bioRxiv preprint doi: https://doi.org/10.1101/158550. this version posted July 5, 2017. The copyright holder for this preprint (which was not
certified by peer review) is the author/funder. It is made available under a CC-BY-NC-ND 4.0 International license.
Despite egg-adaptive mutations, the 2012-13 H3N2 influenza vaccine induced comparable
antibody titers to the intended strain
Sarah Cobey1, Kaela Parkhouse2, Benjamin S. Chambers2,*, Hildegund C. Ertl3, Kenneth E.
Schmader3, Rebecca A. Halpin4, Xudong Lin4, Timothy B. Stockwell4, Suman R. Das4,#, Emily
Landon5, Vera Tesic6, Ilan Youngster7,8, Benjamin Pinsky9,10, David E. Wentworth4,&, Scott E.
Hensley2, Yonatan H. Grad11,12
1. Department of Ecology & Evolution, The University of Chicago, Chicago, IL
2. Department of Microbiology, Perelman School of Medicine, The University of Pennsylvania, Philadelphia, PA
3. Division of Geriatrics, Duke University Medical Center; Geriatric Research, Education, and Clinical Center, Durham
VA Medical Center, Durham, NC
4. Department of Infectious Disease, J. Craig Venter Institute, Rockville, MD, USA
5. Department of Medicine, The University of Chicago, Chicago, IL
6. Department of Pathology, The University of Chicago, Chicago, IL
7. Division of Pediatrics and the Center for Microbiome Research, Assaf Harofeh Medical Center, Tel Aviv University,
Tel Aviv, Israel
8. Division of Infectious Diseases, Boston Children's Hospital, Boston, MA.
9. Department of Pathology, Stanford University School of Medicine, Stanford, CA, USA
10. Division of Infectious Diseases and Geographic Medicine, Department of Medicine, Stanford University School of
Medicine, Stanford, CA, USA
11. Department of Immunology and Infectious Diseases, Harvard TH Chan School of Public Health, Boston MA, USA
12. Division of Infectious Diseases, Brigham and Women’s Hospital, Harvard Medical School, Boston MA, USA
* current address: Department of Molecular Genetics and Microbiology, Duke University
#
current address: Department of Medicine, Vanderbilt University Medical Center, Nashville, TN, USA
&
current address: Virology Surveillance and Diagnosis Branch, Influenza Division, Centers for Disease Control and
Prevention, Atlanta, GA, USA
Corresponding author: Yonatan H. Grad (ygrad@hsph.harvard.edu)
Alternate corresponding author: Sarah Cobey (cobey@uchicago.edu)
Abstract
Background: Influenza vaccination aims to prevent infection by influenza virus and reduce associated morbidity and mortality; however, vaccine effectiveness (VE) can be modest, especially
for subtype A/H3N2. Failure to achieve consistently high VE has been attributed both to mismatches between the vaccine and circulating influenza strains and to the vaccine's elicitation of
protective immunity in only a subset of the population. The low H3N2 VE in 2012-13 was attributed to egg-adaptive mutations that created antigenic mismatch between the intended
(A/Victoria/361/2011) and actual vaccine strain (IVR-165).
Methods: We investigate the basis of the low VE in 2012-2013 by evaluating whether vaccinated and unvaccinated individuals were infected by different viral strains and assessing the serologic responses to A/Victoria/361/2011 and the IVR-165 vaccine strain in an adult cohort before
and after vaccination.
Results: We found no significant genetic differences between the strains that infected vaccinated and unvaccinated individuals. Vaccination increased titers to A/Victoria/361/2011 as much as
to IVR-165. These results are consistent with the hypothesis that vaccination served merely to
boost preexisting cross-reactive immune responses, which provided limited protection against
infection with the circulating influenza strains.
Conclusions: In contrast to suggestive analyses based on ferret antisera, low H3N2 VE in 201213 does not appear to be due to the failure of the egg-adapted strain to induce a response to
the intended vaccine strain. Instead, low VE might have been caused by the emergence of antigenically novel influenza strains and low vaccine immunogenicity in a subset of the population.
1
bioRxiv preprint doi: https://doi.org/10.1101/158550. this version posted July 5, 2017. The copyright holder for this preprint (which was not
certified by peer review) is the author/funder. It is made available under a CC-BY-NC-ND 4.0 International license.
Introduction
Vaccination is one of the most important public health interventions to mitigate the annual threat
of influenza. Each season, an estimated 4% of the <65-year age group seek outpatient care for
influenza-related symptoms, and 12,000-56,000 people die from influenza infection in the US [1,
2]. Vaccination in the US population has been increasing, with estimates from 2016 ranging
from 34.3% in the 18-49-year age group to 56.6% in the >65-year age group [3]. However, the
protection provided by vaccination continues to be modest, particularly against the H3N2 viruses, with a recent meta-analysis reporting pooled vaccine effectiveness (VE) of 33% (95% CI 2639) for A/H3N2, 61% (57-65) for A/H1N1pdm09, and 54% (46-61) for B [4].
What explains this modest effectiveness, particularly for the H3N2? A common explanation is
that the vaccine and circulating strains are antigenically different, implying that vaccination protects against the vaccine strain but is less protective against antigenically distinct circulating
strains. Meta-analyses have indicated that VE to antigenically variant viruses is worse than to
matched viruses [4, 5]. Mismatches can arise from inaccurate prediction of the future strains
that will dominate a season and the significant antigenic diversity of co-circulating strains [6-8]
as well as mutations associated with egg adaptation that are acquired during, and facilitate,
vaccine production by most large-scale manufacturers [9].
Antigenic mismatch between the vaccine and circulating strains may have lowered VE during
the H3N2-dominated 2012-13 season, when influenza VE was estimated to be 39% (95% CI,
29-47) [10]. The limited effectiveness was attributed to mutations in the intended H3N2 vaccine
strain, A/Victoria/361/2011 (Vic/361), in several epitopes that arose during growth in eggs, yielding an egg-adapted vaccine strain used by vaccine manufacturers (IVR-165) [11]. Although
some of these mutations occurred in the head of the hemagglutinin (HA) near the receptorbinding site (H156Q, G186V, S219Y) and may thus be especially immunogenic [12], it is notable
that the estimated VE for the season was typical for recent A/H3N2 seasons.
Low VE might also have arisen from especially poor vaccine-induced protection in particular
host subpopulations [13, 14]. Differences in VE by age [4, 10] have led to speculation that ageassociated differences in infection and vaccination history [15, 16] affect protection [17, 18]. Notably, naive ferrets infected with IVR-165 developed titers that were 16- to 32-fold lower against
Vic/361 compared to IVR-165, but naive ferrets infected with Vic/361 developed similar titers to
both strains [11]. People previously uninfected with Vic/361-like viruses who were immunized
with the IVR-165 vaccine strain might have similarly distinct responses, poorly cross-reacting
with Vic/361 and perhaps reacting differently with circulating clades compared to people with
immunity to Vic/361. It is unclear, however, if a poorly cross-reacting response would have been
induced if the vaccine recipients had already been exposed to Vic/361-like viruses. Previous
exposures to other strains might expand the range of possible responses to a vaccine.
To investigate the basis of the low VE against H3N2 in 2012-2013, we first examined whether
vaccinated and unvaccinated individuals were infected by different viral strains. If vaccinated
people were infected with antigenically distinct strains, then low VE may be partially attributable
to mismatch of some kind. We then evaluated the serologic responses to Vic/361 and IVR-165
in an adult cohort before and after vaccination. If low VE arose from mismatch due to egg adaptations in IVR-165, the expectation is that we should see a robust response to IVR-165 but not
to Vic/361.
2
bioRxiv preprint doi: https://doi.org/10.1101/158550. this version posted July 5, 2017. The copyright holder for this preprint (which was not
certified by peer review) is the author/funder. It is made available under a CC-BY-NC-ND 4.0 International license.
Methods
Dataset. The dataset is comprised of influenza A/H3N2 samples from 2012-13 collected for this
study and sequences collated from online databases. The samples collected for this study were
from clinical specimens identified as positive for influenza in the microbiology labs in three hospitals in Boston, MA (Brigham and Women’s Hospital; Massachusetts General Hospital; Boston
Children’s Hospital), one in Chicago, IL (University of Chicago Hospital), and one in Santa
Clara, CA (Stanford University Hospital). The CT value and the type and subtype of influenza
were recorded, when available. Patient demographics (including gender and age) and vaccination status were documented based on review of the medical record. The study was performed
with IRB approval from each of the participating institutions (Partners Healthcare IRB protocol
2013-P-000097/1; Boston Children’s Hospital IRB protocol IRB-2013-P00007299); Stanford IRB
protocol 27044; University of Chicago IRB protocol 13-0149). Sequences were also obtained
from the NCBI influenza Virus Database
(https://www.ncbi.nlm.nih.gov/genomes/FLU/Database/nph-select.cgi?go=database). The query
specified full-length HA H3N2 specimens from the USA from 1 September 2012 to 1 June 2013.
To these sequences, we added 23 partial HA sequences from Dinis et al. [19] for which the vaccination status of the infected individual was reported. We annotated the genome sequences by
date and location of isolation, when available, as well as the vaccination status of the infected
individuals [10, 19].
Sequencing of the influenza genomes. The complete genomes of the influenza A viruses collected were sequenced as part of the NIH/NIAID sponsored Influenza Genome Sequencing Project. Viral RNA was isolated using the ZR 96 Viral RNA kit (Zymo Research Corporation, Irvine,
CA, USA). The influenza A genomic RNA segments were simultaneously amplified from 3 µL of
purified RNA using a multi-segment RT-PCR strategy (M-RTPCR) [20, 21]. The M-RTPCR amplicons were used as templates for Nextera Library construction and libraries were sequenced
using the MiSeq v2 platform (Illumina, Inc., San Diego, CA, USA). The sequence reads from the
MiSeq were sorted by barcode, trimmed, and non-influenza sequences were removed. The
NGS reads were then mapped to the best matching reference virus using the
clc_ref_assemble_long program. At loci where NGS platforms agreed on a variation (as compared to the reference sequence), the reference sequence was updated to reflect the difference.
A final mapping of all next-generation sequences to the updated reference sequences was then
performed.
Phylogenetic analysis. HA sequences from the full set of H3N2 influenza strains from 2012-13
were aligned using MUSCLE [22], and a maximum likelihood tree generated using RAxML [23]
with default options. Phylogenies and metadata were visualized in Phandango
(http://jameshadfield.github.io/phandango/). To determine the association of vaccination status
and phylogeny, the Fitz and Purvis D statistic was calculated in R using phylo.d from the caper
package [24], using a maximum likelihood tree comprised of the isolates with known vaccination
status.
Human subjects and sera. As part of a cohort study [25-27], blood was collected from adult subjects from the Durham-Raleigh-Chapel Hill, NC area in the Duke Clinical Research Unit, Duke
University Medical Center Durham, NC.
Virus propagation and characterization. We used reverse-genetics to produce reassortant viruses expressing either the Vic/361 or IVR-165 HAs. These viruses possessed the same Vic/361
NA and 6 internal protein coding genes from the A/Puerto Rico/8/1934 virus. The HAs of
Vic/361 and IVR-165 differed at residues 156 (H156Q), 186 (G186V), and 219 (S219Y). We
3
bioRxiv preprint doi: https://doi.org/10.1101/158550. this version posted July 5, 2017. The copyright holder for this preprint (which was not
certified by peer review) is the author/funder. It is made available under a CC-BY-NC-ND 4.0 International license.
propagated viruses for 2 days using MDCK-SIAT1 cells and we used standard Sanger sequencing to verify that other HA mutations did not predominate after virus propagation. Contemporary
H3N2 viruses often acquire NA mutations during in vitro propagation, and these mutations can
confound HAI assays [28]. To verify that agglutination of guinea pig erythrocytes of our viral
preps was HA-mediated, we completed agglutination assays in the presence or absence of
10uM oseltamivir, a compound that binds in the sialic acid binding site of NA.
Hemagglutination inhibition (HAI) assays. Sera samples were pre-treated with receptordestroying enzyme (Key Scientific Products Inc) and HAI titrations were performed in 96 well
round bottom plates (BD). Sera were serially diluted twofold and added to 4 agglutinating doses
of virus in a total volume of 100 ul. Guinea pig erythrocyte solution (12.5µl; 2% vol/vol) (Lampire) were added to sera/virus mixtures. Agglutination was read out after incubating erythrocytes
for 60 min at room temperature. HAI titers were expressed as the inverse of the highest dilution
that inhibited 4 agglutinating doses of guinea pig erythrocytes.
Results
Vaccine status did not affect infection risk with different clades of H3N2
To assess whether vaccinated and unvaccinated individuals were infected by genetically related
viruses, we collated 423 influenza A/H3N2 sequences from individuals with known vaccination
status infected during the 2012-13 season in the US. This dataset comprised 316 specimens
sequenced for the purposes of this study and two published collections [10, 19] (Supplemental
Table S1). Analysis of the HA sequences revealed no phylogenetic clustering by vaccination
status (Figure 1), with the Fritz and Purvis [29] estimated D statistic of 0.93, consistent with a
random association between vaccination status and the phylogeny. This is in keeping with a
previous observation using a smaller dataset [19].
Meaningful differences between the strains infecting vaccinated and unvaccinated individuals
may be focused in sites within HA that impact antigenicity and avidity [12, 30] rather than the
whole HA sequence. We assembled a dataset of 1339 complete HA sequences from the USA
from 2012-13 (Supplemental Table S2), including the same set of 423 sequences described
above, and determined the amino acid sites in which 20 or more specimens differed from the
vaccine strain IVR-165, yielding 23 sites in HA1 and 4 sites in HA2 (HA2 included for completeness; Figure 1). Based on these 27 sites, we identified a total of 33 haplotypes present in the
isolates from individuals with known vaccination status, with frequencies ranging from 1 (n=17)
to 122 (n=1) (Supplemental Table S3). For the three most abundant haplotypes, we evaluated
whether the samples from vaccinated individuals were overrepresented. A haplotype containing
HA2 V18M trended towards significance (Bonferroni corrected p value of 0.1). However, 55 out
of 59 of the isolates with this haplotype are from Boston, which has a high ratio of vaccinated to
unvaccinated individuals (1.7:1) compared to other sites (0.8:1), indicating even less significance. Notably, this mutation is at the root of a section of clade 3C.3, including 3C.3b, and increased in prevalence in the 2014-15 influenza season
(https://www.crick.ac.uk/media/221813/nimr-report-feb2015-web.pdf). The haplotype analysis
reveals evidence of convergent evolution, with identical amino acid variants appearing in multiple clades (e.g., N225D appears in clades 3C.3, 3C.2, as well as 5/6). Together, these data
suggest that there are no statistically significant differences in haplotypes between vaccination
groups in a season that showed the emergence of new HA lineages (3C.2 and 3C.3). Rather,
both vaccinated and unvaccinated individuals were infected with antigenically diverged clades.
4
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Vaccination boosts serum antibody responses to vaccine and wild-type strains equally
Because vaccinated people were infected with similar strains as unvaccinated people, antibody
responses induced by the vaccine might have been very weak, or they might have recognized
epitopes present in the vaccine strain but absent in circulating strains. It has been proposed that
egg-adaptations in the IVR-165 vaccine strain contributed to low VE during the 2012-2013 season [11]. Consistent with previous reports [11] we found that naïve ferrets infected with IVR-165
generated antibodies that reacted poorly with the wild-type Vic/361/11 strain (Supplemental Table S4). However, we found that vaccinated adult humans produced antibodies that recognized
both Vic/361/11 and IVR-165 (Fig 2 and Supplemental Table S5). For these experiments, we
completed HAI assays using sera from 62 adults before and after immunization with IVR-165.
Nearly half of subjects had pre-vaccination titers ≥40 to Vic/361 or IVR-165 (Figure 2a,c). After
vaccination with IVR-165, titers to the vaccine strain more than doubled (fold-change
mean=2.54, SD=3.16) but increased ≥4-fold in only 8% of subjects. Strikingly, despite variation
in individuals’ responses to IVR-165, there was a strong linear correlation between subjects’ antibody increases to IVR-165 and Vic/361 (Pearson’s correlation = 0.88 [CI 0.81, 0.93], p < 10-15)
(Figure 2b). Regressing the response to Vic/361 against that to IVR-165 yielded a slope of 0.86
(0.056 SE). Thus, regardless of strength, responses to the vaccine strain induced almost the
same magnitude change in response to the wild-type strain, suggesting that the vaccine induced antibodies that cross-reacted with the wild-type strain, and effectively only antibodies that
cross-reacted with the wild-type strain. The strong correlation between pre-vaccine titers to
Vic/361 and IVR-165 (Pearson’s correlation = 0.92 [CI 0.88, 0.95], Fig. 2d) suggests that these
antibodies predated exposure to IVR-165. Almost none of the adults responded like naive ferrets, which developed four-fold greater responses to IVR-165 than Vic/361 after vaccination with
IVR-165: only one human subject had fold-changes to IVR-165 that were more than two-fold
greater than changes to Vic/361.
Discussion
Influenza VE measures how well the vaccine protects against diverse influenza viruses that circulate over a season. Given the high morbidity of H3N2 infections [31, 32], there is an urgent
need to understand this subtype’s modest VE. The two general explanations for why the vaccine fails to achieve high effectiveness are (1) poor vaccine match, where “match” refers to the
antigenic similarity between the vaccine and circulating influenza strains [4, 5], and (2) heterogeneous responses to influenza vaccination, such that the vaccine elicits protective immunity in
only a subset of the population [13, 14].
For the 2012-13 influenza season, the H3N2 VE was estimated to be 39% [10]. A proposed explanation for the low VE focused on three epitope-site mutations that arose during eggadaptation, suggesting that these mutations resulted in antigenic mismatch between the vaccine
and circulating influenza strains [11]. Antigenic data from ferrets support the contention that
vaccination with the egg-adapted variants such as IVR-165 yield antibodies that react poorly
with the intended Vic/361 vaccine strain. Under this model, the observed VE comes from mismatch with Vic/361, which presumably correlates with the degree of mismatch with circulating
strains. In theory, the VE would have been higher without the egg-adaptation mutations, although some mismatch between Vic/361 and circulating strains might have led to imperfect effectiveness.
In contrast with the ferret data, we found that human responses to Vic/361 and IVR-165 strains
before and after vaccination with IVR-165 were similar and highly correlated. Human exposure
to the vaccine containing IVR-165 induced comparable responses to Vic/361. The differences
between the specificity of antibodies elicited in ferrets and humans in our study is likely due to
5
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prior H3N2 exposures in humans. There is extensive evidence that B cell responses to influenza
strains often evolve from preexisting responses [16, 17, 33-36].
We also observed heterogeneity in the extent of response to vaccination, with some individuals
having persistently low HAI titers to the vaccine strain despite vaccination. There is accumulating evidence that increased influenza exposure and older age, which are partly confounded variables [37], are associated with lower rises in titer after vaccination. However, it is unclear why
some individuals have lower titers than others after seemingly similar exposure histories, an important problem because titers correlate with protection.
There were no significant differences at the haplotype level between the strains that infected
vaccinated versus unvaccinated people. Although this test lacks power, since vaccine recipients
who became infected might have been those with a poor response to the vaccine, the results
are consistent with the hypothesis that vaccination served merely to boost preexisting Vic/361like responses, which failed to protect against emerging co-circulating clades.
Together, these data argue that the low H3N2 VE in the 2012-13 season was not primarily attributable to egg-adaptation mutations in the H3N2 vaccine strain. Other explanations, including
a general mismatch between Vic/361 and circulating strains, as well as widely variable, and still
inexplicable, immunological responses to the vaccine in the vaccinated population, might thus
explain the low VE.
Acknowledgements
The authors also thank Nadia Fedorova and Susmita Shrivastava for technical expertise in support of the viral assembly and submission pipeline for this project. The data for this manuscript
was generated while DEW was employed at JCVI. The opinions expressed in this article are the
authors own and do not reflect the views of the Centers for Disease Control, the Department of
Health and Human Services, or the United States government.
Funding
This work was supported in part with federal funds from the National Institute of Allergy and Infectious Diseases, National Institutes of Health, Department of Health and Human Services
[contract number HHSN272200900007C], the National Institute of Allergy and Infectious Diseases [grant number 1R01AI113047 and 1R01AI108686 to SEH; DP2AI117921 to SC; CEIRS
HHSN272201400005C to SEH and SC], the Burroughs Wellcome Fund [Investigators in the
Pathogenesis of Infectious Disease Award to SEH], the Smith Family Foundation [YHG], and
the Doris Duke Charitable Foundation [Clinical Scientist Development Award to YHG]. We appreciate technical assistance on serological assays from Theresa Eilola and Igor Dombrovsky.
Data availability
All sequences are available in GenBank; accession numbers provided in Supplementary Material.
6
bioRxiv preprint doi: https://doi.org/10.1101/158550. this version posted July 5, 2017. The copyright holder for this preprint (which was not
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Figure legends
Figure 1. Maximum likelihood phylogeny of HA sequences from 1339 influenza A/H3N2 isolates
collected from North America during the 2012-13 influenza season. Vaccination status of the
individuals from whom the isolates were collected is noted (purple=vaccinated; orange=unvaccinated; blank=unknown vaccination status). Amino acid sites in which 20 or more
of the 1339 specimens differed from the vaccine strain IVR-165 are noted, with the amino acids
colored according to the key, and annotated according to their location in HA1, HA2, and predicted epitope sites (A-E). The location from which the isolates were collected is color coded
according to the key.
Figure 2. (A) Pre-vaccination log titers to the wild-type Vic/361 (WT) and (C) egg-adapted (IVR165) strains. (B) Fold changes in responses to each strain after vaccination. Points are semitranslucent; darker points represent multiple individuals. (D) Correlation between prevaccination titers to Vic/361 and IVR-165.
7
bioRxiv preprint doi: https://doi.org/10.1101/158550. this version posted July 5, 2017. The copyright holder for this preprint (which was not
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9
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n
ac
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o
Am
Va
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na
tio
n
522
489
347
312
280
278
C
261
225
223
212
199
198
157
230
D
Location
HA2
B
145
144
A
142
128
94
E B
53
48
45
33
8
3
C
2
Vaccination
HA1
487
Figure 1
E
bioRxiv preprint doi: https://doi.org/10.1101/158550. this version posted July 5, 2017. The copyright holder for this preprint (which was not
certified by peer review) is the author/funder. It is made available under a CC-BY-NC-ND 4.0 International license.
C
Chicago
3C.3
Vaccinated
P
F
D
Boston
R
S
T
Santa
Clara
M
I
Wisconsin
G
3C.2
Unvaccinated
H
A
Texas
K
V
Q
Michigan
L
Y
N
A/Victoria/361
vaccine strain
5/6
Washington
25
B
Figure 2
6
4
0
0
2
Vic/361 fold change
15
10
5
Count
20
8
A
4
16
64
256 1024
0
1024
256
64
16
10
15
20
Pre−vacc. Vic/361 titer
25
D
5
6
0
Count
4
IVR−165 fold change
Pre−vacc. Vic/361 titer
C
2
4
16
64
256 1024
Pre−vacc. IVR−165 titer
16
64
256
Pre−vacc. IVR−165 titer