P
to make safe electrical connection to the PSCS. This
shall include information for protection against
hazards (for example, electric shock or availability of
energy) that may be encountered during installation,
operation or maintenance.
6.3.6.2/RD Interconnection and wiring diagrams P
The installation and maintenance manuals shall P
include details of all necessary connections, together
with a suggested interconnection diagram.
6.3.6.3/RD Conductor (cable)selection P
The Installation manual shall define the voltage and P
current levels for all connections to the PSCS,
together with cable insulation requirements. These
shall be worst-case values, taking into account
overcurrent and overload conditions and the
possible effects of non-sinusoidal currents.
6.3.6.4/RD Terminal capacity and identification P
TRF No. IEC62040_1F

IEC 62040-1

indicate the range of acceptable conductor sizes and
types (solid or stranded) for all terminals, and also
the maximum number of conductors which can
simultaneously be connected.
For field wiring terminals, the manuals shall specify P
the requirements for tightening torque values and
also the insulation temperature rating requirements
for the conductor or cable.
The identification of all field wiring terminals shall be P
marked on the PSCS, either directly or by label
attached close to the terminals.
identify all external terminals relating to circuits
protected by one of the methods of 4.4.6.4/RD.
6.3.7/RD Protection requirements P
6.3.7.1/RD Accessible parts and circuits P
The installation, users and maintenance manuals P
shall identify any accessible parts at voltages greater
than DVC As, and shall describe the insulation and
separation provisions required for protection.
The manuals shall also indicate the precautions to P
be taken to ensure that the safety of DVC As
connections maintained during installation.
Where a hazard is present after the removal of a P
cover, a warning label shall be placed on the
equipment. The label shall be visible before the
cover is removed.
The manual of a PSCS shall state the maximum P
voltage allowed to be connected to each port.
The manuals shall provide instructions for the use of P
PELF circuits within a zone of equipotential bonding.
6.3.7.2/RD Type of electrical supply system N/A
The installation manual or the PECS shall specify N/A
requirements for safe earthing including the
permitted earthing system of the installation (see
4.4.7.1.4/RD)
The unacceptable earthing systems shall be N/A
indicated as:
- not permitted; or
- with modification of values and/or safety levels
which shall be quantified through type test.
6.3.7.3/RD Protective class P
TRF No. IEC62040_1F

IEC 62040-1
6.3.7.3.1 General P
/RD
The installation manual of the PECS shall declare P
the protective class specified for the PECS and the
product shall be marked according to the
requirement of 6.3.7.3.2/RD, 6.3.7.3.3/RD, and
6.3.7.3.4/RD
6.3.7.3.2 Protective class I equipment P
/RD
Terminals for connection of the PE conductor shall P
be clearly and indelibly marked with one or more of
the following:
The symbol IEC 60417-5019 (2011-01) P
With the letters PE P
The colour coding green or green-yellow P
6.3.7.3.3 Protective class II equipment N/A
/RD
Equipment of protective class II shall be marked with N/A
symbol IEC 60417-5172 (2011-01) (see Annex C).
Where such equipment has provision for the
connection of an earthing conductor for functional
reasons (see 4.4.6.3/RD) it shall be marked with
symbol IEC 60417-5018 (2011-01) (see Annex C).
6.3.7.3.4 Protective class III equipment N/A
/RD
No marking is required on the product. N/A
6.3.7.4/RD Touch current marking N/A
Where the touch current in the PE conductor N/A
exceeds the limits given in 4.4.4.3.3/RD, this shall be
stated in the installation and maintenance manuals.
In addition, a warning symbol ISO 7010- W001
(2011-06) (see Annex C) shall be placed on the
product, and a notice shall be provided in the
installation manual to instruct the user that the
minimum size of the PE conductor shall comply with
the local safety regulations for high PE conductor
current equipment.
6.3.7.5/RD Compatibility with RCD marking N/A
TRF No. IEC62040_1F

IEC 62040-1
The installation and maintenance manuals shall N/A

indicate compatibility with RCDs (see 4.4.8/RD).
When 4.4.8/RD b) applies, a caution notice and the
symbol ISO 7010-W001 (2011-06) (see Annex C)
shall be provided in the user manual, and the symbol
shall be placed on the product. The caution notice
shall be the following or equivalent: “This product
can cause a d.c. current in the PE conductor. Where
a residual current-operated protective device (RCD)
is used for protection against electrical shock, only
an RCD of Type B is allowed on the supply side of
this product.” (See 6.4.3/RD for general
requirements for labels, signs and signals.)
6.3.7.6/RD Cable and connection P
Any particular cable and connection requirements P
shall be identified in the installation and maintenance
manuals.
6.3.7.7/RD External protection devices N/A
Where external devices are necessary to protect N/A
against hazards, the installation manual shall specify
the required characteristics (see also 5.2.4/RD and
4.3.2.1/RD)
6.3.8/RD Commissioning P
If commissioning tests are necessary to ensure the P
electrical and thermal safety of a PSCS, information
to support these tests shall be provided for each part
of the PSCS. This information can depend on the
specific installation, and close cooperation between
manufacturer, installer, and user can be required.
Commissioning information shall include references
to hazards that might be encountered during
commissioning, for example those mentioned in
6.4/RD and 6.5/RD.
6.3.101 Guidance on UPS installation P
6.4 Information for use P
6.4.1/RD General P
The user’s manual shall include all information P
regarding the safe operation of the PSCS. In
particular, it shall identify any hazardous materials
and risks of electrical shock, overheating, misuse of
the PSCS.
The manual should also indicate any hazards which P
can result from reasonably foreseeable misuse of
the PSCS.
6.4.2/RD Adjustment P
TRF No. IEC62040_1F

IEC 62040-1
The user’s manual shall give details of all safety- P

relevant adjustments intended for the user. The
identification or function of each control or indicating
device and fuse shall be marked adjacent to the
item. Where it is not possible to do this on the
product, the information shall be provided pictorially
in the manual.
Maintenance adjustments may also be described in P
this manual, but shall be made clear that they should
only be made by qualified personnel.
Clear warnings shall be provided where excessive P
adjustment could lead to a hazardous state of the
PSCS.
Any special equipment necessary for making P
adjustments shall be specified and described.
6.4.3 Labels, signs and signals P
6.4.3/RD
Labelling shall be in accordance with good P
ergonomic principles so that notices, controls,
indications, test facilities, fuses, etc., are sensibly
placed and logically grouped to facilitate correct and
unambiguous identification.
All safety related equipment labels shall be located
so as to be visible after installation or readily visible
by opening a door or removing a cover.
Where a symbol is used, the information provided
with the PSCS shall contain an explanation of the
symbol and its meaning.
Labels shall: P
• wherever possible, use international symbols as
given by ISO 3864-1, ISO 7000 or IEC 60417;
• if no international symbol is available, be worded in
an appropriate language or in a language associated
with a particular technical field;
• be concise and unambiguous;
• be conspicuous, legible and durable;
• state the hazards involved and give ways in which
risks can be reduced.
TRF No. IEC62040_1F

IEC 62040-1
When instructing the person(s) concerned as to P

• what to avoid: the wording should include “no”, “do
not”, or “prohibited”;
• what to do: the wording should include “shall”, or
“must”;
• the nature of the hazard: the wording should
include “caution”, “warning”, or “danger”, as
appropriate;
• the nature of safe conditions: the wording should
include the noun appropriate to the safety device.
Safety signs shall comply with ISO 3864-1. P
The signal words indicated hereinafter shall be used P
and the following hierarchy respected:
• DANGER to call attention to a high risk, for
example: “High voltage”.
• WARNING to call attention to a medium risk, for
example: “This surface can be hot.”
• CAUTION to call attention to a low risk, for
example: “Some of the tests specified in this
standard involve the use of processes imposing risks
on persons concerned.”
Danger, warning and caution markings on the PECS
shall be prefixed with the word “DANGER”,
“WARNING”, or “CAUTION” as appropriate in letters
not less than 3,2 mm high. The remaining letters of
such markings shall be not less than 1,6 mm high.
6.4.3.2/RD Isolators N/A
Where an isolating device is not intended to interrupt N/A
load current, a warning shall state:
DO NOT OPEN UNDER LOAD.
The following requirements apply to any supply N/A
isolating device which does not disconnect all
sources of power to the PSCS.
If the isolating device is mounted in an equipment N/A
enclosure with the operating handle externally
operable, a warning label shall be provided adjacent
to the operating handle starting that it does not
disconnect all power to the PSCS.
Where a control circuit disconnector can be N/A
confused with power circuit disconnectors due to
size or location, a warning label shall be provided
adjacent to the operating handle of the control
disconnector stating that it does not disconnect all
power to the PSCS.
6.4.3.3/RD Visual and audible signals P
TRF No. IEC62040_1F

IEC 62040-1
Visual signals such as flashing lights, and addible P

signals such as sirens, may be used to warn of an
impending hazardous event such as the driven
equipment start-up and shall be identified.
It is essential that these signals:
- are unambiguous;
- can be clearly perceived and differentiated
from all other signals used;
- can be clearly recognized by the user;
- are emitted before the occurrence of the
hazardous event.
It is recommended that higher frequency flashing
lights be used for information.
Note: IEC 60073 provides guidance on
recommended flashing rates and on/off ratios.
6.4.3.4/RD Hot surfaces N/A
Where required by 4.6.4.2/RD the warning symbol N/A
W017 of ISO 7010 shall be marked on or adjacent to
parts exceeding the touch temperature limits of
Table 15.
6.4.3.5/RD Control and device marking P
The Identification of each control or indicating device P
and fuse shall be marked adjacent to the item.
Replaceable fuses shall be marked with their rating
and time characteristics. Where it is not possible to
do this on the product, the information shall be
provided pictorially in the manual.
Appropriate identification shall be marked on or
adjacent to each movable connector.
Test points shall be individually marked with the
circuit diagram reference.
The polarity of any polarized devices shall be
marked adjacent to the device.
The diagram reference and if possible the function
shall be marked adjacent to each pre-set control in a
position where it is clearly visible while the
adjustment is being made.
6.4.3.101 Distribution-related backfeed P
6.4.3.102 Protection in building installation P
6.4.3.102.1 General P
6.4.3.102.2 Rated conditional short-circuit current (Icc) P
6.4.3.102.3 Prospective short-circuit current (Icp) P
6.4.3.102.4 Requirement for building installation P
TRF No. IEC62040_1F

IEC 62040-1
6.4.3.103 Batteries installed within the UPS enclosure P

6.5 Information for maintenance P
6.5.1/RD General P
The PECS shall be marked with the date code, or P
serial number from which the date of manufacture
can be determined.
Safety information shall be provided in the P
installation and maintenance manuals including
appropriate, the following:
• Preventive maintenance procedures and schedules P
• Safety precautions during maintenance P
• Location of live parts that can be accessible during P
maintenance (for example, when covers are
removed9
• Adjustment procedures P
• Subassembly and component repair and P
replacement procedures
• Any other relevant information P
6.5.2/RD Capacitor discharge P
When the requirements 4.4.9/RD are not met, the P
warning symbol W012 of ISO 7010 and an indication
of the discharge time (for example, 45 s, 5 min) shall
be placed in a clearly visible position on the
enclosure, the capacitor protective barrier, or at a
point close to the capacitor(s) concerned (depending
on the construction). The symbol shall be explained
and the time required for the capacitors to discharge
after the removal or the power from the PSCS shall
be stated in the installation and maintenance
manuals.
6.5.3/RD Auto restart/bypass connection N/A
If a PSCS can be configured to provide automatic N/A

restart or bypass connection, the installation, user
and maintenance manuals shall contain appropriate
warning statements.
A PSCS which is set to provide automatic restart or N/A
bypass connection, after the removal of power, shall
be clearly identified at the installation.
6.5.4/RD Other hazards P
The manufacturer shall identify any components and P
materials of a PSCS which require special
procedures to prevent hazards.
6.5.5/RD Equipment with multiple sources of supply P
TRF No. IEC62040_1F

IEC 62040-1
In accordance with 4.8/RD, where there is more than P

one source of supply energizing the PSCS,
information shall be provided to indicate which
disconnect device or devices are required to be
operated in order to completely isolate the
equipment.
6.5.101 Battery information for maintenance P
6.5.101.1 Labelling on battery P
6.5.101.2 Information in instruction manual(s) P
6.5.101.2.1 General P
6.5.101.2.2 Instructions for battery replacement P
Annex A Addition information for protection against electric shock P

A.1/RD General P
A.2/RD Protection by means of DVC As P
A.3/RD Protection by means of protective impedance P
A.4/RD Protection by using limited voltages P
A.5/RD Evaluation of working voltage and selection of DVC P
for touch voltage, PELV and SELV circuits
A.5.1/RD General P
A.5.2/RD Selection of DVC for touch voltage sets to protect P
against ventricular fibrillation
against muscular reaction
against startle reaction
A.5.5/RD Determination of voltage limits for touch voltage P
under fault condition depending on protective
equipotential bonding impedance
A.5.6/RD Touch time- d.c. voltage zones of ventricular P
fibrillation
A.5.7/RD Touch time- d.c. voltage zones of muscular reaction P
(inability to let go reaction)
A.5.8/RD Touch time- d.c. voltage zones of saltwater-wet skin P
condition
A.5.9/RD Touch time- a.c. voltage zones of ventricular P
fibrillation
A.5.10/RD Touch time- a.c. voltage zones of muscular reaction P
(inability to let go reaction)
A.5.11/RD Touch time- a.c. voltage zones for startle reaction P
TRF No. IEC62040_1F

IEC 62040-1
A.6/RD Evaluation of the working voltage of circuits P

A.6.1/RD General P
A.6.2/RD AC working voltage P
A.6.3/RD DC working voltage P
A.6.4/RD Pulsating working voltage P
A.7/RD Examples of the use of elements of protective P
measures
A.101 Comparison of limits of working voltage P
Annex D Evaluation of clearance and creepage distances P

D.1/RD Measurement P
D.2/RD Relationship of measurement to pollution degree P
D.3/RD Examples P
Annex F Clearance and creepage distance determination for frequencies greater than P
30kHz
F.1/RD General influence of the frequency on the withstand P
characteristics
F.2/RD Clearance P
F.2.1/RD General P
F.2.2/RD Clearance for inhomogeneous fields P
F.2.3/RD Clearance for approximately homogenous fields P
F.3/RD Creepage distance P
F.4/RD Solid insulation P
F4.1/RD General P
F4.2/RD Approximately uniform field distribution without air P
gaps or voids
F4.3/RD Other cases P
Annex BB Reference loads P

BB.1 General P
BB.2 Reference resistive load P
BB.3 Reference inductive-resistive loads P
BB.4 Reference capacitive-resistive loads P
BB.5 Reference non-linear load P
TRF No. IEC62040_1F

IEC 62040-1
BB.5.1 General P
BB.5.2 Test method P
Annex CC Ventilation of lead-acid battery compartments P

CC.1 General P
CC.2 Normal conditions P
CC.3 Blocked conditions P
CC.4 Overcharge conditions P
Annex GG Requirements for the mounting means of rack-mounted equipment P

GG.1 General P
GG.2 Mechanical strength test, variable force P
GG.3 Mechanical strength test, 250N force, including end P
stops
GG.4 Compliance P
TRF No. IEC62040_1F

IEC 62040-1
4.2/RD to TABLE: fault condition tests P

4.3/RD
ambient temperature (C) .................................... :
test fuse
component
No. fault
voltage test time fuse No. current result
No.
(V) (A)
1. PCE Fan Input: 1 min - - Error message:
Cooling locked 360Vdc FAN_LOCK
system failure (for Output:23 PCE working normal
IGBT) 0V
No damaged, no hazard.
2. PCE openin Input: 1 min - - PCE working normal
Cooling g 360Vdc No damaged, no hazard.
system failure blocke Output:23
d 0V
3. PCE max. Input: 1 min - - Error message:
Output o-l 360Vdc OVERLOAD
Output:23 PCE disconnected from
0V grid Immediately
No output, no damaged,
no hazard.
4. PCE s-c Input: 1 min - - Error message:
Output 360Vdc OUTPUT_SHORT
Output:23 PCE disconnected from
0V grid Immediately
no hazard.
5. PCE Phase Input: 1 min - - Error message: Inverter
Output seque 360Vdc relay abnormal
nce or Output:23 PCE disconnected from
polarity 0V grid Immediately
incorre
ct
no hazard.
6. PCE Phase Input: 1 min - - PCE disconnected from
Ouput mis- 360Vdc grid Immediately
wiring Output:23 No output, no damaged,
grid 0V no hazard.
connec
tion
7. PCE Revers Input: 1 min - - Error message:
Input ed 360Vdc PV_STRING_
Output:23 REVERSE_A
0V No output, no damaged,
no hazard.
TRF No. IEC62040_1F

IEC 62040-1
8. PV voltage s-c Input: 1 min - - Error message:

sample 360Vdc PV_OVER_
R18 Output:23 VOLTAGE
no hazard.
9. PV voltage o-c Input: 1 min - - Error message:
sample 360Vdc PV_UNDE_
R259 Output:23 VOLTAGE
no hazard.
10. PV current s-c Input: 1 min - - Error message:
sample 360Vdc PV_CURRENT_
R273 Output:23 LIMIT
no hazard.
11. R219 o-c Input: 1 min - - Output power limit
360Vdc No damaged, no hazard.
Output:23
0V
12. R219 s-c Input: 1 min - - Error message:
360Vdc PV_OVER_
Output:23 VOLTAGE
no hazard.
13. R3 o-c Input: 1 min - - Error message:
360Vdc PV_CURRENT_
Output:23 LIMIT
no hazard.
Output:23
0V
15. Auxiliary s-c Input: 1 min - - Error message:
circuit defect 360Vdc 5V_FAULT
C89 Output:23 PCE not working
0V No damaged, no hazard.
16. GFCI circuit o-c Input: 1 min - - Error message:
R224 360Vdc LEAKAGE_ CURRENT _
Output:23 ABNORMAL
0V PCE not working
TRF No. IEC62040_1F

IEC 62040-1
17. Insulator s-c Input: 1 min - - Error message: PV_

Defect 360Vdc INSULATION_
Output:23 ABNORMAL
R96
0V PCE not working
18. INV voltage s-c Input: 1 min - - Error message:
sample 360Vdc INVERTER
R121 Output:23 _OVER
0V _VOLTAGE
PCE not working
19. R109 o-c Input: 1 min - - Error message:
360Vdc INVERTER
Output:23 _UNDER
0V _VOLTAGE
PCE not working
Output:23
0V
21. C158 s-c Input: 1 min - - PCE not working
Output:23
0V
Output:23
0V
Output:23
0V
Output:23
0V
Output:23
0V
TRF No. IEC62040_1F

IEC 62040-1
26. R306 o-c Input: 1 min - - PCE not working

Output:23
0V
27. RY1 Pin 3 to s-c Input: 1 min - - PCE not working
Pin4 360Vdc No damaged, no hazard.
Output:23
0V
28. RY2 Pin 3 to s-c Input: 1 min - - PCE not working
Pin4 360Vdc No damaged, no hazard.
Output:23
0V
29. MOS drive o-c Input: 1 min - - PCE disconnected from
R159 360Vdc grid
Output:23 Immediately.
0V Q18 damaged, no hazard.
30. MOS drive o-c Input: 1 min - - PCE disconnected from
R158 360Vdc grid
31. IGBT o-c Input: 1 min - - PCE disconnected from
drive 360Vdc grid
R50 Output:23 Immediately.
32. IGBT o-c Input: 1 min - - PCE disconnected from
drive 360Vdc grid
33. IGBT s-c Input: 1 min - - PCE disconnected from
Q5 G-C 360Vdc grid
Q5 C-E 360Vdc grid
0V Q5，6，24 damaged, no
hazard.
Q9 G-C 360Vdc grid
TRF No. IEC62040_1F

IEC 62040-1

Q9 C-E 360Vdc grid
0V Q9，10，23 damaged, no
hazard.
37. BUS voltage o-c Input: 1 min - - PCE disconnected from
sample 360Vdc grid
38. BUS voltage s-c Input: 1 min - - PCE disconnected from
sample 360Vdc grid
39. Output s-c Input: 1 min - - PCE disconnected from
voltage 360Vdc grid
sample Output:23 Immediately.
R143 0V No damaged, no hazard.
40. Output o-c Input: 1 min - - PCE disconnected from
voltage 360Vdc grid
sample Output:23 Immediately.
R143 0V No damaged, no hazard.
Note(s): The unit passed electric strength test after single fault test above.
Supplementary information
S/C: Short circuit,
O/C: Open circuit
During the test: Fire do not propagates beyond the PCE;
Equipment do not 60mit molten metal;
Enclosures do not deform to cause non-compliance with the standard.
4.3.101, TABLE: Electrical Data (in normal conditions) P

5.2.3.102
fuse # I rated (A) U (V) P (W) I (mA) I fuse (mA) condition/status
Input 230V AC 50Hz
-- 41/28.6/41 229.58 4680.00 20540 -- Grid – Battery, SE 4K6HB-120
(SE 4K6HB-60 & SE 4K6AC)
-- 41/28.6/41 229.52 5056.33 22070 -- Grid – Battery, SE 5KHB-120
(SE 5KHB-60 &SE 5KAC)
(SE 6KHB-60 & SE 6KAC)
-- 41/28.6/41 229.33 4620.00 20210 -- Grid – Off grid, SE 4K6HB-120
TRF No. IEC62040_1F

IEC 62040-1

-- 41/28.6/41 229.39 4980.00 21800 -- Grid – Off grid, SE 5KHB-120
Input 220V AC 60HZ
-- 41/28.6/41 219.43 4695.00 21560 -- Grid – Battery, SE 4K6HB-120
-- 41/28.6/41 219.39 4600.00 21050 -- Grid – Off grid, SE 4K6HB-120
41Supplementary information:
1. “SE 4K6HB-120 (4K6HB-60)” means the test was performed on model “SE 4K6HB-120” as the represent
of / covered the model “4K6HB-60”, same as “SE 5KHB-120 (SE 5KHB-60)” , “SE 6KHB-120 (SE 6KHB-
60)” and “SE 4K6HB-120 (SE 4K6HB-60 & SE 4K6AC)”.
2.”Grid - Battery”, From Grid AC Input to Charging Battery;
3.”Grid – Off grid”, From Grid AC Input to AC output;
4. Electrical Parameter of PV was needed and performed in according with IEC 62109, not required in
here.
5. The Input parameter of AC from Grid Supply was controlled and limited by software.
4.4.4.3.3 TABLE: Touch current measurement P

/RD
Measured between: Measured Limit Comments/conditions
(mA) (mA)
metal enclosure-PE 0.314 3.5 PV - Grid
communication terminal-PE 0.262 3.5 PV - Grid
metal enclosure-PE 0.314 3.5 Battery - Grid
communication terminal-PE 0.262 3.5 Battery - Grid
metal enclosure-PE 0.314 3.5 Grid - Battery
communication terminal-PE 0.262 3.5 Grid - Battery
metal enclosure-PE 0.314 3.5 PV - Battery
communication terminal-PE 0.262 3.5 PV - Battery
TRF No. IEC62040_1F

IEC 62040-1
metal enclosure-PE 0.314 3.5 PV – Off-Grid

communication terminal-PE 0.262 3.5 PV – Off-Grid
metal enclosure-PE 0.314 3.5 Battery – Off-Grid
communication terminal-PE 0.262 3.5 Battery – Off-Grid
Supplementary information:
4.4.7/RD TABLE: Transformers P

Loc. Tested Working Working Required Required Required Required
insulation voltage voltage rms electric clearance / creepage distance
peak / V /V strength mm distance / thr. insul.
mm
TX 500V 60S 425 300 P-S 3.6KV 7.1 7.1 NA
45:33:10 100MΩMin S-C 3.6KV
FER P-C 1.5KV
ER29/28
760uH
MAXWE
LL
Loc. Tested insulation Test Measured Measured Measured
voltage/ V clearance / creepage distance
mm dist./ mm thr. insul. /
mm;
number of
layers
TX @DC 500V 60S 100MΩMin P-S 3.6KV 15.5 15.5 3
45:33:10 S-C 3.6KV
FER
P-C 1.5KV
ER29/28
760uH
MAXWE
LL
4.4.7/RD TABLE: Transformers P
TRF No. IEC62040_1F

IEC 62040-1
A B C D E F G
DIM
MAX +/-0.5 MAX MAX +/-0.3 +/-0.5 +/-0.1
SPEC 32.0 4.0 32.0 25.0 5.0 17.5 0.8
TRF No. IEC62040_1F

IEC 62040-1
TRF No. IEC62040_1F

IEC 62040-1
4.4.7.2/RD TABLE: Working Voltage Measurement P

Location RMS voltage (V) Peak voltage (V) Comments
PV Input To Ground 95.25 36 --
PV Input To Enclosure 95.62 36 --
Grid Input To Ground 117.82 353 --
Grid Input To Enclosure 116.91 354 --
Grid Output To Ground 117.78 352 --
Grid Output To Enclosure 116.88 353 --
AC output To Ground 117.83 352 --
AC output To Enclosure 116.92 353 --
Battery To Ground 6.78 39 --
Battery To Enclosure 6.62 34 --
Communication Port To Ground 0.131 0.56 --
Communication Port To Enclosure 0.136 0.57 --
4.4.7.4/RD TABLE: Clearance and Creepage Distance Measurements P

to
4.4.7.5/RD
clearance cl and creepage Up U r.m.s. Required cl cl required dcr dcr
distance dcr at/of: (V) (V) (mm) (mm) (mm) (mm)
Whole unit
+/- to Enclosure (BI) 550VDC 230VAC 3.9 11.8 3.9 11.8
DC Board
DC to PE(BI) 550VDC 230VAC 3.9 6.4 3.9 6.4
Power Board
C125(BI) 550VDC 230VAC 3.9 4.0 3.9 4.0
R132(BI) 550VDC 230VAC 3.9 5.46 3.9 5.46
R88(BI) 550VDC 230VAC 3.9 4.3 3.9 4.3
BAR14(BI) 550VDC 230VAC 3.9 4.6 3.9 4.6
BAR10(BI) 550VDC 230VAC 3.9 4.26 3.9 4.26
Fix Screw 1(BI) 550VDC 230VAC 3.9 4.5 3.9 4.5
AC Convert Board
BUS-PE(BI) 550VDC 230VAC 3.9 7.4 3.9 7.4
TRF No. IEC62040_1F

IEC 62040-1
R220(BI) 550VDC 230VAC 3.9 4.8 3.9 4.8

Screw-PE(BI) 550VDC 230VAC 3.9 5.4 3.9 5.4
U14(RI) 550VDC 230VAC 7.1 8.88 7.1 8.88
U16(RI) 550VDC 230VAC 7.1 7.55 7.1 7.55
C171(RI) 550VDC 230VAC 7.1 7.7 7.1 7.7
T1(RI) 550VDC 230VAC 7.1 15.5 7.1 15.5
Output Board
MOV3(BI) 550VDC 230VAC 3.9 4.5 3.9 4.5
C12(BI) 550VDC 230VAC 3.9 3.94 3.9 3.94
Screw-PE(BI) 550VDC 230VAC 3.9 5.5 3.9 5.5
Note(s): * FI=functional insulation,
BI=basic insulation,
SI=supplementary insulation,
RI=reinforced insulation.
When determine the clearance:
For DC input circuits: Overvoltage Category II applied(impulse withstand voltage 4000V)
For AC output circuits (connected to AC mains): Overvoltage Category III applied (impulse withstand voltage
4000V, temporary overvoltage 2550Vpeak considered.) Interpolation is used. Due to the max. altitude is
4000m, limit of clearance by the correction factor 1.29 considered.
For the inner layer of the PCB, pollution degree II was considered.
** IGBT is isolated to the earthed heatsink via ceramic, the creepage distance limit is uesd equal the
associated clearance.
4.4.7.8.2 TABLE: Ball Pressure Test of Thermoplastics N/A

/RD
Allowed impression diameter (mm) ................ : 
Object/ Part No./ Material Manufacturer/ Test temperature (C) Impression diameter (mm)
trademark
-- -- -- --
-- -- -- --
-- -- -- --
-- -- -- --
The materials used were complied with the requirement.
4.4.7.8.2 TABLE: Resistance to heat and fire - Glow wire tests N/A
/RD
Object/ Manufacturer Glow wire test (GWT); (°C)
Part No./ Verdict
/ 550 650 750 850
TRF No. IEC62040_1F

IEC 62040-1
Material trademark te ti te ti
-- -- -- -- -- -- -- -- --
-- -- -- -- -- -- -- -- --
-- -- -- -- -- -- -- -- --
-- -- -- -- -- -- -- -- --
Object/ Manufacturer Glow-wire flammability index GW ignition temp.

Part No./ / (GWFI), °C (GWIT), °C Verdict
Material trademark 550 650 750 850 675 775
-- -- -- -- -- -- -- -- --
-- -- -- -- -- -- -- -- --
-- -- -- -- -- -- -- -- --
-- -- -- -- -- -- -- -- --
The test specimen passed the glow wire test (GWT) with no ignition [(t e – ti) ≤ 2s] (Yes/No) :
If no, then surrounding parts passed the needle-flame test of annex E (Yes/No) ................. :
The test specimen passed the test by virtue of most of the flaming material being withdrawn
with the glow-wire (Yes/No)? ................................................................................................. :
Ignition of the specified layer placed underneath the test specimen (Yes/No) ..................... :
550 °C GWT not relevant (or applicable) to parts of material classified at least HB40 or if relevant HBF
The GWIT pre-selection option, the 850 °C GWFI pre-selection option, and the 850 °C GWT are not
relevant (or applicable) for attended appliances.
4.4.7.8.3.2 TABLE: Distance Through Insulation Measurements P

/RD
to
4.4.7.9/RD
Distance through insulation di at/of: U r.m.s. Test voltage Required di di
(V) (V) (mm) (mm)
Optocoupler 230Vac 3000V -- certified
Supplementary information: The component was certified.
4.4.7.10 TABLE: electric strength measurements, impulse voltage test and partial P
/RD, discharge test
5.2.3/RD
partial Breakdown /
impulse
test voltage discharge flashover
test voltage applied between: withstand
(V) extinction (Yes/No)
voltage (V)
voltage (V)
TRF No. IEC62040_1F

IEC 62040-1
PV input and Ground (BI) 1500Vac 4000V -- P

PV input and communication
3000Vac 6000V -- P
output port(RI)
AC mains output and Ground
1500Vac 4000V -- P
(BI)
AC mains and communication
3000Vac 6000V -- P
output port(RI)
PV circuits and metal enclosure
3000Vac 6000V -- P
(RI)
PV circuits and metal enclosure
3000Vac 6000V -- P
(RI)
AC circuits and metal enclosure
3000Vac 6000V -- P
(RI)
4.4.9/RD TABLE: Capacitor discharge N/A

Condition  calculated  measured t u 0V Comments
(s) (s) (s)
-- -- -- -- --
4.6.3/RD TABLE: Resistance to fire N/A

Part Manufacturer Type of Thickness Flammability Evidence
of material material (mm) class
-- -- -- -- -- --
-- -- -- -- -- --
-- -- -- -- -- --
Supplementary information: Metal enclosure used
4.6.3.3.3 TABLE: Needle- flame test (NFT) N/A

/RD
Object/ Part No./ Manufacturer/ Duration of Ignition of Duration of
Material trademark application of test specified layer burning (tb) Verdict
flame (ta); (s) Yes/No (s)
-- -- -- -- -- --
-- -- -- -- -- --
-- -- -- -- -- --
TRF No. IEC62040_1F

IEC 62040-1
NFT not relevant (or applicable) for Parts of material classified as V-0 or V-1
NFT not relevant (or applicable) for Base material of PCBs classified as V-0 or if relevant VTM-0
4.6.4/RD TABLE: Heating Test P

Test voltage (V) ....................................................... : See below 
Ambient (C) ............................................................: See below 
Allowed
temperature rise dT of part/at: Measured temperature [ºC]
[°C]
test Condition : Grid to Battery Battery to Grid Battery to Off-Grid Grid to Battery
Input AC 220V, Input DC Input 50V DC / Input AC 220V,
Output DC 50V/120A, Output --
100A, Output AC Output DC
45V/120A AC 220V 220V 45V/100A
Ambient 45.0 45.0 45.0 45.0 --
Enclosure 49.1 55.7 58.2 58.4 70
Touch Screen 46.2 55.1 55.5 63.2 70
Top heat sink sheet 82.6 78.2 76.2 79.0 90
PV input terminals 63.8 62.9 65.1 67.0 105
DC battery terminals 73.3 72.5 71.0 73.5 105
AC battery ouput terminals 60.1 58.6 58.6 63.7 105
DC Switches 70.1 68.8 69.7 71.3 105
Internal PV Electric Wire 70.1 69.0 69.4 71.0 105
Internal DC Electric Wire 83.3 83.6 79.7 80.5 105
Internal AC Electrica Wire 71.3 69.1 64.3 71.6 105
BOOST Inductor core 75.7 72.8 79.3 78.3 150
BOOST Inductor coil 76.7 73.4 80.5 78.6 150
BOOST Driver Q2 87.9 85.1 82.6 83.5 120
C72 78.1 79.2 76.7 81.3 85
C72 77.4 78.0 80.8 81.2 85
Q5 90.4 91.4 86.6 82.1 120
Q24 91.9 88.0 84.7 84.5 120
Q6 90.2 88.5 84.6 83.7 120
Q9 93.1 93.1 87.8 83.6 120
Inverter inductor A core 113.7 103.4 99.4 102.0 150
Inverter inductor A coil 103.5 93.9 91.7 95.6 150
Output relay RY1 75.0 78.2 73.1 78.5 85
TRF No. IEC62040_1F

IEC 62040-1
Output relay RY2 77.8 78.4 74.1 79.7 85

C62 78.4 80.0 76.9 81.4 85
CT1 Core 81.3 79.1 76.1 78.6 120
CT1 Coil 97.1 91.7 85.3 86.0 120
Transformer T1 Core 79.5 81.3 86.4 87.4 125
Transformer T1 Coil 83.5 86.0 92.7 83.4 125
Q12 81.0 79.0 74.2 79.9 120
Transformaer T2 Core 76.5 77.0 85.4 86.2 125
Q47 104.7 92.8 87.2 88.0 120
Isolated optocoupler U14 85.9 79.2 77.1 80.9 100
C18 73.4 80.3 75.9 81.1 85
Q4 89.8 88.4 83.0 84.4 120
Q41 88.9 87.3 82.0 83.3 120
C40 83.8 83.0 77.9 83.0 85
C41 82.0 82.0 79.0 83.1 85
Boost inductor core, battery
side
74.5 103.4 90.2 88.8 125
Boost inductor coil, battery
side
72.1 93.9 104.0 85.5 125
Q39 95.3 95.3 86.7 84.0 120
RY8 76.1 75.1 75.1 76.0 85
L9 Core 80.3 87.2 68.6 77.7 130
L9 Coil 90.9 77.2 69.2 83.8 130
L1 Core 89.6 86.5 94.7 83.6 130
L1 Coil 109.1 105.2 81.8 92.6 130
CT 3 77.0 75.3 79.5 76.6 130

Test voltage (V) ....................................................... : Battery to Grid Input DC 
50V/100A, Output AC
220V
temperature rise dT of part/at: Measured temperature [ºC] Allowed [°C]
TRF No. IEC62040_1F

IEC 62040-1
Ambient 45.0 --
Enclosure 57.3 70
Touch Screen 57.0 70
Top heat sink sheet 78.7 90
PV input terminals 66.0 105
DC battery terminals 72.4 105
AC battery ouput terminals 62.4 105
DC Switches 70.9 105
Internal PV Electric Wire 70.1 105
Internal DC Electric Wire 80.6 105
Internal AC Electrica Wire 71.8 105
BOOST Inductor core 83.1 150
BOOST Inductor coil 81.8 150
BOOST Driver Q2 81.3 120
C72 78.2 85
C72 80.8 85
Q5 87.0 120
Q24 84.9 120
Q6 84.7 120
Q9 87.7 120
Inverter inductor A core 96.1 150
Inverter inductor A coil 104.8 150
Output relay RY1 79.3 85
C62 78.5 85
CT1 Core 77.9 120
CT1 Coil 87.0 120
Transformer T1 Core 94.2 125
Transformer T1 Coil 88.0 125
Q12 78.3 120
Transformaer T2 Core 87.9 125
Q47 87.4 120
TRF No. IEC62040_1F

IEC 62040-1
Isolated optocoupler U14 78.9 100

C18 78.0 85
Q4 83.3 120
Q41 82.5 120
C40 79.7 85
C41 80.0 85
Boost inductor core, battery side 105.3 125
Boost inductor coil, battery side 91.9 125
Q39 88.0 120
RY8 75.2 85
L9 Core 78.1 130
L9 Coil 86.6 130
L1 Core 83.5 130
L1 Coil 99.0 130
CT 3 76.5 130

Test voltage (V) ....................................................... : See below 
test Condition : Grid to Battery to Battery to Grid to --
Battery Input Grid Input Off-Grid Battery Input
AC 220V, DC Input 50V AC 220V,
Output DC 50V/120A, DC / 100A, Output DC
45V/120A Output AC Output AC 45V/100A
220V 220V
Ambient 60.0 60.0 60.0 60.0 --
Enclosure 69.3 69.1 69.5 69.6 70
Touch Screen 61.3 68.5 68.9 69.2 70
Top heat sink sheet 85.2 83.8 85.2 81.6 90
PV input terminals 73.2 73.4 78.0 74.3 105
DC battery terminals 78.1 78.1 80.9 77.5 105
AC battery ouput terminals 79.3 76.0 80.7 81.4 105
TRF No. IEC62040_1F

IEC 62040-1
DC Switches 75.2 76.1 77.4 76.8 105

Internal PV Electric Wire 76.4 76.9 79.4 76.8 105
Internal DC Electric Wire 85.1 84.4 89.1 83.3 105
Internal AC Electrica Wire 83.8 81.3 80.8 82.8 105
BOOST Inductor core 85.4 84.1 86.4 85.9 150
BOOST Inductor coil 85.0 84.4 85.4 85.3 150
BOOST Driver Q2 89.7 90.0 91.8 90.0 120
C72 81.0 83.7 84.2 84.2 85
C72 80.4 83.0 84.5 84.2 85
Q5 95.7 95.7 98.9 91.1 120
Q24 95.4 92.7 95.9 91.2 120
Q6 93.3 92.4 96.1 89.8 120
Q9 96.3 95.9 98.9 91.2 120
Inverter inductor A core 115.6 106.0 106.6 102.3 150
Inverter inductor A coil 108.2 100.2 99.9 97.4 150
Output relay RY1 80.8 84.2 83.1 84.2 85
Output relay RY2 82.2 84.1 84.3 84.7 85
C62 81.3 84.3 84.4 84.2 85
CT1 Core 86.0 85.0 86.1 83.8 120
CT1 Coil 97.0 93.2 94.0 89.7 120
Transformer T1 Core 87.0 90.1 91.8 88.4 125
Q12 86.3 85.6 84.6 85.0 120
Transformaer T2 Core 85.8 86.7 90.3 88.9 125
Q47 102.0 92.6 96.5 97.3 120
C18 80.8 84.6 83.5 83.9 85
Q4 89.1 87.6 91.6 87.0 120
Q41 88.4 86.8 90.6 86.2 120
C40 83.0 83.4 84.2 84.6 85
C41 81.4 82.3 84.6 84.6 85
TRF No. IEC62040_1F

IEC 62040-1
Boost inductor core, battery

side
81.8 106.0 94.7 95.1 125
Boost inductor coil, battery
side
79.9 100.2 103.7 87.1 125
Q39 98.5 98.1 98 91.5 120
RY8 81.0 81.2 84.6 80.8 85
L9 Core 86.9 91.0 78.0 85.3 130
L9 Coil 94.0 84.4 76.8 88.4 130
L1 Core 90.6 88.4 101.2 85.4 130
L1 Coil 104.5 99.1 89.7 95.5 130
CT 3 80.9 81.4 86.8 81.3 130

Test voltage (V) ........................................................ : Battery to Grid Input DC 
50V/100A, Output AC 220V
Ambient (C) ............................................................ : See below 
Ambient 60.0 --
Enclosure 68.5 70
Touch Screen 69.0 70
Top heat sink sheet 85.8 90
PV input terminals 73.8 105
DC battery terminals 77.8 105
AC battery ouput terminals 72.9 105
DC Switches 76.3 105
Internal PV Electric Wire 76.2 105
Internal DC Electric Wire 84.2 105
Internal AC Electrica Wire 78.5 105
BOOST Inductor core 87.1 150
BOOST Inductor coil 86.4 150
BOOST Driver Q2 93.3 120
C72 83.2 85
C72 84.3 85
Q5 93.8 120
TRF No. IEC62040_1F

IEC 62040-1
Q24 91.6 120

Q6 91.2 120
Q9 94.3 120
Inverter inductor A core 98.8 150
Inverter inductor A coil 106.2 150
C62 83.3 85
CT1 Core 82.9 120
CT1 Coil 90.3 120
Transformer T1 Core 94.8 125
Q12 84.3 120
Transformaer T2 Core 90.0 125
Q47 92.9 120
C18 82.8 85
Q4 87.7 120
Q41 87.2 120
C40 84.2 85
C41 83.8 85
Boost inductor core, battery side 105.9 125
Boost inductor coil, battery side 94.0 125
Q39 94.6 120
RY8 80.5 85
L9 Core 82.3 130
L9 Coil 88.3 130
L1 Core 86.4 130
L1 Coil 100.0 130
CT 3 81.0 130
TRF No. IEC62040_1F

IEC 62040-1
4.6.4/RD TABLE: Heating test, resistance method N/A

Test voltage (V) ......................................................: -- 
Ambient, t1 (C) .......................................................: -- 
Ambient, t2 (C) .......................................................: -- 
Temperature rise of winding R1 (Ω) R2 (Ω) ΔT (K) Max. dT (K) Insulation
class
-- -- -- -- -- --
-- -- -- -- -- --
-- -- -- -- -- --
4.6.5/RD TABLE: Limited power sources N/A

Components Test Uoc (V) Isc (A) VA
condition
Meas. Limit Meas. Limit
(Single
fault)
-- -- -- -- -- -- --
-- -- -- -- -- -- --
-- -- -- -- -- -- --
4.8.102, TABLE: Backfeed protection P

5.2.3.101
Condition Voltage measured (V) Comments
L-N L-PE N-PE
No load 10.7 39.3 30.4 Normal
Full load 14.3 15.2 16 Normal
Load-induced change 14.5 15.8 16.3 Normal
Full load 14.2 39.5 41.8 Fault condition
No load 14.7 15.4 16.5 Fault condition
Load-induced change 14.6 39.5 41.5 Fault condition

No hazardous voltages measured.
TRF No. IEC62040_1F

IEC 62040-1
4.12.1/RD, TABLE: Impact Resistance N/A

5.2.2.4.3
/RD
Impacts per surface Surface tested Impact energy (Nm) Comments
-- -- -- --
-- -- -- --
-- -- -- --
-- -- -- --
Annex CC TABLE: Ventilation of lead-acid battery compartments N/A

The required dimension for the ventilation openings will be calculated with the following formula:
A ≥ Q/360 [m²]
with Q = 0.054 * n * I * C
where:
Q : airflow in m3/h
n : number of battery cells
I : constant factor (0,2A/100Ah for valve regulated lead acid batteries)
C : is the battery nominal capacity in Ah at the 10h discharge rate
With the specific data for the UPS the following dimension for the ventilation openings is required:
n :?
C :?
A ≥ (0.054 * n * 0.2 A/100 Ah * C)/360
A ≥ ? m2
Verdict
The size of ventilation openings in battery cabinet exceeds the required airflow by far (as well as the UPS).
Rely on final system.
TRF No. IEC62040_1F

IEC 62040-1
TABLE: list of critical components P

object/part manufacturer/ type/model technical data standard mark(s) of
No. trademark conformity1)
ESS Inverter Shenzhen SE 4K6HB-60, Same with this EN 62109-1: R 50532238
Senergy SE 5KHB-60, report 2010, IEC 0001
Technology SE 6KHB-60, 62109-1: 2010 AN 50534738
Co., Ltd. SE 4K6HB-120, EN 62109-2: 0001
SE 5KHB-120, 2011, IEC
SE 6KHB-120 62109-2: 2011
General
Metal Shenzhen -- LxWxD: IEC/EN 62109-1 Tested with
enclosure Senergy 440*515*105mm IEC/EN 62109-2 Appliance
(for Technology Co.,
MAXWELL) Ltd.
Metal Shenzhen -- LxWxD: IEC/EN 62109-1 Tested with
enclosure Senergy 487*515*20mm IEC/EN 62109-2 Appliance
(for Technology Co.,
MAXWELL) Ltd.
Heat sink Shenzhen -- AL6063-T5/My IEC/EN 62109-1 Tested with
(for Senergy ADC12 IEC/EN 62109-2 Appliance
MAXWELL) Technology Co.,
Ltd.
LCD/LED MITSUBISHI E-2000(f1) HB, (f1) , 80°C ANSI/UL 746C UL E41179
plastic cover ENGINEERING
sheet on
cover board
Insulation SHENZHEN XFCPC V-0, 125°C, ANSI/UL 746C UL E360093
sheet XING FU 0.25mm
between CHENG
LED/LCD APPLIED
board and MATERIALS CO
cover board LTD
DC switch SANTON XBE+ 500Vdc/50A, EN 60947-3 DEKRA
International B.V. 800Vdc/25A, 71-103409
IP66, -40 to 70°C
(Alternative) SANTON XBHP+ 600Vdc/50A, EN 60947-3 DEKRA
International B.V 800Vdc/40A, 71-103683
IP66, -40 to 70°C
(Alternative) BREMAS DK10016, 1000Vdc/16A, EN 60947-3 TUV SUD
ERSCE S.P.A DP10016 IP66, -40 to 70°C N8A 18 03
87707 011
(Alternative) ProJoy Electric PEDS150(R)- 600V/16A (for EN 60947-3 TUV Rh
HM16, PEDS150(R)- AN 50494198
PEDS150(R)- HM16), AS/NZS IEC
HM25, 600V/25A (for 60947.1 TUV AZ
PEDS150- PEDS150(R)- AS 60947-3 69025269
HM55R-4 HM25),
600V/50A (for
PEDS150-HM55R-
4),
IP66, -40 to 70°C
TRF No. IEC62040_1F

IEC 62040-1
(Alternative) Zhejiang Benyi BYSS. 1-32 (for BYSS. 1-32: IEC 60947-3 TUV Rh
Electrical D1/G2) 800Vdc/40A, R 50425301
Co.,Ltd. BYSS. 1-18 (for BYSS. 1-18: AS 60947.3 (for BYSS. 1-
S1/G2) 800Vdc/25A, 32 and BYSS.
IP66, -40 to 85°C 1-18)
SAA
SAA-190161-
EA
(for BYSS. 1-
32)
(Alternative) Shanghai NDG3V-50(H) DC-21B 63A 700V IEC 60947-1 TUV SUD
Liangxin IEC 60947-3 N8A 083574
Electrical Co,. 0315 Rev.04
Ltd.(Nader)
PV terminal AMPHENOL H4 1000Vd.c., 40A, IEC/EN 62852 TUV Rh
INDUSTRIAL IP68, 85°C R 50388083
OPERATIONS
(Alternative) Stäubli Electrical
PV-ADBP4, PV- 1000Vd.c., 22.5A, IEC/EN 62852 TUV Rh
Connectors AG ADSP4, PV- IP67, 90°C R 60127181
KBT4, PV-KST4 R 60087448
(Alternative) TYCO PV4 1000Vd.c., 25A, IEC/EN 62852 TUV Rh
ELECTRONISC( IP68, 85°C 1111222400
SHANGHAI) CO
LTD
(Alternative) WUXI BETTERI BC03A&BC03B, 1000Vd.c., 30A, IEC/EN 62852 TUV SUD
ELECTRONIC BC03C&BC03D IP67, 85°C B 18 03 85127
TECHNOLOGY 008
CO.LTD
(Alternative) PHOENIX PV-CF-S, PV- 1000Vd.c., 40A, IEC/EN 62852 TUV Rh
CONTACT CM-S, PV-FT- IP68, 85°C R 60126961
GMBH & CO KG CF, PV-FT-CM
(Alternative) Dongguan VP-D4 1100Vd.c.,30A, IEC/EN 62852 TUV Rh
Vaconn IP68, 85°C R 50396796
Electronic
Technology
Co.Ltd
AC terminal Amphenol-TFC S30 30A, 250V, IP67, EN 61984 TUV Rh
100°C R 50281894
(Alternative) ENT TECH E07-18-3S, 33A, 500V, IP67, EN 61984 TUV Rh
E06-18-3P 100°C R 50407854
(Alternative) VACONN VPAC06EW, 25A (except for 6K EN 61984 TUV Rh
ELECTRONIC VPAC07EW model) R 50235418
TECHNOLOGY 30A (for all
CO.LTD models),
300V, IP67, 90°C
(Alternative) Wieland Electric RST 25A (except for 6K EN 61353 VDE
GmbH model) EN 60670, EN 40036281
32A (for all 61535, VDE
models), EN60670-22 40038058
250V, IP66, 100°C
TRF No. IEC62040_1F

IEC 62040-1
(Alternative) WUXI BETTERI BC01-3M22-15, 25A, 250V, IP68, EN 61984 TUV SUD
ELECTRONIC BC01-3F22-15, 85°C B 085127
TECHNOLOGY BC01-3M22-05 (except for 6K 0011 Rev.00
CO.LTD model)
(Alternative) KUNSHAN PM03-01, 25A, 250V, IP68, EN 61535 TUV SUD
GRANTECH CM03-01, 100°C B 082966
ELECTRONICS CF03-01, (except for 6K 0004 Rev. 01
AND PM03-02, model)
TECHNOLOGY CM03-02,
CO.LTD CF03-02
AC terminal VACONN VPAC06EP 60A,500V,IP67,85° EN 61984 TUV R
ELECTRONIC VPAC03EP C 50422360
TECHNOLOGY
CO.LTD
Battery wire SHANGHAI EV 1500V 180°C EN 50525- CPC19/04253
SHENYUAN Min. 4AWG 1:2011 8
HIGH
TEMPERATURE
WIRE CO.,LTD
(Alternative) 3Q UL 10269 1000V 105°C UL758 UL E341104
WIRE&CABLE Min. 4AWG
CO.,LTD
PV wire YONG HAO UL 1015 600 Va.c., 750 UL 758 UL E240426
ELECTRICAL Vd.c., 105 °C,
INDUSTRY CO Min.14AWG
LTD
(Alternative) DONGGUAN UL 1015 600 Va.c., 750 UL 758 UL E249743
CHENG XING Vd.c., 105 °C,
ELECTRONIC Min.14AWG
CO LTD
(Alternative) GUANGDONG UL 1015 600 Va.c., 750 UL 758 UL E204893
YONG ROI Vd.c., 105 °C,
CABLE Min.14AWG
TECHNOLOGY
CO LTD
(Alternative) LTK ELECTRIC UL 1015 600 Va.c., 750 UL 758 UL E148000
WIRE Vd.c., 105 °C,
(HUIZHOU) LTD Min.14AWG
(Alternative) KUNSHAN UL 1015 600 Va.c., 750 UL 758 UL E258652
HWATEK Vd.c., 105 °C,
WIRES AND Min.14AWG
CABLE CO LTD
WENCHANG Vd.c., 105 °C,
CO LTD
CO LTD
TRF No. IEC62040_1F

IEC 62040-1

NISTAR Vd.c., 105 °C,
TRANSMITTING Min.14AWG
TECHNOLOGY
CO INC
(Alternative) PYS High-Tech UL 1015 600 Va.c., 750 UL 758 UL E316505
Co.,Ltd. Vd.c., 105 °C,
Min.14AWG
(Alternative) Zhuhai UL 1015 600 Va.c., 750 UL 758 UL E511656
Jingdeshun Vd.c., 105 °C,
Technology Co Min.14AWG
Ltd
(Alternative) 3Q WIRE & UL 1015 600 Va.c., 750 UL 758 UL E341104
CABLE CO LTD Vd.c., 105 °C,
Min.14AWG
AC wire YONG HAO UL 1015 600 Va.c., 750 UL 758 UL E240426
INDUSTRY CO Min 12AWG
LTD
CABLE Min 12AWG
TECHNOLOGY
CO LTD
(HUIZHOU) LTD Min 12AWG
WIRES AND Min 12AWG
CABLE CO LTD
ELECTRONIC Min 12AWG
CO LTD
Co., Ltd. Vd.c., 105 °C,
Min 12AWG
(Alternative) DONG GUAN UL 3239 600 Va.c., 750 UL 758 UL E347603
SHENG PAI Vd.c., 105 °C,
ELECTRIC Min 12AWG
WIRE & CABLE
CO LTD
TRANSMITTING Min 12AWG
TECHNOLOGY
CO INC
ELECTRONIC Min 12AWG
CO LTD
TRF No. IEC62040_1F

IEC 62040-1

Technology Co Min 12AWG
Ltd
Min 12AWG
PE wire YONG HAO UL 1015 600 Va.c., 750 UL 758 UL E240426
INDUSTRY CO Min.16AWG, VW-1
LTD
CABLE Min.16AWG, VW-1
TECHNOLOGY
CO LTD
(HUIZHOU) LTD Min.16AWG, VW-1
WIRES AND Min.16AWG, VW-1
CABLE CO LTD
ELECTRONIC Min.16AWG, VW-1
CO LTD
Co.,Ltd. Vd.c., 105 °C,
Min.16AWG, VW-1
TRASMITTING Min.16AWG, VW-1
TECHNOLOGY
CO LTD
ELECTRONIC Min.16AWG, VW-1
CO LTD
Technology Co Min.14AWG
Ltd
Min.14AWG
Fan NINGBO SA120625BE 12Vdc, 70°C EN 60335-1 VDE 1507300
SHENGJIU EN 60950-1
THERMAL
TECHNOLOGY
CO LTD
TRF No. IEC62040_1F

IEC 62040-1
(Alternative) NMB 06025SA 12Vdc, 70°C IEC/EN 60950-1 UL E89936

MinebeaMitsumi VDE 94518
Inc.
PCB board SHENZHEN SR-10 V-0, 130°C, UL 796 UL E258603
STARIVER CTI>175
(Alternative) Interchangeable Interchangeable V-0, 130°C, UL 796 UL approval
CTI>175
Boost / Shenzhen 740-49015 0.35mH±10%, IEC/EN 62109-1 Tested with
Buck-boost Senergy class B, IEC/EN 62109-2 Appliance
inductor Technology Co., 0.65mH±10%,class
Ltd. B
-wire TAI-I ELECTRIC MAGNET WIRE 180°C UL1446 UL E85640
WIRE &CABLE MW30- C
CO,LTD
(Alternative) SHENZHEN DA MAGNET WIRE 180°C UL1446 UL E176101
YANG MW30- C
INDUSTRY
CO.,LTD
(Alternative) TA YA MAGNET WIRE 180°C UL1446 UL E84201
ELECTRIC MW30- C
WIRE & CABLE
CO.,LTD
-tape JINGJIANG PF*(d)(g) 180°C CAN/UL 510A UL E165111
YAHUA
PRESSURE
SENSITIVE
GLUE CO LTD
(Alternative) CHANG SHU LY-20X 180°C CAN/UL 510A UL E246820
LIANG YI TAPE
INDUSTRY CO
LTD
-PCB KINGBOARD KB-6160C 94V- 150°C UL 746, UL 94 UL E123995
LAMINATES .LT 0
D
-teflon Tube ChangYuan CB-TT-L 200°C ANSI/UL 224 UL E180908
Electronics
Group Co.,Ltd
(Alternative) GREAT TFL,TFS.TFT 200°C ANSI/UL 224 UL E156256
HOLDING
INDUSTRIAL
Co.,Ltd
- epoxy DONGGUAN E- 130°C UL 746C UL E218090
EATTO.CO.,LTD 500(XX)BLACK
. OR 94V-0
EQUIVALENT
(Alternative) DONGGUAN H907-HF-R 130°C UL 746C UL E304477
SHIPAI
HUACHUAAG
MATERIAL
FACTORY
TRF No. IEC62040_1F

IEC 62040-1
LLC Shenzhen 740-49015 0.435mH(min), IEC/EN 62109-1 Tested with

transformer Senergy 6:2(Ts), IEC/EN 62109-2 Appliance
Technology Co., Φ0.1*500,class F
Ltd
- wire DaLian FUJI Fine 2PSW- 180°C UL1446 UL E193774
Co.,Ltd G/MW82-C
(Alternative) ShenZhen xUEW/MW82-C 180°C UL1446 UL E334055
JiaZhengXin
Industrial Co.,Ltd
(Alternative) ShenZhen xUEW/MW82-C 180°C UL1446 UL E360434
YanCheng
Compound Lin
Co.,Ltd
- tape JINGJIANG PF*(d)(g) 180°C CAN/UL 510A UL E165111
YAHUA
PRESSURE
SENSITIVE
GLUE CO LTD
(Alternative) CHANG SHU LY-20X 180°C CAN/UL 510A UL E246820
LIANG YI TAPE
INDUSTRY CO
LTD
-teflon tube CHANGYUAN CB-TT-L 200°C ANSI/UL 224 UL E180908
Electronics
Group Co.,Ltd
(Alternative) SHENZHENWoe WF 200°C ANSI/UL 224 UL E203950
rHeat-Shrinkable
Material Co.,Ltd
-heatshrink CHANGYUAN CYG-KYNAR 150°C ANSI/UL 224 UL E180908
tube Electronics
Group Co.,Ltd
(Alternative) SHENZHENWoe RSFR-H 150°C ANSI/UL 224 UL E203950
rHeat-Shrinkable
Material Co.,Ltd
-bobbin KingBoard FR-15.0 150°C ANSI/UL 746 UL E123995
Laminates
Holdings Ltd.
INV inductor Shenzhen 082-32064 0.75mH±20%, IEC/EN 62109-1 Tested with
Senergy 0.8*5.0mm coil IEC/EN 62109-2 Appliance
Technology Co., wire, 38Ts:38Ts,
Ltd. class B
-wire WUXI YOUFAUN EIW 200°C UL1446 UL E343483
ELECTRIC CO MW 35-C
LTD
(Alternative) SHANGHAI EIW 200°C UL1446 UL E338133
YOUTUO MW 35-C
MAGNET WIRE
CO LTD
(Alternative) JIANGSU EIW 200°C UL1446 UL E326176
BAOJIELONG MW 35-C
MAGNET
WIRES CO LTD
TRF No. IEC62040_1F

IEC 62040-1
(Alternative) GUANGDONG EIW 200°C UL1446 UL E223994

JINGDA REA MW 35-C
SPECIAL
ENAMELED
WIRE CO LTD
-margin tape JINGJIANG WFF(f) 130°C CAN/UL 510A UL E165111
YAHUA LY19-02-*
PRESSUER
SENSITIVE
GLUE CO LTD
(Alternative) CHANG SHU WFF(f) 130°C CAN/UL 510A UL E246820
LIANG YI TAPE LY19-02-*
INDUSTRY CO
LTD
-varnish ZHUHAI E962 130°C ANSI/UL 1446 UL E335405
CHANGX
IANNEW
MATERLALS
TECHNOLOGY
CO LTD
-teflon tube SHENZHEN WF 200°C ANSI/UL 224 UL E203950
WOER HEAT-
SHRINKABLE
MATERIAL CO
LTD
(Alternative) CHANGYUAN CB-TT(L) 200°C ANSI/UL 224 UL E180908
ELECTRONICS
GROUP CO LTD
(Alternative) HUIZHOU TFL 200°C ANSI/UL 224 UL E478618
DONGJU FLUO
TECH PLASTIC
CO LTD
(Alternative) DONGGUAN PTFE 200°C ANSI/UL 224 UL E352366
LING FREE
HARDWARE
PLASTICS
PRODUCT CO
LTD
- lead wire DONGGUAN UL3530 600V 150°C UL1446 UL E214500
WENCHANG
ELECTRONIC
CO LTD
(Alternative) GUANGDONG UL3530 600V 150°C UL1446 UL E300956
HAERKN NEW
ENERGY CO
LTD
(Alternative) JIANGYIN UL3530 600V 150°C UL1446 UL E227587
HAOCHENG
ELECTRIC
APPLIANCE
WIRE & CABLE
MFG CO LTD
TRF No. IEC62040_1F

IEC 62040-1
(Alternative) SHANGHAI UL3530 600V 150°C UL1446 UL E252215

SHENYUAN
HIGH
TEMPERATURE
WIRE CO LTD
(Alternative) JIANGXI NEW UL3530 600V 150°C UL1446 UL E337631
WEI YAN
ELECTRON CO
LTD
-silicone DONGGUAN LIN LR-4.0 200°C UL 1441 UL E364069
coated RAN
fiberglass ELECTRONIC
sleeving CO LTD
(Alternative) SHENZHEN SRS-40 200°C UL 1441 UL E233803
WAHCHANGWE
I INDUSTRIAL
CO LTD
(Alternative) DONGGUAN YC-15-25-40-70 200°C UL 1441 UL E325767
YONGCHAO
INSULATION
MATERIAL CO
LTD
DC EMI board
Y2 capacitor XIAMEN MKP63, C43 Max.0.1uF, EN 60384-14 Intertek
(C15, C16) FARATRONIC 300Va.c., Y2, SE/0366- 2C
CO LTD 105°C
(Alternative) TDK B3202 Max.0.1uF, EN 60384-14, VDE
ELECTRONICS 300Va.c., Y2, DIN EN 60384- 40029780
COMPONENTS 110°C 14
S.A.U.
(Alternative) WIMA MKP Max.0.1uF, EN 60384-14, VDE
SPEZIALVERTRI 300Va.c., Y2, DIN EN 60384- 40008997
EB 105°C 14
ELEKTRONISCH
ER
BAUELEMENTE
GMBH & CO KG
(Alternative) Sichuan MKP63 Max.0.1uF, EN 60384-14 VDE
Zhongxing 300Va.c., Y2, 40037168
electronic 110°C
(Alternative) TDK CD Max.120NF,400V, EN 60384-14 VDE
Y2,125°C 40029780
(Alternative) SUCCESS SB Max.120NF,400V, EN 60384-14 VDE
ELECTRONICS Y2,125°C 40016621
EMI film XIAMEN MKP21 Max.15uF,160Vdc IEC 60384-16 Tested with

capacitor FARATRONIC ,105°C Appliance
(C1,C2) CO LTD
RLY& EMC board
X2 capacitor XIAMEN C4B MAX. IEC60384-14 Intertek
(C221) FARATRONIC 4.7uF ,350V,X2,11 SE/0366-6
CO.,LTD 0°C
TRF No. IEC62040_1F

IEC 62040-1
Y1 capacitor TDK CD Max.120nF,400V,Y EN 60384-14 VDE

(C2) 1,125°C 40029780
Dielectric:
4000Vac, Impulse:
8kV
(Alternative) SUCCESS SB Max.120nF,400V,Y EN 60384-14 VDE
ELECTRONICS 1,125°C 40037221
Dielectric:
4000Vac, Impulse:
8kV
(Alternative) MURATA MFG KX Max.120nF,250V,Y EN 60384-14 VDE
CO LTD 1,125°C, 40043033
Dielectric:
4000Vac, Impulse:
8kV
(Alternative) Walsin AH Max.120nF,250V,Y EN 60384-14 VDE
technology corp 1,125°C 40001804
Dielectric:
4000Vac, Impulse:
8kV
Y2 capacitor Walsin AC Max.120nF,250V,Y EN 60384-14 VDE
(C14, C15, technology corp 2,125°C EN 40001829
C12, C16, 60384-14
C17, C3, C4)
(Alternative) TDK CS Max.120nF,250V,Y EN 60384-14 VDE
2,125°C 40017930
(Alternative) MURATA MFG SA Max.120nF,250V,Y EN 60384-14 VDE
CO LTD 2,125°C 40042990
Y2 capacitor XIAMEN MKP63, C43 Max.0.1uF, IEC 60384-16 Tested with
(C8, C10, FARATRONIC 300Va.c., Y2, Appliance
C11, C224, CO LTD 105°C
C225)
(Alternative) TDK B3202 Max.0.1uF, EN 60384-14 VDE
ELECTRONICS 300Va.c., Y2, 40029780
COMPONENTS 110°C
S.A.U.
(Alternative) WIMA MKP Max.0.1uF, EN 60384-14 VDE40001804
SPEZIALVERTRI 300Va.c., Y2,
EB 105°C
ELEKTRONISCH
ER
BAUELEMENTE
GMBH & CO KG
(Alternative) Sichuan MKP63 Max.0.1uF, EN 60384-14 VDE
Zhongxing 300Va.c., Y2, 40037168
electronic 110°C
(Alternative) TDK CD Max.120NF,400V, EN 60384-14 VDE
Y2,125°C 40029780
(Alternative) SUCCESS SB Max.120NF,400V, EN 60384-14 VDE
ELECTRONICS Y2,125°C 40016621
TRF No. IEC62040_1F

IEC 62040-1
EMI Capacitor XIAMEN C3D 6uF, 600/800V, IEC/EN 62109-1 Tested with
(C30, C31) FARATRONIC 105°C IEC/EN 62109-2 Appliance
CO LTD
Varistor THINKING TVT20821 510Va.c., 85°C IEC 61051-1, TUV J
(MOV1, ELECTRONIC TVT14821 IEC 61051-2, 50179371
MOV3, INDUSTRIAL CO IEC 61051-2-2
MOV4) LTD
(Alternative) THINKING TVT20511 320Va.c., 85°C IEC 61051-1, TUV J
ELECTRONIC IEC 61051-2, 50179371
INDUSTRIAL CO IEC 61051-2-2
LTD
LTD
(Alternative) THINKING TVR20471 300Va.c., 85°C IEC 61051-1, VDE
LTD
LTD
LTD
LTD
(Alternative) BRIGHTKING 821KD20 510Va.c., 105°C IEC 61051-1, VDE
(SHENZHEN) 821KD10 IEC 61051-2, 40027827
CO LTD IEC 61051-2-2
(SHENZHEN) 751KD10 IEC 61051-2, 40027827
(SHENZHEN) 911KD10 IEC 61051-2, 40027827
(Alternative) JOYIN CO LTD 20N821 510Va.c., 85°C IEC 61051- VDE 5937
10N821 1:2007 IEC
61051-2:1991
IEC 61051-
2:1991/AMD1:2
009 IEC 61051-
2-2:1991
TRF No. IEC62040_1F

IEC 62040-1
10N621 1:2007 IEC
61051-2:1991
IEC 61051-
2:1991/AMD1:2
009 IEC 61051-
2-2:1991
10N681 1:2007 IEC
61051-2:1991
IEC 61051-
2:1991/AMD1:2
009 IEC 61051-
2-2:1991
Varistor THINKING TVT20621 395Va.c., 85°C IEC 61051-1, TUV
(MOV2, ELECTRONIC IEC 61051-2, Rheinland J
MOV5, INDUSTRIAL CO IEC 61051-2-2 50179389
MOV6) LTD
LTD
LTD
LTD
(SHENZHEN) IEC 61051-2, 40027827
(SHENZHEN) IEC 61051-2, 40027827
(SHENZHEN) IEC 61051-2, 40027827
(SHENZHEN) IEC 61051-2, 40027827
1:2007 IEC
61051-2:1991
IEC 61051-
2:1991/AMD1:2
009 IEC 61051-
2-2:1991
TRF No. IEC62040_1F

IEC 62040-1
1:2007 IEC
61051-2:1991
IEC 61051-
2:1991/AMD1:2
009 IEC 61051-
2-2:1991
1:2007 IEC
61051-2:1991
IEC 61051-
2:1991/AMD1:2
009 IEC 61051-
2-2:1991
1:2007 IEC
61051-2:1991
IEC 61051-
2:1991/AMD1:2
009 IEC 61051-
2-2:1991
Relay XIAMEN HF161 250V, 31A, 85°C, EN 61810-1 VDE
(RY5, RY10) HONGFA contact gap > 40031410
ELECTROACOU 1.9mm.
STIC CO LTD
(Alternative) XIAMEN HF165F 250V, 31A, 85°C, EN 61810-1 VDE
HONGFA contact gap > 40037289
ELECTROACOU 1.9mm.
STIC CO LTD
(Alternative) XIAMEN HF186 277V, 55A, 85°C, EN 61810-1 TUV R
HONGFA Contact gap: 50476790
ELECTROACOU 3.0mm.
STIC CO LTD
(Alternative) ZETTLER AZSR131 35A, 277V, 85°C, EN 61810-1 VDE
Contact gap is 40033251
min.2.3mm
(Alternative) Dongguan CHFN 250V, 35A, 85°C, EN 61810-1 TUV Rh
Churod Contact gap: R50220099
2.25mm.
Relay ZETTLER AZSR143 50A, 277V, 85°C, EN 61810-1 VDE
(RY1, RY2, Contact gap is 40033251
RY3, RY4, min.2.0mm UL/CUR
RY8) E365652
Current Shenzhen 080-22015 Class B IEC/EN 62109-1 Tested with
sensor Senergy IEC/EN 62109-2 Appliance
(CT3) Technology Co.,
Ltd.
-bobbin E I DUPONT DE PET 130°C ANSI/UL 746 UL E41938
NEMOURS&CO
INC
-wire TAI-1 ELECTRIC UEWB 130°C ANSI/UL 1446 UL E85640
WIRE CABLE
CO LTD
TRF No. IEC62040_1F

IEC 62040-1
-tape JINGJIANG CT280 / 130°C CAN/UL 510A UL E165111

YAHUA WF2901-70g /
PRESSURE PF-301 / WF*
SENSITIVE
GLUE CO LTD
(Alternative) 3M COMPANY 1350T-1 130°C CAN/UL 510A UL E17385
ELECTRICAL
MARKETS
DIV(EMD)
-teflon tube GREAT TFL 200°C ANSI/UL 224 UL E156256
HOLDING
INDUSTRIAL CO
LTD
-varnish ELANTAS 468-2, V1630FS 180°C ANSI/UL 1446 UL E75225
Common Shenzhen 082-13067 2.0mH±20%,class IEC/EN 62109-1 Tested with
Choke Senergy B IEC/EN 62109-2 Appliance
(L2) Technology Co.,
Ltd.
-wire TAI-1 ELECTRIC MAGNET WIRE 180°C ANSI/UL 1446 UL E85640
WIRE CABLE MW30- C
CO LTD
(Alternative) SHENAHEN MAGNET WIRE 180°C ANSI/UL 1446 UL E176101
DAYANG MW30- C
INDUSTRY CO
LTD
(Alternative) TA WIN MAGNET WIRE 180°C ANSI/UL 1446 UL E152187
INDUSTRIES(M) MW30- C
SDN BHD
- PCB KINGBOARD KB-6160C 94V- 130°C UL 746, UL 94 UL E123995
LAMINATES 0 FR-4
HOLDINGS LTD
(Alternative) HON TAI KB-6160C 94V- 130°C UL 746, UL 94 UL E122230
MATERIAL CO., 0 FR-4
LTD.
- varnish ELANTAS 468-2, V1630FS 180°C ANSI/UL 1446 UL E75225
(Alternative) JOHN C. DOLPH BC-346A,BC- 200°C ANSI/UL 1446 UL E317427
CO. 346B.
-margin tape JINGJANG WF*(c)(h) 130°C CAN/UL 510A UL E165111
YAHUA
PRESSURE
SENSITIVE
-teflon tube ChangYuan CB-TT-L 200°C ANSI/UL 224 UL E180908
Electronics
Group Co.,Ltd
(Alternative) GREAT TFL/200°C 200°C ANSI/UL 224 UL E156256
HOLDING
INDUSTRIAL
Co.,Ltd
- epoxy ELANTS 471-5LL(HV) 130°C UL 746C UL E87039
ELECTRICAL 94V-0
INSULATION
ELANTAS PDG
ING
TRF No. IEC62040_1F

IEC 62040-1
(Alternative) DONGGUAN E- 130°C UL 746C UL E218090

. OR 94V-0
EQUIVALENT
SHIPAI
HUACHUAAG
MATERIAL
FACTORY
Ltd.
-wire TAI-1 ELECTRIC MAGNET WIRE 180°C ANSI/UL 1446 UL E85640
WIRE CABLE MW30- C
CO LTD
(Alternative) SHENAHEN MAGNET WIRE 180°C ANSI/UL 1446 UL E176101
DAYANG MW30- C
INDUSTRY CO
LTD
SDN BHD
- PCB KINGBOARD KB-6160C 94V- 130°C UL 746, UL 94 UL E123995
LAMINATES 0 FR-4
HOLDINGS LTD
(Alternative) HON TAI KB-6160C 94V- 130°C UL 746, UL 94 UL E122230
MATERIAL CO., 0 FR-4
LTD.
- varnish ELANTAS 468-2, V1630FS 180°C ANSI/UL 1446 UL E75225
(Alternative) JOHN C. DOLPH BC-346A,BC- 200°C ANSI/UL 1446 UL E317427
CO. 346B.
YAHUA
PRESSURE
SENSITIVE
- epoxy ELANTS 471-5LL(HV) 130°C UL 746C UL E87039
ELECTRICAL 94V-0
INSULATION
ELANTAS PDG
ING
(Alternative) DONGGUAN E- 130°C UL 746C UL E218090
. OR 94V-0
EQUIVALENT
SHIPAI
HUACHUAAG
MATERIAL
FACTORY
TRF No. IEC62040_1F

IEC 62040-1

Ltd.
-wire TAI-1 ELECTRIC EIW, 1PEW 180°C ANSI/UL 1446 UL E85640
WIRE CABLE
CO LTD
(Alternative) SHENAHEN EIW/H 180°C ANSI/UL 1446 UL E176101
DAYANG
INDUSTRY CO
LTD SHENZHEN
DAYANG
INDUSTRY
CO.,LTD
SDN BHD
-epoxy DONGGUAN E- 130°C UL 746C UL E218090
EATTO 500(XX)BLACK
ELECTRONIC 94V-0
MATERIALS CO
LTD
(Alternative) DONG GUAN H907 HF R 130°C UL 746C UL E304477
SHI PAI HUA
CHUANG
MATERIAL FTY
(Alternative) ELANTS 471-5LL 130°C UL 746C UL E87039
ELECTRICAL
INSULATION
ELANTAS PDG
ING
-PCB KINGBOARD FR-4 130°C UL 746, UL 94 UL E123995
LAMINATES
HOLDINGS LTD
(Alternative) HON TAI FR-4 130°C UL 746, UL 94 UL E122230
MATERIAL
CO.,LTD
-varnish JOHN C. DOLPH BC-346A,BC- 200°C ANSI/UL 1446 UL E317427
CO. 346B
(Alternative) ELANTAS 468- 180°C ANSI/UL 1446 UL E75225
PDG,Inc 2(x),V1630FS
YAHUA
PRESSURE
SENSITIVE
PV Power board
Y1 capacitor TDK CD Max.120nF,400V,Y EN 60384-14 VDE
(C59, C124) 1,125°C 40029780
Dielectric:
4000Vac, Impulse:
8kV
TRF No. IEC62040_1F

IEC 62040-1

Dielectric:
4000Vac, Impulse:
8kV
CO LTD 1,125°C, 40043033
Dielectric:
4000Vac, Impulse:
8kV
Dielectric:
4000Vac, Impulse:
8kV
(C8, C9, C13, technology corp 2,125°C 40001829
C62, C63,
C69, C72)
2,125°C 40017930
CO LTD 2,125°C 40042990
Bus capacitor DONGYANGGU LT 470uF, 550V, IEC/EN 62109-1 Tested with
(C2, C3, C20, ANG 105°C IEC/EN 62109-2 Appliance
C21, C22) CAPACITORS
CO. , LTD.
(Alternative) DONGYANGGU LY 330Uf/390uF, IEC/EN 62109-1 Tested with
ANG 500V, 105°C IEC/EN 62109-2 Appliance
CAPACITORS
CO. , LTD.
(Alternative) CAPXON UL 390uF, 500V, IEC/EN 62109-1 Tested with
ELECTRONIC 105°C IEC/EN 62109-2 Appliance
(SHEN ZHEN)
CO.,LTD
(Alternative) Nichicon LGX 330Uf/390uF, IEC/EN 62109-1 Tested with
500V, 105°C IEC/EN 62109-2 Appliance
(Alternative) AISHI LM 470uF, 500V, IEC/EN 62109-1 Tested with
105°C IEC/EN 62109-2 Appliance
(Alternative) Jianghai CD295, 470uF, 550V, IEC/EN 62109-1 Tested with
Capacitor Co., CD296,CD297 105°C IEC/EN 62109-2 Appliance
Ltd
(Alternative) MAN YUE EP 330Uf/390uF, IEC/EN 62109-1 Tested with
ELECTRONICS 500V, 105°C IEC/EN 62109-2 Appliance
COMPANY
LIMITED
(Alternative) Shenzhen PH50 470uF, 550V, IEC/EN 62109-1 Tested with
CECTN 105°C, IEC/EN 62109-2 Appliance
Technology 330 uF/390uF,
Co,Ltd 500V, 105°C
TRF No. IEC62040_1F

IEC 62040-1
(Alternative) Shenzhen PH20 470uF, 550V, IEC/EN 62109-1 Tested with

CECTN 105°C, IEC/EN 62109-2 Appliance
Technology 330 uF/390uF,
Co,Ltd 500V, 105°C
Opto-couple ON FOD3120 125°C DIN EN 60747- VDE Reg
(U2, U3, U4, 5-5 (VDE 0884- B884
U6, U7, U8, 5):2015-11; EN
U17, U18) 60747-5-
5:2011+A1:2015
(Alternative) TOSHIBA TLP352 125°C IEC 60747-5- VDE
5:2007 40009302
IEC 60747-5-
5:2007/AMD1:2
013
DIN EN 60747-
5-5 (VDE 0884-
5):2015-11; EN
60747-5-
5:2011+A1:2015
(Alternative) NOVOSENSE NSi6801TC- 125°C DIN VDE V VDE Reg
DDBR 0884-11:2017- F023
01
Transformer Shenzhen 080-87021 TX 120:21:5 FER IEC/EN 62109-1 Tested with
(T1) Senergy TP4, 4.0mH, Class IEC/EN 62109-2 Appliance
Technology Co., B
Ltd.
- bobbin CHANGCHUN T375 150°C ANSI/UL 746 UL E59481
PLASTICS CO
LTD
(Alternative) SUMITONO PM-9820, PM- 150°C ANSI/UL 746 UL E41429
BAKELITE CO 9630
LTD
- wire PACIFIC UEW 130°C UL1446 UL E201757
ELECTRIC
WIRE CABLE
CO.LTD
(Alternative) TA YA UEW 130°C UL1446 UL E84201
ELECTRIC
WIRE CABLE
CO LTD
(Alternative) JUNG SHING UEW 130°C UL1446 UL E174837
WIRE CO LTD
(Alternative) DA YANG UEW 130°C UL1446 UL E176101
INDUSTRY CO
LTD
- triple wire TA YA TILW 130°C ANSI/UL 2353 UL E225803
ELECTRIC
WIRE & CABLE
CO LTD
- insulation 3M 1350f-1/1318-1 130°C UL 510A UL E17385
tape
(Alternative) Symbio inc 35660 130°C UL 510A UL E50292
TRF No. IEC62040_1F

IEC 62040-1
(Alternative) JINGJIANG CT, PZ 130°C UL 510A UL E165111

YAHUA
PRESSURE
SENSITIVE
- margin tape 3M 44 130°C UL 510A UL E17385
(Alternative) JINGJIANG WF* 130°C UL 510A UL E165111
YAHUA
PRESSURE
SENSITIVE
GLUE CO LTD
- vanish ELANTAS 468-2, V1630FS 180°C ANSI/UL 1446 UL E75225
(Alternative) JOHN C, DOLPH BC-346A, BC- 200°C ANSI/UL 1446 UL E317427
CO 346B
(Alternative) ZHUHAI E962 130°C ANSI/UL 1446 UL E335405
CHANGXIAN
CHEMICAL
TECHNOLOGY
CO LTD
- tube ZEUS TFE 200°C ANSI/UL 224 UL E64007
INDUSTRIAL
PRODUCTS INC
(Alternative) GREAT TF 200°C ANSI/UL 224 UL E156256
HOLDING
INDUSTRIAL CO
LTD
- epoxy DONGGUAN E-500(xx) 130°C ANSI/UL 94 UL E218090
EATTO
ELECTRONIC
MATERIAL CO
LTD
(Alternative) ELANTS 471-5LL(HV) 130°C ANSI/UL 94 UL E87039
ELECTRICAL
INSULATION
ELANTAS
PDG ING
Varistor THINKING TVT20621 395Va.c., 85°C IEC 61051-1, TUV
(MOV2) ELECTRONIC IEC 61051-2, Rheinland J
INDUSTRIAL CO IEC 61051-2-2 50179389
LTD
LTD
LTD
LTD
TRF No. IEC62040_1F

IEC 62040-1

(SHENZHEN) IEC 61051-2, 40027827
(SHENZHEN) IEC 61051-2, 40027827
(SHENZHEN) IEC 61051-2, 40027827
(SHENZHEN) IEC 61051-2, 40027827
1:2007 IEC
61051-2:1991
IEC 61051-
2:1991/AMD1:2
009 IEC 61051-
2-2:1991
1:2007 IEC
61051-2:1991
IEC 61051-
2:1991/AMD1:2
009 IEC 61051-
2-2:1991
1:2007 IEC
61051-2:1991
IEC 61051-
2:1991/AMD1:2
009 IEC 61051-
2-2:1991
1:2007 IEC
61051-2:1991
IEC 61051-
2:1991/AMD1:2
009 IEC 61051-
2-2:1991
Relay XIAMEN HF161 250V, 31A, 85°C, EN 61810-1 VDE
(RY1, RY2, HONGFA contact gap > 40031410
RY3, RY4) ELECTROACOU 1.9mm.
STIC CO LTD
(Alternative) XIAMEN HF165F 250V, 31A, 85°C, EN 61810-1 VDE
HONGFA contact gap > 40037289
ELECTROACOU 1.9mm.
STIC CO LTD
(Alternative) XIAMEN HF186 277V, 55A, 85°C, EN 61810-1 TUV R
HONGFA Contact gap: 50476790
ELECTROACOU 3.0mm.
STIC CO LTD
TRF No. IEC62040_1F

IEC 62040-1
(Alternative) ZETTLER AZSR131 35A, 277V, 85°C, EN 61810-1 VDE

Contact gap is 40033251
min.2.3mm
(Alternative) Dongguan CHFN 250V, 35A, 85°C, EN 61810-1 TUV Rh
Churod Contact gap: R50220099
2.25mm.
EMI Capacitor Xiamen C3D 6uF, 600/800V, - EN 61071:2007 TUV Rh R
(C1, C115) Faratronic Co., 40°C ~ 105°C IEC 61071:2007 50266108
Ltd. IEC 61881-
1:2010
EN 61881-
1:2011
EMI Capacitor Xiamen C6A 10UF, 350VAC, EN 61071:2007 TUV Rh R
(C99) Faratronic Co., 110°C IEC 61071:2007 50266136
Ltd. IEC 61881-
1:2010
EN 61881-
1:2011
Current Shenzhen 080-22012 Class B IEC/EN 62109-1 Tested with
(CT1) Technology Co.,
Ltd.
Current LEM Switzerland HLSR-P, 10-70A, 5-7V, UL 508 UL E189713
sensor SA HLSR-SM, 85°C
(HCT1, HCT3, CKSR, LTSR,
HCT2A) CAS,
(Alternative) TAMURA CORP F02P, S22P 25A, 5-7V, 105°C UL 508 UL E243511
(Alternative) Vacuumschmelz T60404-N4646- 25A,5V, 85°C UL 508 UL E317483
e Gmbh & Co Kg X761
Diode IXYS DSEP 30-06 30A, 600V, 175°C IEC/EN 62109-1 Tested with
(D3, D18) Semiconductors IEC/EN 62109-2 Appliance
(Alternative) Vishay VS-E5PX 30A, 600V, 175°C IEC/EN 62109-1 Tested with
Semiconductors IEC/EN 62109-2 Appliance
(Alternative) STMicroelectroni stth60rq06 60A, 600V, 175°C IEC/EN 62109-1 Tested with
cs IEC/EN 62109-2 Appliance
(Alternative) STMicroelectroni STTH30RQ06 30A, 600V, 175°C IEC/EN 62109-1 Tested with
(Alternative) ON FFSH2065A 20A, 600V, 175°C IEC/EN 62109-1 Tested with
Semiconductor IEC/EN 62109-2 Appliance
Diode IXYS VS-E5PX6012L 60A, 1200V, 175°C IEC/EN 62109-1 Tested with
(D5, D40) Semiconductors IEC/EN 62109-2 Appliance
(Alternative) PANJIT SEMI PSDH60120S1 60A, 1200V, 150°C IEC/EN 62109-1 Tested with
CONDUCTOR IEC/EN 62109-2 Appliance
IGBT STMicroelectroni STGWA60H65 60A, 650V, 175°C IEC/EN 62109-1 Tested with
(Q2, Q5, Q6, cs IEC/EN 62109-2 Appliance
Q9, Q10,
Q23, Q24,
Q8)
TRF No. IEC62040_1F

IEC 62040-1
(Alternative) STMicroelectroni STGWA40H65 40A, 650V, 175°C IEC/EN 62109-1 Tested with
(Alternative) INFINEON IPW65R041CF 68.5A, 650V, IEC/EN 62109-1 Tested with
TECHNOLOGIE D 175°C IEC/EN 62109-2 Appliance
S
(Alternative) INFINEON IKW75N65ES5 75A, 650V, 175°C IEC/EN 62109-1 Tested with
TECHNOLOGIE IEC/EN 62109-2 Appliance
S
(Alternative) INFINEON IKW75N65EL5 75A, 650V, 175°C IEC/EN 62109-1 Tested with
S
(Alternative) ON NGTB60N65 60A, 650V, 175°C IEC/EN 62109-1 Tested with
Corporation
Corporation
Corporation
(Alternative) ON NTHL027N65 75A, 650V, 150°C IEC/EN 62109-1 Tested with
Corporation
Corporation
Corporation
(Alternative) FAIRCHILD FGA40N65 40A, 650V, 175°C IEC/EN 62109-1 Tested with
SEMICONDUCT IEC/EN 62109-2 Appliance
OR
OR
(Alternative) Unitedsic DS_UF3C0650 62A, 650V, 175°C IEC/EN 62109-1 Tested with
30K4S IEC/EN 62109-2 Appliance
DC/DC Power board
Battery Jamicon TL 1800 IEC/EN 62109-1 Tested with
capacitor uF/2200uF,63V,10 IEC/EN 62109-2 Appliance
(C26, C28, 5°C
C32, C38,
C40, C42,
C102, C105,
C111, C118,
C122, C126)
TRF No. IEC62040_1F

IEC 62040-1
Film capacitor XIAMEN MKP21 0.47Uf, 630V, IEC/EN 62109-1 Tested with
(C151A, FARATRONIC 105°C IEC/EN 62109-2 Appliance
C151B, CO.,LTD
C151C,
C152A,
C152B,
C152C, C56,
C60, C62,
C55, C59,
C61)
(Alternative) Wuxi Chen Rui DMJ-PS 0.47Uf, 630V, IEC/EN 62109-1 Tested with
Electronic Co., 105°C IEC/EN 62109-2 Appliance
Ltd
(Alternative) Sichuan CBB60B 0.47Uf, 630V, IEC/EN 62109-1 Tested with
Zhongxing 105°C IEC/EN 62109-2 Appliance
Electronic Co.,
Ltd
EMI Capacitor Various Various 6uF, 600/800V, IEC/EN 62109-1 Tested with
(C86, C115) 105°C IEC/EN 62109-2 Appliance
Film capacitor XIAMEN C3D 35UF~50UF,600V, IEC/EN 62109-1 Tested with
(C153, C68) FARATRONIC 105°C IEC/EN 62109-2 Appliance
CO.,LTD
(Alternative) Wuxi Chen Rui DMJ-PS 35UF~50UF,600V, IEC/EN 62109-1 Tested with
Electronic Co., 105°C IEC/EN 62109-2 Appliance
Ltd
(C77, C142, technology corp 2,125°C 40001829
C144, C220,
C215, C213,
C214, C129,
C134, C70,
C4, C7, C84,
C145, C5,
C87, C6)
2,125°C 40017930
CO LTD 2,125°C 40042990
MOS ON NTHL065N65S 46A,650V, 175°C IEC/EN 62109-1 Tested with
(Q33, Q34, Semiconductor 3F IEC/EN 62109-2 Appliance
Q43, Q44) Corporation
(Alternative) ON NTHL082N65S 40A,650V, 175°C IEC/EN 62109-1 Tested with
Semiconductor 3F IEC/EN 62109-2 Appliance
Corporation
(Alternative) ON FCH072N60F 52A,600V, 150°C IEC/EN 62109-1 Tested with
Corporation
(Alternative) INFINEON IPW65R080CF 43.3A,650V, 175°C IEC/EN 62109-1 Tested with
TECHNOLOGIE D IEC/EN 62109-2 Appliance
S
TRF No. IEC62040_1F

IEC 62040-1
MOS ON FDA032N08 235A, 75V, 175°C IEC/EN 62109-1 Tested with

(Q1, Q3, Q4, Semiconductor IEC/EN 62109-2 Appliance
Q18, Q19, Corporation
Q20, Q41,
Q42)
(Alternative) INFINEON IRFP4368Pbf 350A, 75V, 175°C IEC/EN 62109-1 Tested with
S
(Alternative) INFINEON IRFP4468Pbf 290A, 100V, 175°C IEC/EN 62109-1 Tested with
S
(Alternative) IXYS IXFH320N10T2 320A, 100V, 175°C IEC/EN 62109-1 Tested with
IEC/EN 62109-2 Appliance
IGBT STMicroelectroni STGWA60H65 60A, 650V, 175°C IEC/EN 62109-1 Tested with
(Q11, Q39, cs IEC/EN 62109-2 Appliance
Q40, Q46)
(Alternative) STMicroelectroni STGWA40H65 40A, 650V, 175°C IEC/EN 62109-1 Tested with
(Alternative) INFINEON IPW65R041CF 68.5A, 650V, IEC/EN 62109-1 Tested with
TECHNOLOGIE D 175°C IEC/EN 62109-2 Appliance
S
(Alternative) INFINEON IKW75N65ES5 75A, 650V, 175°C IEC/EN 62109-1 Tested with
S
(Alternative) INFINEON IKW75N65EL5 75A, 650V, 175°C IEC/EN 62109-1 Tested with
S
Corporation
Corporation
Corporation
Corporation
Corporation
Corporation
OR
OR
TRF No. IEC62040_1F

IEC 62040-1
Current LEM Switzerland HLSR-P, 10-70A, 5-7V, UL 508 UL E189713
sensor SA HLSR-SM, 85°C
(HCT1, HCT2) CKSR, LTSR,
CAS,
(Alternative) TAMURA CORP F02P, S22P 25A, 5-7V, 105°C UL 508 UL E243511
(Alternative) Vacuumschmelz T60404-N4646- 25A,5V, 85°C UL 508 UL E317483
e Gmbh & Co Kg X761
(Alternative) sinomags STK-PL 20-65A, 6V, 85°C IEC/EN 62109-1 Tested with
Current Shenzhen 080-02001 Class F IEC/EN 62109-1 Tested with
(CT1, CT2) Technology Co.,
Ltd.
-bobbin CHANGCHUN T375J 150°C ANSI/UL 746 UL E59481
PLASTICS CO
LTD
BAKELITE CO 9630,T200NA
LTD
-wire TAI-1 ELECTRIC 2UEW 155°C ANSI/UL 1446 UL E85640
WIRE CABLE
CO LTD
(Alternative) SHENAHEN 2UEW 155°C ANSI/UL 1446 UL E176101
DAYANG
INDUSTRY CO
LTD SHENZHEN
DAYANG
INDUSTRY
CO.,LTD
-tape JINGJIANG PF*(d)(g) 180°C CAN/UL 510A UL E165111
YAHUA
PRESSURE
SENSITIVE
GLUE CO LTD
- varnish Advanced 8562 155°C ANSI/UL 1446 UL E200154
Ink&Coatings Ltd
Transformer Shenzhen 080-87022 TX 45:33:10 IEC/EN 62109-1 Tested with
(T1) Senergy ER29/28 THOR, IEC/EN 62109-2 Appliance
Technology Co., Class B
Ltd.
- bobbin CHANGCHUN T375J 150°C ANSI/UL 746 UL E59481
PLASTICS CO
LTD
LTD
TRF No. IEC62040_1F

IEC 62040-1

ELECTRIC
WIRE CABLE
CO.LTD
ELECTRIC
WIRE CABLE
CO LTD
(Alternative) TAI-1 Electronic 2UEW 130°C UL1446 UL E85640
Wire & Cable
Co., Ltd
(Alternative) Shenzhen 2UEW 130°C UL1446 UL E176101
Dayang Industrial
Co., Ltd
WIRE CO LTD
INDUSTRY CO
LTD
- triple wire TA YA TILW-B 130°C ANSI/UL 2353 UL E225803
ELECTRIC
WIRE & CABLE
CO LTD
(Alternative) Furukawa TEX-E 130°C ANSI/UL 2353 UL E206440
Electric Co., Ltd
(Alternative) ToToku Electric TIW-2X 130°C ANSI/UL 2353 UL E166483
Co., Ltd
- tape 3M 1350f-1/1318-1 130°C UL 510A UL E17385
(Alternative) JINGJIANG CT, PZ, CT- 130°C UL 510A UL E165111
YAHUA 208B
PRESSURE
SENSITIVE
(Alternative) ChangShu LY-02 130°C UL 510A UL E246820
LiangYi Tape
Industry Co.,Ltd
CO 346B
CHANGXIAN
CHEMICAL
TECHNOLOGY
CO LTD
- teflon tube ZEUS TFE 200°C ANSI/UL 224 UL E64007
INDUSTRIAL
PRODUCTS INC
HOLDING
INDUSTRIAL CO
LTD
TRF No. IEC62040_1F

IEC 62040-1
(Alternative) ChangYuan CB-TT-L 200°C ANSI/UL 224 UL E180908

Electronics
Group Co., Ltd
rHeat-Shrinkable
Material Co.,Ltd
(Alternative) ELANTS 471-5LL(HV) 130°C ANSI/UL 94 UL E87039
ELECTRICAL
INSULATION
ELANTAS
PDG ING
Transformer Shenzhen 080-87023 TX 13:9 ER30/28 IEC/EN 62109-1 Tested with
(T2) Senergy THOR, Class B IEC/EN 62109-2 Appliance
Technology Co.,
Ltd.
- bobbin CHANGCHUN T375J 150°C ANSI/UL 746 UL E59481
PLASTICS CO
LTD
LTD
ELECTRIC
WIRE CABLE
CO.LTD
ELECTRIC
WIRE CABLE
CO LTD
(Alternative) TAI-1 Electronic 2UEW 130°C UL1446 UL E85640
Wire & Cable
Co., Ltd
(Alternative) Shenzhen 2UEW 130°C UL1446 UL E176101
Dayang Industrial
Co., Ltd
WIRE CO LTD
INDUSTRY CO
LTD
- triple wire TA YA TILW-B 130°C ANSI/UL 2353 UL E225803
ELECTRIC
WIRE & CABLE
CO LTD
(Alternative) Furukawa TEX-E 130°C ANSI/UL 2353 UL E206440
Electric Co., Ltd
(Alternative) ToToku Electric TIW-2X 130°C ANSI/UL 2353 UL E166483
Co., Ltd
-UL wire Dongguan VW-1 80°C UL1007 UL E332522
Danyang
Electronic wire
Co.,Ltd
- tape 3M 1350f-1/1318-1 130°C UL 510A UL E17385
TRF No. IEC62040_1F

IEC 62040-1

(Alternative) JINGJIANG CT, PZ, CT- 130°C UL 510A UL E165111
YAHUA 208B
PRESSURE
SENSITIVE
(Alternative) ChangShu LY-02 130°C UL 510A UL E246820
LiangYi Tape
Industry Co.,Ltd
- teflon tube ZEUS TFE 200°C ANSI/UL 224 UL E64007
INDUSTRIAL
PRODUCTS INC
HOLDING
INDUSTRIAL CO
LTD
(Alternative) ChangYuan CB-TT-L 200°C ANSI/UL 224 UL E180908
Electronics
Group Co., Ltd
rHeat-Shrinkable
Material Co.,Ltd
-heatshrink ChangYuan CB-HFT 125°C NSI/UL 224 UL E180908
tube Electronics
Group Co., Ltd
(Alternative) SHENZHENWoe RSFR 125°C NSI/UL 224 UL E203950
rHeat-Shrinkable
Material Co.,Ltd
CO 346B
CHANGXIAN
CHEMICAL
TECHNOLOGY
CO LTD
Opto-couple ON FOD3120 125°C IEC60747-5-2 VDE-REC
(U7, U8, U33, B884
U34, U32,
U31, U5, U6,
U1, U2, U25,
U26, U3, U4,
U27, U28)
(Alternative) ON FOD3125 125°C IEC60747-5-2 VDE-REC
B884
PV Control board
Opto-couple Everlight EL101 UIOTM 6000V, EN 60747-5-5 VDE
(U16, U7, Electronics Co., 110°C 40028391
U28, U22) Ltd. Cr 8.1mm, Cl
8.1mm
(Alternative) Everlight EL817 UIOTM 6000V, EN 60747-5-5 VDE 132249
Electronics Co., 110°C
Ltd. Cr 7.6mm, Cl
7.6mm
TRF No. IEC62040_1F

IEC 62040-1
(Alternative) Lite-On LTV-10 UIOTM 8000V, EN 60747-5-5 VDE 138213

Technology Corp 115°C
Cr 8.0mm, Cl
8.0mm
(Alternative) Lite-On LTV-817 UIOTM 8000V, EN 60747-5-5 VDE
Technology 115°C 40015248
Corp. Cr 7.0mm, Cl
7.0mm
(U14, U17) Electronics Co., 110°C 40028391
Ltd. Cr 8.1mm, Cl
8.1mm
Ltd. Cr 7.6mm, Cl
7.6mm
Cr 8.0mm, Cl
8.0mm
Corp. Cr 7.0mm, Cl
7.0mm
(Alternative) AVAGO HCNW 4502 UIOTM 8000V, EN 60747-5-5 VDE
TECHNOLOGIE HCNW 4503 100°C 40009376
S HCNW 4504 Cr 7.4mm, Cl
PTE LTD HCNW 4506 7.1mm
Y1 Capacitor TDK CD Max.120nF,400V,Y EN 60384-14 VDE
(C171) 1,125°C 40029780
Dielectric:
4000Vac, Impulse:
8kV
Dielectric:
4000Vac, Impulse:
8kV
CO LTD 1,125°C, 40043033
Dielectric:
4000Vac, Impulse:
8kV
Dielectric:
4000Vac, Impulse:
8kV
Chip TI TMS320F28069 125°C IEC/EN 62109-1 Tested with
(U1) IEC/EN 62109-2 Appliance
(Alternative) TI TMS320F28003 125°C IEC/EN 62109-1 Tested with
9 IEC/EN 62109-2 Appliance
TRF No. IEC62040_1F

IEC 62040-1

(Alternative) GIGADEVICE GD32F303 125°C IEC/EN 62109-1 Tested with
(Alternative) ST ST32F303 125°C IEC/EN 62109-1 Tested with
DC/DC Control board
(U2, U7) Electronics Co., 110°C 40028391
Ltd. Cr 8.1mm, Cl
8.1mm
Ltd. Cr 7.6mm, Cl
7.6mm
Cr 8.0mm, Cl
8.0mm
Corp. Cr 7.0mm, Cl
7.0mm
9 IEC/EN 62109-2 Appliance
(Alternative) ADVANCECHIP ADP32F034/5 125°C IEC/EN 62109-1 Tested with
Communication board
Chip ST STM32F207 125°C IEC/EN 62109-1 Tested with
(Alternative) GD GD32F407 125°C IEC/EN 62109-1 Tested with
(Alternative) ST STM32F407 125°C IEC/EN 62109-1 Tested with
Capacitor Various Various 10000UF, 6.3V, IEC/EN 62109-1 Tested with
(C11) 105°C IEC/EN 62109-2 Appliance
(U1, U2, U3, Electronics Co., 110°C 40028391
U4, U7, U8, Ltd. Cr 8.1mm, Cl
U9) 8.1mm
Communication interface board
Relay XIAMEN HFD4 2A 30VDC 85°C IEC/EN 62109-1 Tested with
(RY1, RY2) HONGFA IEC/EN 62109-2 Appliance
ELECTROACOU
STIC CO LTD
TRF No. IEC62040_1F

IEC 62040-1
1)an asterisk indicates a mark which assures the agreed level of surveillance.
License available upon request.
End of test report
TRF No. IEC62040_1F

Report No. : CN215H7K 001
IEC62040_1E – Attachment 1
ATTACHMENT TO TEST REPORT
IEC 62040_1E
AUSTRALIAN NATIONAL DIFFERENCES
Uninterruptible power systems (UPS)
Part 1: Safety requirements
Differences according to ............... : AS 62040.1:2019
TRF template used: ........................ : IECEE OD-2020-F3, Ed. 1.1
Attachment Form No...................... : AU_ND_IEC62040_1E
Attachment Originator ................... : JAS-ANZ
Master Attachment ......................... : 2021-03-21
Copyright © 2021 IEC System for Conformity Testing and Certification of Electrical Equipment
(IECEE), Geneva, Switzerland. All rights reserved.
National Differences
Appendix ZA Variations to IEC 62040‑1:2017 for Australia (Normative) P
ZA.1 This appendix lists the normative variations to IEC 62040‑1:2017 P
ZA.2 Variations P
1. After the first paragraph, add the following: P

The Australian or Australian/New Zealand Standards listed below are modified
adoptions of, or not equivalent to, IEC normative references and are required for
the application of this Standard. All references in the source text to those IEC
2
normative references shall be replaced by references to the corresponding
Australian or Australian/New Zealand Standards. Australian or Australian/New
Zealand Standards that are identical adoptions of international normative
references may be used interchangeably.
2. Delete “IEC 60950‑1:2005, Information technology equipment — Safety P
— Part 1: General requirements” and replace with the following:
AS/NZS 60950.1:2015, Information technology equipment — Safety, Part 1:
General requirements (IEC 60950‑1, Ed. 2.2 (2013), MOD) or AS/NZS
62368.1:2018 Audio/video, information and communication technology
equipment Part 1: Safety requirements
(IEC 62368-1:2014 (ED. 2.0) MOD)
Is AS/NZS 60950.1:2015 or AS/NZS 62368.1:2018 applicable to this product N/A
If Yes, is a test report supplied and reviewed with this report N/A
3. Delete “IEC 61008‑1, Residual current operated circuit-breakers without N/A

integral overcurrent protection for household and similar uses (RCCBs)
— Part1: General rules” and replace with the following:
AS/NZS 61008.1, Residual current operated circuit-breakers without integral
overcurrent protection for household and similar uses (RCCBs), Part 1: General
rules (IEC 61008‑1, Ed. 3.2 (2013) MOD)
Is AS/NZS 61008.1 applicable to this product N/A
Report No. : CN215H7K 001
IEC62040_1E – Attachment 1
If Yes, is a test report supplied and reviewed with this report. N/A
4. After “IEC 61009‑1, Residual current operated circuit-breakers with N/A

integral overcurrent protection for household and similar uses (RCBOs)
— Part 1: General rules” add the following:
AS/NZS 61009.1, Residual current operated circuit-breakers with integral
overcurrent protection for household and similar uses (RCBOs), Part 1: General
rules (IEC 61009‑1, Ed. 3.2 (2013) MOD)
Is AS/NZS 61008.1 applicable to this product N/A
If Yes, is a test report supplied and reviewed with this report. N/A
Special national conditions (if any)

NIL
Attachment 2 Photo Documentation
Product: ESS Inverter
SE 6KHB-60, SE 6KHB-120, SE 5KHB-120, SE 5KHB-60, SE 4K6HB-60, SE 4K6HB-
Type Designation:
120, SE 4K6AC, SE 5KAC, SE 6KAC
Figure 1. Front view
Figure 2. Top view

Type Designation:
Figure 3. Bottom view
Figure 4. Bottom view of SE 4K6AC, SE 5KAC, SE 6KAC

Type Designation:
Figure 5. View of Label Side
Figure 6. View of Port Side

Type Designation:
Figure 7. View of Port Side (SE 4K6AC, SE 5KAC, SE 6KAC)
Figure 8. Opening View 1

Type Designation:
Figure 9. Opening View 2
Figure 10. Opening View 1 (SE 4K6AC, SE 5KAC, SE 6KAC)

Type Designation:
Figure 11. Opening View 2 (SE 4K6AC, SE 5KAC, SE 6KAC)
Figure 12. View of Power PCB board

Type Designation:
Figure 13. View of Power PCB Sub-board
Figure 14. View of main PCB board

Type Designation:
Figure 15. Back view of main PCB board
Figure 16. View of main PCB Sub-board

Type Designation:
Figure 17. View of Communication board
Figure 18. Back view of Communication board

Type Designation:
Figure 19. Back view of Relay-board
Figure 20. Back view of Relay-board (SE 4K6AC, SE 5KAC, SE 6KAC)

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Test Report issued under the responsibility of:

Report Number. .............................. : CN215H7K 001

Name of Testing Laboratory

Testing procedure: CTF Stage 1:

Tested by (name, function, signature) ........ :

Testing procedure: CTF Stage 2:

Tested by (name + signature) ...................... :

Testing procedure: CTF Stage 3:

Tested by (name, function, signature) ........ :

TRF No. IEC62040_1F

Tests performed (name of test and test clause): Testing location:

Summary of compliance with National Differences (List of countries addressed):

The product fulfils the requirements of EN IEC 62040-1:2019

TRF No. IEC62040_1F

Copy of marking plate:

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

TRF No. IEC62040_1F

Coding of the S/N “XXXX-XXXXXXXX X X”

TRF No. IEC62040_1F

TRF No. IEC62040_1F

Throughout this report a comma / point is used as the decimal separator.

Manufacturer’s Declaration per sub-clause 4.2.5 of IECEE 02:

General product information and other remarks:

TRF No. IEC62040_1F

Table 1 Model List:

MPP Voltage Range VMPP [Vdc] 90~520

Rated Input Frequency Fn [Hz] 50/60

Max. Active Power PEmax [W] 4600 5500 6000

Software version 060101

TRF No. IEC62040_1F

MODELS LIST SE 4K6HB-120 SE 5KHB-120 SE 6KHB-120

MPP Voltage Range VMPP [Vdc] 90~520

Rated Input Frequency Fn [Hz] 50/60

Max. Active Power PEmax [W] 4600 5500 6000

Protective Class Class I

TRF No. IEC62040_1F

MODELS LIST SE 4K6AC SE 5KAC SE 6KAC

Input voltage range [V] 40-60 40-60 40-60

Max. Active Power PEmax [W] 4600 5500 6000

Rated Input Frequency Fn [Hz] 50/60

Protective Class Class I

TRF No. IEC62040_1F

4 Protection against hazards P

TRF No. IEC62040_1F

The output short circuit current ratings apply to a.c. P

TRF No. IEC62040_1F

4.4 Protection against electric shock P

TRF No. IEC62040_1F

The voltage between simultaneously accessible P

TRF No. IEC62040_1F

Protective equipotential bonding shall either be: P

TRF No. IEC62040_1F

4.4.4.3.2 Means of connection for the PE conductor P