Endo
Endo
Endo
Endodontic
Armamentarium
ADHAM A. AZIM AND PHILIP MICHAELSON
CHAPTER OUTLINE
Introduction, 117 Nonsurgical Root Canal Treatment, 120
Examination and Diagnosis, 118 Instrumentation Armamentarium, 121
Magnification, 119 Coronal Seal, 129
Isolation, 119 Surgical Armamentarium, 130
LEARNING OBJECTIVES
At the end of this chapter, the student should be able to: 5. Explain the basis for sizing and taper of hand and rotary instru-
1. Define the basic set of armamentarium appropriate for diagno- ments.
sis, emergency treatment, canal preparation, obturation, and 6. Describe the basic design of the more common canal prepara-
endodontic surgery. tion instruments and their mode of use.
2. Describe the general characteristics of endodontic armamen- 7. Describe the various adjunct tools needed to achieve adequate
tarium and show how these characteristics are related to their disinfection.
use. 8. Identify the various temporary restorative materials used after
3. Describe the importance of using magnification for proper endodontic treatment.
endodontic treatment. 9. Describe the various adjunct tools used during endodontic
4. Present the advantages of three-dimensional (3D) versus two- surgery.
dimensional (2D) radiographic imaging.
Introduction the dental pulp. Over the next several decades, endodontic instru-
ments continued to evolve into the instruments and materials we
The goals of nonsurgical root canal therapy (RCT) are to chemo- use today. Over the past two decades, the endodontic armamen-
mechanically débride, disinfect, and shape the root canal spaces, tarium has undergone major renovations in nonsurgical and surgi-
followed by adequately sealing all portals of entry and exit.1,2 To cal treatment that have allowed endodontic treatment to become
achieve these goals, multitudes of solutions and dental instru- more successful.
ments have been specially designed and used. Historically, varied This chapter provides an overview of basic and advanced
attempts at endodontic treatments have been documented since endodontic armamentarium and describes their use in the clinical
ancient times. In 1728 Pierre Fauchard wrote The Surgeon Dentist, setting. Proper knowledge of the various instruments, materials,
which described the dental pulp space and the procedure to access and equipment, together with their design, composition, and
this space to relieve abscess formation. Fauchard recommended function, is critical to provide patients with proper diagnosis and
leaving the access to the pulp space open for months and then fill- treatment options. The field of endodontics is constantly evolving
ing the opening with lead foil. Advancing on this concept, Robert with improved armamentarium to assist clinicians with diagno-
Woofendale in 1766 was credited with the first endodontic proce- sis and treatment. Clinicians should always consider using newer
dure in the United States. He would cauterize the dental pulp with instruments, materials, and equipment to provide the best pos-
a hot instrument and place cotton in the root canals. From this sible treatment for their patients. It will not be possible to include
idea, the concept of pulp extirpation took hold. In 1838 Edwin all armamentarium used in every endodontic procedure in this
Maynard fabricated the first endodontic instrument. He ground a chapter. However, the most widely used instruments and materials
watch spring into a broach, which he would then use to extirpate will be covered in detail.␣
117
118 C HA P T E R 7 Endodontic Armamentarium
(Figs. 7.2 and 7.3). The supporting periapical tissues can be exam-
ined with the back of the mirror (percussion), the index finger
(palpation), and the periodontal probe. Other instruments can be
used to determine the presence or absence of a coronal crack or a
root fracture, such as a “Tooth Slooth,” a transilluminator, methy-
lene blue, or caries detection dye.␣
Radiographic Examination
Radiographic examination is the key diagnostic tool used to eval-
uate the periapex. Different types of radiographs can be used for
endodontic diagnosis. Two-dimensional (2D) intraoral radiographs,
periapical and bitewing, are used to evaluate the teeth, their sup-
Examination kit containing a mouth mirror, periodontal probe, porting structures, and any existing restorations. Three-dimensional
dental probe, and cotton pliers. (3D) radiographs and cone beam computed tomography (CBCT)
have become routinely used in endodontic diagnosis due to their
ability to provide 3D images of the area of interest. In 2017 a sur-
vey sent to members of the American Association of Endodontists
(AAE) showed that almost 50% of the endodontists in the United
States have a CBCT machine in their offices.3 CBCT use among
endodontists is increasing because it can further assist clinicians in
proper diagnosis and treatment planning.4-8 Rodriguez et al.7 inves-
tigated the influence of CBCT imaging on clinical decision-making
choices of different specialists among cases with different levels of
difficulty. The results showed that examiners altered their treatment
plan after viewing the CBCT scan in 27.3% of the cases and up
to 52.9% in high-difficulty-level cases. Although periapical radio-
graphs are still used as the standard radiographic technique for end-
odontic diagnosis and treatment, there are several clinical situations
in which 2D radiographs may not be able to properly assess the
clinical condition. Periapical lesions have to reach a certain size and
erode the inner cortical plates of the jaws to be visible on a periapical
radiograph.9,10 In addition, 2D radiographs have significant limita-
tions in the detection, assessment, and treatment planning of exter-
nal cervical root resorption compared with CBCT imaging.6 In a
joint statement by the AAE and the American Association of Oral
and Maxillofacial Radiology (AAOMR),11 they outlined several cir-
cumstances in which CBCT can be very useful for better clinical
examination (see Chapter 3). These conditions include cases with
external and internal resorptive defects, trauma and fracture cases,
presurgical treatment planning, and vertical root fracture cases. In
EndoIce used for cold testing. addition, they recommend using CBCT to evaluate the nonhealing
CHAPTER 7 Endodontic Armamentarium 119
Illustration of the use of the dental operating microscope to detect cracks within the crown and
root. (Courtesy Dr. Hajar Albanian.)
of previous endodontic treatment, in intra-appointment identifica- surgery.16,17 In addition to allowing excellent visualization, it is
tion and localization of calcified canals, for initial treatments with a great tool for documentation as well. Clinicians can easily take
potential existence of extra canals and suspected complex morphol- images and videos of the various procedures and use them for bet-
ogy, and for the diagnosis of patients who present with contradic- ter patient communication and education (Fig. 7.4) (Video 7.1).␣
tory or nonspecific clinical signs and symptoms associated with
untreated or previously endodontically treated teeth. It should be Isolation
noted, however, that the accuracy of CBCT relies to a great extent
on the specifications and settings of the equipment used (field of In 1862 Dr. Sanford Barnum developed the rubber dam to allow a
view, voxel size, and artifact correction). Additionally, some lesions saliva-free field in the mouth. Later, Dr. G. A. Bowman improved
may not be accurately detected if they are smaller than 1.4 mm in the rubber dam by inventing the rubber dam clamp, which
diameter.5␣ allowed the stabilization of the rubber dam to a tooth. The rub-
ber dam is intended to isolate the tooth/teeth to be treated from
Magnification the oral cavity to ensure no microbial contamination. In addition,
it offers other kinds of benefits, such as enhancing visualization,
The dental operating microscope (DOM) is considered standard providing a clean operative field, and preventing ingestion or aspi-
equipment in the endodontic office. Before the early 1990s, den- ration of any instrument, material, or irrigant during treatment.
tal loops were used for magnification. The loops were limiting in The 2010 AAE Position Statement on Dental Dams indicated that
two ways: first, only low-level magnification was possible; second, “tooth isolation using the dental dam is ... integral and essential
because the practitioner had to wear the loops, neck strain and for any nonsurgical endodontic treatment.” It is also considered
postural problems often resulted. A web-based survey sent to the standard of care in today’s practice.
AAE members in 200712 showed that 90% of endodontists were An isolation kit is composed of (1) clamps that clasp the tooth
using a DOM during treatment in comparison with only 52% in and are available in different shapes and sizes, depending on the
1999. The clinician can better visualize the root canal anatomy tooth to be isolated (Fig. 7.5); (2) rubber dam sheet, a physical bar-
as a result of the magnification and illumination provided by the rier to isolate the tooth from the oral cavity; (3) rubber dam hole
DOM. Khalighinejad et al. showed that maxillary first molars punch used to create a hole in the rubber dam sheet that allows for
with nonhealed RCT in which DOM was not used were signifi- placement of the rubber dam clamp; and (4) a rubber dam frame
cantly more likely to have a missed MB2 canal in the affected MB used to hold the rubber dam sheet in place (Fig. 7.6). In some
root. This study indirectly shows the value of using the DOM clinical cases, rubber dam placement alone may not sufficiently
on the outcome of nonsurgical root canal treatment, at least in allow adequate isolation of the tooth before initiating treatment.
this situation.13 Other studies also showed that practitioners were Supplementary material such as OraSeal or OpalDam (Ultradent
better able to locate and negotiate canals when the DOM was Products, Inc., South Jordan, Utah, USA) may be applied around
used.14,15 Although dental loops can be used during endodontic the tooth/clamp junction to enhance tooth isolation (Fig. 7.7). In
treatment, the DOM offers multiple advantages: a wider field of clinical cases in which an extensive amount of tooth structure is
view, improved illumination, and less physical strain on the prac- lost, restoration of the tooth to allow for proper isolation is rec-
titioner. DOM is also among the instruments and materials that ommended. This restoration can be achieved using glass ionomer
have significantly improved the treatment outcome of endodontic or composite restorative materials (Fig. 7.8). If placing a clamp
120 C HA P T E R 7 Endodontic Armamentarium
Different types of clamps that can be used for rubber dam isolation, depending on the tooth
morphology.
Rubber dam kit composed of (from left to right) clamp holder, rubber dam punch, rubber dam
frame (white), and rubber dam sheet.
on the tooth might result in damage of an existing restoration, a (Fig. 7.11); (4) endodontic spreaders, used for lateral condensa-
dental dam stabilizing cord, such as Wedjets (Coltene/Whaledent tion of gutta-percha; and (5) endodontic pluggers, used for vertical
GmbH), can be used to stabilize the rubber dam in place without gutta-percha condensation during obturation. Endodontic spread-
the use of a clamp (Fig. 7.9).␣ ers and pluggers come in different sizes as well as both finger and
handle design (Figs. 7.11 and 7.12). Finally, the cassette includes
a metal or plastic instrument that is used to place the temporary
Nonsurgical Root Canal Treatment filling into the pulp chamber.␣
Nonsurgical Cassette
Length Determination
The nonsurgical treatment cassette includes all the instruments
that are needed during RCT (Fig. 7.10). The cassette contains To ensure proper length control during root canal treatment,
the instruments used in diagnosis in addition to other proce- electronic apex locators (EAL) have been used to determine the
dure-specific instruments, such as (1) local anesthesia syringe; position of the apical foramen and/or constriction and thus the
(2) endodontic explorer (DG 16), an instrument that aids in the apical extent for root canal instrumentations. The first EAL was
identification of root canal orifices; (3) a ruler used to measure the introduced in 1962 by Sunada.18 Since their development, EAL
instruments for length control during the root canal procedure have evolved to improve their accuracy and reliability in the
CHAPTER 7 Endodontic Armamentarium 121
Images illustrating the use of further isolation after rubber dam placement. Lower left: Isolation
using OraSeal putty (Ultradent). Lower right: OpalDam (Ultradent).
various clinical conditions. Currently, EAL are consistently used tooth. Ceramic restorations and porcelain are best approached using
by endodontists and widely used by general dentists.19 EAL have diamonds burs. Carbide burs are acceptable for metal (amalgam,
been shown to be more accurate than standard 2D radiographs gold, crown undercasting) and composite restoration.24 The typical
in working length determination.20 When use of EAL is com- armamentarium consists of sizes 2, 4, and 6 round diamond burs
bined with a radiograph, clinicians can reduce the risk of over- or and size 4 round carbide or #1157 carbide burs. After achieving
underinstrumentation during root canal treatment,21 and thereby access to the pulp chamber, safe end burs (Endo Z) can be used to
achieve more predictable results.22,23␣ avoid any unnecessary damage to the floor of the pulp chamber.
Additional instruments are sometimes required to localize the
root canal orifices/canals (Fig. 7.13). Root canal localization can
Instrumentation Armamentarium be complicated by calcification in the form of pulp stones and dys-
trophic calcification of the root canal space. To remove these calci-
Endodontic Access fied structures, Munce burs, Mueller burs, or Swiss LN burs can
The endodontic access is the opening in the crown of the tooth that be used. They are long shanked rotary burs that can be used for
allows for localization of the root canal space. Classically, the outline precise troughing to expose root canal orifices. These burs come
form for the access has been governed by G. V. Black’s principles of in different sizes to facilitate drilling at different levels without the
cavity preparation. However, the access for each tooth should be root canal space and are used without water coolant, which can
directed by the anatomy of both the pulp chamber and the curva- generate a significant amount of debris. Specialized endodontic
ture of the root. Existing restorations and decay can alter the outline ultrasonic tips can also be used for root canal localization. The
form of the access. Due to the implementation of the DOM, mod- advantages of ultrasonic tips are that they can be used very pre-
ern endodontic accesses can be smaller and more precise in their cisely and, if desired, used with water irrigation. Irrigants, dyes,
location on the crown of the tooth. The access is prepared using a and light can also help in root canal localization. A drop of sodium
high-speed handpiece and burs with water coolant. The selection hypochlorite (NaOCl) can be placed in the pulp chamber and
of burs for access depends on the material(s) in the crown of the viewed under the DOM. The solution will often bubble and “light
122 C HA P T E R 7 Endodontic Armamentarium
Images illustrating the prebuildup using composite resin after removal of the old restoration and
before initiating root canal treatment. (Courtesy Dr. Howard H Wang.)
CHAPTER 7 Endodontic Armamentarium 123
Clampless rubber dam isolation using Wedjet in an upper anterior tooth with an all-ceramic
crown. (Courtesy Dr. Elham Shadmehr.)
up” a canal orifice. Caries detection dye or other stains can also disinfection is removing all pulp tissue and infected debris from
locate hard-to-find root canal orifices. Transillumination of the the root canal system. Because achieving a sterile environment is
pulp chamber with a curing light has also been suggested to help currently impossible, the root canal space is then filled with a spe-
locate root canal orifices. In summary, precise endodontic access is cial filling material to “entomb” any remaining bacteria. Root canal
essential to a successful root canal treatment.␣ disinfection is achieved through a step called “cleaning and shap-
ing.” Although the primary goal is only cleaning, the root canal
space needs to be shaped by endodontic instruments to facilitate
Cleaning and Shaping Instruments the cleaning process. It should be noted that the current disinfec-
Once access to the root canal system has been achieved, disinfec- tion process derives from the instruments and materials currently
tion of the root canal space can be initiated. The goal of root canal used. With the advancement in technology, noninstrumentation
124 C HA P T E R 7 Endodontic Armamentarium
techniques may be used, and the need to further shape the canal to the treatment. An illustration of the different hand instrument
facilities cleaning may be no longer needed. Cleaning and shaping is shown in Fig. 7.16. The application and use of each of these
of the root canal space with the current endodontic armamen- instruments will be discussed in detail in Chapter 14. The taper
tarium have two primary objectives: (1) the enlargement of the for a standardized instrument is constant for the full length of
root canal space, and (2) creation of a space amenable to the fill- the cutting flutes (typically 16 mm). The taper of the instrument
ing “obturation” method being used. The instruments used for refers to the incremental enlargement of the instrument diameter
cleaning and shaping are classified by the ISO-Federation Den- every 1 mm (Table 7.1). Some rotary endodontic files are variable
taire Internationale. Instruments used by hand only are Group I. in their taper, which means that the taper is not constant for the
Instruments similar to Group I but which are used with a rotary full extent of the cutting flutes and varies for different segments
engine or motor are Group II. Rotary engine–driven drills are of the file.
Group III. All three groups are typically used for an endodontic After an initial glide path has been created, preparation of the
procedure. Initially, small hand files can be inserted to “scout” the coronal and middle thirds of the canal system can be started. A
root canal space. After providing a glide path, rotary instrumen- significant concept in the preparation of the coronal and middle
tation can be commenced. Rotary instrumentation is performed thirds of the canal is called straight-line access. Root canal sys-
using an endodontic electric motor (Fig. 7.14). The electric motor tems are typically similar to an hourglass in shape.25 Straight-line
allows for more precise control of the speed of rotation than that access decreases the curvature in the coronal and middle thirds of
allowed by an air-driven handpiece. Electric motors can also con- the root canal, which favorably preserves the apical curvature. The
trol the allowable torque, which can be set to maximize file perfor- coronal and middle thirds of the canal can be prepared with hand
mance and minimize file separation (breakage). or rotary instrumentation. Traditionally, Hedstrom files were used
Hand and rotary files use standardized systems for sizing and to enlarge the space. Currently, the coronal and middle thirds
identification. The size of a file is defined by 100 times the tip are enlarged with Gates Glidden burs, Peeso reamers, specialized
size. The taper of the file (the increase in diameter from the tip access burs, or nickel-titanium orifice openers. All can be effective
of the file to the handle) is based on 1/100th of a millimeter. The in the coronal enlargement of the root canal system. Gates Glid-
color-coded identification system is based on file size. With the den and Peeso reamers can also be used for the preparation of post
exception of the three smallest file sizes (6, 8, and 10), the color space after completion of RCT (Fig. 7.17). Their use, however,
pattern repeats to aid in file size identification (Fig. 7.15). Hand should be restricted to the coronal and middle third of the canal.
and rotary files come with different cross-sections and accord- Both are available in various sizes (Table 7.2) and lengths. The
ingly can be used in different motions and at different parts of apical third of the canal can be enlarged with hand or rotary files.
The desired final size and taper of the root canal is determined
by the width, curvature, and length of the root. Each root canal
should be individually evaluated for maximum apical prepara-
tion size and taper. The physical attributes of the file (material
and design) dictate its optimal use. The clinician should select
the instrument type based on its mechanical properties and the
desired goal needed to be achieved. Historically, files were made
from carbon steel. Carbon steel had strength but was less flexible
and degraded by sterilization. Stainless steel is used today and has
the benefits of strength, improved flexibility compared with car-
bon steel, and heat tolerance. More recently, nickel titanium has
been used for file fabrication. Nickel titanium allows for strength,
Endodontic ruler. flexibility, ability to withstand sterilization, and the ability to
Additional instruments used for canal localization. Long shank round burs in different sizes (left).
Ultrasonic tips with a round diamond tip (right).
Longitudinal and cross-sectional shapes of various hand-operated instruments. Note that small
sizes of K-reamers, K-files, and the K-Flex have a different shape than the larger sizes.
CHAPTER 7 Endodontic Armamentarium 127
TABLE
7.1
Diameter 3 mm from Tip Diameter 3 mm from Tip Diameter 3 mm from Tip
File Size (Color) Tip Size in mm with 02 Taper in mm with 04 Taper in mm with 06 Taper in mm
6 (Pink) .06 .12 .18 .24
8 (Gray) .08 .14 .20 .26
10 (Purple) .10 .16 .22 .28
15 (White)* .15 .21 .27 .33
20 (Yellow)* .20 .26 .32 .38
25 (Red)* .25 .31 .37 .43
30 (Blue)* .30 .36 .42 .48
35 (Green)* .35 .41 .47 .53
40 (Black)* .40 .46 .52 .58
*Color code repeats starting at size 45 files. After size 60, files increase by 10 and not by 5.
TABLE
7.2
Size Gates Glidden Drills Peeso Reamers
No. 1 0.4 mm 0.7 mm
No. 2 0.6 mm 0.9 mm
No. 3 0.8 mm 1.1 mm
No. 4 1.0 mm 1.3 mm
No. 5 1.2 mm 1.5 mm
No. 6 1.4 mm 1.7 mm
Different types of endodontic sealers. Top: Bioceramic sealer Dual Calamus obturation device. On the left side is the heat
(Brassler, Augusta, GA, USA). Bottom: AH plus sealer (Dentsply Sirona, system; on the right side is a thermoplasticized gutta-percha dispenser.
Tulsa, OK, USA).
materials were eugenol-based, such as zinc oxide eugenol (ZOE)
Coronal Seal or intermediate restorative material (IRM). Noneugenol based
materials, such as Cavit or glass ionomer are more commonly
After completion of RCT, the access opening in the tooth must used today due to their improved mechanical properties.55-58 A
be restored. Although some treatments can allow for the place- plastic instrument is then used to adapt the temporary filling
ment of a permanent restoration at the time of treatment, the material to the access cavity. It should be noted that the success
tooth after root canal treatment is often sealed with a temporary of endodontic treatment is significantly affected by the quality of
material. The pulp chamber is cleaned of all sealer and gutta- the final restoration.59,60 In a systematic review by Gillen et al.,
percha with a solvent. This process is typically performed using researchers showed that the quality of the coronal restoration is
isopropyl alcohol on a cotton pellet or microbrush. Once com- as important as the quality of the root canal filling for the suc-
plete, a piece of sterile cotton or sponge is placed in the pulp cess of the endodontic treatment.59 Thus nonsurgical endodontic
chamber. The access is then sealed with a temporary material. treatment is fully completed only with a proper permanent res-
Numerous temporary materials have been used historically. Most toration in place.␣
130 C HA P T E R 7 Endodontic Armamentarium
anterior and posterior area (Fig. 7.29). Surgical burs are used to Mold curettes used to reflect the flap off the bone and elevate
the periosteum.
remove bone, create the osteotomy, and cut the root end por-
tion of the tooth. After the osteotomy, bone curettes are needed
to remove the granulation tissue from the bony crypt. They also
come in different sizes to accommodate for the size of the bony
crypt (Fig. 7.30). The granulation tissue is often attached to the
root; thus periodontal curettes are used to release the granula-
tion tissue from the root surface (Fig. 7.31). Retro preparation
is then initiated using specially designed ultrasonic tips (retro-
preparation tips), which come in different angulations and sizes
to accommodate the different roots (anterior or posterior) (Fig.
7.32). They are also available in different lengths (3 mm, 6 mm,
and 9 mm). Although 3 mm retro preparation tips are the most
commonly used, 6 mm and 9 mm tips can be often used to allow
further cleaning of the root canal space from an apical direction in
special clinical cases. Micromirrors are used to visualize the root
end portion of the tooth after retro preparation to ensure that no
cracks are present (Fig. 7.33). This technique can be combined Surgical handpiece with a 45-degree angled head (left). Non-
with the use of dyes to stain the apical end of the root as well surgical handpiece for standard dental work.
132 C HA P T E R 7 Endodontic Armamentarium
6. Endodontic surgery “apicoectomy” includes: 9. Surgical operating microscopes are superior to dental loops in
a. Resection of an entire root a. Provides higher magnification
b. The placement of a retro-filling material to seal the root canal b. Allowing minimal illumination
apically c. Minimizing neck strains
c. The use of NaOCl to disinfect the osteotomy site d. All of the above
d. Stimulation of bleeding to improve visualization and placement of a e. Only a and c
retro-filling material 10. All of the following can be utilized to locate the canal orifices EXCEPT:
7. Dental operating microscopes are beneficial for: a. DG16 explorer
a. The prevention of carpal tunnel syndrome in the operator b. Mirror
b. Decreased illumination of the surgical field c. Dental operating microscope
c. Location and negotiation of root canals d. Apex locator
d. Low level magnification e. Caries detection dye
e. Nonsurgical treatment only 11. Which of the following irrigants has the ability to dissolve pulp tissue
8. Which of the following radiographic methods is not commonly used in and disinfect the root canal system?
endodontic diagnosis? a. NaOCl
a. Periapical radiographs b. Ca(OH)2
b. Bitewings c. EDTA
c. CBCT d. Chlorhexidine
d. Panoramic x-ray e. Formocresol
ANSWERS
Answer Box 7 6 b. The placement of a retro-filling material to seal the root
1 d. Periosteal elevator canal apically
2 c. Retro pluggers 7 c. Location and negotiation of root canals
3 a. Dental caries detection 8 d. Panoramic x-ray
4 e. All of the above 9 e. Only A & C
5 c. formocresol 10 d. Apex locator
CHAPTER 7 Endodontic Armamentarium 133
Angulated bone curettes to facilitate removal of granulation tissue from the periapical lesion.
Periodontal curette to scale the root surface after apical resection and removal of granulation tissue.
Ultrasonic set showing the different ultrasonic tip designs that can be used for root end prepa-
ration in the anterior and posterior roots.
134 C HA P T E R 7 Endodontic Armamentarium
A B
Micromirrors used during endodontic surgery (right). Illustration of the use of a micromirror to
visualize an apical crack (left).
The product called “To Dye For,” used to stain the root surface (left). Illustration of the staining
process in root end surgery (top and bottom right).
CHAPTER 7 Endodontic Armamentarium 135
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computational fluid dynamics model, J Endod 36(5):875–879, 2010. ditional root-end surgery and endodontic microsurgery, J Endod
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ferent final irrigant activation protocols on smear layer removal in 66. Tawil PZ, Saraiya VM, Galicia JC, Duggan DJ: Periapical micro-
curved canals, J Endod 36(8):1361–1366, 2010. surgery: the effect of root dentinal defects on short- and long-term
49. Desai P, Himel V: Comparative safety of various intracanal irriga- outcome, J Endod 41(1):22–27, 2015.
tion systems, J Endod 35(4):545–549, 2009. 67. Torabinejad M, Lee SJ, Hong CU: Apical marginal adaptation of
50. van der Sluis LW, Versluis M, Wu MK, Wesselink PR: Passive ultra- orthograde and retrograde root end fillings: a dye leakage and scan-
sonic irrigation of the root canal: a review of the literature, Int Endod ning electron microscopic study, J Endod 20(8):402–407, 1994.
J 40(6):415–426, 2007. 68. Torabinejad M, Higa RK, McKendry DJ, Pitt Ford TR: Dye leakage
51. Hasselgren G, Olsson B, Cvek M: Effects of calcium hydroxide and of four root end filling materials: effects of blood contamination,
sodium hypochlorite on the dissolution of necrotic porcine muscle J Endod 20(4):159–163, 1994.
tissue, J Endod 14(3):125–127, 1988. 69. Baek SH, Plenk Jr H, Kim S: Periapical tissue responses and cemen-
52. Law A, Messer H: An evidence-based analysis of the antibacterial effec- tum regeneration with amalgam, SuperEBA, and MTA as root-end
tiveness of intracanal medicaments, J Endod 30(10):689–694, 2004. filling materials, J Endod 31(6):444–449, 2005.
53. Jasper E: Root canal therapy in modern dentistry, Dental Cosmos 70. Taschieri S, Corbella S, Tsesis I, et al.: Effect of guided tissue regener-
75:823–829, 1933. ation on the outcome of surgical endodontic treatment of through-
54. Whitworth J: Sealer selection: a considered approach, Endod Prac and-through lesions: a retrospective study at 4-year follow-up, Oral
2(3):31–38, 1999. Maxillofac Surg 15(3):153–159, 2011.
55. Anderson RW, Powell BJ, Pashley DH: Microleakage of temporary 71. Tsesis I, Rosen E, Tamse A, et al.: Effect of guided tissue regenera-
restorations in complex endodontic access preparations, J Endod tion on the outcome of surgical endodontic treatment: a systematic
15(11):526–529, 1989. review and meta-analysis, J Endod 37(8):1039–1045, 2011.
12
Root Canal Anatomy
MARCO VERSIANI, BLAINE CLEGHORN, AND
WILLIAM CHRISTIE
CHAPTER OUTLINE
Introduction, 225 Root Canal Anatomy of Maxillary and Mandibular Teeth, 242
Root Canal Components and Morphology, 229 Influence of Root Canal Anatomy in Endodontic Procedures, 254
Root Canal Configuration Systems, 235 Clinical Outcome Remarks, 257
Root Canal Anomalies and Embryologic Malformations, 235 Conclusions, 258
LEARNING OBJECTIVES
After reading this chapter, the student should be able to: 11. Draw a representative example of the most common internal
1. Recognize errors that may cause difficulties or failures in root and external anatomy of each tooth in the following planes: (1)
canal treatment owing to lack of knowledge of pulp anatomy. sagittal section of mesiodistal and faciolingual planes and (2)
2. List techniques that help determine the type of root canal sys- cross-section through the cervical, middle, and apical thirds.
tem. 12. Suggest methods for determining whether roots and canals
3. Draw the eight most common canal types (Vertucci’s I to VIII), are curved and the severity of the curvature.
the shapes of roots in cross-section, and common canal con- 13. Explain why many root curvatures are not apparent on stan-
figurations in these roots. dard radiographs.
4. Understand the two most commonly used classification sys- 14. State the tenet of the relationship of pulp-root anatomy.
tems (Vertucci and Weine) for root canal system and their limi- 15. List each tooth and the root or roots that require a search for
tations. more than one canal.
5. Describe a new classification system of root canal system mor- 16. List and recognize the significance of iatrogenic or pathologic
phology that uses universal tooth number along with canal factors that may cause alterations in root canal anatomy.
number and morphology of individual roots as depicted in 17. Define the root canal space and list and describe its major com-
cleared bench specimens or clinical tomography images. ponents.
6. Know about root canal research in the past and understand 18. Describe variations in the root canal system in the apical third.
how present research is helping identify the complexity and 19. Describe how to determine clinically the distance from the
variations in ethnicity of the human root canal system. occlusal-incisal surface to the roof of the chamber.
7. Describe the most common root and root canal anatomy of 20. Discuss the location, morphology, frequency, and importance
each tooth. of accessory (lateral) canals.
8. For each tooth type, list the average length, number of roots, 21. Describe relationships between the anatomic apex, radio-
and most common root curvature directions. graphic apex, and actual location of the apical foramen.
9. Characterize the most frequent variations in root and root 22. Describe common variations in root canal anatomy resulting
canal anatomy of each tooth group. from developmental abnormalities and state their significance.
10. Explain why standard periapical radiographs do not present 23. Identify the most common root and root canal morphologic
the complete picture of root and root canal anatomy. variations as they relate to ethnicity.
Introduction byproducts are removed from the canal space. However, this
objective may be difficult to attain in reality because of the com-
The ultimate goal of endodontic therapy is to seal the root canal plexity of the internal anatomy of teeth. Residual bacteria and
system after all vital or necrotic tissue, microorganisms, and their debris may remain relatively unaffected in the missed canal system
225
226 C HA P T E R 1 2 Root Canal Anatomy
or even in the unprepared canal walls, isthmuses, lateral canals, Methods of Study to Learn Normal and
apical ramifications, and recesses from oval/flattened canals which Variations in Tooth Anatomy
may compromise the successful treatment outcome. Thus, a thor-
ough understanding of the number of canals, of the inner-canal In the first half of the 16th century, a set of seven books written
morphology, and the variations in all groups of teeth is a basic by Andreas Vesalius (1514-1564) entitled De Humani Corporis
requirement for successful endodontic therapy. Fabrica was published. This was a major advance in the history of
In the past, several studies were performed on the range of vari- anatomy over the long-dominant works of ancient Middle Ages
ations in human root canal anatomy, and the findings have had a writers. It is noteworthy that an important anatomic aspect of
noteworthy influence on clinical practice. In recent years, significant teeth that had been ignored by previous authors on which, centu-
noninvasive technological advances for imaging teeth have been intro- ries later, the endodontic specialty would be born, was highlighted
duced that allow anatomic studies to be done using large populations for the first time in the literature. In Chapter XI, there is a drawing
and evaluate specific and fine anatomic features of a tooth group. The of a sectioned two-rooted mandibular molar showing its internal
latest morphological studies on root and root canal anatomy use high- anatomy (Fig. 12.1, A ). In 1563, Bartolomeo Eustachi (c. 1520-
resolution three-dimensional (3D) tomographic images to illustrate 1574), in his treatise il Libellus de Dentibus, made very significant
and define terminologies associated with this topic. contributions toward the anatomy and physiology of the dentition,
including the first descriptions of the dental pulp, the periodon-
Gaining Knowledge and Comprehension of Root tal ligament, the dental follicles, the trigeminal nerve, and other
oral structures, based upon extensive dissections of both human
and Canal Anatomy and animal specimens. In Chapter XVIII, Eustachi describes the
Textbooks and courses in dental anatomy are ideal sources for pulp cavity and its contents, and shows accurate tables in which
teaching a dental student about normal human tooth anatomy. he specified the number of roots and the external morphologic
These study aids can present the dental student or dental prac- variations of all groups of human teeth (Fig. 12.1, B). Eustachi’s
titioner with knowledge of the ideal coronal anatomy and its book brought the macroscopic anatomy of teeth to a high degree
relation to occlusion, the anatomy of the human tooth root, and of perfection that remained unsurpassed until the 19th century
occasionally the morphology of the pulp and root canals. But the with the posthumous work of Georg Carabelli (1787-1842), who
usual dental anatomy that is shown assumes the ideal (or most fre- provided the most detailed description of the number and direc-
quently encountered) tooth shape. Is this enough to perform end- tion of the root canals at that time (Fig. 12.1, C). Nevertheless, it
odontic treatment for our patients, when genetic variations may was only at the end of 19th century that some researchers finally
have produced roots and root canal systems that vary from the realized the need for in-depth research on root canal morphology.
normal? For example, why is the maxillary first premolar inevita- In 1903, Gustav Preiswerk (1866-1908) performed a profound
bly depicted as having two roots (and two canals) whereas the sec- and comprehensive study on this subject. In his pioneering study,
ond premolar is illustrated as a single but oval rooted tooth with Wood’s metal, an alloy that melts at a low temperature, was mol-
one, or maybe two canals? Studies that compare the incidence of ten and injected into the canal space. After complete decalcifica-
variation in root number in different populations have shown a tion of the teeth, 3D metal models of the internal anatomy were
significant variation in morphology of the human maxillary and obtained for the first time (Fig. 12.1, D). Some years later, Guido
mandibular premolars, based on ethnicity.1 Therefore, when it Fischer (1877-1959) presented the challenging nature of the api-
comes to performing the complex operation of root canal therapy, cal root anatomy. He obtained better results than Preiswerk by
more detailed knowledge of root number and root canal system filling approximately 700 teeth with a collodion solution. This
anatomy is required. The purpose of this chapter is to acquire that solution penetrated all the branches of the root canal system and
knowledge at a higher level. hardened in 2 or 3 weeks, providing a full 3D replica of the root
The first task for a dental student, as stated, is to learn the canal system (Fig. 12.1, E). The complexity and unpredictability
normal anatomy of each tooth in the arch with respect to its of the root canal morphology led Fischer to coin the term Kanal-
complex root canal system. In principle, the shape of the exter- system, which has been widely used nowadays as “root canal sys-
nal root will be reflected in the internal morphology of a root tem.” It may be said that the innovative 3D anatomic studies of
canal system. This is considered a tenet of the relationship of Preiswerk and Fischer resulted in huge advancements, adding new
pulp-root anatomy. Each of the individual 16 types of teeth in and significant knowledge to the dental literature and stimulating
the permanent dentition has its own individual root canal system other researchers to undertake further investigations on this topic.
morphology or shape. This is considered basic dental anatomy, In those later studies, large numbers of extracted teeth were col-
which must then be matched clinically to what is interpreted lected, placed in a category and analyzed, or counted to compare
from the two-dimensional (2D) shadow of the radiographic their shape and size. Root numbers for the multirooted posterior
image. teeth could even be tabulated. Data from these in vitro studies
The second task is to acquire detailed dental anatomy knowl- were then printed in the tables found in the earliest textbooks
edge of possible variations from the norm. Thus one should in dentistry. This was the first phase of research in human root
realize that each human tooth type has a range of variation in anatomy.2
its morphology. The shape of the root canal system is influenced Hess wrote a landmark publication on the morphology of
by embryonic development and is controlled by each patient’s root canals using some 3000 permanent teeth. Canal shapes were
genetic background. To perform successful endodontic treatment, made visible by injecting vulcanite into canal systems and dissolv-
one must anticipate variation in chamber size and depth from the ing the surrounding roots. This process showed graphically how
occlusal surface, the canal size, shape, length, curvature, branches, complex the canal system was for each tooth (Fig. 12.1, F ). A
lateral canals, and apical accessory canals, to mention just a few similar method was used for primary teeth by Zürcher, and the
variables. These variations may or may not be clearly seen in a results were combined and reprinted in the English literature
standard periapical radiographic image.␣ in 1925. Many variable shapes and extra canals in single rooted
CHAPTER 12 Root Canal Anatomy 227
These tooth anatomy studies included methods such as con- rapid prototyping printer, allowing the students to hold them in
ventional and laboratory radiography (with or without contrast hand to observe details of the internal anatomy in different views.
media), resin injection, macroscopic and microscopic evaluations, Additional applications of printed models in dental education also
tooth sectioning, root clearing techniques, and scanning electron include the possibility to (1) scale the teeth for didactic purposes,
microscopy. Kuttler in 19556 used a dissection microscope to show (2) build a collection of 3D tooth models showing atypical or
that the apical foramen in teeth varied considerably in diameter. only regionally prevalent anatomies, (3) produce a large number
Skidmore and Bjørndal in 19717 illustrated casts of mandibular of teeth for destructive analysis, (4) present the teeth in the form
first molars with multiple and complex canal systems. Another of individual substructures that need to be assembled correctly by
example of the practical aspect of studying root morphology was the students, and (5) build an extensive collection of 3D models
the paper by Davis et al. in 19728 that described the use of injected of healthy and diseased teeth using raw data made available online
silicone into standard endodontic-prepared canals, with the result- by researchers and dentists from all over the world.4
ing casts showing that some areas of the canal system had not been As imaging has been adopted in modern dental education,
completely shaped. All of these canal anatomy studies and more, it has benefited from the concurrent development of technolo-
either in physical anthropology papers or in dental journals, built gies that have allowed the material to be presented electronically.
on a second wave of root and canal system knowledge.9-11 One of the technologies with the greatest effect has been the
Undoubtedly, these techniques have shown a great potential for Internet. The Internet has increasingly been used as an educa-
endodontic research. However, although most of these methods tional tool as a result of its ability to provide a large volume of
required the partial or even full destruction of the studied samples educational material in a single, readily accessible location and
rendering irreversible changes in the specimens and many arti- permitting flexibility in the material format.4 Images, text, inter-
facts, others provided only a 2D image of a 3D structure.12 These active quizzes, and videos can be integrated seamlessly into a
inherent limitations have repeatedly been discussed, encouraging comprehensive educational resource. In this way, digital images
the search for new methods with improved possibilities. acquired from micro-CT devices could be used to generate ana-
More recently, the third phase of studies in human root and tomic tooth data on a large scale and made freely accessible to the
root canal anatomy is well underway. Increased computer power of public through the Internet (www.rootcanalanatomy.blogspot.
digital radiographs and advanced technology are producing studies com), thus circumventing the problems of individual researchers
of human teeth with conventional medical computed tomography requiring access to high-cost scanning devices.13 Therefore one
(CT), magnetic resonance microscopy, tuned-aperture CT, opti- of the most important aspects of the computer age of communi-
cal coherence tomography, volumetric or cone beam CT (CBCT; cation is the ability to find and access research from many more
used as a clinical enhancement of practice), and micro–computed dental schools and dental researchers from all over the dental
tomography (micro-CT). CT-based training replicas produced academic world. Although a computer search may seem quick
using 3D printing technology have improved the use of artificial and easy, one must rely only on reliable research publications
teeth for teaching purposes (Fig. 12.2). Replicas with different from journals with a credible and high impact factor. A new
root canal complexities can be printed as oversized models in a understanding has been forthcoming on the importance of eth-
nicity and human dental anatomy.14
The misconception of thinking about “one-root equals one-
canal” in endodontic treatment has been shattered by a number
of classic papers that demonstrate otherwise. In fact, a number
of studies have classified and described the morphology of mul-
tiple canals in a broad diameter root. This multiple canal con-
figuration may divide, combine, and separate as it forms in root
closure toward the various morphologies of the apical foramen
terminus.15 It is prudent to assume that any root that requires
treatment may contain more than one canal system per root, until
proved otherwise.␣
A
Multiple Canals Within a Single Root
Weine et al. in 196916 were the first authors to recognize and pub-
lish how commonly two canals in one root occurred, and then to
classify the two canals in the mesiobuccal root of the maxillary
first molar tooth as the “type specimen” (Fig. 12.3, A). Piñeda and
Kuttler in 197217 used radiographs on 7275 extracted teeth to
demonstrate multiple canal systems in three dimensions not usu-
ally seen in the clinical setting. Other researchers18-20 soon added
observations that confirmed this morphology was not uncommon
in many other broad labiolingual or buccolingual roots, as well as,
B the mesiobuccal root of maxillary molars.
Replicas of various teeth manufactured from corresponding
Vertucci et al.21 developed a more complex classification that
real-tooth micro-CT scans using three-dimensional (3D) printing technol- is better adapted to research and applied in any other tooth that is
ogy in assorted sizes for didactic or teaching purposes. A, True Tooth®; wider in the labiolingual or buccolingual dimension (Fig. 12.3, B).
B, RepliDens®. (A, images available at https://dentalengineeringlab.com/ Essentially, Weine and Vertucci’s configuration systems were based
truetooth/; B, images available at https://www.smartodont.ch/replidens/.) on the number of root canals that begin at the pulp chamber floor,
CHAPTER 12 Root Canal Anatomy 229
Weine’s Configuration System arise along the course of the canal, and open through an apical
foramen. Later, Versiani and Ordinola-Zapata22 expanded and
Type I Type II Type III Type IV
adapted these classifications to 3D tomographic descriptions of
(1-1) (2-1) (2-2) (1-2)
at least 37 complex canal systems possible to be observed in a
single root (Fig. 12.4). The following tables of root numbers of
tooth pairings will help one understand the variation in incidence
of single and multiple canal numbers based on a large sample
from multiple studies. The computer-generated figures will also
show graphically some of the variations in anatomy that may be
found in the human dentition. Other research studies have shown
that furcation canals, lateral canals, and apical ramifications have
developed all too commonly.23 Better cleansing and obturation
techniques will more likely seal all portals of exit in the chamber
A and canal and lead to higher success rates in studies, based on
Vertucci’s Configuration System evidence.
Type I Type II Type III Type IV
Success in root canal therapy can be achieved by first knowing
(1-1) (2-1) (1-2-1) (2-2) the normal canal anatomy and then by being aware of the many
variations that the path of the canal system can follow. One should
be able to develop a 3D visualization, both in longitudinal and
in cross-section while still using clinical tactile sense to guide a
file toward the apical foramen or apical terminus. The following
description and images will help provide that knowledge to aid
one in honing that skill and expertise.␣
Pulp Chamber
The pulp chamber is a cavity normally situated in the center of the
crown and, when there are no pathologic conditions, resembles
the shape of the crown surface. In anterior teeth that have a single
canal in one root, the pulp chamber and root canal are continuous
whereas, in posterior teeth with multiple canals and more than
one root, the pulp chamber floor separates these two components.
B In premolars and molars, the pulp chamber usually presents a
A, Diagrammatic representations of Weine’s classification for square shape with six sides: the floor, the roof, and four axial walls
root canal morphology. Type I: A single canal from pulp chamber to the identified as mesial, distal, buccal, or lingual (palatal). The pulp
apex (1-1 configuration); Type II: Two separate canals leaving the cham- chamber roof usually presents projections or prominences associ-
ber, but merging short of the apex to form a single canal (2-1 configura- ated with cusps, mamelons, or incisal ridges, denominated pulp
tion); Type III: Two distinct canals from pulp chamber to the apex (2-2 horns.22 In teeth with physiologic wear or other irritation, con-
configuration); Type IV: A single canal leaving the chamber and dividing tinuous dentin formation (either physiologic or reactionary) by
into two separate canals at the apex (1-2 configuration). B, Diagrammatic
primary odontoblasts may lead to a decrease in the pulpal space
representations of Vertucci’s classification for root canal morphology.
Type I: A single canal from pulp chamber to the apex (1-1 configuration);
dimensions which, in some cases, can compromise root canal
Type II: Two separate canals leaving the chamber, but merging short of treatment.25
the apex to form a single canal (2-1 configuration); Type III: A single canal Based on the anatomic study of 500 teeth, Krasner and
that divides into two, and subsequently merges to exit as one (1-2-1 Rankow26 demonstrated that specific and consistent pulp cham-
configuration); Type IV: Two distinct canals from pulp chamber to the ber anatomy exists. Then, they proposed some general rules or
apex (2-2 configuration); Type V: A single canal leaving the chamber and laws (Fig. 12.5) for aiding in the determination of the pulp cham-
dividing into two separate canals at the apex (1-2 configuration); Type VI: ber position and the location and number of root canal entrances
Two separate canals leaving the pulp chamber, merging in the body of in each group of teeth:
the root, and dividing again into two distinct canals short from the apex Law of centrality: The floor of the pulp chamber is always located
(2-1-2 configuration); Type VII: A single canal that divides, merges, and
in the center of the tooth at the level of the cementoenamel junc-
exits into two distinct canals short from the apex (1-2-1-2 configuration);
Type VIII: Three distinct canals within one root from pulp chamber to the
tion (CEJ).
apex (3-3 configuration). Law of concentricity: The walls of the pulp chamber are always
concentric to the external surface of the tooth at the level of the
CEJ (i.e., the external root surface anatomy reflects the internal
pulp chamber anatomy).
230 C HA P T E R 1 2 Root Canal Anatomy
Law of the CEJ: The distance from the external surface of the In addition to knowing these laws, the use of better illumina-
clinical crown to the wall of the pulp chamber is the same tion and magnification sometimes associated with specific instru-
throughout the circumference of the tooth at the level of the ments, such as thin ultrasonic tips or special burs, would provide
CEJ. The CEJ is the most consistent, repeatable landmark for the best approach to explore the anatomic variations of the pulp
locating the position of the pulp chamber. chamber in order to locate all canal orifices and avoid missed
Law of symmetry 1: Except for maxillary molars, the orifices of canals.24␣
the canals are equidistant from a line drawn in a mesiodistal
direction, through the pulp chamber floor. Root Canal
Law of symmetry 2: Except for the maxillary molars, the orifices
of the canals lie on a line perpendicular to a line drawn in a The root canal is the portion of the pulp canal space within the root
mesiodistal direction across the center of the floor of the pulp of the tooth limited by the pulp chamber and the foramen that
chamber. follows the external outline of the root (Fig. 12.6). The root canal
Law of color change: The color of the pulp chamber floor is can be subdivided into two components: the main canal, which is
always darker than the walls. mostly cleaned by mechanical means, and lateral components com-
Law of orifice location 1: The orifices of the root canals are posed by isthmuses, accessory canals (furcation, lateral and second-
always located at the junction of the walls and the floor. ary canals), and some recesses of flattened- and oval-shaped canals.24
Law of orifice location 2: The orifices of the root canals are In longitudinal section, canals are usually broader faciolingually
located at the angles in the floor-wall junction. than in the mesiodistal plane. Traditionally, canal shape has been clas-
Law of orifice location 3: The orifices of the root canals are sified as round, oval, long oval, flattened, or irregular (Fig. 12.7).27
located at the terminus of the root developmental fusion lines. Its geometric cross-sectional shape has been also quantitatively
CHAPTER 12 Root Canal Anatomy 231
Distal Mesial
Buccal
Mesial
Pulp
Floor Distal
Palatal
Dentinal
Wall
A B
Buccal
Buccal
Palatal
Palatal
C D
Three-dimensional (3D) micro–computed tomography (micro-CT) images of posterior teeth
demonstrating the (A) laws of centrality and concentricity, at the cementoenamel junction (CEJ) in a man-
dibular molar tooth; (B) laws of color change and orifice locations 1, 2, and 3 (arrow: developmental fusion
lines) in a four-rooted maxillary second molar tooth; and (C–D) laws of symmetry 1 (three-rooted maxillary
molar) and 2 (two-rooted maxillary premolar).
described by calculating the mean aspect ratio, defined as the ratio the root level, and the patient’s age. Hsu and Kim31 classified the
of the major to the minor canal diameters. The major diameter is isthmuses configuration into five types:
the distance between the two most distant points of the canal in the
buccolingual direction, whereas the minor diameter is the longest
chord through the root canal that could be drawn in the direction
orthogonal to that of the major diameter. Accordingly, an oval- canals instead of two
shaped canal has an aspect ratio between 1 and 2, a long oval canal -
higher than 2 but lower than 4, and a flattened canal has a value tion
higher than 4.28 It is interesting to point out that, in a same tooth,
canal cross-sections may show different shapes at different levels of two main canals.
the root; however, at the apical third, it is more round or slightly It is noteworthy that experimental studies demonstrated the
oval in shape in comparison with the middle and coronal thirds.12,28 impossibility of obtaining a complete mechanical debridement
Thus, as previously mentioned, the anatomy of the root canal sys- or chemical disinfection of isthmuses with the current technol-
tems is often complex and can vary greatly in number and shape. ogy, mostly because of the presence of hard tissue debris packed
into these areas during the mechanical preparation of the main
Isthmus root canal.32-36 Clinical studies have also shown that unfilled isth-
An isthmus, also called transverse anastomosis, is a narrow, ribbon- muses can be commonly observed after root-end resection in cases
shaped communication between two root canals that may contain referred for apicoectomy treatment.37 These limitations, how-
vital tissue, necrotic pulp, biofilms, or residual filling material.29,30 ever, can be surpassed in nonsurgical treatment by using chemi-
Isthmuses (or isthmi) may present with different configurations cal agents that have the ability to dissolve organic tissue at fins
(Fig. 12.8), and their prevalence is dependent on the type of teeth, and isthmuses level, often associated with ultrasonic activation.33
232 C HA P T E R 1 2 Root Canal Anatomy
Pulp
Crown Chamber Crown
A B
Crown
Pup Horn
Pulp Chamber Roof
Pulp Chamber
Pulp Chamber Floor
Root
Root Canal
C Apex
Three-dimensional (3D) models of real (A) incisor and (B–C) molar teeth, obtained by micro–
computed tomography (micro-CT) technology, showing the main components of the root canal system.
Long-Oval
Oval-Shaped Flattened
Canal
Canal Canal
Round
Irregular
A B Round C
Two-dimensional (2D) root canal cross-sections of three mandibular canines (A–C) showing that canals are usually broader buccolingually than
in the mesiodistal plane, and may present different shapes at distinct levels of the root.
CHAPTER 12 Root Canal Anatomy 233
Two-dimensional (2D) root canal cross-sections of four mesial roots of mandibular molars
showing isthmuses with different sizes and shapes at different levels of the root.
Accessory
Canal
Lateral
Canal
Lateral
Canal
Furcation
Canal
A B C
Three-dimensional (3D) models of (A–B) two maxillary central incisors and (C) a two-rooted
mandibular canine, obtained by micro–computed tomography (micro-CT) technology, showing the lateral
components of the root canal system.
In addition, with the advent of the operatory microscope, it is defined as an accessory canal located at the coronal or middle third
possible to identify and treat most of the isthmus areas with thin of the root (Fig. 12.9, A and B).38 They are formed after a localized
ultrasonic tips, in both surgical and nonsurgical endodontic pro- fragmentation of Hertwig’s epithelial root sheath develops, leaving
cedures, to ensure their debridement and seal.34,35␣ a small gap, or when blood vessels running from the dental sac
through the dental papilla persist as collateral circulation.39 Acces-
Accessory Canals sory canals represent potential pathways through which bacteria
An accessory canal is any branch of the root canal that commu- and/or their byproducts from the necrotic root canal might reach
nicates with the periodontal ligament, whereas a lateral canal is the periodontal ligament and cause disease.39
234 C HA P T E R 1 2 Root Canal Anatomy
Apical Apex
Foramen
CDJ
Cementum
Apical
Constriction Dentin
A B
A, Anatomic landmarks at the apex of a cleared single-rooted tooth (CDJ: cementodentinal
junction). B, Three-dimensional (3D) micro–computed tomography (micro-CT) model of a mandibular canine
presenting apical ramification (arrow). (A, Courtesy Dr. Francisco Balandrano. Published with permission.)
De Deus23 studied the frequency, location, and direction of the mean distance between 0.2 to 3.8 mm from the anatomic apex,44
accessory canals in 1140 teeth and showed that 27.4% of the sample despite larger distances have been reported recently.45 The ana-
(n = 330) had accessory canals, especially in the apical area (17%), tomic apex is the tip or the end of the root as determined mor-
followed by the middle (8.8%) and coronal (1.6%) thirds. Similarly, phologically.38 Depending on the type of teeth, the apical foramen
Vertucci40 evaluated 2400 teeth and observed a lower occurrence can coincide with the anatomic apex in a percentage frequency
of canal ramifications in the middle (11.4%) and coronal (6.3%) ranging from 6.7% to 46% of the cases.10,17,40,46 Its diameter has
thirds compared with the apical level (73.5%). Lateral canals are not been described between 0.21 to 0.39 mm.47 The mesial roots of
usually visible in preoperative radiographs, but their presence can mandibular molars, the maxillary premolars, and the mesiobuccal
be suspected when there is a localized thickening of the periodontal roots of maxillary molars present the highest percentage of multi-
ligament or there is a lesion on the lateral surface of the root. Clini- ple apical foramina.47 A previous study on root apices of all groups
cally, it is also relevant that lateral canals cannot be instrumented of permanent teeth showed that the number of foramina on each
most of the time. In this way, their content can only be neutralized root may vary from 1 to 16.44
by means of effective irrigation with a suitable antimicrobial solu- The apical portion of the root canal having the narrowest diam-
tion or with an additional use of intracanal medication.24,25 eter has been called the “apical constriction” (minor foramen).38
Canals connecting the pulp chamber to the periodontal liga- From the apical constriction, the canal widens as it approaches
ment in the furcation region of a multirooted tooth are called the apical foramen. The topography of the apical constriction is
furcation canals (Fig. 12.9, C).38 These canals are derived from not constant12,15 and, when present, is usually located 0.5 to 1.5
entrapment of periodontal vessels during the fusion of the parts mm from the center of the apical foramen.30 The cementoden-
of the diaphragm, which will become the floor of the pulp cham- tinal junction (CDJ) is the point at which the cemental surface
ber. In some cases, furcation canals have been associated with terminates at or near the apex of a tooth and meets dentin.38 At
primary endodontic lesions in the interradicular region of mul- this histologic landmark pulp tissue ends and periodontal tissues
tirooted teeth. Vertucci and Williams observed the presence of begin (Fig. 12.10, A).25
furcation canals in 13% of mandibular first molars,41 and in most Another relevant variation of the root canal at or near the apex
of them the canal extended from the center of the pulpal floor, is an intricate network of ramifications, also called apical ramifica-
whereas in four and two specimens, respectively, the canals arose tion of apical delta, which is defined as a morphology in which the
from the mesial and distal aspects of the floor. Later, Vertucci main canal divides into multiple accessory canals (Fig. 12.10, B).38
and Anthony42 observed the presence of foramina on both the In maxillary teeth, the percentage frequency of apical ramification
pulp chamber floor and the furcation surface in 36% of maxillary ranges from 1% (central incisors) to 15.1% (second premolars),
first molars, 12% of maxillary second molars, 32% of mandibu- whereas in mandibular teeth its frequency varies from 5% (central
lar first molars, and 24% of mandibular second molars. Recently, incisors) to 14% (distal root of first molars).40 In the treatment of
micro-CT studies have also demonstrated the presence of furca- clinical cases, the infection of this tortuous and complex anatomic
tion canals in two-rooted mandibular canines and three-rooted configuration with several portals of exit can be related as an etio-
mandibular premolars.43␣ logic factor of nonsurgical failures.39␣
shaping the root canal system. Before the introduction of nickel- was developed based on a clearing study (followed by dye injected
titanium (NiTi) instruments, several iatrogenic procedures were into the canals) of 200 maxillary second premolars and eight canal
associated with the preparation of curved canals including zips, types were described. Vertucci et al.21 defined the Type VIII root
separated instruments, ledges, and perforations.48 Nowadays, canal system as three separate canals in maxillary premolars from
these iatrogenic complications are no longer a problem, except for the pulp chamber to the apex. However, the study did not specify
instrument separation. Therefore this is one of the factors deter- whether the three canals were within a tooth that contained one,
mining the difficulty of treatment and the likelihood of iatrogenic two, or three roots. Many studies have classified Type VIII canal
errors and shows that preoperative recognition of canal curvature configurations lumping single, double, and triple-rooted teeth
is of utmost importance.22 together.21,40,55,56 Some studies, though, have classified three-rooted
Nearly all root canals are curved in the apical third, particu- maxillary premolars with single canals in each root as Type I canal
larly in a faciolingual direction, which is not evident on standard systems in each root.57,58 It seems logical, however, that a Type VIII
radiography.30 In general, the curvature may vary from gradual canal should only be used in one broad or fused root of a tooth, and
curvature of the entire canal, sharp curvature of the canal near not in the separated roots and apex of the same tooth as may be
the apex, or a gradual curvature of the canal with a straight api- shown on the radiograph.
cal ending. Numerous methods have been proposed to determine In addition, numerous other canal types have been reported by
root canal curvature,49,50 but the Schneider’s method has been the various authors that did not fit into either classification system.59
most widely used. Schneider51 classified single-rooted permanent Recently, based on the study of hundreds of permanent teeth, Ver-
teeth according to the degree of curvature of the root, which was siani and Ordinola-Zapata60 found 37 different canal types using
determined by first drawing a line parallel to the long axis of the micro-CT technology (see Fig. 12.4). Clearly, neither the Weine nor
canal, then, a second line connecting the apical foramen to the the Vertucci classification system can adequately describe these addi-
point in the first line where the canal began to leave the long axis tional complex canal configurations. A simple classification system
of the tooth. The angle formed by these two lines was the angle that can be used to describe all of the possible canal configurations
of curvature and its degree was classified as straight (≤5 degrees), in all teeth has yet to be developed. However, a new canal classifica-
moderate (10 to 20 degrees), or severe (25 to 70 degrees). tion system proposed by Ahmed et al.59 shows promise because the
Another method was introduced by Weine52 that also relies on system can accommodate any type of canal configuration by using
the definition of two straight lines, but it reflects the root canal cur- root name and canal numbers to categorize the canal configuration
vature more accurately than Schneider’s method, especially in the in each root (Fig. 12.11).␣
apical part. A third proposal, geometrically equivalent to Weine’s
method, was introduced by Pruett et al.,53 but its major innovation
was the concurrent measurement of the radius of curvature by the Root Canal Anomalies and Embryologic
superimposition of a circular arc on the curved part of the root Malformations
canal. Therefore, the Schneider angle, when used in combination
with the radius and length of the curve, may provide a more precise Anomalous root and root canal morphology can be found asso-
method for describing the apical geometry of canal curvature. ciated with any tooth with varying degrees and frequency in the
Clinically, different angled views are necessary to determine the human dentition. Dental anomalies are formative defects caused by
presence, direction, and severity of the root canal curvature. Schäfer genetic disturbances during the morphogenesis of teeth.61 Anoma-
et al.54 evaluated radiographically the degree of curvature of 1163 root lies may occur during the developmental stages of the tooth that are
canals from all groups of teeth. The degree of curvature ranged from 0 manifested clinically later in life once the tooth is fully formed.62-64
to 75 degrees and from 0 to 69 degrees in clinical and proximal views, Failure to diagnose teeth with anomalous anatomy may lead to mis-
respectively. The highest degree of curvature was observed in the clini- diagnosis and a treatment plan that could cause permanent irrevers-
cal view of the mesiobuccal canal of maxillary molars and in the mesial ible damage and loss of the tooth.30 In this way, the clinician must
canals of mandibular molars. In several cases, the angles of proximal be aware of the existence of some anatomic anomalies to imple-
curvatures were higher than those of the clinical view. Additionally, ment an appropriate treatment plan. Major anomalies that affect
a secondary curvature (S-shaped canal) was observed in 12.3% and endodontic practice include taurodontism, dens invaginatus, dens
23.3% of the maxillary and mandibular teeth, respectively.␣ evaginatus, extra roots (radix), and C-shaped canals.61
A B C D E
111 1142 441-2 214 B1 P1 237 M2-1 D1
F G H I
317 MB1 DB1 P1 326 MB2-1 DB1 P1 427 MB2-1 DB1 MP1 DP1 347 M2 DB1 DL1
Three-dimensional (3D) micro–computed tomography (micro-CT) models of (A–C) single-, (D–
E) double-, and (F–I) multirooted teeth classified according to the new system proposal by Ahmed et al.59
B, Buccal; D, distal; DB, distobuccal; DL, distolingual; DP, distopalatal; M, mesial; MB, mesiobuccal; MP,
mesiopalatal; P, palatal. (Published with permission.)
incidence by Keith in 1913 as found in Homo neanderthal from a developmental defect resulting from invagination in the surface
the Krapina archaeologic find in the early 1900s.70 of the tooth crown before calcification has occurred (Fig. 12.12,
Taurodontism was classified earlier by Shaw in 1928 and has C–F).61 Clinically, it may appear as an accentuation of the lingual
been graded according to its severity: normal (cynodont), least pit in anterior teeth and, in its more severe form, gives a radio-
pronounced (hypotaurodontism), moderate (mesotaurodontism), graphic appearance of a tooth within a tooth, hence the term dens
and most severe (hypertaurodontism).71 Clinically, the crowns of in dente.38 Its etiology is controversial and remains unclear. The
these teeth usually have normal characteristics. Therefore the diag- affected teeth radiographically show an infolding of enamel and
nosis is entirely radiologic.68 Owing to the complexity of the root dentin that may extend deep into the pulp cavity and into the
canal anatomy and the proximity of the orifices to the root apex, root and sometimes even reach the root apex.74 The most com-
complete filling of the root canal system in taurodontism is chal- mon associated clinical finding is an early pulpal involvement,
lenging. Because the pulp of a taurodont is usually voluminous, explained by the existence of a canal extending from the invagi-
control of bleeding in cases of pulpitis may take some time and nation into the pulp.75 The invagination also allows the entry of
effort compared to teeth with normal anatomy. Additional efforts irritants into an area that is separated from pulpal tissue by only a
such as application of ultrasonic instrumentation combined with thin layer of enamel and dentin and presents a predisposition for
sodium hypochlorite (NaOCl) as an irrigant solution should be the development of dental caries.74 Therefore this condition must
made to dissolve as much organic material as possible.68,72,73␣ be recognized early and the tooth prophylactically restored.73 The
variability of its root canal system configuration is unlimited.
Clinically, however, it can only be speculated upon from radio-
Dens Invaginatus and Dens Evaginatus graphs.76 In this way, the most commonly referred classification
Dens invaginatus (dens in dente, dilated composite odontome, was proposed by Oehlers,77 who categorized it into three types:
dilated odontome, gestant anomaly, invaginated odontome,
dilated gestant odontome, tooth inclusion, dentoid in dente) is
CHAPTER 12 Root Canal Anatomy 237
T: 0,15mm A
30
20
R
10
C D P
T T: 0,15mm A
30
R 20
10
A B E F
G H I
Root canal anomalies and embryologic malformations. (A–B) Taurodont maxillary second
molar presenting a large pulp chamber (yellow arrow) with apical displacement of the pulpal floor and furcation of
the roots; C–F, Clinical and tomographic views of a maxillary lateral incisor with dens invaginatus (arrows) (Cour-
tesy of Dr. Oscar von Stetten. Published with permission); G–I, Clinical and radiographic views of a mandibular
second premolar with dens evaginatus (arrows). (Courtesy Dr. Daniela Bololoi. Published with permission.)
the CEJ and does not involve the periradicular tissues, but may when the root apex closure has not occurred in the young patient.
It is important for the clinician to be able to recognize and treat
extends beyond the CEJ and may present a second apical foramen, the entity soon after affected teeth have erupted into the oral cav-
with no immediate communication with the pulp. In the litera- ity in order to avoid the development of pathologic conditions.82␣
ture, the reported prevalence of this anomaly varies from 0.25%78
to 10%79 and the most affected teeth are permanent maxillary Radix
lateral incisors, despite the fact that it may occur in any tooth.74,80
This high range frequency of dens invaginatus has been associated Radix is a Latin word for “root” and is referred to additional roots
with the study design, sample size and composition, and diagnos- of teeth, mostly molars. In radix molars, each root usually con-
tic criteria.74,75 tains a single root canal.61
Dens evaginatus is an anomalous outgrowth of tooth structure In four-rooted maxillary molars, the palatal part of the root
resulting from the folding of the inner enamel epithelium into complex is made up of two macrostructures located mesially and
the stellate reticulum with the projection of structure exhibiting distally, which are in principle cone-shaped and either separate or
enamel, dentin, and pulp tissue (Fig. 12.12, G–I).38 It arises most nonseparate in relation to each other.85 If the mesial of the two
frequently from the occlusal surface of involved posterior teeth, palatal root structures has direct affinity to the mesiolingual part
mainly maxillary and mandibular premolars, and primarily from of the crown, which is more pronounced, the mesial root structure
the lingual surface of associated anterior teeth (called talon cusps is identified as radix mesiolingualis, whereas the distal structure is
when in this location).81,82 Its etiology remains unclear. However, identical with the palatal root component. If the distal of the two
it predominantly occurs in people of Asian descent with varying palatal root structures has direct affinity to the distopalatal part
estimates reported at 0.5%83 to 15%,84 depending on the popu- of the crown, the distal root structure is identified as radix disto-
lation group studied. The presence of pulp within the cusp-like lingualis, whereas the mesial structure is identical with the palatal
tubercle has great clinical significance. Because the tubercle may root component (Fig. 12.13).86
extend above the occlusal surface, malocclusion or attrition with In mandibular molars, additional roots have been identified as
the opposing tooth may cause abnormal wear or fracture of the radix entomolaris and radix paramolaris.61,87 Radix entomolaris
tubercle, and this is how pulp exposure occurs.82 Subsequent has been defined as a supernumerary root on a mandibular molar
pulpal inflammation or infection will most likely ensue, at times located distolingually (Fig. 12.14), whereas radix paramolaris is
238 C HA P T E R 1 2 Root Canal Anatomy
MB RML
Occlusal View
Mesial View ML
MB
FRONTAL VIEW
LATERAL VIEW
Three-dimensional (3D) micro–computed tomography (CT) models of the external and internal
morphologies of mandibular second molars showing radix entomolaris (yellow arrows). In the lateral view,
the curvature of the radix is depicted (black arrows).
CHAPTER 12 Root Canal Anatomy 239
Radiographic and tomographic views of a mandibular left second premolar showing a radix
paramolaris (arrows), before and after root canal treatment. (Courtesy Dr. Nuno Pinto. Published with
permission.)
an extra root located mesiobuccally (Fig. 12.15).38 The presence opening cavity. An accurate diagnosis of these anatomic variations
of these anatomic anomalies has been associated with certain is important to avoid missed canals.87␣
ethnic groups such as Sino Americans, which include Chinese,
Inuit, and American Indians.88,89 Radix paramolaris is a very rare C-Shaped Canals
structure and its prevalence was found to be 0%, 0.5%, and 2.0%
for the mandibular first, second, and third molars, respectively,90 The C-shaped configuration was first reported in the endodontic
whereas radix entomolaris occurs with a higher frequency, rang- literature by Cooke and Cox in 1979,93 but this canal configura-
ing from 0.2%91 to 32%92 of the studied samples. The orifice tion has been well-known since the beginning of the 20th cen-
of the radix entomolaris is located disto- to mesiolingually from tury.94 This anatomic variation is so named for the root and root
the main canal or canals of the distal root, whereas the orifice of canal cross-sectional shape of the capital letter “C.”95 Its main
the radix paramolaris is located mesio- to distobuccally from the anatomic feature is the presence of one or more isthmuses con-
main mesial canals.88 A dark line or groove from the main root necting individual canals, which can change the cross-sectional
canal on the pulp chamber floor leads to these orifices89; how- and 3D canal shape along the root (Fig. 12.16).95-97 Typically,
ever, they provide a limited practical aid for its identification in this configuration is found in teeth with fusion of the roots either
clinical practice. These anatomic variations present definite chal- on its buccal or lingual aspect, and results from the failure of
lenges to therapy because of their orifice inclination and root canal Hertwig’s epithelial root sheath to develop or fuse in the furcation
curvature. In this way, preoperative periapical radiographs at dif- area during the developing stage of the teeth.63,64 Failure on the buc-
ferent horizontal angles or a CBCT examination are required to cal side will result in a lingual groove, and the opposite cases would be
identify this additional root, which will also result in a modified possible.63 In such teeth, the floor of the pulp chamber is frequently
240 C HA P T E R 1 2 Root Canal Anatomy
separation or division.
-
tion (normally found near the apex)
A
A, Three-dimensional (3D) models and two-dimensional (2D) cross-sections of maxillary sec-
ond molars with fused roots. Note the complexity of the root canal system with the presence of canal
interconnections, apical ramifications and C-shaped canals; B, 3D model and 2D cross-sections at differ-
ent levels of the root of a mandibular first premolar with radicular groove and C-shaped canal configuration.
morphology and occurs more frequently in anterior teeth (Fig. tion, such as Paget disease, acromegaly, or vitamin A deficiency
12.18).122 (Fig. 12.19).123
(2) Gemination: It is a disturbance during odontogenesis in (4) Radicular Groove: This is a developmental depression in the
which partial cleavage of the tooth germ occurs and results proximal aspect of the root surface.124 Radicular grooves
in a tooth that has a double or “twin” crown, usually not have been reported as being widespread in Africans and
completely separated, and sharing a common root and pulp native Australians and are relatively rare in Western Eur-
space (see Fig. 12.18).38 The root and pulp are also irregular asians.125 It is relevant in clinic care because its depth may
in morphology. act as a reservoir for dental plaque and calculus, increasing
(3) Hypercementosis: This refers to an excessive deposition of the difficulty in the management of periodontal disease.97,101
nonneoplastic cementum over normal root cementum, which In mandibular premolar teeth, its presence has been associ-
alters the root morphology macroscopic appearance.38 Its ated with anatomic complexities of the root canal system,
pathogenesis is ambiguous. Most of the cases are idiopathic. such as canal bifurcation and C-shaped configuration (Fig.
Several local and systemic factors are also linked to this condi- 12.20).97,99,101␣
242 C HA P T E R 1 2 Root Canal Anatomy
Fusion Gemination
Fusion Gemination
A B
A, Clinical and B, tomographic views of a patient presenting fusion and gemination at the
anterior teeth. (Courtesy Dr. Antonis Chaniotis. Published with permission.)
Coronal and sagittal cone beam computed tomography (CBCT) images from a distal root of
a mandibular first molar presenting hypercementosis (arrow). (Courtesy Dr. Oscar von Stetten. Published
with permission.)
Aging
contradictory information can be found. While in mandibular ante-
The root canal anatomy is susceptible to changes over the years rior teeth most studies reported a lower prevalence of multiple canals
because of physiologic or pathologic events. Natural physiologic in older patients,130,131 in maxillary and mandibular premolars and
aging tends to modify the root canal system morphology as a result in mandibular molars128,132 it was observed that there was a progres-
of the deposition of secondary dentin, which starts to form once the sive decrease of Vertucci’s Type I configuration with age. The preva-
tooth erupts and is in occlusion.126 Consequently, young patients lence of a second canal in the mesiobuccal root of maxillary first and
tend to present with large single canals and pulp chambers,127,128 second molars was also evaluated and most studies reported a lower
whereas older patients tend to present with more sharply defined prevalence of this configuration in older patients.129,133-135␣
and narrow root canals.127 Other pathologic or iatrogenic factors can
also modify the deposition of dentin including occlusal trauma, peri-
odontal disease, carious lesions, or deep restorative procedures.129 Root Canal Anatomy of Maxillary and
In the literature, CBCT imaging technology has been also used Mandibular Teeth
to address in vivo root canal morphologic changes caused by aging.3
Overall, results showed no significant difference between maxil- In this section, illustrations and tables of the characteristics of the
lary and mandibular anterior teeth groups regarding age, despite anatomy of the human root and root canals are depicted. The teeth
CHAPTER 12 Root Canal Anatomy 243
A B
A, Three-dimensional (3D) micro–computed tomography (micro-CT) models of mandibular
premolars showing the external anatomy with the presence of radicular grooves (arrows); B, Two-dimen-
sional (2D) cross-section of the root of a mandibular premolar showing radicular groove (arrow) and a
C-shaped canal configuration.
are paired to facilitate comparison among groups. Root and canal identified root form variation.1 A higher incidence of the disto-
number averages are calculated from a weighted average of a large lingual root of both first and second mandibular molar teeth in
number of dental anatomy research articles published from a num- Asian and North American aboriginal native populations is a good
ber of sources. Other data listed describe the canal characteristics example. There have been only a few studies that show a variation
such as average length of root and crown, canal curvature direction, in incidence that is gender linked.137-139 More recently, a series
canal shape, lateral canals, and apical anastomoses. Most important of epidemiologic studies on root canal anatomy using CBCT
is the listing of the most common anomalies or variation from the 3D imaging technology have been published. The most impor-
normal that may be found in that tooth type. Those data are usually tant advantage of using CBCT is the possibility of performing
present in numerous case reports from a PubMed search.3,136 in vivo studies analyzing the full dentition of a large number of
Of great interest, not only to dentists but also to the science of patients collected from a specific population in a consecutive man-
physical anthropology, are the ethnic variations that can be found ner, addressing the influence of several variables such as ethnicity,
in human populations.11 It is true that genetics plays the main role aging, gender, and side (left or right) on teeth. Therefore, infor-
in determining the shape of a crown and root. Bilateral symmetry mation regarding the number of roots and root canals and the
is usually present in the antimere of the opposite quadrant but not most frequently observed canal configurations was depicted from
necessarily so when it comes to variation in root number or anom- a recent epidemiologic study using CBCT technology.3
alous tooth formation. A suite of dental variations in crown and The following tables and figures will help outline the com-
root anatomy may be used to indicate ethnic identity in a popula- mon characteristics of each tooth type and list some variations or
tion when a number of characteristics appear in a higher incidence anomalies.
of that population. The dental characteristics that are of interest
to a physical anthropologist include deep lingual fossa (shoveling) Incisors
of anterior teeth, dens invaginatus, dens evaginatus (talon cusp
and occlusal tubercles of premolar teeth), bifurcated roots of man- Morphologic aspects of the root and root canal anatomy of max-
dibular canines, three roots of maxillary premolar teeth, fusion or illary and mandibular incisors are detailed in Table 12.1, Fig.
single root of the maxillary premolar, multiple roots or multiple 12.21, and Appendices 1 to 4 (Summary of Root Numbers and
canals of mandibular premolar teeth, C-shaped molar teeth, taur- Root Canal Systems of the Permanent Teeth).
odontism, fusion of roots, double canals in palatal or distal root of The maxillary central incisors are centered in the maxilla, one
maxillary molars, four roots with double palatal root in maxillary on either side of the midline, with the mesial surface of each in
second molar teeth, and radix entomolaris or the distolingual root contact with the mesial surface of the other. The pulp cavity fol-
of mandibular molar teeth. lows the general outline of the crown and root. In this way, the
Tratman in 195011 used extracted teeth to show a number of pulp chamber is very narrow in the incisal region and wider in
variations or traits in dental anatomy in Asian populations that the mesiodistal dimension than in the labiolingual dimension.
varied from the generally accepted Western Eurasian dental anat- The maxillary lateral incisor supplements the central incisor in
omy of the time. Since then, many large population studies using function, and the crowns bear a close resemblance. However, the
full mouth radiographs or the panographic X-ray technique have lateral incisor is smaller in all dimensions except root length.
244 C HA P T E R 1 2 Root Canal Anatomy
TABLE
12.1
Maxillary Central Incisor Maxillary Lateral Incisor Mandibular Incisors
Overall length 23.6 mm (16.5-32.6 mm) 22.5 mm (17.7-28.9 mm) C: 20.8 mm (16.9-26.7 mm)
L: 22.1 mm (18.5-26.6 mm)
Root length 13.0 mm (6.3-20.3 mm) 13.4 mm (9.6-19.4 mm) C: 12.6 mm (7.7-17.9 mm)
L: 13.5 mm (9.4-18.1 mm)
Number of roots 1 (99.94%) 1 (99.94%) C: 1 (100%)
2 (0.06%) 2 (0.06%) L: 1 (99.92%)
2 (0.08%)
Number of canals 1 (99.2%) 1 (98.5%) C: 1 (86.5%)
2 (0.8%) 2 (1.5%) 2 (14.4%)
Other (0.1%)
L: 1 (79.7%)
2 (20.2%)
Other (0.1%)
Canal configuration Types I (99.2%) Types I (98.5%) C: Types I (86.5%)
IV (0.5%) II (0.8%) III (8.1%)
II (0.1%) V (0.4%) V (2.8%)
III (0.1%) III (0.2%) II (2%)
V (0.1%) IV (0.1%) IV (1.4%)
VII (0.1%)
Other (0.1%)
L: Types I (79.7%)
III (11.9%)
V (3.8%)
II (2.6%)
IV (1.8%)
VII (0.1%)
Other (0.1%)
Accessory canals 18.9%-42.6% (coronal: 1%; middle: 5.5%-26% (coronal: 1%; middle: 8%; C: 0%-20% (coronal: 3%; middle:
6%; apical: 93%) apical: 91%) 12%; apical: 85%)
L: 0.9%-18% (coronal: 2%; middle:
15%; apical: 83%)
Apical curvature Straight (75%) Labial (9.3%) Distal Distal (49.2%) Straight (29.7%) Pala- C: Straight (66.7%) Labial (18.8%)
(7.8%) Mesial (4.3%) Palatal tal (3.9%) Labial (3.9%) Mesial Distal (12.5%)
(3.6%) (3.1%) S-shaped (2%)
S-shaped (1.6%) Other (8.6%) L: Straight (54%) Distal (33.3%)
Labial (10.7%)
S-shaped (2%)
Anomalies 2 canals141-143 2 canals148 3 canals155
3 canals144 3 canals149 Fusion/gemination156
4 canals145 4 canals150 Dens invaginatus157
2 roots141-143 2 roots151 2 roots158
Radicular groove146 Radicular groove146
Fusion/gemination147 Fusion/gemination152
Dens invaginatus153
Dens evaginatus154
C-shaped102
Ethnic variations Deep lingual fossa (shoveling) in Coronal shoveling present to a lesser
Asian and North American native degree
populations
C, Central; L, lateral.
Root canal configurations are classified according to Vertucci.40
Adapted from Versiani MA, Pereira MR, Pécora JD, Sousa Neto MD: Root canal anatomy of maxillary and mandibular teeth. In Versiani MA, Basrani B, Sousa Neto MD, editors: The root canal anatomy in
permanent dentition, ed 1. Switzerland, 2018, Springer International Publishing, pp 181–240.
CHAPTER 12 Root Canal Anatomy 245
Frontal View Lateral View Coronal Third Frontal View Lateral View Coronal Third
Frontal View Lateral View Coronal Third Frontal View Lateral View Coronal Third
The pulp chamber is narrow in the incisal region and may become in contact with the mesial surface of the other. The right and left
very wide at the cervical level of the tooth, whereas pulp horns are mandibular lateral incisors are distal to the central incisors. The man-
usually prominent.140 dibular central and lateral incisors have smaller mesiodistal dimen-
The mandibular central incisors are centered in the mandible, one sions than any of the other teeth. The central incisor is somewhat
on either side of the midline, with the mesial surface of each one smaller than the lateral incisor, which is the reverse of the situation in
246 C HA P T E R 1 2 Root Canal Anatomy
TABLE
12.2
Maxillary Canine Mandibular Canine
Overall length 26.4 mm (20.0-38.4 mm) 25.9 mm (16.1-34.5 mm)
Root length 16.5 mm (10.8-28.5 mm) 15.9 mm (9.5-22.2 mm)
Number of roots 1 (100%) 1 (98.57%)
2 (1.43%)
Number of canals 1 (97%) 1 (92.4%)
2 (3%) 2 (7.3%)
Other (0.3%)
Canal configuration Types I (98.5%) Types I (92.4%)
III (1.2%) III (2.7%)
II (0.8%) II (1.9%)
V (0.7%) IV (1.5%)
IV (0.2%) V (1.2%)
Other (0.1%) Other (0.3%)
Accessory canals 3.4%-30% (coronal: 0%; middle: 10%; apical: 4.5%-30% (coronal: 4%; middle: 16%; apical:
90%) 80%)
Apical curvature Straight (38.5%) Straight (68.2%)
Distal (19.5%) Distal (19.6%)
Labial (12.8%) Labial (6.8%)
Mesial (12%) Mesial (0.8%)
Palatal (6.5%) S-shaped (1.5%)
Other (10.7%) Other (3.1%)
Anomalies 2 canals159 2 canals161
Dens invaginatus160 3 canals162
2 roots161
Ethnic variations Bifurcated roots in mandibular canines are most
common in some Western Eurasian populations
the maxilla. These teeth are similar in form and have smooth crown closely to the outline of the tooth, the size of the pulp chamber
surfaces that show few traces of developmental lines. The mandibular may also be the largest in the mouth.
central incisor is the smallest tooth in the mouth, but its labiolingual The mandibular canine crown is narrower mesiodistally than that
root dimension is large. This tooth usually has one canal. Two ribbon- of the maxillary canine, although it is just as long in most instances
shaped canals may be found, but not very frequently (15% and 20% and, in many instances, is longer by 0.5 to 1 mm. The root may be as
of central and lateral incisors, respectively). The pulp horns are well long as that of the maxillary canine, but usually it is somewhat shorter.
developed in this tooth group. The mandibular lateral incisor tends to The pulp cavity of the mandibular canine tends to be a little shorter
be a little larger than the mandibular central incisor in all dimensions, than that of the maxillary canine. A not rare variation in the form of
including the pulp chamber. The pulp canal may taper gently from the mandibular canine is bifurcated roots, and it is also not uncom-
the apex or narrow abruptly in the last 3 to 4 mm of the root canal.140␣ mon to find two roots or at least two canals. Because the presence of
two canals cannot be easily detected radiographically, their presence
must be ruled out clinically as well. Some mandibular canines demon-
Canines strate an abrupt narrowing of the pulp cavity when passing from the
Morphologic aspects of the root and root canal anatomy of maxil- pulp chamber to the pulp canal. Other mandibular canine teeth dem-
lary and mandibular canines are detailed in Table 12.2, Fig. 12.22, onstrate an abrupt narrowing of the pulp canal in the apical region.140␣
and Appendices 1 to 4 (Summary of Root Numbers and Root
Canal Systems of the Permanent Teeth). Premolars
Maxillary canines are the longest teeth in the mouth. The
crowns are usually as long as those of the maxillary central incisors, Morphologic aspects of the root and root canal anatomy of maxil-
and the single roots are longer than those of any of the other teeth. lary and mandibular premolars are detailed in Tables 12.3 and
Therefore the maxillary canine has the largest labiolingual root 12.4, Fig. 12.23, and Appendices 1 to 4 (Summary of Root Num-
dimension of any tooth and because the pulp cavity corresponds bers and Root Canal Systems of the Permanent Teeth).
CHAPTER 12 Root Canal Anatomy 247
TABLE
12.3
Maxillary First Premolar Maxillary Second Premolar
Overall length 21.5 mm (15.5-28.9 mm) 21.2 mm (15.2-28.4 mm)
Root length 13.4 mm (8.3-19.0 mm) 14.0 mm (8.0-20.6 mm)
Number of roots 2 (55.3%) 1 (86.2%)
1 (43.1%) 2 (13.5%)
3 (1.6%) 3 (0.3%)
Number of canals 2 (77.3%) 2 (56.7%)
1 (20.1%) 1 (42.7%)
3 (1.2%) 3 (0.4%)
Other (1.3%) Other (0.3%)
Canal configuration Types IV (50.1%) Types I (42.7%)
I (20.1%) II (18.7%)
II (17.4%) IV (17.6%)
VI (4.9%) V (9.6%)
V (3%) VI (6.3%)
III (1.5%) III (4%)
VIII (1.2%) VII (0.5%)
VII (0.4%) VIII (0.4%)
Other (1.3%) Other (0.3%)
Accessory canals 17.8%-49.5% (coronal: 4.7%; middle: 10.3%; apical: 74%) 12.9%-59.5% (coronal: 4%; middle: 16.2%;
apical: 78.2%)
Apical curvature B: Palatal (36.2%) Straight (37.4%)
Straight (27.8%) Distal (29.5%)
Distal (14%) Buccal (15.7%)
Buccal (14%) S-shaped (13%)
S-shaped (8%) Distal (4.4%)
P: Straight (44.4%)
Buccal (27.8%)
Distal (14%)
Palatal (8.3%)
S-shaped (5.5%)
Continued
248 C HA P T E R 1 2 Root Canal Anatomy
TABLE
12.3
Maxillary First Premolar Maxillary Second Premolar
Anomalies 3 canals163 3 canals163
Radicular groove164 Dens invaginatus167
Fusion/gemination165
Dens evaginatus166
Ethnic variations Caucasian and other populations (excluding Asian and North American native
populations) most commonly have 2 roots. Asian and North American native
populations most commonly have a single root. Dens evaginatus on the occlu-
sal surfaces of all premolars is more common in Asian and North American
native populations
TABLE
12.4
Mandibular First Premolar Mandibular Second Premolar
Overall length 22.4 mm (17.0-28.5 mm) 22.1 mm (16.8-28.1 mm)
Root length 14.4 mm (9.7-20.2 mm) 14.7 mm (9.2-21.2 mm)
Number of roots 1 (97.5%) 1 (98.5%)
2 (2.5%) 2 (1.5%)
Number of canals 1 (71.3%) 1 (84.7%)
2 (27.9%) 2 (15.05%)
3 (0.1%) 3 (0.05%)
Other (0.7%) Other (0.2%)
Canal configuration Types I (71.3%) Types I (84.7%)
V (18.7%) V (13.44%)
IV (3.5%) II (0.7%)
III (2.8%) III (0.5%)
II (2.3%) IV (0.3%)
VI (0.5%) VI (0.07%)
VII (0.1%) VIII (0.05)
VIII (0.1%) VII (0.04%)
Other (0.7%) Other (0.2%)
Accessory canals 8.8%-44.3% (coronal: 4.3%; middle: 16.1%; apical: 78.9%) 4%-48.3% (coronal: 3.2%; middle: 16.4%; apical: 80.1%)
Apical curvature Straight (47.5%) Distal (39.8%)
Distal (34.8%) Straight (38.5%)
Lingual (7.1%) Buccal (10.1%)
Buccal (2.1%) Lingual (3.4%)
S-shaped (6.4%) S-shaped (6.8%)
Other (2.1%) Other (1.4%)
Anomalies 3 canals113 3 canals172
4 canals168 4 canals173
Radicular groove112 5 canals174
C-shaped97 2 roots175
Dens evaginatus169 C-shaped99
Dens invaginatus170 Dens evaginatus176
Fusion/gemination171 Taurodontism174
Fusion/gemination177
Ethnic variations African American population has a significantly higher incidence
of two canals and two roots compared with Caucasian1
P
B
The premolars are so named because they are anterior to the larger in those dimensions. Usually the root of the second premo-
molars in the permanent dentition. The maxillary first premolar lar is as long as, if not a millimeter or so longer than, that of the
has two cusps, a buccal and a lingual, each being sharply defined. first premolar. Most maxillary second premolars have only one
The buccal cusp is usually about 1 mm longer than the lingual root and canal. Two roots are possible, although two canals within
cusp and, because of that, the pulp horn usually extends further a single root may also be found. The pulp cavity may demonstrate
occlusally under the buccal cusp than the lingual cusp. The maxil- well-developed pulp horns; others may have blunted or nonexis-
lary first premolar may have two well-developed roots, two root tent pulp horns. The pulp chamber and root canal are very broad
projections that are not fully separated, or one broad root. The in the buccolingual aspect of teeth with single canals.140
majority of maxillary first premolars have two root canals, but a The mandibular first premolar is always the smallest of the
small percentage of teeth may have three roots and three canals two mandibular premolars, whereas the opposite is true, in many
that may at times be difficult to see or almost undetectable radio- cases, of the maxillary premolars. Most of these teeth have one
graphically. The pulp chamber floor is below the cervical level of canal, but two or three canals are possible. The pulp chamber is
all the variations found in this tooth group. usually very large, and the pulp cavity may taper gently toward the
The maxillary second premolar supplements the maxillary first apex or abruptly as the root canal start. The root of the first pre-
premolar in function and closely resembles it in shape. The maxil- molar usually shows a deep developmental groove that has been
lary second premolar may have a crown that is noticeably smaller associated with complex anatomic features including C-shaped
cervico-occlusally and also mesiodistally. However, it may also be and extra root canals.140
250 C HA P T E R 1 2 Root Canal Anatomy
The mandibular second premolar usually has three well-formed The mandibular first molar is usually the largest tooth in the
cusps in most cases: one large buccal cusp and two smaller lin- mandibular arch. It has five well-developed cusps, two well-devel-
gual cusps. However, two-cusped forms of this tooth are also fairly oped roots, one mesial and one distal, which are very broad buc-
common. It usually has one root and canal that may be curved, colingually. These roots are widely separated at the apices. The
usually in the distal direction. The pulp horns are prominent, and buccolingual cross-section of the mandibular first molar demon-
the pulp chamber and root canal gently taper toward the apex. The strates a large pulp chamber that may extend well down into the
single root of the second premolar is larger and longer than that of root formation. The mesial root usually has a more complicated
the first premolar. The root is seldom, if ever, bifurcated, although canal system because of the presence of two canals and their inter-
some specimens show a deep developmental groove buccally.140␣ connections. The distal root usually has one large canal, but two
canals are often present. Occasionally, a fourth canal is present
that has its own separate root.
Molars Normally, the mandibular second molar has four well-
Morphologic aspects of the root and root canal anatomy of max- developed cusps, two buccal and two lingual, of nearly equal
illary and mandibular first and second molars are detailed in development. The tooth has two well-developed roots, one
Tables 12.5, 12.6, Figs. 12.24 and 12.25, and Appendices 1 to mesial and one distal. These roots are broad buccolingually, but
4 (Summary of Root Numbers and Root Canal Systems of the they are not as broad as those of the first molar, nor are they as
Permanent Teeth). widely separated. The buccolingual section of the mandibular
The maxillary molars are the largest and strongest maxillary second molar demonstrates a pulp chamber and pulp canals
teeth, by virtue both of their bulk and of their anchorage in the that tend to be more variable and complex than those found in
jaws. The crown of this tooth is wider buccolingually than mesio- the mandibular first molar.140
distally. The maxillary first molar is normally the largest tooth in In the literature, first and second permanent molars are the
the maxillary arch. It has four well-developed functioning cusps most studied teeth in relation to internal and external anatomy.
and one supplemental cusp (the cusp of Carabelli) that is of little On the other hand, considering that third molars have variable
practical use. The maxillary first molar normally has three roots and unpredictable morphology and also because their extraction
and four canals. The palatal root usually has the largest dimen- is frequently indicated, these teeth are rarely considered for end-
sions, followed by the mesiobuccal and distobuccal roots, respec- odontic or restorative treatment. Therefore only a limited number
tively. The mesiobuccal root is often very wide buccolingually and of studies have reported data regarding the internal and external
normally possesses an extra accessory canal named MB2, which morphology of third molars. In general, these studies show an
usually is the smallest of all the canals in this tooth.140 The com- extremely varied anatomy, with maxillary third molars having one
plexity of its root canal system may surpass all other teeth within to five roots with one to six root canals, whereas the mandibular
the human dentition. More extensive use of the clinical micro- third molars have one to four roots and one to six root canals,
scope has contributed to the discovery that not only a fourth canal besides the presence of C-shaped canals. In addition, maxillary
but other additional canals also may exist. and mandibular third molars present a high incidence of fused
The maxillary second molar supplements the first molar in roots, with an average of 70.1% and 40.7%, respectively, which
function. The roots of this tooth are as long as, if not somewhat explains their variations in number, morphology, direction, and
longer than, those of the first molar. The tendency for root fusion arrangement of roots and canals (Table 12.7).
is greater in the second maxillary molar than in the first maxillary Finally, Table 12.8 shows the outcomes from epidemiologic
molar, but the palatal root is usually separate. Most often maxil- studies using CBCT in large populations, in which both data from
lary second molars possess three roots and three canals. The mesio- root and root canal anatomy were evaluated, selected, and com-
buccal root of the maxillary second molar is not as complex as that bined, aiming to offer an overview of the percentage frequency of
formed in the maxillary first molar. The tendency for a very wide different number of roots and root canal configuration types in all
mesiobuccal canal is not present in this tooth group.140 groups of teeth.␣
TABLE
12.5
Maxillary First Molar Maxillary Second Molar
Overall length 20.1 mm (17.0-27.4 mm) 20.0 mm (16.0-26.2 mm)
Root length MB:12.9 mm (8.5-18.8 mm) MB: 12.9 mm (9.0-18.2 mm)
DB: 12.2 mm (8.9-15.5mm) DB: 12.1 mm (9.0-16.3mm)
P: 13.7 mm (10.6-17.5 mm) P: 13.5 mm (9.8-18.8 mm)
Number of roots 3 (97.7%) 3 (73.7%)
2 (1.8%) 2 (14.9%)
4 (0.3%) 1 (10.7%)
1 (0.2%) 4 (0.7%)
CHAPTER 12 Root Canal Anatomy 251
TABLE
12.5
Maxillary First Molar Maxillary Second Molar
Number of canals MB: 2 (60.4%) MB: 1 (66.1%)
1 (29.3%) 2 (33.7%)
3 (0.1%) 3 (0.05%)
Other (0.4%) Other (0.2%)
DB: 1 (98.6%) DB: 1 (99.6%)
2 (1.4%) 2 (0.4%)
P: 1 (99.26%) P: 1 (99.67%)
2 (0.7%) 2 (0.35%)
Other (0.04%) 3 (0.01%)
Other (0.01%)
Canal configuration MB: Types I (39.1%) MB: Types I (39.1%)
II (29.3%) II (29.3%)
IV (26%) IV (26%)
V (2%) V (2%)
III (1.6%) III (1.6%)
VI (1.4%) VI (1.4%)
VII (0.1%) VII (0.1%)
VIII (0.1%) VIII (0.1%)
Other (0.4%) Other (0.4%)
DB: Types I (98.6%) DB: Types I (98.6%)
II (0.4%) II (0.4%)
V (0.4%) V (0.4%)
III (0.3%) III (0.3%)
IV (0.2%) IV (0.2%)
VI (0.1%) VI (0.1%)
P: Types I (99.26%) P: Types I (99.26%)
II (0.3%) II (0.3%)
III (0.2%) III (0.2%)
IV (0.1%) IV (0.1%)
V (0.1%) V (0.1%)
Other (0.04%) Other (0.04%)
Accessory canals MB: 51% MB: 50%
(coronal: 10.7%; middle: 13.1%; apical: 58.2%) (coronal: 10.1%; middle: 14.1%; apical: 65.8%)
DB: 36% DB: 29%
(coronal: 10.1%; middle: 12.3%; apical: 59.6%) (coronal: 9.1%; middle: 13.3%; apical: 67.6%)
P: 48% P: 42%
(coronal: 9.4%; middle: 11.3%; apical: 61.3%) (coronal: 8.7%; middle: 11.2%; apical: 70.1%)
Apical Curvature MB: Distal (78%) MB: Distal (54%)
Straight (21%) Straight (22%)
S-shaped (1%) Others (24%)
DB: Straight (54%) DB: Straight (54%)
Mesial (19%) Mesial (17%)
Distal (17%) Others (29%)
S-shaped (10%) P: Straight (63%)
P: Buccal (55%) Buccal (37%)
Straight (40.7%)
Mesial (3.2%)
Distal (1.1%)
Anomalies 1 canal178 1 or 2 canals183
5 canals179 5 canals184
6 canals180 Fusion/gemination185
7 canals181 Taurodontism186
8 canals182
C-shaped116
4 roots85
Taurodontism68
Ethnic variations
TABLE
12.6
Mandibular First Molar Mandibular Second Molar
Overall length 20.9 mm (17.0-27.7 mm) 20.6 mm (15.5-25.5 mm)
Root length M: 14.0 mm (10.6-20.0 mm) M: 13.9 mm (9.3-18.3 mm)
D: 13.0 mm (8.1-17.7 mm) D: 13.0 mm (8.5-18.3 mm)
Number of roots 2 (86.9%) 2 (78.6%)
3 (12.5%) 1 (19%)
1 (0.55%) 3 (2.2%)
4 (0.05%) 4 (0.2%)
Number of canals M: 1 (2.37%) M: 2 (87.1%)
2 (96.59%) 1 (12.5%)
3 (0.03%) D: 1 (92.56%)
Other (1.01%) 2 (7.44%)
D: 1 (70.3%)
2 (29.56%)
Other (0.14%)
Canal configuration M: Types IV (71.3%) M: Types IV (47.8%)
II (19.9%) II (32.8%)
III (2.9%) I (12.5%)
I (2.37%) III (3.27%)
V (2.1%) V (3%)
VI (0.3%) VI (0.2%)
VII (0.09%) VII (0.1%)
VIII (0.03%) Other (0.33%)
Other (1.01%) D: Types I (92.56%)
D: Types I (70.3%) II (4.4%)
II (13%) IV (2%)
IV (10.1%) III (0.5%)
III (3.6%) V (0.5%)
V (2.7%) VI (0.04%)
VI (0.08%)
VII (0.08%)
Other (0.14%)
Accessory canals M: 45% M: 49%
(coronal: 10.4%; middle: 12.2%; apical: 54.4%) (coronal: 10.1%; middle: 13.1%; apical: 65.8%)
D: 30% D: 34%
(coronal: 8.7%; middle: 10.4%; apical: 57.9%) (coronal: 9.1%; middle: 11.6%; apical: 68.3%)
Apical curvature M: Distal (84%) M: Distal (60.8%)
Straight (16%) Straight (27.2%)
D: Straight (73.5%) Buccal (4%)
Distal (18%) S-shaped (8%)
Mesial (8.5%) D: Straight (57.6%)
Distal (18.4%)
Mesial (13.6%)
Buccal (4%)
S-shaped (6.4%)
Anomalies 5 canals187 1 canal196
6 canals188 2 canals197
7 canals189 5 canals198
Radix89 Fusion/gemination199
Taurodontism190 Isthmus192
Fusion/gemination191 C-shaped110
Isthmus192
3 roots193
C-shaped194
3 canals in the distal root195
Ethnic variations Radix entomolaris is most common in Asian and North Ameri-
can native populations
P
DB MB2 DB
MB1
Middle Third Middle Third
MB
MB D D
ML
Apical Third D Apical Third
ML ML
MB
M D
Apical Third
Apical Third
1. Why is there a need for a new root canal morphology classification system? C. Sino-America (China-Mongolia, Japan-Recent, Japan-Jomon,
A. The Weine’s classification system is limited and cannot classify all Northeast Siberia, South Siberia, American Arctic-Eskimo-
types of canal configurations. Aleuts, Northwest North America-Indians, North and South
B. The Type VIII canal system in the Vertucci classification is unclear. America-Indians)
C. The Vertucci system does not include all types of canal D. Sunda-Pacific (South East Asia, Polynesia, Micronesia)
configurations. E. Sahul-Pacific (Australia, New Guinea, Melanesia)
D. All of the above are correct. 4. Which permanent teeth or roots of permanent teeth is there a high
2. Which anterior tooth in the permanent dentition has the highest likelihood of finding two or more canals?
incidence of two roots with two bifid root apices? A. Maxillary central incisor
A. Maxillary central incisor B. Maxillary first premolar
B. Maxillary lateral incisor C. Maxillary second premolar
C. Maxillary canine D. Mandibular first premolar
D. Mandibular central incisor E. Mandibular second premolar
E. Mandibular lateral incisor F. Mesiobuccal root of the maxillary first molar
F. Mandibular canine G. Palatal root of the maxillary first molar
3. Which of the following ethnic groups has the highest incidence of radix H. Mesial root of the mandibular first molar
entomolaris? I. Distal root of the of the mandibular first molar
A. Western Eurasia (Western Europe, Middle East, and North Africa) J. Mesial root of the mandibular second molar
B. Sub-Saharan Africa (West Africa, South Africa, San) K. Distal root of the mandibular second molar
Continued
254 C HA P T E R 1 2 Root Canal Anatomy
5. Which of the following ethnic groups has the highest incidence of dens C. Maxillary canine
evaginatus? D. Mandibular central or lateral incisor
A. Western Eurasia (Western Europe, Middle East, and North Africa) E. Mandibular canine
B. Sub-Saharan Africa (West Africa, South Africa, San) 7. Which of the following ethnic groups has the highest incidence of
C. Sino-America (China-Mongolia, Japan-Recent, Japan-Jomon, bifurcated permanent mandibular canine root morphology?
Northeast Siberia, South Siberia, American Arctic-Eskimo-Aleuts, A. Western Eurasia (Western Europe, Middle East, and North Africa)
Northwest North America-Indians, North and South America-Indians) B. Sub-Saharan Africa (West Africa, South Africa, San)
D. Sunda-Pacific (South East Asia, Polynesia, Micronesia) C. Sino-America (China-Mongolia, Japan-Recent, Japan-Jomon,
E. Sahul-Pacific (Australia, New Guinea, Melanesia) Northeast Siberia, South Siberia, American Arctic-Eskimo-
6. Dens invaginatus is most commonly associated with which permanent Aleuts, Northwest North America-Indians, North and South
anterior tooth? America-Indians)
A. Maxillary central incisor D. Sunda-Pacific (South East Asia, Polynesia, Micronesia)
B. Maxillary lateral incisor E. Sahul-Pacific (Australia, New Guinea, Melanesia)
Influence of Root Canal Anatomy in main canal. Numerous studies have shown that instrumentation
Endodontic Procedures and irrigation are highly effective in reducing the intracanal bac-
terial populations.218-220 Clinical219,221 and in vitro studies222,223
Outcomes of nonsurgical and surgical endodontic procedures are have clearly demonstrated that preparation using an antibacterial
highly influenced by variations in canal configuration and cross- irrigating solution such as NaOCl significantly enhances disinfec-
sectional shapes and by the presence of canal irregularities and cur- tion compared with irrigation with saline or water. Most canals
vatures. Moreover, the high frequency of fins and communications instrumented and irrigated with 2.5% NaOCl have the number
between canals within the same root make it impossible for any of bacteria reduced 102 to 105 fold, which has resulted in an over-
mechanical or chemical technique to completely disinfect the root all reduction of bacterial counts of 95% to 99%.222,224 Regular
canal system. It is noteworthy to point out that some factors, such as exchange and the use of large volumes of irrigants should main-
physiologic aging, pathology, and occlusion, as well as the secondary tain the optimum antibacterial effectiveness of the NaOCl solu-
deposition of dentin, can increase the mentioned variations, making tion, compensating for the effects of concentration.222 It has been
shaping and cleaning the root canals a real challenge. Hence, the reported that the beneficial effects of using NaOCl compared with
purpose of the treatment must be toward reducing the level of con- saline are only observed after significant apical enlargement.219,221
tamination as far as possible and entombing the remaining micro- Several studies agree that supplementary irrigation methods using
organisms. Clinicians ought, therefore, to be aware of complex root laser- or ultrasonic-activated irrigation and positive-pressure
canal structures, cross-sectional dimensions, and iatrogenic altera- pulsed-delivery systems perform better than syringe irrigation in
tions of canal anatomy. In this way, it is advisable to make a careful the removal of dentin debris or soft tissue remnants from fins and
diagnostic interpretation based on angled radiographs or tomo- noninstrumented oval extensions,33-35 but the relative effective-
graphic examinations, proper access preparation, and a detailed ness of each method is still unclear.216
inspection of the pulp chamber floor. Ideally the search for root Accessory canals and dentinal tubules present similar chal-
canal orifices should be under magnification with high intensity lenges for root canal irrigation but at a different length scale.
lighting, aiming to improve the treatment outcome.22 Accessory canals (10 µm to 200 µm) are perceived to be smaller
Essentially, there are three conditions that the clinician faces than the main canal but larger than dentinal tubules (0.5 µm to
routinely when undertaking root canal treatment: teeth with vital 3.2 µm).25 Irrigant flow in accessory canals and dentinal tubules
and irreversibly inflamed pulps, teeth with necrotic pulps with is driven by the flow in the main canal and appears to be limited
or without primary apical periodontitis, and retreatment cases to a depth approximately twice their diameter, whereas diffusion
because of posttreatment apical periodontitis. In teeth with irre- dominates irrigant transport beyond that point. Therefore opti-
versible pulpitis, infection is usually restricted to the coronal parts mum irrigant refreshment in the main canal to maintain a favor-
of the canal and is easily controlled by abundant irrigation of the able concentration gradient, any increase in the temperature of the
pulp chamber with sodium hypochlorite (NaOCl) after comple- irrigants, and a longer application period could enhance particle
tion of the access cavity preparation. Then, under strict aseptic transport. Nevertheless, the importance of accessory canal and
conditions, the clinician needs to clean the canal by removing dentinal tubule cleaning for the success of root canal treatment
the inflamed vital pulp tissue as much as possible.216 In necrotic has been debated.225
untreated teeth and treated teeth referred for retreatment because Despite the optimal antibacterial effect obtained by che-
of posttreatment apical periodontitis an infection is established in momechanical preparation, clinical bacteriologic studies have
the root canal system. In these cases, in addition to cleaning the demonstrated that 30% to 60% of the previously infected root
canal from the necrotic pulp tissue or the previous filling mate- canals still have detectable levels of bacteria after instrumenta-
rial, the clinician also needs to combat infection. The successful tion.218-220,226-228 The main reasons for bacteria to persist after
treatment outcome will depend on how effective the clinician is in chemomechanical procedures is that they are resistant to treat-
achieving these goals.217 ment or they are unaffected by instruments/irrigants. Although
One of the main steps of root canal treatment involved with some microorganisms have been shown to be resistant to some
disinfection of the root canal system is chemomechanical prepara- endodontic antimicrobial agents,229 resistance both to debride-
tion. This procedure is of utmost importance for cleaning and dis- ment and to NaOCl is highly unlikely to occur. Bacteria usually
infection, because instruments and irrigants act primarily in the survive after treatment procedures not because they are more
CHAPTER 12 Root Canal Anatomy 255
TABLE
12.7
TABLE
12.8
1st premolar 2575 43.1 55.3 1.6 0 20.10 17.4 1.5 50.1 3.0 4.9 0.4 1.2 1.3
2nd premolar 2345 86.2 13.5 0.3 0 42.70 18.7 4.0 17.6 9.6 6.3 0.5 0.4 0.3
MB root 8934 39.10 29.3 1.6 26.0 2.0 1.4 0.1 0.1 0.4
MB root 9353 66.10 15.3 2.8 13.0 1.9 0.6 0.1 0.05 0.2
Central 11860 100 0 0 0 86.5 2.0 8.1 1.4 2.8 0 0.1 0 0.1
incisor
Lateral 11805 99.92 0.08 0 0 79.7 2.6 11.9 1.8 3.8 0 0.1 0 0.1
incisor
Canine 10009 98.57 1.43 0 0 92.4 1.9 2.7 1.5 1.2 0 0 0 0.3
1st premolar 6043 97.5 2.5 0 0 71.3 2.3 2.8 3.5 18.7 0.5 0.1 0.1 0.7
2nd premolar 6350 98.5 1.5 0 0 84.7 0.7 0.5 0.3 13.4 0.07 0.04 0.05 0.2
Mesial root 7388 2.37 19.9 2.9 71.3 2.1 0.3 0.09 0.03 1.01
Distal root 6712 70.3 13.0 3.6 10.1 2.7 0.08 0.08 0 0.14
Mesial root 6734 12.5 32.8 3.27 47.8 3.0 0.2 0.1 0 0.33
resistant but because they were not affected by instruments and instrumentation using reaming motions.230,231 Recesses are com-
irrigants. Bacteria remain unaffected because treatment was inad- monly left untouched at the extremities of the canal’s largest diameter
equately carried out (small instrumentation, too short of the (Fig. 12.26).232,233 In addition to harboring remnants of pulp tis-
apex, poor irrigation, etc.) or because bacteria were located in sue or bacterial biofilms, such recesses may also be packed with
difficult-to-reach anatomic areas. In fact, the latter is the main dentin chips generated and pushed therein by rotating instru-
reason for bacterial persistence even after diligent endodontic ments.32,33 Packed debris can interfere with the quality of obtura-
treatment. Canals that are flattened or oval-shaped are often not tion and, in infected root canals, can harbor bacteria to serve as a
properly cleaned and disinfected by current hand or rotary NiTi potential source of persistent infection.234
CHAPTER 12 Root Canal Anatomy 257
of the root and root canals. Perhaps the most important aspect
of assessing the degree of difficulty of an endodontic treatment is
to know the dental anatomy of the tooth requiring treatment. A
thorough cleaning and shaping of a canal system is accomplished
by observing and anticipating the complexity of the internal
pulpal anatomy. The Washington Study238 and others since239,240
have shown that not all teeth that received endodontic treatment
enjoyed the same degree of success. By inference, it was the realiza-
tion that all teeth in the dental arch did not have a simple, single
“hollow-tube” to the apical foramen and differed in root morphol-
ogy in many ways.
The dental literature is replete with examples of complex dental
root anatomy, and many of the cases are a result of endodontic
failure to heal because of missed, poorly filled, or unfilled canal
systems. The importance of learning both the normal and varia-
tions from the normal morphology of roots and root canals in the
human dentition cannot be overemphasized. The dental anatomy
research of root number and root shape will help the clinician in
a search for canal systems within the pulp chamber or along the
canal length.
Teeth that have a broad diameter, usually in the labiolingual or
buccolingual direction, have been shown to have a high incidence
of double or even multiple canal numbers and apical foramen out-
A lets. Multiple root canal classification systems have been proposed
over the years, each with their own advantages and shortcomings.
Standard radiographs may only give clues to the complexity of
canal systems. Even 3D radiographs like the CBCT need a high
resolution and a degree of skill in interpreting the image of a
root canal system. The clinicians who know their ability and can
anticipate a complex root canal system during instrumentation
can be more thorough in cleansing and shaping the entire root
canal space. The highest success rate and the lowest number of
failed treatments will result as a treatment outcome when dental
anatomy is taken into account.␣
Conclusions
Knowledge of both normal root and root canal anatomy is
B most critically important to perform successful endodontic
treatment. The science of dental anatomy of the human denti-
Three-dimensional (3D) micro–computed tomography (micro-
CT) models and two-dimensional (2D) cross-sections of a (A) mesial root
tion helps a dentist not only in restorative dentistry for cor-
of mandibular molar and (B) a mandibular canine showing the superim- onal anatomy, but also in endodontic therapy with root and
posed root canal system before (in green) and after (in red) preparation root canal anatomy research. A number of conclusions may
with rotary nickel-titanium (NiTi) instruments, depicting the irregularities of be drawn from reading the information in this chapter about
the root canal shape left untouched (arrows). human root canal anatomy as it relates to a proposed endodon-
tic treatment:
In summary, anatomic complexities represent physical con- -
straints that pose a serious challenge to adequate disinfection. The tury. Root anatomy and canal anatomy research specifically was
main root canal lumen and minor anatomic irregularities are usually the interest of dental anatomists for over a century, as shown by
incorporated into preparation and affected by NaOCl, but bacte- a perusal of the important early dental literature. However, its
ria and organic tissue may remain in areas not reached by instru- importance in performing root canal treatment has made this
ments and irrigants.234-236 Unaffected areas include root canal walls the province of modern endodontology.
untouched by instruments, recesses, dentinal tubules, isthmuses,
lateral canals, and apical ramifications.230,235-237 These areas are new techniques when the historical perspective is taken into
usually not affected because of the inherent physical limitations of account, with three loosely defined phases of root canal mor-
instruments and the short retention time of irrigants within the root phology research.
canal system. If bacterial biofilms remain in untouched and unaf-
fected canal areas, the treatment outcome is put at risk.217␣ or Vertucci and more lately by Ahmed et al. using the Univer-
sal Tooth Number system all have their advantages and dif-
Clinical Outcome Remarks ficulties when applied to clinical or laboratory root anatomy
research. Nonetheless, our understanding of the complexity
Diagnosis and treatment planning for endodontic therapy involves of the morphology of pulp space has expanded from the ear-
the reading of clinical radiographs to determine the morphology lier studies.
258 C HA P T E R 1 2 Root Canal Anatomy
-
ber, which is continuous with the radicular root canal space in normal may occur in greater numbers in certain ethnic
anterior teeth. Posterior teeth may have a chamber floor when populations and include things like root number in maxil-
the radicular roots form in their embryonic development. lary and mandibular premolar teeth, bifurcation and double
canals in mandibular canines, dens evaginatus in premolar
in the arch, but each tooth also has its own unique morphology teeth, C-shaped, and taurodont anomalies, to name a few.
of root shape and canal number as controlled by many genetic All of these variations from the average must be recognized
factors. as possible complications before endodontic treatment is
- initiated.
ber and canal number for each tooth in the dental arch, one -
can see the relative likelihood of finding more than one canal ber of ways and may result in a high degree of difficulty, which
per root in a clinical situation. would be a reason to refer treatment to a specialist for end-
odontic treatment.
of mandibular molar teeth, is most common in Asian and -
North American native indigenous populations, and the inci- ment is to not anticipate or locate the double or multiple canal
dence may be as high as 20% in some populations. system in roots that have a wide labiolingual or buccolingual
diameter.
many other variable features of the human dentition in the
printed tables shows that the more posterior tooth is slightly to visualize the shape and dimensions of teeth in the dental
smaller and less distinctive in its dental characteristics. arch.
8. When a tooth requires endodontic therapy, which of the following C. Main canal.
statements is correct with respect to root canal morphology? D. Furcation canals.
A. There is usually one straight canal within any given root. 14. In cross-section, root canal shapes are classified as:
B. The canal is usually positioned more to the facial. A. Oval
C. Assume that each root may contain more than one canal system. B. Round
D. Canals tend to become larger with age. C. Long oval
9. The resurgence of studies of human root and canal anatomy may be D. Flattened
attributed to: E. Irregular
A. Newer laboratory and clinical radiographic techniques such as F. Regular
CBCT 15. Which of the following are consistent with a transverse anastomosis
B. Additional populations to be studied in dental schools outside of as found in some ovoid-shaped roots, which contain two or more canal
North America and Europe systems?
C. A growing interest in endodontics and realization that knowledge of A. It is also called an isthmus.
variations in dental root anatomy is the key to successful treatment B. It is a narrow, ribbon-shaped communication between two root
D. The resurrection of practitioners wanting to prove the “theory of focal canals.
infection” and the inability to seal root canals 100% C. It always contains vital tissue.
10. Krasner and Rankow proposed a series of laws to aid in determining D. It can contain necrotic debris.
the position of the pulp chamber and the location and number of canal E. It may contain biofilm.
entrances. The “law of centrality” means that the pulp chamber is 16. In the study by Schäfer and colleagues that measured the degree
centered in the tooth: of curvature of more than 1000 root canals from all groups of
A. At the midpoint of the crown teeth by using radiographs, the highest degree of curvature was
B. At the level of the cementoenamel junction found in the:
C. 1 mm occlusal to the furcation A. Mesiobuccal canal of maxillary molars
D. But it is highly variable in its vertical position B. Distobuccal canal of maxillary molars
11. Krasner and Rankow proposed a series of laws to aid in determining C. Mesial canals of mandibular molars
the position of the pulp chamber and the location and number of canal D. Distal canals of mandibular molars
entrances. The “law of color change” means that: 17. Which of the following developmental anomaly condition is
A. The walls are darker than the floor of the pulp chamber. characterized by an enlarged pulp chamber and root trunk and a
B. The walls are lighter than the floor of the pulp chamber. shortening of the roots?
C. Both the walls and floor become lighter in color with secondary A. Dens invaginatus
dentin with age. B. Dens evaginatus
12. Which of the following are routinely used for the identification of all C. Taurodontism
canal orifices during molar root canal therapy during routine access D. Radix entomolaris
opening procedure? E. C-shaped canal system
A. Good illumination 18. Which of the following root canal anatomy factors are known to affect
B. Magnification the outcome of surgical and nonsurgical endodontics?
C. CBCT imaging A. Canal irregularities
D. Specialized instruments B. Canal curvature
13. Which of the following components of the root canal system are C. The presence of fins
primarily cleansed by chemomechanical means? D. The deposition of secondary and tertiary dentin with age
A. Accessory canals.
B. Lateral canals.
CHAPTER 12 Root Canal Anatomy 259
ANSWERS
Answer Box 12 9. Correct answer: D. Only statement “D” is incorrect. The practitioners
1. Correct Answer: D. Both the Weine and Vertucci classification systems who are trying to discredit the safety and successfulness of current
have limitations because neither can classify all canal system configu- endodontic treatment use the century-old and faulty research methods
rations. The Vertucci classification system has sometimes been used in- and papers. The third phase of human root anatomy research uses
consistently. One example is how a three-rooted maxillary first premolar modern imaging systems and have expanded to include worldwide
with a single canal in each root is classified. Some authors classify dental schools and touch on all ethnicities.
this as Type VIII, whereas others classify the canal system in each root 10. Correct answer: B. Understanding the series of laws outlined by Krasner
(mesiobuccal, distobuccal, and palatal) as Type I canal systems. and Rankow is critical to endodontic treatment success and conversely,
2. Correct answer: F. The mandibular canine is the most common anterior avoiding iatrogenic errors that could lead to adverse treatment outcome.
tooth to have a bifurcated root. The root bifurcates into a labial and 11. Correct answer: B. Understanding the series of laws outlined by Krasner
lingual root and can have an incidence of 3% to 5%, especially in some and Rankow is critical to endodontic treatment success and conversely,
Western Eurasian populations. avoiding iatrogenic errors that could lead to adverse treatment outcome.
3. Correct answer: C. Radix entomolaris is an extra root found in a lingual 12. Correct answers: A, B and D. Although CBCT can be a valuable adjunct
position of the permanent mandibular molar. Therefore a mandibular in endodontics, it should be used selectively where indicated. The stand-
molar would have three roots (mesial, distolingual, and distobuccal) in- ard of practice and ALARA concept (As Low As Reasonably Achievable)
stead of the typical two roots (mesial and distal). This is most common do not dictate special imaging techniques in routine operations.
in Asian and North American aboriginal populations in the permanent 13. Correct answer: C. Accessibility, location, and orientation of the main
mandibular first molar. The incidence can be 20% or more in these canal in a tooth receiving endodontic therapy are the primary reasons
populations. for the importance of mechanical means in canal cleansing.
4. Correct answers: B, F, H and J. Each of these teeth or roots of teeth 14. Correct answer: A, B, C, D and E. The internal shape of the root canal
generally have a significantly high incidence of two canals. system mirrors the external shape of the root, which is variable in its
5. Correct answer: C. Dens evaginatus presents as a tubercle on the oc- morphology throughout the dentition.
clusal surface of any of the premolars and has the highest incidence in 15. Correct answers: A, B, D and E. The four answers describe a root canal
Asian and North American aboriginal populations. system transverse anastomosis. This difficult to reach region of a root
6. Correct answer: B. This infolding of enamel can be mild to severe. canal system is contaminated both in necrotic therapy and in retreat-
Oehlers classified dens invaginatus as Types 1, 2, and 3 with the most ment endodontics and thus difficult to seal effectively.
severe form being Type 3. The permanent maxillary lateral incisor is the 16. Correct answers: A and C. The greater the canal curvature, the more
tooth that is most commonly affected with this developmental anomaly. complex the endodontic treatment of that canal becomes. Also, age
7. Correct answer: A. Although the incidence of bifurcated permanent leads to narrower canal systems, which compounds the complexity.
mandibular canines is relatively low, it is highest in the Western 17. Correct answer: C. This accurately describes taurodontism. Teeth most
Eurasian ethnic group (approximately 5% to 6%) in both ancient and commonly involved are the molars and possibly premolars. As a result
modern populations. of the large volume of pulp contained in the large pulp chamber, excess
8. Correct answer: C. It is critically important to always assume that a root bleeding may be challenging to manage on performing an access open-
has more than one canal until proven otherwise. Failure to find, cleanse, ing when the pulp is highly inflamed.
instrument, and obturate the entire root canal system in any given 18. Correct answer: A, B, C and D. All of the factors listed previously
tooth will likely result in treatment failure. Although some roots and contribute to increasing the complexity of root canal treatment and the
some teeth may be more likely to be elongated in cross-section and not clinical outcome.
round, there are a few rare anomalies of double canal formation that
may not appear on a standard radiograph.
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13
Isolation, Endodontic
Access, and Length
Determination
FABRICIO B. TEIXEIRA, ANNE E. WILLIAMSON, AND
SHAHROKH SHABAHANG
CHAPTER OUTLINE
Rubber Dam Isolation, 265 Errors in Access, 281
Access Openings, 269 Length Determination, 281
␣Access Openings and Canal Location*, 274
LEARNING OBJECTIVES
After reading this chapter the student should be able to: 5. Identify major objectives of endodontic access preparation,
1. Describe the rationale for rubber dam isolation during including importance of dentin preservation.
endodontic procedures. 6. Relate reasons and indications for removing caries or restora-
2. Describe techniques for application of the clamp and rubber tions before access.
dam. 7. Describe the technical procedure, materials used, and sequence
3. Recognize situations in which special isolation approaches are to properly access all teeth.
necessary and identify isolation techniques for unusual situa- 8. Demonstrate the step-by-step technique for obtaining esti-
tions. mated and correct working lengths.
4. Identify patients who should be considered for referral. 9. Describe the practice and accuracy of electronic apex locators.
10. Illustrate the portions of the tooth that must be removed to
attain access to the canals.
Chapters 14 and 15 address the technical aspects of nonsurgical because juries are considered competent to determine negligence.
root canal treatment. Areas presented include isolation, access, Failure to use a rubber dam indicates that the clinician does not
length determination, cleaning and shaping, and obturation. A understand the need to protect the patient from aspiration or
number of instruments and techniques are advocated for treat- swallowing instruments, the protection afforded the dental staff
ment procedures. These chapters introduce concepts and prin- from contaminated aerosols, the microbial nature of the disease
ciples that are important for successful treatment. These building process, and the decreased success rate for treatment when strict
blocks are based on the best available evidence and provide a basis asepsis is not used.
for incorporating more complex and alternative techniques. Evidence exists that many general dentists unnecessarily place
themselves at risk by not using the rubber dam when performing
endodontic procedures.2 Although the use of the rubber dam in
Rubber Dam Isolation the United States is considered the standard of care, recent studies
have shown that is not universal among general dentists. A survey
Application conducted in 2013 reported that only 44% of general dentists
Application of the rubber dam for isolation during endodontic who perform root canal therapy (RCT) use rubber dam isolation.
treatment has many distinct advantages and is mandatory for legal Moreover, 15% reported that they do not use a rubber dam for any
considerations.1 Expert testimony is not required in cases involv- of the RCTs that they provide.2 Considering that the use of rub-
ing patients who swallowed or aspirated instruments or materials, ber dam significantly increases the tooth survival rates after initial
265
266 C HA P T E R 1 3 Isolation, Endodontic Access, and Length Determination
RCT, its constant usage will improve the infection control―and tooth structure remains. Plastic clamps are manufactured and
in consequence the outcome―of endodontic treatment.3 have the advantage of being radiolucent. This radiolucency
The rubber dam provides protection for the patient and creates is an advantage in difficult cases in which the pulp chamber
an aseptic environment; it enhances visibility, retracts tissues, and and canal cannot be located. When using a plastic clamp, the
makes treatment more efficient. Soft tissues are protected from rubber dam can remain in place. The plastic clamps are less
laceration by rotary instruments, chemical agents, and medica- likely than metal ones to damage tooth structure or existing
ments. Irrigating solutions are confined to the operating field. restorations.12
Most important, rubber dam isolation protects the patient from
swallowing or aspirating instruments and materials (Fig. 13.1).4 Types
An additional advantage is that the dentist and auxiliary employees Different styles and shapes of rubber dam clamps are available for
are also protected.5-7 The risk from aerosols is minimized,8,9 and specific situations. The following selection is recommended: (1) for
the dam provides a barrier against the patient’s saliva and oral bac- anterior teeth: Ivory No. 9 or 212; for premolars: No. 0 and 2; and
teria. Application of the rubber dam may also reduce the potential for molars: No. 14, 14A, 56, and 205. Clamps that will manage
for transmission of systemic diseases, such as acquired immunode- most isolation situations during root canal treatment are shown
ficiency syndrome (AIDS), hepatitis, and tuberculosis.5,9 in Fig. 13.3. Winged clamps permit the application of the rubber
The rubber dam is manufactured from latex; however, nonlatex dam as a single unit during single-tooth isolation (Fig. 13.4).13␣
rubber dam material is available for patients with latex allergy and
is used exclusively in many institutions (Fig. 13.2).10 The rubber Universal Clamp Designs
dam can be obtained in a variety of colors that provide contrast Two designs (see Fig. 13.3), the “butterfly” Ivory No. 9 and the
to the tooth. The thickness also varies (light, medium, heavy, and Ivory No. 56, are suitable for most isolations. The butterfly design
extra heavy). A medium-weight dam is recommended because a (No. 9) has small beaks, is deep reaching, and can be applied to
lightweight dam is easily torn during the application process. Also, most anterior and premolar teeth. The No. 56 clamp can isolate
the medium material fits better at the gingival margin and pro- most molars.
vides good retraction. With teeth that are smaller, reduced by crown preparation, or
The design of the rubber dam frames also varies. For endodon- abnormally shaped, a clamp with smaller radius beaks (No. 0, 9,
tics, plastic frames are recommended; they are radiolucent and do or 14) is necessary. Small-radius beaks can be positioned farther
not require complete removal during exposure of interim images, apically on the root, which stretches the dam cervically in the
such as the working length and master cone radiographs and digi- interproximal space.
tal images (Video 13.1).␣
Additional Designs
Clamps that may be most useful when little coronal tooth struc-
Rubber Dam Retainers ture remains have beaks that are inclined apically. These are termed
Rubber dam clamps fit the various tooth groups. During rou- deep-reaching clamps. Clamps with serrated edges are also avail-
tine treatment, metal clamps are adequate; however, they may able for cases involving minimal coronal structure. These clamps
damage tooth structure11 or existing restorations. Some have should not be placed on porcelain surfaces because damage may
serrated edges to enhance retention when minimal coronal occur.11
A B
Fig. 13.1 A, A file (arrow) that a patient swallowed during endodontic treatment. B, A bur that a patient
also swallowed due to the lack of proper protection with rubber dam.
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 267
C B
Fig. 13.2 A and B, Disposable rubber dam systems; C, OptiDam, a three-dimensional rubber dam.
A B
Fig. 13.3 A, The retainers in the bottom left (No. 212 and 9) are designed for anterior teeth but are useful
for premolars. The two clamps in the bottom right (No. 56 and 14) are for molars and anterior teeth. The
upper left clamps (No. 0 and 2) are for premolars. No. W14A and 14 are deeper reaching than the No. 56.
B, Clamp No. 205 can be used for most of the molars.
A B
Fig. 13.4 A, Placement of the rubber dam as a single unit requires the use of a winged clamp. A hole is
punched in the rubber dam and then stretched over the wings of the appropriate clamp. B, The rubber
dam is attached to a plastic radiolucent frame, and the rubber dam forceps is then used to carry the unit
to the tooth.
268 C HA P T E R 1 3 Isolation, Endodontic Access, and Length Determination
A B
C D
Fig. 13.5 A, The first molar shows extensive caries on the distal extending to the crestal bone. B, A full-
thickness, mucoperiosteal flap and osseous reduction are performed after caries excavation and preparation for
a provisional crown; then, 3 to 4 mm of tooth structure coronal to the osseous crest restores the biologic width.
C, Root canal treatment and placement of the crown. D, The definitive restoration.
For stability, the clamp selected must have four-point contact root canal treatment have large restorations, caries, or mini-
between the tooth and beaks. Failure to have a stable clamp may mal remaining tooth structure that may present complications
result in damage to the gingival attachment and coronal struc- during isolation and access. Adequate isolation requires that
ture,11,14 or the clamp may be dislodged. Clamps may also be caries, defective restorations, and restorations with leaking
modified by grinding to adapt to unusual situations.15 margins be removed before treatment. Removal of all exist-
Placement of the rubber dam as a single unit is fast and efficient. ing restorations has been advocated to improve the ability to
Once in place, the dam is flossed through the contacts, and the assess restorability, pathogenesis of disease, and prognosis.24
facial and lingual portions of the dam are flipped under the wings. Once the treatment plan has been finalized, it may be neces-
Identification of the tooth requiring treatment is usually rou- sary to perform ancillary procedures to allow for placement of the
tine. However, if no caries or restorations are present, the operator rubber dam.16,17␣
may clamp the wrong tooth. This error can be avoided by marking
the tooth before rubber dam application or by beginning the access Isolation of Teeth with Inadequate Coronal
after placement of a throat pack without the rubber dam in place.␣ Structure
Ligation, the use of deep-reaching clamps, bonding, or building
Preparation for Rubber Dam Placement up before access are the major methods of isolating teeth without
Before treatment is initiated, the degree of difficulty in obtain- adequate coronal tooth structure. Surgical management may also
ing adequate isolation must be assessed. Often, teeth requiring be required (Fig. 13.5).
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 269
In the case of inability to obtain appropriate isolation, the applicable in most cases. A traditional dam and frame can be
patient should be referred to an endodontic specialist. used, or proprietary disposable systems are available (see Fig. 13.2;
Video 13.2). The steps in this process are as follows:
Ligation 1. The dam is placed on the frame so that it is stretched tightly
Inadequate coronal structure is not always the cause of lack of across the top and bottom but has slack horizontally in the
retention. In young patients the tooth may not have erupted suf- middle.
ficiently to make the cervical area available for clamp retention. In 2. A hole is punched in the dam, and then the clamp wings are
these cases, ligation with floss or the use of interproximal rubber attached to the dam.
Wedjets is indicated (see Fig. 13.15, D). Another approach is mul- 3. The dam, frame, and clamp are placed as a unit to engage the
tiple tooth isolation (see Fig. 13.2, C, OptiDam 3D rubber dam).␣ tooth near the gingival margin.
4. The dam is released apically off the clamp wings to allow it
Deep-Reaching Clamps to constrict around the tooth neck. The dam is then flossed
When the loss of tooth structure extends below the gingival tis- through the contacts.␣
sues but there is adequate structure above the crestal bone, a deep-
reaching clamp is indicated. It may be necessary to use a caulking Placement of a Clamp, Followed by the Dam and Then the
material or resin around the clamp to provide an adequate seal Frame
(Fig. 13.6). Another option is the use of an anterior retainer Placement of a clamp followed by the dam and frame is seldom
regardless of the tooth type.␣ used but may be necessary when an unobstructed view is required
while the clamp is positioned. The clamp is first placed on the
Bonding tooth and secured. The rubber dam is then stretched over the
When there is missing tooth structure, including the natural clamp and the frame affixed (Video 13.3).5␣
height of contour, retention can be increased by bonding resin on
the facial and lingual surfaces of the remaining tooth structure.18 Placement of the Rubber Dam and Frame and Then the
The clamp is placed apical to the resin undercut. After treatment Clamp
the resin is easily removed. This technique is preferred over the The preferred method for applying a butterfly clamp that does not
more invasive technique of cutting horizontal grooves in the facial have wings (No. 212) is to place the dam and frame and then the
and lingual surfaces for the prongs of the clamp.␣ clamp. improved visibility is possible when the hole is stretched
over the tooth and gingiva first by the operator or dental assis-
Replacement of Coronal Structure tant, and the clamp is then placed. The No. 212 clamp has narrow
beaks and is often used in situations in which wing clamps are
Temporary Restorations unstable or cannot be retained.␣
When there is missing tooth structure but adequate retention,
missing structure can be restored with reinforced intermediate Rubber Dam Leakage
restorative material (IRM) containing zinc oxide–eugenol, glass
ionomers, or resins. These materials provide an adequate coro- Several proprietary products are available for placement around
nal seal and are stable until the definitive restoration is placed. the rubber dam at the tooth–dam interface should leakage occur
Bonded materials provide a better seal with improved strength and (see Fig. 13.6). These are caulklike materials, putty, or light-cured
esthetics.␣ resins; they are easily applied and removed after treatment and
are especially useful for isolation of an abutment for a fixed par-
Band Placement tial denture or for a tooth that is undergoing active orthodontic
Placement of orthodontic bands may be indicated in cases treatment.
of cracked or fractured teeth to provide protection and sup- The material can be placed on the gingival tissues at the
port until a definitive restoration can be placed. The bands dam–tooth interface after isolation. The caulking and putty
are available in various sizes and are appropriately contoured. materials adhere to wet surfaces, although the putty has a stiffer
A band can be cemented, and the missing tooth structure consistency.␣
replaced with IRM (see Fig. 13.39). During the placement
procedure, it is important to protect the canals and pulp Disinfection of the Operating Field
chamber.␣
Various methods and techniques are used to disinfect the tooth,
Provisional Crowns clamp, and surrounding rubber dam after placement. These dis-
Placement of temporary crowns is an option; however, they infectants include alcohol, quaternary ammonium compounds,
reduce visibility, result in the loss of anatomic landmarks, and sodium hypochlorite, organic iodine, mercuric salts, chlorhexi-
may change the orientation for access and canal location. Often dine, and hydrogen peroxide. An effective technique is as follows:
temporary crowns are displaced during treatment by the rubber (1) plaque is removed by rubber cup and pumice; (2) the rubber
dam clamp. In general, when provisional crowns are placed, they dam is placed; (3) the tooth surface, clamp, and surrounding rub-
should be removed before endodontic treatment to provide the ber dam are scrubbed with 30% hydrogen peroxide; and (4) the
correct orientation and maintain the remaining tooth structure.␣ surfaces are swabbed with 5% tincture of iodine or with sodium
hypochlorite.19␣
Rubber Dam Placement
Placement as a Unit
Access Openings
Placement of the rubber dam, clamp, and frame as a unit is Endodontic access openings are based on the anatomy and mor-
preferred (see Fig. 13.4). This method is most efficient and is phology of each individual tooth group. In general, the pulp
270 C HA P T E R 1 3 Isolation, Endodontic Access, and Length Determination
A B
C D E F
G H I
J K L M
Fig. 13.6 A, Caulking and putty materials are available to prevent leakage after rubber dam application.
B, Preoperative radiograph and C, demonstration of lack of isolation with dental floss. D, Application of the
caulk. E, The sealed dam. F, Postoperative radiograph. G, OpalDam. H, I, Two teeth sealed with OpalDam
after light curing. J, LC Block-Out. K, Before the sealing. L, Placing the Block-Out under the microscope
(yellow filter to avoid the material setting). M, Final seal after light curing.
number of root canals dictates the final design of the access prepa- cusp-to-roof distance. Dystrophic calcifications related to caries,
ration. The internal anatomy is projected onto the external sur- restorations, attrition abrasion, and erosion also can occur. In gen-
face. Internal pulp chamber morphology varies with the patient’s eral, the pulp chamber is located at the cementoenamel junction
age and secondary or tertiary dentin deposition. In anterior teeth (CEJ).22,23 In young teeth, the pulp horns are at approximately
and premolars with a single root, calcification occurs in a coronal the level of the height of contour.
to apical direction with the chamber receding. In posterior teeth The major objectives of the access openings include (1)
with bifurcations and trifurcations, secondary dentin is deposited removal of the chamber roof and all coronal pulp tissue, (2)
preferentially on the floor of the chamber, decreasing the cervi- locating all canals, (3) unimpeded straight-line access of the
cal to apical dimension of the chamber.20,21 The mesiodistal and instruments in the canals to the apical one third or the first
buccolingual dimensions remain relatively the same, as does the curve (if present), and (4) conservation of tooth structure.
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 271
Before initiating treatment, the clinician should assess the exist- outline form might be made more triangular to facilitate canal
ing coronal structure; restorations present; tooth angulation in location.
the arch; and the position, size, depth, and shape of the pulp Caries removal is essential for several reasons. First, removing
chamber. A parallel preoperative radiograph or digital image is caries permits the development of an aseptic environment before
essential. Additional angled radiographs or digital images may entering the pulp chamber and radicular space. Second, it allows
aid the identification of additional canals and roots. Bitewing assessment of restorability before treatment. Third, caries removal
radiographs and digital images offer the most accurate and provides sound tooth structure so that an adequate provisional res-
distortion-free information on chamber anatomy in posterior toration can be placed. Unsupported tooth structure is removed to
teeth. Recent advances in cone beam computed tomography ensure a coronal seal during and after treatment so that the reference
(CBCT) imaging allow three-dimensional (3D) viewing of the point for length determination is not lost should fracture occur.
pulp chamber and radicular space.25,26 Conservation of tooth Cleaning the periphery involves preventing materials and objects
structure is important for subsequent restorative treatment and from entering the chamber and canal space. A common error is
the long-term prognosis.27 Maintaining adequate structure in entering the pulp chamber before the coronal structure or restor-
the cervical region is assured by not extending the access prepa- ative materials have been adequately prepared. As a result, these
ration beyond the natural external chamber walls. The distance materials enter the canal space and may block the apical portion
from the surface of the clinical crown to the peripheral vertical of the canal.␣
wall of the pulp chamber is the same throughout the circumfer-
ence of the tooth at the level of the CEJ, and the orifices of the Canal Morphologies
root canals are located at the angles in the floor–wall junction
(Video 13.4).28,29 Five major canal morphologies have been identified (Fig. 13.7).34
They include round, ribbon or figure eight, ovoid, bowling pin,
kidney bean, and C-shape. With the exception of the round
General Principles morphologic shape, each presents unique problems for adequate
A broad discussion about the preservation of dentin during cleaning and shaping.␣
the endodontic procedures, including the conventional access,
has been subjected to debate in the literature.27 The traditional General Considerations
endodontic access underscores the concept of straight-line prepa-
ration to improve the mechanical débridement of root canals and In difficult cases the access can be prepared without the rubber
to minimize procedural errors. However, the excessive removal dam in place. This preparation allows visualization of the tooth
of tooth structure has been associated with the increased risk of shape, orientation, and position in the dental arch. When the
fracture and loss of the tooth as consequences. Lately, investiga- canal or chamber is located, the rubber dam is applied. Caution:
tors have associated the survivability of the endodontically treated Until the rubber dam is in place, broaches and files cannot be used
tooth with conservative approaches such as contracted endodontic (see Fig. 13.1).
cavities.30 Even though this concept has been questioned and not Care must be taken to prevent tooth structure or restorative
completely proved to be the predictable treatment method,31-33 materials from entering the radicular portion of the root if addi-
we deem that dentin preservation must be taken in consider- tional expansion of the access is necessary after the chamber is
ation in all procedures to increase the long-term survival rate of exposed. When an access is to be enlarged or restorative materi-
endodontically treated teeth. als removed after chamber exposure, the radicular space must be
Contemplating the debate on preservation of tooth struc- protected. The canal orifice and chamber floor can be blocked by
ture and the lack of a comprehensive opinion of the straight- placing gutta-percha temporary stopping. The material is heated
line access significance, the general principles for endodontic and then compacted with a plugger. The temporary stopping is
access remain (1) outline form, (2) convenience form, (3) caries removed with heat (preferred) or solvents after completion of the
removal, and (4) cleaning the periphery of the preparation to access preparation.
ensure it is free of any debris or objects that could fall into the Before beginning the access, the clinician should assess the
canals upon access. preoperative images to determine the degree of case difficulty. At
Outline form is the recommended shape for access preparation this stage the estimated depth of access is calculated. This calcu-
of a normal tooth with radiographic evidence of a pulp chamber lation is a measurement from the incisal edge of anterior teeth
and canal space. The outline form ensures the correct shape and and the occlusal surface of posterior teeth to the coronal portion
location and provides straight-line access to the apical portion of of the pulp chamber. Calculated in millimeters, this information
the canal or to the first curvature. The access preparation must is then transferred to the access bur and provides information on
remove tooth structure that would impede the cleaning and shap- the depth necessary to expose the pulp. If the estimated depth
ing of the canal or canals. The outline form is a projection of the of access is reached and the pulp has not been encountered, the
internal tooth anatomy onto the external root structure. The form access depth and orientation must be reevaluated. A parallel
can change with time. As an example, in anterior teeth with mesial image exposed with the rubber dam removed helps determine
and distal pulp horns, the access is triangular. In older individu- the depth and orientation so that perforations and unnecessary
als with chamber calcification, the pulp horns are absent, so the removal of tooth structure can be avoided (see Fig. 13.33).
access is ovoid. The estimated depth of access for anterior teeth is similar in
Convenience form allows modification of the ideal outline form different tooth groups.35 The maxillary central and lateral incisors
to facilitate unstrained instrument placement and manipulation. average 5.5 mm for the central incisor and 5 mm for the lateral inci-
As an example, the use of nickel–titanium rotary instruments sor. The mandibular central and lateral incisors average 4.5 mm for
requires straight-line access. An access might be modified to per- the central incisor and 5 mm for the lateral incisor. The maxillary
mit placement and manipulation of the nickel–titanium instru- canine averages 5.5 mm, and the mandibular canine, with its longer
ments. Another example is a premolar exhibiting three roots. The clinical crown, averages 6 mm. In maxillary furcated premolars, the
272 C HA P T E R 1 3 Isolation, Endodontic Access, and Length Determination
A B C
D E
Fig. 13.7 Common canal morphologies. A, Round. B, Ribbon shaped (hourglass). C, Ovoid. D, Bowling
pin. E, Kidney bean shaped. F, C-shaped.
average distance from the buccal cusp tip to the roof of the chamber or pathfinding instrument (0.06, 0.08, or 0.10 stainless steel file) is
is 7 mm.35 For maxillary molars, the distance is 6 mm, and for the used to explore the canal and determine canal patency close to the api-
mandibular molars, it is 6.5 mm. With an average pulp chamber cal foramen. Care should be exercised during this process to avoid forc-
height of 2 mm, the access depth for most molars should not extend ing tissue apically, which might result in canal blockage (Fig. 13.11).
beyond 8 mm (the floor of the chamber).23 This procedure is performed in the presence of irrigant or lubricant.
Access openings are best accomplished using fissure burs in the Removal of restorative materials during access is often indicated,
high-speed handpiece. A number of special burs are also available with the knowledge that after treatment a new restoration will be
for access. No single bur type is superior. For the clinician with placed. Removal enhances visibility and may reveal undetected canals,
knowledge of anatomy and morphology and the appropriate clini- caries, or coronal fractures. When difficulties occur with calcifications
cal skills and judgment, bur selection is a personal choice (Figs. or extensive restorations, the operator may become disoriented. The
13.8 and 13.9). Regardless of the high-speed bur chosen, the bur discovery of one canal can serve as a reference in locating the remain-
is placed in the chamber and removed while rotating. High-speed ing canals. A file can be inserted and an angled image exposed to
burs are not used in the canals. Failure to follow these principles reveal which canal has been located.
can result in breakage (Fig. 13.10). It is important not to violate marginal ridges during access
Visualization of the internal anatomy is enhanced during access by preparation in any of the tooth groups.
using a fiberoptic handpiece and microscopy.36 Illumination is the key. Complex restorations, such as crowns and fixed partial dentures,
A sharp endodontic explorer is used to detect the canal orifice or to may have changed the coronal landmarks used in canal location. A
aggressively dislodge calcifications. When a canal is located, a small file tipped tooth might be “uprighted” or a rotated tooth “realigned.” Loss
Fig. 13.8 Examples of access burs. Left to right, No. 4 round carbide, No. 557 carbide, Great White,
Beaver bur, Transmetal, Multipurpose bur, Endo Z bur, and Endo Access bur.
A B
Fig. 13.10 A, Fractured fissure bur and working length file bypassing the obstruction. B, After the bur was
removed with files and ultrasonics.
274 C HA P T E R 1 3 Isolation, Endodontic Access, and Length Determination
of orientation can result in incorrect identification of a canal, and ␣Access Openings and Canal Location*
searching for the other canals in the wrong direction results in excessive
removal of tooth structure, perforation, or failure to locate and débride Maxillary Central and Lateral Incisors
all canals. The maxillary central incisor has one root and one canal.41 In young
Access through crowns with extensive foundations may make vis- individuals, the prominent pulp horns require a triangular outline form
ibility difficult. Class V restorations may have induced coronal calci- to ensure that tissue and obturation materials, which otherwise might
fication or could have been placed directly into the pulp space or the cause coronal discoloration, are removed (Fig. 13.13). Although the
canals. In some instances, it may be best to remove restorative materi- canal is centered in the root at the CEJ and when the tooth is viewed
als that interfere with visibility before initiating root canal treatment. from a mesial to distal orientation, it is evident that the crown is not
A modification of the armamentarium for teeth restored directly in line with the long axis of the root (Fig. 13.14). For this rea-
with crowns has been advocated for all-ceramic crowns. The son, the establishment of the outline form and initial penetration into
initial outline and penetration through ceramic (porcelain) enamel are made with the bur perpendicular to the lingual surface of
restorative material are made with a round diamond bur in the the tooth. This outline form is made in the middle third of the lingual
high-speed handpiece with water coolant. After penetration surface (Figs. 13.15 and Figs. 13.16). After penetration to the depth
into dentin, a fissure bur is used. In teeth with porcelain-fused- of 2 to 3 mm, the bur is reoriented to coincide with the long axis and
to-metal restorations, a metal cutting bur is recommended. lingual orientation of the root.
When possible, the access should remain in metal to reduce the After penetration to a depth of 2 to 3 mm, the bur is reoriented
potential for fracture in the porcelain. Evidence indicates that to coincide with the long axis and lingual orientation of the root.
with a water coolant and careful instrumentation, diamond and This reorientation reduces the risk of a lateral perforation through the
carbide burs are equally effective.37 The access is restored with facial surface. An additional common error is failure to remove the
amalgam after the root canal treatment. With the introduction lingual shelf (see Fig. 13.15, C), which results in inadequate access
of all-ceramic and zirconia crowns, specialized burs have been to the entire canal. The canal is located by using a sharp endodon-
fabricated to facilitate access through these very hard materials. tic explorer. When calcification has occurred, long-shanked burs in
In summary, aids in canal location include a knowledge of pulp a slow-speed handpiece can be used (see Figs. 13.12 and 13.24, D).
anatomy and morphology; parallel straight-on and angled radio- These burs move the head of the handpiece away from the tooth and
graphs or digital images; a sharp endodontic explorer; interim enhance the ability to see exactly where the bur is placed in the tooth.
radiographs or digital images; long-shanked, slow-speed burs Access for the maxillary lateral incisor is similar to that for the
(Fig. 13.12); ultrasonic instruments for troughing; dye staining; central incisor. A triangular access is indicated in young patients
irrigation; transillumination; and enhanced vision with loupes or with pulp horns (Fig. 13.17); as the pulp horns recede, the outline
microscopy.38 Additional aids include CBCT imaging.25,26 form becomes ovoid (Fig. 13.18).
Dens invaginatus (or dens en dente) is a common developmental
defect in the maxillary lateral incisor that results in pulp necrosis.40-42
Study Questions Additionally, a lingual groove may be found in maxillary lateral inci-
1. Avoidance of rubber dam isolation can place patients and clinicians at sors, as evidenced by a narrow probing defect. These developmental
unnecessary risk. defects complicate treatment and affect the prognosis (Video 13.5).␣
a. True
b. False
2. Rubber dam isolation serves the following purpose:
Maxillary Canines
a. Protects patient from instruments The maxillary canines have one canal in a single root. In general,
b. Provides a more aseptic field of work pulp horns are absent, so the outline form is ovoid in the middle
c. Enhances visibility third of the lingual surface (Figs. 13.19 and 13.20). As attrition
d. Retracts tissues
occurs, the chamber appears to move more incisally because of the
e. All of the above
3. If adequate tooth structure is not remaining for clamp placement, which loss of structure. In cross-section, the pulp is wide in a faciolingual
of the following is not acceptable? direction compared with the mesiodistal dimension (Video 13.6).␣
a. Rubber dam placement may be avoided.
b. The tooth may require placement of a buildup to enhance remaining Maxillary Premolars
structure.
c. The tooth may require crown lengthening procedure. The maxillary first and second premolars have a similar coronal
d. Patient may need to be referred to a specialist. structure; therefore the outline form is similar for these two teeth.
e. A deep-reaching clamp may be required. It is centered in the crown and has an ovoid shape in the faciolin-
4. What is the best time to assess difficulties and challenges in tooth gual direction (Figs. 13.21 and 13.22). An important anatomic
isolation and placement of a rubber dam? consideration with these teeth is the mesial concavity at the CEJ.
a. Before initiation of treatment
In this area, a lateral perforation is likely to occur. When two
b. At the time of placement of the clamp
c. After access preparation canals are present, the canal orifices are located under the buccal
d. After caries removal and lingual cusp tips, equidistant from a line drawn through the
5. Which of the following is correct with respect to access preparation? center of the chamber in a mesial to distal direction. The cross-
a. Endodontic access openings are based on the anatomy and sectional morphology shows a kidney bean– or ribbon-shaped
morphology of each tooth. configuration. In rare instances when three canals are present, the
b. The pulp number of root canals dictates the final design. outline form is triangular, with the base to the facial and the apex
c. Typically, the internal anatomy is projected onto the external surface. toward the lingual (Videos 13.7 and 13.8).␣
d. Age may affect the internal anatomy of the pulp chamber.
e. All of the above.
*See Appendix, Pulpal Anatomy and Access Preparations, for color illustrations
showing the size, shape, and location of the pulp space in each tooth.
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 275
A B
Fig. 13.11 A, Maxillary first molar shows extensive mesial caries. B, Histologic section of pulp tissue from
the palatal canal reveals extensive calcification. Early canal exploration should be done with small files to
avoid forcing the tissue and calcification apically and blocking the canal.
Fig. 13.12 Mueller burs have a round cutting head attached to a long shank. The long shank is not
designed to drill deep into the root, but rather to extend the head of the slow-speed handpiece away from
the tooth and permit better visibility.
D M
Fig. 13.13 A triangular outline form for access of the maxillary central incisor.
mesiobuccal canal and is in line with the buccal groove. The lin-
Maxillary Molars gual or palatal canal orifice generally exhibits the largest orifice and
The maxillary first and second molars have similar access outline lies slightly distal to the mesiolingual cusp tip. The mesiobuccal
forms. The outline form is triangular and located in the mesial half root is very broad in a buccolingual direction; thus a small second
of the tooth, with the base to the facial and the apex toward the canal is common.43-47 The mesiolingual canal orifice (commonly
lingual (Figs. 13.23 and 13.24). The transverse or oblique ridge referred to as the MB2 canal) is located 1 to 3 mm lingual to the
is left mostly intact. The external references for canal location main mesiobuccal canal (MB1 canal) and is slightly mesial to a
serve as a guide in developing the outline form. The mesiobuccal line drawn from the mesiobuccal to the lingual or palatal canal.
canal orifice lies slightly distal to the mesiobuccal cusp tip. The The initial movement of the canal from the chamber is often
distobuccal canal orifice lies distal and slightly lingual to the main not toward the apex but laterally toward the mesial (Fig. 13.25).
276 C HA P T E R 1 3 Isolation, Endodontic Access, and Length Determination
Fig. 13.14 Note the lingual inclination of the root in relation to the crown. In addition, the pattern of calci-
fication occurs from the coronal portion of the pulp apically.
A B
C D
Fig. 13.15 A maxillary left central incisor showing pulp necrosis. A, A large pulp space with pulp horns
that requires a triangular access outline. B, The lingual surface after removal of the orthodontic retaining
wire. Note that tooth #9 is slightly discolored. C, The initial triangular access form exposing the chamber.
Note that the lingual shelf has not been removed to expose the lingual wall. D, Removal of the lingual shelf
and completed access.
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 277
B C
D
Fig. 13.16 Crown-root fracture. A, Initial presentation demonstrating fragment separation. B, The lingual
surface with the segment removed. C, Preoperative radiograph. D, The extent of the fracture subgingivally
requires a unique approach to isolation. Note that a premolar clamp is placed on the gingival tissues for
isolation.
B C D
Fig. 13.18 A, Lateral incisor with a receded pulp chamber. B, Initial ovoid outline form is initiated. C,
Coronal calcification is indicated by the color change. D, Completed access.
A C
F
Fig. 13.20 A, The apex is obscured by the screws placed during a maxillary surgical advancement. B,
Lingual surface. C, Initial access outline into dentin. D, Access is finalized. E, Apex locator (arrow). F,
Working length.
Mandibular Molars
The mandibular molars are similar in anatomic configuration;
however, there are subtle differences. The most common man-
L dibular first molar configuration is two canals in the mesial root,
Fig. 13.21 Ovoid outline form for the maxillary premolars. although three have been reported,53 and one canal in the distal
root. A second canal is present in the distal root in 30% to 35% of
B C D
Fig. 13.22 A, Note the obstructed view of the apical region. B, Maxillary right second premolar. C, The
initial outline form prepared into dentin. D, The chamber and canals are accessed.
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 281
A B
C D
E F
Fig. 13.24 A, Maxillary left first molar. Note the calcification in the chamber. B, The outline form estab-
lished and dentin removed apically in layers. C, Exposure of the pulp horns. D, Use of a Mueller bur to
completely unroof the chamber. Note the visibility and ability for precise removal of dentin. E, The com-
pleted access. The mesiobuccal canal is evident under the mesiobuccal cusp tip, the distobuccal canal
is found opposite the buccal groove and slightly lingual to the main mesiobuccal canal, and the palatal
canal is located under the mesiolingual cusp tip. Note the identification of the mesiolingual canal (arrow). F,
Removal of the dentinal cornice that covers the mesiolingual canal to reveal the canal orifice. (See Appen-
dix, Pulpal Anatomy and Access Preparations, for color illustrations showing the size, shape, and location
of the pulp space within each tooth.)
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 283
A B
C D
Fig. 13.26 A, Maxillary left first molar showing calcification. B and C, Initial access and identification of a
pulp stone. Color and a thin line surrounding the periphery identify the hemorrhage. D, The pulp chamber
with the stone removed. (See Appendix, Pulpal Anatomy and Access Preparations, for color illustrations
showing the size, shape, and location of the pulp space within each tooth.)
284 C HA P T E R 1 3 Isolation, Endodontic Access, and Length Determination
B
a
A B C
Fig. 13.27 A, The dashed lines show where dentin must be removed to achieve straight-line access. B,
The access completed. C, The original canal (a) is modified using Gates Glidden burs to remove tooth
structure at (B) and (C).
a gag reflex and cannot tolerate films, and patients with medical
problems that prohibit the holding of a film or sensor.
D M The use of apex locators and electric pulp testers in patients
with cardiac pacemakers has been questioned.76-81 In a recent
study involving 27 patients with either implanted cardiac pace-
makers or cardioverter/defibrillators, two impedance apex locators
Fig. 13.28 Lingual outline form for the mandibular incisor. and one electric pulp tester did not interfere with the functioning
of any of the cardiac devices.82 However, it may be advisable not
to use these devices in these patients; other means of length deter-
mination and pulp testing are available.
With angled radiographs or digital images, the canal determi-
nation is based on the buccal object or SLOB rule (same lingual, Study Questions
opposite buccal; see Chapter 3).71,72 Because maxillary anterior
teeth have only one canal, no angle is necessary. Mesial angles 6. Name the potential issues related to inadequate access preparation.
are recommended for premolars and maxillary molars (Fig. a. Less visibility
13.44). Distal angulation is recommended for the mandibular b. Inability to locate canals
incisors and molars (Fig. 13.45). For maxillary posterior teeth, c. Inability to completely remove pulp tissues from the pulp chamber
d. Instrumentation errors caused by lack of straight-line access
the film should be placed on the opposite side of the midline to
e. All of the above
facilitate capture of the palatal roots on the film (see Fig. 13.43).␣ 7. The ridges should be preserved during access preparation whenever
possible.
Electronic Apex Locators a. True
b. False
Apex locators are also used in determining length.73,74 Contem- 8. Which of the following is correct regarding working length
porary apex locators are based on the principle that the flow of determination?
higher frequencies of alternating current is facilitated in a biologic a. Placement of the smallest file to the apex
environment compared with lower frequencies. Passing two differ- b. Placement of the largest file that binds at the apex
ing frequencies through the canal results in the higher frequency c. Removal of the file stopper before placement of the file in the canal
d. Use of files no larger than #
impeding the lower frequency (Fig. 13.46). The impedance values
9. The rubber dam may be removed during radiographic working length
that change relative to each other are measured and converted to determination.
length information. At the apex, the impedance values are at their a. True
maximum differences. Unlike previous models, the impedance b. False
apex locator operates accurately in the presence of electrolytes.75 10. During radiographic working length determination, a new radiograph is
Apex locators are helpful in length determination but must be required if:
confirmed with radiographs. Films or digital images help confirm a. The file is within 1 mm of the apex.
the appropriate length and can identify missed canals. If the file b. The file is at the apex.
is not centered in the root, a second canal is likely to be present. c. The file is more than 2 mm from the apex.
An apex locator is very helpful in patients with structures or d. The file is at the apex.
objects that obstruct visualization of the apex, patients who have
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 285
ANSWERS
Answer Box 13 6 e. All of the above
1 a. True 7 a. Truex
2 e. All of the above. 8 b. Placement of the largest file that binds at the apex
3 a. Rubber dam placement may be avoided. 9 b. False
4 a. Before initiation of treatment 10 c. The file is more than 2 mm from the apex.
5 e. All of the above
A B
C D
Fig. 13.29 A, Mandibular lateral incisor. B, Calculation of the estimated depth of access from the middle
of the lingual surface to the coronal extent of the pulp. C, The initial outline form is more oval due to the
receded chamber. D, Completed access.
286 C HA P T E R 1 3 Isolation, Endodontic Access, and Length Determination
D M
Fig. 13.30 Lingual ovoid outline form for the mandibular canine.
A B
C D
Fig. 13.31 A, Mandibular canine. B, The initial outline form is established into dentin. C, Exposure of the
coronal pulp. D, The completed access opening.
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 287
M D
L
Fig. 13.32 Ovoid outline form for the mandibular first premolar. Note that the access is buccal to the
central groove.
A B
C D
Fig. 13.33 A, Mandibular right first premolar. Note the receded pulp space. B, Calculation of the esti-
mated depth of access. C, The estimated depth of access is reached, and the canal is not located. The
rubber dam is removed and a straight-on parallel radiograph exposed. The film/digital image indicates that
the canal is located mesial to the opening. D, The completed access.
288 C HA P T E R 1 3 Isolation, Endodontic Access, and Length Determination
D M
L
Fig. 13.34 Ovoid outline form for the mandibular second premolar.
Fig. 13.35 Rectangular outline form for the mandibular first molar. Note that the mesiobuccal canal is
located under the mesiobuccal cusp, and the mesiolingual canal lies centrally in relation to the crown and
slightly to the distal of the mesiobuccal canal. The distolingual canal is located centrally, and the distobuc-
cal canal lies more buccal and mesial to the main canal.
Lingual
Inclination
Lingual
Constriction
Fig. 13.36 Proximal view of a mandibular molar demonstrating the lingual inclination in the dental arch
and a lingual constriction of the crown at the cementoenamel junction. Note that the mesiobuccal and
mesiolingual canals are uniformly spaced within the root. However, with coronal access, the external refer-
ence points for the canal’s location are the mesiobuccal cusp tip and the central groove as it crosses the
mesial marginal ridge.
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 289
B
A
E
Fig. 13.37 A, The preoperative radiograph of a mandibular first molar. B, The completed access cavity
demonstrating the two mesial canals and the single distal canal. C, Cone fit. D, Cone fit radiograph. E,
postoperative radiograph. (See Appendix, Pulpal Anatomy and Access Preparations, for color illustrations
showing the size, shape, and location of the pulp space within each tooth.)
290 C HA P T E R 1 3 Isolation, Endodontic Access, and Length Determination
A B
C D
E F
Fig. 13.38 A, Preoperative radiograph of a mandibular first molar with a middle mesial canal. B, Original
working length radiographic image. C, Middle mesial canal located. D, Prepared canal. E, Master cone
radiographic image. F, Postoperative radiographic image of tooth #30.
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 291
A B C D
Fig. 13.39 Basic steps in access preparation. A, The access cavity is outlined deep into dentin and
close to the estimated depth of access with the high-speed handpiece. B, Penetration and unroofing are
achieved by fissure high-speed bur or slow-speed latch-type burs. Other bur configurations are accept-
able. C and D, Canal orifices are located and identified with an endodontic explorer. Small files are used
to negotiate to the estimated working length. The dentin shelf that overlies and obscures the orifices is
removed.
292 C HA P T E R 1 3 Isolation, Endodontic Access, and Length Determination
A B
C D
E F
Fig. 13.40 A, Access made through gross mesial caries. B, Caries at the level of the crestal bone. C,
Caries removal provides an aseptic operating field and allows assessment of restorability. Note that the
previous access failed to deroof the chamber. D, Appropriate access reveals a ribbon-shaped pulp cham-
ber. E, An orthodontic band placed to provide isolation. F, Post obturation.
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 293
A B
Fig. 13.41 A, Parallel preoperative radiograph. B, The mesial working length film is made correctly. The
apices and file tips are clearly visible. Note the mesiolingual canal (arrow).
B
Fig. 13.42 A, Positioning device for holding working films. The ring assists in cone alignment. B, Close-up
view of the device in position.
294 C HA P T E R 1 3 Isolation, Endodontic Access, and Length Determination
X-ra
y be
am
Median
Raphe
Fig. 13.43 Proper positioning of the radiograph when making a working length radiograph. To capture the
palatal root, the film should be placed on the opposite side of the midline.
Mesial
Fig. 13.44 Separation of the mesiobuccal and mesiolingual canals achieved by varying the horizontal
angle. With maxillary molars, maximum separation occurs with a mesial cone angulation because of the
mesial location of the mesiolingual canal in relation to the mesiobuccal canal.
Mesial
Fig. 13.45 Separation of the mesiobuccal and mesiolingual canals achieved by varying the horizontal
angle. With mandibular molars, maximum separation occurs with a distal orientation because of the mesial
location of the mesiobuccal canal in relation to the mesiolingual canal.
CHAPTER 13 Isolation, Endodontic Access, and Length Determination 295
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12. Zerr M, Johnson WT, Walton RE: Effect of rubber-dam retainers on
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13. Schwartz SF, Foster Jr JK: Roentgenographic interpretation of
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18. Wakabayashi H, Ochi K, Tachibana H, et al.: A clinical technique
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19. Hermsen KP, Ludlow MO: Disinfection of rubber dam and tooth
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20. Tidmarsh BG: Micromorphology of pulp chambers in human molar
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21. Shaw L, Jones AD: Morphological considerations of the dental pulp
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22. Patel S, Rhodes J: A practical guide to endodontic access cavity prep-
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23. Deutsch AS, Musikant BL: Morphological measurements of ana-
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24. Abbott PV: Assessing restored teeth with pulp and periapical diseases
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Video 13.1: Rubber Dam Placement Introduction
Video 13.1A: Placement of Rubber Dam, Clamp, and Frame as a Unit
Video 13.1B: Placement of Clamp, Followed by the Dam and Then the Frame
Video 13.1C: Placement of Rubber Dam and Frame and Then the Clamp
Video 13.2: Access Preparations Introduction
Video 13.2A: Maxillary Incisors
Video 13.2B: Maxillary Canines
Video 13.2C: Maxillary Premolars
Video 13.2D: Finding Additional Canals
Video 13.2E: Maxillary Molars
Video 13.2F: Mandibular Incisors
Video 13.2G: Mandibular Canines
Video 13.2H: Mandibular Premolars
Video 13.2I: Mandibular Molars
Video 13.3: Working Length Determination
296.e1
14
Cleaning and Shaping ↑
CHAPTER OUTLINE
Principles of Cleaning and Shaping, 297 Lubricants, 307
Apical Canal Preparation, 298 Preparation Errors, 307
Pretreatment Evaluation, 302 Preparation Techniques, 309
Principles of Cleaning and Shaping Techniques, 303 Criteria for Evaluating Cleaning and Shaping, 317
Smear Layer Management, 304 Intracanal Medicaments, 320
Irrigants, 305
LEARNING OBJECTIVES
After reading this chapter, the student will be able to: 6. Distinguish between apical stop, apical seat, and open apex,
1. State reasons and describe strategies for enlarging the cervical and discuss how to manage obturation in each.
portion of the canal to promote straight-line access. 7. Describe appropriate techniques for removing the pulp.
2. Define how to determine the appropriate size of the master 8. Characterize the difficulties of preparation in the presence
apical file. of anatomic aberrations that make complete débridement
3. Describe objectives for biomechanical cleaning and shaping difficult.
and explain how to determine when these have been achieved. 9. Describe techniques for negotiating severely curved, “blocked,”
4. Illustrate shapes of differently created preparations and draw “ledged,” or constricted canals.
these both in longitudinal and cross-sectional diagrams. 10. Discuss the properties and role of intracanal, interappointment
5. Describe techniques for shaping canals that have irregular medicaments.
shapes, such as round, oval, hourglass, bowling pin, kidney
bean, or ribbon.
Successful long-term outcomes of root canal treatment are based after cleaning and shaping will help to entomb any remaining
on establishing an accurate diagnosis and developing an appro- organisms3 and, with the coronal seal, prevent or at least delay
priate treatment plan; applying knowledge of tooth anatomy and recontamination of the canal and periradicular tissues. However,
morphology (shape); and performing débridement, disinfection, some bacterial species have been shown to survive entombment.4
and obturation of the entire root canal system while maintaining These classic concepts define success in endodontics by healing
the strength of the tooth. Historically, emphasis was on obtura- of apical periodontitis if present preoperatively or the prevention
tion and sealing the radicular space. However, no technique or of its occurrence in case that began with normal periapical tissues.
material provides a seal that is completely impervious to moisture However, in recent years, it has been demonstrated that vertical
from either the apical or coronal aspects. Early studies on progno- fracture or other nonendodontic causes are the major reasons for
sis indicated failures were attributable to incomplete obturation.1 the eventual loss of root canal–treated teeth.5 As a result, a more
This proved fallacious as obturation merely reflects the adequacy of patient-centered outcome as increased susceptibility to fracture
the cleaning and shaping. Canals that are poorly obturated may be should be considered. Functional retention of the endodontically
incompletely cleaned and shaped. Adequate cleaning and shaping treated tooth may serve as a relevant endpoint in endodontic treat-
and establishing a coronal seal are essential elements for success- ment,6 which may compliment but should not replace the tradi-
ful treatment, with obturation being less important for short- tional focus on healing or prevention of apical periodontitis.
term success.2 Elimination (or significant reduction) of inflamed
or necrotic pulp tissue and microorganisms are the most critical Principles of Cleaning and Shaping
factors. The role of obturation in long-term success has not been
established but may be significant in preventing recontamination Nonsurgical root canal treatment is a predictable method of
either from the coronal or apical direction. Sealing the canal space retaining a tooth that otherwise would require extraction. Success
297
298 C HA P T E R 1 4 Cleaning and Shaping
A B
(A) No. 15 file in the apical canal space. Note the size is inadequate for planing the walls. (B) No.
40 file more closely approximates the canal morphology. (Courtesy Dr. Randy Madsen.)
A B
C D
(A) The classic apical anatomy consisting of the major diameter of the foramen and the minor
diameter of the constriction. (B) An irregular ovoid apical canal shape and external resorption. (C) A bowl-
ing pin apical morphology and an accessory canal. (D) Multiple apical foramina.
300 C HA P T E R 1 4 Cleaning and Shaping
A B
C
(A) Micro–computed tomography (micro-CT) reconstruction of an unprepared root canal sys-
tem of a maxillary molar. (B) Prepared canal system, enlarged to an apical size 30 in the palatal and 25
in the mesiobuccal and distobuccal canal. (C) Magnified view of the initial canal configuration for all three
apices.
Apical anatomy has also been shown to be quite variable (see of materials decreases success.7,18,19 In one study examining cases
Figs. 14.4, B, and 14.5). A study found no typical pattern for with pulp necrosis, better success was achieved when the proce-
foraminal openings and that no foramen coincided with the apex dures terminated at or within 2 mm of the radiographic apex.
of the root.13 The same group reported the foramen to apex dis- Obturation shorter than 2 mm from the apex or past the apex
tance to range from 0.20 to 3.8 mm. resulted in a decreased success rate. In teeth with vital inflamed
It has also been noted that the foramen to constriction distance pulp tissue, termination between 1 and 3 mm was acceptable.18
increases with age,11 and root resorption may destroy the classic Two larger studies confirmed that overfill was associated with infe-
anatomic constriction.14 Resorptive processes are common with rior outcomes.7,19
pulp necrosis and apical bone resorption. Therefore root resorp- At the same time, working short presents higher risks of accu-
tion is an additional factor to consider in length determination. mulation and retention of debris, which in turn may result in api-
In a prospective study, significant adverse factors influencing cal blockage and may contribute to procedural errors in the first
success and failure were the presence of a perforation, preopera- place; furthermore, infected debris, bacteria, and their byproducts
tive periradicular disease, and incorrect length of the root canal can remain in the most apical portion of the canal in cases with
filling.15,16 The authors speculated that canals filled more than pulpal necrosis jeopardizing apical healing and contributing to a
2.0 mm short harbored necrotic tissue, bacteria, and irritants that persistent or recurrent apical periodontitis20,21 or posttreatment
when retreated could be cleaned and sealed.15 A meta-analysis disease.22,23
evaluation of success and failure indicated a better success rate Most publications on outcomes that extrapolate the effect of
when the obturation was confined to the canal space.17 A review apical termination are retrospective. On the other hand, a recent
of several studies on endodontic outcomes confirms that extrusion prospective study demonstrated that not only the maintenance
CHAPTER 14 Cleaning and Shaping 301
of apical patency, but also the apical extent of canal cleaning, is is discussed in the following section) but may decrease antimi-
a significant prognostic factor for root canal treatment, recom- crobial efficacy of cleaning procedures. It appears that with tra-
mending extending canal cleaning as close as possible to its api- ditional hand instruments, apical transportation occurs in many
cal terminus. In that study, the odds of success were reduced by curved canals enlarged beyond a No. 20 stainless steel file.24
12% for every 1 mm of the canal short of the terminus remaining The criteria for cleaning and shaping should be based on the
“uninstrumented.”7 ability to adequately deliver sufficient amounts of irrigant and not
Therefore the exact clinical point of apical termination of the on a specific obturation technique. The ability of irrigants to reach
preparation and obturation remains a matter of debate. The need the apical portion of the root canal depends on canal’s size, taper,
to compact the gutta-percha and sealer against the apical den- and the irrigation device used.25-27
tin matrix (constriction of the canal) is important in creating a Larger preparation sizes have been shown to provide adequate
seal. The decision of where to terminate the preparation is based irrigation and debris removal and significantly decrease the num-
on knowledge of apical anatomy, tactile sensation, radiographic ber of microorganisms.28-31 However, any removal of dentin has
interpretation, apex locators, apical bleeding, and the patient’s the potential to weaken radicular structure and therefore the use
response. To prevent extrusion, the cleaning and shaping proce- of an irrigation adjunct designed to promote irrigation efficacy in
dures should be confined to the radicular space. Canals filled to smaller canals may be advantageous.32,33
the radiographic apex are actually slightly overextended.13␣ In principle there may to be a relationship between increasing
the size of the apical preparation and canal cleanliness34 and bacte-
rial reduction.35,36 Instrumentation techniques that advocate min-
Degree of Apical Enlargement imal apical preparation may be ineffective at achieving the goal of
Generalizations can be made regarding tooth anatomy and mor- cleaning and disinfecting the root canal space.34,36 However, this
phology, although each tooth is unique. Length of canal prepa- concept reaches its limits when too large a preparation leads to
ration is often emphasized with little consideration given to procedural errors37,38 and when modifications created in the hard
important factors such as canal diameter and shape. Because mor- tissue block the very anatomy that was to be cleaned (Fig. 14.6).39
phology is variable, there is no standardized apical canal size. Tra- A variety of microbial species can penetrate deep into dentinal
ditionally, preparation techniques were determined by the desire tubules.40 These intratubular organisms are sheltered from endodon-
to limit procedural errors and by the method of obturation. Small tic instruments, the action of irrigants, and intracanal medicaments.
apical preparation reduces the incidence of preparation errors (as Dentin removal appears to be the primary method for decreasing
B
(A) Individual micro–computed tomography scans from the apical root third of a typical speci-
men before and after root canal preparation and irrigation with sodium hypochlorite (NaOCl), subsequent
irrigation with ethylenediaminetetraacetic acid and final passive ultrasonic irrigation using again NaOCl
(from left to right). (B) The corresponding three-dimensional reconstructions of the whole canal system
are depicted below. (Reprinted from Paqué F, Boessler C, Zehnder M: Accumulated hard tissue débris
levels in mesial roots of mandibular molars after sequential irrigation steps, Int Endod J 44(2):148, 2011
with permission.39)
302 C HA P T E R 1 4 Cleaning and Shaping
their numbers. However, it may not be possible to remove bacteria during cleaning and shaping procedures is to ensure that WL is
that are deep in the tubules, regardless of the technique. There is a not lost and that the apical portion of the root is not packed with
correlation between the number of organisms present and the depth tissue, dentin debris, and bacteria (see Fig. 14.6, A). The patency
of tubular penetration41; in teeth with apical periodontitis, bacteria concept has historically been controversial; indeed, concerns
may penetrate the tubules to the periphery of the root.42,43␣ regarding possible extrusion of dentinal debris, bacteria, and irrig-
ants have been raised,61 a condition often considered to result in
postoperative pain and possibly delayed healing.62
Elimination of Etiology However, a large retrospective study identified the presence of
The development of nickel-titanium (NiTi) instruments has dra- apical patency as a factor possibly associated with higher success
matically changed the techniques of cleaning and shaping; these rates.7 Moreover, at least in vitro, microorganisms do not appear
instruments have been rapidly adopted by clinicians in many to be transported beyond the confines of the canal by patency fil-
countries.44-46 The primary advantage to using these flexible ing.63 Small files are not directly effective in débridement (see Fig.
instruments is related to shaping, specifically a significant reduc- 14.3) but achieving patency may be helpful in enhancing irriga-
tion in the incidence of preparation errors.37 tion efficacy,64 determining electronic WL, minimizing the risk of
Neither hand instruments nor rotary files have been shown to com- loss of length, reducing shaping mishaps such as canal transporta-
pletely débride the canal.29,47,48 Mechanical enlargement of the canal tion and ledges,65 better maintaining the anatomy of the apical
space dramatically decreases the presence of microorganisms present constriction,66 and improving clinicians’ tactile sense during api-
in the canal49 but cannot render the canal sterile.29 Therefore antimi- cal shaping.67
crobial irrigants have been recommended in addition to mechanical Studies evaluating treatment failure have noted, besides
preparation techniques.50 There is currently no consensus on the most several other factors, presence of bacteria outside the radicular
appropriate irrigant or concentration of solution, although sodium space,20 and bacteria have in some cases been shown to exist as
hypochlorite (NaOCl) is the most widely used irrigant.51 plaques or biofilms on the external root structure.68 It has been
Unfortunately, solutions such as NaOCl that are designed to kill shown in vitro that maintaining patency may be connected to
bacteria50,52,53 are often toxic for the host cells,54-57 and therefore small amounts of irrigant to reach the periodontium, but this
extrusion beyond the canal space is to be avoided.58,59 A major fac- did not appear to increase the chance of irrigation accidents in
tor related to effectiveness is the volume of irrigant used during the the clinic.69
procedure. Increasing the volume produces cleaner preparations.60␣ Moreover, a recently published systematic review concluded
that maintaining apical patency was not associated with postop-
erative pain in teeth with either vital or nonvital pulp.70 For all
Apical Patency these reasons the benefits of maintaining apical patency seem to
Apical patency is a technique that advocated the repeated place- outweigh possible risks.␣
ment of small hand files to or slightly beyond the apical foramen
during canal preparation (Fig. 14.7). A benefit of this technique Pretreatment Evaluation
Before treatment, each case should be evaluated for its degree of
difficulty. The American Association of Endodontists has devel-
oped The Endodontic Case Difficulty Assessment Form, a practi-
cal tool that helps practitioners to identify the complexities that
should not be overlooked before starting a root canal treatment.
All three, patient, diagnostic, and treatment aspects, are con-
sidered to identify the level of difficulty of a specific case and
help in 3 minutes to both anticipate problems the clinician may
have during the treatment and determine whether the complex-
ity of the case is suitable for the clinician’s level of expertise and
comfort.
Normal anatomy and anatomic variations are determined,
as well as variations in canal morphology.71 The mishandling
of natural difficulties will lead to procedural mishaps that will
be even more difficult to manage. A root canal that seems to
be straight in a radiograph may have multiple curvatures in
three dimensions that are not captured using a two-dimen-
sional film. Therefore more than one preoperative radiograph
might be needed for a proper assessment; a cone beam scan or
cone beam computed tomography (CBCT) may also help to
determine the best strategy to shape the most difficult canal
anatomies.
Specifically, the longer a root, the more difficult it is to treat;
apically, a narrow, curved root is susceptible to perforation; in
multirooted teeth, a narrow area midroot could result in a strip-
A small file (No. 10 or 15) is placed beyond the radiographic ping perforation toward the root concavity. The degree and loca-
apex to maintain patency of the foramen. Note the tip extends beyond the tion of curvature are determined. Canals are seldom straight,
apical foramen. and curvatures in a buccolingual direction are normally not
CHAPTER 14 Cleaning and Shaping 303
visible on the radiograph. Sharp curvatures or dilacerations are may reach WL during Stage 2; for example, if there is only
more difficult to manage than a continuous gentle curve. Roots one curvature. If preoperative assessments have indicated that
with an S-shape or bayonet configuration are very difficult to an S-shape or multiple curvatures are present, it may be useful
treat. Intracanal mineralization will also complicate treatment. to introduce a Stage 3 that finally reaches the estimated WL,
Such mineralization generally occurs in a coronal to apical direc- whereas Stage 2 provides additional enlargement into the sec-
tion, thus a large tapering canal may become more cylindrical ondary curvature.75
with irritation or age. However, the appearance of proprietary thermal treatments
The presence of resorption also will complicate treatment. of NiTi alloys with different series of heating and cooling treat-
With internal resorption, it is difficult to pass instruments ments has led to the enhancement of the mechanical properties
through the coronal portion of the canal and the resorptive of contemporary rotary instruments by optimizing the micro-
defect and into the apical portion. Also, files will not remove tis- structural characteristics of the alloy. The higher flexibility and
sue, necrotic debris, and bacteria from such a resorptive defect. cyclic fatigue resistance of these new instruments provides better
External resorption may perforate the canal space and present clinical behavior and allows dentin preservation in the coronal
problems with hemostasis and isolation. Restorations may third of many cases with a minimal orifice modification in Stage
obstruct access and visibility, as well as change the orientation of 1. Scientific evidence suggests that preserving pericervical den-
the crown in relation to the root.␣ tin (4 mm above and below the crestal bone) is crucial for the
distribution of functional stresses and the maintenance of the
strength of the tooth and long-term survival.76 Computational
Principles of Cleaning and Shaping simulations with finite element analysis showed that masticatory
Techniques stresses are reduced even when small amounts of this pericervical
dentin are preserved.77
Cleaning and shaping are separate and distinct concepts but The authors strongly believe in this minimally invasive compo-
are performed concurrently. The criteria of canal preparation nent of the technique because overflaring is liable to reduce den-
include developing a continuously tapered funnel, maintaining tinal wall thickness and structural strength and perhaps overall
the original shape of the canal, maintaining the apical foramen restorability (see Fig. 14.8). On the other hand, when it is per-
in its original position, keeping the apical opening as small as formed with an instrument that allows a selective removal of den-
possible, and developing glassy smooth walls.9 The cleaning and tin because of a limited maximum fluted diameter (MFD) that
shaping procedures are designed to maintain an apical matrix for provides a conservative coronal preparation, early coronal flar-
compacting the obturating material regardless of the obturation ing is also beneficial for the earlier access of disinfecting irriga-
technique.9 tion solutions, better tactile control of hand instruments during
Knowledge of a variety of techniques and instruments for treat- negotiation, and the easier placement of files in the delicate apical
ment of the myriad variations in canal anatomy is required. There third.78
is no consensus or clinical evidence on which technique or instru- In general, the use of NiTi rotary instruments to WL should
ment design or type is clinically superior (Video 14.3).38,72 be preceded by a manual exploration of the canal to the desired
NiTi files have been incorporated into endodontics because of preparation length, also known as glide path verification. This
their flexibility and resistance to cyclic fatigue.73 The resistance step is performed with one or more small K-files that are not
to cyclic fatigue permits these instruments to be used in a rotary precurved. In recent years, NiTi rotary instruments have been
handpiece, which gives them an advantage over stainless steel files. specifically designed to simplify the process of glide path prepa-
NiTi files are manufactured in both hand and rotary versions and ration after a negotiating file has previously reached WL. If it
have been demonstrated to produce superior shaping compared is possible to predictably reach WL without precurving, rotary
with stainless steel hand instruments (Video 14.1).37,72,74 instruments may be used to the desired length. However, caution
NiTi instruments are available in a variety of designs, many should be exercised in S-shaped canals, canals that join within a
with increased taper compared with .02 mm standardized stainless single root, and canals with severe dilacerations. Canals in which
steel files. The superelasticity of NiTi alloy enabled the manufac- ledge formation is present, and very large canals where instru-
turing of more tapered instruments still flexible enough to prop- ments fail to contact the canal walls, do not lend themselves to
erly shape canals with different angles and radius of curvature. The rotary preparation.
increase in the taper provides better and more continuous shapes Instrument fracture can occur as a result of torsional loading or
with the use of fewer instruments and in a shorter period of time. cyclic fatigue.38 Torsional forces develop because of frictional resis-
Common tapers are .04 and .06, and the tip diameters may or tance; therefore as the surface area increases along the flutes, the
may not conform to the traditional manufacturing specifications. greater the friction and the more potential for fracture. Torsional
The file systems can vary the taper while maintaining the same stress can be reduced by limiting file contact, using a crown-down
tip diameter or they can employ varied tapers with International preparation technique, by verifying a glide path to WL, and with
Organization for Standardization (ISO) standardized tip diam- the presence of liquid irrigants such as NaOCl during shaping
eters; some NiTi instruments have multiple tapers along their procedures.
cutting portions, with more recent instruments featuring smaller Cyclic fatigue occurs as a file rotates in a curved canal.79 At
maximum fluted diameters of less than 1 mm at the end of the the point of curvature the outer surface of the file is under ten-
fluted instrument portion. sion while the inner surface of the instrument is compressed.
A rational concept of root canal preparation using current As the instrument rotates, the areas of tension and compres-
instruments unfolds in stages. Classically, Stage 1 is a defined sion alternate, crack initiation begins, ultimately leading to
preflaring, before bringing any hand file to the apical third of the fracture. There is often no visible evidence that fracture is
canal. Depending on the expected canal difficulty, instruments imminent.
304 C HA P T E R 1 4 Cleaning and Shaping
B C D
An endodontically treated mandibular molar through constricted access and limited shaping,
highlighting its guidelines by area: (A) coronal, (B) pericervical, (C) radicular body, and (D) apical. (Reprinted
from Boveda C, Kishen A: Contracted endodontic cavities: the foundation for less invasive alternatives in
the management of apical periodontitis. Endod Topics 33:169, 2015 with permission.)
A B
(A) A canal wall with the smear layer present. (B) The smear layer removed with 17% ethylene-
diaminetetraacetic acid.
BOX 14.1
Organic tissue solvent
Inorganic tissue solvent
Antimicrobial action
Nontoxic
Low surface tension
Lubricant
Irrigants
The ideal properties for an endodontic irrigant are listed in Box
14.1.81 Currently, no solution meets all the requirements out-
lined. In fact, no techniques appear able to completely clean the
root canal space.39,91-93 Frequent irrigation is necessary to flush
and remove the debris generated by the mechanical action of the
instruments. At the same time, preparation of radicular wall cre-
ates hard tissue debris that is typically pushed into accessory anat-
omy, blocking access for subsequent irrigation.39 Therefore it is A B
imperative to use mechanical shaping and irrigation in synergy to (A and B) For effective irrigation the needle must be placed in
maximize antibacterial efficacy of endodontic procedures. the apical one-third of the root and must not bind.
A B Chlorhexidine
(A and B) A sodium hypochlorite accident during treatment of Chlorhexidine possesses a broad spectrum of antimicrobial
the maxillary left central incisor. Extensive edema occurred in the upper lip
activity, provides a sustained action,102,120 and has little tox-
and was accompanied by severe pain.
icity.121-124 Two percent chlorhexidine has similar antimicro-
bial action as 5.25% NaOCl121 and is more effective against
Enterococcus faecalis.102 NaOCl and chlorhexidine are synergis-
Chelating Irrigants: Ethylenediaminetetraacetic tic in their ability to eliminate microorganisms.122 A disadvan-
Acid, Citric Acid, Hydroxyethylidene tage of chlorhexidine is its inability to dissolve necrotic tissue
and remove the smear layer. Moreover, clinical studies do not
Bisphosphonate confirm that the use of chlorhexidine is associated with better
As described previously, NaOCl is the most effective irrigant for outcomes.7
organic tissue dissolution and elimination of bacteria biofilm; Moreover, the interaction between chlorhexidine and NaOCl
however, it does not remove inorganic tissue. For this reason, it produced a precipitate that may have detrimental consequences
needs to be combined with a chelating agent, such as ethylene- for endodontic therapy; among them it may produce discolor-
diaminetetraacetic acid (EDTA), citric acid, or the more recently ation and potential toxic substances for periradicular tissues. At
suggested hydroxyethylidene bisphosphonate (HEPB), also called the same time, when chlorhexidine interacted with EDTA a pre-
etidronate. The chelating activity is directed toward removal of the cipitate was also produced.106,125␣
smear layer because, in fact, these chelators have minimal tissue
dissolution capacity.104
EDTA 105 is the most frequently used irrigant for this purpose.
MTAD
However, chemical interactions between EDTA and NaOCl have An alternative method for disinfecting while at the same time
been described, and when combined, tissue dissolution ability of removing the smear layer employs a mixture of a tetracycline iso-
NaOCl may be affected as a result of a reduction in the active chlo- mer, an acid, and a detergent (MTAD) as a final rinse to remove
rine content.106,107 For this reason, when using EDTA, the irrigation the smear layer.126 The effectiveness of MTAD to completely
protocol recommended includes an irrigation with 17% EDTA for 1 remove the smear layer is enhanced when low concentrations
minute at the end of the shaping procedure followed by a final rinse of NaOCl are used as an intracanal irrigant before the use of
with NaOCl.108 Chelators such as EDTA remove the inorganic com- MTAD.127 A 1.3% concentration is recommended. MTAD may
ponents and leave the organic tissue elements intact. NaOCl is then be superior to NaOCl in antimicrobial action.128,129 MTAD
necessary for removal of the remaining organic components; however, has been shown to be effective in killing E. faecalis, an organ-
the additional use of NaOCl after chelating agents may lead to exces- ism commonly found in failing treatments, and may prove
sive demineralization of radicular wall dentin.109 beneficial during retreatment. It is biocompatible,130 does not
Demineralization results in removal of the smear layer and alter the physical properties of the dentin,130 and enhances
plugs and enlargement of the tubules.110,111 The action is most bond strength.131 Although there are encouraging in vitro data,
effective in the coronal and middle thirds of the canal whereas the MTAD has not been shown to be clinically beneficial at this
effect is diminished in the apical third.105,112 point.132␣
Reduced efficacy may be a reflection of canal size113 or ana-
tomic variations such as irregular or sclerotic tubules.114,115 The
variable structure of the apical dentin presents a challenge during
QMix
endodontic obturation with adhesive materials. A chlorhexidine-based mixture, marketed as QMix,133 employs a
The recommended time for removal of the smear layer with similar underlying strategy with the potential to not only remove
EDTA is 1 minute.105,116,117 The small particles of the smear layer smear layer but also to provide antibiofilm activity. QMix consists
are primarily inorganic with a high surface to mass ratio, which of a proprietary mix of chlorhexidine, EDTA, and a surface-active
facilitates removal by acids and chelators. EDTA exposure over 10 agent. Nothing is known about its contribution to clinical out-
minutes causes excessive removal of both peritubular and intratu- comes, but it appears that smear layer removal is similar to 17%
bular dentin.117 A 10% solution of citric acid has also been shown EDTA,134 and antimicrobial effects are adequate.135,136 However,
to be an effective method for removing the smear layer, although it tissue dissolution with prior canal shaping and use of NaOCl are
also reduces available chlorine in NaOCl solutions.118,119 still required.137␣
CHAPTER 14 Cleaning and Shaping 307
Irrigants for Cryotherapy rotation of the file carries the material apically. The file can then be
worked to length using a watch winding motion.
A new use of irrigant solution has been recently described in root Paste lubricants can incorporate chelators. One advantage
canal treatment. Posttreatment pain is a very common situation, to paste lubricants is that they can suspend dentinal debris and
especially in teeth presenting with preoperative pain, pulp necro- prevent apical compaction. One proprietary product consists of
sis, and symptomatic apical periodontitis. Postoperative pain glycol, urea peroxide, and EDTA in a special water-soluble base.
has traditionally been controlled with paracetamol, nonsteroidal It has been demonstrated to exhibit an antimicrobial action.152
antiinflammatory medication, opioids, and/or corticosteroids. In Another type is composed of 19% EDTA in a water-soluble vis-
other fields of medicine, other alternatives have been suggested cous solution.
in search of a greater efficacy for pain control while avoiding sec- A disadvantage to these EDTA compounds appears to be the
ondary effects, cryotherapy among them. A controlled irrigation deactivation of NaOCl by reducing the available chlorine153 and
with cold saline after cleaning and shaping procedures has been potential toxicity.154 The addition of EDTA to the lubricants has
recently suggested to reduce incidence and intensity of postop- not proved to be effective.155 In general, files remove dentin faster
erative pain in those patients presenting symptomatic apical peri- than the chelators can soften the canal walls. Aqueous solutions,
odontitis.138 The authors suggested a final irrigation after cleaning such as NaOCl, should always be used instead of paste lubricants
and shaping with cold (2.5°C) sterile saline solution, also using a when using NiTi rotary techniques to reduce torque.96␣
cold (2.5°C) sterile microcannula attached to the Endovac nega-
tive pressure irrigation system for 5 minutes. Recently different Preparation Errors
cryotherapy applications have also resulted in lower postoperative
pain levels (intracanal, intraoral, and extraoral).139␣ Regardless of the technique used in root canal preparation, proce-
dural errors can occur (see Chapter 18). These include loss of WL,
Ultrasonics apical transportation, apical perforation, instrument fracture, and
stripping perforations.
There are many uses of ultrasonics in root canal treatment; for Loss of WL has several causes, including failure to have an ade-
example, refinement of access cavity preparations for a more con- quate reference point from which the WL is determined, packing
servative approach, orifice location, pulp stone removal, removal tissue and debris in the apical portion of the canal, ledge forma-
of materials from the inside of the root canal (including posts, sep- tion, and inaccurate measurements of files.
arated instruments, silver cones), enhancing irrigation, thermo- The selection of an adequate coronal reference point is very
plastic obturation, and root-end preparation during surgery;140 important. Some clinicians advocate for using the same coronal
however, shaping curved root canals with ultrasonic instruments reference for all root canals in the same tooth to ease the proce-
has been shown to create preparation errors and is no longer dure; however, the proper determination of a straight and stable
recommended.141-143 reference localized in the original path of the instrument when
In terms of enhancing irrigation, agitation techniques allow an shaping each canal will avoid procedural mishaps during canal
irrigation solution to reach the apical third and irregularities in the preparation. Moreover, the more visible the reference point, the
root canal system, and hence improve cleaning efficiency. The use less stress for the rotary instrument when the clinician checks the
of ultrasonics,144 sonic devices,145 or apical negative pressure146 proper shaping length.
irrigation has been recommended. Many other devices or instru- On the other hand, the most predictable method to prevent
ments are continuously being marketed for further disinfection any kind of blockage in the apical portion of the canal is to regu-
of root canal system; however, cost-effectiveness still needs to be larly use the so-called patency file during cleaning and shaping
scientifically demonstrated. procedures. Not only does it minimize the risk of loss of length,
The main mechanism of adjunctive cleaning with ultrasonics is but it also reduces further mishaps occurring when trying to force
acoustic microstreaming,147 which is described as complex steady- an instrument to go back to the initial length.
state streaming patterns in vortex-like motions or eddy flows that And lastly, the reconfirmation of the WL electronically with an
are formed close to the instrument. Agitation of the irrigant with apex locator after preparation of the coronal third will also help to
an ultrasonically activated instrument after completion of clean- maintain the correct length during the whole shaping procedure.
ing and shaping has the benefit of increasing the effectiveness of Apical transportation and zipping occur when relatively inflex-
the solution.113,148-150␣ ible files are used to prepare curved canals. The restoring force of
the file (the tendency to return to the original straight shape of the
Lubricants file) exceeds the threshold for cutting dentin in a curved canal (Figs.
14.12 and 14.13).156 When this apical transportation continues
Lubricants facilitate manipulation of hand files during cleaning with larger and larger files, a “teardrop” shape develops, and apical
and shaping. They are an aid in initial canal negotiation, especially perforation can occur on the lateral root surface (see Fig. 14.12).
in small and constricted canals without taper. The use of lubricants Transportation in curved canals already begins with a No. 25 file.24
during negotiation helps to avoid pulp tissue blockage. Especially Enlargement of curved canals at the WL beyond a No. 25 file can be
in vital teeth, pulp tissue may block the root canal during negotia- done only when an adequate coronal flare is developed. Moreover,
tion. This type of blockage is difficult to bypass but very easy to when shaping a difficult root canal, the most challenge anatomy is
prevent by filling the pulp chamber with viscous lubricants that often located in the apical third. The potential of avoiding accidents
will enhance the advancement of the small file without apically in this delicate portion starts with a proper negotiation after remov-
pushing the pulp tissue remnants.151 ing the restrictive dentin in the coronal and middle third if the root
Glycerin is a mild alcohol that is inexpensive, nontoxic, aseptic, canal presents great curvatures or S-shaped root canals. Choosing
and somewhat soluble. A small amount can be placed along the flexible and resistant rotary instruments is very important not to
shaft of the file or deposited in the canal orifice. Counterclockwise deform the apical third of root canals with complicated anatomy.
308 C HA P T E R 1 4 Cleaning and Shaping
A B
A typical procedural error in shaping of curved root canals is straightening or transportation.
A comparison of (A) preoperative and (B) postoperative radiographs in this case reveals that mesial and
distal canals have been transported, and there are apical perforations.
CHAPTER 14 Cleaning and Shaping 309
characteristics and limitations of the selected instrument; limiting root is not always centered in cross-sections; before preparation,
the use of instruments; prematurely eliminating coronal interfer- the average distance to the furcal wall (danger zone) is less than
ence before taking rotary instruments to the full root canal length; the distance to the bulky outer wall (safety zone). An additional
ensuring a correct glide path; using the instruments following complicating factor is the furcal concavity of the root.158␣
the recommended directions for use in terms of rotational speed,
torque, and motion; not forcing instruments in an apical direction
to avoid taper-lock; recapitulating if the instrument is not able to Preparation Techniques
advance in the root canal; and not inserting the instrument in the Working Length Determination
root canal if the active cutting surface of the instrument is blocked
with debris (use gauzes to clean the flutes).78 A major step in clinical endodontics, regardless of the instruments
Stripping perforations occur toward the furcal region of curved used, is the determination of the apical termination of cleaning
roots and frequently in the mesial roots of maxillary and mandib- and shaping, as well as obturation procedures. Using diagnostic
ular molars (Figs. 14.15 and 14.16). The canal in this area of the radiographs, an estimate of the WL can be obtained. With a staged
A B
(A) The furcal region of molars at the level of the curvature (danger zone) is a common site for
stripping perforation. (B) Note the concavity (arrows) in the furcation area of this mandibular molar.
A B
Straight-line access can result in stripping perforations in the furcal areas of molars. (A) The
use of large Gates-Glidden drills and overpreparation has resulted in the stripping perforation. (B) Note that
the perforation is in the concavity of the furcation.
310 C HA P T E R 1 4 Cleaning and Shaping
preparation sequence as detailed before, initial files will not be Standardized Preparation
placed into the root canal as to reach WL, as their use is restricted After 1961 instruments were manufactured with a standard
to the coronal and middle thirds of the canal. However, during all formula. Clinicians utilized a preparation technique of sequen-
shaping stages care should be taken not to inadvertently overex- tially enlarging the canal space with smaller to larger instru-
tend the instruments. As soon as a small file appears to reach the ments at the WL.162 In theory, this created a standardized
estimated termination point, the use of an electronic apex loca- preparation of uniform taper. Unfortunately, in cylindrical and
tor is recommended. These units typically provide an accurate small curved canals, procedural errors were identified with the
assessment of the location of the narrowest canal diameter and technique (Box 14.2).163␣
can detect the position of the test file relative to the periodontal
ligament. Exposing a radiograph with the test file in place then Step-Back Technique
verifies the measurement. The step-back technique reduces procedural errors and
Based on this information clinicians may note the WL for this improves débridement.163,164 It involves that, after coronal
canal as the distance between a coronal reference point and the flaring, the apical canal diameter is determined with the IAF
apical termination point. Based on clinical evidence7,19 as well as (the first file that binds at WL). Subsequent preparation to WL
classic studies159 WL should terminate just short of the electroni- up to the master apical file (MAF) creates the apical prepara-
cally measured canal length. During canal preparation, WLs tend tion size, for example, size No. 35; the succeeding larger files
to shorten as a result of the fact that the enlarged canal provides are shortened by 0.5- or 1-mm increments from the previous
a straighter path to the apical termination point; however, this file length (Figs. 14.17 and 14.18) up to the final file (FF), for
effect is minimized with coronal flaring. Nevertheless, it is recom- example, size No. 60. This step-back process creates a flared,
mended to periodically check the WL and correct it if needed.␣ tapering preparation while reducing procedural errors. The
last file used in the step-back sequence becomes the FF. This
Hand Instrumentation type of preparation is superior to standardized serial filing and
reaming techniques in débridement and maintaining the canal
Watch Winding shape.164␣
Watch winding is reciprocating back and forth (clockwise/coun-
terclockwise) rotation of the instrument in an arch and is used Step-Down Technique
to negotiate canals and to work files to place. The first file that The step-down technique is advocated for cleaning and shaping
reaches tentative WL and slightly binds is called initial apical file procedures as it removes coronal interferences and provides coro-
(IAF). Light apical pressure is applied to move the file deeper into nal taper. Originally advocated for hand-file preparation,165 the
the canal.␣ step-down technique has been incorporated into those techniques
employing NiTi files. With the pulp chamber filled with irrig-
Reaming ant or lubricant, the canal is explored with a small instrument to
Reaming is defined as the clockwise cutting rotation of the file. assess morphology (curvature). The WL can be established at this
Generally, the instruments are placed into the canal until binding time. The coronal one third of the canal is then flared with Gates-
is encountered. The instrument is then rotated clockwise 180 to Glidden drills or NiTi orifice shapers. A large file (such as No. 60)
360 degrees to plane the walls and enlarge the canal space.␣ is then placed in the canal, and a watch-winding motion is used
until resistance is encountered.165 The process is repeated with
Filing sequentially smaller files until the apical portion of the canal is
Filing is defined as placing the file into the canal and pressing it
laterally while withdrawing it along the path of insertion to scrape
(plane) the wall. A modification is the quarter-turn-pull tech-
nique. This involves placing the file to the point of binding, rotat-
ing the instrument 90 degrees, and pulling the instrument along
the canal wall. Any filing technique has a tendency to straighten
curved canals.␣
Circumferential Filing
Circumferential filing is used for canals that are larger and/or not
round. The file is placed into the canal and withdrawn in a direc-
tional manner sequentially against the mesial, distal, buccal, and
lingual walls. Circumferential filing is not very effective beyond
the coronal third of a root canal.160,161␣
BOX 14.2
A B
C D
E F
An example of step-back preparation in a moderately curved canal. (A) The No. 25 master
apical file at the corrected working length of 21 mm. (B) The step-back process begins with the No. 30
file at 20.5 mm. (C) No. 35 file at 20 mm. (D) No. 40 file at 19.5 mm. (E) No. 45 file at 19 mm. (F) No. 50
file at 18.5 mm.
312 C HA P T E R 1 4 Cleaning and Shaping
G H
I
(G) No. 55 file at 18 mm. (H) No. 60 file at 17.5 mm. (I) No. 70 file at 17 mm.
reached. The WL and the IAF (the first file that binds at WL) can canal obstructions, and a gradual passive, slight enlargement of
be determined whether this was not accomplished initially. The the canal in an apical to coronal direction.␣
apical portion of the canal can now be prepared by enlarging the
canal to the MAF at the WL. Apical taper is accomplished using Anticurvature Filing
a step-back technique.␣ Anticurvature filing is advocated during coronal flaring pro-
cedures to preserve the furcal wall in the treatment of molars
Passive Step-Back Technique (Fig. 14.20). As stated before, canals are often not centered in
The passive step-back technique is a modification of the incre- mesial roots of maxillary and mandibular molars; instead, they
mental step-back technique.9,166 After the apical diameter of the are located closer to the furcation. Stripping perforations occur
canal has been determined, the next higher instrument is inserted primarily during use of the Gates-Glidden drills but also with
until it first makes contact (binding point). It is then rotated overzealous use of hand instruments. To prevent this procedural
one-half turn and removed (Fig. 14.19). The process is repeated error, the Gates-Glidden drills should be confined to the canal
with larger and larger instruments being placed to their binding space coronal to the root curvature and used in a step-back or
point. This entire instrument sequence is then repeated. With step-down manner (Figs. 14.21 and 14.22). Gates-Glidden
each sequence, the instruments drop deeper into the canal, creat- drills and laterally cutting NiTi orifice shapers can also be used
ing a tapered preparation. Advantages to the technique include directionally in an anticurvature fashion to selectively remove
knowledge of canal morphology, removal of debris and minor dentin from the bulky wall (safety zone) toward the line angle,
CHAPTER 14 Cleaning and Shaping 313
Recapitulation
Recapitulation is important regardless of the technique selected
(Fig. 14.23) and is accomplished by taking a small file to the WL
to loosen accumulated debris and then flushing it with 1 to 2
mL of irrigant. Recapitulation is performed between each succes-
sive enlarging instrument regardless of the cleaning and shaping
technique.␣
Shaping Modifications
The apical configuration in a given case may be recognized as an
apical stop, apical seat, or open apex. In addition to the assessment
of a diagnostic radiograph these configurations are detected by
placing the MAF to the corrected WL after shaping is completed.
If the MAF easily extends past WL, the apical configuration is
open. If the MAF stops at WL, a file one or two sizes smaller is
placed to the same depth. If this file stops as well, the apical con-
figuration is called an apical stop. When the smaller file goes past
Passive step-back. Smaller to larger files are inserted to their
the corrected WL, the apical configuration is a seat.
initial point of binding and then rotated 180 to 360 degrees and withdrawn.
This process creates slight taper and coronal space and permits larger
In a small curved canal, enlargement should be restricted to three
instruments to reach the apical one third. sizes larger than the IAF to decrease the potential for transportation.
In a straight canal, it may be larger without producing a procedural
error. Because a properly prepared canal exhibits taper, the small
files at the corrected WL can be used to enlarge the canal without
transportation. Additional apical enlargement is performed with an
irrigant in the canal and employs a reaming action at the corrected
WL. The last file used becomes the so-called final apical file (FAF).
Because this file is only contacting the apical portion of the canal,
the technique may result in a less irregular apical preparation. The
canal is then irrigated, the smear layer is removed with a decalcifying
agent, and the canal dried with paper points.␣
Engine-Driven Instruments
Gates-Glidden Drills
Gates-Glidden drills have been historically used to enlarge canal ori-
The anticurvature filing technique. Instruments are directed fices, preferably in pairs such as size Nos. 3 and 2 (diameters 0.7 and
away from the furcal danger zone toward the line angles (safety zone) 0.9 mm, respectively) (see Figs. 14.21 and 14.22). If the canal orifice
where the bulk of dentin is greater. cannot accommodate a No. 50 file, careful hand instrumentation
should be performed to provide adequate initial coronal space. To
protecting the inner or furcal wall (danger zone) coronal to the prevent stripping perforations, Gates-Glidden drills should not be
curve (see Fig. 14.20).␣ placed apical to canal curvatures. Moreover, with the advancement of
NiTi rotary instruments and the concept of minimally invasive endo-
Balanced Force Technique dontics, the use of Gates-Glidden drills should be reconsidered. The
The balanced force technique recognizes the fact that instruments amount of dentin removed in the coronal third makes Gates-Glidden
are guided by the canal walls when rotated.167 Because files with a drills an unsuitable instrument for modern endodontics.␣
symmetric cross-section will cut in both a clockwise and counter-
clockwise rotation, the balanced force concept of instrumentation NiTi Rotary Instruments
consists of placing the file to length and then a clockwise rotation As stated previously, NiTi rotary preparation is typically per-
(less than 180 degrees) engages dentin. This is followed by a coun- formed in a staged approach using coronal flaring; however, the
terclockwise rotation (at least 120 degrees) with apical pressure to specific technique is based on the instrument system selected. One
cut and enlarge the canal. The degree of apical pressure varies from instrument sequence uses NiTi files in a crown down approach,
light pressure with small instruments to heavy pressure with large with a constant taper and variable ISO tip sizes (Fig. 14.24). With
instruments. The clockwise rotation pulls the instrument into the this technique, a 0.06 taper is selected. Initially a size .06/45 file
canal in an apical direction. The counterclockwise cutting rotation is used until resistance, followed by the .06/40, .06/35, .06/30,
forces the file in a coronal direction while cutting circumferen- .06/25, and .06/20. In a second technique, NiTi files with a con-
tially. After the cutting rotation, the file is repositioned, and the stant tip diameter are used also in a crown down sequence. The
process is repeated until the WL is reached. At this point, a final initial file is a .10/20 instrument, the second a .08/20, the third
314 C HA P T E R 1 4 Cleaning and Shaping
A B
C D
Straight-line access in a maxillary left first molar with Gates-Glidden drills used in a slow-speed
handpiece using a step-back technique. (A) The No. 1 Gates is used until resistance. (B) This is followed
by the No. 2, which should not go past the first curvature. (C) The No. 3 Gates is used 3 to 4 mm into the
canal (D) Followed by the No. 4 instrument.
a .06/20, and the fourth a .04/20 (see Fig. 14.24). Many varia- than higher rotational speed (e.g., 250 rpm). However, mar-
tions of these basic approaches have been recommended for dif- tensitic rotaries work better with higher speeds, for example,
ferent file designs. More recently introduced systems try to limit 500 rpm.169
the number of file sizes, up to the point of using only one size for Currently marketed electric motors have the torque setting
the majority of canals. Obviously, one size will not fit all canal already programmed. These settings are a reasonable protection
shapes, and modifications will frequently need to be made when against instrument breakage caused by torsional loading but are
such a system is used (Video 14.4). less effective with greater tapers, such as .06 and .08.38 All rotaries
Critical for all rotaries is the handling of these files. Besides work best in canals flooded with irrigation solution and not in the
manufacturer guidelines for individual files there are several presence of a gel-type lubricant such as RC Prep.96
general principles that should be followed.72,168 For exam- NiTi rotaries should not be placed into an unexplored canal
ple, instrument insertions should follow an in-and-out pat- but rather follow hand instruments. These hand instruments
tern; each instrumentation step should consist of three to five establish a glide path that then can be followed by rotaries.170 It is
movements and should not exceed 10 to 15 seconds. Apically important to note that hand files for glide path preparation should
directed force should typically not exceed the force required not be precurved; only then can rotaries predictably follow.
to bend the rotary when placed on a tabletop. Most NiTi files Frequently NiTi rotaries are combined with hand files or
are made of austenitic alloy and work best with lower rather other rotary instruments. One such combination technique
CHAPTER 14 Cleaning and Shaping 315
C D
E F
The mesiobuccal canal is prepared using nickel-titanium rotary files using a crown-down tech-
nique. In this sequence, each instrument exhibits the same .06 taper with varied International Organization
for Standardization standardized tip diameters. Instruments were used to resistance. (A) The process
begins with a .06/45 file to resistance at 16.0 mm. (B) Followed by a .06/40 instrument at 17.0 mm. (C)
The .06/35 file is used to 18.0 mm. (D) The .06/30 at 19.0 mm. (E) The .06/25 at 20.0 mm. (F) The .06/20
file is to the corrected working length of 21.0 mm.
CHAPTER 14 Cleaning and Shaping 317
grinding method (twisting, shape-setting, and electric dis- nonround cross sections176 and also better respect coronal den-
charge machining are some examples). Taking advantage of tin compared with traditional rotaries.177␣
all these developments together, the last generation of rotary
instruments, the so-called 3D conforming instruments (as a Criteria for Evaluating Cleaning and Shaping
result of a characteristic nonflat morphology), better address
After cleaning and shaping procedures, the canal should
exhibit “glassy smooth” walls, and there should be no evi-
BOX 14.3 dence of dentin filings, debris, or irrigant in the canal. This
Canal exploration
can be directly determined in the coronal root canal portion
Coronal flaring when an operating microscope is used to visualize endodontic
Canal negotiation procedures; it can only be indirectly determined in the more
Working length determination apical portion of the root canal by tactile feedback during
Initial rotary preparation to WL instrumentation.
Master apical file determination Shaping is evaluated by assessing the canal taper and identify-
Additional apical enlargement ing the apical configuration in size and shape. For obturation with
lateral compaction, a small finger spreader should go ideally to
A B
C D
Nickel-titanium rotary files with a standardized International Organization for Standardization
tip diameter and variable tapered files can be used in canal preparation. In this sequence, the instru-
ments have a standardized tip diameter of .20 mm. (A) Initially a 1.0/.20 file is used. (B) This is followed
by .08/.20. (C) The third instrument is a .06/.20. (D) The final instrument is a .04/.20 file to the corrected
working length of 21 mm.
318 C HA P T E R 1 4 Cleaning and Shaping
A B
C D
After straight-line access in this maxillary molar, the actual constriction size is determined by
successively placing small to larger files to the corrected working length. (A) No. 15 stainless steel file is
placed to 21.0 mm without resistance. (B) No. 20 is placed to 21.0 mm without resistance. (C) The No. 25
file reaches 21 mm with slight binding. (D) No. 30 file is then placed and does not go the corrected working
length, indicating the initial canal size in the apical portion of the canal is No. 25.
within 1 mm of the corrected WL without binding. For warm 5. Debris is loosened and dentin is removed from all walls on
vertical compaction, the plugger should reach to within 5 mm of the outstroke or with a rotating action at or close to WL.
the corrected WL (Fig. 14.28). 6. Instrument binding or dentin removal on insertion should
The following principles and concepts should be applied be avoided. Files are teased to length using a watch-wind-
regardless of the instruments or technique selected: ing action. This is a back-and-forth rotating motion of
1. Initial canal exploration is always performed with smaller the files between the thumb and forefinger, continually
hand files to gauge canal size, shape, and configuration. working the file apically. Careful file manipulation in an
2. Copious irrigation must be provided between instruments in irrigant-filled canal will help to avoid apical packing of
the canal. debris and minimize extrusion of debris into the perira-
3. Coronal preflaring will facilitate placing larger files to WL dicular tissues.
(either hand or rotary) and will reduce procedural errors such 7. Circumferential filing is used for canals that exhibit cross-
as loss of WL and canal transportation. sectional shapes that are not round. The file is placed into
4. Apical canal enlargement is gradual, using sequentially larger the canal and withdrawn in a directional manner against the
files, regardless of flaring technique. mesial, distal, buccal, and lingual walls.
CHAPTER 14 Cleaning and Shaping 319
A B
C D
Final apical enlargement. (A) The master apical file No. 25 at the corrected working length
of 21.0 mm. (B) Enlargement with a No. 30 file to the corrected working length of 21.0 mm. (C) Further
enlargement with a No. 35 file. (D) Final enlargement to a No. 40 file. The final instrument used becomes
the final apical file (FAF).
8. After each insertion the file is removed and the flutes are 11. Overenlargement of curved canals by files attempting to
cleaned of debris; the file can then be reinserted into the straighten themselves will to lead to procedural errors (see
canal to plane the next wall. Debris is removed from the file Fig. 14.12).
by wiping it with an alcohol-soaked gauze or a cotton roll.178 12. Overpreparation of canal walls toward the furcation may
9. Recapitulation is done to loosen debris by placing a result in a stripping perforation in the danger zone where
small-size file to the corrected WL followed by irrigation root dentin is thinner (see Fig. 14.13).
to mechanically remove the material. During recapitula- 13. Instruments, irrigants, debris, and obturating materials
tion, the canal walls are not planed, and the canal is not should be contained within the canal. These are all known
enlarged. physical or chemical irritants that will induce periradicular
10. Small, long, and curved canals are the most difficult and inflammation and may delay or compromise healing.
tedious to enlarge. They require extra caution during prepa- 14. Creation of an apical stop may be impossible if the api-
ration because they are the most prone to loss of length and cal foramen is already very large. An apical taper (seat) is
transportation. attempted but with care. Overusing large files aggravates the
320 C HA P T E R 1 4 Cleaning and Shaping
A B
The coronal taper is assessed using the spreader or plugger depth of penetration. (A) With
lateral compaction, a finger spreader should fit loosely 1.0 mm from the corrected working length with
space adjacent to the spreader. (B) For warm vertical compaction, the plugger should go to within 5.0 mm
of the corrected working length.
A B
C D
Calcium hydroxide placement. (A) Calcium hydroxide mixed with glycerin to form a thick
paste. (B) Placement with a lentulo spiral. (C) Injection of a proprietary paste. (D) Compaction of calcium
hydroxide powder with a plugger.
Corticosteroids Chlorhexidine
Corticosteroids are antiinflammatory agents that have been Chlorhexidine has recently been advocated as an intracanal medica-
advocated for decreasing postoperative pain by suppressing ment.210,211 A 2% gel is recommended, which can be used alone in
inflammation. The use of corticosteroids as intracanal medica- gel form or mixed with calcium hydroxide. When used with calcium
ments may decrease lower-level postoperative pain in certain hydroxide, the antimicrobial activity is greater than when calcium
situations;207 however, evidence also suggests that they may hydroxide is mixed with saline,212 and periradicular healing in animal
be ineffective, particularly with greater pain levels.206 Cases of models appears to be enhanced.213 However, a recent randomized clini-
irreversible pulpitis and cases in which the patient is experienc- cal trial did not show that the combination of calcium hydroxide and
ing acute apical periodontitis are examples where steroid use 2% chlorhexidine was advantageous compared with single appointment
might be beneficial.207-209␣ treatment in cases with periapical lesions, after 1 year of observation.187
322 C HA P T E R 1 4 Cleaning and Shaping
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Video 14.1: Removal of Smear Layer
Video 14.2: Cleaning and Shaping NiTi
Video 14.3: Cleaning and Shaping Combined
Video 14.4: Temporalization
326.e1
15
Obturation and
Temporization
NATASHA M. FLAKE AND JAMES D. JOHNSON
CHAPTER OUTLINE
Objectives of Obturation, 327 Obturation Techniques with Gutta-Percha, 334
When to Obturate, 327 Evaluation of Obturation, 341
Obturation Materials, 328 Temporization, 345
Sealers, 332
LEARNING OBJECTIVES
After reading this chapter, the student will be able to: 8. Identify types of sealers available on the market and describe
1. Explain the objectives of root canal obturation. their properties.
2. Explain the rationale for single-visit versus multi-visit 9. Explain how to perform different obturation techniques using
endodontic treatment and identify cases when each approach gutta-percha as an obturation material.
would be indicated. 10. Explain the advantages and disadvantages of different
3. Explain the rationale for smear layer removal. obturation techniques used with gutta-percha.
4. List the ideal properties of an obturation material. 11. Describe how obturation materials and techniques are
5. Identify obturation materials that have been used evaluated through research studies.
historically and explain why these materials are no longer 12. Describe how the results of obturation are clinically evaluated
used. and the impact of obturation on treatment outcomes.
6. Describe the properties, advantages, and disadvantages of 13. Explain the rationale for intraorifice barriers and identify
gutta-percha. materials used as barriers.
7. List the ideal properties of a root canal sealer. 14. Explain the importance of restoration following endodontic
treatment and list materials used for temporization.
327
328 C HA P T E R 1 5 Obturation and Temporization
and instrument canals. Patient management or medical issues may be removed before obturation. This is because the smear layer may
also dictate that treatment be completed in more than one visit, for contain microbes and their byproducts, which would remain in the
example, a patient who cannot recline for an extended period of time. canal if not removed, and because the smear layer may inhibit adhe-
Finally, logistic issues may dictate that treatment be completed in more sion of filling materials to the dentin walls and penetration into den-
than one visit, for example, a patient presents on an emergency basis, tinal tubules, thereby compromising the seal (Question 15.3). The
and the dentist has limited time in their schedule to treat the patient. smear layer is typically removed by irrigation with ethylenediamine-
Opinions vary regarding the advantages and disadvantages of tetraacetic acid, which serves as a chelating agent. Proprietary formula-
single- versus multiple-visit endodontic treatment when it comes tions may also be used (e.g., MTAD, SmearClear, QMix).9␣
to pulpal and periapical diagnoses, radiographic presentation, and
patient signs and symptoms. Consensus exists that a tooth with a
vital pulp may have root canal therapy completed in one visit (if
Obturation Materials
time permits), because the canals are not infected. Cases with a vital Ideal Properties of an Obturation Material
pulp include those with a pulpal diagnosis of symptomatic irrevers-
ible pulpitis, asymptomatic irreversible pulpitis, reversible pulpitis, Grossman suggested the ideal properties of an obturation
or a normal pulp. When root canal therapy is performed using material10 (Box 15.1). Currently, no material or combination of
proper infection control and disinfection protocols, completing materials satisfies all of these criteria.␣
treatment in one visit further precludes the possibility of recontami-
nation of the root canal system caused by coronal leakage between Core Obturating Materials
visits. Consensus also generally exists that root canal therapy should
not be completed in one visit when the patient has swelling associ- Core obturating materials are the primary materials used in obtu-
ated with an acute apical abscess, or when the canal cannot be dried ration and occupy the bulk of the space within the root canal
as a result of exudate draining from the periapical tissues. In these system. Core obturating materials are classified as either solid or
cases, the clinician should wait until the swelling has resolved and semisolid. Solid materials are introduced into the canal as a solid,
the canal can be dried completely before obturation. and they require a sealer to completely seal the canal. Semisolid
There is disagreement on whether teeth with a necrotic pulp and materials are introduced into the canal in a liquid, paste, or soft-
asymptomatic apical periodontitis, symptomatic apical periodontitis, or ened form, and then set up within the canal.
a chronic apical abscess should be treated with single- or multiple-visit
root canal therapy. The debate centers on the importance of disinfection Gutta-Percha
of the root canal system. The rationale for completing treatment in two Gutta-percha has been used as a root canal filling material for over
visits is that the intracanal medicament placed between visits facilitates 160 years.11,12 It is by far the most popular core obturation material
disinfection of the root canal system (Question 15.2). This approach is (Video 15.1).
supported by evidence from clinical studies looking at microbial sam-
pling of the root canal system. In a study investigating the role of infec- Composition
tion at the time of obturation in teeth that were treated in one visit, Commercial gutta-percha contains the following ingredients: zinc
teeth were sampled for bacteria before obturation, and all teeth were oxide 59% to 76%, gutta-percha 18% to 22%, waxes and resins
treated in one visit.4 After 5 years, complete healing occurred in 94% of 1% to 4%, and metal sulfates 1% to 18%.13 The gutta-percha is
cases with a negative culture and in 68% of cases with a positive culture the matrix, and the zinc oxide is the filler. The waxes and resins
before obturation. These results highlight the importance of completely are the plasticizers, and the metal sulfates, such as barium sulfate,
eliminating bacteria from the root canal system before obturation, provide the necessary radiopacity.
which may be aided by an intracanal medicament between visits. The stereochemical structure of gutta-percha is 1,4 trans poly-
Despite the microbiologic rationale for completing root canal isoprene, whereas the stereochemical structure of natural rubber
therapy of necrotic teeth in multiple visits using an intracanal medi- is 1,4 cis polyisoprene.14,15 Even though gutta-percha and natural
cament, the available outcomes studies do not support an improved rubber have similar stereochemical structures, studies have shown
prognosis with two-visit treatment. Multiple systematic reviews that there is no cross-reactivity of gutta-percha and natural rubber
have found no significant difference in radiologic success of root latex in individuals who have a latex allergy.16,17
canal therapy between single- and multiple-visit treatment.5,6 How-
ever, there is some evidence that patients having single-visit root
canal therapy may be more likely to experience pain or flare-up and BOX 15.1 Desirable Properties of Obturating
use analgesics in the short-term after treatment.5,6 Unfortunately, Materials
the overall quality of the evidence is poor, because many studies
have limitations including low power and risk of bias.5-7 Thus the Grossman suggested that the ideal obturation material would have the following
debate is ongoing, and the decision to treat in one visit or two is properties:
ultimately at the discretion of the clinician for each individual case.␣
A B
Fig. 15.1 Gutta-percha cones are available in a variety of tip sizes and tapers. (A) International Organiza-
tion for Standardization size 30 tip size gutta-percha cones of tapers of 0.02, 0.04, and 0.06. (B) Nonstan-
dardized gutta-percha cones with feathered tips.
Shapes
Gutta-percha is formed into either standard or nonstandard cones
of different tip sizes and tapers (Fig. 15.1). Standardized cones
conform to the requirements of the International Organization
for Standardization (ISO) or the American Dental Association/
American National Standards Institute (ADA/ANSI). Nonstan-
dardized (conventional) gutta-percha cones do not conform to the
standards set by ISO or ADA/ANSI. Standardized gutta-percha
cones are manufactured to have the same tip size and taper as the
corresponding endodontic instruments used in the preparation of
the root canal system. The original specifications called for gutta-
percha to have a taper of .02 mm per millimeter increase in length.
With the advent of various tapers in endodontic files, gutta-percha
cones now come in various tapers, including .04, .06, and so on.
Nonstandardized gutta-percha cones end in a feathered tip. Gutta-
percha used with thermoplasticizing devices is manufactured as
Fig. 15.2 Gutta-percha for use in thermoplasticized injection systems
pellets or contained in cartridges (Fig. 15.2). The pellets or car-
is manufactured in cartridges and pellets that fit into their corresponding
tridges are inserted into a thermoplasticized gutta-percha injection injection systems.
system, and the gutta-percha is heated before dispensing.␣
330 C HA P T E R 1 5 Obturation and Temporization
Advantages
Gutta-percha is by far the most popular and widely accepted root
canal filling material. Although it does not meet all of the criteria for
an ideal filling material, it satisfies most of them. Gutta-percha has
a number of advantages. First, because of its plasticity, gutta-percha
adapts well when compacted into prepared root canals, especially
when thermoplasticized. Second, gutta-percha has good handling
characteristics and is easy to manipulate with multiple obturation
techniques. It is relatively stiff and easily placed into canals. Third,
gutta-percha is relatively easy to remove from the root canal system,
either to create post space or for retreatment. Fourth, gutta-percha A
is regarded as a very acceptable material with good biocompatibility
with the periapical tissues (Question 15.4).␣
Sealability
To produce an adequate seal, gutta-percha must be used with a
sealer.10 Gutta-percha does not adhere to canal walls, so the space
between the gutta-percha and the canal wall must be sealed with a
root canal sealer. Additionally, the application of heat or solvents
to gutta-percha during different obturation techniques can cause
gutta-percha to shrink, further increasing the space between the
canal wall and gutta-percha core.␣
Carrier-Based Gutta-Percha
Several brands of carrier-based gutta-percha are on the market
(Fig. 15.3). Carrier-based obturators are composed of gutta-percha
surrounding a carrier that is heated and then placed into the canal. B
The handle of the carrier is cut off and removed, leaving the gutta-
percha and carrier in the canal. Many obturators are designed to fit Fig. 15.3 Most obturators consist of a carrier core surrounded by gutta-
corresponding file systems. Several carrier-based obturators are mar- percha. The obturator is warmed and inserted into the canal. (A) Gut-
taCore obturators. (Courtesy Dentsply Sirona.) (B) SimpliFill is a type of
keted by Dentsply Sirona (York, PA), including GuttaCore, Gut-
carrier-based obturator that is not heated. The metal carrier is twisted off,
taCore for WaveOne Gold, WaveOne Gold Obturators, ProTaper leaving only an apical plug of gutta-percha. SimpliFill is available in large
Next Obturators, ProTaper Universal Obturators, Thermafil Plus apical sizes. (Courtesy Kerr Endodontics.)
Obturators, Vortex Obturators, GT Obturators, and GT Series X
Obturators. Soft-Core is a similar carrier-based obturator marketed
by Kerr Endodontics (Orange, CA). SimpliFill (Kerr Endodontics) immature or open apices29 (Fig. 15.4). Attributes of MTA include
is a 5-mm apical plug of gutta-percha on the end of a metal car- biocompatibility, sealability, and a history of documented positive
rier. It has the advantage of not leaving the carrier in the canal, as clinical outcomes. Similar to MTA, some of the more recently
the carrier is twisted off and removed, leaving only the apical plug of introduced bioceramic materials can also be used as obturation
gutta-percha. SuccessFil is a carrier-based gutta-percha system that materials in this fashion. Teeth with open apices where obturation
is combined with the UltraFil thermoplasticizied injection system to with MTA or other bioceramic material would be indicated are
create what is marketed as the Trifecta System (Coltene/Whaledent, considered moderate or high level of difficulty cases, and referral
Langenau, Germany). JS Quick-Fill (JS Dental Manufacturing, Inc, to a specialist is typically recommended (Video 15.2).30,31␣
Ridgefield, CT) is an alpha phase gutta-percha coated titanium core
in ISO sizes 15 to 60. The carrier-based material is spun into the canal Silver Points
at low speed, and the core may be left in the canal or slowly removed.␣ Silver points were used historically in the mid-1900s and were
manufactured to match the size and taper of endodontic hand
Mineral Trioxide Aggregate files used in canal preparation at that time (Fig. 15.5). Thus sil-
Mineral trioxide aggregate (MTA) is a bioactive calcium silicate ver points had a 0.02 taper. Silver points fulfilled some of Gross-
material that has many clinical applications in endodontics, man’s requirements of an ideal obturation material. They were
including vital pulp therapy, perforation repairs, and root end easy to insert and had good length control. However, they did not
surgery.28,29 MTA is used as an obturation material in cases of seal well laterally or apically as a result of their lack of plasticity.
CHAPTER 15 Obturation and Temporization 331
Resin
Resin-based obturation materials were used in the early 2000s.
Resilon and RealSeal were composed of a polycaprolactone core
material with difunctional methacrylate resin, bioactive glass, bis-
muth and barium salts as fillers, and pigments. These products
were used with a resin sealer (Epiphany or RealSeal) that was pack-
aged with the core filling material. The rationale for the product
was to create a “monoblock,” consisting of a resin sealer with resin
tags that enter and bond to dentinal tubules on the canal wall, and
which also adhesively bonds to the core material. The product was
light cured and sealed coronally as well. The system consisted of a
primer, a sealer, and synthetic polymer points or pellets. Research
has shown no advantage of these materials over gutta-percha,38-44
and resin-based obturating materials are no longer on the market.␣
Fig. 15.4 Four-year follow-up radiograph of tooth #9 that was obturated
with MTA when the patient was 7 years old. The patient experienced Pastes (Semisolids)
trauma, and the tooth became necrotic before the apex had fully matured. Pastes are a type of semisolid material that have been used as a core
filling material. Zinc oxide is a major component of most paste
materials. Because of the solubility of zinc oxide, these pastes do
not make effective core filling materials. Other disadvantages of
pastes include difficult length control, shrinkage of the material,
voids in obturation, and toxic ingredients in some pastes.
One paste filling material is a resorcin-formaldehyde paste,
which is a type of phenol-formaldehyde or Bakelite resin.45,46
Because this material has been widely used in Eastern Euro-
pean countries, and because it stains teeth a characteristic dark
red color, it is commonly referred to as Russian Red (Fig. 15.7).
This material has the advantage of being very antimicrobial, but
has the disadvantage of shrinkage once placed in the canal. Addi-
tionally, retreatments can be very difficult if the resin sets com-
pletely and there is sufficient bulk to the material46 (Fig. 15.8).
Paraformaldehyde-based pastes are another type of paste fill.
The rationale for adding paraformaldehyde to pastes is to provide
antimicrobial and mummifying effects. However, paraformalde-
hyde has severe toxicity to host tissues, and this negates the benefit
of any antimicrobial effects it may possess in endodontic materi-
als. These pastes are known as N2 (Indrag-Agsa, Losone, Switzer-
land), Sargenti, or RC2B, and are made of a liquid and powder.
The powder contains zinc oxide, bismuth nitrate, bismuth carbon-
ate, paraformaldehyde, and titanium oxide. The liquid consists of
eugenol, peanut oil, and rose oil.47 N2 has changed in response
to studies identifying toxic substances, such as lead oxide, and
Fig. 15.5 Silver points had a 0.02 taper and were manufactured in a vari- organic mercury.48 However, it still contains 4% to 8% parafor-
ety of tip sizes to match endodontic hand files. maldehyde.49 N2 is extremely toxic,50,51 and because it is used as a
paste, the extrusion of this material has caused permanent damage
Silver points did not adequately fill all of the canal space and in many cases. The material affects bone and soft tissue and can
could not be compacted into voids within the root canal sys- cause permanent neurologic damage resulting in paresthesia, dys-
tem. The shape of silver points remained round after insertion, esthesia, and pain. Because of the toxicity, risks to patients, legal
and canals are rarely prepared to a perfectly round shape. The issues, and the fact that there are numerous other acceptable obtu-
remaining space was filled with sealer, leading to leakage. This rating materials available that provide a better outcome, the use
leakage allowed for corrosion of the silver points and the forma- of these materials in modern day endodontics is not acceptable.
tion of silver salts, which were found to be cytotoxic.32-36 With The Food and Drug Administration lists N2 as an unapproved
modern techniques, instrumentation and obturation of smaller drug that is not legally imported or shipped across interstate lines,
canals with gutta-percha is predictable, so the use of silver points and the ADA does not approve of its use.52,53 In summary, use
332 C HA P T E R 1 5 Obturation and Temporization
Fig. 15.6 The mandibular left first molar was initially obturated with silver points, and the tooth was
retreated decades later when the patient presented with symptomatic apical periodontitis. Note the char-
acteristic appearance of the silver points in the mesiobuccal and mesiolingual canals of the preoperative
radiograph on the left. The postoperative radiograph on the right is the tooth after retreatment and filling
with gutta-percha. (Courtesy Dr. Patrick Mullally.)
of paraformaldehyde-containing endodontic filling materials and Rickert’s was one of the first zinc oxide sealers. The powder
sealers is below standard of care, as they have been shown to be contains zinc oxide, silver, resins, and thymol iodide. The liquid
both unsafe and ineffective.54␣ is eugenol, and Canada balsam. One disadvantage is that the sil-
ver used to provide radiopacity can also cause staining of tooth
Sealers structure. Another disadvantage is its rapid setting time in areas of
high humidity and heat. Rickert’s sealer is marketed as Kerr Pulp
Sealer is used in conjunction with a core obturating material and is Canal Sealer (Kerr Endodontics, Orange, CA), which has tradi-
necessary to fulfill the objective of creating a watertight seal in the tionally been popular with clinicians who use the warm vertical
root canal system (Question 15.5). In addition to the basic require- obturation technique. Pulp Canal Sealer Extended Working Time
ments for core filling materials, Grossman also identified the ideal (EWT) (Kerr Endodontics, Orange, CA), with a working time
requirements for a root canal sealer (Box 15.2).10 As with core obtu- of 6 hours, was introduced to lengthen the setting time over Kerr
ration materials, no sealer currently satisfies all of these criteria. Pulp Canal Sealer.62
Additionally, the following two requirements could be added Tubli-Seal (Kerr Endodontics, Orange, CA) was developed
to Grossman’s original basic requirements: it should not provoke as a nonstaining alternative to the silver containing Pulp Canal
an immune response in periradicular tissues,55-58 and it should be Sealer. Tubli-Seal comes as two separate tubes. One tube contains
neither mutagenic nor carcinogenic. 59,60 a zinc oxide-base paste with barium sulfate for radiopacity, min-
eral oil, cornstarch, and lecithin. The catalyst tube contains poly-
pale resin, eugenol, and thymol iodide. Tubli-Seal is easy to mix
Types of Sealers and has a short setting time.62 Tubli-Seal EWT was developed to
The primary sealers in use today are those based on zinc oxide provide extended working time.
eugenol (ZOE), resin, calcium hydroxide, or bioceramics. Wach’s cement is made up of a powder of zinc oxide, bismuth
subnitrate, bismuth subiodide, magnesium oxide, and calcium
Zinc Oxide Eugenol Sealers phosphate. The liquid consists of oil of cloves, eucalyptol, Canada
Zinc oxide eugenol (ZOE)-containing sealers have been widely balsam, and beechwood creosote. Wach’s cement has a distinc-
used with success for many years. There are many formulations tive odor of an old-time dental office.62 It has a smooth consis-
and brands of sealers with zinc oxide as the primary ingredient, tency, and the Canada balsam makes the sealer tacky. Medicated
differing only by other added components. ZOE sealers allow Canal Sealer (Medidenta, Woodside, NY) contains iodoform for
for the addition of chemicals, such as paraformaldehyde, rosin, antibacterial purposes and is to be used with MGP gutta-percha,
Canada balsam, and others, all of which may increase the toxicity which also contains 10% iodoform.63␣
of that particular sealer.49 Grossman’s original formula contained
zinc oxide, hydrogenated or Staybelite resin, bismuth subcarbon- Calcium Hydroxide Sealers
ate, barium sulfate, and sodium borate (anhydrous), with euge- Sealapex (Kerr Endodontics, Orange, CA) is a noneugenol poly-
nol as the liquid component.61 It has been marketed as Proco-sol meric sealer that contains calcium hydroxide. It is packaged in
sealer (StarDental, Lancaster, PA), as well as other product names. two tubes, one of which is a base, and the other a catalyst. Sea-
Roth’s 801 and 811 sealers (Roth’s International LTD, Chicago, lapex has zinc oxide in the base plus calcium hydroxide. It also
IL) were essentially the same as Grossman’s original formulation, contains butyl benzene, sulfonamide, and zinc stearate. The cata-
with the substitution of bismuth subnitrate for bismuth subcar- lyst tube has barium sulfate and titanium dioxide for radiopac-
bonate. Despite its popularity, production of Roth’s sealer recently ity, and a proprietary resin, isobutyl salicylate, and AEROSIL
ceased. R792.62 Sealapex has similar sealing ability as Tubli-Seal.64 Apexit
CHAPTER 15 Obturation and Temporization 333
York, PA). AH26 is a sealer that has been used for many years.
It is a bisphenol epoxy resin sealer that uses hexamethylenetetra-
mine (methenamine) for polymerization.45,65 A major disadvan-
tage of AH26 was that the methenamine gave off formaldehyde
as it set. It would also stain tooth structure and had an extended
working time. One advantage of AH26 is it was not affected
by moisture.62 AH Plus and ThermaSeal Plus (Dentsply Sirona,
York, PA) are formulated with a mixture of amines that allows
for polymerization without the unwanted formation of formal-
dehyde.65,66 They have the advantages of AH26, which include
increased radiopacity, low solubility, slight amount of shrinkage,
and tissue computability. AH Plus is an bisphenol epoxy resin
that also contains adamantine.45 AH Plus comes in a two paste
system, unlike the liquid-powder system of AH26, and has a
working time of 4 hours and a setting time of 8 hours. Addi-
tional improvements of AH Plus over AH26 include thinner
A film thickness and decreased solubility.␣
Bioceramic Sealers
Mineral trioxide aggregate (MTA) is a calcium silicate bioceramic
material, which has many applications in endodontics. MTA has
been a very successful material because of its biologic and physical
characteristics. MTA is extremely biocompatible and provides a
good seal. Because of these biologic and physical attributes, several
bioceramic sealers are now on the market. ProRoot Endo Sealer
(Dentsply Sirona, York, PA) is an MTA-based sealer manufactured
in a powder and gel form. The powder is MTA with enhanced
radiopacity, which contains tricalcium silicate, dicalcium silicate,
calcium sulfate, bismuth oxide, and a small amount of trical-
cium aluminate. The gel is a viscous aqueous solution of a water
soluble polymer. MTAFillapex (Angelus, Londrina, PR, Brazil)
is a dual paste system. It contains salicylate resin, diluent resin,
natural resin, bismuth oxide, nanoparticulate silica, MTA, and
pigments. Endosequence BC Sealer (Root SP) (Brasseler USA,
Savannah, GA) is a calcium silicate based sealer manufactured as a
single paste system. It contains zirconium oxide, calcium silicates,
calcium phosphate monobasic (CaH2P2O8), calcium hydroxide,
filler, and thickening agents. iRoot SP (Innovative BioCeramix
Inc., Vancouver, Canada) is another calcium silicate based sealer
that contains zirconium oxide, calcium silicates, calcium phos-
phate, calcium hydroxide, filler, and thickening agents.␣
A B
Fig. 15.8 The maxillary right lateral and central incisor were treated with a resorcinol-formaldehyde resin
paste. (A) The teeth have characteristic voids visible radiographically in the obturation, especially tooth
#7, as seen in this preoperative radiograph. All of the paste could not be removed during nonsurgical
retreatment of tooth #8, so root-end surgery was performed. (B) Tooth #7 was later successfully retreated
nonsurgically, as shown in this postoperative radiograph.
BOX 15.2 Requirements for an Ideal Root Canal Evaluation and Comparison of Sealers
Sealing Material Orstavik45,68 has listed the various evaluation parameters for test-
ing endodontic sealers. They include technologic tests that have
been standardized by the ISO and ADA/ANSI internationally and
in the United States. These technological tests include flow, work-
ing time, setting time, radiopacity, solubility and disintegration,
and dimensional change after setting. Additionally, biologic tests,
usage testing, and antibacterial testing are useful. Clinical testing
should be included to establish outcomes of treatment.
Study Questions
9. It should be insoluble in tissue fluids.
good canal wetting and flow into dentinal tubules.67 The hydro-
philic property improves its sealing abilities if some moisture is
still in the canal at obturation.45 EndoREZ is introduced into Obturation Techniques with Gutta-Percha
the canal with a narrow 30-gauge NaviTip needle (Ultradent). A
single gutta-percha point, or the lateral compaction obturation Gutta-percha is the most widely used and clinically acceptable obtu-
technique, may be utilized. EZ Fill (Essential Dental Systems, ration material, thus the techniques described in this chapter will
South Hackensack, NJ) is a noneugenol epoxy resin sealer that focus on the use of this material. Gutta-percha is available in many
is placed with a bidirectional spiral rotating in a hand piece. It different forms and sizes, both gutta-percha cones and gutta-percha
may be used with a single gutta-percha point technique. It is non- for thermoplasticized injection systems (see Figs. 15.1 and 15.2). The
shrinking on setting and is hydrophobic, rendering it resistant to choice of obturation method is primarily based on clinician training
fluid degradation.␣ and preference, as well as the specific anatomy of each case. There are
CHAPTER 15 Obturation and Temporization 335
Master
gutta-percha
point
Fig. 15.9 The master cone should have slight frictional fit in the most api-
cal portion of the canal.
A B
Fig. 15.14 Comparison of hand spreader with finger spreader. (A) The stiff, more tapered hand spreader
will not negotiate the curve. (B) The smaller, more flexible finger spreader permits deeper penetration and
produces less force on the canal wall.
A B C D
Fig. 15.15 The steps of lateral condensation. (A) The master cone is fit. (B) A spreader is inserted, ideally
to 1 to 2 mm from working length. (C) The spreader is rotated and removed, and an accessory cone is
placed in the space created. (D) The process is repeated.
accessory cones before exposing the radiograph. This “initial 10. When the appropriate level of obturation is reached, the
condensation radiograph” is used to check the length of the gutta-percha cones are seared off at the desired level. An
gutta-percha, that the master cone is not dislodged during electrically heated plugger can be used to sear off the cones
the initial condensation, and that no voids are present in the (Fig. 15.19). Historically, a Bunsen burner or alcohol torch
apical third of the canal. If an error is detected on the master with a hand plugger were used and may be used if an elec-
cone or initial condensation radiograph, it is still possible to trically heater plugger is not available. A cold hand plugger
easily remove the cone(s) from the canal, before they have is used to plug the remaining gutta-percha vertically, filling
been seared off, and correct the error or chose a new master any coronal voids and creating a smooth surface of gutta-
cone. Cones are removed by slowly pulling the gutta-percha percha in the coronal aspect of the canal (Fig. 15.20). If
from the canal. an intraorifice barrier is to be placed, the desired level of
9. If the master cone or initial condensation radiograph is gutta-percha is 1 to 2 mm apical to the level of the facial
acceptable, then lateral condensation continues (Fig. 15.17). cemento-enamel junction (CEJ) or the pulp chamber floor
The spreader is used, and subsequent accessory cones are (in a molar). The 1 to 2 mm space is then filled with the
also coated in sealer before placement in the canal. As more intraorifice barrier material. If an intraorifice barrier is not
accessory cones are added, the spreader will seat less and less placed, then the gutta-percha is brought to the level of
deep in the canal. Condensation should continue until the the facial CEJ or the pulp chamber floor. If post space is
spreader can no longer be placed more than approximately needed, additional gutta-percha may be removed to a level
4 mm below the level of the orifice (Fig. 15.18). as appropriate for the post space.␣
338 C HA P T E R 1 5 Obturation and Temporization
A B
C
Fig. 15.16 Excessive force used during lateral condensation, or any obturation technique, can lead to
vertical root fracture. (A) Periapical radiograph of tooth #4 with a vertical root fracture. (B) The vertical root
fracture is visualized extending up the buccal surface from an apical direction. The root has been stained
with methylene blue for better visualization. (C) The fracture extends into the buccal canal, as seen from
the apical direction. (Courtesy Dr. Alex Hanley.)
Warm Vertical Condensation taper master cone is chosen). The cone should seat short of the
desired working length, up to 2 mm short. The warm vertical con-
Warm vertical condensation (also known as warm vertical compac- densation technique is expected to push the gutta-percha apically
tion or the Schilder technique) is another widely used obturation to the desired working length during condensation. Some clini-
method. The technique is commonly credited to Dr. Herb Schil- cians opt to select a master cone that seats snugly at working length.
der,79,80 although modifications have been made to the original tech- 2. Sealer is applied and the master cone is seated.
nique over the years as technology has advanced. The main advantage 3. The coronal portion of the cone is seared off at the orifice level
of warm vertical condensation is that warmed gutta-percha can be using an electrically heated plugger.
adapted to the canal walls, which is particularly desirable in irregularly 4. The remaining gutta-percha is plugged apically in the canal,
shaped canals, such as cases of internal resorption. Disadvantages of using a prefit cold hand plugger. The plugger should not bind
warm vertical condensation compared with lateral condensation are the sides of the canal during condensation. If the plugger is too
that it is more technique-sensitive, and length control is particularly large, it will bind the walls of the canal, creating excess force
difficult (higher risk of overfilling).70,81 Warm vertical condensation on the walls and risking vertical root fracture. If the plugger is
also requires additional instruments and equipment, and it is diffi- too small, it will poke indentations in the mass of gutta-percha,
cult to visualize the level of gutta-percha in the canal unless a dental rather than compacting it in an apical direction. The plugger is
operating microscope is used during treatment (Question 15.7). used to circumferentially plug the gutta-percha in the canal.
As with lateral condensation, the technique used for warm 5. The gutta-percha mass is seared off again, at a deeper level in
vertical condensation varies slightly from clinician to clinician. A the canal, and a “bite” of gutta-percha is removed from the
basic tenet for warm vertical condensation is that the preparation canal by inserting the heat source a few millimeters into the
should be a continuously tapering funnel with the apical foramen gutta-percha. The gutta-percha mass is plugged apically again
kept as small as possible. A description of a basic warm vertical using a cold hand plugger.
condensation follows, starting with a dried canal. 6. This process is repeated until the apical portion of the canal is
1. A master gutta-percha cone is selected. The cone usually replicates filled with an “apical plug” to a level 4 to 6 mm from work-
the canal taper (e.g., if a canal is prepared to a 0.04 taper, a 0.04 ing length. As the gutta-percha is plugged apically, the mass of
CHAPTER 15 Obturation and Temporization 339
D E F
G H
Fig. 15.18 Lateral condensation. (A) A hand file matching the size of the master apical file is inserted to ensure it seats to working length. (B) Standard-
ized gutta-percha cones are seated to working length. (C) The position of the cones is verified radiographically. (D) Once the sealer has been placed and
the cone seated to length, the spreader is inserted along the side of the cemented cone (here, in the mesiobuccal canal). (E) An accessory cone is placed
in the space created by the spreader. (F) The process is repeated (i.e., reinsertion of the spreader, followed by placement of another accessory cone)
until the spreader does not penetrate beyond the middle third of the canal. The cones are removed at the orifice with heat, and the coronal mass then is
vertically compacted. (G) The remaining canals are obturated in the same manner. (H) The final radiograph demonstrates four canals properly obturated.
(Courtesy Dr. W. Johnson.)
CHAPTER 15 Obturation and Temporization 341
master apical file size, and some endodontic rotary files are mar-
keted with corresponding carriers as a “system.”
When the canal is ready to obturate, it is dried and sealer is
applied. The obturator is heated using a time- and temperature-con-
trolled oven, which softens the gutta-percha surrounding the carrier
(Fig. 15.24). The obturator is inserted into the canal to the appro-
priate working length. The carrier portion of the obturator is rigid
enough to carry the gutta-percha to working length but flexible
enough to be placed around common canal curvatures. The handle
of the carrier must then be removed, typically using a long-shank
round bur, and the coronal gutta-percha is smoothed using a plugger.
The advantages of carrier-based obturation are time efficiency
and the ability of warmed gutta-percha to fill canal irregulari-
ties.85 Disadvantages include length control (overfilling is a risk),
Fig. 15.19 An electrically heated plugger can be used to sear off gutta- and stripping of the gutta-percha off the carrier during seating.86
percha during obturation with lateral condensation, as well as carry heat As such, carrier-based obturation can be technique-sensitive. In
into the canal to remove gutta-percha during warm obturation techniques.
addition, post space preparation and retreatment are difficult, as
The Touch ‘n Heat was the first mass marketed electrically heated plugger,
and is still on the market today. (Courtesy Kerr Endodontics.)
retrieving the carrier from the canal may be challenging or impos-
sible in some cases (Question 15.9).
A variation on carrier-based obturation uses a metal carrier
with an apical plug of gutta-percha attached (see Fig. 15.3, B).
After the gutta-percha is seated to working length, the metal car-
rier is twisted off and removed from the canal, leaving an apical
plug of gutta-percha. This type of carrier is not heated.␣
A B
C D
Fig. 15.21 Thermoplasticized gutta-percha injection systems. (A) The Obtura system uses pellets of
gutta-percha, similar to a glue gun. (Courtesy Obtura Spartan.) (B) The Calamus Dual has both a heat
source and a gutta-percha injection hand piece on one console. The gutta-percha handpiece utilizes
cartridges of gutta-percha made to specifically fit in the handpiece. (Courtesy Dentsply Sirona.) (C and D)
The Elements Free and Gutta Smart systems are cordless, and each has both a heat source handpiece
and a gutta-percha injection handpiece with corresponding cartridges of gutta-percha made to fit each
product. Both cordless hand pieces share a charging base in each system. (Courtesy Kerr Endodontics
and Dentsply Sirona.)
or materials, where ability of bacteria to penetrate an obturated Radiographic evaluation of a previously treated tooth may provide
canal is measured.91 Further, biocompatibility and antimicrobial information about not only the quality of the previous treatment
effectiveness of obturation materials are also tested by in vitro cell (e.g., presence of voids) but the type of filling material used (e.g.,
culture and microbiologic research assays.92-94␣ silver points have a different radiographic appearance compared
with gutta-percha) (see Fig. 15.6). Cone beam computed tomog-
How Obturation Is Evaluated Clinically— raphy (CBCT) is not usually a helpful method to evaluate voids
in obturation, as a result of the scatter produced by the obturation
Radiographic Evaluation materials. However, the obturation observed on a CBCT image
In clinical cases, obturation is commonly evaluated using periapi- may show important information, such as when a canal has been
cal radiographs. The length, taper, and density of obturation are missed or transported (Fig. 15.25).
assessed. Radiographic evidence of errors include obturation short It is important to understand that the obturation as assessed on
or beyond the desired working length and voids in the obturation. a postoperative periapical radiograph may also reflect the quality
CHAPTER 15 Obturation and Temporization 343
B
Fig. 15.24 Specialized ovens are used to heat obturators, softening the
gutta-percha surrounding the core. (A) The GuttaCore oven is marketed for
use with GuttaCore obturators and has two arms that are pressed down to
move the obturator into the heating chamber. (Courtesy Dentsply Sirona.)
(B) The Soft-Core Heater is marketed for use with Soft-Core obturators and
holds up to four obturators at once. (Courtesy Kerr Endodontics.)
but the master apical file radiograph shows the master file to the
correct working length, this indicates an obturation error. How-
ever, if the master apical file radiograph also shows the file short of
working length, this indicates an instrumentation error.
The ideal research design to compare obturation techniques
or materials would be a prospective, randomized clinical trial
evaluating the outcomes of endodontic treatment after the use of
two different techniques or materials. Unfortunately, such out-
comes studies do not exist in the endodontic literature and are
unlikely to be conducted. The feasibility of such research is poor
as a result of the very large sample size needed to have adequate
Fig. 15.23 The chloroform-dipped master gutta-percha cone is seated to power to detect small differences in outcomes and poor recall
working length and removed. The cone should show an impression of the
rates, especially long-term recall rates needed to obtain valu-
apical preparation of the canal.
able data. The outcomes studies available in the literature largely
report outcomes of a specific technique, or show no significant
of instrumentation. That is, inadequate instrumentation will be difference between contemporary obturation techniques.69,70,87␣
manifest radiographically as inadequate obturation (e.g., a canal
that has been instrumented short will also be filled short). In some Length of Obturation—Outcomes Studies
cases, serial radiographs can be used to troubleshoot if an error
occurred during instrumentation or obturation. For example, if a The ideal length to which canals should obturated has long been a
master cone radiograph shows the cone short of working length, subject of debate in endodontics.95 The level of obturation should
344 C HA P T E R 1 5 Obturation and Temporization
A B
C D
E
Fig. 15.25 This patient presented with pain in the maxillary left posterior and percussion sensitivity on
tooth #14. (A) The preoperative periapical radiograph shows that tooth #14 has been previously endodon-
tically treated, and the obturation of the MB root appears short. (B) The sagittal view of the CBCT image
shows a large periapical radiolucency. (C and D) Both the axial and coronal views show a missed MB2
canal. (E) The postoperative radiograph after nonsurgical retreatment shows two canals treated in the MB
root. MB, Mesiobuccal; CBCT, cone beam computed tomography. (Courtesy Dr. Randy Ball.)
be consistent with the level of instrumentation. Clinicians’ prefer- to a longer length is to ensure that the most apical extent of the
ences vary between treating to the radiographic apex or the “fora- canal has been cleaned. The rationale for instrumenting and obtu-
men” reading on an electronic apex locator, or 0.5 to 1 mm short of rating to a shorter length is to preserve the integrity of the periapi-
one of these levels. The rationale for instrumenting and obturating cal tissues and avoid debris extrusion or overfilling the canal.
CHAPTER 15 Obturation and Temporization 345
A B
Fig. 15.26 Intraorifice barrier materials are placed in the coronal 1 to 2 mm of the canal. (A) PermaFlo
Purple flowable composite orifice barrier. The purple color is easily distinguished from dentin. (B) Vitrebond
glass ionomer intraorifice barrier. (Courtesy Dr. Scott Starley.)
Several outcomes studies have investigated the influence of can occur through the obturated root canal system in a relatively
the level of obturation on treatment success. Research supports short amount of time100-103 (Question 15.10).
improved outcomes of root canal therapy when the canal is filled 0 To prevent coronal leakage and subsequent failure of the root
to 2 mm from the radiographic apex.96-98 In a prospective study of canal treatment, intraorifice barriers (also referred to as orifice bar-
the factors affecting outcomes of nonsurgical root canal treatment, riers) are often placed coronal to the root canal filling material.104
the extension of canal cleaning as close as possible to the apical Many dental materials have been investigated as intraorifice barri-
terminus significantly improved periapical healing.69 In a system- ers, but glass ionomer and flowable composite resin are the most
atic review, root filling extending to within 2 mm of the radio- widely used in clinical practice. As obturation is completed, the
graphic apex significantly improved the outcome of root canal gutta-percha is removed to a level 1 to 2 mm apical to the facial
treatment.99 These studies do not assess obturation level in more cementoenamel junction or the floor of the chamber in a molar.
detail than the 0 to 2 mm range, and debate still exists as to the Any excess sealer and debris is removed from the chamber, typi-
ideal instrumentation and obturation length within that range.␣ cally using alcohol-soaked cotton pellets. The chamber is dried.
The intraorifice barrier material is applied in the coronal 1 to 2
mm of the canal using the recommended instructions for the cho-
Temporization sen material (Fig. 15.26). In some cases, the chamber floor is also
covered (Fig. 15.27).␣
Intraorifice Barriers
The success of endodontic therapy depends on removal of bacteria Temporary Filling Materials
from the root canal system and preventing recontamination. Coro-
nal leakage occurs when microorganisms enter the root canal from As stated previously, prevention of coronal leakage is an impor-
a coronal direction and is a major cause of failure of endodontic tant factor in successful endodontic outcomes. The choice of an
treatment.1 Bacteria and their byproducts may then permeate the interim restoration material to seal the access preparation, either
root canal system and extend into the periradicular tissues, result- between endodontic appointments or between completion of
ing in sequelae that include symptomatic or asymptomatic apical root canal therapy and the definitive restoration, is an integral
periodontitis, acute or chronic apical abscess formation, and/or part of a successful endodontic outcome. Temporization may
pain. Further treatment is then needed (retreatment, endodontic be relatively straightforward, as in the case of a single-surface
surgery, or extraction). Recontamination of the root canal system occlusal or lingual access preparation. Temporization may also be
after endodontic therapy may occur if there is a delay in placing more challenging and time-consuming, as in the case of a tooth
the permanent restoration, breakdown of the temporary restora- with extensive caries and/or defective restorations that must be
tion seal, recurrent caries, leaky margins, and/or fracture or loss of removed before endodontic treatment. If one or more proximal
the restoration or tooth structure. Research has shown that leakage surfaces of the tooth are missing after removal of caries and/or
346 C HA P T E R 1 5 Obturation and Temporization
Fig. 15.27 Intraorifice barrier that covers the entire pulp chamber floor in
a molar. This approach would seal the root canals and any furcation canals
against leakage.
Fig. 15.28 Occlusal access cavity filled with Cavit as a temporary restora-
defective restorations, it may be necessary to restore the tooth with
tion on a mandibular premolar.
a temporary buildup material, either at the start of treatment or
at the end of the appointment. If adequate isolation is not achiev-
able after caries removal, then the tooth must be built up before
continuing with root canal therapy. This allows for easier isolation
of the tooth and prevention of salivary contamination when the
caries are deep. It also allows for the ideal access preparation to cre-
ate a reservoir to contain irrigant during treatment. The decision
to wait until the end of the appointment to build up the missing
walls has the advantage of saving time at the beginning of the
appointment. This approach may also allow more light into the
access for better visibility, and in some cases, it may make it easier
for the clinician to insert files into the tooth during treatment
(e.g., in the case of a missing mesial wall of a maxillary molar).
Cavit (ESPE, Seefeld, Germany) is a very popular tempo-
rary filling material that has been found to prevent leakage in
numerous studies when used to close endodontic access prepara-
tions.105-112 Cavit is premixed and is easily introduced into the
access cavity, as well as easy to remove from the access cavity at the
subsequent appointment (Fig. 15.28). Cavit contains zinc oxide,
calcium sulfate, zinc sulfate, glycol acetate, polyvinyl acetate resin,
polyvinylchloride-acetate, triethanolamine, and red pigment.105
The calcium sulfate is hydrophilic, causing the hydroscopic expan-
sion of the material. This absorption of moisture and expansion
causes the Cavit to seal very well as it sets in a moist environment. Fig. 15.29 Tooth #15 was diagnosed with symptomatic irreversible pul-
A depth of at least 3.5 mm of Cavit is needed to adequately seal pitis and symptomatic apical periodontitis. The tooth had deep mesial
an access preparation (Video 15.3).113 recurrent caries, which needed to be removed before root canal therapy.
TERM (Dentsply Sirona, York, PA/L.D. Caulk Division, Mil- A temporary buildup was completed using Fuji TRIAGE glass ionomer, to
ford, DE) is a composite resin interim restorative material for facilitate isolation during root canal therapy. PermaFlo Purple covers the
endodontics. It is a visible light cured resin containing urethane pulp chamber floor as an intraorifice barrier after the completion of obtura-
dimethacrylate polymers, inorganic radiopaque filler, pigments, and tion. (Courtesy Dr. Kyle Countryman.)
initiators.105 If 3.5 mm of space does not exist for a temporary fill-
ing material, TERM may provide a superior temporary restoration Milford, CT), and Systemp inlay (Vivadent, Schaan, Liechtenstein)
to Cavit. TERM provides an adequate seal at 1, 2, 3, and 4 mm.114 are also temporary filling materials that have been reported to have
REVOTEK LC (GC Corporation, Tokyo, Japan), Tempit (Centrix, good antibacterial and sealing qualities115 (Fig. 15.29).
CHAPTER 15 Obturation and Temporization 347
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Video 15.1 Obturation
Video 15.2 Obturation with MTA
349.e1
434 C HA P T E R 2 0 Apical Microsurgery
A B
C D
Fig. 20.7 (A) Feather microsurgical blades. (Courtesy of J. Morita.) (B–D) Application of Feather micro-
surgery blades. (Courtesy of J. Morita.)
CHAPTER 20 Apical Microsurgery 435
Fig. 20.11 A comparison of Impact Air 45 and NSK 2:1 nose-cone hand-
piece and surgical length burs.
Fig. 20.9 Impact Air 45 and surgical length bur in close proximity to the
mental nerve 8x.
Fig. 20.12 CX-1 explorer locating an untreated portal of exit (POE) on the
beveled surface of a previously retrofilled root at ×20.
Fig. 20.13 CX-1 explorer locating a crack on the facial surface of a root
at ×20.
Fig. 20.10 Aseptico 7000 motor and NSK 2:1 nose-cone handpiece.
436 C HA P T E R 2 0 Apical Microsurgery
Fig. 20.14 Various ultrasonic tips with different shapes and angles.
Fig. 20.17 Piezosurgery Touch (Mecron, Via Loreta, GE, Italy). The control
panel allows the clinician to choose surgical procedure (power) and irriga-
tion types.
Fig. 20.18 Rhodium micromirror view of the beveled surface of the root
at ×13.
Fig. 20.19 Micromirror view of gutta-percha and debris on the facial wall Fig. 20.20 Complete regeneration of periapical tissues after using MTA
of the apical preparation at ×16. as a root-end filling material in mokkeys. B, Bone; PDL, periodontal liga-
ment; C, cementum; MTA, mineral trioxide aggregate.
Hemostasis
Before selecting and placing retrofilling materials, it is essential to
have established good hemostasis. Hemostasis begins by obtain-
ing and reviewing the patient’s health questionnaire. Consulta-
tion with the patient’s physician may be necessary. Anesthesia
must be profound with an adequate vasoconstrictor. There are
many hemostatic materials available. Such a list could include fer-
ric sulfate, aluminum chloride, collagen, hemostatic gauze, race-
mic epinephrine, or electro-cautery. When selecting hemostatic
agents, one should consider their effect on hard and soft tissue
and whether their use could compromise healing. For a complete
discussion of local anesthesia see Chapter 8.␣
Fig. 20.22 Plugging SuperEBA into the apical preparation with a small Fig. 20.25 MAP carrier placed inside the apical preparation at ×16.
plugger at ×16.
Fig. 20.23 Checking for marginal integrity with a CX-1 explorer at ×20. Fig. 20.26 ProRoot mineral trioxide aggregate (MTA) being pulled out of
the apical preparation at ×16.
Flap Closure
The final stage of apical microsurgery is flap closure. Care must
be taken to reapproximate the flap in order to promote healing by
primary intention. Suturing is a critical part of flap closure. There
are several suturing materials available. Parirokh et al. showed sig-
nificantly more bacterial contamination and physical debris with
silk sutures compared with polyvinylidene fluoride (PVDF), a
monofilament suture, at 3, 5, and 7 days post placement.36 How-
ever, PVDF is difficult to handle and needs to be pulled several
times to erase the stiff memory. In addition, patients often com-
plain that the tag ends of the suture are stiff and irritating to the Fig. 20.29 Baraquer needle holder/scissors with suture material engaged
oral mucosa. in the scissor.
Maxima PTFE (Henry Schein, NY, USA) is a PTFE coated
monofilament suture that has handling properties similar to silk
but produces less inflammation and contamination. Postoperative Instructions
Although selection of suture material is important, it is also Both oral and written postoperative instructions should be given
necessary to consider needle design. Reverse cutting needles have to the patient. Instructions should be written in simple, straight-
their cutting surfaces on the convex surface of the needle, making forward language. They should minimize patient anxiety arising
them ideal for suturing gingiva and oral mucosa. Maxima PTFE from normal postoperative symptoms by describing how to pro-
sutures are available with a laser cut premium needle that provides mote healing and comfort.
a smoother transition between the needle and the suture material, A typical list of postoperative instructions is as follows:
further reducing drag and tissue trauma. 1. Some swelling and discoloration are common. Use an ice
Although the Adson tissue forceps can hold the flap firmly pack with moderate pressure on the outside of your face (20
while suturing, newer instruments such as the Corn tissue forceps minutes on and 5 minutes off) until you go to bed tonight.
(Laschal Surgical Inc., Purchase, NY) are designed for precision Application of ice and pressure reduces bleeding and swelling
needle placement (Fig. 20.28). The forceps grasp the tissue and and provides an analgesic effect.
the needle enters the tissue through an opening in the ends of the 2. Some oozing of blood is normal. If bleeding increases, place a
forceps. moistened gauze pad or facial tissues over the area and apply
There are a variety of needle holders available for the clinician. finger pressure for 15 minutes. If bleeding continues, call the
The recently introduced Baraquer needle holder (Laschal Surgical dentist’s office.
Inc., Purchase, NY) (Fig. 20.29) has an additional advantage in 3. Do not lift your lip or cheek to look at the area. The stitches
that it contains a small scissors that can also cut the suture. are tied, and you may tear them out.
Once the sutures are placed, the flap should be compressed 4. Starting tomorrow, dissolve 1 teaspoon of salt in a glass of
with a saline soaked gauze and firm finger pressure for a minimum warm water and gently rinse your mouth three or four times
of 3 minutes. This will lessen the chance for the formation of a daily. Rinsing with a 0.12% chlorhexidine mouthwash may
hematoma under the flap.␣ promote healing. Mouthwashes containing alcohol should be
440 C HA P T E R 2 0 Apical Microsurgery
Study Questions
6. Apical preparation evaluation was not possible before the introduction of:
a. Stainless steel periapical ultrasonic tips
b. Micromirrors
c. Piezosurgery
d. Diamond coated periapical ultrasonic tips
7. The most important factor in controlling bleeding is:
a. The patient’s health questionnaire
b. Ferric sulfate
c. Hemostatic gauze
d. Electro-cautery
8. All of the following are bioceramic retrofilling materials except:
a. ProRoot MTA
b. EndoSequence Root Repair Material
c. Amalgam
d. Grey MTA Plus
Fig. 20.30 Scissors/Forcepts Combo suture removal instrument. 9. According to Lin et al. the best material for a bone graft is:
a. Calcium sulfate
b. Allograft
avoided for the first several days after surgery. Careful brush- c. The patient’s own blood clot
ing is important, but vigorous brushing may damage the area d. Bioactive glass
of surgery. Tonight you should brush and floss all areas except 10. The key to suture removal is:
the surgery site. Tomorrow night you can carefully brush the a. Postoperative instructions
surgery site. b. The healing of the epithelium
5. Proper diet and fluid intake are essential after surgery. Eat a c. Needle size
soft diet and chew on the opposite side of your mouth. Drink c. The choice of the suture material
lots of fluids and eat soft foods such as cottage cheese, yogurt,
eggs, and ice cream.
6. Pain is usually minimal after AS, and strong analgesics are
normally not required. Some discomfort is normal. If pain ANSWERS
medication was prescribed, follow the instructions. If no Answers Box 20
medication was prescribed, take your preferred nonprescrip- 1 b. Nonsurgical retreatment
tion pain remedy if needed. If this is not sufficient, call the 2 c. Impact air handpiece
dentist’s office. 3 d. Do not have the skills
7. If you are a smoker, do not smoke for the first 3 days after the 4 b. False
procedure. 5 a. True
8. If you experience excessive swelling or pain or if you run a 6 b. Micromirrors
fever, call the dentist’s office immediately. 7 a. The patient’s health questionnaire
9. Keep your appointment to have the stitches removed. 8 c. Amalgam
(Sutures are removed 3 to 7 days after surgery.) 9 c. The patient’s own blood clot
10 b. The healing of the epithelium
10. Call the dentist’s office if you have any concerns or questions.␣
Suture Removal
References
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Video 20.0: Endodontic Surgery Introduction
Video 20.1: Periapical Surgery
Video 20.2: Ochsenbein-Luebke Flap
Video 20.3: Root Amputation
Video 20.4: Hemisection
Video 20.5: Bicuspidization
441.e1
Appendix 1
Summary Table of the Root Numbers of
the Permanent Maxillary Teeth
Blaine Cleghorn, and William Christie
471
472 A P P EN D I X 1 Summary Table of the Root Numbers of the Permanent Maxillary Teeth
Most Common
Anomaly or
Variation
No. (Number of
No. of of Case Reports in
NUMBER OF ROOTS
Studies References Teeth Brackets)
Most
Common 1 2 3 4 Other
First pre- 3 roots and 3 canals
molar (26)
Caucasian 2 Roots 37.7% 56.7% 1.9% 3.7% 17 Bürklein, S et al (2017) 4482 Furcation groove
& others (9), Abella, F et al 2015 (palatal of B root)
(exclud- (10), Bulut, DG et al (3)
ing 2015 (11), Gupta, S et al Dens evaginatus (2)
Asian (2015) (12), Dababneh,
& NA R and Rodan, R 2013
Native)* (13), Ng’ang’a, RN et al
2010 (14), Atieh, MA
2008 (15), Awawdeh,
L et al 2008 (16),
Chaparro, AJ et al 1999
(17), Kartal, N et al 1998
(18), Zaatar, EI et al
1997 (19), Pecora, JD
et al 1992 (20), Vertucci,
FJ and Gegauff, A 1979
(21), Carns, EJ and
Skidmore, AE 1973 (22),
Green, D 1973 (23),
Mueller, AH 1933 (24),
Barrett MT 1925 (7)
Asian & NA 1 Root 61.8% 37.6% 0.6% 5 Tian, Y-Y et al 2012 (25), 4981
Native Cheng, XL and Weng,
YL 2008 (26), Loh, HS
et al 1998 (27), Aoki, K
1990 (28), Walker, RT
1987 (29)
All studies 50.4% 46.7% 1.2% 1.7% 22 Bürklein, S et al (2017) (9), 9463
Abella, F et al 2015 (10),
Bulut, DG et al 2015 (11),
Gupta, S et al (2015) (12),
Dababneh, R and Rodan,
R 2013 (13), Ng’ang’a,
RN et al 2010 (14), Atieh,
MA 2008 (15), Awawdeh,
L et al 2008 (16),
Chaparro, AJ et al 1999
(17), Kartal, N et al 1998
(18), Zaatar, EI et al 1997
(19), Pecora, JD et al
1992 (20), Vertucci, FJ
and Gegauff, A 1979 (21),
Carns, EJ and Skidmore,
AE 1973 (22), Green, D
1973 (23), Mueller, AH
1933 (24), Barrett MT
1925 (7), Tian, Y-Y et al
2012 (25), Cheng, XL and
Weng, YL 2008 (26), Loh,
HS et al 1998 (27), Aoki,
K 1990 (28), Walker, RT
1987 (29)
APPENDIX 1 Summary Table of the Root Numbers of the Permanent Maxillary Teeth 473
Most Common
Anomaly or
Variation
No. (Number of
No. of of Case Reports in
NUMBER OF ROOTS
Studies References Teeth Brackets)
Most
Common 1 2 3 4 Other
Second 1 Root 90.5% 8.9% 0.2% 0.4% 12 Elnour, M et al 2016 (30), 9833 3 roots and 3
premo- Abella, F et al 2015 canals (16)
lar (10), Bulut, DG et al Dens evaginatus
2015 (11), Yang, L et al (2)
2014 (31), Zaatar, EI
et al 1997 (19), Pecora,
JD et al 1992 (32),
Sikri, VK and Sikri,
P 1991 (33), Aoki, K
1990 (28), Gorlin, RJ
and Goldman, HM
1970 (34), Mueller, AH
1933 (24), Barrett MT
1925 (7)
First molar 3 Roots 1.8% 2.2% 95.5% 0.2% 1.4% 20 Ghobashy, AM et al 2017 7237 3 roots (MB, DB and
(MB, DB (35), Khademi, A et al Palatal) and 4-5
and Li)* 2017 (36), Martins, JN canals (1-2 MB,
et al 2016 (37), Naseri, DB and 2 Palatal)
M et al 2016 (38), Tian, (26)
X-M et al 2016 (39), 3 roots (MB, DB and
Alrahabi, M and Zafar, Palatal) and 5
MS 2015 (40), Nikolou- canals (2MB, 2DB
daki GE et al 2015 (41), and Palatal) (12)
Singh, S and Pawar, M Taurodontism (10)
2015 (42), Bhuyan, AC Fused roots and
et al 2014 (43), Guo, J C-shaped canal
et al 2014 (44), Rou- (10)
hani, A et al 2014 (45), 4 roots (MB, DB and
Silva, EJ et al 2014 2 Palatal) and 4
(46), Plotino, G et al canals (MB, DB
2013 (47), Zhang, R and 2 Palatal) (9)
et al 2011 (48), Zheng,
Q-H et al 2010 (49),
Pattanshetti, N et al
2008 (50), Rwenyonyi,
CM et al 2007 (51),
al Shalabi, RM et al
2000 (52), Thomas, RP,
Moule, AJ and Bryant,
R 1993 (53), Gray, R
1983 (54), Barrett, MT
1925 (7)
Continued
474 A P P EN D I X 1 Summary Table of the Root Numbers of the Permanent Maxillary Teeth
Most Common
Anomaly or
Variation
No. (Number of
No. of of Case Reports in
NUMBER OF ROOTS
Studies References Teeth Brackets)
Most
Common 1 2 3 4 Other
Second 3 Roots 5.9% 9.1% 77.6% 0.8% 17 Ghobashy, AM et al 2017 6699 4 roots (MB, DB and
molar (MB, DB (35), Khademi, A et al 2 Palatal) and 4
and Li) 2017 (36), Martins, JN canals (MB, DB
et al 2016 (37), Tian, and 2 Palatal) (57)
X-M et al 2016 (39), 3 roots and 4 canals
Nikoloudaki GE et al (MB, DB and 2
2015 (41), Singh, S Palatal canals) (7)
and Pawar, M 2015 3 roots and 5 canals
(42), Zhang, Q et al (3 MB, DB and
2014 (55), Rouhani, A Palatal canals) (3)
et al 2014 (45), Silva,
EJ et al 2014 (46),
Plotino, G et al 2013
(47), Kim, Y et al 2012
(56), Zhang, R et al
2011 (48), Rwenyonyi,
CM et al 2007 (51), al
Shalabi, RM et al 2000
(52), Libfeld, H and
Rotstein, I 1989 (57),
Barrett, MT 1925 (7)
Third 3 Roots 31.2% 24.1% 42.4% 2.2% 0.1% 8 Tomaszewska, IM et al 1072 4 roots (3)
molar (MB, DB 2017 (58), Rawtiya, M C-shaped canal (1)
and Li) et al 2016 (59), Singh,
S and Pawar, M 2015
(42), Sert, S et al 2011
(60), Alavi, AM 2002
(61), Sidow, SJ et al
2000 (62), Guerisoli,
DM et al 1998 (63),
Barrett, MT 1925 (7)
475
Permanent Maxillary Teeth: Number of Canals
Most Common Anomaly or
No. of No. of Variation (Number of Case
NUMBER OF CANALS
Studies References Teeth Reports In Brackets)
Most
Common 1 2 3 4 Other
Central 1 Canal 99.1% 0.9%* 9 Da Silva, EJ et al 2016 (64), Altunsoy, M et al 2014 (65), Rahimi, S et al 2009 (1), 2635 Dens evaginatus (17)
incisors Weng, X-L et al 2009 (2), Sert, S and Bayirli, GS 2004 (3), Çaliskan, MK et al 1995 2 roots and 2 canals (14)
*2 or (4), Vertucci, F 1984 (5), Pineda, F and Kuttler, Y 1972 (6), Barrett MT 1925 (7) 1 root and 2 canals (10)
more canals Fusion (9)
Dens invaginatus (7)
Lateral 1 Canal 96.0% 4.0%* 9 Da Silva, EJ et al 2016 (64), Altunsoy, M et al 2014 (65), Weng, X-L et al 2009 (2), 2531 Dens invaginatus (58)
incisors Sert, S and Bayirli, GS 2004 (3), Çaliskan, MK et al 1995 (4), Vertucci, F 1984 (5), Palatogingival groove (20)
*2 or Bjorndal, AM and Skidmore, AE 1983 (8), Pineda, F and Kuttler, Y 1972 (6), Barrett Dens evaginatus (talon cusp)
more canals MT 1925 (7) (17)
2 roots and 2 canals (10)
1 root and 2 canalsa(10)
Canines 1 Canal 95.6% 4.4%* 10 Da Silva, EJ et al 2016 (64), Altunsoy, M et al 2014 (65), Somalinga, NS et al 2014 2815 Dens invaginatus (7)
*2 or (66), Weng, X-L et al 2009 (2), Sert, S and Bayirli, GS 2004 (3), Çaliskan, MK et al 1 root and 2 canals (2)
more canals 1995 (4), Vertucci, F 1984 (5), Bjorndal, AM and Skidmore, AE 1983 (8), Pineda, F Dens evaginatus (talon cusp) (2)
and Kuttler, Y 1972 (6), Barrett MT 1925 (7) 2 roots (2)
First premolar 3 roots and 3 canals (20)
Furcation groove (palatal of B
Caucasian & 2 Canals 11.3% 85.7% 1.7% 1.4% 20 Bürklein, S et al (2017) (9), Abella, F et al 2015 (10), Gupta, S et al (2015) (12), Ok, E 6368
root) (3)
others (ex- et al 2014 (67), Ng’ang’a, RN et al 2010 (14), Weng, X-L et al 2009 (2), Ateih, M 2008
Dens evaginatus (2)
cluding Asian (15), Awawdeh, L et al 2008 (16), Sert, S and Bayirli, GS 2004 (3), Kartal, N et al 1998
& NA Native)* (18), Zaatar, EI et al 1997 (19), Çaliskan, MK et al 1995 (4), Pecora, JD et al 1991
(20), Bellizzi, R and Hartwell, G 1985 (68), Vertucci, F and Gegauff, A 1979 (21), Carns,
EJ and Skidmore, AE 1973 (22), Green, D 1973 (23), Pineda, F and Kuttler, Y 1972 (6),
Mueller, AH 1933 (24), Barrett, MT 1925 (7), Hess, W 1925 (69)
Asian & NA 2 Canals 34.2% 63.2% 0.4% 2.4% 4 Weng, X-L et al 2009 (2), Cheng, XL and Weng, YL 2008 (26), Loh, HS et al 1998 (27), 1574
Native Walker, RT 1987 (204)
All studies 15.8% 81.2% 1.4% 1.6% 24 Bürklein, S et al (2017) (9), Abella, F et al 2015 (10), Gupta, S et al (2015) (12), Ok, E 7942
et al 2014 (67), Ng’ang’a, RN et al 2010 (14), Weng, X-L et al 2009 (2), Ateih, M
2008 (15), Awawdeh, L et al 2008 (16), Cheng, XL and Weng, YL 2008 (26), Sert, S
and Bayirli, GS 2004 (3), Kartal, N et al 1998 (18), Loh, HS et al 1998 (27), Zaatar,
EI et al 1997 (19), Çaliskan, MK et al 1995 (4), Pecora, JD et al 1991 (20), Walker,
RT 1987 (29), Bellizzi, R and Hartwell, G 1985 (68), Vertucci, F and Gegauff, A 1979
(21), Carns, EJ and Skidmore, AE 1973 (22), Green, D 1973 (23), Pineda, F and Kut-
tler, Y 1972 (6), Mueller, AH 1933 (24), Barrett, MT 1925 (7), Hess, W 1925 (69)
Second premolar 1 or 2 47.1% 50.8% 0.8% 1.3% 19 Bürklein, S et al (2017) (9), Elnour, M et al 2016 (30), Abella, F et al 2015 (10), Ok, E et al 5815 3 roots and 3 canals (16)
Canals 2014 (67), Yang, L et al 2014 (31), Jayamisha Raj, UJ and Sumitha, M 2009 (70), Dens evaginatus (2)
Weng, X-L et al 2009 (2), Sert, S and Bayirli, GS 2004 (3), Kartal, N et al 1998 (18),
Zaatar, EI et al 1997 (19), Çaliskan, MK et al 1995 (4), Pecora, JD et al 1992 (32),
Sikri, VK and Sikri, P 1991 (33), Bellizzi, R and Hartwell, G 1985 (68), Vertucci, F 1984
(5), Green, D 1973 (23), Pineda, F and Kuttler, Y 1972 (6), Mueller, AH 1933 (24)
First molar 3 roots (MB, DB and Palatal)
(three roots) and 4-5 canals (1-2 MB,
*2 or more canals DB and 2 Palatal) (26)
MB 2 Canals 40.2% 59.8%* 71 Alrahabi, M and Zafar, MS 2015 (40), Marroquin, B et al 2015 (71), Singh, S and Pawar, 18333 3 roots (MB, DB and Palatal)
M 2015 (42), Bhuyan, AC et al 2014 (43), Kim, Y et al 2013 (72), Gu, Y et al 2011 and 5 canals (2MB, 2DB
(73), Peeters, HH et al 2011 (74), Somma, F et al 2009 (75), Weng, X-L et al 2009 (2), and Palatal) (12)
Abiodun-Solanke, IM et al 2008 (76), Alacam, T et al 2008 (77), Khraisat, A and Smadi, Taurodontism (10)
L 2007 (78), Rwenyonyi, CM et al 2007 (51), Eder, A et al 2006 (79), Smadi, L and Fused roots and C-shaped
Khraisat, A 2006 (80), Jung, I-Y et al 2005 (81), Scott, AE and Apicella, MJ 2004 (82), canal (10)
Sert, S and Bayirli, GS 2004 (3), Alavi, AM et al 2002 (61), Schwarze, T et al 2002 (83), 4 roots (MB, DB and 2 Pala-
Wasti, F et al 2001 (84), al Shalabi, RM et al 2000 (52), Weine, FS et al 1999 (85), Imura, tal) and 4 canals (MB, DB
N et al 1998 (86), Çaliskan, MK et al 1995 (4), Thomas, RP, Moule, AJ and Bryant, R and 2 Palatal) (9)
1993 (53), Pecora, JD et al 1992 (87), Kulild, JC and Peters, DD 1990 (88), Gilles, J and
Reader, A 1990 (89), Vertucci, F 1984 (5), Gray, R 1983 (54), Acosta Vigouroux SA and
Trugeda Bosaans, SA 1978 (90), Seidberg, BH et al 1973 (91), Pineda, F and Kuttler, Y
1972 (6), Sykaras, SN and Economou, PN 1971 (92), Weine, FS 1969 (93), Okamura,
T 1927 (94), Hess, W 1925 (69), Zürcher, E 1925 (95), Moral, H 1914 (96), Ghobashy,
AM et al 2017 (35), Khademi, A et al 2, MS017 (36), Betancourt, P et al 2016 (97),
Coelho, MS et al 2016 (98), Naseri, M et al 2016 (38), Tian, X-M et al 2016 (39), Guo,
J et al 2014 (44), Silva, EJ et al 2014 (46), Abuabara, A et al 2013 (99), Plotino, G et al
2013 (47), Reis, AG et al 2013 (100), Kim, Y et al 2012 (56), Lee, J-H et al 2011 (101),
Zhang, R et al 2011 (48), Zheng, Q-H et al 2010 (49), Abiodun-Solanke, IM et al 2008
(76), Pattanshetti, N et al 2008 (50), Hartwell, G et al 2007 (102), Wolcott, J et al 2002
(103), Buhrley, LJ et al 2002 (104), Sempira, HN and Hartwell, GR 2000 (105), Stropko,
JJ 1999 (106), Zaatar, EI et al 1997 (19), Fogel, HM, Peikoff, MD and Christie, WH 1994
(107), Weller, RN and Hartwell, GR 1989 (108), Neaverth, EJ et al 1987 (109), Hartwell,
G and Bellizzi, R 1982 (110), Pomeranz, HH and, Fishelberg, G 1974 (111), Slowey, RR
1974 (112), Nosonowitz, DM and Brenner, MR 1973 (113), Seidberg, BH et al 1973 (91)
DB 1 Canal 98.6% 1.4%* 33 Ghobashy, AM et al 2017 (35), Naseri, M et al 2016 (38), Tian, X-M et al 2016 (39), 8635
Alrahabi, M and Zafar, MS 2015 (40), Briseno-Marroquin, B et al 2015 (71), Singh,
S and Pawar, M 2015 (42), Bhuyan, AC et al 2014 (43), Guo, J et al 2014 (44),
Silva, EJ et al 2014 (46), Plotino, G et al 2013 (47), Kim, Y et al 2012 (56), Zhang,
R et al 2011 (48), Zheng, Q-H et al 2010 (49), Abiodun-Solanke, IM et al 2008 (76),
Weng, X-L et al 2009 (2), Pattanshetti, N et al 2008 (50), Rwenyonyi, CM et al 2007
(51), Sert, S and Bayirli, GS 2004 (3), Alavi, AM et al 2002 (61), Wasti, F et al 2001
(84), al Shalabi, RM et al 2000 (52), Zaatar, EI et al 1997 (19), Çaliskan, MK et al
1995 (4), Thomas, RP, Moule, AJ and Bryant, R 1993 (53), Pecora, JD et al 1992
(87), Vertucci, F 1984 (5), Gray, R 1983 (54), Hartwell, G and Bellizzi, R 1982 (110),
Acosta Vigouroux SA and Trugeda Bosaans, SA 1978 (90), Pineda, F and Kuttler, Y
1972 (6), Hess, W 1925 (69), Zürcher, E 1925 (95)
Continued
Palatal 1 Canal 99.3% 0.7%* 34 Ghobashy, AM et al 2017 (35), Naseri, M et al 2016 (38), Marceliano-Alves, M et al 8804
2016, Tian, X-M et al 2016 (39), Alrahabi, M and Zafar, MS 2015 (40), Briseno-Marro-
quin, B et al 2015 (71), Singh, S and Pawar, M 2015 (42), Bhuyan, AC et al 2014 (43),
Guo, J et al 2014 (44), Silva, EJ et al 2014 (46), Plotino, G et al 2013 (47), Kim, Y et al
2012 (56), Zhang, R et al 2011 (48), Zheng, Q-H et al 2010 (49), Abiodun-Solanke, IM
et al 2008 (76), Weng, X-L et al 2009 (2), Pattanshetti, N et al 2008 (50), Rwenyonyi,
CM et al 2007 (51), Sert, S and Bayirli, GS 2004 (3), Alavi, AM et al 2002 (61), Wasti,
F et al 2001 (84), al Shalabi, RM et al 2000 (52), Zaatar, EI et al 1997 (19), Çaliskan,
MK et al 1995 (4), Thomas, RP, Moule, AJ and Bryant, R 1993 (53), Pecora, JD et al
1992 (87), Vertucci, F 1984 (5), Gray, R 1983 (54), Hartwell, G and Bellizzi, R 1982
(110), Acosta Vigouroux SA and Trugeda Bosaans, SA 1978 (90), Pineda, F and Kuttler,
Y 1972 (6), Hess, W 1925 (69), Zürcher, E 1925 (95)
Second molar 4 roots (MB, DB and 2 Pala-
(three roots) tal) and 4 canals (MB, DB
*2 or more and 2 Palatal) (57)
canals 3 roots and 4 canals (MB, DB
MB 1 Canal 56.5% 43.5%* 35 Ghobashy, AM et al 2017 (35), Khademi, A et al 2017 (36), Wolf, TG et al 2017 (114), 8059 and 2 Palatal canals) (7)
Betancourt, P et al 2016 (97), Coelho, MS et al 2016 (98), Tian, X-M et al 2016 (39), 3 roots and 5 canals (3 MB,
Singh, S and Pawar, M 2015 (42), Silva, EJ et al 2014 (46), Plotino, G et al 2013 (47), DB and Palatal canals) (3)
Reis, AG et al 2013 (100), Han, X et al 2012 (115), Kim, Y et al 2012 (56), Zhang, R
et al 2011 (48), Weng, X-L et al 2009 (2), Rwenyonyi, CM et al 2007 (51), Sert, S and
Bayirli, GS 2004 (3), Alavi, AM et al 2002 (61), Schwarze, T et al 2002 (83), al Shalabi,
RM et al 2000 (52), Stropko, JJ 1999 (106), Imura, N et al 1998 (86), Zaatar, EI et al
1997 (19), Çaliskan, MK et al 1995 (4), Eskoz, N and Weine, FS 1995 (116), Singh,
C et al 1994 (117), Pecora, JD et al 1992 (87), Kulild, JC and Peters, DD 1990 (88),
Gilles, J and Reader, A 1990 (89), Vertucci, F 1984 (5), Hartwell, G and Bellizzi, R 1982
(110), Pomeranz, HH and Fishelberg, G 1974 (111), Nosonowitz, DM and Brenner, MR
1973 (113), Pineda, F and Kuttler, Y 1972 (6), Hess, W 1925 (69)
DB 1 Canal 99.5% 0.5%* 21 Ghobashy, AM et al 2017 (35), Wolf, TG et al 2017 (114), Tian, X-M et al 2016 (39), 5053
Singh, S and Pawar, M 2015 (42), Silva, EJ et al 2014 (46), Plotino, G et al 2013
(47), Kim, Y et al 2012 (56), Zhang, R et al 2011 (48), Weng, X-L et al 2009 (2),
Rwenyonyi, CM et al 2007 (51), Sert, S and Bayirli, GS 2004 (3), Alavi, AM et al
2002 (61), al Shalabi, RM et al 2000 (52), Zaatar, EI et al 1997 (19), Çaliskan, MK
et al 1995 (4), Singh, C et al 1994 (117), Pecora, JD et al 1992 (87), Vertucci, F
1984 (5), Hartwell, G and Bellizzi, R 1982 (110), Pineda, F and Kuttler, Y 1972 (6),
Hess, W 1925 (69)
Palatal 1 Canal 99.8% 0.2%* 20 Ghobashy, AM et al 2017 (35), Wolf, TG et al 2017 (114), Tian, X-M et al 2016 (39), 5003
Singh, S and Pawar, M 2015 (42), Silva, EJ et al 2014 (46), Plotino, G et al 2013
(47), Kim, Y et al 2012 (56), Zhang, R et al 2011 (48), Weng, X-L et al 2009 (2),
Rwenyonyi, CM et al 2007 (51), Sert, S and Bayirli, GS 2004 (3), Alavi, AM et al
2002 (61), al Shalabi, RM et al 2000 (52), Zaatar, EI et al 1997 (19), Çaliskan, MK
et al 1995 (4), Pecora, JD et al 1992 (87), Vertucci, F 1984 (5), Hartwell, G and Bel-
lizzi, R 1982 (110), Pineda, F and Kuttler, Y 1972 (6), Hess, W 1925 (69)
Third molar 3 canals 9.8% 13.4% 51.5% 20.4% 2.2% 6 Rawtiya, M et al 2016 (59), Singh, S and Pawar, M 2015 (42), Weng, X-L et al 2009 715 4 roots (3)
(2), Alavi, AM 2002 (61), Sidow, SJ et al 2000 (62), Guerisoli, DM et al 1998 (63) C-shaped canal (1)
* NA Native = North American Native
Appendix 3
Summary Table of the Root Numbers of
the Permanent Mandibular Teeth
Blaine Cleghorn, and Willia m Christie
Most Common
Anomaly or Variation
(Number of
Most No. of No. of Case Reports
Common 1 2 3 4 Other Studies References Teeth In Brackets)
Central 1 Root 100% 13 Verna, GR et al 2017 (118), 9728 Dens invaginatus (6)
incisors Kamtane, S and Ghodke, M Dens evaginatus (talon
2016 (119), Zhengyan, Y et al cusp) (6)
2016 (120), Kayaoglu, G et al 2 canals (6)
2015 (121), Han, T et al 2014
(122), Lin, Z et al 2014 (123),
Aminsobhani, M et al 2013 (124),
Sert, S and Bayirli, GS 2004
(3), Çaliskan, MK et al 1995 (4),
Vertucci FJ 1974 (125), Madiera
MC and Hetem S 1973 (126),
Pineda F and Kuttler Y 1972 (6),
Barrett MT 1925 (7)
Lateral 1 Root 100% 13 Verna, GR et al 2017 (118), Kamtane, 9664 2 canals (5)
incisors S and Ghodke, M 2016 (119), Dens invaginatus (4)
Zhengyan, Y et al 2016 (120),
Kayaoglu, G et al 2015 (121),
Han, T et al 2014 (122), Lin, Z
et al 2014 (123), Aminsobhani,
M et al 2013 (124), Sert, S and
Bayirli, GS 2004 (3), Çaliskan, MK
et al 1995 (4), Vertucci, FJ 1974
(125), Vertucci, FJ 1974 (125),
Madiera, MC and Hetem, S 1973
(126), Pineda, F and Kuttler, Y
1972 (6), Barrett, MT 1925 (7)
Canines 1 Root 96.7% 3.3% 10 Soleymani, A et al 2017 (127), 16452 2 roots and 2 canals (8)
Shemesh, A et al 2016 (128), 2 roots and 3 canals (3)
Zhengyan, Y et al 2016 (120), 1 root and 2 canals (3)
Kayaoglu, G et al 2015 (121),
Han, T et al 2014 (122), Amin-
sobhani, M et al 2013 (124),
Ouellet, R 1995 (129), Pecora, JD
et al 1993 (130), Alexandersen, V
1963 (131), Barrett, MT 1925 (7)
Continued
479
480 A P P EN D I X 3 Summary Table of the Root Numbers of the Permanent Mandibular Teeth
NUMBER OF ROOTS
Most Common
Anomaly or Variation
(Number of
Most No. of No. of Case Reports
Common 1 2 3 4 Other Studies References Teeth In Brackets)
First 1 Root 94.3% 4.8% 0.1% 0.1% 26 Alkaabi, W et al 2017 (132), 14137 3 roots and 3 canals (5)
premolar Bürklein, S et al (2017) (9), Dou, 1 root and 2 canals (5)
L et al 2017 (133), Abraham, 1 root and 3 canals (5)
SB and Gopinath, VK 2015 Dens evaginatus (4)
(134), Bulut, DG et al 2015 (11), 2 roots and 2 canals (3)
Huang, Y-D et al 2015 (135), 3 canals (3)
Kazemipoor, M et al 2015 (136), C-shaped canal (4)
Kazemipoor, M et al 2015 (137),
Kong, L-j et al 2015 (138), Llena,
C et al 2014 (139), Singh, S and
Pawar, M 2014 (140), Alhadainy,
HA 2013 (141), Yang, H et al,
2013 (142), Yu, X et al 2012
(143), Jain, A and Bahuguna,
R 2011 (144), Kheddmat, S
et al 2010 (145) , Awawdeh, LA
and Al-Qudah, AA 2008 (146),
Rahimi, S et al 2007 (147), Iyer,
VH et al 2006 (148), Sert, S and
Bayirli, GS 2004 (3), Zaatar, EI
et al 1997 (19), Çaliskan, MK
et al 1995 (4), Geider, P et al
1989 (149), Vertucci, F 1978
(150), Schulze, C 1970 (151),
Barrett, MT 1925 (7)
Second 1 Root 98.4% 1.4% 0.1% 20 Bürklein, S et al (2017) (9), Bulut, 8002 3 canals (12)
premolar DG et al 2015 (11), Kazemipoor, 2 roots and 2 canals
M et al 2015 (136), Kazemipoor, (11)
M et al 2015 (137), lena, C C-shaped canal (7)
et al 2014 (139), Singh, S and Dens evaginatus (6)
Pawar, M 2014 (140), Bolhari, 3 roots and 3 canals (6)
B et al 2013 (152), Yu, X et al
2012 (143), Parekh, V et al 2011
(153), Rahimi, S et al 2009 (1),
Awawdeh, LA and Al-Qudah,
AA 2008 (146), Rahimi, S et al
2007 (147), Sert, S and Bayirli,
GS 2004 (3), Zaatar, EI et al 1997
(19), Çalișkan, MK et al 1995
(4), Geider, P et al 1989 (149),
Vertucci, F 1978 (150), Zillich,
R and Dowson, J 1973 (154),
Visser, JB 1948 (155), Barrett,
MT 1925 (7)
APPENDIX 3 Summary Table of the Root Numbers of the Permanent Mandibular Teeth 481
NUMBER OF ROOTS
Most Common
Anomaly or Variation
(Number of
Most No. of No. of Case Reports
Common 1 2 3 4 Other Studies References Teeth In Brackets)
First molar Radix entomolaris (32)
2 roots and 5 canals
(3M and 2D) (20)
2 roots and 4 canals
(3M and D) (10)
2 roots and 5 canals
(2M and 3D) (8)
2 roots and 6 canals
(3M and 3D) (7)
Caucasian 2 Roots 0.2% 96.3% 3.5% 28 Madani, ZS et al 2017 (156), 9639
& others (M&D) Mohammadzadeh Akhlaghi, N
(excluding et al 2017 (157), Celikten, B et al
Asian & 2016 (158), Martins, JN et al
NA Native) 2016 (37), Rodrigues, CT et al
2016 (159), Peiris, R et al 2015
(160), Chourasia, HR et al 2012
(161), Colak, H et al 2012 (162),
Chandra, SS et al 2011 (163),
Al-Qudah, AA and Awawdeh, LA
2009 (164), Schafer, E et al 2009
(165), Pattanshetti, N et al 2008
(50), Reuben, J et al 2008 (166),
Shahi, s et al 2008 (167), Ahmed,
HA et al 2007 (168), Peiris, R et al
2007 (169), Al-Nazhan, S 1999
(170), Sperber, GH and Moreau,
JL 1998 (171), Zaatar, EI et al
1998 (172), Zaatar, EI et al 1997
(19), Rocha, LF et al 1996 (173),
Younes et al 1990 (174), Curzon,
MEJ 1974 (175), Curzon, MEJ
1973 (176), de Souza-Freitas,
JA et al 1971 (177), Skidmore,
AE and Bjorndal, AM 1971 (178),
Barrett, MT 1925 (7)
Asian & NA 2 Roots 0.4% 77.5% 22.1% 17 Zhang, X et al 2015, Jang, J-K et al 11632
Native (M&D) 2013 (179), Kim, S-Y et al 2013
(180), Zhang, R et al 2011 (181),
Huang, CC et al 2010 (182),
Wang, Y et al 2010 (183), Chen,
G et al 2009 (184) Gulabivala,
K et al 2002 (185), Gulabivala,
K et al 2001 (186), Yew, S and
Chan, K 1993 (187), Morita, M
1990 (188), Harada, Y et al 1989
(189), Onda, S et al 1989 (190),
Walker, R 1988 (191), Reichart,
PA and Metah, D 1981 (192),
Curzon, MEJ 1974 (175), de
Souza-Freitas, JA et al 1971
(177)
Continued
482 A P P EN D I X 3 Summary Table of the Root Numbers of the Permanent Mandibular Teeth
NUMBER OF ROOTS
Most Common
Anomaly or Variation
(Number of
Most No. of No. of Case Reports
Common 1 2 3 4 Other Studies References Teeth In Brackets)
All studies 2 Roots 0.3% 86.0% 13.7% 45 Madani, ZS et al 2017 (156), 21271
(M&D) Mohammadzadeh Akhlaghi, N
et al 2017 (157), Celikten, B et al
2016 (158), Martins, JN et al
2016 (37), Rodrigues, CT et al
2016 (159), Peiris, R et al 2015
(160), Chourasia, HR et al 2012
(161), Colak, H et al 2012 (162),
Chandra, SS et al 2011 (163),
Al-Qudah, AA and Awawdeh, LA
2009 (164), Schafer, E et al 2009
(165), Pattanshetti, N et al 2008
(50), Reuben, J et al 2008 (166),
Shahi, s et al 2008 (167), Ahmed,
HA et al 2007 (168), Peiris, R
et al 2007 (169), Al-Nazhan, S
1999 (170), Sperber, GH and
Moreau, JL 1998 (171), Zaatar, EI
et al 1998 (172), Zaatar, EI et al
1997 (19), Rocha, LF et al 1996
(173), Younes et al 1990 (174),
Curzon, MEJ 1974 (175), Curzon,
MEJ 1973 (176), de Souza-
Freitas, JA et al 1971 (177),
Skidmore, AE and Bjorndal, AM
1971 (178), Barrett, MT 1925
(7), Zhang, X et al 2015, Jang,
J-K et al 2013 (179), Kim, S-Y
et al 2013 (180), Zhang, R et al
2011 (181), Huang, CC et al
2010 (182), Wang, Y et al 2010
(183), Chen, G et al 2009 (184)
Gulabivala, K et al 2002 (185),
Gulabivala, K et al 2001 (186),
Yew, S and Chan, K 1993 (187),
Morita, M 1990 (188), Harada,
Y et al 1989 (189), Onda, S et al
1989 (190), Walker, R 1988
(191), Reichart, PA and Metah, D
1981 (192), Curzon, MEJ 1974
(175), de Souza-Freitas, JA et al
1971 (177)
APPENDIX 3 Summary Table of the Root Numbers of the Permanent Mandibular Teeth 483
NUMBER OF ROOTS
Most Common
Anomaly or Variation
(Number of
Most No. of No. of Case Reports
Common 1 2 3 4 Other Studies References Teeth In Brackets)
Second 2 Roots 23.2% 53.7% 1.8% 0.1% 27 Madani, ZS et al 2017 (156), Pawar, 13932 C-shaped canal (19)
molar (M&D) AM et al 2017 (193), Akhaghi, Taurodontism (18)
NM et al 2016 (194), Celikten, Fusion with a paramolar
B et al 2016 (158), Kim, SY et al (7)
2016 (195), Martins, JN et al 3 roots (MB, MLi, and D)
2016 (37), Shemesh, A et al and 3 canals (6)
2015 (196), Silva, EJNL et al 1 root and 1 canal (6)
2013 (197), Zare Jahromi, M
et al 2013 (198), Zhang, R et al
2011 (181), Zheng, Q et al 2011
(199), Neelakantan, P et al 2010
(200), Al-Qudah, AA and Awaw-
deh, LA 2009 (164), Rahimi, S
et al 2008 (201), Ahmed, HA
et al 2007 (168), Peiris, R et al
2007 (169), Cheung, LHM et al
2006 (202), Gulabivala, K et al
2002 (185), Gulabivala, K et al
2001 (186), Zaatar, EI et al 1997
(19), Rocha, LF da Costa et al
1996 (173), Manning, SA 1990a
(203), Onda, S et al 1989 (190),
Walker, RT 1988 (204), Weine, FS
et al 1988 (205), Kotoku, K 1985
(206), Barrett, MT 1925 (7)
Third molar 2 Roots 42.8% 53.3% 3.7% 0.1% 0% 10 Somasundaram, P et al 2017 (207), 14001 Highly variable; varia-
(M&D) Park, J-B et al 2013 (208), Kuze- tion is the norm
kanani, M et al 2012 (209), Sert,
S et al 2011 (60), Gulabivala, K
et al 2002 (185), Gulabivala, K
et al 2001 (186), Sidow, SJ et al
2000 (62), Guerisoli, DM et al
1998 (63), Ogiwara, I et al 1981
(210), Barrett, MT 1925 (7)
Appendix 4
Summary Table of the Root Canal
Systems of the Permanent Mandibular
Teeth
Blaine Cleghorn, and Willia m Christie
484
APPENDIX 4 Summary Table of the Root Canal Systems of the Permanent Mandibular Teeth 485
Most Common
Anomaly or
Variation (Number
No. of No. of of Case Reports
NUMBER OF CANALS Studies References Teeth In Brackets)
Most
Common 1 2 3 4 Other
Canines 1 Canal 91.2% 8.8%* 20 Soleymani, A et al 2017 (127), Da Silva, 14377 2 roots and 2
* 2 or more EJ et al 2016 (64), Shemesh, A et al canals (8)
canals 2016 (128), Zhengyan, Y et al 2016 2 roots and 3
(120), Kayaoglu, G et al 2015 (121), canals (3)
Altunsoy, M et al 2014 (65), Han, 1 root and 2
T et al 2014 (122), Somalinga, NS canals (3)
et al 2014 (66), Aminsobhani, M et al
2013 (124), Vaziri, P et al 2008 (220),
Sert, S and Bayirli, GS 2004 (3), Cal-
iskan, MK et al 1995 (4), Pecora, JD
et al 1993 (130), Kaffee I et al 1985
(215), Vertucci, F 1984 (5), Bellizzi, R
and Hartwell, G 1983 (216), Miyoshi,
S et al 1977 (218), Green, D 1973
(23), Pineda, F and Kuttler, Y 1972
(6), Barrett, MT 1925 (7)
First 1 Canal 72.2% 28.9%* 40 Alkaabi, W et al 2017 (132), Bürklein, 13086 3 roots and
premolar S et al (2017) (9), Dou, L et al 3 canals (5)
* 2 or more 2017 (133), Zhang, D et al 2017 1 root and
canals (221), Abraham, SB and Gopinath, 2 canals (5)
VK 2015 (134), Chen, J et al 2015 1 root and
(222), Huang, Y-D et al 2015 (135), 3 canals (5)
Kazemipoor, M et al 2015 (136), Dens evaginatus
Kazemipoor, M et al 2015 (137), (4)
Llena, C et al 2014 (139), Ok, E et al 2 roots and
2014 (67), Shetty, A et al 2014 (223), 2 canals (3)
Singh, S and Pawar, M 2014 (140), 3 canals (3)
Alhadainy, HA 2013 (141), Liu, N C-shaped canal
et al 2013 (224), Yang, H et al, 2013 (4)
(142), Baroudi, K et al 2012 (225),
Yu, X et al 2012 (143), Jain, A and,
Bahuguna, R 2011 (144), Parekh, V
et al 2011 (153), Rahimi, S et al 2007
(147), Kheddmat, S et al 2010 (145) ,
Velmurugan, N and Sandhya, R 2009
(226), Awawdeh, LA and Al-Qudah,
AA 2008 (146), Lu, T-Y et al 2006
(227), Sert, S and Bayirli, GS 2004
(3), Yoshioka, T et al 2004 (228),
Zaatar, EI et al 1997 (19), Çaliskan,
MK et al 1995 (4), Sabala, CL et al
1994 (229), Baisden, MK et al 1992
(230), Geider, P et al 1989 (149),
Walker, RT 1988 (231), Miyoshi, S
et al 1977 (218), Vertucci, F 1978
(150), Green, D 1973 (23), Zillich, R
and Dowson, J 1973 (154), Pineda,
F and Kuttler, Y 1972 (6), Mueller, AH
1933 (24), Barrett, MT 1925 (7)
Continued
486 A P P EN D I X 4 Summary Table of the Root Canal Systems of the Permanent Mandibular Teeth
Most Common
Anomaly or
Variation (Number
No. of No. of of Case Reports
NUMBER OF CANALS Studies References Teeth In Brackets)
Most
Common 1 2 3 4 Other
Second 1 Canal 84.2% 15.8%* 25 Bürklein, S et al (2017) (9), Kazemipoor, M 8733 3 canals (12)
premolar et al 2015 (136), Kazemipoor, M et al 2 roots and 2
* 2 or more 2015 (137), Llena, C et al 2014 (139), canals (11)
canals Shetty, A et al 2014 (223), Singh, S C-shaped canal
and Pawar, M 2014 (140), Ok, E et al (7)
2014 (67), Bolhari, B et al 2013 (152), Dens evaginatus
Baroudi, K et al 2012 (225), Yu, X et al (6)
2012 (143), Parekh, V et al 2011 (153), 3 roots and 3
Rahimi, S et al 2009 (1), Awawdeh, LA canals (6)
and Al-Qudah, AA 2008 (146), Rahimi,
S et al 2007 (147), Hasheminia, M and
Hashemi, A 2005 (232), Sert, S and
Bayirli, GS 2004 (3), Zaatar, EI et al
1997 (19), Çalișkan, MK et al 1995 (4),
Geider, P et al 1989 (149), Miyoshi, S
et al 1977 (218), Vertucci, F 1978 (150),
Green, D 1973 (23), Zillich, R and Dow-
son, J 1973 (154), Pineda, F and Kuttler,
Y 1972 (6), Barrett, MT 1925 (7)
First molar Radix entomolaris
(Two (32)
Roots) 2 roots and 5
* 2 or more canals (3M and
canals 2D) (20)
2 roots and 4
canals (3M and
D) (10)
2 roots and 5
canals (2M and
3D) (8)
2 roots and 6
canals (3M and
3D) (7)
Mesial 2 Canals 3.1% 95.7% 1.1% 0.2% 23 Mohammadzadeh Akhlaghi, N et al 2017 6428
(157)Ja, ng, J-K et al 2013 (179), Kim,
S-Y et al 2013 (180), Wang, Y et al 2010
(183), Al-Qudah, AA and Awawdeh,
LA 2009 (164), Reuben, J et al 2008
(166), Jung, I-Y et al 2005 (81), Sert,
S and Bayirli, GS 2004 (3), Gulabivala,
K et al 2002 (185), Gulabivala, K et al
2001 (186), Wasti, F et al 2001 (84),
Al-Nazhan, S 1999 (170), Zaatar, EI et al
1998 (172), Zaatar, EI et al 1997 (19),
Rocha, LF et al 1996 (173), Çaliskan,
MK et al 1995 (4), Yew, S and Chan, K
1993 (187), Goel, NK et al 1990 (233),
Fabra-Campos, H 1985 (234), Vertucci,
F 1984 (5), Hartwell, G and Bellizzi, R
1982 (110), Pineda, F and Kuttler, Y
1972 (6), Skidmore, AE and Bjorndal,
AM 1971 (178)
APPENDIX 4 Summary Table of the Root Canal Systems of the Permanent Mandibular Teeth 487
Most Common
Anomaly or
Variation (Number
No. of No. of of Case Reports
NUMBER OF CANALS Studies References Teeth In Brackets)
Most
Common 1 2 3 4 Other
Distal 1 Canal 68.7% 31.3%* 24 Mohammadzadeh Akhlaghi, N et al 6569
2017 (157), Wang, Y et al 2010 (183),
Filpo-Perez, C et al 2015 in press (235),
Jang, J-K et al 2013 (179), Kim, S-Y
et al 2013 (180), Al-Qudah, AA and
Awawdeh, LA 2009 (164), Pattanshetti,
N et al 2008 (50), Reuben, J et al 2008
(166), Sert, S and Bayirli, GS 2004 (3),
Gulabivala, K et al 2002 (185), Gula-
bivala, K et al 2001 (186), Wasti, F et al
2001 (84), Al-Nazhan, S 1999 (170),
Zaatar, EI et al 1998 (172), Zaatar, EI
et al 1997 (19), Rocha, LF et al 1996
(173), Çaliskan, MK et al 1995 (4),
Yew, S and Chan, K 1993 (187), Goel,
NK et al 1990 (233), Fabra-Campos,
H 1985 (234), Vertucci, F 1984 (5),
Hartwell, G and Bellizzi, R 1982 (110),
Pineda, F and Kuttler, Y 1972 (6), Skid-
more, AE and Bjorndal, AM 1971 (178)
First molar
(Three
Roots)
* 2 or more
canals
Mesial 2 Canals 2.8% 97.2%* 8 Mohammadzadeh Akhlaghi, N et al 2017 928
(157), Rodrigues, CT et al 2016 (159),
Kim, S-Y et al 2013 (180), Wang, Y et al
2010 (183), Al-Qudah, AA and Awaw-
deh, LA 2009 (164), Gulabivala, K et al
2002 (185), Gulabivala, K et al 2001
(186), Yew, S and Chan, K 1993 (187)
Distobuccal 1 Canal 98.3% 1.7%* 8 Mohammadzadeh Akhlaghi, N et al 2017 928
(157), Rodrigues, CT et al 2016 (159),
Kim, S-Y et al 2013 (180), Wang, Y et al
2010 (183), Al-Qudah, AA and Awaw-
deh, LA 2009 (164), Gulabivala, K et al
2002 (185), Gulabivala, K et al 2001
(186), Yew, S and Chan, K 1993 (187)
Distolingual 1 Canal 100% 9 Mohammadzadeh Akhlaghi, N et al 2017 936
(157), Rodrigues, CT et al 2016 (159),
Kim, S-Y et al 2013 (180), Chourasia,
HR et al 2012 (161), Wang, Y et al
2010 (183), Al-Qudah, AA and Awaw-
deh, LA 2009 (164), Gulabivala, K et al
2002 (185), Gulabivala, K et al 2001
(186), Yew, S and Chan, K 1993 (187)
Second C-shaped canal (19)
molar (two Taurodontism (18)
roots) Fusion with a
* 2 or more paramolar (7)
canals 3 roots (MB, MLi,
and D) and 3
canals (6)
1 root and 1 canal
(6)
Continued
488 A P P EN D I X 4 Summary Table of the Root Canal Systems of the Permanent Mandibular Teeth
Most Common
Anomaly or
Variation (Number
No. of No. of of Case Reports
NUMBER OF CANALS Studies References Teeth In Brackets)
Most
Common 1 2 3 4 Other
Mesial 2 Canals 16.5% 84.0%* 14 Akhaghi, NM et al 2016 (194), Kim, SY 3293
et al 2016 (195), Silva, EJNL et al
2013 (197), Neelakantan, P et al 2010
(200), Al-Qudah, AA and Awawdeh,
LA 2009 (164), Sert, S and Bayirli,
GS 2004 (3), Gulabivala, K et al 2002
(185), Gulabivala, K et al 2001 (186),
Zaatar, EI et al 1997 (19), Rocha, LF da
Costa et al 1996 (173), Çaliskan, MK
et al 1995 (4), Weine, FS et al 1988
(236), Vertucci, F 1984 (5), Hartwell, G
and Bellizzi, R 1982 (110)
Distal 1 Canal 88.2% 11.8% 14 Akhaghi, NM et al 2016 (194), Kim, SY 3293
et al 2016 (195), Silva, EJNL et al
2013 (197), Neelakantan, P et al 2010
(200), Al-Qudah, AA and Awawdeh,
LA 2009 (164), Sert, S and Bayirli,
GS 2004 (3), Gulabivala, K et al 2002
(185), Gulabivala, K et al 2001 (186),
Zaatar, EI et al 1997 (19), Rocha, LF
et al 1996 (173), Çaliskan, MK et al
1995 (4), Weine, FS et al 1988 (205),
Vertucci, F 1984 (5), Hartwell, G and
Bellizzi, R 1982 (110)
Third molar 2-3 Canals 6.9% 32.9% 51.0% 9.3% 2.2% 3 Somasundaram, P et al 2017 (207), 420 Highly variable;
Sidow, SJ et al 2000 (62), Guerisoli, variation is the
DM et al 1998 (63) norm
Chapter Outline
Why to Obturate? Sectional Method of Obturation/Chicago Technique
Timing of Obturation McSpadden Compaction/Thermomechanical
Extent of Root Canal Filling Compaction of the Gutta-Percha
Materials Used for Obturation Thermoplasticized Injectable Gutta-Percha Obturation
Methods of Sealer Placement Solid Core Carrier Technique
Obturation Techniques Obturation with Silver Cone
Armamentarium for Obturation Apical Third Filling
Lateral Compaction Technique Postobturation Instructions
Warm Vertical Compaction Technique Repair Following Endodontic Treatment
Temperature Control
Purulent Exudates
If obturation is done in tooth with purulent exudate, pres-
sure and subsequent tissue destruction may occur rapidly.
In such cases, calcium hydroxide should be placed as an
intracanal medicament.
Fig. 19.1 Radiograph showing obturation in maxillary premolar Fig. 19.3 Radiograph showing overextended obturation in
and molars. maxillary central incisor beyond the apex.
Obturation of Root Canal System 279
A B
Figs. 19.4A and B Radiograph showing overfilled: (A) Distal canal of mandibular molar; (B) Maxillary central incisor.
or well tolerated by the tissues in their set state and are used
in conjunction with the core filling material to establish an
adequate seal.
Grossman (1982) grouped acceptable filling materi-
als into plastics, solids, cements, and pastes. He gave the
following 10 requirements for an ideal root canal filling
material:
1. Easily introduced into root canal
2. Seal the canal laterally as well as apically
3. Not shrink after being inserted
4. Impervious to moisture
5. Bacteriostatic or at least do not encourage bacterial
growth
6. Radiopaque
7. Nonstaining the tooth structure
8. Nonirritating
Fig. 19.5 Radiograph showing underfilled canal of mandibular
second premolar. 9. Sterile/easily sterilized immediately before obturation
10. Easily removed from the root canal if necessary
Materials used for root canal obturation are:
Evaluation of obturation Silver cones
Radiographically, an obturated tooth should show Gutta-percha
• Three-dimensionally filled root canal
Custom cones
• Dense radiopaque filling of root canal system
Resilon
• Filling close to apical terminus without overextending
periapically Root canal sealers
But there can be difficulty in radiographic interpretation
due to radiopacity of sealer, overlying bony anatomy and Silver Cones
2-D view.
Jasper (1941) introduced silver cones with same success
rate as gutta-percha and easier to use
Materials Used for Obturation Rigidity provided by the silver cones made them easy to
An ideal root canal filling should be capable of completely place and permitted length control
preventing communication between the oral cavity and per- Due to stiffness of silver cones, these were mainly used
iapical tissue. Root canal sealers should be biocompatible for teeth with fine, tortuous, and curved canals like canals
280 Textbook of Endodontics
Advantages of gutta-percha
• Compatibility: Adaptation to canal walls
• Inertness: Makes it non reactive material
• Dimensionally stable
• Tissue tolerance
• Radiopacity: Easily recognizable on radiograph (Fig. 19.12)
• Plasticity: Becomes plastic when heated
• Dissolve in some solvents like chloroform, eucalyptus oil,
etc. This property makes it more versatile as canal filling
material
Disadvantages of gutta-percha
• Lack of rigidity: Bending of gutta-percha is seen when lateral
pressure is applied. So, difficult to use in smaller canals
• Easily displaced by pressure
Fig. 19.10 Thermafil gutta-percha.
• Lacks adhesive quality
Medicated Gutta-percha
Calcium hydroxide containing gutta-percha (Fig. 19.13):
These are available in ISO size of 15–140 and are made
by combining 58% of calcium hydroxide in matrix of 42%
gutta-percha. Action of calcium hydroxide is activated by
moisture in canal
Advantages of calcium hydroxide points
Ease of insertion and removal
Minimal or no residue left
Firm for easy insertion
Disadvantages
Short lived action
Radiolucent
Lack of sustained release
Calcium hydroxide plus points
• Along with calcium hydroxide and gutta-percha, they
Fig. 19.11 Gutta flow. contain tenside which reduces the surface tension
Obturation of Root Canal System 283
Fig. 19.13 Calcium hydroxide containing gutta-percha. Fig. 19.14 Real seal obturation system.
Contd...
Resin-Based Sealers
Contd...
288 Textbook of Endodontics
Contd...
Method of Use
Smear layer removal: Sodium hypochlorite should
not be the last irrigant to be used due to compatibility
issues with resins. Use 17% EDTA or 2% chlorhexidine
as a final rinse
Placement of primer: After drying the canal using paper
points, primer is applied up to apex. Use dry paper points
to wick out the excess primer from canal. Primer is very
important because it creates a collagen matrix that
increases the surface area for bonding. Low viscosity
primer also draws the sealer into the dentinal tubules
Placement of sealer: Sealer can be placed into canal
using a lentulo spiral or by coating the master cone
Obturation: Obturate the canals by lateral or warm
vertical compaction
Fig. 19.17 Resilon. Curing: Resilon is cured with a halogen curing light
for 40 s
Coronal restoration: A coronal restoration is done to
seal the access cavity
Resilon (Fig. 19.17) Advantages of epiphany
Resilon (Epiphany, Pentron Clinical Technologies; Biocompatible
Wallingford, CT; RealSeal, SybronEndo; Orange, CA) is Good coronal seal; so less microleakage
developed to overcome the problems associated with gutta- Nontoxic
percha, viz Nonmutagenic
Shrinkage of gutta-percha on cooling Forms monoblock
Gutta-percha does not bind physically to the sealer, Increases resistance to fracture in endodontically treated
it results in gap formation between the sealer and the teeth
gutta-percha
Disadvantage of epiphany
Resilon core shrinks only 0.5% and bonds to sealer by
Does not retain its softness after heating
polymerization, so no gaps are seen. It is biocompatible,
noncytotoxic, and nonmutagenic. The excellent sealing Monoblock Concept
ability of resilon system is attributed to the “monoblock”
which is formed by adhesion of the resilon cone to epiphany Literal meaning of monoblock is a single unit.
sealer, which adheres and penetrates into the dentin walls Monoblock concept means the creation of a solid, bonded,
of root canal system. continuous material from one dentin wall of the canal to
the other. Monoblock phenomenon strengthens the root by
approximately 20%.
Components of Resilon System Classification of monoblock concept based on number
Primer: It is a self-etch primer, which contains a sulfonic of interfaces present between core filling material and
acid terminated functional monomer, HEMA, water, and bonding substrate:
a polymerization initiator Primary: In this, obturation is completely done with core
Resilon sealer: It is a dual-cure, resin-based sealer. Resin material, for example, use of Hydron, MTA, BioGutta as en
matrix contains Bis-GMA, ethoxylated Bis-GMA, UDMA, masse materials (Fig. 19.18A).
and hydrophilic difunctional methacrylates. It contains Secondary: These have two circumferential interfaces,
fillers of calcium hydroxide, barium sulfate, barium glass, one between sealer and the primed dentin and other
bismuth oxychloride, and silica. Total filler content is between the sealer and core material (Fig. 19.18B). For
70% by weight example, resilon-based system.
Resilon core material: It is a thermoplastic synthetic Tertiary: In this, conventional gutta-percha surface is
polymer-based (polyester) core material which contains coated with resin which bonds with the sealer, which further
bioactive glass, bismuth oxychloride, and barium sulfate. bonds to canal walls. So, there are three circumferential
Filler content is 65% by weight interfaces (Fig. 19.18C):
Obturation of Root Canal System 291
1. Between the sealer and primed dentin Methods of Sealer Placement
2. Between the sealer and coating which has been applied
over gutta-percha to make them bondable to the root Coating the master cone and placing the sealer in canal
surface with a pumping action. (Fig. 19.19)
3. Between the coating and the core material Placing the sealer in canal with a lentulo spiral
For example, EndoRez and Activ GP system. (Fig. 19.20)
Two prerequisites for a monoblock to function as Placing the sealer on master apical file and turning the
mechanically homogenous unit: file counterclockwise (Fig. 19.21)
1. Material should be able to bond strongly and mutually Injecting the sealer with special syringes (Fig. 19.22)
to each other and substrate used for monoblock Sealer placement techniques vary with the status of api-
2. Monoblock material should have same modulus of cal foramen
elasticity as that of substrate (dentin/restoration) If apex is open, only apical one-third of master cone is coated
with sealer to prevent its extrusion into periapical tissues
If apex is closed, any of above techniques can be used
Obturation Techniques
Material of choice for obturation is gutta-percha in con-
junction with sealer. Obturation methods vary by direction
of compaction (lateral/vertical) and/or temperature of
gutta-percha used either cold or warm (plasticized) (Figs.
19.23A and B).
There are two basic procedures:
1. Lateral compaction of cold gutta-percha
2. Vertical compaction of warm gutta-percha
Other methods are the variations of warmed gutta-
A percha technique.
C
Figs. 19.18A to C (A) Primary monoblock concept; (B) Secondary
monoblock concept; (C) Tertiary monoblock concept. Fig. 19.20 Lentulo spiral for carrying sealer.
292 Textbook of Endodontics
A B
Figs. 19.23A and B (A) Lateral compaction of gutta-percha;
(B) Vertical compaction of gutta-percha.
Root canal obturation with gutta-percha as a filling material Lateral Compaction Technique
can be mainly divided into the following groups:
• Use of cold gutta-percha It is one of the most common methods used for root canal
– Lateral compaction technique obturation. It involves placement of tapered gutta-percha
• Use of chemically softened gutta-percha cones in canal and then compacting them under pressure
– Chloroform against the canal walls using a spreader. A canal should have
– Halothane continuous tapered shape with a definite apical stop, before
– Eucalyptol
it is ready to be filled by this method.
Obturation of Root Canal System 293
A B C
D E
I
F
G H
Figs. 19.24A to I Armamentarium for obturation: (A) Primary gutta-percha points; (B) Absorbent paper points; (C) Accessory gutta-
percha points; (D) Spreader, plugger and Lentulo spiral; (E) Endo organizer for keeping files and gutta-percha; (F) Endo gauge for
measuring size of gutta-percha; (G) Butane gas torch; (H) Gutta-percha cutter; (I) Scissor.
Technique
Following the canal preparation, select the master gutta-
percha cone whose diameter is same as that of master
apical file. One should feel the tugback with master gutta-
percha point (Fig. 19.25). Master gutta-percha point is
notched at the working distance analogous to the level
of incisal or occlusal edge reference point (Fig. 19.26)
Check the fit of cone radiographically. If found satisfac-
tory, remove the cone from the canal and place it in
sodium hypochlorite:
• If cone fits short of the working length, check for den-
tin chip debris, any ledge, or curve in the canal and
treat them accordingly (Figs. 19.27A and B)
• If cone selected is going beyond the foramen, either
select the larger number cone or cut that cone to the
Fig. 19.25 One should feel tugback with master
working length (Fig. 19.28) gutta-percha cone.
• If cone shows “s” shaped appearance in the radio-
graph, it means cone is too small for the canal. In
that case, a larger cone should be selected to fit in the Select the size of spreader to be used for lateral compac-
canal (Fig. 19.29) tion of that tooth. It should reach 1–2 mm of true working
294 Textbook of Endodontics
Fig. 19.26 Notching of gutta-percha at the level Fig. 19.28 If cone is going beyond apical foramen, cut the cone
of reference point. to working length or use larger number cone.
A B
Figs. 19.27A and B (A) Gutta-percha showing tight fit in middle and Fig. 19.29 S-shaped appearance of cone in mesial canal shows
space in apical third; (B) Gutta-percha cone showing tight fit only that cone is too small for the canal, replace it with bigger cone.
on apical part of the canal.
length without binding in the canal should occur, there not by pushing it sideways. It should reach 1–2 mm of the
is a chance for tooth fracture with excessive pressures prepared root length
(Fig. 19.30A). Remove spreader by rotating it back and forth. This com-
Dry the canal with paper points and apply sealer in canal. pacts the gutta-percha and creates a space for accessory
Place master gutta-percha cone in the canal (Fig. 19.30B) cones lateral to the master cone (Figs. 19.30D and E)
Coat the premeasured cone with sealer and place into Place accessory cone in this space and repeat the above
the canal. After master cone placement, place spreader procedure until spreader no longer penetrates beyond
into the canal alongside the cone (Fig. 19.30C). Spreader the cervical line (Fig. 19.30F)
helps in compaction of gutta-percha. It acts as a wedge to Now sever the protruding gutta-percha points at canal
squeeze the gutta-percha laterally under vertical pressure orifice with hot instrument
Obturation of Root Canal System 295
A B C D E F
Figs. 19.30A to F (A) Check the fit of the spreader; (B) place the master gutta-percha cone in sealer coated canal; (C) place the spreader
alongside the master cone to compact the cone; (D and E) Add accessory cones in the prepared space and repeat the step C to create
space for more accessory cones; (F) Place accessory cone in this space and repeat the above procedure until spreader no longer penetrates
beyond the cervical line.
Advantages
• Can be used in most clinical situations
• Positive dimensional stability of root filling
• During compaction of gutta-percha, it provides length control,
thus decreases the chances of overfilling
Disadvantages
• Presence of voids
• Increased sealer: GP ratio
• Does not produce homogenous mass
• Space may exist between accessory and master cones
(Fig. 19.31)
• Time-consuming
• Less able to seal lateral canals and intracanal defects
A B C
D E F
G H I
A B C D
E F G H
Figs. 19.33A to H (A) Thoroughly clean and shape the canal; (B) adjust the cone to working length; (C) dip apical 2 to 3 mm of cone into
solvent for 3 to 5 s; (D) Coat the canal with sealer; (E) Place the softened cone in the canal; (F and G) Compact the cone using spreader
and place the accessory gutta-percha cones; (H) Sever the protruding gutta-percha cones using hot burnisher.
Radiograph is taken to verify the fit and correct working Warm Vertical Compaction
length of the cone. When found satisfactory, cone is removed
from the canal and canal is irrigated with sterile water or 99% Technique
isopropyl alcohol to remove the residual solvent Vertical compaction of warm gutta-percha method of filling
After this canal is coated with sealer. Cone is dipped the root canal was introduced by Schilder with an objective
again for 2–3 s in the solvent and thereafter inserted into of filling all the portals of exit with maximum amount of
the canal with continuous apical pressure until the plier gutta-percha and minimum amount of sealer. This is also
touches the reference point known as Schilder’s technique of obturation. In this tech-
A finger spreader is then placed in the canal to compact nique using heated pluggers, pressure is applied in vertical
the gutta-percha laterally direction to heat softened gutta-percha which causes it to
Accessory gutta-percha cones are then placed in the flow and fill the canal space.
space created by spreader Basic requirements of a prepared canal to be filled by
Protruding gutta-percha points are cut at canal orifice vertical compaction technique are
with hot instrument Continuous tapering funnel shape from orifice to apex
Though this method is considered good for adapting (Fig. 19.34)
gutta-percha to the canal walls, chloroform dip fillings Apical opening to be as small as possible so as to prevent
have shown to produce volume shrinkage which may lead extrusion of obturating material
to poor apical seal.
298 Textbook of Endodontics
A B C
Fig. 19.34 Canal should be continuous funnel shape from orifice
to apex.
Technique
Select a master cone according to shape and size of the
prepared canal. Cone should fit in 1–2 mm of apical
stop because when softened material moves apically
into prepared canal, it adapts better to the canal walls
(Fig. 19.35A)
Confirm the fit of cone radiographically, if found satis-
D E F
factory, remove it from the canal and place in sodium
hypochlorite
Irrigate the canal and then dry by rinsing it with alcohol
and latter using the paper points
Select the heat transferring instrument and pluggers
according to canal shape and size (Figs. 19.35B to D)
Pluggers are prefitted at 5 mm intervals so as to capture
maximum cross-section area of the softened gutta-percha
Lightly coat the canal with sealer
Cut the coronal end of selected gutta-percha at incisal or
occlusal reference point
Now use heated plugger to force the gutta-percha into the
canal. Blunt end of plugger creates a deep depression in
the center of master cone (Fig. 19.35E). The outer walls
of softened gutta-percha are then folded inward to fill the
central void; at the same time, mass of softened gutta-
percha is moved apically and laterally. This procedure
also removes 2–3 mm of coronal part of gutta-percha G H I
Once apical filling is done, complete obturation by doing Figs. 19.35A to H (A) Select the master gutta-percha cone; (B) select
backfilling. Obturate the remaining canal by heating the plugger according to canal shape and size; (C) Larger sized
small segments of gutta-percha, carrying them into the plugger may bind the canal and may split the root; (D) Small plugger
canal and then compacting them using heated pluggers is ineffective for compaction; (E) Heated plugger used to compact
as described above (Figs. 19.35F to H) gutta-percha; (F to H) Back filling of the canal.
Obturation of Root Canal System 299
Take care not to overheat the gutta-percha because it will Canal shape should be continuous perfectly tapered
become too soft to handle Do not set the System B at high temperature because this
Do not apply sealer on the softened segments of gutta- may burn gutta-percha
percha because sealer will prevent their adherence to the While down packing, apply a constant firm pressure
body of gutta-percha present in the canal
After completion of obturation, clean the pulp cham- Technique (Figs. 19.37A to G)
ber with alcohol to remove remnants of sealer or Select the Buchanan plugger which matches with the
gutta-percha
selected gutta-percha cone. Place rubber stop on the
plugger and adjust it to its binding point in the canal
Advantages 5–7 mm short of working length
• Excellent sealing of canal apically, laterally and obturation of Confirm the fit of the gutta-percha cone
lateral as well as accessory canals
• Oval canals get better filled than with lateral compaction
Dry the canal, cut the gutta-percha 0.5 mm short of work-
technique ing length, and apply sealer in the canal
With the System B turned on to “use,” place it in touch
Disadvantages
• Increased risk of vertical root fracture mode, set the temperature at 200°C, and dial the power
• Overfilling of canals with gutta-percha or sealer from apex setting to 10. Sever the cone at the orifice with preheated
• Time-consuming plugger. Afterwards plugger is used to compact the
• Difficult to use in curved canals where rigid pluggers are softened gutta-percha at the orifice. Push the plugger
unable to penetrate to required depth smoothly through gutta-percha to 3–4 mm of binding
point
Release the switch. Hold the plugger here for 10 s with a
Temperature Control sustained pressure to take up any shrinkage which might
occur upon cooling of gutta-percha
System B, Downpak cordless obturation device, and Maintaining the apical pressure, activate the heat switch
Touch and heat are the devices which permit temperature
for 1 sec followed by 1 sec pause and then remove the
control.
plugger
After removal of plugger, introduce a small flexible end
System B: Continuous Wave of another plugger with pressure to confirm that apical
Condensation Technique mass of gutta-percha has cooled, set and not dislodged.
System B is newly developed device by Buchanan for warm- Following radiographic confirmation, canal is ready for
ing gutta-percha in the canal. It monitors temperature at the the backfill by any means
tip of heat carrier pluggers, thereby delivering a precised Advantages
amount of heat (Fig. 19.36). It creates single wave of heating and compacting thereby.
To have satisfactory 3-D obturation by using System B Compaction of filling material can be done at the same
technique, following precautions should be taken: time when it has been heat softened
Excellent apical control
Less technique sensitive
Fast, easy, predictable
Thorough condensation of the main canal and lateral
canals
Compaction of obturating materials occurs at all levels
simultaneously throughout the momentum of heating
and compacting instrument apically
Lateral/Vertical Compaction of
Warm Gutta-Percha
Vertical compaction causes dense obturation of the root
canal, while lateral compaction provides length control and
satisfactory ease and speed.
Fig. 19.36 System B cordless endodontic obturation system. Advantages of both of these techniques are provided
Courtesy: Kerr Sybron Endo. by a newer device, Endotec II, which helps the operator to
300 Textbook of Endodontics
A B
Technique
Adapt master gutta-percha cone in canal, select endotec
plugger, and activate the device
Insert the heated plugger in canal beside master cone to
be within 3–4 mm of the apex using light apical pressure
Afterwards, unheated spreader can be placed in the canal
C D
to create more space for accessory cones. This process is
continued until canal is filled
Advantages
Three-dimensional obturation of canal
Better sealing of accessory and lateral canals
Endotec can also be used to soften and remove the
gutta-percha
Calamus
Calamus is a recent technique of obturation of root canal
system. It combines both Calamus “Pack” and Calamus
“Flow” handpiece (Fig. 19.39). With the Pack and Flow posi-
tioned side by side, a dense apical plug is created. Its hand-
piece has a 360° activation cuff, which provides a smooth,
continuous flow of gutta-percha. Calamus Flow handpiece
is used with a one-piece gutta-percha cartridge and inte-
E F G grated cannula to dispense warm gutta-percha. Calamus
Figs. 19.37A to G (A) Selection of plugger according to shape Pack handpiece with an electric heat plugger (EHP) is used
and size of the canal; (B) Confirm fit of the cone; (C) Filling the to thermosoften, remove and condense gutta-percha. The
canal by turning on System B; (D) compaction of gutta-percha EHPs are available in three ISO color—black, yellow, and
by keeping the plugger for 10 s with sustained pressure; (E and blue—which correspond to working end diameters and
F) Removal of plugger; (G) Apical filling of root canal completed. tapers of 40/03, 50/05, and 60/06, respectively.
Obturation of Root Canal System 301
Fig. 19.39 Calamus dual obturation system. Fig. 19.40 Thermomechanical compaction of gutta-percha,
McSpadden compaction.
Thermoplasticized Injectable
Gutta-Percha Obturation
Obtura II Heated Gutta-Percha System/
High-Heat System
This technique was introduced in 1977 at Harvard insti-
tute. It consists of an electric control unit with pistol grip
syringe and specially designed gutta-percha pellets which
are heated to approximately 365–390°F (185–200°C) for
obturation (Fig. 19.41). In this, regular β-phase of gutta-
percha is used.
Ultrafil System
This system uses low temperature, (90°C) plasticized
α-phase gutta-percha
Here gutta-percha is available in three different viscosi-
ties for use in different situations
Regular set and the firm set with highest flow properties
primarily used for injection and need not be compacted
Fig. 19.41 Obtura II manually. Endoset is more of viscous and can be con-
Courtesy: Obtura Spartan, Fenton. densed immediately after injection
Obturation of Root Canal System 303
Fig. 19.43 Needle should reach 6–7 mm from the apical end.
Technique
Cannula needle is checked in canal for fitting. It should be
6–7 mm from apex (Fig. 19.43). After confirming the fit, it
is placed in heater which has a preset temperature of 90°C.
Apply sealer in the canal and passively insert the needle
into the canal. As the warm gutta-percha fills the canal,
its backpressure pushes the needle out of the canal
Once needle is removed, prefitted plugger dipped in
alcohol is used for manual compaction of gutta-percha
A B C D E
Figs. 19.47A to E (A) Select a thermafil obturator which fits into the canal passively at the working length; (B) Preheat the thermaprep
oven; (C) Place the heated obturator into the canal with firm apical pressure; (D) Cut the thermafil using therma cut bur; (E) Condense
gutta-percha vertically around the shaft.
Obturation of Root Canal System 305
Contraindications
Teeth with open apex
Large ovoid-shaped canals, like maxillary incisors,
premolars with oval single canals, etc.
Steps
Select a silver cone conforming the final shape and size
of the prepared canal. Check if it fits radiographically. If
Fig. 19.48 Gutta Flow. found satisfactory, remove it from the canal and sterilize
it over an alcohol flame
Dry the canal and coat the canal walls with sealer
Composition: Gutta flow consists of polydimethylsiloxane Insert the cone into the canal with sterile cotton plier or
matrix filled with powdered gutta-percha, silicon oil, Stieglitz forceps
paraffin oil, platinum, zirconium dioxide, and nano silver. Take a radiograph to see the fit of cone. If satisfactory,
Advantages fill the remaining canal with accessory gutta-percha
Easy to use cones
Time saving
Remove excess of sealer with cotton pellet and place
Does not require compaction restoration in the pulp chamber
Does not require heating Advantages
Biocompatible Easy handling and placement
Can be easily removed for retreatment Negotiates extremely curved canals
Radiopaque in nature
Obturation with Silver Cone Mild antibacterial property
teeth with fine, tortuous, curved canals which make use of Difficult to retrieve if it is snugly fitting
gutta-percha with difficulty (Fig. 19.49). Nonadaptable, so does not seal accessory canals
Simplifill Obturator Set the rubber stop 4 mm short of the working length and
advance GP plug apically without rotating the handle
It was originally developed at light speed technology so Once GP plug fits apically, rotate the carrier anticlock-
as to complement the canal shape formed by using light wise without pushing or pulling the handle of carrier
speed instruments. In this, the apical gutta-percha size is Now backfilling of canal is done using syringe system
the same ISO size as the light speed master apical rotary.
Here a stainless steel carrier is used to place gutta-percha
in apical portion of the canal (Fig. 19.50).
Fiberfill Obturator
This obturation technique combines a resin post and
Steps (Figs. 19.51A to D) obturator forming a single until and apical 5–7 mm of
Try the size of apical GP plug so as to ensure an optimal gutta-percha
apical fitting. This apical GP plug is of same size as the
This apical gutta-percha is attached with a thin flexible
light speed master apical rotary filament to be used in moderately curved canals
Advantage of this technique is that due to presence of
dual cure resin sealer, chances of coronal microleakage
are less
But it poses difficulty in retreatment cases
A B C D
Figs. 19.51A to D (A) Check the fit of apical gutta-percha (GP) plug; (B) condense apical GP plug to working length; (C) Once GP plug fits
apically, rotate the carrier anticlockwise without pushing or pulling the handle of carrier; (D) Backfilling of canal is done using syringe system.
Obturation of Root Canal System 307
A B C D
Figs. 19.52A to D (A) Compaction of dentin chips apically; (B) dentin chips produced by use of Gates-Glidden drills; (C) chips being
compacted with blunt end of instrument/paper point; (D) compaction of dentin chips in apical 2 mm from working length to stimulate
hard tissue formation.
Advantages
Biocompatible
Promotes healing and decreases inflammation
Prevents extrusion of filling material from the canal
space
Disadvantage
Care must be taken in this technique, because infected pulp
Fig. 19.53 Placement of Ca(OH)2 in the canal.
tissue can be present in the dentinal mass.
Calcium Hydroxide
Mineral Trioxide Aggregate
It has also been used frequently as apical barrier. Calcium
hydroxide has shown to stimulate cementogenesis. It can Mineral trioxide aggregate was developed by Dr Torabinejad
be used both in dry or moist state. in 1993 (Fig. 19.54). It contains tricalcium silicate, dical-
Moist calcium hydroxide is placed with the help of plug- cium silicate, tricalcium aluminate, bismuth oxide, calcium
ger and amalgam carrier, injectable syringes, or by lentulo sulfate, and tetracalcium aluminoferrite.
spirals. pH of MTA is 12.5, thus having its biological and histo-
Dry form of Ca(OH)2 is carried into canal by amalgam logical properties similar to calcium hydroxide. Setting time
carrier which is then packed with pluggers (Fig. 19.53). is 2 h and 45 min. In contrast to Ca(OH)2, it produces hard
Calcium hydroxide has shown to be a biocompatible mate- setting nonresorbable surface.
rial with potential to induce an apical barrier in apexifica- Because of being hydrophilic in nature, it sets in a moist
tion procedures. environment. It has low solubility and shows resistance to
308 Textbook of Endodontics
Coronal Seal
Irrespective of the technique used to obturate the canal,
coronal leakage can occur through well-obturated canals,
resulting in infection of the periapical area. Coronal seal
should be enhanced by the application of restorative
materials (like Cavit, super EBA cement, MTA) over the
canal orifice.
Postobturation Instructions
Postoburation pain can be seen in some cases. Since
pain is a subjective symptom which is related to many
factors like presence of preoperative pain, periradicular
infection, retreatment, etc. Sometimes, pain is due to
extrusion of root canal filling or a tiny bubble of air, which
Fig. 19.54 Mineral trioxide aggregate.
can be forced out periapically causing pressure and pain.
Pain is most likely to occur in first 24 h and decreases as
the time passes. Patient is advised not to chew unduly
on the treated tooth until it is protected by permanent
restoration.
Patient Recall
Patient should be recalled regularly to evaluate tissue repair
and healing progresses.
In case of periapical radiolucency, radiographs should be
taken at 3, 6, and 9 months interval period to see continued
new bone formation. Radiograph of a successful endodontic
treatment shows uniformly thickened periodontal ligament
and continuous lamina dura along the root.
marginal leakage. It also exhibits excellent biocompatibility Repair occurs in the following steps:
in relation with vital tissues. • Organization of blood clot
To use MTA, mix a small amount of liquid and powder • Formation of granulation tissue
to putty consistency. Since MTA mix is a loose granular • Development of scar tissue by laying down of collagen fibers
aggregate, it cannot be carried out in cavity with normal
cement carrier and thus has to be carried in the canal with In periapical area, bone is there. Here healing process is
messing gun, amalgam carrier, or specially designed car- more complicated because soft tissue must be converted
rier (Fig. 19.55). After its placement, it is compacted with to hard tissue
micropluggers. Bone contains protein matrix filled with calcium com-
Advantages of MTA include its excellent biocompat- pounds like calcium phosphate and calcium carbonate.
ibility, least toxicity of all the filling materials, radiopaque This protein matrix is formed by osteoblasts
nature, bacteriostatic nature, and resistance to marginal Osteoblasts produce enzyme called alkaline phosphatase,
leakage. However, it is difficult to manipulate with long which separates in organic phosphorus from organically
setting time (3–4 h). bound phosphorus
Obturation of Root Canal System 309
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