DUMMETT AND THE ORIGINS OF
ANALYTICAL PHILOSOPHY
GEORGE DUKE
MICHAEL DUMMETT is perhaps the most prominent analytical
philosopher to venture a book length account of the origins of his own
tradition. In Origins of Analytical Philosophy (1993), Dummett
compares and contrasts the work of Frege and Husserl, as
representatives of the analytical and phenomenological schools
respectively, in the course of arguing that the linguistic turn is the
decisive moment in the birth of the analytical tradition and what
distinguishes that tradition from other movements.1
This
characterization of analytical philosophy can be contested on a
number of grounds, including that it does not take into account the
centrality of British thinkers like Russell and Moore for early analytical
philosophy, excludes much contemporary naturalism and philosophy
of mind, and underestimates the role played by linguistic
considerations in so called continental thought. In this paper, my
initial concern is not with the limitations of Dummett’s
characterization of analytical philosophy as a school but with his
account of Frege’s role as its progenitor.2 Certain considerations will
Correspondence to: Dr George Duke, School of Philosophy,
Anthropology and Social Inquiry, Faculty of Arts, University of Melbourne,
3010, Australia.
1
Michael Dummett, Origins of Analytical Philosophy (Cambridge,
Massachusetts: Harvard University Press, 1994), 128; hereafter OAP. OAP is
the book version of a series of lectures presented at the University of Bologna
in 1987.
2
There is good reason to doubt the cogency of attempts to provide a one
sentence characterization of analytical philosophy of the kind that is
suggested by Dummett’s claim that “the fundamental axiom of analytical
philosophy [is] that the only route to the analysis of thought goes through the
analysis of language.” Dummett, OAP, 128. This is not because the term
“analytical philosophy” denotes a sociological construct, but rather, as Glock
suggests, because it designates a diverse tradition held together by certain
family resemblances rather than a specific doctrine. The ease of producing
counter examples to Dummett’s axiom and other similar attempts attests to
this. See Hans-Johann Glock, What is Analytic Philosophy? (Cambridge:
Cambridge University Press, 2008).
The Review of Metaphysics 250 (December 2009): 329–347. Copyright © 2009 by The Review of
Metaphysics.
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GEORGE DUKE
arise in the course of examining Dummett’s account of Frege’s
influence, however, which point the way towards a more complete
characterisation of the origins of the analytical tradition.
Dummett’s views on the historical significance of Frege are
outlined in the final chapter of Frege: Philosophy of Language (1973).3
From Dummett’s perspective, Frege began a revolution in philosophy
as overwhelming as that of Descartes.4 Whereas the Cartesian
revolution consisted in giving the theory of knowledge priority over all
other areas of philosophy, Frege’s primary significance consists in the
fact that he made logic the starting point for the whole subject.5
Dummett here means logic in the unusually broad sense of a theory of
meaning or the search for a model of what the understanding of an
expression consists in.6 For Frege, in contrast to his contemporaries,
who were still working within the epistemological framework of
Descartes, “the first task, in any philosophical enquiry, is the analysis
of meanings.”7 According to Dummett, therefore, Frege inaugurated an
epoch in which “the theory of meaning is the only part of philosophy
whose results do not depend upon those of any part, but which
underlies all the rest.”8 This implies that the philosophy of language
assumes the central place for philosophical investigation subsequent
to Frege.
In his 1975 paper “Can Analytical Philosophy be Systematic, and
Ought it to Be?” Dummett extends this account of Frege’s historical
significance. According to Dummett, it was “only with Frege” that “the
proper object of philosophy” was “finally established.”9 This involves
the thesis,
first, that the goal of philosophy is the analysis of the structure of
thought; secondly, that the study of thought is to be sharply
distinguished from the study of the psychological process of
3
Michael Dummett, Frege: Philosophy of Language (London:
Duckworth, second edition, 1981); hereafter FPL.
4
Dummett, FPL, 665–6.
5
Dummett, FPL, 666.
6
Dummett, FPL, 669.
7
Dummett, FPL, 667.
8
Dummett, FPL, 669.
9
Michael Dummett, “Can Analytical Philosophy be Systematic, and
Ought it to Be?” (1976) in Truth and Other Enigmas (London: Duckworth,
1978), 458.
DUMMETT AND ANALYTICAL PHILOSOPHY
331
thinking, and, finally, that the only proper method for analysing
thought consists in the analysis of language.10
It is this view of Frege as having discovered the proper method of
philosophical enquiry which informs Dummett’s much quoted
statement in the Origins of Analytical Philosophy that
what distinguishes analytical philosophy, in its diverse
manifestations, from other schools is the belief, first, that a
philosophical account of thought can be attained through a
philosophical account of language, and, secondly, that a
comprehensive account can only be so attained.11
Frege’s turn towards thoughts, or the senses of linguistic
expressions, is exemplified by his rejection of the psychologistic
assumptions of much late nineteenth-century philosophy of
mathematics and logic. Dummett argues persuasively that Frege’s
great advance over conceptual analysis based on the description of
psychic experience is found in the decision to begin with content
rather than attempting to explain content in terms of our grasp of it.12
By starting with the objective component of knowledge, Frege avoids
the conflation of presented contents and the presentation of contents
that is distinctive of both early modern epistemology and nineteenth
century psychologism.13 The absurdity and incoherence of Husserl’s
position on number in his Philosophie der Arithmetik (1893), for
example, is contained in the attempt to give an account of how a
concept is formed before attaining clarity about what the concept is.14
In a move just as common in early modern rationalism and German
10
Michael Dummett, “Can Analytical Philosophy be Systematic, and
Ought it to Be?”, 458.
11
Dummett, OAP, 4.
12
Michael Dummett, Frege: Philosophy of Mathematics (London:
Duckworth, 1991), 14; hereafter FPM.
13
Dummett states: “We can arrive at a plausible account of sense only if
we first have a workable conception of content – of that which is grasped; and
that is why Frege arrived, for the first time in the history of philosophical
enquiry, at what was at least the beginnings of a plausible account of sense
and thus of understanding. Those who started with the conception of the
inner grasp of meaning floundered in confused descriptions of irrelevant
mental processes, achieving nothing towards explaining either the general
notion of meaning or the meanings of specific expressions.” See Dummett,
FPM, 15.
14
Dummett, FPM, 20.
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GEORGE DUKE
critical philosophy as in British empiricism, Husserl substitutes an
examination of the process of concept formation for an analysis of the
concept.
A clear distinction between objective content and the subjective
process of thought, however, is not in itself sufficient to explain
Frege’s significance as the founder of analytical philosophy.
Subsequent to Philosophie der Arithmetik, in his Logische
Untersuchungen (1900), Husserl acknowledges the importance of
maintaining a distinction between ideal objects of knowledge and the
psychic acts in which they are instantiated.15 Indeed, the Prolegomena
to the Logische Untersuchungen exerted more influence over the
downfall of psychologism in the early part of the twentieth century
than Frege’s similar polemics in Die Grundlagen der Arithmetik
(1884). While Husserl is unequivocal in Logische Untersuchungen that
the primary concern of the philosophy of mathematics and logic is
with meaning or content rather than psychological processes, he bases
his account on a theory of intentional acts and their objects. When we
consider what distinguishes the Husserl of Logische Untersuchungen
from Frege, therefore, it would indeed appear instructive to say, with
Dummett, that where the latter differs is in anticipating the linguistic
turn through a rejection of the modern presumption that an account of
philosophical intuition can provide an adequate account of the
objectivity of thought. For Dummett, this turn towards linguistic
15
Husserl writes: “Die Zahl Fünf ist nicht meine oder irgend jemandes
anderen Zählung der Fünf, sie ist auch nicht meine oder eines anderen
Vorstellung der Fünf. In letzterer Hinsicht ist sie möglicher Gegenstand von
Vorstellungsakten, in ersterer ist sie die ideale Spezies einer Form, die in
gewissen Zählungsakten auf Seiten des in ihnen Objektiven, des
konstituierten Kollektivum, ihre konkreten Einzelfälle hat. In jedem Falle ist
sie ohne Widersinn nicht als Teil oder Seite des psychischen Erlebnisses,
somit nicht als ein Reales zu fassen.” (The number five is not mine or anyone
else’s counting of five, it is also not mine or anyone else’s representation of
five. It is in the latter respect a possible object of acts of representation,
whereas in the former it is the ideal species of a form, whose concrete
instances are contained in what becomes objective in acts of counting. In
each case without exception it is not to be grasped as a part or aspect of
psychic experience, therefore not as something real). See Edmund Husserl,
Logische Untersuchungen (Hamburg: Felix Meiner Verlag) 1900, 109–10. The
translation is mine. Husserl goes on to say that the same applies to logic: acts
of logical reasoning need to be sharply demarcated from the ideal content of
those acts.
DUMMETT AND ANALYTICAL PHILOSOPHY
333
meaning and analysis is embodied in Frege’s use of the context
principle in Grundlagen.
Frege’s employment of the context principle in Grundlagen is,
according to Dummett, the first “clear example” of the linguistic turn.16
Faced with the question how is it possible to be given numbers, when
we do not have representations or intuitions of them, Frege, Dummett
alleges, converts “an epistemological problem, with ontological
overtones” into one about “the meaning of sentences.”17 The principle
that we should only ask after the meaning of a word in the context of a
sentence teaches us that we do not need to look outside of language in
order to determine the meaning, and hence truth conditions, of
statements. It is truly revolutionary, therefore, Dummett argues,
because it enables us to dispense with epistemological atomism or the
myth of the unmediated presentation of concrete objects to the mind.
According to the epistemological atomist, we can have an awareness
of distinguishable objects through prediscursive perception.18 The
context principle teaches that such knowledge would be impossible if
we did not bring to experience a linguistic criterion of identity which
enables us to recognise an object “as the same again.” Our experience
of objects, whether abstract or concrete, is according to this account
always mediated by sortal concepts that enable us to pick out
something as falling under determinate identity conditions. It is the
sense of a linguistic expression, Dummett contends, which embodies
these identity conditions and hence informs our capacity to refer to
objects of different kinds.
It is worth exploring this point in more detail. According to
Dummett, empiricist thinkers such as Mill thought that the sense of a
name consisted in a bare association with a referent, as if the world
already came to us sliced up into objects and all we had to learn is
which label to tie to which object. It is rather the case, he claims, that
the names, and corresponding sortal terms which we use, “determine
principles whereby the slicing up is to be effected, principles which
are acquired with the acquisition of the uses of these words.”19 What is
16
Dummett, OAP, 5.
Dummett, FPM, 111.
18
Michael Dummett, The Interpretation of Frege’s Philosophy, (London:
Duckworth, 1981) 367.
19
Dummett, FPL, 179.
17
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GEORGE DUKE
in question here is our tendency to relapse into the view that “learning
the sense of a proper name consists in learning to attach a label to an
object already picked out as such.”20 We are well positioned to reject
this illusion, Dummett contends, once we realise that the
presupposition of such labeling is an ability to employ other names of
the same kind. Asking after the meaning of a name in isolation is to
ignore that objects are always given to us as objects of a certain type,
which is to say given to us as mediated by the employment of linguistic
categories. Against the epistemological atomist, therefore, Dummett
argues that “our ability to discriminate, within reality, objects of any
particular kind results from our having learned to use expressions,
names or general terms, with which are associated a criterion of
identity which yields segments of reality of just that shape.”21
The revolutionary content of the context principle is consequently
found not so much in its explanation of linguistic understanding but in
its account of the relation between such understanding and
extralinguistic reality. When joined with the syntactic priority
principle, or priority of syntactic over ontological categories defended
by Dummett in Frege: Philosophy of Language, the context principle
putatively allows us to determine questions regarding the ontological
status of entities through linguistic and logical analysis. In the
process, the question of existence becomes concomitant with the
notion of the reference of a term that is mediated by a particular sense.
It is no longer the case that we work back from objects that are given
in experience, whether directly or through the activity of the
understanding, in determining our ontology. Rather, our ontology is
regarded as the realm of possible referents of the expressions of our
language to which we gain access through an account of the meaning
of sentences. Against this background Dummett has argued, in The
Logical Basis of Metaphysics (1991) and elsewhere, that the way in
which to resolve the metaphysical and ontological disputes which have
troubled philosophy throughout its Fregean prehistory is by
constructing a systematic theory of meaning based on a semantic
theory for logic.
20
Michael Dummett, “Nominalism” (1955) in Truth and Other Enigmas
(London: Duckworth, 1978), 55.
21
Dummett, FPL, 503.
DUMMETT AND ANALYTICAL PHILOSOPHY
335
Dummett’s account of Frege’s place in the history of philosophy is
somewhat revisionist. Frege’s reflections on language took place in
the context of his logicist project in the philosophy of mathematics
and can only, with significant retrospective license, be read as
intended to constitute the articulation of a systematic theory of
meaning which underlies the rest of philosophical inquiry. This is not
to suggest that Frege’s introduction of predicate logic with quantifiers,
formulation of the context principle, and account of the distinction
between sense and reference are not fundamental insights
presupposed by the kind of theory of meaning Dummett envisages as
forming the foundation of philosophy. Frege, himself, however, did
not have a theory of meaning in the relevant sense, considered as a
systematic meaning theoretical framework based on a semantic theory
and allowing for the resolution of previously insoluble metaphysical
disputes.22 Moreover, as Dummett has acknowledged, Frege’s attitude
towards natural language was too ambivalent for him to be attributed
with initiating the linguistic turn except in a highly qualified sense.23
Indeed, it is arguable, given the implications of Frege’s attempt to
provide an account of our knowledge of external objects in the 1919
essay “Der Gedanke,” that he was still caught up to a large degree in
the epistemological antinomies of early modernity.
The interpretative assumptions behind Dummett’s reading of
Frege’s significance for the subsequent analytical tradition are not,
however, indicative of a lack of hermeneutic self-consciousness.
Dummett explicitly notes in the preface to Origins of Analytical
Philosophy that he will deliberately disregard important figures from
the early analytical tradition like Russell and Moore, who did not hold
to the fundamental axiom regarding the impossibility of giving an
account of thought other than through an account of language, and
that he will also be scarcely “concerned to respect historical causation
22
Even to attribute a semantic theory in the contemporary sense to Frege
is problematic. While the formal system presented in Grundgesetze (1893)
contains an inchoate differentiation between object language and
metalanguage, the notion of a logical interpretation for a formalized language
was an insight attained by Tarski long after Frege’s ambitious logicist project
had gone to ground as a result of the Russell paradox. Frege’s status as the
founder of modern mathematical logic is, however, less contentious.
23
Dummett, OAP, 6–7.
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GEORGE DUKE
at all.”24 Dummett justifies this strategy on the grounds that “the
history of ideas is full of developments that cannot be explained by
historical enquiries of the usual sort.”25 This is because, in the history
of thought, ideas are “in the air,”26 in the sense that it is a common
occurrence that two thinkers arrive at the same idea or thought
without having read each other’s work. If we are interested “in the
history of thought rather than of thinkers,” it is therefore “these kind of
developments that will concern us, rather than those discoverable by
the processes of genuine historical enquiry.”27 Dummett accordingly
states that he will “talk about the directions in which various
philosophical ideas led and what were legitimate developments from
them, without much troubling … about who read whose work or
whether X derived a certain idea from Y or arrived at it
independently.”28 Moreover, an adequate historical account would
need to take into account Frege’s own precursors, whereas for
Dummett “the interesting links are between Frege and what comes
after, and not Frege and what comes before.”29
Dummett’s justification for neglecting genuine history of
philosophy is ambiguous. In a way reminiscent of the Fregean critique
of psychologism, it seems to recommend an approach oriented by the
important thoughts of a philosophical tradition, which could be taken
to possess transhistorical cogency if not eternal validity, rather than by
the historical facts surrounding the thinkers who happened to have
formulated those thoughts. In itself, this is an unobjectionable
assumption. When combined with the thesis that ideas are “in the air”
at a certain time in history, however, it has troubling hermeneutic
consequences. It is one thing to acknowledge the independence of
philosophical content from the historical agents responsible for its
formulation, but something else altogether to disregard the historical
context of philosophical theories. This is because the importance of
history of philosophy for contemporary philosophical work is not
found in the pedantic desire to trace the concrete contingencies in
24
Dummett, OAP, 2.
Dummett, OAP, 2.
26
Dummett, OAP, 3.
27
Dummett, OAP, 3.
28
Dummett, OAP, 3.
29
Dummett, OAP, 171.
25
DUMMETT AND ANALYTICAL PHILOSOPHY
337
which certain thoughts arise but rather to lay bare the conceptual
presuppositions of a particular philosophical theory. An adequate
analysis of the conceptual presuppositions of philosophical theories is
what seems to be precluded by Dummett’s interpretative approach.
Even if we acknowledge that Dummett’s interpretative approach
leads him towards an anachronistic view of the historical significance
of Fregean philosophy, however, this does not completely diminish the
capacity of such a reading to provide an illuminating account of
Frege’s influence upon the subsequent analytical tradition.30
Dummett’s orientation by the originality of Frege and his influence
upon twentieth century thought, while based on questionable
interpretative assumptions from an historical perspective, certainly
illuminates his philosophical significance in the contemporary context.
Indeed, it could be argued that it constitutes a compelling account of
the origins of one important branch of the analytical tradition precisely
insofar as it lays bare the aspects of Fregean thought, first formulated
in an inchoate manner by Frege himself, which made many of the most
distinctive doctrines of that tradition possible. The problem with
Dummett’s account, however, is that it does not adequately recognize
the extent to which Frege’s methods and problems, the methods and
problems handed down to his successors, have roots in the early
modern response to the scientific revolution.
As stated above, as one of the heirs to the Fregean tradition,
Dummett has argued that the way in which we can resolve previously
insoluble metaphysical and ontological disputes is by constructing a
systematic theory of meaning based on a semantic theory. Against this
background it is easy to see why Dummett should ascribe to Frege the
insight that the theory of meaning is the part of philosophy which
underlies all the rest. In itself, the context principle is not as
revolutionary as Dummett suggests. It is anticipated by Kant’s theory
of judgment, according to which our experience of objects is always
30
This would seem to be Dummett’s own stance. In a 1987 interview with
Joachim Schulte Dummett expresses regret that he wrote FPL so
“unhistorically” and did not put a full list of references in the first 1973
edition. He then reiterates that “the interesting links are between Frege and
what comes after, and not between Frege and what came before.” See
Dummett, OAP, 171. Of course, it is difficult to judge the legitimacy of this
verdict without undertaking precisely the kind of conceptual “history” that
Dummett neglects to carry out.
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GEORGE DUKE
mediated by concepts derivative from the categories of the
understanding.
Even more significantly, many of Kant’s
contemporaries and successors, both romantic critics and sympathetic
interpreters, held the view well in advance of analytic philosophy that
it is only at the level of sentences or the whole language that we can
regard words as having genuine significance.31
It is when the context principle is combined with the turn towards
semantic analysis that we have one of the distinctive doctrines of the
analytical school, at least in what Robert Brandom has called its
classical phase. According to Brandom, analytical philosophy in its
classical phase is concerned with the relations between vocabularies
in that “its characteristic form of question is whether and in what way
one can make sense of the meanings expressed by one kind of locution
in terms of the meanings expressed by another kind of locution.”32
This culminates in a project which Brandom calls semantic logicism,
insofar as the privileged language or locution in the analysis of
meanings is the predicate logic with quantifiers introduced by Frege in
Begriffsschrift (1879). What is distinctive of analytical philosophy in
its classical phase, therefore, is that “logical vocabulary is accorded a
privileged role”33 in specifying semantic relations that are thought to
make our true epistemological and ontological commitments fully
explicit.
Brandom’s account of semantic logicism squares well with
Michael Beaney’s account of the centrality of the notion of
transformative analysis for the classical phase of the analytic tradition
31
An interesting example is J. G. von Herder’s 1774 essay “Vom
Empfinden und Erkennen der menschlichen Seele” in J. G. von Herder, Werke
in zehn Bänden, eds. Martin Bollacher, Jürgen Brummack, Ulrich Gaier,
Gunter E. Grimm, Hans Dietrich Irmscher, Rudolf Smend, Rainer Wisbert,
Thomas Zippert (Frankfurt: Deutscher Klassiker Verlag, 1985). Herder argues
that the understanding of a particular word presupposes the whole sentence
and can only be understood and interpreted through it. More generally, the
long history of reflection on the mutual dependency of language and thought
in the German tradition since the time of Kant, which includes thinkers as
diverse as Herder, von Humboldt, Cassirer, and more recent philosophers
such as Gadamer, is an obvious problem with Dummett’s fundamental axiom.
32
Robert Brandom, John Locke Lectures (Oxford: Oxford University,
2006), 1. The emphasis is the author’s here and elsewhere unless otherwise
noted.
33
Brandom, John Locke Lectures, 1.
DUMMETT AND ANALYTICAL PHILOSOPHY
339
embodied by Frege, Russell, the early Wittgenstein, and Carnap.34
Beaney explicates three conceptions of analysis in the Western
philosophical tradition.
The first form of analysis is the
decompositional and involves the breaking of a concept down into its
more simple parts. Decompositional analysis is prevalent in early
modern philosophy and encapsulated in Descartes’ 13th rule for the
direction of the mind; namely, that if we are to understand a problem
we must abstract from it every superfluous conception and by means
of enumeration, divide it up into its smallest possible parts. The
second kind of analysis is regressive analysis, according to which one
works back towards first principles by means of which something can
be demonstrated. This conception is predominant in classical Greek
thought, for example in Euclidean geometry. Transformative analysis
works on the assumption that statements need to be translated into
their correct logical form before decomposition and regression can
take place. Paradigmatic examples are Frege’s attempt to reduce
mathematics to logic and Russell’s theory of definite descriptions. The
epistemological and ontological explanatory power of Frege’s
predicate logic would thus appear to be the major assumption of
analytical philosophy in its classical phase.35
Brandom recognises, in his interpretation of the classical project
of analysis as a form of semantic logicism, that it involves, to employ
Dummettian phraseology, the translation of epistemological and
ontological questions into a semantic key. In this context, Brandom
describes how two core programs of analytical philosophy, empiricism
and naturalism, were transformed in the twentieth century “by the
application of the newly available logical vocabulary to the selfconsciously semantic programs they then became.”36 The generic
challenge posed by such projects is to demonstrate how target
vocabularies, for example, statements about the external world, can be
reconstructed from “what is expressed by the base vocabulary when it
34
It also conforms to the account given in J. Alberto Coffa’s The
Semantic Tradition from Kant to Carnap (Cambridge: Cambridge University
Press, 1991).
35
See Michael Beaney, “The Analytic Turn in Early Twentieth Century
Philosophy,” in The Analytic Turn: Analysis in Early Analytic Philosophy
and Phenomenology, ed. Michael Beaney (London, Routledge, 2007), 1–30.
36
Brandom, John Locke Lectures, 2.
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GEORGE DUKE
is elaborated by the use of logical vocabulary.”37 An example of such a
project is Carnap’s Der Logische Aufbau der Welt, in which
phenomenal experiences are reduced to their pure logical form. All
this accords well with the Dummettian account of the relation
between meaning theories and metaphysical questions outlined in his
most ambitious work, The Logical Basis of Metaphysics.
It is indeed in The Logical Basis of Metaphysics, rather than in
Origins of Analytical Philosophy, that Dummett gives his most
comprehensive account of the importance of Frege’s new logical
vocabulary to the analytical project. Here Dummett defends analytical
philosophy against the objections of philosophically engaged “laymen,”
who lament the abandonment of larger questions for narrow technical
investigations. According to Dummett, contemporary philosophy is
necessarily technical because Frege’s mathematical logic represents
the best possible analysis of thought, which is the subject matter of
philosophy.38 “[I]t is misplaced to ask how much mathematical logic
has contributed to philosophy,” insofar as analytic philosophy is
“written by people to whom the basic principles of the representation
of propositions in the quantificational form that is the language of
mathematical logic are as familiar as the alphabet.”39 Here Dummett
privileges the role of Frege’s new predicate logic, introduced in
Begriffsschrift, in the genesis of analytical philosophy insofar as it
provides the technical apparatus necessary for a correct analysis of the
thoughts or meanings expressed in everyday language.
To privilege Frege’s predicate logic as the key discovery for the
dominant branch of early analytical philosophy is not to understate the
importance for the semantic tradition of the attack on psychologism
(the extrusion of thoughts from the mind) or the context principle.
This is because these tenets of analytical philosophy in its classical
phase are coeval with the introduction of Frege’s new logical
symbolism. Frege’s notions of concept and object are correlative to
the symbolic notions of function and argument; by taking a concept as
a function of an argument, we can understand the process of concept
formation without appeal to extraneous psychological considerations.
37
Brandom, John Locke Lectures, 3.
Michael Dummett, The Logical Basis of Metaphysics (Harvard:
Harvard University Press, 1991), 2; hereafter LBM.
39
Dummett, LBM, 2–3.
38
DUMMETT AND ANALYTICAL PHILOSOPHY
341
And, the context principle is, as Frege states explicitly, inspired by the
rigorisation of the calculus, whereby infinitesimals are banished
through an explanation of the meaning of contexts containing
functional expressions (such as df[x] or dx) rather than seeking to
explain them in isolation. By placing emphasis upon the centrality of
Frege’s new logic for the analytical tradition, one also provides an
intuitive, if not sufficient, means of contrasting it with other
philosophical schools of the twentieth century.
It is generally acknowledged that the introduction of quantifier
notation and bound variables was the single most important advance
in logic since Aristotle. Frege’s way of parsing sentences involving
quantifiers offers a tremendous increase in expressive power insofar
as it can adequately represent the statements of multiple generality
that had troubled traditional syllogistic. Although the significance of
Frege’s revolution in logic is well known, the original intention
informing his development of his new conceptual notation is easily
understated in the contemporary context. Dummett’s statement that
“the original task which Frege set himself to accomplish, at the outset
of his career, was to bring to mathematics the means to achieve
absolute rigor in the process of proof”40 is obviously accurate but,
informed by an awareness of the incompleteness of second-order
proof procedures, also understates the extent of Frege’s ambition.
An unprejudiced reading of the preface to Begriffsschrift cannot
avoid the conclusion that Frege conceived of his new formula
language as a vital contribution to the realization of the Enlightenment
project of a mathesis universalis, a universal methodical procedure
capable of providing answers to all possible problems. While
conceding the slow advance in the development of formalized
languages, he notes recent successes in the particular sciences of
arithmetic, geometry, and chemistry, and also suggests that his own
symbolism represents a particularly significant step forward insofar as
logic has a central place with respect to all other symbolic languages
and can be used to fill in the gaps in their existing proof procedures.41
On account of its seemingly limitless generality, the new predicate
calculus, with its expressive power to represent functions and
40
41
Dummett, FPL, 1.
Gottlob Frege, Begriffsschrift, (Halle, 1879), xi―xii.
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GEORGE DUKE
relations of higher level, is conceived by Frege as the most significant
advance yet made on the way towards Leibniz’s grandiose goal of a
universal characteristic.
What is truly revolutionary about the Fregean predicate calculus
in this context is the extension of mathematical function argument
analysis to the logical analysis of statements. In order to see that this
is the case it is instructive to consider the general consensus on the
status of formal logic and mathematics from the time of Descartes
until Frege. For Descartes, as well as for Vieta and Stevin, the
founders of modern mathematics, what is distinctive about the new
algebraic methods coterminous with the idea of a universal science is
that they enable the mathematician to practice an art of invention (ars
inveniendi).42 This aspect of the great art (ars magna) of algebra is
explicitly contrasted with the sterile truths (steriles veritates) of
premodern mathematics and scholastic logic. It is precisely this
aspect of post Cartesian mathematics, its blurring of the boundaries
between pure science on the one hand and the art of invention or
technics on the other, mediated by the employment of algebraic
symbolism, which is the decisive step on the path towards the
mathematical physics which dominates the modern worldview.43
As Jacob Klein has argued in Greek Mathematical Thought and
the Origin of Algebra (1936), two of the distinctive conceptual
features of algebra are the identification of an object with its means of
representation and replacement of the real determinateness of an
object with the possibility of making it determinate.44 It is on the basis
42
See Jacob Klein, “Modern Rationalism,” in Lectures and Essays, eds.
Robert B. Williamson and Elliott Zuckerman (Annapolis, Maryland: St John’s
College Press, 1985), 59. The very idea of such a mathematical physics is
revolutionary within an Aristotelian framework, according to which
mathematics deals with unchanging beings that possess no independent
existence and physics deals with changing beings that do possess
independent existence.
43
In a series of works, including The Emergence of a Scientific Culture:
Science and the Shaping of Modernity, 1210–1685, (Oxford: Clarendon
Press, 2006), Stephen Gaukroger has illuminated, in both philosophical and
political terms, the blurring of the boundaries between natural science and
technics distinctive of the modern scientific worldview. This modern view is
contrasted with the contemplative and private ideal of philosophy and the
philosopher distinctive of the premodern conception.
44
Jacob Klein, Greek Mathematical Thought and the Origin of Algebra,
trans. Eva Brann (New York: Dover, 1968), 123.
DUMMETT AND ANALYTICAL PHILOSOPHY
343
of the unprecedented universality of the notion of an object as an
“indeterminate empty anything whatsoever” that the formal symbolic
reasoning distinctive of the new mathematical physics takes hold.
Despite the obvious explanatory power and practical applicability of
the new science of nature, however, the process of increasing
formalisation and abstraction threatens a division between a selfenclosed system of signs and the world of everyday experience,
insofar as a formal system can be justified primarily with regard to its
internal coherence. From this perspective, the problem of empirical
applicability becomes that of matching the external world with a
prearticulated formal symbolic system manipulated according to
certain techniques or rules. It is at this point, as Klein suggests, that
from the scientific perspective “the things of the world are no longer
understood as countable beings . . . rather the structure of the world . .
. is understood as a lawfully ordered course of events.”45 Although
algebraic methods allow for the mathematisation of nature, however,
they appear less well equipped to deal with the articulation of our
everyday experience found in natural languages.
Frege’s predicate calculus was regarded by its founder as offering
a better representation of thought than that available in natural
language, which on account of its ambiguity and reliance on context is
an inappropriate medium for the representation of mathematical
proof. Indeed, Frege suggests that it is one of the fundamental tasks of
philosophy to break the power of words over the human mind and free
thought from the ordinary linguistic means of expression.46 While
Frege himself was predominately interested in statements of scientific
discourse and placed in question the amenability of everyday natural
language to the predicate calculus, some of his more ambitious heirs,
including the early Wittgenstein and Carnap, attempted to extend the
powerful new method to an account of the structure of reality as
represented through linguistic means.
Dummett’s philosophical
project is in large part based on this more ambitious reading of the
185.
45
Jacob Klein, Greek Mathematical Thought and the Origin of Algebra,
46
Frege, Begriffsschrift, xii.
344
GEORGE DUKE
explanatory power of Frege’s conceptual notation in relation to the
realm of natural language.47
In order to understand the extent of Dummett’s ambition for
Frege’s logic, it is instructive to consider his adherence to the priority
of syntactic over ontological categories mentioned earlier in this
paper. According to the “syntactic priority thesis,” the application of
ontological categories, such as concept and object, are dependent
upon the application of linguistic category terms, such as predicate
and proper name, and not the converse.48 On this model, a Fregean
syntax not only represents the best possible representation of thought,
it is also constitutive of our ontology. Dummett accordingly insists
that it is contrary to Frege’s intention to claim, as did Peter Geach, that
we are to count numerical terms as proper names because they refer
to Fregean objects; rather, we must regard numbers as objects because
we are compelled to recognize numerical terms as proper names.49 For
Dummett, the distinction between proper names and expressions of
other types must be one that can be drawn in wholly linguistic terms,
without the necessity for any scrutiny of the things for which the
respective expressions stand.50
On the basis of his adherence to the syntactic priority principle, it
would not appear inaccurate to attribute to Dummett a form of
linguistic idealism. It is, moreover, a form of linguistic idealism that
has significant affinity with the idealism of Kant, according to which
the categories of the understanding are at the same time the conditions
of the possibility of the experience of an object and the conditions of
the possibility of something being an object of experience. Kant’s
great project was that of reconciling the laws of Newtonian physics
with our intuitive experience of the world.51 By his emphasis upon the
47
Subsequent events have suggested the highly ambitious character of
this project and its need for supplementation by a theory of praxis,
interpretation or intentionality. The privileged role of Frege’s predicate logic
in the genesis of the semantic tradition is therefore instructive not only for
understanding that tradition in its more ambitious early manifestations but
also in terms of the challenges of pragmatism and naturalism which followed
its inevitable decline.
48
Dummett, FPL, 69.
49
Dummett, FPL, 56.
50
Dummett, FPL, 57.
51
Kant’s central position in relation to modern philosophy is largely
explained by his attempt to mediate between conflicting poles of modernity
DUMMETT AND ANALYTICAL PHILOSOPHY
345
capacity of Fregean syntactic categories to give the most accurate
representation of thought, and the assertion that these syntactic
categories are constitutive of the objects and concepts of experience,
Dummett follows a distinctly Kantian path. What is significant in this
context, however, is the extent to which Kantian idealism is a response
to epistemological problems created by modern mathematical physics.
Kant’s categories and synthetic a priori, which explain how the
fundamental concepts of Newtonian physics are possible, is
concomitant with a rejection of the idea that an object can be given
prior to judgment, a rejection in turn best understood in terms of the
peculiarly modern skepticism arising out of a division between
subjective apprehension of phenomena and things as they are in
themselves. The recognition of the conceptually determined character
of all perception is here based on the premise that the most reliable
criterion of identity is something that we ourselves introduce, rather
than something prediscursive embodied in determinate identity
conditions.
The split between the realm of law explicated by natural science,
in particular by mathematical physics, and the intuitive world of
everyday experience, is perhaps the fundamental problem of
modernity. As McDowell has suggested in Mind and World (1994),
this split has tended to result in an oscillation in epistemology between
opened up by the scientific revolution. This is why one productive way of
tracing the analytical/continental split is in terms of the different school of
neo-Kantianism dominant in the late eighteenth and early nineteenth century.
For the Marburg neo-Kantians the advances of the Naturwissenschaften are
understood as the fact from which philosophical inquiry should begin, even if
it is the forms and measures of the human intellect that are the
presupposition of scientific intelligibility. For the Southwest school of neoKantianism, by contrast, we need to begin from our everyday intuitive
experience and acknowledge the independent claim to legitimacy of the
Geisteswissenschaften. The abstract theoretical frameworks of natural
science, mathematics and logic accordingly need to be understood as
derivative from a more primordial source. These different interpretations of
Kant culminate in the dispute between Carnap and Heidegger over the
philosophical priority of logic and the exact sciences. See Rudolf Carnap,
“Die Überwindung der Metaphysik durch logische Analyse der Sprache” in
Erkenntnis vol. 2 (1931–32), 219–41 and Martin Heidegger, “Was ist
Metaphysik?” (1929) in Gesamtausgabe Band 9 (Frankfurt am Main: Vittorio
Klosterman, 1965). Michael Friedman gives an account of the significance of
the dispute between Carnap and Heidegger in his The Parting of the Ways:
Carnap, Cassirer and Heidegger (Illinois: Open Court, 2000).
346
GEORGE DUKE
the frictionless spinning in the void of coherentism and the myth of the
given embodied in bare naturalism. Whereas the semantic tradition
has tended to focus upon the laws contained in formal systems and the
project of transformative analysis, more naturalistic approaches have
concentrated upon the law like regularities postulated to exist in the
causal realm. In other words, the semantic tradition, with its emphasis
upon formal systems and meaning, has tended to veer towards a form
of coherentism, whereas more empirically minded analytical
philosophers have tended to move towards the kind of naturalized
epistemology and deference to natural science suggested by the work
of Quine.52
In Frege: Philosophy of Mathematics, Dummett argues that
Frege’s life work can be understood as a continuation of Bolzano’s
project of removing intuition from number theory and analysis.53 The
rejection of intuition embodied in the rigorisation of the calculus and
similar advances were motivated as much by the desire for clarity as
certainty. It is nonetheless superficial to see either the linguistic turn
or increased use of technical formal symbolic techniques,
contemporary with or subsequent to Frege, as constituting a radical
break with the modern philosophical project. Despite his rejection of
the synthetic a priori, Dummett’s insistence that “there is no such thing
as an immediate apprehension of an object,”54 is aligned with a model
of philosophy that has its roots in early moderns such as Descartes and
which finds its exemplary expression in Kant. Dummett’s claim that it
“is only by coming to grasp the use of proper names, or other terms,
referring to them that we form any conception of objects as persisting
constituents of a heterogeneous, changing reality and as identifiable as
the same again, unless some criterion of identity with which we are
already familiar is presumed”55 should be read in this light. The
modern epistemological premises of Dummett’s thought are also
evident in the global statement of this view, namely that “all
52
It is worth noting in this regard that the so called “return of
metaphysics” has been accompanied by a continued acceptance of the
transformative method on the one hand and the priority of natural scientific
causal explanations on the other. Such a stance is paradigmatically embodied
in the Quinean dictum that “to be is to be the value of a bound variable.”
53
Dummett, FPM, 223.
54
Dummett, FPM, 203.
55
Dummett, FPM, 204.
DUMMETT AND ANALYTICAL PHILOSOPHY
347
conceptual thought involves the imposition of form upon an
amorphous reality.”56 Here, Dummett appears to fall prey to the
coherentism identified by John McDowell as one side of the modern
oscillation. The attempt to reconcile the space of reasons with the
causal realm of nature culminates in the view that thinking is making,
as a result of the denial of a pretheoretical intelligibility to nature that
could mediate between the two realms.
An adequate characterisation of the origins of the analytic
tradition presupposes an account of the fundamental conceptual shift
that occurred during the time of the scientific revolution and the
epistemological problems that arose in conjunction with this shift.
This is why it is misleading to assert, with Dummett, that the really
interesting developments in terms of understanding the analytical
tradition are subsequent to Frege. The most productive contrast in
terms of understanding the origins of the analytical tradition is not
between pre and post Fregean thought, but between modern and
premodern conceptions of philosophy and its relation to the world of
everyday experience.
Moreover, the split between analytical and
continental schools is best understood in terms of the fundamental
change in the way philosophy was conceived which originated in early
modernity, namely in terms of different stances towards the kind of
instrumental rationality that is embodied in the methodical stance
favored by the exact sciences of nature.
The University of Melbourne
56
Dummett, FPM, 42.