Irfan Habib
Irfan Habib
Irfan Habib
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22 of more expensive and productive devices, better cattle,
more fertile land. This again may partly overlap the other
classifications. The 'stratification' that we would be meeting with
can be viewed in the context of all these three criteria, and mt will be
noticed that I would be ussng evidence of any of the three kinds of
classifications to establish differentiation within the peasantry.
While landless labourers are not peasants, they form woth the
peasants the working agricultural population, and their history too
(which in many ways has been different from that of the peasants)
remains for me a part of peasant history.
Fislally, any study of the peasants must ,involve an enquiry into
how they pay rent or surrender their surplus. This necessitates the
shifting of the focus, from tinle to time, from the exploited to the
exploiters. But without seeing the peasants in their actual relation
with the exploiting classes there can be no peasant history, the
relatiorlship is crucial.
'ploughed field' at Kalibangan has now met the doubts over the
absence of any positive evidence.6 The plough explaans the really
large extent of Indus agriculture, covering the north-western plains
and extending into Gujarat. The Indus people raised wheat and
barley (six-row), both of standard modern Indian varieties; in the
Indus sites in Gujarat, rice has been found along with the bajra
millet. The field pea represents pulses; and sesamuln and a species of
brassica, the oilseeds.7 The most remarkable of the Indus crops is
cotton which ushers in the'industrial' crops.8 The multiplicity of
crops shows that the two-harvest system was now firmly established;
agriculture would henceforth be a full-time occupation; and the
presence of a petlsantry as a social class must therefore be inferred.
But the very moment of the emergence of a peasantry is
apparently also that of the emergence of a differentiated society.
There SCtillS to be no basis for the belief tllat there could ever have
boen a pure peasant society for any period, long or shortS such as
Burton Stein 11ypotllesises for South India in another chronological
epocll.9 Full-fledged agriculture meant creation of surplus enough to
feed a certain number of food producers. In the arid zone in which
slgriculture had to spread first, dykes and embankments to hold
and divert flood waters were a pre-requisite; and these demand a
certain alnount of social and administrative organisation-the bed-
rock of N4arx's Oriental Despotism.10 Finally, the control over bronze
(alloy of copper and tin), an expensive metal, could give a small town-
based class an effective sway over a mass of stone-tool using pea-
santry.1t Cementing tl e structure created by these material circum-
stances was a religion of gods, superstitions and priests, which
apparenlly bound the rulers and the ruled alike ln an awesome dread of
change, giving to the Indus culture its characteristic dull uniformity in
( Indiafl ArcAlaeology 1968-69-a Review, New Delhi, 1971, pp 29-30, and Plate
XXXI v . The ploughed field i s described as 'pre-Harappalus silice it i s covered
by Harappan occupation strata
7 For wheat and barley, John Marshall, Mohenjodaro asld the Indlls Civilization,
London, t931, pp 586-587. G Watt says of tl e six-row barley that it is "almost
the only cultivated form (of barle)Z) in India" (Economic ProductsofIndia,
l ondon, 1890, IV, p 275). The hordum vuZgare and hexatichllm are identical
varicties (but cf S Piggott, Prehistoric Isldia, p 153). For other information on
the crops, see Piggot t, op cit., and Sahi, 'Early agri cul ture'. . ., op cit.
8 Marshall, AfoheoJ;odaro ancl the *ndus Civilizaton, I, pp 31-32. The variety of
cotto;l was fotliAd to ba "closely related" to gossypillm arboreum and thus
confirmed a findillg, already made on botanical grotinds, that this variety was
"quite all ancient iS not mOI't ancient than any other cotton" (G Watt,
Costlsalercin1Prod.lets of India, London, 1908, p 577.)
9 Peasant Stzlte and Society in Medieval South India, Delhi, 1 980.
l0 The classical statement is in Marx, 'The British Rule in I1ldia' (1853),
reprinted in K Maix and F Engels, 0Z1 ColozzEalisl, MOSCOW, I1 d., p 33.
11 CfVGordonChilde, FF/latha,npenelinHistor), Penguin Books, revised ed.,
1954,p 132.
religion hen he argues that force (tllrotlgh bronze ue.uponry) was rendercd
superiltlotis by the soliditying role of religion (p 59).
13 R E M Wliceler, "Harapra 194G, tile Vefences and Ceri>tely 38", Aszeiezltltldia,
No 3, January, 1947, pp 78-8R; D l) Kosanibi, JlzfrovfilPtiosl..., pp 66-93.
14 One sllotild always use the word "Aryan" with tllc rcscrvations which
Romila Thapar has so cogently urged in her Pleswdential Address to the
Ancient India SCCtiOIl Of the lndian History Coligress, Proccedis1gs of the
Congrcss, Yaranasi session (1969), Pl) IS-46. Thcre ccan alesolutely be no
racial elements involved in it.
15 On the abse;lce of the horse in the Tndils culture sec Bridget and Raymosid
Allclltn, BirtXl of Indian C:ivilizatios1, p 260. lhe Aran sticcess seems to
parallel thcat of til: H)ksos allo ovcrran Egypt vith thWir chariots in the 18lh
century B C.
saheat cotton and other crops of the Indus culture are not mentaoned.l9
Moreover, the Aryans seems to have regarded with scorn the dyke-
based agriculture of their enemies: Indra would force open the dams
that imprisoned the water.20 It is possible that the change in agricul-
tural conditions was linked to the disappearance of the cities with
their marlcets and the supplantingof one structure of control by a
completely different one. Pastoralism seems to have become more
importallt, for the Aryans coveted weatth chiefly in the form of cows,
horses and camels, along with slaves.21
Whatever tlle mechanism of control, the surplus stell came from
the peasants. These formed the mass of the community, the utis, for
the words for 'cultivators', kristi and charsani, were often employed
for the Aryan folk as a whole.22 The peasants were masters ot their
own felds (ksetrc7pati).23 But such 'free' peasants belonged to the
superior tribes: a larger population would seem to h;ve comprised
the subjugated lasyu commun1ties compelled to part with grain .Ind
kine.24 In thz lowest levels were the dasas working like 'cattlW',
presumably on the field, or tending the herds, for their masters.25 At
the apex were the aristocracy (BajaMyas) proudly driving in their
chariots with Jndra as their model, and the priests (brnlzzwlzlas) who
presided over animal sacrifices and a complex ritual. A celebrated
hymn in Book x of the Rigtteda offers a picture of t!lis ctass-clivided
society whose creation the hymn seeks to ascribe to divinity. Hovever
simplified, the varna scheme of the hymn seems to reflect faithflllly the
deep division of the peasantry into its free vis and the servile dasyus,
who, transmuted as Vaisyas alld Sudras, form respectively the third
and fourth varzlas.
19 Cf. Das, Econonqic History..., p 32; and N Bandyopadbyaya, Ecvnofnic Life and
Progress in Aslcient India, Calcutta, 1965, pp 130-131. Ths ord hnld to mean
rice is dhanatl: see llowever, Kosatnb, Introdltotion..., p 83.
20 Kosumbi, Isltro.dEwetiozt..., pp 70-71.
21 Ibid, p 83.
22 Bandyopadhyaya, Ecostontic Life..., I, p 125.
23 Das, Ecos10nzEc History. . ., pp 25-26.
24 Cf. Dev Raj Chanana, Slavery i71 Ancient Illdia, Delhi, 1960, p 20.
2S Kosombi, Introdlletion..., pp 92-93. Women slaves were particularly pr,zed
(Chanana, Slavery..., pp 20-21); but this does not necessarily mean that
they and tlleir children could r,ot be put to work for their masters.
confined to the Indlls basin and its periphery, hardly ever venturing
beyond the 30-inch isohyet. The area of the heaviest concentration
of rural population in India today, the Gangetic basin, was probably
then as densely forested as was the Amazon basin not long ago. But
with the appearance of copper and the shafted axe, present n a late
stratum at Mohcnjodaro,26 the first clearings could begin. These
started naturally enough from the drier or western side. The 'Copper
Hoard' people, using ochre-coloured pottery (OCP), first established a
few scattered settlements in the Doab and Rohilkhand during the
earlier half of the second millennium.27 The succeeding 'blackand red
ware' (B & R) culture continued with the copper and stone {ndustry;
the settlements now extended, though in the saine sparse fashion, up to
western Bihar. These were agricultural communities which, like Rig-
vedic Aryans, raised rice and barley, but not wheat. Two pulses, gram
and khesari, also appear, along with black gram, and an unpublished
identification would put evell cotton among the OCP-level crops.28
These settlements could not, however, multiply until the coming
of iron, or rather the comang of tile metallurgy which can produce
iron tools with steeled edges.29 Iron being cheaper than copper, iron
tools tend to be substituted for bronze as well as stone blades. More-
over, with iron, tools in other materials (such as bone arrow-heads)too
can be made more easily. The {mpact of iron is therefore immediately
reflected in the archaeological record.
The archaeologists have gradually been pressing back the date
ofthe introduction of iron; on the present evidence, it is likely that
its arrival ill the upper Gangetic basin took place around BC 1000 near
the beginning of the Painted Grey Ware (PGW) culture (c. BC 1100-
500).3° The archaeological evidence has not been precisely reconciled
26 Stuart Piggott, Prehistoric India, p 228, It has not so far been found among the
tools of the 'Copper Hoard' people, however.
27 B B Lal, "The Copper Hoard Culture of tho Ganga Valley9', Aettiquity, XLVI,
pp 282-287; R C Gaur, "The Ochre-coloured Pottery",Sollth Asian ArchaeolOgy,
1973, ed. van Lohuizen de Leeuw and Ulbagho, LeidenS 1974, pp 53-62. The
dating )s on the basis of thermoluminiscence; after, the calibration of the
carbon dates of the Indus culture, the OCP culture can no longer be regar-
ded as contemporaneous with it, excepting its last phase.
28 See K. A. Chowdbury, Ancieslt Agriculture and Forestry in Northern India (a
report on plant remains at Atranjikhera), Bombay, 1977, pp 60-63; and Sabi,
"Early History of Agriculture...", op cit.
29 For an illuminating survey of the pre-history of iron, see Leonard Woolley,
The Beginnings of Civilization, pp 277-283.
30 Dilip Chakrabarti, "The beginning of lron of [ndia", Antiquity, L, (1975),
pp 118-ll9. His date is BC 800 for the Upper Gangetic Basin and 750 BC for
"Eastern India". M D N Sahi, however, argues for as early a period as the
13th century BC on the basis of the evidence from Eran a}ld Ahar in Central
India (Proceedings of the Indian History Congress, Bomby (1980) session
pp 104-1 1 1). tahe precise time limits of the PGW culture are difficult to set
because of the varied carbon-14 dates at different sites. B B Lal has summed
up the evidence in a cyclostyled rXlonograph, "The Painted Grey Ware
Cul ture", 1981, pp 34-37.
with the literary evidence; but it is practically certain that the PGW
represents an 'Aryan' phase, for iron already begtns to be mentioned
in the lato Vedic texts.31
In its immediate impact iron seems to have caused a rapid
spread of the clearings, as can be established by comparing the large
number of PGW and contemporaneous B & R settlements with those
of the preceding OCP and B & R cultures over a much longer time-
span.32 Conditions conducive to the rassing of wheat reappear, and
new pulses and lentils are added to the crop-list.33
Agricultural conditions in the Gangetic basin were vastly
different from those of the Indus culture. Floodlands and dykes were
of only marg1nal significance here.The bounty of the monsoon liberated
the peasant from those narrow strips to which alone the flood gave
fresh doses of moisture and silt. In the Gangetic plamns the yield
would improve if after some years of cultivataon one shifted one's
field anew to virgin land (claimed from the forest). The 'jhum'
method required collective action by groups living in small migratory
hamlets; andthis was basis enough for the formation of tribes like
the Sakyas, who were pre-eminently peasantS.34 'Free men farmers',
possibly answering to the free peasants of the Rigveda, are also
encountered in the Jatakas.35
Conditions of forest clearance also necessitated at the same
time a form of non-peasant agriculture. In the freshly cleared ground,
full of roots and hard soil (now difficult even to trace owing to
centuries of ploughing), a very heavy plough would be needed; it
would be heavier still if it was armed with stone, instead of an iron
tip. This makes intelligible the reference in the late Vedic and
Brahmana literature to ploughs drawn by six, eight or even 12 oxen.36
Such ploughs imply masters working with servile labourers. Keith,
indeed, stated his impression that during this period, "for the peasa?1t
working on his own field was being substituted the land-owner culti-
vatinghis estate by means of slaves".37 The impression is corroborated
38 R Fick, The Social Organization of North East lndia in Buddha's Time, English
tr, Calcutta, 1920, pp 243-244; and Atindra Nath Bose, Social and Rural Eco-
nomy of Northern India, cir. 600 B C-200 A D., Calcutta, 1970, pp 62-93.
39 Cf Sibesh Bhattachara, "Land system as reflected in Kautilya's ArtAtasastra",
lndian Economic and Social History Review (lESHER), XVI ( l ), pp 85-95.
40 U N Ghoshal, Contributions to the Hindu Revenue System, Calcutta, 1929, pp
29-31, 34; Kosambi, Introduction..., p 215.
41 B B Lal, "Painted Grey Ware Culture", op cit., pp 22-23.
42 Bones of wild animals (stag, nilgai and even leopard), evidently eaten, have
been found at the PGW sites of Hastinapura and Atrarljikhera (B B Lal,
op cit, p 17). One is reminded of Asoka's taste for peacocks and deer; he still
ate their meat when the number of animals daily killed in his kitchen had
been vastly reduced (Rock Edict 1).
45 Fick, indeed, believed on the basis of the evidence of the Jatakas that the
land was "mostly in the possession of Brahmanas" (Social Orgaz1isation....
opcit,p241).
46 Cf R S Sharma in IHR, II (1), pp 8-9.
49 What happened in History, revised ed., 1954, p 183. The first depiction of a
peasant in lndia, driving a plough with a pair of oxen, is in a Kusana frieze,
c 200 A D (reproduction in D D Kosambi, Culture and Civilization in Ancient
Jnv:Sia in HistoricsI Outline, London, 196S, plate 15). The picture may well be
of a 20th-century Indian peasant ploughing.
51 For such a list see N N Kher, Agrarian and Fiscal Economy in the Mauryan and
Post-Mauryan Age, Delhi, 1973, pp 379-400. Some individual items on the
list, such as maize, groundnut and chill;, are however domonstrably erro-
neous. Kautilya (Arthasastra, IT:24) specifies the major crops sown for the
spring and autumn harvests (translation by Shamasastry, Mysore, 1956,
pp 127-131).
52 For th i s second ' urban revlouti on', see A Ghosh, The City in Early Historical
India, Simla, 1973; and R S Sharmass review in IHRs I (1), pp 98-103.
53 Kosambi, Introduction..., p 130. One would wish for a more explicit
slatement of this practice in view of its importance.
54 See accounts of Diodorus Siculus and Strabo, translations in RC Majumdar
(ed.), The ClassEcal Accounts of India, Calcutta, 1960, pp 237, 264, 287 (note 20).
lt is posssble that the 'lat1d-tribute' represents the king's traditional levy of
one-sixth of the produce also laid down by Kautilya.
iii&iv, 1958,p8.
57 Sharma, ibid, p 178.
60 The Greek accounts of the lndian castes will be found in R C Majumdar (ed),
Classical Accounts of India, pp 224-226, 260-268. The Arab geographers of the
lOthcentury^Dandevenlatercontinue with this number of seven castes,
showing how an error can be perpetuated by simple autonomous transmission
in the face of every opportunity for direct observation.
61 Manusmriti, x, 6-57 (tr. Buhler), pp 493-515.
62 One is reminded here of Kosambi's view of the historical growth of the caste
system as a process of "tribal elements being fused into a general society"
(Kosambi, Introduction..., p 25).
64 T Wat ers, On Yuang Chwan's Travels in India, London, 1904, Vol 1, p 168-169.
Cf. R S Sharma, Sudras..., pp 232-234.
65 V Gordon Childe, Social Evolution, ed Sir Mortimer Wheeler, Fontana Books,
1963, p 110.
66 See John Marshall, Taxila, Cambridge, 1951, It, p 555, for scissors, a developed
form of shears; and ibtd, p 486, for rotary guerns.
67 R Fick, Social Organisation..., pp 280-285.
68 Manu, X, 47-48 (tr Buhler), p 413. What is difficult to explain is why these
artisans should have received a status lower than that of Sudras in social
ranking.
69 This can be seen flom Manu's enumeration of fhe occupations of most of the
'mixed' jatis: Nisadas, fish ng; Meclas, Andhras, Chunchus, and Madgus,
'slaughtcr of wild animals'; Kshattris, Ugras and Ptlkkasas, 'catching and
killing (allinlals) liveng in holes'; Katavara, Dhigvanas working in leather; and
Pandusopaka, dealing in cane (Manu, X, 39, 37, 4S, ¢9, tl Buhler, pp 411, 413-
414). Cf also Vivekanand Jha, 1HR, Il (I), p 19 The Chandalas and Nisadas
(Nesadas) both appear as hunters in Buddhist rexts (ibid, pp 22-23).
70 Kosambi, Introduction . . ., p 1 89.
71 Ibid,p12,2,.
72 Vivekanand Jha, IHR lI (1), pp 22-23.
73 The basic constraints are given in Mano, X, 40-56 (tr Buh1er) pp 414-415.
74 Ko sa1ubi, 111troductiozl . . ., 1 5 8- 5 SS .
75 Moderrl vsews of the Buddillst attitllde to i'caste" are discussed in Debipra.cad
Chattopadllyaya, Lokayata, New Delhi, 1959, pp 459-466. Thc par.icular
negative aspect of thc Asokan edicts has received stlrprisillgly little attention,
so also tlle htlm;ane injtlnction in them to tleat well tlae sl.lves ancl wage-
earnels (dasa-bAlataga) (R E CiX, Xl Zc X.ill & P E Vl[; also R E V) Ihese last
may refer to domestics, bllt Asoka might well have in mind .hW village slaves
and labotl14ers. Compare the village dasi-.da.sa bhataka kammalcara in A>ilinda-
panho (ed V Trenckner, Londoll. 1962, 1r 147; t1 R'lys Davids, I, p 2,r9).
76 rhe Jatakas do this fol GautasllBcl Buddha hims_lf. 'The lklillnda>7anSl0 recalis
that Nagasena and K;ng Milinela had bf en born in a prex7iotls life as a monk
and novice (Questions of King Militlda, tr T V>l Rllys Davi ds, Oxforel, 1 890, Vol I,
Pp 4-6).
77 See, for example, Manusmriti, X, 24, tr Buhler, p 412.
78 Pillar Edict V and the Qandahal inscription. See Romila 'Thapar, XsoAca and
the Decline of the Mauryas, Znd ed, Delhi, 1973.
point injure the earth and the creatures living in it?79 This view
came to be shared by later Buddhism as svell.80
The new social situation, in ts own turn, aSected the
religious svorld. As the tribal moorings, with their local customs
and superstitions, collapsed, and the peasant became, as member of
a jati, part of a "general society", he equally stood in need of a
general religion. For this there was no profirision {n the sacred ritual
of the Brahmans and the elitist Sangha of Buddhism. But Buddhism
developed by first century A. D. the concept of the Bodhisattva, a
power whose grace every one could invoke by direct forms of worship.81
Almost simultaneously, if not a little earlier} came the emergence of
Vaishnavism, with its concept of bhakti, establishing a personal
relationship between the deity and the devotee.82 The literal signi-
ficance of the name Krisua and the anecdotes of his childhood
proclaim vividly the rustic elements in the great cult.83 This was
the beginning of a kind of Peasant H;nduism.
South India
Southern India deserfires separate treatment because in its early
social evolution it followed an independent line of development
down to the Mauryan conquests (third century B. C.). The plough
appeared in the South in the second millennium B C with a
basicatlyneolithic culture;84 the crops raised were the ragi millet
(in two varieties), wheat, horse gram and green gram. Rice and the bajra
millet began to be cultivated after the coming of iron, c. B. C. 1000.
Agriculture of this kind implied the existence of a peasantry from the
late neolithic times. A large pastoral sector as also suggested by
80 The Sage is said to have forbidden the monks from engagxng in cultivation
because this involved "destroying lives by plough;ng and watering field"
(l-tsing, A Record of the Baddhist Religgon as practised in India and the Malay
Archipelago, tr J Takakusu, Oxford, 1896, p 62).
81 A late Kusana (4th century A D) sculptured relief shows a Bodhisattva with a
peasant driving a plough placed beneath him (Kosambi, Introduction..., plate
16). A K Warder's essay "Feudalism and Mahayana Buddhism", Indian Society:
Historical ProbiJzgs, ed R S Sharma and v Jha, pp 156-174, contains interesting
suggestions; but the associatlon with 'feudalism' is rather weakly argued.
82 Suvira Jaiswal, The Origin and Development of Vaisnavism, Delhi, 1967, pp 110-
115.
84 This ls deduced from the anchylosis of the hock joints in cattle bones, indica-
ting their use for heavy draught work (M D N Sahi, *'Early Agriculture...s,
op cit).
85 For the erops and eattle-pens, Bridget and Raymond Allehin, Birth of ledian
Civilization, pp 262-264. For iron, Dihp Chakraborti, in Antiquity, L (1976),
pp 119-122.
86 Brahmagiri and Maski, two sxtes of these insersptions, are themselves pre-
historie settlements.
87 For a somewhat diSerent appraisal of the faetors which eaused this result, see
R S Sharma, Social Changes in Early Medieval lndia, Delhi, 1969, p 12.
88 It is, however, open to question whether the Brahmans were not preceded by
the Jaina andBuddhist monks. But their soeial outlook in respeet of jatis
could not have been different from that of the Brahmans; and they shared the
same culture.
89 Burton Stein, Peasaz7t State as?Z¢ Society iZt Medieval SoutAr lzldia, Delhi, 1980,
p.71 .
90 Ibid, pp 70-71, 83. It would have been a strange alliance, where the Brahmans
would not even eoneede a Vaisya status to their allies.
91 Infroductiofl..., p 243.
92 "Tlle average yield bvcame less (though compensated by somewhat improved
mPthods of cultivation) as deforestation increased" (ibid, p 228).
93 Peasant State asld Society..., pp 16 ff. See p 24 for the statelllent about agri-
cultural teehnology. It is always dangerous to assume that a factor, just
because it is unknown, mtlst be a constant one.
94 Bridge t and Raymond Al l chin, Birth o.f Ind(an Civilkation , p 266.
95 E H Warmingtoil, The Comnlerce between the Roman Empire and India, 2nd ed,
Delhi, 1974, pp 210-212.
99 Introduction..., p 281.
107 They are found as all ostracised commullity at level with Chandalas in 7th
and 8th century Sind; they are described as Sudras in the 10th eentury, and
as peasants and 'low Vaisyas' in the 17th. See Irfan Habib, in Essays in
honour of Dr. Ganda SirFgh, ed Harbans Singh and N G Barrier, Patiala, l976,
Pp 92-1 03.
108 IHR, II (l), pp 24-31; see the eoncltlsions stated on p 31.
109 Manusmriti, IX, 44, tr Buhler, p 335. The Milindapanho, ed V Trenckner,
p 219 (tr T W Rhys Davids, IT, p 15) has a similar dictum: "When a man
elears away the jungle, he is called the owner of the land (bhumisamiko)".
110 Manusmriti. IX, 52; tr Buhler, p 336.
lll Cf R S Sharma, Aspects of Polittcal Ideas and Institutions in Ancient India,
Delhi, 1959 pp 22-23.
says at one place (p 61) that the monasteries took a sixlh part of the
produce, which was perhaps a theoretical amount only, after the proverbial
sixth share of the king in the land's produce.
cotton and other fibrous materaal from him, br;ng him yarn in return. 120
This is a rare picture that we get of the actualities of the sub-exploi-
tation of peasant by peasant in ancieIlt Indian countryside.
This degree of peasant stratification raises questions about the
real nature of the Indian village community, whicll Marx and Maine
both suppose to have been based on a common ownership of the
land.12l It is indeed possible that in conditions of abundance of land,
private property in the form of saleable individual right to specific
fields might not have arisen, and, as seems to be the case with Non-
Brahman viAlages of early Cl1ola time (9th and 10th centuries), much
of tne land might have beexl held to be vested with the community.l22
But this does not necessarily imply lack of stratification. There
would be peasants with seed, reserve of grain, cattle, even possibly
slaves, and others bereft of these. It would be Ithe former who would
domenate.
In the earliest traceable allusion to the village community it is
forcibly brought home to us that only the upper stratum mn.ttered in
the community. In a little-noticed passage in the Mili71dapanho,
Nagasena tells king Menander that words do not often signify what
they mean on the face of them, and he takes as an illustration the
word"villagers" (gamikcl):
"Suppose, O king, in some village the lord of the village
(gamasamiko) were to order the crier saying: 'Go cricr, bring all the
villagers (gamika) quickly together before me'.... Now when the lord,
O kingS is thus summoning all tlle heads of houses (kutipurise), he
issues his order to all the villagers, but it is not they who assemble in
obedience to the order; it is the heads of houses. There are many
who do not come: women and men, slave girls and slaves, h;red
workmen, servants, peasantry (gamikaJ, sick people, oxen, I)uSaloes,
sheep and goats and dogs but all those do not count."tt3
120 Kamasutra, 5:5:5 & 6. I am indebted to Dr. S R Sarma fot a literal rendering
of this passage.
121 "These small and extremely ancient Indian communities based on possession
in common of the land. ." (Karl Marx, Capital, I (1867), tr S Moore and
EAveling, cd. Dona Torr, London, 1938, p 350). Sir Henry A/laine, Village
Communities in the East and West, appeared first in 1871. His views were
criticised by Baden-Powell, notably in InGian Village Community, London,
1896, mainly on the basss of Settlement Reports.
122 See Noboru Karashima, "Allur and Isanamangalam, two South Indian
Villages of the Cola Times", Proceedings of the first International Conference
Seminar of Tamil Studies, Kuala Lumpur, 1968, pp 426-436. Kara¢hitrsa admits
to presence of "agricultural labourers, who are not members of the ur (the
village assembly)."
123 Milindapanho, edV Trenckner, p 147; tr Rhys Davids, I, pp 208-209. "Village
headmen" may possibly be a better rendering of gama*amiko. Tn the last
sentence, ganlika which Rllys Davids renders as "peasantry" literally means
"villagers", here, almost ce rtainly, ordinary vi llagWrs.
124 S A Altekar, State and Covernment in Ancient India, 3rd ed, Delhi, 1958, p 228.
Thc tcrms OCCUl in inscriptions of the Vakatakas, Pallavas and Gahadvalas.
Eleventh cclltury references to Brahman mahajans in Karnataka are cited by
Slster M Liceria, A C, in IHR, 1 (1), pp 32-33. The Chola inscriptions have
Peringurimakkal,"the great men of thc assembly" (Burton Stein, Peasant
State and Sociely..., p 145).
125 Forthesabhasofthe Brahmln villages in tll: Chola kingdom see,Altekar,
ow cit, pp 231-235, and Burton Stein, Peasant, State and Society, pp 145 ff.
Kosambi in Introduction..., pp 301-310, has some charming pages on the
Brahman village commurlitics of Goa, a combination of recorded information
(traced to the 4lh century) and his own personal recollections. See also his
Myth and Reality, Bombay, 1962, pp 152-171; Baden-Powell, 'The Villages of
Goa in the carly sixtcellth century", JRAS, 1900 , pp 261-291, and Monserra-
te's description (1579), tr Hosten, JASB, NS, XIII (1972), pp 351-35Z, 365.
1 26 Ko saInbi, Introduction . . , pp 227, 253 -254.
127 Ibid, p 312.
128 Cf B N S Yad<lva, Societ} and Culture, p 967.
131 {J N Ghoshal, Contributions to the History of the Hindu Revenue System, Znd
ed, Calcutta, 1972. pp 275-2,77, 2,80, 283-2.86, 299, 307, 319.... Cf, however,
D N Jha, Revenue System of Post-Maurya snd Gupta Times, Calcutta, 1967,
pp 53-56.
132 Cf W H Moreland, Agrarian System oS Moslem lndia, Cambridge, 1929, pp 5-6.
133 U N Ghoshal, Contributions..., p 71.
135 Translations of the passages in l:)iodorus Siculus and Strabo are are in R C
Majumdar (ed), Classical Accounts of India, pp 237, 264. There is some doubt
as to xvhether Strabo means that the peasants paid or received one-fourth of
the produce. Diodorus is apparently unambiguous here (ibid, p 287, n 20);
but see U N Ghoshal, Contributions..., pp 224-229.
143 R S Sharma, IHR, I (l), p S; B N S Yadava, IHR, III (l), p 44. The paucity
of coins, as index of the decline, is also commented upon by L Gopal,
Economictife..., pp 215-22l.
144 Cl R S Shalma, Illdia)t Feurlalism, pp 156-209; B N S Yadava, Society and
Culture..., pp 136-163.
145 V R R Dikshitar, War in Ancient lndia, Madras, 1944, pp 165-l66.
146 On thc ineffectiveness of cavally without saddle and stirrup, see Sarva
Daman Singil, Ancieelt In1dian Warfare..., pp 69-71. The al]ival of the saddle
in the West is dated 1st century A D, but its spread was slow (Lynn White,
Jr, Medieval Technology..., pp 7-8). A saddle is probably shown in a Khaju-
raho sculptulc of the 10th centuly (Vidya Prakash, Khajuraho, Bombay, 1967,
p 38 and platc 47). On thc stirrup, sce Trfan Habib, "Changes in Technology
in Medieval Tndia", Studies in History, 1 I ( I ), 1980, pp 25-26.
147 Chachnama, ed, Umar Daudpota, Delhis 1939, p 169.
148 The historical implications Of the cmergence of the Rajput horseman are
missing in most discussions Of thc period; but Coulboln, almost by chance,
draws a linguistic par.l11cl betweell thc rajaputra and the "knighl" (CSSH, X
(3), 1962, p 369 n).
149 On the emergence of the Rajputs, see B D Chattopadhyaya, "Or;gin of the
Rajputs", IHR, II1 (l), pp 59-82.
150 On the groups of villages, many of which survive as traditional territorial
division under different Rajput clans, see Irfan Habib, "Distribution of
Landed Property in Pre-British India", Enquiry, N S It (3) (1965), p 42,
where other references will be found.
despots: the village headmen (khots and muqaddazs) who rode horses,
wore fine clothes and chewed betel-leaf in the Doab n the early 14th
century could well have been sucll proto-Rajputs.15l The local power
and rights that these 'feudal' potentates and warriors carved out for
themselves long survived the politics withiTl which they had originated.
It was largely out of these deeply entrenched elements that the
zamindar class of medieval India, continuing into modern times, was
Cretted. 1 52
163 After a fairly sympathet c cpeculation on the caste system (even pointing
to an Iranian paraXlel) Alberuni remarks: 'We Muslims, of course, stand
entirely on tha other side of the question, considering ail men as equal,
except in piety" (Alberuni's Inxlia, lr. Edward C Sachau, I ondonb l910, 1,
p 100). fiuch cowlnterpositior] czf the theoretical equality in Islam and the
caste system stands u1lique in medieval literattlre; and clearly Alberuni
sll;as by r.o means representing the general trend. To most Mus]im writers
(of whom Barani, author of the Tarikh-i-Firzzzshahi, 1357, is the coutstanding
spokesman), a stable hierarchy was the most praiseworthy social ideal.
164 *'ln our countries the people who are nomads of the steppes are dist n-
guished by names of diiTerent tribes; but here (in Hindustan) people settled
in the country and vil]ages are distinguished b names of tribes" tBabur,
Baburnan1cz, Br Mus, MS, Or 714 f 410a; cf A Di Beveridge's tr, lf, p 518).
Kosambi would have appreciated this analogy with tribes.
166 Chachnama. ed U Daudpota, pp 2l4-216; these pages and also pp 47-48 for
the earlier disabilities. A laler Arab Governor reechoed Manu in insisting
that the Jatis shotlld be accompanied by dogs (Balaztlri, Ftuh al-Buldan,
port i on tr EI I i o t a nd Dowson, Ili s torY o f I ndia as ro1d by its o wn Historizles,
1, London, lS67, p 129, Cf Manu, X, 51 (tr Buhler, p.4i6).
171 It i s practically found almost wherever one looks. xvVhen the English tem-
porarily took possession of Broach (Gujarat) in 1776, the Collector
reported: "That a certain proportion of the land of each village is
requisite to be set apart for the maintenance of such artiScers and
labourers as are absolutely necessary for the common services of the
village is according to the ctzstom of the country true." (Se/ections from the
letters..., in the Bombay Secretariat, Honze Series, ed G W Forrest, Bombay,
1887, l1, p 184).
172 ln the corlfrontation of town and bedouin in ltrab a, Is}am was hostile to
the bedouin (cf the Quran, IX, 97, 95). See F Lokkegaar, lslasnic Taxation
i71 the Classic Periocl, Copenhagen, 1950, p 32.
173 E Ashtor, A Soc.:cll and Econonlic History of the Near East ill tlle Middle Ages,
is a competent survey with useful references. A useful gllide to conditions
in the lslanzic East is G Le Strange's classic work, Lands of tAle Eastern
Caliphates Cambridge, l 905 (repri nted, 1930. . .).
174 That the essential difference between tl1e illvader and defender was one
betueen mounted archer and swordsman or lancer was first pointed out by
Simon Digby, Horse and Elephant in the Del/li Sultanate, Oxford, 1971, pp 15 ff.
See also I Habib, Studies in History, II (l), pp 25-27.
175 Behind this need lay the hesitation of the Sultans in paying their own
cavalry troopers by assionments of villages instead of in cash. See Barani,
pp 163-164, 220-221, 303, 324, 553; Aflt, Tartkh-i F*uzshahi, Bib Ind, Cal-
cu t {a, 1850, pp 94-96.
178 lntroduction to a new edition of El;iot and Dowson, History of Intlis as told
b) its olsXn Historians, J1, Aligarh, 1952, pP 36-82.
179 My oWJl views ale set out in "Econolllie Histoly of thc Dellli ,Suitanate-
an lntelprctatiol", 1HR, 1V (2), pp 287-988.
180 1 hae presclllee1 the csitlelnce ila llIR, 1V (2), pp 'S9 lr. lt is posoiblc tl}at
there was a modest rexixs21 of commercc and tosstns before the Ghorian
conquests to which Sharma drasvs attention (I1lrli(zel Fetld(llislzl, pp 942-262).
B D Chattopadhyaya, "Trade and Urban Centres in E.lrly Medieval India",
IHR, 1(2), pp 203-2l9, even contcsts Sharma's thesis of the earlier urban
decline; btlt it is difElcult to evaluate the evidence lle adduces, sil)ce it is
not Sharma's position that 1he towns completely disappeared after the
Guptas or tllat no new towns X ere founded at a11. l hese questions may
ultimately be resolved more precisely by archaeology; it Bould seem, hov-
ever, that the thirteenth century does mark an inimense extension of *1rban
sites whose remains have survised.
183 For Alauddin Khaljiss measures, the basic sorce is Barani, pp 2X7-288.
184 Moreland (Agrariael Systefn of Moslem India, pp 16-18) held tilat in its appro-
ximation to "economic rent", the tax was essentially lslamic in origin,
while sn its being fixed at a unifcerm chare irrecrective of crop, it had
Hindu antecJdeots.
185 For a clear-headed account of agrarian taxation under the Sultanate, see
W H Morcland, op cit, pp 2t-G5, 1 oSer a description in CEHI, X, pp 60-()8.
of 'economic rent'.l86 The difference between this tax and the pre-
medieval assemblage of a "formidable number of taxes and cesses" lay
in the tax being a single claim on the bulk of the surplus; there was
probably tittle change in the size of the total burden that the peasant
had borne previoUSly.ls7 This is besides the fact that those who
appropriated the surplus through tlle land-tax represented an econo-
mic and social element of a different character from the previous
appropriators .
The imposition of the land-tax (usually called mal an Mughal
times) re-lnoulded the relations of the peasant with his superiors.
Since the tax claimed the bulk of the surplus for the King (and his
assignees), the fiscal claims of the previous aristocracy could not be
permitted. Thus the prohibition of the khot's cesses (1tuquq-i khoti,
qisnSat) by the Sultans,188 and of the various cesses cf zanlindars by
the Mughals. 189
The land-tax was no longer seen in the nature of tribute but as
a levy directly assessable upon each cultivator, whether he was a khot
or balahar.l90 In the Mughal Empire the insisteslce that the tax be
assessed on each cultivator name-by-name (asamEwar) pervades revenue
literature.19l From this the next step was also some times taken: a
claim on the peasant's person. True, says a 14th century document,
the peasants are "free-born" (hurr-asl), but their obligation to pay
tax requires that they be bound to the villages where they have been
cultivating the soil.192 This right of the authorities to force the
peasants cultivate the land, restrain tllem from leaving it, and bring
them back if they did so, is also asserted on various occasions during
the Muglla1 period.193 Finally, if the peasants failed to pay the tax,
they wouNl beconze subject to raids and enslavement by the King's
troops. Evidence for these measures begins right from the 13th
century;194 the same measures were almost routine in the Mughal
Empire 195
186 Cf Irfan Habib, Agrarian SAste1wl of M/lghal India, pp 190-196, and the refe-
rences givell there. There has been much work since then on revenue
administratlon, but it las tended uniformly to confirm this finding.
187 Harbans Mtlkhia seems to me to miss this point when he says that the Sul-
tans in 'mposing their heavy land-tax xvere merely following eatlier prece-
dents ( Jollrnal of Peasant Studies, VIII (3), 198 l, p 292).
188 Barani, pp 287, 288, 291-420.
l89 Irfan Halzib, Aglarian Systelzl of A{ugAlal India, p 150 and n.
190 Barani, p 287.
196 Barani, pp 287-288, 291. On the kAtot, see IESHR, IV (3), pp 212-2l3.
197 Ibid, p 430.
198 I omit giving detailed references here, because :1 have little subslantial
information to add to 1ny description of zamindars in Agrarian System
pp 136-lB9. See also an important paper by S Nurul Hasan, ''Zamindars under
the Mughals" in Land Control alld Social Structure ill ledian History,
ed L E Frykenburg, London, 1969.
199 A discussion of the zamindars' share in the surplus occurs in myAgrarian
System..., pp 144-154, S Moosvi argues in favour of a higher share of the
zamindar fIESHR, XI (3), pp 359-374).
zamindars". (In this the Qazi is historically correct) 200 The zamindars
have been given the task (merely) of collecting the tax from the
peasants. Yet because the ancestors of the peasants had recognised
the pre-Islamic potentates (rausa) as proprietors, they continue to re-
cognise their descendants, the zamindars, as proprietors as well. In fact,
they permit the zamindars to evict at will aIly of the peasants (riaya)
and lease out the land to someone else. The Qazi objects to these
pretensions of the zamindars because, he says, the land-tax (snaZlslll-i
arazi) is levied not on the zamindars, but on the peasants. But since
the peasants (harisan) have never claimed to be "proprietors" they
too cannot be so recognised. Indeed, slnce the land-tax, tl1ough set
at half the produce, exceeds that lim1t, it is not the khclraj of Islamc
Law, but rent (ujarat). This applies equally to fields cultivated by the
zamindars themselves. The ownership of land belongs, therefore, t()
the Treasury. In other words, he pronounces in conclusion what was
regarded by European travellers of tbe 16th and 17th conturies as an
undisputed principle, viz, the entire land in India "is ill the possession
(tasurruf) of the King". It was true, said the Qazi, that the zamindars
bought and sold "villages, inctuding cultivated lands", on which they
claimed ownership r,ights; but his opinion is that this practice was
based on "false" claims.20l
The Qazi's own opinions are less important than his depiction
of the actualities in which he is quite acute. The peasants admitted
themselves to be tenants-at-will of zamindars who were sproprietors',
but not the rent-appropriators; the nearest equivalent of rent was, on
the other hand, claimed through the King's tax. Such complexities
would defy any legal theory; they could be explained only as the out-
come of six centuries of history.
There is also possibly one piece of over-simplification in Qazi
Muhammad Ala's description. The zamindars were not universal
lntermediaries. The existence of peasant-held (raiyati) areas was a
very important aspect of the agrarian system.202 This seems to be
the main reason why Mughal revel1ue documents so often omit any
2.00 He is correct even in saying that thn pre-Islamic potentat wer_ recognised
as land-owners. Rautas are fotlnd selling or 1nortgaging theil lands in two
13th century inscriptions from U P. The Jaunpur brick inscription of 1Zl7
has been published by V S Agrawala in Jourflal of UP Historical Society, XVIlI
(1 & 2)1945, pp 196-20l; the Kasrak insclipfion of 12o7 is baing published
by my colleague Dr Pushpa Prasad, to whom .[ .m indebted for th> infor-
mat ion.
201 Risala Ahkam-i Arazi, Aligarh MSS, Abdus Salaln 'Arab;ya 331-10, f} 43v-621;
Lytton 'Arabiya Ma;hab (2), 62. ff, 53v-62. For his biography (stlch as is
known) see Abdul Hai Hasani, Nazhtltu-I Khawatir, Hyderabad (DnX, l376/
1907, VI, p 278.
210 The detailed argutnent for this isadvanced by me in Enquiry. NS, I:1I (3),
pp 32-36.
211 S N Hasan, K N Hasan atld S P Gupta, Proceedings of the :[ndian History
Congress, Mysore session (1966), pp 249, 263. Tables I dc Y.
2l2 See the data on agrazianusury in my article "Usury in Medieval India*',
CSSH, VI (4), pp 394-398.
213 Malikzada, Nigarllamcl-iMunshi (compiled 1684), Lucknow, 1884, p 139.
In every vtillage there are some muqaddams (headmen) who are the
proprietors of the village and hundreds of persons called asami pea-
sants, that is caltivators; the asami, with the approval of the
revenue-collector and the permission of those muqaddams, prepare
their fields, delimit them and cultivate the land, and pay the
revenue, as fixed at the beginning of the season, to the Government
through the muqaddams....
Most of the muqaddams, who organise their own (kwud-kasht)
cultivation, engage waz,e-labourers as servants, and set them to
agricultural work. Obliging them to do the ploughing, sowing,
reaping, and watering (of the field) from the wetl, they pay their
fixed wages, either in cash or kind. The crop of the ISeld belongs
to them, so that they are both muqaddams and asaM?is (in repect of
their khwud-kasht). ...214
214 Chhatar Mal, Diwan-pasand, Br. Mus. Or,-2011,ff7b-8a. The work was
compiled sometime before 1824, in the Doab area.
215 Khasra document discussed by S P {}upta, Medieval lndia a Miscellany,
Bombay, 1V, pp 1 68-178.
216 Evidence of Mughal documents on this is set out in Agrarian System
pp 125-127.
217 Cf Satish Chandra, "Some Aspects of lndian Village Society in b;orthern
lndia during the 18th Century", 1HR, 1 (1), pp 51-64.
Peasant Revolts
Pe.asant uprisings span medieval India; their immediate
220 They are analysed and calendared in IESHR, IV (3), pp 205-132; see
especially p 211-2i7.
221 Ibid, pp 215-216. The Kachhis and Chamarsare termed the "ancientmaSikss'
of the willage in the document (No. 16 of A D 1611). Presumably, they were
simply its inhabitants, forced to 'sell' their village *pon an inability to pay
the revenue.
229 Saiyid Ghulam Ali Khan, Intadus Sll'adat, Naval Kishore, t897, p S5.
230 See Sati sl} Chandra, "Social Backgrollnd to tlle Rise of the Maratha
N1Ovement during thc 17tll Century", IESHR, X (3) 197 (3), pp 209-217, and
P V Ranade, 'Feudal Content of Maharashtra Dharma", IHR, I (1),
pp 44-50. Cf Agrarian Syslem..., pp 349-350.
231 Bhimsen, Nuskha-i DilkusAza, Br hAus Or 23, f 139 p-b.
232 Mir Ghulam Ali Azad lSilgrami, Khizana-iAmira, Kanpur, 18,1, p 49.
233 I forn1 this impression from H Fukazawa, "Land and Peasants in the
Eighteenth Century Maratha Kingdom", SIitotsubashi Journal of Ecozlol1lics,
V1 (l), June 1965.
234 The bold assertioll that access to God could be acquired by men of such
low birth is made in beautiful verses composed in Bra; by Guru Arjan in the
name of Dhanna Jat, where the names and occupations of some of the great
preachers are given (Guru Granth Sahib, Devanagari text, btlb, Gurudwara
Prabarldhak Committee, Amritsar, 1951, I, pp 487-488; see also ibid, I, p 109).
235 I have examined these verses in 6'Evidence for 16th Century Agrarian Condi-
tions in the GsJru Granth Sahib", IESHR, I, 1964.
236 Verses reprodtlced in MuzaSar Husain, Nama-i-Muzaffiari, Lucknow, 1917, I,
p 255.
237 Ma sasir-i Alamgiri, Calcutta, 1870-1873, pp 115-1 l 6.
238 Abul Fazl Mamuri, History of Aurangzeb 's Reign, Br Mus Or 1 61, f 1 48b.
239 Ma'asir-i Alamgirt, pp 114-115.
240 Futuhat-i Alamgiri, Br Mus Add 23, 884, f 61b.
241 Dabistan-i Mazahib, ed Nazar Ashraf, Calcutta, l 809, p 285
242 Muhammad Shafi Warid, Miratu-I Waridat, Br Mus Add 6579, f 1 17b.
243 'Imadus Satadat, op cit, p 71.
244 Zafarnama, composed AD 1706 (?), Nanak Chand Naz, Jalandhar, 1959.
245 One can see this even in *}ndu Bangss otherwise sympathetic description,
Agrarian System of the Sikhs, New Delhi, 1978.