TB010299
TB010299
TB010299
0769
This paper is concerned with a striking visual experience: that of seeing geometric visual hallucinations.
Hallucinatory images were classi¢ed by Klu«ver into four groups called form constants comprising
(i) gratings, lattices, fretworks, ¢ligrees, honeycombs and chequer-boards, (ii) cobwebs, (iii) tunnels,
funnels, alleys, cones and vessels, and (iv) spirals. This paper describes a mathematical investigation of
their origin based on the assumption that the patterns of connection between retina and striate cortex
(henceforth referred to as V1) ö the retinocortical map ö and of neuronal circuits in V1, both local and
lateral, determine their geometry.
In the ¢rst part of the paper we show that form constants, when viewed in V1 coordinates, essentially
correspond to combinations of plane waves, the wavelengths of which are integral multiples of the width
of a human Hubel ^Wiesel hypercolumn, ca. 1.33^2 mm. We next introduce a mathematical description of
the large-scale dynamics of V1 in terms of the continuum limit of a lattice of interconnected hyper-
columns, each of which itself comprises a number of interconnected iso-orientation columns. We then
show that the patterns of interconnection in V1 exhibit a very interesting symmetry, i.e. they are invariant
under the action of the planar Euclidean group E(2) ö the group of rigid motions in the plane ö
rotations, re£ections and translations. What is novel is that the lateral connectivity of V1 is such that a
new group action is needed to represent its properties: by virtue of its anisotropy it is invariant with
respect to certain shifts and twists of the plane. It is this shift ^ twist invariance that generates new
representations of E(2). Assuming that the strength of lateral connections is weak compared with that of
local connections, we next calculate the eigenvalues and eigenfunctions of the cortical dynamics, using
Rayleigh ^Schro«dinger perturbation theory. The result is that in the absence of lateral connections, the
eigenfunctions are degenerate, comprising both even and odd combinations of sinusoids in , the cortical
label for orientation preference, and plane waves in r, the cortical position coordinate.`Switching-on' the
lateral interactions breaks the degeneracy and either even or else odd eigenfunctions are selected. These
results can be shown to follow directly from the Euclidean symmetry we have imposed.
In the second part of the paper we study the nature of various even and odd combinations of eigen-
functions or planforms, the symmetries of which are such that they remain invariant under the particular
action of E(2) we have imposed. These symmetries correspond to certain subgroups of E(2), the so-called
axial subgroups. Axial subgroups are important in that the equivariant branching lemma indicates that
when a symmetrical dynamical system becomes unstable, new solutions emerge which have symmetries
corresponding to the axial subgroups of the underlying symmetry group. This is precisely the case studied
in this paper. Thus we study the various planforms that emerge when our model V1 dynamics become
unstable under the presumed action of hallucinogens or £ickering lights. We show that the planforms
correspond to the axial subgroups of E(2), under the shift ^ twist action. We then compute what such
planforms would look like in the visual ¢eld, given an extension of the retinocortical map to include its
action on local edges and contours. What is most interesting is that, given our interpretation of the
correspondence between V1 planforms and perceived patterns, the set of planforms generates represent-
atives of all the form constants. It is also noteworthy that the planforms derived from our continuum
model naturally divide V1 into what are called linear regions, in which the pattern has a near constant
orientation, reminiscent of the iso-orientation patches constructed via optical imaging. The boundaries of
such regions form fractures whose points of intersection correspond to the well-known `pinwheels'.
*
Author for correspondence (cowan@math.uchicago.edu).
Phil. Trans. R. Soc. Lond. B (2001) 356, 299^330 299 & 2001 The Royal Society
Received 18 April 2000 Accepted 11 August 2000
300 P. C. Bresslo¡ and others Geometric visual hallucinations
To complete the study we then investigate the stability of the planforms, using methods of nonlinear
stability analysis, including Liapunov ^Schmidt reduction and Poincarë ^ Lindstedt perturbation theory.
We ¢nd a close correspondence between stable planforms and form constants. The results are sensitive to
the detailed speci¢cation of the lateral connectivity and suggest an interesting possibility, that the cortical
mechanisms by which geometric visual hallucinations are generated, if sited mainly in V1, are closely
related to those involved in the processing of edges and contours.
Keywords: hallucinations; visual imagery; £icker phosphenes; neural modelling;
horizontal connections; contours
`. . . the hallucination is . . . not a static process but a boards; (II) cobwebs; (III) tunnels and funnels, alleys,
dynamic process, the instability of which re£ects an cones, vessels; and (IV) spirals. Some examples of class I
instability in its conditions of origin' (Klu«ver (1966), form constants are shown in ¢gure 1, while examples of
p. 95, in a comment on Mourgue (1932)). the other classes are shown in ¢gures 2^4.
Such images are seen both by blind subjects and in
1. INTRODUCTION sealed dark rooms (Krill et al. 1963). Various reports
(a) Form constants and visual imagery (Klu«ver 1966) indicate that although they are di¤cult to
Geometric visual hallucinations are seen in many situa- localize in space, and actually move with the eyes, their
tions, for example, after being exposed to £ickering positions relative to each other remain stable with respect
lights (Purkinje 1918; Helmholtz 1924; Smythies 1960) to such movements. This suggests that they are generated
after the administration of certain anaesthetics (Winters not in the eyes, but somewhere in the brain. One clue on
1975), on waking up or falling asleep (Dybowski 1939), their location in the brain is provided by recent studies of
following deep binocular pressure on one's eyeballs visual imagery (Miyashita 1995). Although controversial,
(Tyler 1978), and shortly after the ingesting of drugs such the evidence seems to suggest that areas V1 and V2, the
as LSD and marijuana (Oster 1970; Siegel 1977). Patterns striate and extra-striate visual cortices, are involved in
that may be hallucinatory are found preserved in petro- visual imagery, particularly if the image requires detailed
glyphs (Patterson 1992) and in cave paintings (Clottes & inspection (Kosslyn 1994). More precisely, it has been
Lewis-Williams 1998). There are many reports of such suggested that (Ishai & Sagi 1995, p. 1773)
experiences (Knauer & Maloney 1913, pp. 429^430): `[the] topological representation [provided by V1] might
subserve visual imagery when the subject is scrutinizing
`Immediately before my open eyes are a vast number of
attentively local features of objects that are stored in
rings, apparently made of extremely ¢ne steel wire, all
memory'.
constantly rotating in the direction of the hands of a
clock; these circles are concentrically arranged, the inner- Thus visual imagery is seen as the result of an interaction
most being in¢nitely small, almost pointlike, the between mechanisms subserving the retrieval of visual
outermost being about a meter and a half in diameter. memories and those involving focal attention. In this
The spaces between the wires seem brighter than the respect it is interesting that there seems to be competition
wires themselves. Now the wires shine like dim silver in
between the seeing of visual imagery and hallucinations
parts. Now a beautiful light violet tint has developed in
them. As I watch, the center seems to recede into the
(Knauer & Maloney 1913, p. 433):
depth of the room, leaving the periphery stationary, till `. . . after a picture had been placed on a background and
the whole assumes the form of a deep tunnel of wire rings. then removed ``I tried to see the picture with open eyes.
The light, which was irregularly distributed among the In no case was I successful; only [hallucinatory] visionary
circles, has receded with the center into the apex of the phenomena covered the ground'''.
funnel. The center is gradually returning, and passing the
position when all the rings are in the same vertical plane, Competition between hallucinatory images and after-
continues to advance, till a cone forms with its apex images was also reported Klu«ver 1966, p. 35):
toward me . . . . The wires are now £attening into bands `In some instances, the [hallucinatory] visions prevented
or ribbons, with a suggestion of transverse striation, and the appearance of after-images entirely; [however] in
colored a gorgeous ultramarine blue, which passes in most cases a sharply outlined normal after-image
places into an intense sea green. These bands move rhyth- appeared for a while . . . while the visionary phenomena
mically, in a wavy upward direction, suggesting a slow were stationary, the after-images moved with the eyes'.
endless procession of small mosaics, ascending the wall in
single ¢les. The whole picture has suddenly receded, the As pointed out to us by one of the referees, the fused
center much more than the sides, and now in a moment, image of a pair of random dot stereograms also seems to
high above me, is a dome of the most beautiful mosiacs, be stationary with respect to eye movements. It has also
. . . . The dome has absolutely no discernible pattern. But been argued that because hallucinatory images are seen
circles are now developing upon it; the circles are as continuous across the midline, they must be located at
becoming sharp and elongated . . . now they are rhombics higher levels in the visual pathway than V1 or V2
now oblongs; and now all sorts of curious angles are (R. Shapley, personal communication.) In this respect
forming; and mathematical ¢gures are chasing each other there is evidence that callosal connections along the V1/
wildly across the roof . . . .'
V2 border can act to maintain continuity of the images
Klu«ver (1966) organized the many reported images into across the vertical meridian (Hubel & Wiesel 1967).
four classes, which he called form constants: (I) gratings, All these observations suggest that both areas V1 and
lattices, fretworks, ¢ligrees, honeycombs and chequer- V2 are involved in the generation of hallucinatory
(a) (a)
(b) (b)
1
R ,
(w0 erR )2
where w0 and e are constants. Estimates of w0 0:087
and e 0:051 in appropriate units can be obtained from
published data (Drasdo 1977). From the inverse square
law one can calculate the Jacobian of the map and hence
V1 coordinates fx, yg as functions of visual ¢eld or retinal
coordinates frR , R g. The resulting coordinate transforma-
tion takes the form
e
x ln 1 rR ,
e w0
rR R
y ,
w0 erR
Figure 4. Cobweb petroglyph. Redrawn from Patterson
(1992). where and are constants in appropriate units.
Figure 5 shows the map.
The transformation has two important limiting cases:
(i) near the fovea, erR 5w0, it reduces to
distribution of retinal ganglion cells, each of which r
x R,
connects to V1 via the lateral geniculate nucleus (LGN). w0
This allows calculation of the details of the map (Cowan r
y R R,
1977). Let R be the packing density of retinal ganglion w0
cells per unit area of the visual ¢eld, the corresponding
density per unit surface area of cells in V1, and rR ; R and (ii), su¤ciently far away from the fovea, erR w0, it
retinal or equivalently, visual ¢eld coordinates. Then becomes
R rR drR dR is the number of ganglion cell axons in a er
retinal element of area rR drR dR . By hypothesis these x ln R ,
e w0
axons connect topographically to cells in an element of
V1 surface area dx dy, i.e. to dx dy cortical cells. (V1 is y R.
e
assumed to be locally £at with Cartesian coordinates.)
Empirical evidence indicates that is approximately Case (i) is just a scaled version of the identity map, and case
constant (Hubel & Wiesel 1974a,b), whereas R declines (ii) is a scaled version of the complex logarithm as was ¢rst
from the origin of the visual ¢eld, i.e. the fovea, with an recognized by Schwartz (1977). To see this, let
inverse square law (Drasdo 1977) zR xR iyR rR expiR , be the complex representation
(a) π /2 (b)
y
π /2 π /2
π 0 π 0 x
3π /2 3π /2
3π /2
(c) y
π /2 π /2
π 0
x
3π /2 3π /2
Figure 5. The retinocortical map: (a) visual ¢eld; (b) the actual cortical map, comprising right and left hemisphere transforms;
(c) a transformed version of the cortical map in which the two transforms are realigned so that both foveal regions correspond to
x 0.
(a) (a)
(b)
(b)
(a) 1 2 (a)
3
(b) y
1
3
(b)
(c) y
2
φ0
θ0
φ0
local connections
φ0
2
two points P, Q ∈ R × [0, π ) rotation by θ = π /6
1 1
0.5 0.5
(rQ , φQ)
(r'Q, φ'Q)
θ
0 0
− 0.5 − 0.5
(rp , φp) (r'P, φ'P)
−1 −1 Figure 13. Action of a rotation by
−1 − 0.5 0 0.5 1 −1 − 0.5 0 0.5 1 : (r, ) ! (r0 , 0 ) (R r, ).
satisfying equations (3)^(5) is also Euclidean invariant.) symmetry group E(2) (Golubitsky et al. 1988). The equiv-
Translation invariance of w is obvious, i.e. ariance of the operator F with respect to the action of
E(2) has major implications for the nature of solutions
w(r s, jr0 s, 0 ) w(r, jr0 ,0 ).
bifurcating from the homogeneous resting state. Let be
Invariance with respect to a rotation by follows from a bifurcation parameter. We show in ½ 4 that near a point
for which the steady state a(r, , ) 0 becomes unstable,
w(R r, jR r0 , 0 ) there must exist smooth solutions to the equilibrium equa-
wloc ( 0 )loc (jR r r0 j) tion Ga(r, , ) 0 that are identi¢ed by their
symmetry (Golubitsky et al. 1988). We ¢nd solutions that
w(R
^ R (r r0 ))lat ( 0 )
are doubly periodic with respect to a rhombic, square or
wloc ( 0 )loc (jr r0 j) w(R
^ r)lat ( 0 ) hexagonal lattice by using the remnants of Euclidean
w(r, jr , ). 0 0 symmetry on these lattices. These remnants are the (semi-
direct) products G of the torus T 2 of translations modulo
Finally, invariance under a re£ection about the x-axis the lattice with the dihedral groups D2 , D4 and D6, the
holds because holohedries of the lattice. Thus, when a(r, , ) 0
becomes unstable, new solutions emerge from the
w(r, jr0 , 0 ) wloc ( 0 )loc (jr r0 j)
instability with symmetries that are broken compared
^ (r r0 ))lat ( 0 )
w(R with G. Su¤ciently close to the bifurcation point these
wloc ( 0 )loc (jr r0 j) patterns are characterized by (¢nite) linear combinations
w(R
^ r0 ))lat ( 0 ) of eigenfunctions of the linear operator L D0 G
(r
obtained by linearizing equation (1) about the homoge-
wloc ( 0 )loc (jr r0 j) neous state a 0. These eigenfunctions are derived in ½ 3.
w(R
^ (r r0 ))lat ( 0 )
w(r, jr0 , 0 ). (c) Two limiting cases
For the sake of mathematical convenience, we restrict
We have used the identity R R and the conditions our analysis in this paper to the simpler weight distribu-
wloc ( ) wloc (), lat ( ) lat (), w(r)
^ w(r).
^ tion given by equations (3) and (4) with w^ satisfying
either equation (5) or (8). The most important property of
(iii) Implications of Euclidean symmetry w is its invariance under the extended Euclidean group
Consider the action of on equation (1) for h(r, t) 0: action (9), which is itself a natural consequence of the
1
anisotropic pattern of lateral connections. Substitution of
@a( P, t) equation (3) into equation (1) gives (for zero external
@t Z inputs)
1
a( P, t) w( 1 PjP 0 )a(P 0 , t)dP 0 @a(r, , t)
R2 S1
Z @t
a( 1
P, t) w(Pj P 0 )a(P 0 , t)dP 0 Z
d0
Z R2 S1 a(r, , t) wloc ( 0 )a(r, 0 , t)
0
a( 1
P, t) w(PjP 00 )a( 1 P 00 , t)dP 00 , Z
R2 S1 wlat (r r0 , )a(r0 , , t)dr0 , (11)
R2
since d 1 P dP and w is Euclidean invariant. If we
rewrite equation (1) as an operator equation, namely, where we have introduced an additional coupling para-
da meter that characterizes the relative strength of lateral
Fa Ga 0, interactions. Equation (11) is of convolution type, in that
dt
the weighting functions are homogeneous in their respec-
then it follows that F a F a. Thus F commutes with tive domains. However, the weighting function wlat (r, )
2 E(2) and F is said to be equivariant with respect to the is anisotropic, as it depends on . Before proceeding to
σ (a)
Sompolinsky 1997; Mundel et al. 1997; Ermentrout 1998; 2
Bresslo¡ et al. 2000a):
Z
@a(r, , t)
a(r, , t) wloc ( 0 ) 1
@t 0
0 d0
a(r, , t) . (12)
0 π /2 π
Linearizing this equation about the homogeneous state orientation φ
a(r, , t) 0 and considering perturbations of the form
a(r, , t) elt a(r, ) yields the eigenvalue equation Figure 14. Sharp orientation tuning curves for a Mexican hat
Z weight kernel with loc 208, ^ loc 608 and Aloc 1. The
d0 tuning curve is marginally stable so that the peak activity a at
la(r, ) a(r, ) wloc ( 0 )a(r, 0 ) . each point in the cortical plane is arbitrary. The activity is
0
truncated at 0 in line with the choice of 0 0.
Introducing
P the Fourier series expansion a(r, )
m zm (r) e2im c:c: generates the following discrete ¢gure 14, which is obtained by taking wloc () to be a
dispersion relation for the eigenvalue l: di¡erence of Gaussians over the domain /2, /2:
l 1 Wm lm , (13) 2
wloc () 2loc 1=2
exp( 2 /2loc
2
) Aloc 2^loc
2
1=2
exp( 2 ^2
/2loc ), (15)
where 1 dz/dz evaluated at z 0 and
X with loc 5^loc and Aloc 41.
wloc () Wn e2ni . (14)
The location of the centre (r) of each tuning curve is
n2Z
arbitrary, which re£ects the rotational equivariance of
Note that because wloc () is a real and even function of , equation (12) under the modi¢ed group action
W m Wm W m . : (r, ) ! (r, ). Moreover, in the absence of
Let Wp maxfWn , n 2 Z g and suppose that p is lateral interactions the tuned response is uncorrelated
unique with Wp 40 and p51. It then follows from across di¡erent points in V1. In this paper we show how
equation (13) that the homogeneous state a(r, ) 0 is the presence of anisotropic lateral connections leads to
stable for su¤ciently small , but becomes unstable when periodic patterns of activity across V1 in which the peaks
increases beyond the critical value c /1 Wp due to of the tuning curve at di¡erent locations are correlated.
excitation of linear eigenmodes of the form
a(r, ) z(r)e2ip z(r)e 2ip , where z(r) is an arbitrary (ii) The Ermentrout ^ Cowan model
complex function of r. It can be shown that the saturating The other limiting case is to neglect the orientation
nonlinearities of the system stabilize the growing pattern label completely. Equation (11) then reduces to a one-
of activity (Ermentrout 1998; Bresslo¡ et al. 2000a). In population version of the model studied by Ermentrout &
terms of polar coordinates z(r) Z(r)e2i(r) we have Cowan (1979):
a(r, ) Z(r) cos (2p (r)). Thus at each point r in Z
@
the plane the maximum (linear) response occurs at the a(r, t) a(r, t) wlat (r r0 ) a(r0, t) dr0 . (16)
@t O
orientations (r) k/p, k 0, 1, : : :, p 1 when p 6 0.
Of particular relevance from a biological perspective In this model there is no reason to distinguish any direc-
are the cases p 0 and p 1. In the ¢rst case there is a tion in V1, so we assume that wlat (r r0 ) ! wlat (jr r0 j),
bulk instability in which the new steady state shows no i.e. wlat depends only on the magnitude of r r0 . It can
orientation preference. Any tuning is generated in the be shown that the resulting system is equivariant with
genicocortical map. We call this the `Hubel ^Wiesel' respect to the standard action of the Euclidean group in
mode (Hubel & Wiesel 1974a). In the second case the the plane.
response is unimodal with respect to . The occurrence of Linearizing equation (16) about the homogeneous state
a sharply tuned response peaked at some angle (r) in a and taking a(r, t) elt a(r) gives rise to the eigenvalue
local region of V1 corresponds to the presence of a local problem
contour there, the orientation of which is determined by Z
the inverse of the double retinocortical map described in la(r) a(r) 1 wlat (jr r0 j)a(r0 )dr0 ,
½ 5(a). An example of typical tuning curves is shown in O
Z
which upon Fourier transforming generates a dispersion
d0
relation for the eigenvalue l as a function of q jkj, i.e. lu() u() 1 wloc ( 0 )u(0 )
0
l e
1 W(q) l(q), w
e lat (k, 'u() . (19)
where W(q) e we lat (k) is the Fourier transform of Here we lat (k, ) is the Fourier transform of wlat (r, ).
wlat (jrj). Note that l is real. If we choose wlat (jrj) to be in Assume that wlat satis¢es equations (4) and (5) so that
the form of a Mexican hat function, then it is simple to the total weight distribution w is Euclidean invariant. The
establish that l passes through zero at a critical para- resulting symmetry of the system then restricts the struc-
meter value c signalling the growth of spatially periodic ture of the solutions of the eigenvalue equation (19):
patterns with wavenumber qc , where W(q e c)
e
maxq fW(q)g. Close to the bifurcation point these (i) l and u() only depend on the magnitude q jkj of
patterns can be represented as linear combinations of the wave vector k. That is, there is an in¢nite degen-
plane waves eracy due to rotational invariance.
X (ii) For each k the associated subspace of eigenfunctions
a(r) ci exp(iki r),
i
G (q), (29)
(b) Eigenfunctions and eigenvalues
and (ii) u() u () where to O ( )
The calculation of the eigenvalues and eigenfunctions
of the linearized equation (17), and hence the derivation X
u () cos(2) u
m (q) cos(2m), (30)
of conditions for the marginal stability of the homoge- m50, m61
neous state, has been reduced to the problem of solving X
the matrix equation (24), which we rewrite in the more u () sin(2) um (q) sin(2m), (31)
convenient form m41
X
l ^ m n (q)An . with
Wm Am W (26)
1 n2Z ^ 1 (q)
W
u
0 (q) ,
We exploit the experimental observation that the intrinsic W1 W 0
lateral connections appear to be weak relative to the local (32)
connections, i.e. W ^ W. Equation (26) can then be ^ m 1 (q) W
W ^ m1 (q)
u
m (q) , m41.
solved by expanding as a power series in and using W1 Wm
Rayleigh ^Schro«dinger perturbation theory.
(ii) Case 40 where ki qc (cos 'i , sin 'i ) and u() u () for qc q.
If we now switch on the lateral connections, then there The in¢nite degeneracy arising from rotation invariance
is a q-dependent splitting of the degenerate eigenvalue l1 means that all modes lying on the circle jkj qc become
that also separates out odd and even solutions. Denoting marginally stable at the critical point. However, this can
the characteristic size of such a splitting by l O ( ), be reduced to a ¢nite set of modes by restricting solutions
we impose the condition that l 1 W, where to be doubly periodic functions. The types of doubly peri-
odic solutions that can bifurcate from the homogeneous
W minfW1 Wm , m 6 1g: state will be determined in ½ 4.
As a speci¢c example illustrating marginal stability let
This ensures that the perturbation does not excite states
w(r)
^ be given by equation (5). Substitution into equation
associated with other eigenvalues of the unperturbed
(25) gives
problem (see ¢gure 15). We can then restrict ourselves to
Z Z 1
calculating perturbative corrections to the degenerate d
W ^ n (q) e 2in g(s) cos(sq cos )ds .
eigenvalue l1 and its associated eigenfunctions. Therefore,
0 0
we introduce the power series expansions
Using the Jacobi ^Anger expansion
l
W1 l(1) 2 (2)
l ..., (27)
1 X
1
cos(sq cos ) J0 (sq) 2 ( 1)m J2m (sq) cos(2m),
and m1
(a)
1.0
0.98 0.98
0.96 0.96
µ even
0.94
µ 0.94
odd
0.92
odd 0.92
0.9
even
qc
0.90 qc
1 2 3 4 5
q 1 2 3 4 5
q
(b)
1
q− ^
Figure 17. Same as ¢gure 16 except that W(q) satis¢es
0.8 equation (36) with 0 /3 rather than equation (34). It can
q+
be seen that the marginally stable eigenmodes are now even
0.6 functions of .
q
0.4
An interesting question concerns under what circum-
0.2 stances can even patterns be excited by a primary
instability rather than odd, in the regime of weak lateral
interactions. One example occurs when there is a su¤-
0.2 0.4 0.6 0.8 1 cient spread in the distribution of lateral connections
Alat
along the lines shown in ¢gure 12. In particular, suppose
that w(r)
^ is given by equation (8) with p() 1 for 40
Figure 16. (a) Plot of marginal stability curves (q) for g(s) and zero otherwise. Equation (34) then becomes
given by the di¡erence of Gaussians (equation (6)) with
lat 1, ^ lat 3, Alat 1 and 0:4W1 . Also set
Z 1
/1 W1 1. The critical wavenumber for spontaneous W^ n (q) ( 1)n sin(2n0 ) g(s)J2n (sq)ds. (36)
2n0 0
pattern formation is qc . The marginally stable eigenmodes are
odd functions of . (b) Plot of critical wavenumber q for To ¢rst order in the size of the gap between the odd
marginal stability of even ( + ) and odd (7) patterns as a
and even eigenmodes at the critical point qc is deter-
function of the strength of inhibitory coupling Alat . If the
inhibition is too weak then there is a bulk instability with mined by 2W^ 2 (qc ) (see equation 29). It follows that if
0 4/4 then W ^ 2 (q) reverses sign, suggesting that even
respect to the spatial domain.
rather than odd eigenmodes become marginally stable
with Jn (x) the Bessel function of integer order n, we ¢rst. This is con¢rmed by the marginal stability curves
derive the result shown in ¢gure 17.
Z 1
W^ n (q) ( 1)n g(s)J2n (sq)ds. (34) (i) Choosing the bifurcation parameter
0 It is worth commenting at this stage on the choice of
bifurcation parameter . One way to induce a primary
Next we substitute equation (6) into (34) and use standard instability of the homogeneous state is to increase the
properties of Bessel functions to obtain global coupling parameter in equation (29) until the
2 2 2 2 critical point c is reached. However, it is clear from
^ ( 1)n lat q q equation (29) that an equivalent way to induce such an
Wn (q) exp In lat
2 4 4 instability is to keep ¢xed and increase the slope 1 of
^ 2 2 ^ 2 2 the neural output function . The latter could be achieved
lat q q by keeping a non-zero uniform input h(r, , t) h0 in
Alat exp In lat , (35)
4 4 equation (1) so that the homogeneous state is non-zero,
a(r, , t) a0 6 0 with 1 0 (a0 ). Then variation of the
where In is a modi¢ed Bessel function of integer order n. input h0 and consequently 1, corresponds to changing
The resulting marginal stability curves (q) the e¡ective neural threshold and hence the level of
/1 G (q) are plotted to ¢rst order in in ¢gure 16a. The network excitability. Indeed, this is thought to be one of
existence of a non-zero critical wavenumber qc q at the possible e¡ects of hallucinogens. In summary, the
c (qc ) is evident, indicating that the marginally mathematically convenient choice of as the bifurcation
stable eigenmodes are odd functions of . The inclusion of parameter can be reinterpreted in terms of biologically
higher-order terms in does not alter this basic result, at meaningful parameter variations. It is also possible that
least for small . If we take the fundamental unit of hallucinogens act indirectly on the relative levels of inhi-
length to be ca. 400 mm; then the wavelength of a pattern bition and this could also play a role in determining the
is 2(0:400)/qc mm, ca. 2:66 mm at the critical wave- type of patterns that emerge ö a particular example is
number qc 1 (see ¢gure 16b). discussed below.
0.92 and
X
0.9 u() 1 u0m (q) cos(2m O( 2 ), (40)
qc m40
with
1 2 3 4 5
q ^ m (q)
W
u0m (q) . (41)
Figure 18. Plot of marginal stability curve 0 (q) for a bulk W0 Wm
instability with respect to orientation and g(s) given by the
di¡erence of Gaussians (equation (6)) with lat 1, ^lat 3,
Substituting equation (40) into equation (33) shows that
Alat 1:0, 0:4W0 and /1 W0 1. The critical wave- the marginally stable states are now only weakly depen-
number for spontaneous pattern formation is qc . dent on the orientation , and to lowest order in simply
correspond to the spatially periodic patterns of the
Ermentrout ^ Cowan model. The length-scale of these
(d) The Ermentrout ^ Cowan model revisited patterns is determined by the marginal stability curve
The marginally stable eigenmodes (equation (33)) 0 (q) /1 G0 (q), an example of which is shown in
identi¢ed in the analysis consist of spatially periodic ¢gure 18.
patterns of activity that modulate the distribution of The occurrence of a bulk instability in orientation
orientation tuning curves across V1. Examples of these means that for su¤ciently small the resulting cortical
contoured cortical planforms will be presented in ½ 4 and patterns will be more like contrasting regions of light and
the corresponding hallucination patterns in the visual dark rather than a lattice of oriented contours (see ½ 4).
¢eld (obtained by applying an inverse retinocortical map) However, if the strength of lateral connections were
will be constructed in ½ 5. It turns out that the resulting increased, then the eigenfunctions (40) would develop a
patterns account for some of the more complicated form signi¢cant dependence on the orientation . This could
constants where contours are prominent, including then provide an alternative mechanism for the generation
cobwebs, honeycombs and lattices (¢gure 4). However, of even contoured patterns ö recall from ½ 3(c) that only
other form constants such as chequer-boards, funnels and odd contoured patterns emerge in the case of a tuned
spirals (¢gures 6 and 7) comprise contrasting regions of instability with respect to orientation, unless there is
light and dark. One possibility is that these hallucinations signi¢cant angular spread in the lateral connections.
are a result of higher-level processes ¢lling in the
contoured patterns generated in V1. An alternative expla-
nation is that such regions are actually formed in V1 itself 4. DOUBLY PERIODIC PLANFORMS
by a mechanism similar to that suggested in the original As we found in ½ 3 (c) and ½ 3 (d), rotation symmetry
Ermentrout ^ Cowan model. This raises the interesting implies that the space of marginally stable eigenfunctions
issue as to whether or not there is some parameter regime of the linearized Wilson ^ Cowan equation is in¢nite-
in which the new model can behave in a similar fashion dimensional, that is, if u()eikr is a solution then so is
to the `cortical retina' of Ermentrout & Cowan (1979), u( ')eiR' kr . However, translation symmetry suggests
that is, can cortical orientation tuning somehow be that we can restrict the space of solutions of the nonlinear
switched o¡ ? One possible mechanism is the following: Wilson ^ Cowan equation (11) to that of doubly periodic
suppose that the relative level of local inhibition, which is functions. This restriction is standard in many treatments
speci¢ed by the parameter Aloc in equation (15), is of spontaneous pattern formation, but as yet it has no
reduced (e.g. by the possible (indirect) action of halluci- formal justi¢cation. There is, however, a wealth of
nogens). Then W0 maxfWn , n 2 Z g rather than W1, evidence from experiments on convecting £uids and
and the marginally stable eigenmodes will consist of chemical reaction ^ di¡usion systems (Walgraef 1997), and
spatially periodic patterns that modulate bulk instabiliti- simulations of neural nets (Von der Malsburg & Cowan
ties with respect to orientation. 1982), which indicates that such systems tend to generate
To make these ideas more explicit, we introduce the doubly periodic patterns in the plane when the homoge-
perturbation expansions neous state is destabilized. Given such a restriction, the
associated space of marginally stable eigenfunctions is
l then ¢nite-dimensional. A ¢nite set of speci¢c eigen-
W0 l(1) 2 (2)
l ..., (37)
1 functions can then be identi¢ed as candidate planforms,
in the sense that they approximate time-independent
and solutions of equation (11) su¤ciently close to the critical
point where the homogeneous state loses stability. In this
An zn,0 A(1)
n
2
A(2)
n .... (38) section we construct such planforms.
Table 1. Generators for the planar lattices and their dual Table 2. Eigenfunctions corresponding to shortest dual wave
lattices vectors
square (1, 0)p (0, 1)p (1, 0) (0, 1) p square c1 u()eik1 r c2 u( /2)eik2 r c:c:
1
hexagonal (1, 1/ 3) (0, 2/ 3) (1, 0) 2
( 1, 3) hexagonal c1 u()eik1 r c2 u( 2/3)eik3 r
rhombic (1, cot ) (0, cosec ) (1, 0) (cos , sin ) c3 u( 2/3)eik3 r c:c:
rhombic c1 u()eik1 r c2 u( )eik2 r c:c:
orientation tuning curve at r (see ¢gure 14). Hence the and the visual ¢eld is that the periodicity of the angular
contoured solutions generally consist of iso-orientation retinal coordinate R implies that the y-coordinate in V1
regions or patches over which 0 (r) is constant, but the satis¢es cylindrical periodic boundary conditions (see
amplitude A(r) varies. As in the non-contoured case, these ¢gure 5). This boundary condition should be commensu-
patches are either square, triangular or rhombic in shape. rate with the square, rhombic or hexagonal lattice
However, we now show each patch to be represented by a associated with the doubly periodic planforms.
locally orientated contour centred at the point of maximal
amplitude A(rmax ) within the patch. The resulting odd and (a) The double retinocortical map
even contoured patterns are shown in ¢gures 21 and 22 for An important consequence of the introduction of orien-
the square latttice, in ¢gures 23 and 24 for the rhombic tation as a cortical label is that the retinocortical map
latttice and in ¢gures 25 and 26 for the hexagonal lattice. described earlier needs to be extended to cover the
Note that our particular interpretation of contoured plan- mapping of local contours in the visual ¢eld ö in e¡ect to
forms breaks down in the case of an odd triangle on a treat them as a vector ¢eld. Let R be the orientation of
hexagonal lattice: the latter comprises hexagonal patches such a local contour, and its image in V1. What is the
in which all orientations are present with equal magni- appropriate map from R to that must be added to the
tudes. In this case we draw a `star' shape indicating the map zR ! z described earlier? We note that a line in V1
presence of multiple orientations at a given point, see of constant slope tan is a level curve of the equation
¢gure 26b. Note that this planform contains the well-
known `pinwheels' described by Blasdel (1992). f (x, y) y cos x sin ,
(a) (a)
(b)
(b)
(b)
(b)
Figure 20. Non-contoured axial eigenfunctions on rhombic Figure 22. Contours of odd axial eigenfunctions on the square
and hexagonal lattices: (a) rhombic, (b) hexagonal. lattice: (a) square, (b) roll.
(a) (a)
(b) (b)
Figure 23. Contours of even axial eigenfunctions on the Figure 25. Contours of even axial eigenfunctions on the
rhombic lattice: (a) rhombic, (b) roll. hexagonal lattice: (a) -hexagonal, (b) 0-hexagonal.
(a)
(a)
(b) (b)
Figure 24. Contours of odd axial eigenfunctions on the Figure 26. Contours of odd axial eigenfunctions on the
rhombic lattice: (a) rhombic, (b) roll. hexagonal lattice: (a) triangular, (b) 0-hexagonal.
(a) (b) y
(i)
π /2 π /2
π /2
x
(a) (a)
(b) (b)
(a) (a)
(b)
(b)
(a)
(a)
(b) (b)
Figure 33. Action of the double inverse retinocortical map on Figure 35. Action of the double inverse retinocortical map on
even rhombic planforms: (a) rhombic, (b) roll. even hexagonal planforms: (a) -hexagonal, (b) 0-hexagonal.
(a) (a)
(b) (b)
Figure 34. Action of the double inverse retinocortical map on Figure 36. Action of the double inverse retinocortical map on
odd rhombic planforms: (a) rhombic, (b) roll. odd hexagonal planforms: (a) triangular, (b) 0-hexagonal.
qc
rolls
0.2
RA
w+(q)
f (q)
0.1
u3+(q) 0-hexagons
C
q
1 2 3 4 5
−0.05
π -hexagons
u3−(q)
0.4
qc
0.2
w−(q)
H,T
f (q)
q
1 2 3 4 5 C
−0.2 PQ
−0.4 R
eigenvalues and eigenfunctions, and therefore the weakly biased inputs to a hypercolumn can trigger a
planforms. Given such eigenfunctions we then make sharply tuned response such that, under the
use of Poincarë ^ Lindstedt perturbation theory to combined action of many interacting hypercolumns,
compute the stability of the various planforms that plane waves labelled for orientation preference can
appear when the homogeneous state becomes emerge. The resulting planforms correspond to
unstable. contoured patterns and to the remaining form
(ii) Because we include orientation preference in the constants described by Klu«ver ö honeycombs and
formulation, we have to consider the action of the chequer-boards, and cobwebs. Interestingly, all but
retinocortical map on orientated contours or edges. the square planforms are stable, but there do exist
In e¡ect we do this by treating the local tangents to hallucinatory images that correspond to square
such contours as a vector ¢eld. As we discussed, this planforms and it is possible that these are just transi-
is carried out by the tangent map associated with tional forms.
the complex logarithm, one consequence of which is (ii) Another conclusion to be drawn from this analysis is
that , the V1 label for orientation preference, is not that the circuits in V1, which are normally involved
exactly equal to orientation preference in the visual in the detection of oriented edges and the formation
¢eld, R, but di¡ers from it by the angle R , the and processing of contours, are also responsible for
polar angle of receptive ¢eld position. We called the the generation of the hallucinatory form constants.
map from visual ¢eld coordinates frR , R , R g to V1 Thus, we introduced in ½ 2(a) a V1 model circuit in
coordinates fx, y, g a double map. Its possible which the lateral connectivity is anisotropic and
presence in V1 is subject to experimental veri¢cation. inhibitory. (We noted in ½ 1(d) that 20% of the
If the double map is present, then elements tuned to (excitatory) lateral connections in layers II and III
the same relative angle should be connected with of V1 end on inhibitory inter-neurons, so the overall
greater strength than others; if only the single map action of the lateral connections could become
frR , R g ! fx, yg obtains, then elements tuned to the inhibitory, especially at high levels of activity.) As we
same absolute angle R should be so connected. If, demonstrated in ½ 3(c) the mathematical conse-
in fact, the double map is present, then elements quences of this is the selection of odd planforms, but
tuned to the same angle should be connected these do not form continuous contours (see ½ 5(b)).
along lines at that angle in V1. This would support This is consistent with the possibility that such
Mitchison and Crick's hypothesis on connectivity in connections are involved in the segmentation of
V1 (Mitchison & Crick 1982) and would be consis- visual images (Li 1999). In order to select even plan-
tent with the observations of G. G. Blasdel (personal forms, which are contour forming and correspond to
communication) and Bosking et al. (1997). In this seen form constants, it proved su¤cient to allow for
connection, it is of interest that from equation (42) it deviation away from the visuotopic axis by at least
follows that near the vertical meridian (where most 458 in the pattern of lateral connections between
of the observations have been made), changes in iso-orientation patches. These results are consistent
closely approximate changes in R. However, a with observations that suggest that there are two
prediction of the double map is that such changes circuits in V1, one dealing with contrast edges, in
should be relatively large and detectable with optical which the relevant lateral connections have the
imaging, near the horizontal meridian. anisotropy found by G. G. Blasdel and L. Sincich
(personal communication) and Bosking et al. (1997),
The main advance over the Ermentrout ^ Cowan work
and another that might be involved with the proces-
is that all the Klu«ver form constants can now be obtained
sing of textures, surfaces and colour contrast, and
as planforms associated with axial subgroups of the
which has a much more isotropic lateral connec-
Euclidean group in the plane, generated by the new
tivity Livingstone & Hubel 1984). One can interpret
representations we have discovered. There are several
the less anisotropic pattern needed to generate even
aspects of this work that require comment.
planforms as a composite of the two circuits.
(i) The analysis indicates that under certain conditions There are also two other intriguing possible
the planforms are either contoured or else non- scenarios that are consistent with our analysis. The
contoured, depending on the strength of inhibition ¢rst was referred to in ½ 3(d). In the case where V1 is
between neighbouring iso-orientation patches. If operating in the Hubel ^Wiesel mode, with no
such inhibition is weak, individual hypercolumns do intrinsic tuning for orientation, and if the lateral
not exhibit any tendency to amplify any particular interactions are not as weak as we have assumed in
orientation. In normal circumstances, such a prefer- our analysis, then even contoured planforms can
ence would have to be supplied by inputs from the form. The second possibility stems from the observa-
LGN. In this case, V1 can be said to operate in the tion that at low levels of V1 activity, lateral
Hubel ^Wiesel mode (see ½ 2(c)). If the horizontal interactions are all excitatory (Hirsch & Gilbert
interactions are still e¡ective, then plane waves of 1991), so that a bulk instability occurs if the homo-
cortical activity can emerge, with no label for orien- geneous state becomes unstable, followed by
tation preference. The resulting planforms are called secondary bifurcations to patterned planforms at the
non-contoured, and correspond to a subset of the critical wavelength of 2:4^3:2 mm, when the level of
Klu«ver form constants: tunnels and funnels, and activity rises and the inhibition is activated. In
spirals. Conversely, if there is strong inhibition many cases secondary bifurcations tend to be asso-
between neighbouring iso-orientation patches, even ciated with complex eigenvalues, and are therefore
(a)
Table A1. Torus action on GL -irreducible representation Table A3. Axial subgroups when u( ) u()
2
(O(2) is generated by [0, 2 ]2 T and rotation by ( on the
lattice torus action rhombic lattice, 2 on the square lattice, and 3 on the
hexagonal lattice). The points (1, 1, 1) and ( 1, 1, 1)
square (e2i1 c1 , e2i2 c2 ) have the same isotropy subgroup (D6 ), but are not conjugated
hexagonal (e2i1 c1 , e2i1 c2 , e 2i(1 2 )
c3 ) by a group element; therefore, the associated eigenfunctions
rhombic (e2i1 c1 , e2i2 c2 ) generate di¡erent planforms.)
Using the fact that ki `j ij , the result of the trans- (i) Multiple-scale analysis
lation action is given in table A1. We begin by rewriting equation (11) in the more
The holohedries HL are D4, D6 and D2 for the square, compact form
hexagonal and rhombic lattices, respectively. In each
case, the generators for these groups are a re£ection and da
a w a, (A12)
a rotation. For the square and hexagonal lattices, the dt
re£ection is , the re£ection across the x-axis where
r x, y). For the rhombic lattice, the re£ection is . with
The counterclockwise rotation , through angles /2, /3 Z
and , is the rotation generator for the three lattices. The w a wloc ( 0 )a(r, 0 ; t)d0
action of HL for the various lattices is given in table A2. 0
Z
Finally, for each of the six types of irreducible represen-
tations, we compute the axial subgroups ö those isotropy wlat (r r0 , )a(r0 , ; t)dr0 , (A13)
R2
subgroups S that have one-dimensional ¢xed-point
subspaces ¢x(S), in each irreducible representation. The c e2 . Taylor expanding the nonlinear function a
computations for the square and rhombic lattices are appearing in equation (A12) gives
straightforward because we can use the T 2 action in
table A1 to assume, after conjugacy, that c1 and c2 are real
a 1 a 2 a2 3 a3 : : : ,
and non-negative. The computations on the hexagonal
lattice are more complicated (Bresslo¡ et al. 2000b). The
results, up to conjugacy, are listed in tables A3 and A4. where 1 0 0, 2 00 0/2, 3 000 0/3!, etc. Then
we perform a perturbation expansion of equation (A12)
(c) Derivation of the amplitude equation with respect to e by writing
Assume that su¤ciently close to the bifurcation point at
which the homogeneous state a(r, ) 0 becomes margin- a ea1 e2 a2 : : : ,
and introducing a slow time-scale t e2 t. Collecting would then give a quadratic (rather than a cubic)
terms with equal powers of e then generates a hierarchy amplitude equation describing the growth of unstable
of equations of the form hexagonal patterns. In the case of odd patterns
hvl jw a21 i 0 and no restriction on 2 is required.
La1 0, However, for ease of exposition we treat the odd and even
(A14)
Lan bn , n41, cases in the same way.
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