Immunological Mechanisms of Human Resistance To Persistent
Immunological Mechanisms of Human Resistance To Persistent
Immunological Mechanisms of Human Resistance To Persistent
Reviews
Through a long coevolutionary history with humans, stimulation with two to three specific M. tuberculosis
Purified protein derivative
(PPD) skin reactivity test Mycobacterium tuberculosis has developed into a highly antigens and thus avoids false positive results from prior
A delayed-type successful pathogen that infects 23–32% of the world BCG vaccination8 . In the absence of a direct measure of
hypersensitivity test that population1,2 and tuberculosis (TB) is the leading infec- infection, the best surrogates for initial infection are the
measures induration at the site
tious cause of death3 . Following aerosol exposure to M. PPD skin reactivity test and/or IGRA responses that
of an intradermal injection of
peptide extract from tuberculosis, three potential clinical outcomes are possi- convert from negative to positive (that is, incident positive)
mycobacterial culture filtrate. ble, namely, resistance or early clearance of the bacillus, after M. tuberculosis exposure.
A positive result reflects a pre- asymptomatic or latent M. tuberculosis infection (LTBI) In endemic TB settings, some adults who are heavily
specified minimal diameter of
that can persist for decades, or symptomatic ‘active and repeatedly exposed to M. tuberculosis remain neg-
skin induration and suggests
the presence of latent
tuberculosis’, which includes pulmonary disease that can ative for reactivity in the PPD test and the IGRA. These
result in further transmission. Recent whole-blood individuals, whom we term resisters, can be defined clin-
Mycobacterium tuberculosis
infection but may also result transcriptomic profiling4,5 and advanced lung imaging ically as resistant to infection (Fig.ÿ1). However, as this
from non-M. tuberculosis
modalities6 have provided new insight into the transi-tion designation includes several assumptions about expo-
sensitization, including prior from subclinical to active TB7,8
vaccination with
. However, why some sure and the stability of the results of these diagnostic
Mycobacterium bovis Bacillus heavily exposed individuals never acquire, or perhaps tests, we propose the following enrolment criteria for
Calmette–Guérin. Also known immediately eliminate, infection is poorly understood. studies of resisters (Boxÿ1). First, a high level of exposure
as the Mantoux tuberculin skin No reliable test exists that directly detects the presence is crucial and should include indices of exposure inten-
test (TST).
or absence of M. tuberculosis in asymptomatic individu- sity (for example, high bacillary load of a known index case
Bacillus Calmette–Guérin
als. The purified protein derivative (PPD) skin reactivity test and close proximity of contact, such as sharing a room or
(BCG). A culture-adapted, measures delayed-type hypersensitivity to mycobac-terial bed) as well as indices of exposure duration that capture
attenuated Mycobacterium antigens and has been the gold standard for the diagnosis cumulative exposure (for example, repeated household
bovis strain that is used for
of LTBI for>100 years9,10. As PPD is enriched for protein exposures or employment in settings of docu-mented high
vaccination against
antigens11 that are not necessarily specific to M. M. tuberculosis transmission), all of which can be assessed
Mycobacterium tuberculosis.
tuberculosis, prior immunization with Mycobacterium bovis using validated exposure risk scores12,13.
Bacillus Calmette–Guérin (BCG) or exposure to non- Second, diagnosis of a resister requires a negative result
tuberculous mycobacteria can yield false positive results. for both the PPD skin reactivity test and the IGRA to avoid
*email: jasonds@uw.edu IFNÿ release assays (IGRAs) were developed as a whole- misclassification. Third, these diagnostic tests should be
https://doi.org/10.1038/ blood diagnostic test that measures IFNÿ release from M. carried out serially following documented exposures to
s41577-018-0025-3
tuberculosis-antigen-specific CD4+ Tÿcells after capture any conversions to LTBI (or TB).
Fig. 1 | The spectrum of human resistance to infection by Mycobacterium tuberculosis. The extent of resistance
to Mycobacterium tuberculosis infection is proportional to the duration and the intensity of exposure to M. tuberculosis.
Individuals who resist infection despite heavy exposure to M. tuberculosis are more likely to have immunogenetic
mechanisms of resistance than those who resist infection after a lower extent of exposure. Individuals with resistance to
M. tuberculosis infection after intense exposure are termed ‘resisters’ (white), whereas individuals who test positive in the
purified protein derivative (PPD) skin reactivity test and/or the IFNÿ release assay (IGRA) can either be asymptomatic
(latent M. tuberculosis infection (LTBI); pink) or be symptomatic with tuberculosis (TB; red). DC, dendritic cell.
The resister phenotype is probably heterogeneous and development of host-directed therapies or more effective
IFNÿ release assays
(IGRAs). Whole-blood immune might involve innate immunological mechanisms of early vaccines and adjuvants.
assays in which a patient’s clearance of M. tuberculosis (innate resisters).
blood is cultured in the Alternatively, protective immunity might also occur through Epidemiology
presence of select antigens
adaptive immune responses (adaptive resisters), including Despite the absence of a direct microbiological meas-
specific to Mycobacterium
tuberculosis and the secretion IFNÿ-independent responses that have been measured ure of M. tuberculosis in latent infection, historical and
of IFNÿ is quantified. Positive in preclinical models14–16, and thus a poten-tial role for rigorous modern epidemiological studies suggest that
results are independent of prior B cell or unconventional Tÿcell responses in early resisters exist, although their estimated frequency varies
Bacillus Calmette–Guérin in different studies.
clearance of M. tuberculosis should be consid-ered.
vaccination and negative results
Longitudinal, rigorous epidemiological studies of resisters,
ensure a sufficient response to
a mitogen positive control. together with data from genetic and immunolo-gical Historical case–contact studies. Strong epidemiologi-
platforms, are providing new insights into human cal evidence suggests that some individuals are natu-
I resisted resistance to M. tuberculosis infection. rally resistant to infection, even after heavy exposure to
An individual who remains
In this Review, we describe the epidemiology of the M. tuberculosis in closed environments. In 1966, all
negative for the purified protein
derivative skin reactivity test
resister phenotype and discuss several caveats about the enlisted personnel and officers aboard the destroyer
and the IFNÿ release assay definition of a resister. Next, we review the genetic deter- U.S.S. Richard E. Byrd were enrolled in a study after a 5
throughout serial testing minants of the resister phenotype and discuss potential cm pulmonary cavity was detected (by radiography) in a
despite heavy exposure to effector mechanisms in macrophages, unconventional crew member who suffered progressive respiratory
Mycobacterium tuberculosis.
Tÿcells and B cells. We examine immune factors that symptoms for the prior 6 months aboard the ship17.
pre-vent or limit M. tuberculosis infection in innate resisters Of the 308 at-risk enlisted crew members, 7 developed
or adaptive resisters, which could be harnessed for the active TB, 6 of whom shared the same berthing com-
partment as the index case. Most crew members in this
‘high-burden’ compartment showed evidence of new
Author addresses infection (either active TB or an incident positive PPD),
1Department of Medicine, University of Washington, Seattle, WA, USA. whereas seven crew members (~10%) were negative for
2Department of Population & Quantitative Health Sciences, Case Western Reserve University, the PPD skin test during the initial study and remained so
Cleveland, OH, USA. at follow-up. Other studies, including an evaluation of
3Department of Medicine, Case Western Reserve University, Cleveland, OH, USA. nursing students in the pre-antibiotic era, also showed
4Ragon Institute of MGH, MIT and Harvard, Cambridge, MA, USA. evi-dence of PPD-negative responses despite intense
5Department of Immunology and Infectious Diseases, Harvard School of Public Health, Boston, MA, expos-ure to patients with TB (Tableÿ1). A systematic
USA. review of household contact studies detected heterogeneity
6Program in Infectious Diseases and Immunity in Global Health, Research Institute of the McGill University in resistance to infection, with an average of 50% of close
Health Centre, Montreal, Québec, Canada. contacts remaining uninfected18. However, these studies
7The Aurum Institute, Parktown, South Africa. reveal substantial variability in PPD-conversion rates,
8Department of Medicine, School of Medicine, Makerere University, Kampala, Uganda. which is consistent with unmeasured exposure variables.
Innate resisters Not surprisingly, proximity and duration of contact with the M. tuberculosis infection (that is, induration = 0 mm in the
Conceptually, resisters index case as well as the infectivity of the index case (that PPD skin test)31. In this extremely high-burden
who immediately clear is, bacillary burden) were predictors of PPD conversion. environment, any gold miners who remain persistently
Mycobacterium tuberculosis The results of most early studies in hyperendemic uninfected are likely resisters. According to mathe-matical
following exposure to the
conditions suggest that a minority of the population (5– models, the likelihood that a 40-year-old gold miner
bacterium and before priming of
50%) has the resister phenotype, and this variability without evidence of M. tuberculosis infection
any adaptive immune
responses. probably reflects exposure intensity and the duration of (induration=0mm in the PPD skin test) is a resister is
follow-up17,19,20. However, the results of some studies 93%, compared with only 22% among the general community32.
Adaptive resisters sug-gest that rates of resistance are higher (for example, Two prospective studies in South Africa are currently
Conceptually, resisters who
clear or contain
up to 70% of exposed individuals are resisters), even after being carried out to identify HIV-uninfected or HIV-infected
Mycobacterium tuberculosis periods of high exposure (that is, sleeping in the same resisters who have been mining for ÿ15 years, are 33–60
infection via Tÿcell and B cell bed or room) to the index case21–24. Importantly, most of years of age, do not have evidence of past or active TB
mechanisms but who remain
these studies either had a short duration of follow-up or or silicosis and have neither a history of treatment for
negative for the purified protein
contained data that were difficult to accurately review by LTBI nor any non-HIV immunosuppressive conditions.
derivative skin reactivity test
and the IFNÿ release assay.
modern epidemiological standards. Finally, the strain of Few longitudinal studies of conversion in the PPD skin
M. tuberculosis probably differed among the various reactivity test or the IGRA in hyperendemic set-tings
Household contact studies and thus might affect transmission rates. For have incorporated extended follow-up periods.
An individual who resides
example, increased virulence and transmission might be Uganda is a high-burden TB setting with a 3% annual risk
within the same domicile as an
one of several factors that are involved in the increased of M. tuberculosis infection, as determined by PPD skin
index case (patient with
range and incidence of the lineage 2/Beijing strains of M. test and/or IGRA conversion33. LTBI is consider-ably
tuberculosis) for a pre-specified
amount of time. tuberculosis25–27. more prevalent among household contacts than among
The results of these early studies suggest that a community members, and consequently, there is a risk
Hyperendemic conditions
resister phenotype exists, but the epidemiological methods difference of 30% among adults34. In Kampala, Uganda,
Regions in which ongoing
Mycobacterium tuberculosis
that were used could not ensure high exposure and household contacts of index cases with culture-
transmission is unusually high adequate follow-up to confirm the presence of clinical confirmed TB were evaluated for active TB and under-
owing to an elevated resistance to M. tuberculosis infection. went PPD skin testing35. The annual incidence of new
prevalence of tuberculosis.
cases of culture-positive TB in this study was 740 per
Silicosis
Contemporary cohort studies. Population studies of 100,000 individuals, compared with country-wide esti-
An occupational pulmonary individuals in hyperendemic TB settings in the past 5 mates of 159 per 100,000 individuals33. If an individual
disease that is prevalent years have provided opportunities to examine resist-ance was negative in the PPD skin reactivity test at baseline
among gold miners owing to to M. tuberculosis infection. For example, among South ( <10 mm induration for HIV-negative individuals
protracted inhalation of silicate
African gold miners, exposure to silica dust and the >5 years old,<5mm induration for HIV-negative indivi-
dust, which leads to scarring
and increased Mycobacterium
congregate working, living and social conditions that are dualsÿ5 years old or<5mm induration for all HIV-positive
tuberculosis infection. associated with mining contribute to the high level of individuals), repeated PPD skin tests were carried out at
ongoing M. tuberculosis transmission28,29. Mathematical 3, 6, 12 and 24 months after enrolment. Among the entire
modelling suggests that the annual risk of infection (that study cohort, 11.7% of adult close household con-tacts
is, conversion in the PPD skin test) among gold min-ers remained persistently negative in the PPD skin test
is as high as 20%30. The prevalence of LTBI in these throughout the two year follow-up12,36. Both the South
gold miners was estimated at 89%, and 13% (15/115) of African and Ugandan cohorts described here provide an
HIV-negative participants showed no evidence of opportunity to rigorously define the resister phenotype
and explore its underlying cellular mechanisms.
Box 1 | Proposed criteria to define the resister phenotype Complexities of the resister phenotype. Given that the
Resisters (individuals who show resistance to Mycobacterium tuberculosis infection definition of a resister relies on epidemiological data and
despite long-term, intense exposure to the bacillus) are exemplified by the following utilizes an indirect, immunological measurement of M.
characteristics: tuberculosis infection, it is likely that some resisters are
misclassified. Several alternative hypotheses may explain
Extent of exposure to Mycobacterium tuberculosis
the resister phenotype.
•Intensity: high bacillary burden of index case (for example, sputum-positive), closed
Despite meeting enrolment criteria as a household
environment (household, mine shafts and so on) and use of validated epidemiological risk
scoring12,13
contact, an individual with a negative result in the PPD
skin reactivity test may simply have had insufficient
•Duration: cumulative exposures (that is, health-care workers, miners, household
exposure, either from a low intensity of exposure (that is,
contacts or adults with community exposure in hyperendemic areas)
a low bacillary burden in the index case, minimal contact
Result of diagnostic tests with the index case or good ventilation within the
•Negative result in both the purified protein derivative (PPD) skin reactivity test and household) or a short duration of contact with an index
the IFNÿ release assay (IGRA) case. In the Ugandan study, a published modified
epidemiological exposure risk score13, consisting of char-
Durability of responses
acteristics of the TB index case and the intensity of the
•Multiple negative results for the PPD skin reactivity test and the IGRA in the first year following contact with the index case, did not differ between resist-
exposure
ers and individuals with LTBI12. This result suggested
•Additional longitudinal testing, when available and if exposures persist, to minimize false
that all household contacts were highly exposed to M.
negative test results and enrich for conversions after cumulative exposure
tuberculosis. Participants in the Ugandan household
The epidemiological studies discussed above suggest household contacts is correlated among siblings but not
that some individuals are resistant to M. tuberculosis among unrelated children of the same household61.
infection, as defined by a persistently negative result in In a genome-wide linkage analysis of the Ugandan
the PPD skin test and/or the IGRA, despite sustained cohort, suggestive evidence for a linkage of regions on
high-level exposures over extended periods of time. chromosome 2q21–2q24 and chromosome 5p13–5q22
Furthermore, these individuals fail to develop active TB to the resister phenotype was detected57. These regions
over an extended follow-up period. Future research to are distinct from the regions that are linked to protection
uncover the mechanisms that are involved in resistance from TB, suggesting that the genetic underpinnings of
to M. tuberculosis infection will require detailed assess- these two ends of the TB spectrum (that is, asympto-
ments of exposure to the bacillus to define the resister matic infection and clinical disease) are unique. In a low
phenotype (Box 1). The true prevalence of resisters endemicity setting, a candidate-gene association study
among individuals who have been exposed to M. tuber- of individuals with or without LTBI who had close contact
culosis is not known, but evidence from studies that with an index pulmonary TB case reported that poly-
assessed exposure variables and included longitudinal morphisms in Toll-interacting protein (TOLLIP) and
sampling suggest that the prevalence is<10%. Unc51-like kinase 1 (ULK1) were associated with LTBI
susceptibility62,63. The specific roles of these proteins
Genetics in the resister phenotype are discussed later.
The cellular mechanisms that mediate M. tuberculosis Another genome-wide analysis assessed PPD skin
resistance are unknown, although multiple susceptibility test reactivity in M. tuberculosis-exposed South African
loci have been linked to or associated with the resister individuals. This cross-sectional study measured rates of
phenotype in genome-wide analyses. PPD-positivity both as a binary trait (that is, PPD=0mm
versus >0 mm) and as a quantitative trait by measure-
Genetic basis of resistance to other pathogens. ment of skin induration (in millimetres)64. As a binary
Genetic studies indicate that polymorphisms and trait, a significant linkage signal that met the stringent
mutations exist that are associated with resistance to genome-wide linkage cut-off was found at the TST1
some infections. For example, a 32bp deletion in CC– locus on chromosome 11p14. Strikingly, in a later study
chemokine receptor 5 (CCR5) in CD4+ Tÿcells results in of the same families, the TST1 locus was found to be
relative resistance to infection with R5-tropic HIV-1 and genetically indistinguishable (at a resolution of 2–14Mb)
delays disease progression49. Similarly, mutations in from a major quantitative trait locus (QTL) that controls
the gene encod-ing fucosyltransferase 2 (FUT2), which tumour necrosis factor (TNF) production following
is required for the cell surface expression of histo-blood stimulation of whole blood with either BCG alone or BCG
group anti-gens (HBGAs; the receptors for norovirus), plus IFNÿ65. These findings indicate that a genetic
results in decreased HBGA levels on mucosal surfaces determinant linked to TNF secretion in response to BCG
and thus prevents virus uptake and entry into epithelial cells.and IFNÿ might also determine PPD negativity, perhaps
Consequently, individuals with these FUT2 mutations through TNF-induced microbicidal pathways. However,
are completely (100% penetrant) resistant to Norwalk the genomic resolution around the TST1 locus in these
and other norovirus genogroups50,51. Atypical chemokine studies was low (2–14Mb), and this locus includes other
receptor 1 (ACKR1; also known as DARC and CD234) genes besides TNF. When reactivity in the PPD skin test
is the receptor on erythrocytes for Plasmodium vivax. was measured in the same study as a quantitative trait
Most west African individuals are homozygous for a (that is, the size of skin induration in millimetres), sig-
promoter mutation that ablates ACKR1 expression in nificant linkage was found with a second locus, TST2,
erythrocytes and, consequently, are resistant to P. vivax on chromosome 5p15 (ref. 64). This region of
No complex infection52. Although these examples show Mendelian chromosome 5 overlaps with the region that was
The focus of primary inheritance (for example, single-gene-inactivating associated with the resister phenotype in the Ugandan
Mycobacterium tuberculosis mutations that result in highly penetrant resistance), it is cohort57. Although the TST1 locus was strictly linked to
infection in the lung resistance to M. tuberculosis infection and invokes
likely that complex polygenic inheritance patterns are
parenchyma that histologically
corresponds to a granuloma important for resistance to other pathogens, including M. mechanisms that precede Tÿcell priming, the TST2 locus
and radiographically is
tuberculosis. might modulate Tÿcell responses that govern the intensity
recognized by its associated of the response in the PPD skin test.
lymphadenopathy and Genetic studies of purified protein derivative skin HIV-infected resisters, who have an increased likeli-
calcification.
reactivity. Numerous lines of evidence, including results hood of having inadequate adaptive immune responses
Quantitative trait locus from twin53,54, Mendelian primary immunodeficiency55, owing to CD4+ Tÿcell depletion, might be particularly
(QTL). A genomic region genome-wide linkage56–58 and candidate-gene dependent on innate immune mechanisms for resistance
containing polymorphisms that studies59,60, suggest that host genetics influences to M. tuberculosis. As HIV and TB are co-prevalent in
are associated with a
susceptibility to TB. Mendelian Susceptibility to Uganda and Tanzania, this hypothesis was tested in a
quantifiable phenotype, such
as the extent of induration (in Mycobacterial Disease (MSMD) is an immunodeficiency genome-wide association study of PPD reactivity in HIV-
millimetres) in the purified disorder in young children who are susceptible to infected individuals, which found that a locus on
protein derivative skin disseminated BCG and non-tuberculous mycobacteria chromosome 5q31.1 was significantly associated with
reactivity test. When variation and who have mutations in the IFNÿ and IL-12 signalling both binary (positive or negative in the PPD skin test; P
at these loci affect the
pathways55. Several studies also suggest that host = 1.22 × 10–8) and quantitative (induration in milli-
expression levels of specific
genes, they are referred to as genetic factors modulate resistance to M. tuberculosis metres; P=1.45×10–8) responses in the PPD skin test66.
expression QTLs. Thisexposure
infection. For example, the intensity of tuberculin reactivity after region contains
to four genes, including the gene
encoding IL-9, which is expressed and secreted by mast Inflammatory signalling pathways. Genetic regulation
cells and T helper 2 (TH2) cells and was previously of inflammatory pathways is well described85–88, and
associ-ated with bronchial hyper-responsiveness. some studies have associated susceptibility to myco-
Interestingly, an inverse relationship between the bacterial infections with polymorphisms in Toll-like
incidence of asthma and TB was reported67,68, receptor (TLR) pathway components89–96, regulators
suggesting that IL-9 and its pleiotropic effects on lung of TLR function97,98, C-type lectin receptors99,
inflammatory responses pro-tect against M. tuberculosis autophagy proteins100,101 and other pathways for pro-
infection. Although IL9 is an intriguing possible resistance inflammatory cytokine production102. However, only
gene, the other genes in the 5q31.1 region may also some of these studies define functional polymorphisms
have a role in resistance to M. tuberculosis. The study (that affect TLR expression or signalling, for example),
also replicated associations in the regions previously and the identified associations with clinical phenotypes
identified in HIV-negative resist-ers (on chromosomes 2, require replication in other populations. Interestingly,
5 and 11; discussed previously), including susceptibility loci patients
near TST1.with Mendelian primary immunodeficiency of
Together, these results suggest that the resister phe- myeloid differentiation primary response 88 (MYD88) or
notype has polygenic variance; that is, many individual IL-1 receptor-associated kinase 4 (IRAK4), which are
genetic variants each with small individual effects con- cen-tral to most TLR signalling pathways, do not develop
tribute additively to the phenotype. Although evidence to mycobacterial diseases103. Furthermore, few human
support broad epistatic effects on infectious disease genetic studies have found an association of resistance
susceptibility is lacking, gene pair interactions have been to M. tuberculosis infection (as opposed to susceptibility
described in genome-wide analyses of susceptibility to to disease) with polymorphisms in genes involved in any
TB69,70 and leprosy71. Nonetheless, the substantial of these cellular pathways. A recently discovered single
overlap in the loci that are associated with the resister nucleotide polymorphism (rs5743854) in the promoter of
pheno-type or in the results of PPD skin reactivity tests the gene encoding TOLLIP is an expression QTL for
that was detected in independent analyses argues that which the G/G allele is associated with lower TOLLIP
evolution-ary pressure has selected variants that protect expression in monocytes and with increased risk of LTBI,
against the initial M. tuberculosis infection, at least in pulmonary TB and meningeal TB63. Although the
geographical regions that are hyperendemic for TB. specific mechanisms through which high TOLLIP
expression contributes to M. tuberculosis resistance as
Macrophage-mediated resistance well as to protection from disease are not known, the
After inhalation, aerosolized M. tuberculosis must known role of TOLLIP in directing autophagy and its
navigate multiple intrinsic barriers in the upper air-ways, negative regulation of TLR2, TLR4 and IL-1 receptor
including airway mucins and ciliated epithelial cells. The (IL-1R) suggest that these pathways are mechanisms of
bacterium then encounters resident alveo-lar resistance. Although replication of the genetic associa-
macrophages, which exhibit pro-inflammatory and anti- tion findings in independent cohorts is needed, the stud-
inflammatory responses and are uniquely posi-tioned to ies discussed above suggest that resistance alleles exist
have a key role in mediating early clearance of M. and may be relevant to the resister phenotype.
tuberculosis72–74. The effector functions of alveolar
mac-rophages might be modulated by neutrophils Autophagy. Autophagy limits intracellular survival of M.
through, for example, their formation of neutrophil tuberculosis and maturation of the mycobacterial
extracellular traps; however, the role of neutrophils in phagosome104,105. An inÿvitro genome-wide screen
both microbicidal and immunopathological activities is iden-tified autophagy factors as the host factors that
complex and is reviewed elsewhere75,76. M. tuberculosis were most influential in restricting the intracellular growth
is recognized by multiple pattern recognition receptors of M. tuberculosis106. The M. tuberculosis ESX1 secre-
(PRRs) at the cell surface or within the phagosome or tion system is required for autophagy initiation through
by cytosolic PRRs after phago-somal rupture77,78. cGAS–stimulator of interferon genes (STING)-triggered
Subsequently, the outcome of infection depends on recruitment of microtubule-associated proteins 1A/1B
effective phagosome acidification, phago-some–lysosome light chain 3 (MAP1LC3) to autophagosomes82,107,108,
fusion, 6kDa early secretory antigenic target (ESAT6) but ESX1 may also be involved in the impairment of
secretion system 1 (ESX1)-dependent escape of M. autophagosome maturation109. Whether autophagy is
tuberculosis from the phagosome79, activa-tion of the involved in host protection versus virulence in the mouse
inflammasome (resulting in maturation of pro-IL-1ÿ and model is controversial. Genetic deletion of the key
pro-IL-18)78, upregulation of host genes that are either autophagy factor Atg5 in mice results in more severe
required for intracellular killing mecha-nisms (for example, disease that correlates with both uncontrolled M. tuber-
reactive oxygen species, nitric oxide (produced by culosis growth and exacerbated lung immunopathol-
inducible nitric oxide synthase), cathelici-din antimicrobial ogy110. However, this severe disease was later
peptide (CAMP)80 and autophagy) or detrimental to the suggested to result from increased neutrophil recruitment
host (that is, IFNÿ production follow-ing intracellular in the autophagy protein 5 (ATG5)-deficient animals and
sensing of M. tuberculosis DNA by cyclic GMP–AMP not from defective autophagy111. Genetic variants within
synthase (cGAS)81,82) and, ultimately, the acti-vation the autophagy pathway have been associated with TB
of host cell death pathways (for example, pyropto-sis, in candidate-gene association studies100,101, but
apoptosis and necroptosis)83,84. Resistance alleles whether similar variants control LTBI risk is poorly studied.
could modulate a number of these airway clearance functions A recent
or macrophage
candidate-gene
antimicrobial
association
mechanisms
study found
(Fig.ÿ2).
that
two polymorphisms in ULK1, which encodes a compo- controversial, as its production by CD4+ Tÿcells may be
nent of an upstream protein complex that transduces sig- dispensable for control of M. tuberculosis infection in some
nals to central autophagy effectors, were associated with mouse models14–16, whereas IFNÿ production is essential
LTBI in Asian contacts of index cases62. After adjustment in other mouse models123. Furthermore, IFNÿ-producing
for clinical risk factors for LTBI, each of these ULK1 CD4+ Tÿcells have not emerged as an immunological cor-
minor alleles was estimated to confer an 80% reduction in relate of protection from infection in humans, which sug-
LTBI risk. This result might be due to an improvement in gests that this profile is important but is not sufficient for
selective autophagy, decreased M. tuberculosis repli- protection against M. tuberculosis infection124,125. In
cation or increased TNF secretion in response to TLR indivi-duals with LTBI, MHC-restricted ÿÿ Tÿcells recognize
ligands, as suggested from mechanistic studies using a broad repertoire of MHC class I-restricted and MHC
ULK1-deficient cells62. class II-restricted M. tuberculosis peptides and exemplify
a classical TH1 cell-like response. Implicit in their definition,
Monocyte gene expression and histone deacetylase resisters lack reactivity in the PPD skin test or secretion of
pathways. One hypothesis to explain the resistance to M. IFNÿ by Tÿcells following antigen stimulation, although,
tuberculosis infection in the Uganda study12 is that fol- hypothetically, these individuals might have IFNÿ-
lowing infection, the expression profiles of blood mono- independent Tÿcell responses that mediate resistance to
cytes from individuals with LTBI and resisters are distinct. M. tuberculosis or its clearance.
In a comparative transcriptional profiling study, mono-
cytes from each clinical group were infected ex vivo with IFNÿ-independent Tÿcell responses.IFNÿ-independent
M. tuberculosis112, and the microarray data were analysed Tÿcell responses to mycobacterial antigens have been
with Gene Set Enrichment Analysis (GSEA)113 to iden- described (Fig.ÿ3). For example, Cambodian patients with
tify host pathways that are associated with each clini-cal pulmonary TB who remained anergic to PPD following
phenotype (resister and LTBI) according to curated gene treatment completion displayed tuberculin antigen-
sets from transcriptional databases. The gene set that specific Tÿcell responses inÿvitro that were characterized
was most significantly associated with the resister group by the production of IL-10 rather than IFNÿ126,127. IL-10,
was from a previous study of sodium butyrate- which is known for its anti-inflammatory role in mitigat-ing
stimulated cells114. Sodium butyrate is a short chain fatty TH1 cell responses to minimize the potentially dele-
acid that inhibits histone deacetylases (HDACs), which terious effects of TNF and IFNÿ, is mostly implicated in
modify chromatin and regulate cellular function, including the immune response to TB, and no evidence exists for a
signalling pathways115,116. Interestingly, phenyl- protective role of IL-10 in the early stages of M. tubercu-
butyrate, a class I HDAC inhibitor that is known to losis infection128. However, a genotyping study in Ghana
synergize with vitamin D to induce CAMP production and found that individuals with the IL10 promoter haplotype
inhibit M. tuberculosis growth in macrophages117, has with the highest association with low circulating levels of
been tested as a potential host-directed therapy for IL-10 were more likely to have TB or be PPD-positive than
pulmonary TB118. Activated vitamin D (1ÿ,25(OH)2D3) to be PPD-negative129. Whether high IL-10 levels in these
binds to the vitamin D3 receptor (VDR), which trans- individuals truly confer resistance to infection, as opposed
locates to the nucleus to induce expression of CAMP and to PPD-specific anergy in the presence of LTBI, remains
drive other host processes, including autophagy and to be determined.
autophagosome–lysosome fusion80. CAMP has direct Additional CD4+ Tÿcell subsets, including TH17 cells,
antimicrobial activity against M. tuberculosis in the could contribute to the resister phenotype through IFNÿ-
phagosomal compartment80. Together, these data independent mechanisms. In mice, the produc-tion of
suggest that monocytes from resisters and individuals IL-17A, one of several TH17-related cytokines, recruits
with LTBI respond differently to ex vivo M. tuberculosis neutrophils and other inflammatory cells to the lung and is
infection. Targeting HDACs with inhibitors might provide a involved in granuloma maturation130.
novel therapeutic option for M. tuberculosis Adoptive transfer of BCG-specific TH17 cells har-vested
infections; however, the specific mechanisms by which from immunized IFNÿ-deficient mice into recipient V(D)J
HDAC-dependent pathways are altered in resisters, and recombination-activating protein (RAG)-deficient mice
whether epigenetic mechanisms or ‘trained immunity’ are gave these recipient mice a sur-vival advantage when
involved, are unknown. challenged with M. tuberculosis, which was comparable
to that seen with transfer of TH1 cells from IFNÿ-competent
Tÿcell-mediated resistance mice131. This IFNÿ-
Several lines of evidence from human studies and animal independent partial protection provided by TH17 cells
challenge models underscore the importance of Tÿcells in against M. tuberculosis was also seen in another adoptive
controlling M. tuberculosis infection119–121. HIV-infected transfer model132. Unlike IL-10, IL-17 is not known to
individuals with low CD4+ Tÿcell counts have increased directly interfere with IFNÿ production, and whether these
risk of progressing from LTBI to TB. In addition, patients IFNÿ-independent TH17 activities are relevant to the
with MSMD have defects in the IL-12–IFNÿ pathway and resister phenotype is unknown. However, taken together,
increased susceptibility to disseminated mycobac-terial these examples illustrate that despite having persistent
infections55. Furthermore, mouse models of acute M. negative responses in PPD skin reactivity tests and IGRAs,
tuberculosis infection have demonstrated the impor-tance it is possible that resisters have other mycobacteria-
of IFNÿ production in controlling bacterial replica-tion and specific MHC class I-restricted or MHC class II-restricted
survival122. However, the source of IFNÿ remains Tÿcell responses.
gd
gd
Unconventional Tÿcell responses.In addition to cross-sectional study of South African adolescents with
or without LTBI, there were low intra-donor correlations
myco-bacterial protein antigens, Tÿcells also recognize non-
protein mycobacterial antigens (Fig.ÿ3). For example, between Tÿcell responses to protein and lipid
Tÿcells are activated by mycobacterial cell wall lipids antigens135, indicating that Tÿcell responses to lipid
that are bound to CD1 proteins, which are homologous antigens are not redundant with those to protein
to MHC class I molecules but are functionally non- antigens and that the responses to the different
polymorphic40,133,134. The human CD1 locus encodes antigens could be comple-mentary. Immunity to lipid
four proteins (CD1A–CD1D) that are localized at the antigens could be primed by exposure in early life to
cell surface and present lipid antigens to Tÿcells. In a non-tuberculous mycobac-teria, which could facilitate clearance of M
following infection, thus limiting the initiation of peptide- of LTBI in individuals who are unable to produce IFNÿ in
specific Tÿcell responses that are mostly respon-sible for response to M. tuberculosis antigens.
producing a positive result in the PPD skin test.
In addition, lipid-specific Tÿcells could also be primed by B cell-mediated resistance
vaccination with BCG. Functionally, Tÿcells specific for Antibodies are powerful mediators of protective immu-nity
mycobacterial lipids have been shown to have a TH1 cell against many infectious diseases, and stimulating their
cytokine-producing profile ex vivo, supporting their role in production is the goal of vaccination strategies147,148.
the clearance of M. tuberculosis-infected cells136. In M. tuberculosis infection and disease, however, the role
The MHC class I-related gene protein (MR1) antigen- of humoral immunity is probably complex and remains
presenting molecule presents small molecules instead of unclear149,150. Passive transfer of antibodies has not
peptides or lipids to Tÿcells137 and is important for the consistently conferred protection151–154, and immuno-
development of mucosal-associated invariant T (MAIT) globulin G (IgG)-deficient individuals do not exhibit reduced
cells138–140. MAIT cells can kill M. tuberculosis-infected control of bacterial infections155. By contrast, a post hoc
cells in an MR1-dependent manner41, and Mr1-knockout analysis of the MVA85A vaccine trial found that elevated
mice have a higher lung burden of M. bovis BCG than wild- Ag85A-specific IgG titres correlated with protection against
type mice141. Furthermore, in candidate-gene association TB156. In addition, depletion of B cells in a non-human
studies, MR1 and CD1 polymorphisms were associated primate model of M. tuberculosis
with susceptibility to TB142,143. Finally, ÿÿ Tÿcells are a infection resulted in increased lesional bacterial bur-
Tÿcell lineage that express a heterodimeric Tÿcell receptor den157. Furthermore, in patients with active TB, B cell
and are activated by phosphorylated prenyl function is initially abnormal but returns to normal after
metabolites144,145. Vÿ9Vÿ2 Tÿcells are activated by BCG- successful treatment158,159. These observations highlight
infected cells and can lyse BCG-infected target cells146. the immunoregulatory role of B cells in controlling M.
Thus, in PPD-negative individuals, the CD1-specific, tuberculosis infections, which extends beyond their direct
MR1-specific and ÿÿ Tÿcell populations might provide antibody-mediated effector functions (Fig.ÿ4).
cellular immunity against M. tuberculosis that is inde-
pendent of the IFNÿ production by PPD-specific CD4+ Antibodies and latent Mycobacterium tuber-culosis
Tÿcells that defines LTBI. Further study is required to infection. Antibodies, plasma cells and antibody-responsive
determine whether these other populations of Tÿcells innate immune cells that express crystallizable fragment
protect against M. tuberculosis infection in resisters or, (Fc) receptors are abundant in M. tuberculosis
alternatively, whether these Tÿcells prevent progression granulomas160,161, indicating that these
Fig. 4 | Antibody-mediated resistance to Mycobacterium tuberculosis. Beyond their role in clearing pathogens,
antibodies also direct the rapid destruction of infected cells via the recruitment of innate immune cells (such as
phagocytes) that express crystallizable fragment (Fc) receptors. Two modifications to the Fc domain of an antibody control
its affinity for Fc receptors, namely, changes in the antibody subclass or isotype and its glycosylation. Fab, antigen-binding
fragment; NK cell, natural killer cell; ROS, reactive oxygen species.
innate immune cells are actively recruited and might intense exposure. However, a number of challenges
potentially contribute to antimicrobial activity162,163. have impeded the elucidation of potential resistance
Distinct Fc effector profiles were observed in indi- mechanisms, including the limitations of using an indi-
viduals with LTBI versus those with active disease. rect immunological test to define the resister phenotype
Individuals with LTBI had improved antibody func- and the need to incorporate measurements of exposure
tionality that was linked to elevated binding to the low- intensity in study designs. Despite this, contemporary
affinity immunoglobulin-ÿ Fc region receptor III-A epidemiological evidence supports the existence of
(FcÿR3A)164, which is highly expressed by natural killer resisters. Genome-wide association analysis of data
cells, neutrophils, mature macrophages and dendritic from independent studies has identified loci that are
cells163. Furthermore, these antibodies not only associ-ated with resistance to M. tuberculosis infection.
improved innate immune cell activity but also contributed The elu-cidation of immunological and genetic
to the restriction of intracellular survival of M. tuberculosis mechanisms of the resister phenotype is at an early
in previously infected primary macrophages. Interestingly, stage, but these stud-ies might reveal heterogeneous
this differential functional activity was not related to protective responses that are relevant to different types
altered subclass selection but was instead related to of resisters. For example, macrophage-dependent
sub-stantial changes in antibody glycosylation among pathways that prevent bacterial uptake or rapidly clear
the M. tuberculosis-infected individuals164. M. tuberculosis before the devel-opment of an adaptive
immune response define innate resisters. Alternatively,
Antibodies and the resister phenotype. It is unclear adaptive resisters are individuals in which Tÿcell and B
whether antibodies contribute to the resister phenotype, cell effector functions eliminate or restrict M. tuberculosis
but it is plausible that at the time of repeated M. tubercu- infections, either independently of IFNÿ production or
losis exposure that pre-existing antibodies might direct through priming by non-protein antigens. Further study
the antimicrobial activity of macrophages, neutrophils or is required to clarify whether adaptive resisters have
dendritic cells to eliminate the bacteria more effec- greater resistance to progression to active TB than
tively. Although inÿvitro studies indicate a limited role for individuals with traditionally defined LTBI; however,
antibody-mediated opsonophagocytic prevention of these studies could identify novel cor-relates of immune
macrophage infection by M. tuberculosis, the addition of protection or aid current prognostic efforts to stratify
pooled IgG derived from individuals with LTBI to previ- those individuals who are most at risk of disease progression4,5 .
ously infected healthy donor primary macrophages can Looking ahead, integrated research approaches
drive bacterial elimination by a process that probably using advanced epidemiological, genetic and
involves activation of the inflammasome164. These immunological tools will be required to dissect
results suggest that, in addition to their minor role in mechanisms of resist-ance. In future studies, features of
limiting initial infection through opsonization, antibodies an optimally defined resister should incorporate several
‘cure’ infected macrophages if they are present at the variables outlined in Boxÿ1, including, first, indices of
right time and place. Although the majority of healthy exposure (both intensity and duration) using, at a
donor macrophages restricted M. tuberculosis survival minimum, validated epidemio-logical risk scoring12,13;
in the presence of pooled IgG from individuals with second, the use of both the PPD skin reactivity test and
LTBI164, the level of restriction varied by macrophage the IGRA to avoid misclassifica-tion bias resulting from
donor, which suggests that antibody-mediated killing of discordant immunological tests; and third, longitudinal sampling for s
M. tuberculosis is also dependent on factors that are Epidemiological risk scores must include an assess-
intrinsic to innate immune cells. ment of the nature of contact between the index case or
Thus, whether natural or affinity-matured humoral cases and the exposed individual (that is, whether the
immunity exists among resisters is unknown, but humoral index case is the primary caregiver and the frequency
immunity might provide an exciting novel immunological and proximity of contact) and some assessment of
axis that links the adaptive and innate immune responses infectivity of the exposure environment (for example,
to target and eradicate M. tuberculosis whether the index case is coughing, whether their spu-
after exposure and warrants further exploration. tum is smear-positive for M. tuberculosis and whether
there are multiple index cases within a household or
Conclusions and outlook employment setting). Although not yet ready for prac-
Historically, significant breakthroughs in treating infec- tical implementation, more advanced assessments of
tious diseases have been made by studying mechanisms infectious risk, such as aerobiological environmental
of resistance rather than susceptibility to infections. The sampling where transmission risk has been correlated
most notable historical example is the observation that with the degree of ventilation and with the number of
milkmaids exposed to cowpox were resistant to small- viable bacteria sampled from cough aerosols, could be
pox165. A more contemporary example is the HIV resist- incorporated in future studies37,169,170.
ance of individuals with a variant of CCR5, CCR5ÿ32 Even in areas of high TB endemicity, some level of
(refs166,167). Both these observations led to discordance exists between the results of PPD skin
transformative therapeutic interventions — the smallpox reac-tivity tests and IGRAs171. Consequently, individuals
vaccine and CCR5 inhibitors, respectively168. with discordant results in the PPD skin reactivity test
For much of the past century, many investigators and the IGRA are not categorized as resisters, although
have postulated that some individuals are naturally retaining clinical samples from these individuals is
resistant to M. tuberculosis infection in the face of important to facilitate studies to better understand the mechanistic
basis of this discordance. As the resister category might new advances in stem cell work (for example, induced
encompass multiple biological phenotypes, at this early pluripotent stem cells derived from peripheral blood
stage in their characterization, we favour more stringent mononuclear cells) have made possible the creation of
criteria to avoid misclassification, which justifies the permanent cell lines from individuals, which can be diff-
increased expense and logistical complexity of imple- erentiated into different cell types that are more relevant for
menting multiple testing modalities (PPD skin reac-tivity studying M. tuberculosis pathogenesis (for example,
tests and IGRAs) and serial testing. Longitudinal sampling alveolar macrophages). Finally, if M. tuberculosis
should include, at a minimum, multiple LTBI diagnostic cultures from index cases are available, comparisons of
tests in the year following initial exposure, as most but not strain type, host phenotype (resister versus LTBI versus
all conversions occur in the first 3 months following TB) and host genotype, as well as determination of whether
exposure36. In circumstances in which resist-ers remain transmission events are sympatric or allopatric172, are
in regions of high M. tuberculosis transmis-sion, follow-up exciting avenues of investigation.
testing may be warranted to ensure that any new The integration of rigorous epidemiological pheno-
conversions owing to community exposures are detected. typing with mechanistic studies that investigate global
immune pathways in macrophages, Tÿcells and B cells,
Advances in the past decade have transformed genetic and how these pathways might differ between resisters and
methods and platforms, which now include affordable and individuals with LTBI, should provide further biological
standardized genome-wide detection of polymorphisms. insight into the mechanisms of early clearance or preven-
These tools provide assessment of polymorphisms that are tion of infection by M. tuberculosis. These potential bio-
annotated in public databases. logical mechanisms should provide targets for drugs and
Whole-genome sequencing is also more affordable and can vaccines that could improve specific immune functions and
be used to examine resisters for unidentified poly- improve therapeutic options for treating TB.
morphisms that are not annotated in public databases.
To address limitations in the availability of patient samples, Published online 12 June 2018
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172. Gagneux, S. etÿal. Variable host-pathogen Acknowledgements Epidemiology and Genetics sections (C.M.S., E.S. and G.C.),
compatibility in Mycobacterium tuberculosis. Proc. This work was supported by grants from the US National the B cell-mediated resistance section (G.A.) and the Macrophage-
Natl Acad. Know USA 103, 2869–2873 (2006). Institutes of Health grants R01AI124348 (to W.H.B., T.R.H., mediated resistance section (M.C.). Initial figure drafts were
173. Hardy, M. A. & Schmidek, H. H. Epidemiology of C.S., C.M.S. and H.M.-K.), U01AI115642 (to W.H.B., T.R.H., provided by J.D.S., M.C. and G.A. Detailed review and editing
tuberculosis aboard a ship. JAMA 203, 175–179 C.S., C.M.S. and H.M.-K.), R01AI124349 (to E.S.) and were additionally provided by S.F., R.S.W., W.H.B. and H.M.-K.
(1968). T32AI007044 (to J.D.S.) and contract number NO1AI70022 (to
174. Badger, T. L. & Spink, W. W. First-infection type of W.H.B., C.M.S., T.R.H. and H.M.-K.); the Bill and Melinda Gates
tuberculosis in adults — a five-year study of student Foundation grant OPP1151836 (to T.R.H., W.H.B., C.S., C.M.S., Competing interests
nurses at the Boston City Hospital. New Engl. J. Med. H.M.-K., G.C. and R.S.W.) and grant OPP1151840 (to G.A. and The authors declare no competing interests.
217, 424–431 (1937). S.F.); the Canadian Institutes of Health Research grant
175. Myers, J. A., Boynton, R. E. & Diehl, R. E. Prevention of FDN143332 (to E.S.); and the South African Medical Research Publisher’s note
tuberculosis among students of nursing. Council grant ACT4TB/HIV (to G.C. and R.S.W.). G.C. is also Springer Nature remains neutral with regard to jurisdictional
Am. J. Nurs. 47, 661–666 (1947). affiliated with the School of Public Health, University of claims in published maps and institutional affiliations.