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Seismic Design Principles

by Gabor Lorant, FAIA
Lorant Group, Inc. & Gabor Lorant Architects, Inc.(http://www.gaborlorant.com/)
Last updated: 03-15-2012

INTRODUCTION
This resource page provides an introduction to the concepts and principles of seismic design,
including strategies for designing earthquake-resistant buildings to ensure the health,
safety(/design/ensure_health.php), and security of building occupants and
assets(/design/provide_security.php).
The essence of successful seismic design is three-fold. First, the design team must take a multi-
hazard approach towards design that accounts for the potential impacts of seismic forces as
well as all the major hazards to which an area is vulnerable. Second, performance-based
requirements, which may exceed the minimum life safety requirements of current seismic codes,
must be established to respond appropriately to the threats and risks posed by natural hazards
on the building's mission and occupants. Third, and as important as the others, because
earthquake forces are dynamic and each building responds according to its own design
complexity, it is essential that the design team work collaboratively and have a common
understanding of the terms and methods used in the seismic design process.
In addition, as a general rule, buildings designed to resist earthquakes should also resist
blast(resistexplosivethreat.php) (terrorism) or wind, suffering less damage. For example, were
the Oklahoma Federal Building designed to seismic design standards, the damage caused by the
blast would have been much less (refer to MAT Report FEMA 277(http://www.fema.gov/media-
library/assets/documents/1967?id=1530)). For more information, see WBDG Designing
Buildings to Resist Explosive Threats(resistexplosivethreat.php) section on Seismic vs. Blast
Protection.

DESCRIPTION
About half of the states and territories in the United States—more than 109 million people and
4.3 million businesses—and most of the other populous regions of the earth are exposed to risks
from seismic hazards. In the U.S. alone, the average direct cost of earthquake damage is
estimated at $1 billion/year while indirect business losses are estimated to exceed $2
billion/year.

Fig. 1. Seismicity of the United States

A. Origin and Measurement of Earthquakes

Plate Tectonics, the Cause of Earthquakes
Earthquakes are the shaking, rolling, or sudden shock of the earth's surface. Basically, the Earth's
crust consists of a series of "plates" floating over the interior, continually moving (at 2 to 130
millimeters per year), spreading from the center, sinking at the edges, and being regenerated.
Friction caused by plates colliding, extending, or subducting (one plate slides under the other)
builds up stresses that, when released, causes an earthquake to radiate through the crust in a
complex wave motion, producing ground failure (in the form of surface faulting [a split in the
ground], landslides, liquefaction, or subsidence), or tsunami. This, in turn, can cause anywhere
from minor damage to total devastation of the built environment near where the earthquake
occurred.

Fig. 2. Left: Ground failure-landslide—Alaska, 1964 and Right: Liquefaction damage—

Niigata, Japan 1964

Fig. 3. Left: Saada Hotel (before)—Agadir, Morocco, 1960 and Right: Saada Hotel (after)
ground shaking damage—Agadir, Morocco, 1960

Measuring Seismic Forces

In order to characterize or measure the effect of an earthquake on the ground (a.k.a. ground
motion), the following definitions are commonly used:
Acceleration is the rate of change of speed, measured in "g"s at 980 cm/sec² or 1.00 g.
For example,
0.001g or 1 cm/sec2 is perceptible by people
0.02 g or 20 cm/sec2 causes people to lose their balance
0.50g is very high but buildings can survive it if the duration is short and if the mass and
configuration has enough damping
Velocity (or speed) is the rate of change of position, measured in centimeters per second.
Displacement is the distance from the point of rest, measured in centimeters.
Duration is the length of time the shock cycles persists.
Magnitude is the "size" of the earthquake, measured by the Richter scale, which ranges from 1-
10. The Richter scale is based on the maximum amplitude of certain seismic waves, and
seismologists estimate that each unit of the Richter scale is a 31 times increase of energy.
Moment Magnitude Scale is a recent measure that is becoming more frequently used.
If the level of acceleration is combined with duration, the power of destruction is defined.
Usually, the longer the duration, the less acceleration the building can endure. A building can
withstand very high acceleration for a very short duration in proportion with damping measures
incorporated in the structure.
Intensity is the amount of damage the earthquake causes locally, which can be characterized by
the 12 level Modified Mercalli Scale (MM) where each level designates a certain amount of
destruction correlated to ground acceleration. Earthquake damage will vary depending on
distance from origin (or epicenter), local soil conditions, and the type of construction.

B. Effects of Earthquakes on Buildings

Seismic Terminology (For definitions of terms used in this resource page, see Glossary of
Seismic Terminology(/pdfs/seismic_glossary.pdf))
The aforementioned seismic measures are used to calculate forces that earthquakes impose on
buildings. Ground shaking (pushing back and forth, sideways, up and down) generates internal
forces within buildings called the Inertial Force (FInertial), which in turn causes most seismic
damage.
FInertial = Mass (M) X Acceleration (A).
The greater the mass (weight of the building), the greater the internal inertial forces generated.
Lightweight construction with less mass is typically an advantage in seismic design. Greater
mass generates greater lateral forces, thereby increasing the possibility of columns being
displaced, out of plumb, and/or buckling under vertical load (P delta Effect).
Earthquakes generate waves that may be slow and long, or short and abrupt. The length of a full
cycle in seconds is the Period of the wave and is the inverse of the Frequency. All objects,
including buildings, have a natural or fundamental period at which they vibrate if jolted by a
shock. The natural period is a primary consideration for seismic design, although other aspects
of the building design may also contribute to a lesser degree to the mitigation measures. If the
period of the shock wave and the natural period of the building coincide, then the building will
"resonate" and its vibration will increase or "amplify" several times.

Fig. 4. Height is the main determinant of fundamental period—each

object has its own fundamental period at which it will vibrate. The
period is proportionate to the height of the building.

The soil also has a period varying between 0.4 and 1.5 sec., very soft soil being 2.0 sec. Soft
soils generally have a tendency to increase shaking as much as 2 to 6 times as compared to
rock. Also, the period of the soil coinciding with the natural period of the building can greatly
amplify acceleration of the building and is therefore a design consideration.

Fig. 5. Tall buildings will undergo several modes of vibration, but for
seismic purposes (except for very tall buildings) the fundamental
period, or first mode is usually the most significant.

Seismic Design Factors

The following factors affect and are affected by the design of the building. It is important that the
design team understands these factors and deal with them prudently in the design phase.
Torsion: Objects and buildings have a center of mass, a point by which the object (building) can
be balanced without rotation occurring. If the mass is uniformly distributed then the geometric
center of the floor and the center of mass may coincide. Uneven mass distribution will position
the center of mass outside of the geometric center causing "torsion" generating stress
concentrations. A certain amount of torsion is unavoidable in every building design. Symmetrical
arrangement of masses, however, will result in balanced stiffness against either direction and
keep torsion within a manageable range.
Damping: Buildings in general are poor resonators to dynamic shock and dissipate vibration by
absorbing it. Damping is a rate at which natural vibration is absorbed.
Ductility: Ductility is the characteristic of a material (such as steel) to bend, flex, or move, but
fails only after considerable deformation has occurred. Non-ductile materials (such as poorly
reinforced concrete) fail abruptly by crumbling. Good ductility can be achieved with carefully
detailed joints.
Strength and Stiffness: Strength is a property of a material to resist and bear applied forces
within a safe limit. Stiffness of a material is a degree of resistance to deflection or drift (drift
being a horizontal story-to-story relative displacement).
Building Configuration: This term defines a building's size and shape, and structural and
nonstructural elements. Building configuration determines the way seismic forces are distributed
within the structure, their relative magnitude, and problematic design concerns.
Regular Configuration buildings have Shear Walls or Moment-Resistant Frames or Braced
Frames and generally have:
Low Height to Base Ratios
Equal Floor Heights
Symmetrical Plans
Uniform Sections and Elevations
Maximum Torsional Resistance
Short Spans and Redundancy
Direct Load Paths
Irregular Configuration buildings are those that differ from the "Regular" definition and have
problematic stress concentrations and torsion.

Left: Fig. 6. Irregular and Regular Building Configurations View enlarged

illustration(/images/media_img.php?m=seismic_8lg.gif&w=660&h=475)
Right: Fig. 7. Buildings seldom overturn—they fall apart or "pancake"

Soft First Story is a discontinuity of strength and stiffness for lateral load at the ground level.
Discontinuous Shear Walls do not line up consistently one upon the other causing "soft" levels.
Variation in Perimeter Strength and Stiffness such as an open front on the ground level usually
causes eccentricity or torsion.
Reentrant Corners in the shapes of H, L, T, U, +, or [] develop stress concentration at the reentrant
corner and torsion. Seismic designs should adequately separate reentrant corners or strengthen
them.
Knowledge of the building's period, torsion, damping, ductility, strength, stiffness, and
configuration can help one determine the most appropriate seismic design devices and
mitigation strategies to employ.

C. Seismic Design Strategies and Devices

Diaphragms: Floors and roofs can be used as rigid horizontal planes, or diaphragms, to transfer
lateral forces to vertical resisting elements such as walls or frames.
Shear Walls: Strategically located stiffened walls are shear walls and are capable of transferring
lateral forces from floors and roofs to the foundation.
Braced Frames: Vertical frames that transfer lateral loads from floors and roofs to foundations.
Like shear walls, Braced Frames are designed to take lateral loads but are used where shear
walls are impractical.
Moment-Resistant Frames: Column/beam joints in moment-resistant frames are designed to
take both shear and bending thereby eliminating the space limitations of solid shear walls or
braced frames. The column/beam joints are carefully designed to be stiff yet to allow some
deformation for energy dissipation taking advantage of the ductility of steel (reinforced concrete
can be designed as a Moment-Resistant Frame as well).

Fig. 8. Left: Concentric Braced Frame and Right: Eccentric Braced Frame, with
link beams

Energy-Dissipating Devices: Making the building structure more resistive will increase shaking
which may damage the contents or the function of the building. Energy-Dissipating Devices are
used to minimize shaking. Energy will dissipate if ductile materials deform in a controlled way.
An example is Eccentric Bracing whereby the controlled deformation of framing members
dissipates energy. However, this will not eliminate or reduce damage to building contents. A
more direct solution is the use of energy dissipating devices that function like shock absorbers
in a moving car. The period of the building will be lengthened and the building will "ride out" the
shaking within a tolerable range.
Base Isolation: This seismic design strategy involves separating the
building from the foundation and acts to absorb shock. As the ground
moves, the building moves at a slower pace because the isolators
dissipate a large part of the shock. The building must be designed to act
as a unit, or "rigid box", of appropriate height (to avoid overturning) and
have flexible utility connections to accommodate movement at its base.
Base Isolation is easiest to incorporate in the design of new Fig. 9. Base Isolation Bearings are used to

construction. Existing buildings may require alterations to be made modify the transmission of the forces from
the ground to the building
more rigid to move as a unit with foundations separated from the
superstructure to insert the Base Isolators. Additional space (a "moat") must be provided for
horizontal displacement (the whole building will move back and forth a whole foot or more).
Base Isolation retrofit is a costly operation that is most commonly appropriate in high asset
value facilities and may require partial or the full removal of building occupants during
installation.
The materials used for Elastomeric Isolators are natural rubber, high-
damping rubber, or another elastomer in combination with metal parts.
Frictive Isolators are also used and are made primarily of metal parts.
Tall buildings cannot be base-isolated or they would overturn. Being
very flexible compared to low-rise buildings, their horizontal
displacement needs to be controlled. This can be achieved by the use of
Dampers, which absorb a good part of the energy making the Fig. 10. Passive Energy Dissipation
includes the introduction of devices such
displacement tolerable. Retrofitting existing buildings is often easier as dampers to dissipate earthquake energy
producing friction or deformation.
with dampers than with base isolators, especially if the application is
external or does not interfere with the occupants.
There are many types of dampers used to mitigate seismic effects, including:
Hysteric dampers utilize the deformation of metal parts
Visco-elastic dampers stretch an elastomer in combination with metal parts
Frictive dampers use metal or other surfaces in friction
Viscous dampers compress a fluid in a piston-like device
Hybrid dampers utilize the combination of elastomeric and metal or other parts

D. Nonstructural Damage Control

All items, which are not part of the structural system, are considered as "nonstructural", and
include such building elements as:
Exterior cladding and curtain walls
Parapet walls
Canopies and marquees
Chimneys and stacks
Partitions, doors, windows
Suspended ceilings
Routes of exit and entrance
Mechanical, Plumbing, Electrical and Communications equipment
Elevators
Furniture and equipment
These items must be stabilized with bracing to prevent their damage or total destruction.
Building machinery and equipment can be outfitted with seismic isolating devices, which are
modified versions of the standard Vibration Isolators.
Loss arising from nonstructural damage can be a multiple of the structural losses. Loss of
business and failure of entire businesses was very high in the Loma Prieta, Northridge, and Kobe
earthquakes due to both structural and nonstructural seismic damages.

APPLICATION
The principles and strategies of seismic design and construction are applied in a systematic
approach that matches an appropriate response to specific conditions through the following
major steps:

1. Analyze Site Conditions

The location and physical properties of the site(/design/site_potential.php) are the primary
influences the entire design process. The following questions can serve as a checklist to identify
seismic design objectives.
1. Where is the location of the nearest fault?
2. Are there unconsolidated natural or man-made fills present?
3. Is there a potential for landslide or liquefaction on or near the site?
4. Are there vulnerable transportation, communication, and utilities connections?
5. Are there any hazardous materials on the site to be protected?
6. Is there potential for battering by adjacent buildings?
7. Is there exposure to potential flood from tsunami, seiche, or dam failure?
Consider mission critical or business continuity threats of seismicity on adjacent sites or
elsewhere in the vicinity that may render the project site inaccessible or causes the loss of
utilities, threat of fire, or the release of toxic materials to the site. Conduct subsurface
investigations to discover loose soils or uncontrolled fill that could increase ground motion. Hard
dense soils remain more stable, while solid dense rock is the most predictable and seismically
safe building base.

2. Establish Seismic Design Objectives

A performance-based approach to establishing seismic design
objectives(/design/meet_performance.php) is recommended. This determines a level of
predictable building behavior by responding to the maximum considered earthquake. A
threat/vulnerability assessment and risk analysis(riskanalysis.php) can be used to define the
level of performance desired for the building project. Some suggested seismic design
performance goals are:
Conform to local building codes providing "Life Safety," meaning that the building may
collapse eventually but not during the earthquake.
Design for repairable structural damage, required evacuation of the building, and acceptable
loss of business for stipulated number of days.
Design for repairable nonstructural damage, partial or full evacuation, and acceptable loss of
business for stipulated number of days due to repair.
Design for repairable structural damage, no evacuation required, and acceptable loss of
business for stipulated number of days due to repair.
No structural damage, repairable nonstructural damage, no evacuation, and acceptable loss
of business for stipulated number of days due to repair.
No structural or nonstructural damage, and no loss of business caused by either (excluding
damage to tenants' own equipment such as file cabinets, bookshelves, furniture, office
equipment etc. if not properly anchored).
Regarding the magnitude of the earthquake it may also be stipulated as "Low," "Moderate," or
"Large" as another matrix of grading threat and establishing corresponding building performance
goals.

3. Select/Design Appropriate Structural Systems

Seismic design objectives can greatly influence the selection of the most appropriate structural
system and related building systems for the project. Some construction type options, and
corresponding seismic properties, are:
Wood or timber frame (good energy absorption, light weight, framing connections are critical).
Reinforced masonry walls (good energy absorption if walls and floors are well integrated;
proportion of spandrels and piers are critical to avoid cracking)
Reinforced concrete walls (good energy absorption if walls and floors well integrated;
proportion of spandrels and piers are critical to avoid cracking)
Steel frame with masonry fill-in walls (good energy absorption if bay sizes are small and
 building plan is uniform)
Steel frame, braced (extensive bracing, detailing, and proportions are important)
Steel frame, moment-resisting (good energy absorption, connections are critical)
Steel frame, eccentrically braced (excellent energy absorption, connections are critical)
Pre-cast concrete frame (poor performer without special energy absorbing connections)
Structural and architectural detailing and construction quality control is very important to ensure
ductility and natural damping and to keep damages to a limited and repairable range. The
prospect of structural and nonstructural damage is not likely to be eliminated without the
prudent use of energy-dissipating devices. The cost of adding energy-dissipating devices is in
the range of 1-2% of the total structural cost. This is not a large number, particularly when related
to the life-cycle cost(lcca.php) of the building. Within a 30-50 year life cycle the cost is negligible.

RELEVANT CODES AND STANDARDS

Many building codes and governmental standards exist pertaining to design and construction for
seismic hazard mitigation. As previously mentioned, building code requirements are primarily
prescriptive and define seismic zones and minimum safety factors to "design to." Codes
pertaining to seismic requirements may be local, state, or regional building codes or
amendments and should be researched thoroughly by the design professional.
Many governmental agencies at the federal level have seismic standards, criteria, and program
specialists who are involved in major building programs and can give further guidance on special
requirements.
Federal Emergency Management Agency(http://www.fema.gov/earthquake) (FEMA)
Provides a number of web-based "Disaster Communities," organized around multi-hazard
issues, including an Earthquake Disaster Community with major seismic related FEMA
publications.
International Code Council(http://www.intlcode.org/) (ICC)
ICC was established(http://www.iccsafe.org/AboutICC/Pages/default.aspx) in 1994 to
developing a single set of comprehensive and coordinated national model construction
codes. The founders of the ICC are Building Officials and Code Administrators International,
Inc. (BOCA), International Conference of Building Officials (ICBO), and Southern Building Code
Congress International, Inc. (SBCCI).
National Earthquake Hazards Reduction Program(http://www.fema.gov/national-earthquake-
hazards-reduction-program) (NEHRP)
FEMA's earthquake program was established in 1977, under the authority of the Earthquake
Hazards Reduction Act of 1977, enacted as Public Law 101-614(http://thomas.loc.gov/cgi-
bin/bdquery/z?d101:SN02789:%7CTOM:/bss/d101query.html%7C). The purpose of the
National Earthquake Hazards Reduction Program (NEHRP) is to reduce the risks of life and
property from future earthquakes. FEMA serves as lead agency among the four primary
NEHRP federal partners, responsible for planning and coordinating the Program.
Standards of Seismic Safety for Existing Federally Owned and Leased
Buildings(http://fire.nist.gov/bfrlpubs/build01/art056.html)—a report of the NIST Interagency
Committee on Seismic Safety in Construction (ICSSC RP 6) (NISTIR 6762)

ADDITIONAL RESOURCES
For definitions of terms used in this resource page, see Glossary of Seismic
Terminology(/pdfs/seismic_glossary.pdf).

WBDG
Design Objectives
Functional / Operational—Ensure Occupant Safety and Health(/design/ensure_health.php), Secure / Safe(/design/secure_safe.php)Secure / Safe—Natural Hazards
Mitigation(/design/resist_hazards.php), Secure / Safe—Provide Security for Building Occupants and Assets(/design/provide_security.php)

Products and Systems

Building Envelope Design Guide: Wall Systems Branch(/design/env_wall.php); Federal Green
Construction Guide for Specifiers(/design/greenspec.php)

Organizations
American Council of Engineering Companies(http://www.acec.org/)
American Society of Civil Engineers(http://www.pubs.asce.org/)
Building Seismic Safety Council (NIBS)(http://www.bssconline.org/)—The Building Seismic
Safety Council (BSSC), established by the National Institute of Building Sciences develops and
promotes building earthquake risk mitigation, regulatory provisions for the nation.

Websites
Federal Emergency Management Agency (FEMA) Mitigation
Division(https://www.fema.gov/what-mitigation/federal-insurance-mitigation-administration)
—One of the features of FEMA's site is a map library, containing: GIS mapping products and
data for the latest disasters, along with current and prior year disasters and custom hazard
maps that can be created by entering a zip code and selecting from a variety of hazard types
to help determine disaster risks in any community. In addition, the Mitigation Directorate's
Flood Hazard Mapping Technical Services Division maintains and updates the National Flood
Insurance Program maps.
Mitigation Clearinghouse(http://mitigationclearinghouse.nibs.org/)—The Clearinghouse
serves to provide a dynamic resource library, thereby improving discovery and accessibility of
mitigation related literature.
Natural Hazards Center(http://www.colorado.edu/hazards/)—The Natural Hazards Center,
located at the University of Colorado, Boulder, Colorado, USA, is a national and international
clearinghouse for information on natural hazards and human adjustments to hazards and
disasters.
Seismosoft(http://www.seismolinks.com/)—A large ad hoc worldwide web community for
seismic engineering with links to popular web sites, publications, and tools.
USGS National Earthquake Information
Center(http://earthquake.usgs.gov/contactus/golden/neic.php)

Publications
Design Guideline for Seismic Resistant Water Pipeline Installations by American Lifelines
Alliance. 2005.
UFC 1-200-01 General Building Requirements(/ccb/browse_doc.php?d=400)
UFC 3-310-04 Seismic Design for Buildings(/ccb/browse_doc.php?d=7228)

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