A Novel Four-Level Voltage Source Inverter-Influence of Switching Strategies On The Distribution of Power Losses
A Novel Four-Level Voltage Source Inverter-Influence of Switching Strategies On The Distribution of Power Losses
A Novel Four-Level Voltage Source Inverter-Influence of Switching Strategies On The Distribution of Power Losses
I. INTRODUCTION
HE transformerless multilevel inverter topologies have
T gained a great attention during the last two decades owing
to their significant advantages in high-voltage and high-power Fig. 2. Different dc-link arrangements for inverter. (a) The reference point 0
is taken from the common point of the dc sources. (b) The reference point 0 is
applications. The multilevel inverters, when are compared taken from the common connection of capacitors C and C .
with the conventional two-level inverters, exhibit higher output
voltage with the same device ratings, lower harmonic con-
MOS-controller transistors (MCTs), gate turn-off thyristors
tent, and and lower electromagnetic interference (EMI)
(GTOs), e.t.c.] in all positions, thus giving the ability of bidi-
levels [1]–[3]. Also, they draw input current with very low
rectional operation for all power semiconductor switches [4].
distortion content and they can operate with a lower switching
Here, an investigation of influence of switching strategies on
frequency. However, additional power semiconductor devices
the distribution of power losses in the semiconductor devices
are necessary for their implementation. The proposed four-level
of the four-level inverter is accomplished under different loads,
pulsewidth modulation (PWM) inverter (Fig. 1), which can
power factors, and modulation indices. Selecting the suitable
be used in high voltage dc (HVDC) transmission systems, ac
switching strategy a well-distributed losses dissipation among
drives, and renewable energy conversion systems, is a combi-
the devices can be obtained. This ability of having alternative
nation of a conventional two-level inverter and a three-level
switching strategies is an inherent advantage of the proposed
neutral-point clamped (NPC) inverter.
inverter. In addition, for high output power applications with
As it can be seen from Fig. 1, the proposed four-level inverter
high power factors and high modulation indices, the proposed
uses active switches [insulated gate bipolar transistors (IGBTs),
topology exhibits lower total power semiconductor losses than
Manuscript received June 27, 2005; revised February 1, 2006. Recommended the conventional four-level NPC inverter under the same load
for publication by Associate Editor J. Rodriguez. and dc input voltage. The dc-link capacitors voltages are kept
The authors are with the Laboratory of Electrical Machines, Department of
Electrical and Computer Engineering, National Technical University of Athens,
nearly constant under real and reactive power applications
Athens 15773, Greece (e-mail: manias@central.ntua.gr). through the use of a self-voltage balancing topology, as it is
Digital Object Identifier 10.1109/TPEL.2006.886627 described in Section V.
0885-8993/$20.00 © 2006 IEEE
150 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 22, NO. 1, JANUARY 2007
Fig. 3. (a), (b) Inverter output phase voltage and its harmonic spectrum respectively for the dc-link arrangement of Fig. 2(a). (c), (d) Inverter output phase voltage
and its harmonic spectrum respectively for the dc-link arrangement of Fig. 2(b).
II. OPERATION presented in Fig. 3. Fig. 3(a) and (b) correspond to dc-link
arrangement of Fig. 2(a), whereas Fig. 3(c) and (d) correspond
Each phase leg of the proposed inverter is composed of eight to dc-link arrangement of Fig. 2(b). The line-to-line voltage
active switches (IGBTs), thus ensuring bidirectional operation. and its harmonic spectrum for dc-link arrangement of Fig. 2(b)
The switches to are used for the implementation of a are given in Fig. 4. The software Simulink/Matlab is used for
conventional three-level NPC inverter, while the switches simulation. The simulation parameters for obtaining Figs. 3
and are used for the implementation of a conventional two- and 4 are: 900 V, 0.8, 39, 50 Hz,
level inverter, where , are the three phases. The dc inductive resistive 5 and 0.8.
input voltage is split into four bulk capacitors – and each Referring to Fig. 3, the following conclusions are extracted:
capacitor is charged to a voltage 4. 1) The magnitude of fundamental inverter phase voltage by
As the proposed inverter has an even number of voltage using the dc-link arrangement of Fig. 2(b) is 13.5% greater than
levels, two different dc-link arrangements are examined in the corresponding value obtained by the dc-link arrangement
order to obtain the inverter reference point 0, as shown in of Fig. 2(a), thus ensuring a better utilization of the dc-link
Fig. 2. The arrangement of Fig. 2(a), which provides an inverter voltage. 2) The inverter phase voltage harmonic spectrum by
output phase waveform of equally-spaced voltage levels, uses using the dc-link arrangement of Fig. 2(b) contains third and
two dc voltage sources 2, three capacitors of the same fifth order harmonics, whereas the line-to line voltage contains
capacitance and the reference point 0 is taken from the common only fifth order harmonic of small value. On the contrary, the
point of the dc sources. The arrangement of Fig. 2(b), which dc-link arrangement of Fig. 2(a) does not contain any low
provides an inverter output phase waveform of non-uniform order harmonics. 3) The harmonic content [total harmonic
voltage steps, uses one dc voltage source , four capacitors distortion (THD)] of the inverter phase voltage by using the
of the same capacitance and the reference point 0 is taken dc-link arrangement of Fig. 2(b) is about 12.7% lower than the
from the common connection of capacitors and . In corresponding value obtained by the dc-link arrangement of
order to decide upon the appropriate dc-link arrangement, the Fig. 2(a). Indeed, these values can be confirmed by referring
inverter output phase voltage and its harmonic spectrum for to Fig. 3(b) and (d). Considering that the advantages of higher
each dc-link arrangement are taken by simulation, which are output voltage and lower THD are more important than the
PERANTZAKIS et al.: NOVEL FOUR-LEVEL VOLTAGE SOURCE INVERTER 151
TABLE I
$
ALTERNATIVE SWITCH COMBINATIONS FOR PHASE LEG A. THE
SYMBOL: “ ” MEANS TRANSITION FROM ONE VOLTAGE
LEVEL TO ANOTHER AND VICE-VERSA
Fig. 4. (a) Line-to-line voltage and three phase load currents for the dc-link The modulation method used in the proposed inverter is a car-
arrangement of Fig. 2(b). (b) Harmonic spectrum of line-to-line voltage. rier-based Sinusoidal PWM (SPWM) [5]–[8], which is shown in
Fig. 5. As it can be seen from Fig. 5, the SPWM phase output
disadvantage of appearing low order harmonics, the dc-link voltage results from the comparison of the modulating wave
arrangement of Fig. 2(b) is selected for the proposed inverter. with the three high frequency triangular carrier waves ,
Accordingly, the same dc-link arrangement of Fig. 2(b) for the , and which are contiguous in-phase disposition ar-
conventional four-level NPC inverter is adopted in order to be rangement. The same is valid for the output voltages for phases
comparable the semiconductor power losses between the two and . The three sine modulating waves for phases , , are
types of inverters. phase shifted to each other by 120 and are expressed by
In the proposed inverter (Fig. 1), there is a freedom of
selecting different switching pattern combinations, since active
switches and have been used instead of clamping
diodes. This fact allows different switching strategies for the (1)
proposed inverter to be adopted and consequently different (2)
losses distribution profiles among the semiconductor devices
to be achieved. Table I presents the possible alternative switch
(3)
combinations in order to obtain a particular voltage level. Note
that there exist two combinations for obtaining the voltage where
levels in the upper region 2 4 , four combi- modulation index 1;
nations for obtaining the voltage levels in the middle region frequency ratio 39;
4 4 , and another two combinations for obtaining modulating wave frequency 2
the voltage levels in the lower region 4 2 . From 50 Hz;
these combinations, eighteen different switching strategies are carrier wave frequency 1950 Hz;
obtained and presented in the Appendix.
modulating wave peak-to-peak amplitude;
In some switching strategies, the zero current switching (ZCS)
upper, medium, and lower carrier waves
technique has been used in order to reduce the switching losses.
peak-to-peak amplitudes.
Forexample, theswitch inthefirst switchingstrategyturns-on
during the voltage level 2 under zero current, although it Initially, the modulating wave is compared with the constant
takes part only in obtaining the next voltage level 4. Thus, voltages 1/3 p.u. and 1/3 p.u. (Fig. 5) in order to
reduced switching losses are caused by switch during the determine the voltage level that should be used. When the mod-
voltage transition from level 2 to level 4. As it can ulating wave is compared with the upper trianglular signal, tran-
be seen in the Appendix, the same technique is applied to other sitions between voltage levels ( 2) and ( 4) are ob-
switches for the switching strategies one to four. tained, while when it is compared with the middle and lower tri-
152 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 22, NO. 1, JANUARY 2007
Fig. 7. (a) Mean value of devices losses per phase of the proposed four-level
inverter. (b) Devices losses standard deviation per switching strategy.
Fig. 6. Inverter output phase voltage for zero modulation index. (a) For even same power factor. Consequently, the criterion for choosing
number of voltage levels. (b) For odd number of voltage levels.
the appropriate switching strategy is the degree to which the
devices power losses are dispersed around the central mean
value. Here, the standard deviation will be used as a measure of
angles transitions between ( 4), ( 4) and ( 4), dispersion, which is defined as [9]
( 2) are, respectively, obtained.
The proposed inverter, as it is valid for every inverter with even
number of voltage levels, can not output a zero voltage state. As
a result, the inverter output phase voltage for zero modulation (4)
index is a bipolar waveform taking two distinct values 4
and 4 as shown in Fig. 6(a). This bipolar voltage wave- where
form, although it has a zero magnitude of fundamental voltage, it
exhibits high RMS value and considerable harmonic energy con- th device power losses;
centrated at the switching frequency. For example, for: 900 mean value of inverter devices losses;
V, 0.0, 39, the RMS value of bipolar output phase number of inverter semiconductor devices.
voltage is about 225 V. This is a disadvantage of the proposed The standard deviation for each switching strategy has been
inverter, especially when it should output low or zero voltage to found and the results are presented in Fig. 7(b). As it can be
a load, since then its output voltage waveform can not be van- seen from Fig. 7(b), the ninth switching strategy has the lowest
ished. On the contrary, this problem does not exist in inverters standard deviation value and accordingly provides the most uni-
with odd number of voltage levels, since the output phase voltage form losses distribution profile among the inverter devices. For
waveform is reduced to a zero line for zero modulation index, example, for 0.8 and 0.8, the proposed inverter
as shown for example in Fig. 6(b) for a five-level inverter. has a standard deviation value of 8.1 W, while the corresponding
value of the conventional four-level NPC inverter is 18 W, which
is more than twice higher. Therefore, from here on, the ninth
III. POWER LOSSES DISTRIBUTION OF
switching strategy will be used for taking simulation and exper-
THE SWITCHING STRATEGIES
imental results.
As it can be seen from Fig. 7(a), the mean value of the For comparison reasons, the per phase devices losses profiles
semiconductor devices power losses of the proposed inverter of the proposed inverter and the conventional four-level NPC
is nearly constant for all the switching strategies under the inverter are presented in Fig. 8, under the same output power,
PERANTZAKIS et al.: NOVEL FOUR-LEVEL VOLTAGE SOURCE INVERTER 153
Fig. 11. Conducting devices for one fundamental period with m = 0.6 and cos' = 0.2.
Fig. 12. Phase a of the proposed inverter including the dc-link capacitors self-voltage balancing circuit.
switching states of the main and clamping switches (Fig. 12) switches turn on or turn off once in one period (Table V), the
for each output voltage level are presented in Table V. dc-link capacitors voltages can be balanced regardless of the
In the proposed self-voltage balancing circuit, the auxiliary load characteristics [16]. Thus, using the proposed self-voltage
capacitors are connected in parallel with different dc-link ca- balancing topology, the inverter is suitable for supplying power
pacitors during different switching states. Since the clamping under nearly constant dc-link capacitors voltages.
156 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 22, NO. 1, JANUARY 2007
Fig. 13. Output phase voltage v , load current and dc-link capacitors voltages +V =2, +V =4, 0V =4, 0V =2. (a), (b) and (c), (d) waveforms taken with
and without the voltage balancing topology respectively.
TABLE V recognized that without the balancing circuit the voltage levels
SWITCHING STATES OF MAIN AND CLAMPING SWITCHES 2 and 2 exhibit a constant ripple, while the voltage
FOR EACH OUTPUT VOLTAGE LEVEL
levels 4 and 4 exhibit not only a constant ripple but
also they converge to zero with time. On the contrary, as shown
in Fig. 13(a) and (b), with the balancing circuit all the voltage
levels are kept nearly constant. Thus, it is concluded that the
proposed self-voltage balancing circuit effectively balances the
voltages of the dc-link capacitors. The simulation parameters
for taking Fig. 13 are: 400 V, 0.8, 39,
50 Hz, 2 mF, 1 mF,
20 and 15 mH.
TABLE VI
WORKING PARAMETERS FOR THEORETICAL AND SIMULATION RESULTS
Fig. 15. Comparison of total losses between the proposed and conventional
NPC inverter. The measurements were taken by varying the modulation index
and power factor under constant inductive-resistive load.
S
Fig. 14. Power losses of the devices ( + D S
), ( +D ), (S + D )
of the proposed inverter. (a) Simulation results. (b) Theoretical results.
The inductive-resistive load remains constant, while the modulation index
and the power factor are varied.
TABLE VII
SWITCHING STRATEGIES
Where x: a, b, c the three phases. The indices: “u,” “m,” and “l” means upper,
middle and lower carrier band, respectively.
Fig. 17. Experimental results of the proposed four-level inverter. (a) Output
phase voltage. (b) Load current.
two-level and a conventional three-level NPC inverter. The suit-
able switching strategy for the proposed inverter was selected,
which ensures the most uniform power losses distribution pro-
file among the inverter semiconductor devices, under different
loads, power factors, and modulation indices. It was found that
the proposed inverter had a better losses distribution profile
with respect to the conventional four-level NPC inverter. For
high output power with high power factors and modulation
indices, the proposed inverter exhibited up to 30% lower total
devices losses than the conventional NPC inverter. For low
output power with low power factors and modulation indices
the proposed inverter exhibited up to 13% greater total devices
losses than the conventional NPC inverter. Consequently, the
proposed topology is more efficient than the conventional
NPC inverter for supplying high output power and loads with
high power factors and modulation indices. However, the
proposed inverter has the disadvantage of using two additional
active switches per phase. Moreover, a self-voltage balancing
topology was proposed, which effectively balanced the dc-link
capacitors voltages. Finally, the theoretical results were in good
Fig. 18. Experimental results for IGBT S . (a) Blocking voltage. (b) Collector agreement with the simulation and experimental results.
current.
APPENDIX
As it is explained in Section II, the magnitude of the funda-
mental line-to-line voltage of the proposed inverter is 13.5% See Table VII.
higher than that given by (9). Indeed, this fact can be confirmed
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