6
The Life and Deaths of a Dispute:
An Inquiry into Matters of Law
Niels van Dijk
1 Introduction
Latour has recently put forward the diplomatic proposal to
embrace the value of law in our common non-modern world, and
to see whether alternative accounts can be provided based on an
empirical turn to the details of legal practices. These accounts will
need to differ from the overly dismissive ones given by critical
social theorists and from the overly purified or glorified ones provided by legal theorists and defensive legal practitioners. For the
purposes of this chapter we will take up the proposal to provide
such an account. This account can then be used within the diplomatic negotiations about the nature of law, both as a check and
an addition to the accounts provided by more traditional legal
theorists, but also to the alternative account provided by Latour
himself.
In this context Latour’s own account of law extracted from his
ethnographical study at the French Council of State will first be
discussed. Through his empirical investigations he addresses the
philosophical question about the essence of law. He proposes to
extract from this institutional practice what he calls the ‘regime
of enunciation’ of law. Law has a specific way of tying a whole
range of heterogeneous phenomena together in a way that allows
lawyers to speak legally. Latour calls this the ‘passage of law’
which is characterised by several semiotic elements: a clef de
lecture, the transfer of value objects and the acts of re-attachment.
Taken together these constitute the legal trajectory of enunciation.
The conclusions that Latour draws about the nature of law,
especially those related to the role of facts and legal totalities,
will be compared with an alternative account of the value of law.
This account will be based on empirical studies at a law firm and
160
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The Life and Deaths of a Dispute
161
courts of first instance according to an approach that traces all the
proceedings of the matters of dispute. Instead of starting a study
of law at the end of the legal line in an instance of judgment in last
appeal, such a conflict-based approach visualises all the things that
make such a legal decision possible in the first place, by closely following everything that happens between the moment a particular
conflict is first brought into contact with lawyers and the moment
it is decided by the judges. This focus on the whole life of the legal
dispute makes visible the whole antagonistic process in which
lawyers render a dispute legally decidable that normally remains
invisible in legal theory. The observation of these processes of law
in action allows us to gradually and in piecemeal fashion construct
an outline of the legal plane. These insights can, in turn, also be
mobilised against existing legal theories and hold a promise for
new ways of thinking about the nature of law.
2 Law as a regime of enunciation
In his book The Making of Law Latour addresses the philosophical question about the essence of law through an ethnographic
study of law in action at the French Conseil d’État, the highest
court in France in administrative matters. He states that:
Although there is no clear description for what I’m doing, the closest
is that of an empirical (not an empiricist) philosopher. This book
tries, through the device of ethnography, to capture a philosophical
question [. . .] that would be inaccessible philosophically [. . .]: the
essence of law. Knowing an essence does not lie in a definition but
in a practice, a situated, material practice that ties a whole range of
heterogeneous phenomena in a specific way. And it is on the search
for this specific way that this book is entirely focused. (Latour
2010: 10)
This empirical approach makes it possible to avoid philosophies
that postulate a transcendence of the Law that would be incarnated in various legal institutional practices. Instead, Latour proposes to turn to the various details of these practices in order to
extract from them what he calls the ‘regime of enunciation’ of law.
This exercise of empirical philosophy is part of his larger philosophical project to provide an account of the modes of existence
of our common world that has never been modern (Latour 2013).
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Each of these modes has its own conditions of felicity according
to which the success or failure of the actions and enunciations of
its actors have to be understood. Law has a specific way of tying
a whole range of heterogeneous phenomena together in a way
that allows law to pass and lawyers to speak legally (dire le droit).
Latour calls this the ‘passage of law’.
This proposal to understand law as a ‘regime of enunciation’
takes its inspiration from semiotics.1 Several semiotic elements
can be detected in the way Latour characterises law: a specific
clef de lecture or interpretive key as a particular evocative mode
of send-off into the register of legal intelligibility, the transfer of
different value objects that provide an orientation and specificity
to the legal passage, and the acts of assignation that reconnect a
statement to its enunciator by tying a local case to law as a totality. When aligned together these constitute the legal trajectory of
enunciation.2
(i) When the essence of law consists in its passage, we are led to
ask where this movement leads and when it is successfully finished
in order to arrive at an accurate characterisation. To answer such
questions Latour introduces the notion of ‘value-objects’ borrowed from semiotics. These value-objects give direction to the
legal passage and their successful transfer indicates the end of
the legal trajectory. They can be seen as attractors towards and
through which the passage of law takes place and which animate
the work of the lawyers. Throughout his studies of the activities
at the Council of State Latour extracted ten different value objects
(Latour 2010: 194–5):
1.
2.
3.
4.
5.
6.
7.
the authority of the lawyer at stake;
the procedural progress of the claim;
the logistic organisation of cases;
the interestingness of the cases;
the authoritative weight of texts;
the control of the quality of the legal work;
the hesitations that provide a room for manoeuvre before
producing linkages;
8. the legal means (moyen) that allow for the performance of
certain actions;
9. the internal coherence of law;
10. the external limits of law.3
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The Life and Deaths of a Dispute
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Interestingly, when compared to other modes of existence, the
ways in which these value-objects are described does not always
seem to make them primarily belong to the legal mode of existence. The logistic administration of cases (value-object 3), for
instance, rather belongs to the mode of existence of organisation.
In a certain sense the same seems to apply to the limits of law as an
efficient enterprise that can effectively process cases and dispense
the law in them (value-object 10). Furthermore, the control of
the quality of the legal work through reflexive verification (valueobject 6) seems to be a subcategory of morality’s mode of verification of ‘the overall quality of all the links’ between means and
ends (Latour 2013: 460). Similarly, the hesitations that provide
room for manoeuvre before producing new linkages (value-object
7) also seem to be a subcategory of morality’s hesitation about
the relation between means and ends more generally (Hache
and Latour 2010).4 Moreover, the interestingness of the cases
(value-object 4) seems to belong to the mode of attachment with
its related concept of interessement. In fact, this argument could
even be applied to the very semiotic notion of ‘value-object’ here
deployed to characterise the very passage of law, by indicating
what makes actors move and tick and functioning as an attractor
for their actions. This notion itself seems to belong more generally
to the mode of attachment as a ‘being of passionate interest’ that
attaches people by a common drive.5 Where many of these value
objects do thus not by themselves seem sufficiently legal, this characterisation should probably be rather sought in the specific way
they are aligned in the legal trajectory of assignation of acts and
actors.
(ii) The most important aspect of law in the light of its contribution to the construction of a common world is that it constitutes
such a regime of assignation.6 In daily life people continuously
engage in all kinds of actions and utter all kinds of statements with
regard to others. In the passage of things these acts and actors,
these enunciators, enunciations and enunciatees, immediately
and constantly become dispersed in all directions. Now, what is
unique about law is the manner in which it preserves all these
disengagements by keeping track of the traces that these actions
have left behind and how, on this basis, it continuously reconnects
people to their acts and enunciators to their enunciations. Without
law these would have remained free-floating and unattributable.
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People would not have been held to what they say and do and
would not have been assigned to their acts and goods. In this sense
law thus gives consistency to the processes of subject formation.
Law is singular in the way that it makes enunciations assignable.
It is able to do so through its specific arsenal of legal operations
like qualification, imputation, authentication, linking, following
signatures and through its meticulous set of stabilising procedures.
These operations reconnect a statement to its enunciator by tying
a local case to the law as a whole. This notion of legal totality
constitutes an important aspect of law. Latour even states that:
It seems that there is law when it is possible to mobilize a certain form
of totality with regard to an individual case, irrespective of how tiny
it may be – and this is precisely why we call some reasoning ‘legal’.
(Latour 2010: 256–7)
Law is thus a particular way of mobilising a totality within the
individual. Specific legal operations like qualification make the
case pass through a series of appropriate forms that allow for
the mobilisation of a legal totality and make it possible to move
away from the facts of the case.7 The importance of this point
becomes further apparent from the ways in which both legal
practitioners and legal theorists always evoke legal totalities in a
circular fashion in definitions of what law is. These tautologies are
not so much considered an embarrassment, but rather a necessary
quality of law reflecting its original mode of self-explanation.
Latour’s empirical approach to legal practice has the great
advantage of providing an alternative account of law that demarcates it from other practices and makes us adjust our expectations
of it. Our expectations should in this sense neither be too low
in reducing law to something else, nor should they be too high
in making law the guardian of some grand values that it cannot
protect. Without understanding the proper constraints that legal
practitioners face in their activities, law runs the risk of becoming
mobilised too easily by other practices to be enlisted as an instrument in their service. Such instrumentality would only fuel the
theoretical cynics who would all too happily jump in and reduce
law to something external like economic markets (law and economics), governmental regulation (public administration), social
constructions (sociology of law), cultural values (legal anthropology), political interest, class struggle or unconscious desires
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The Life and Deaths of a Dispute
165
(critical legal studies). As a response to such accusations in the
public debate, the jurist is often tempted to defensively present
his or her practice by resorting to the general vocabulary of big
terms (often learnt in law school) about the role of law in society
as a guardian of morality, justice, the state, sovereignty, politics or
public order. In this context Latour refers to La Fontaine’s fable
about the ass carrying relics and calls for law to be unburdened
from these impossibly heavy loads, so that it may carry only itself
and transport only its own values.
Latour’s proposal drives a wedge between the value of law as
a mode of existence and the accounts of law that have generally
been provided by lawyers. This gap opens up a space for new
alternative accounts of law that restitute its value, but in a way
that differentiates law from the institutions that have come to
betray it and from the (theoretical) domain in which it has become
enclosed. Stated in this way, it thus becomes very important to
take care that the nature of the legal value is sufficiently extracted
from the relevant legal practices, so that the account of this value
is not too greatly infected by the extravagancies of the particular
institution in which it is studied. We can take up his challenge to
enter the diplomatic negotiations about the value and nature of
law by providing alternative accounts that restitute this value.8
Hereafter, we will attempt to provide the brief outlines of such an
account based on two empirical studies at a law firm and courts of
first instance.9 This account can then be mobilised both as a check
on and an addition to the accounts provided by more traditional
legal theorists, and also to the alternative account provided by
Latour himself.
3 The life of the legal dispute
The studies at the law firm and the court are based on an empirical conflict-based approach partly born out of lingering dissatisfaction with both the distant abstract treatment and theoretical
fixations of legal theory and the social and critical studies of law
that aim to calculate its economic and societal effects or unmask
its hidden presumptions. Their explanations often get before,
after, above or below the legal objects of investigation in order
to explain them, but they never get to the middle of things – in
medias res – where they are still vital events in the process of happening. It could thus be asked in what way these theories have
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managed to approach legal matters at all. In order to obtain a
closer understanding of law as an event, what is needed is a transversal turn to the median ground of legal practices that moves
‘across’ and traces the proceedings of the legal disputes at the
heart of these practices.10
A conflict-based approach visualises all the things that make a
legal decision possible in the first place by closely following all that
happens between the first encounter of a particular conflict with
lawyers at the law firm up until its judgment in court. This focus
on the whole life of the legal dispute makes visible the antagonistic
processes in which a dispute is rendered legally decidable through
constructive actions of proof, disproof, qualification, disqualification, authorisation and unauthorisation, which normally remain
invisible in legal theory. In this way we gradually obtain an outline
of the proceedings of the dispute and the two little deaths that constitute the rhythm of its legal life. This will allow us to gradually
and in piecemeal fashion construct a sketch of the legal plane. The
orienting question for the investigations is here not so much ‘What
is Law?’ – the classic question addressed by legal theory – but
the question ‘How does something become legal?’ This shifts the
focus from being to becoming, from legal objects (Rechtsobjekt) to
things as antagonistic events. Here the fabric of the lawsuit grows
from the middle, along tentative lines of proposition, towards its
edges. Only on the basis of these lines of movement does it become
possible to assign coordinates to the so-called ‘fixed points’ of
legal objectivity and legal subjectivity of legal theory. In fact, it
will enable us to see how the thing at stake is primarily a matter of
dispute that can gradually become transformed into a legal object
through the operations of legal practice.
This chapter presents an account of law extracted from the
results of such a conflict-based approach. (See Figure 6.1 for a
diagram of the movements we will study in this chapter.) Textual
limitations will necessarily force us to abstract, which will make
us lose some of the fire proper to the conflict dynamics that is
nevertheless crucial to this undertaking. Some practical flesh on
these conceptual bones of this account is provided elsewhere.11 In
order to get the contours of the type of issue at stake in these legal
practices better into sight, a few contrasts with scientific practice
and epistemology will also be drawn. These relate to the concepts
of cause, effect, facts, evidence and the explication of conditions
of success.
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The Life and Deaths of a Dispute
Summons:
Claim
167
Judgment
Conclusions
Pleas
Proceedings
Reconstruction Extension
Contraction
Condensation
Contraction
Figure 6.1 Diagram of the life of the legal dispute.
At first, the lawyers have to retrace and reassemble the
dispute from the institutional network of memories and
documents throughout which it has become dispersed,
and contract it into the points of dispute that will
determine its aboutness.
When we normally come into contact with court cases when
reading about them in the newspaper, we often get the impression
of issues with a precise and determinate topical value. We are often
provided with a clear and concise summary on what the conflict is
about. The journalist might have taken his cues from the summons
or judgment documents. The main claims of the conflict are here
carefully listed and seem to precisely indicate to the reader what
the conflict is about. We must realise, however, that this degree of
conciseness already situates us in a certain phase in the life of the
conflict in which this topic of the conflict has attained a certain
degree of stabilisation. This view is, however, neither exemplary
for the nature of the conflict dynamics, nor for the way in which
the conflict was first brought into connection with legal practice. A
closer investigation of such first encounters provides us with a very
different view of things. When lawyers first come into contact with
the conflict it is not at all necessarily clear what the conflict is even
about. The conflict has a very scattered mode of being that is never
simply given. Lawyers first and foremost encounter it in its chaotic
extensions, diffused over different times, spaces and people. The
determination of the very aboutness is the first challenge for the
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lawyers for which they will have to engage in a process of reconstruction of the conflict through close interaction with those who
have been involved in it. This process will require a careful retracing of all the fleeting memories and lost documents that have
become distributed over a dispersed institutional network of long
gone past situations, role-shifting actors and messy informational
archives and databases. This process of reassemblage of the conflict becomes most visible in the creation of a case file. A digital
and cardboard folder will come to enclose together the documents
gathered in the course of reconstruction and all the ones that will
be gathered later over the course of proceedings. These documents
hereby become defined as belonging to the conflict. The file will
itself become divided through several subfolders with titles like
‘Agreement’, ‘Bills’, ‘Meetings’, ‘Correspondence’, ‘Pieces’ and
‘Lawsuits’ that will further organise the body of the conflict.
When sufficient dispersed traces have been reassembled, they
can be contracted into a few central singular points that will
constitute the centres from which the conflict will unfold. These
contractions provide a certain orientation and belonging to the
conflict and delimit the series of possible paths along which it
might further proceed.12 This concept of the ‘points of dispute’ is
very important. They characterise the singular legal pointillism at
the core of the lawyer’s operations of dealing with conflicts and
rendering them decidable. We will return to this later.
The conflict is translated to the conceptual vocabulary
of a certain legal regime through the typical legal act
of qualification, which assigns the matter of dispute a
belonging and orientation.
This contraction of the many heterogeneous elements of the
dispute finds its most intense form in the claims proposed in the
summons, which is an official document that calls for a defendant
to appear in court. This document provides a first formal introduction to several elements that will play a central role in the legal
proceedings of the dispute.13 It introduces the primary parties to
the conflict and prepares for the inscription of the central claims.
These claims provide us with the matter of dispute.14 This is the
central thing competed for that has gathered together all of the
protagonists and the proceedings and transformations of which
will have to be followed. This thing cannot at all be seen as an
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The Life and Deaths of a Dispute
169
external physical object (Rechtsobjekt) for a legal subject as
postulated in classical legal theories. It is not necessarily even
something material or objective, but first of all consists in the way
that it matters to the parties on whom it has exerted its gathering
force.15 In line with its ancient primordial meaning as res, a thing
is before anything else the affair at stake that opposes and reunites
two protagonists within the same relation, a res iuris. This matter
of controversy finds itself posited in this common interiority: res
in controversia posita.
When this res is subsequently put in legal form (mise-en-form)
by being translated according to the conceptual vocabulary of
a specific legal regime, it can become a causa for initiating legal
action. This act of translation is known as qualification and is very
characteristic of law. The thing is hereby introduced into the legal
arena and transformed into a matter of legal dispute. From there
on it can be further articulated by the specific tools and procedures
of law (lis).16 By assigning something a belonging in a certain legal
regime, a qualification provides a first orientation to the dispute.
The claim is the most contracted and simplified state of the conflict that brings together and implicates many heterogeneous elements in one single formula. Taking inspiration from Leibniz, we
could call this contraction of the infinitely detailed and extensive
developments of the dispute, in the claim a first little ‘death’ of the
dispute.17
The short statement of the elements of the dispute in the claim
could be deceiving to the extent that it might portray the activity
of lawyers as a simple exercise in syllogistic logic in which the
concrete complex case is subsumed as a species of a general stable
legal form. This is not at all the case. Stabilities and simplicities
are always local and temporary and quickly become fluid and
complexified, drawn in by the chaotic dynamic movements of the
dispute. This dynamic is characterised by the antagonistic dance of
the opponents united in a common relation around the matter of
dispute.18 The only constant here is disputation itself. Each qualification proposed by one party is bound to be met by a disqualification from the opposed party. Actually, each qualification can itself
be seen as a disqualification of other legal categories either explicitly proposed or which would have been possible to propose.19
From here on, things complexify rapidly. The dispute
becomes mediated by a host of things, procedures,
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techniques and architectures that enable the organisation
and circulation of the file in law firms and courts, and
that enable the jurists to speak legally about the dispute
(ius dictum).
The lawsuit readily extends throughout the ‘conclusion’ documents, in which the matter of dispute becomes
mutually affixed to or cut from pieces of evidence and
conditions that will come to authorise its procession.
After the first contraction and envelopment in the claims in the
summons document, the dispute is fully sent off into its antagonistic dynamics. It will now enter a phase of rapid extension and
development. In civil law cases this happens through the writing
and exchange of ‘conclusion’ documents, which is the legal form
in which the protagonists are obliged to organise their further proceedings.20 Claims can here be checked with counterclaims, qualifications with explicit disqualifications. These are in turn often
followed by counter-qualifications that can transpose the cause at
stake according to a different legal regime and thus open up whole
new directions in which the dispute will simultaneously come to be
unfolded. According to each qualification, alternative directions
are taken and alternating things become relevant.
In order to understand these extensions, one has to understand
the connections that will be made to the dispute after its initial
qualifications. We could introduce the term affixation to characterise this act of establishing connections between the dispute
and all kinds of documents. To affix means not only to secure to
something, attach, join one thing to another, but also to impute,
attribute, ascribe, assign, and to annex or place at the end. This
triple meaning nicely demonstrates the threefold nature of the
connection itself (fastening attachments), its indexical location
with regard to the documented body text of the dispute (annexes
like sources and inventory of pieces) and what happens when
these connections manage to hold (assignation).21 We will have to
fine-tune this point, however, since attachments to different kinds
of documents will lead the lawyers in very different directions
and will lead the matter of dispute onto different trajectories of
becoming. When the matter of dispute becomes stitched to or cut
from pieces of evidence it can gradually be turned into a matter
of fact. When it is aligned or disconnected from raised conditions
of proceeding it can be gradually transformed into a legal object.
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The Life and Deaths of a Dispute
171
The search for certain documents called ‘pieces of evidence’ will
guide the lawyers onto wild goose chases, making them jump into
their cars in order to ransack the sites of friends and foes, conduct
implicative teleconferences with informants, or conduct thorough
detective investigations on the Internet. The reassemblage of the
whole network of dispersed elements from many different places
will have to be intensified. All traces must be followed, all relevant
leads investigated. The collection of these pieces of evidence and
their attachment to the dispute constitutes a continuous task for
the lawyers. These documents are gathered in an ‘Inventory of
Pieces’, a subfolder of the case file, where they are ordered according to categories and numbers. This inventory will mediate the
connection between the inscribed quotes or bracketed document
titles in the text of the conclusion and the documents in the ‘Pieces’
folders. Through these textual operations the lawyers establish
legal reference to the facts that will prove their claim. When all this
work has been performed the focus in the dispute can gradually be
shifted from the actions of processual actors like lawyers (and registrars and judges) to the acts of the protagonists who have been
drawn into the antagonistic dance of the dispute.
The majority of these affixed pieces of evidence are documents
that inscribe a variety of topics: from contacts to contracts, meetings to beatings and actions to reactions. Through these attachments the matter of dispute is made to proceed in and out of a
variety of different sites, settings and situations, where it is brought
in contact with a plethora of introduced actors, figures and things,
and where it can be staged in ways that allow the parties involved
to assume certain (op)positions with regard to it. Through the procedures of legal evidence these protagonistic elements are turned
into the factual grounds for the matter of dispute, on which its
procession is progressively brought to stand as a legal matter of
fact, a res facta. The lawyers of the opponent will in turn try to cut
as many of those established evidentiary stitches as they can and
do some attaching of their own. Afterwards, severed links will be
mended by new attachments and old links will be reinforced. The
weft of links that makes up the lawsuit gradually unfolds through
these constant adversarial processes of stitching, cutting and
reinforcing of pieces of evidence.
Here the epistemic notion of the fact as a discussion-closer
really shows its legal roots.22 When we speak about what
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Niels van Dijk
the case is in fact, we have to become familiar with this
very specific legal concept of proof. Just like with the
notions of cause and effect, we have to forget all references
to science when we want to understand the legal particularity of notions like ‘matter of fact’ and ‘proof’. Lawyers are
bound to constraints for providing valid proof that would
be very unfamiliar to scientists.23 Concepts like ‘burden of
proof’, ‘evidential value’, ‘evidential force’ and ‘inner conviction’ are very characteristic for the legal mode of proof.
Furthermore, a glance at the means of proof allowed in
general civil proceedings shows them to be utterly foreign
to science: documents, witnesses, experts, presumptions,
oaths, confessions and invoices. Marking the contrast
between scientific and legal proof even more is the fact
that conclusions or factual confirmations by (scientific)
experts have the smallest ‘evidential value’ of all means
of proof. Article 962 of the Code of Procedural Law even
determines that the judge is not obliged to follow such conclusions if they conflict with his convictions. On the other
hand, certified documents which are signed by both parties
provide full proof of what they inscribe (agreements).
Such a document has ‘evidential force’ which, according
to article 1319 of the Civil Code, the judge is obliged to
follow even if it would be against his ‘conviction’. Is this
not most curious from the viewpoint of science or philosophy of knowledge? In court the so-called ‘subjective’
convictions of a judge are valued higher than the ‘objective’ statements of fact by the expert! And documents with
signatures cannot even be evaluated by the judge, but force
him to align. The practices of law and science in this sense
both have their own divergent ways of producing facts.24
The conditions according to which lawyers and judges
either have to or cannot do certain things, characterise the
legal mode of proceeding.
Whereas the hunt for evidentiary documents leads the lawyers into
their cars, onto the Internet or to their phones, the search for other
kinds of documents that will constitute the legal ‘source material’
for the dispute will lead them to their bookcases crammed with
codices, periodicals of jurisprudence and books and journals of
doctrine.25 At stake here is the extraction and establishment of the
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The Life and Deaths of a Dispute
173
conditions and requirements that the matter of dispute will have
to satisfy in order to legally proceed. Instead of an endeavour to
let the factual evidence speak for one’s claims, the lawyer’s work
is here oriented towards letting the law and its authorities successfully speak for these propositions.26 Through attaching the
proposition to parts of text from jurisprudence, doctrine or statute
law, the matter of dispute is made to pass through a variety of different legal settings. It will come to traverse some of the legal paths
that have once become successfully constructed in past disputes in
order to transport their requirements to the present conflict when
the lawyers manage to establish sufficient ‘reasonances’ between
them;27 it will be guided through the preparatory considerations
and legal reference checks of the legislative processes leading up to
the laws invoked in the dispute; or it will come to pass along the
systematic pre-articulations of the webs of authorisation for the
conditions that govern the proceedings of these kinds of dispute
lines proposed in the interpretative writings of legal scholars.28 In
this way certain carefully proportioned alliances of legal sources
become aligned with the matters of the claim in order to authorise
its successful proceeding.
Once again the lawyers of the opponent will try to cut as many
of those alignments and appended weights as they can and will
themselves perform some aligning and balancing. In this way
they try to unauthorise the claims of their adversary, isolate and
invalidate their conditions and make the force of law exert itself in
favour of their own propositions. Sometimes the mobilisation of
a single new source can displace or even reverse a whole network
of authorisations. Certain proposed stringent conditions can, for
instance, suddenly find themselves less firmly supported, where the
authority of the law is redirected and aligned with other proposed
conditions that are less exigent.
These processes of (un)authorisation can also relate to conditions of proof. Apart from disputing the attachment of certain
pieces of evidence attached to the dispute (the cut of disproof), it
is also possible to dispute the evidentiary obligations that govern
the conflict and the scope of proof (the cut of unauthorisation), by
trying to prescribe what one is required to prove at all and to what
extent. The conditions that govern the scope of evidence required
in order to prove one’s legal propositions are thus themselves
part of the legal dispute. This also shows that, although facts and
law become differentiated by two directions of attachment, they
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Niels van Dijk
constantly lead to each other and modify each other, thus opening
new directions and orientations for the unfolding of the dispute.
The fact that the work of making explicit the conditions
of felicity is such an important, integral part of the practical proceedings is definitely a curiosity of legal practice. In
scientific practice, for instance, these debates arise most
clearly in those situations in which scientists are engaged
in controversies and conflict. According to Kuhn such
conflicts arise most in periods of crisis and revolutionary
science, i.e. periods in which the ‘normal’ practice of scientific activity has broken down (Kuhn 1996). In law these
kinds of situations are at the heart of its ongoing activity
because law is a practice that deals with problems, conflicts and breakdowns.
After this phase of extension, the dispute becomes gradually condensed through the pleas in court. These provide
the judges certain piloting directions for passing through
the assembled corpus of the case.
In the plea the order of things is tied together differently, as compared to the conclusions. In the conclusions the complex movements of the dispute were developed at great length and detail.
When the lawyer’s work has been thorough, these conclusions
will often have become ‘corpulent’ documents. In the plea this will
have to be presented in such a way that the problem, the main
points of conflict and the solutions will become clear and evident
to the judges. There is a condensation of the dispute at work here.
Years of preparations are contracted into the lines of speech of
the oral pleas in ways that have to be convincing. We could say
that a plea has a threefold structure of satisfaction: satis-facere,
satis-placere, satis-plicare. A lawyer has to do enough (satis) work
of unfolding and explicating the case, in a way that sufficiently
complies with the conditions and convincingly pleases the judges,
in order for them to align with the qualification proposed.
In order to please the judges, the lawyers will have to speak satisfactorily. This is not an easy achievement and there can be many
obstacles. In court the flow of a plea can become interrupted by
the adverse party or the judges, making the lawyer ‘lose her point’.
It is actually a part of the lawyer’s work to try to punctuate the
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The Life and Deaths of a Dispute
175
flow of words of one’s opponent by interruptions and reversals.
All these factors complicate speech and can make it stutter and
stumble. Sufficient preparatory work thus needs to be done for stabilising the plea. The lawyers employ several techniques for this,
like mnemonic devices to ‘find things back’ and optic devices to
‘make things visible’. First, oral speech is supported by a number
of paper items that serve to index, trace and retrieve the threads
of argumentation. When the lawyer loses the aim of her story she
can fall back on a paper sheet (sometimes called a ‘trial brief’) with
the main ‘bullet points’ to retrieve the ammunition for her plea.
Second, oral speech is substituted by ‘speaking’ images that serve
to visualise the matters of dispute. Sometimes these images tell
the story of change more satisfactorily than the lawyers can. The
question here is not merely about how to do things with words, it
is rather about how things enable the lawyers to speak legally and
how they allow them to say things without words.
We have seen that lawyers have to be good detectives. The narratives that they have constructed must be grounded by gathering
many pieces of evidence. These attachments must have been made
to resist the cutting operations of the adverse party. The corpus of
the case can become quite complicated through all these stitched
attachments, cuts, reattachments and reinforcements, especially
when it concerns detailed technical issues. Being a good detective and conclusively writing an authoritative and elaborate body
of text at the law firm is one thing, but it offers no necessary
guarantees for further proceeding in court. The judges have to
be satisfactorily guided through the accumulated specificities and
technicalities of the dispute.29 The lawyer is always faced with the
risk of losing the judges along the way. In court the lawyer has
to be a good pilot and ensure that the boat that sails the stream
of events safely arrives at its proposed destination with all its
members still on board. It is to these judges that we will now turn.
Eventually the dispute will find a second differential
contraction in the operatives of judgment according to
a linear focus along the strong points that will come to
constitute its grounds.
To convince or to be convinced, that is the question by which
much of the legal play oscillates.30 The requirements of the
advocates to convince and the requirements of the judge to be
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Niels van Dijk
convinced diverge, however. Whereas advocates often get to work
on a case for extensive periods of time, the judges cannot indulge
in such ‘luxury’ since the time they have for dealing with each case
is limited by their workload. When advocates have proceeded too
rashly in extensive constructions of their case through their conclusions and pieces, it is up to the judge to slow things down.
Judgment will have to again contract the dispute. In order to
perform such a contraction the judge has to select points of the
dispute that will permit him or her to do so. These points are of
two kinds. On the one hand, they could reflect a gap enveloped
or concealed in some other extension of the dispute. These are
‘weak points’ that cannot bear the weight of a legal argument or
might even destabilise and implode the whole legal proposition
(the gap as a black hole). The judge deploys several rhetorical
techniques to make the advocate get ‘to the point’. On the other
hand the point at stake could also be a ‘strong point’ that includes
an intensity that could support legal arguments and thus serve as
a sufficient basis for judging the case.31 This happens when the
lawyers have, as one judge states, ‘put the right stepping stones for
legal argument in the right place’. This is what enables the judge
to go back to his office and do his job as a ‘technician’ in the art
of judgment. The advocate has to select and align the intensive
points of the dispute and highlight them as a solid path to arrive at
judgment and not digress and drown in irrelevant specificities and
technicalities that have accumulated in the dispute.
Once this is done well, the whole exercise of reaching an
opinion boils down to the judge having to assume a point of view
on the dispute, or rather an alignment of points of view, cleared
from within the dispute dynamics. This happens when reasoning
strikes a line that selects and connects points of intensity from
the dispute dynamics and incorporates these into the connecting
trajectory of a ‘linear focus’ from which the cases of the advocates
can be arranged into an opinion (the act of judgment).32 Once this
linear focus is assumed, the selected points can be projected as the
reasons that sufficiently ground the judgment (the act of reasoning). These grounds are thus unfolded and raised from within the
interiority of the dispute. Such a line of reasoning is like a strike of
lightning that bifurcates downwards in a tentative series of points
of embranchment until one of them arrives at the ground and the
charge reinforces itself as the running line of those bifurcations
that constituted this passage.
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The Life and Deaths of a Dispute
177
This highlights the importance of two terms in the composition of judgment: that of the ‘point’ and that of the ‘ground’. The
act of judgment can be described as the pointillist art of selective
contractions of intensive points of dispute in a series of operative
sentences (linear focus).33 In this sense the unit of decision-making
is not so much the dispute itself, but rather the ‘point of dispute’.
Through this legal pointillism with regard to disputes (points of
dispute, weak points, strong points, requisite procession points,
bullet points, points of view, appointments) jurists continuously
endeavour to contract zones in the extensive dispute dynamics
into discrete points.34 We have seen how lawyers performed this
contraction through the reconstruction of the conflict and its legal
qualification in the claims. Judgment can achieve such a contraction through its own modus operandi that consists of aligning a
succession of operators, operations and operatives. First the judgment becomes organised according to a series of operators (e.g.
scroll number, repertory number, etc.) that both link the judgment
document to the case file or actually turn it into a file, and install it
within the order of administration as the grasping point for further
acts of organisation. The dispute subsequently becomes further
compacted through a series of operations preceding judgment,
which transform the dynamics of the proceedings of the dispute
into vectors of consideration, admission and conviction that
will impinge on the minds of the judges during the processes of
deliberation.35 Many of these operations will have to pass certain
‘requisite procession points’ that condition the felicity of the act
of judgment itself (e.g. the contents that the verdict has to inscribe
for not being declared null or void itself).36 Finally, the dispute
becomes contracted by a series of operatives that enact the judgment through a series of performative acts that carry a preceding
cause or causa into its legal effects. The latter are enlisted in ‘the
operative part’ of judgment that inscribes the ‘dictum’, the thing
said legally. The court enacts this judgment through pronouncing
a range of utterances, each of which performs a specific operation.
The nature of these performative operations is indicated by the
verb by which the utterance is initiated like ‘declares’, ‘sentences’,
‘orders’, ‘grants’, ‘denies’, ‘prohibits’, etc.37
This ‘carrying out’ or ‘carrying into effect’ is the etymological meaning of the verb ‘to perform’. The act of judicial
qualification according to a legal form brings about legal
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effects. There is a very specific notion of cause at stake
here. The word ‘effect’ should not be misunderstood by
giving an interpretation befitting a scientistic context in
which it can objectively be reduced to, and thus explained
by, a physical cause. Instead of having the notion of cause
hijacked by physicalists and reduced to material or efficient causes,38 we should pay attention to a mode of cause
that belongs to legal practices. Can these legal effects be
explained by referring back to a cause? Yes, certainly, but
they refer to a very specific cause that is quite at home in a
legal context.39 We could even speak of a very specific kind
of formal cause that is characteristic for law and is closely
related to the notion of performativeness. It is per forma
that a matter of dispute is carried into its legal effects.
Cause and form are thus closely related in their own way
within legal practice. The forms here point both to the
forms of action within a practice, or what Austin calls
‘conventional procedure’,40 of affixing the documentation
and filling out the constitutive forms, rather than some
explanation by some form, idea or intention in the mind of
the parties or the judge, or some isolated ideal template for
things that would constitute the scene.41
After the contraction in the advocate’s claims in the summons, the
dispute finds its second most intense contraction in these operatives of judgment, selectively bringing together many of its heterogeneous elements in these few singular formulas. These two ‘little
deaths’ of the dispute formally compose the rhythmical interval of
the life of the conflict as a matter of legal dispute.
The life of the matter of dispute and the little deaths of the
dispute in the operatives of judgment (and the claim in the
summons) that formally enclose its legal life have to be distinguished from the grounds of judgment of the dispute.42 Grounds
do sometimes rise to the surface of things; they make their ingression in a dispute from a below within. The vertically raised
grounds ( | ) are different from the horizontal extensions of the
dispute ( - ) and the diagonal acts of grounding ( / ) and judgment
with its striking linear focus ( \ ). A ground only makes its ingression in the dynamics of a dispute when it is raised within the practice of that dispute through an act of grounding.43 This focus on
grounding as an act or operation is important. Heidegger pointed
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The Life and Deaths of a Dispute
179
out that ‘in all grounding and getting to the bottom we already
walk on the path to a ground’ (Heidegger 1997: 3).44 This ‘path
to a ground’ highlights not so much the ground, the grounded or
the grounder, but the act of grounding which has the character of
being underway, of proceeding, of seeking to arrive. These acts of
grounding are indeed closely related to a judgment in which the
ground will bring something (the matter of judgment) to a stand
(zum-stehen brengen) as an object (Gegenstand) when it will have
provided a sufficient (vollstandig) account of it.45
In a legal dispute this fixation of a position is quite an achievement. In the legal geometries of disputes no such position is ever
pre-given, but has to be painstakingly established as a post-given
beyond dispute in the dynamics of the legal fabric.46 They have
to be extracted from the extensions of the conflictual dynamics
that constantly threaten to destabilise and engulf them. This work
of extraction requires prudential acts of stitching pieces of evidence and legal documents to the matter of dispute in a way that
establishes a foothold on its incessant proceeding and ground a
position in relation to it. Through the grounding judgment (arrêt)
the proceeding matter of dispute is brought to a (temporary) halt
(arrêter), transformed into a matter of fact and the legal object of
the relevant legal regime.
4 Modern facts, legal totalities and application
The results of the conflict-based approach presented in this
chapter have led to an outline of the lives and deaths of disputes
at the heart of legal practices. It has put into focus the whole
process by which a matter of dispute proceeds, from the moment it
becomes reconstructed and contracted in a claim, to the moment it
arrives at judgment where it becomes contracted in its operatives.
In this sense it makes visible all the steps that precede judgment
and make it possible in the first place. A focus on the proceeding
of the matter of dispute also shows all the processes in which the
proceeding of the matter of dispute is gradually grounded and
transformed into a matter of fact and a legal object, and how, as
a cause of action, it undergoes a series of performations by which
it is gradually carried into its legal effects.47 Such an approach
that is crucially related to the event of the dispute, casts jurisprudence into the role of the legal philosophy that deals with singularities.48 In this sense legal practices constitute a paradigmatic site
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for the study of things, causes and object-formation as matters
of dispute that gather protagonists in a dance of antagonism,49
but also for the study of speech act theory in articulating what is
involved in processes of performation and what allows the flows
of illocutionary force.
With this account we can return to the discussion about the
nature of law and enter into the diplomatic negotiations on how
to restitute the value of law and which elements are important for
this. First, the account can be mobilised as a check on the existing
accounts of this value provided by legal theories and thus holds a
promise for new ways of thinking about the nature of law.50 For
this exercise to succeed, however, it is necessary for this value to
be sufficiently extracted from the different forms in which it has
become institutionally rendered. In order to check the robustness
of this extraction, we can start by drawing out some comparisons
and contrasts with Latour’s account of law. Latour has chosen the
Council of State as the site for studying law in its pure form in the
speech acts of the councillors. When we situate these events within
the broader biography of the life of a legal dispute, we here find
ourselves at the end of the legal line at the judgment in last appeal.
At this point in time a lot has already happened to the matter
of dispute, many events have befallen its destiny. The matter of
dispute will have undergone several trials and tribulations through
which it has become greatly ‘canvassed’, as Llewellyn so elegantly
expressed it, through the pointillist ‘screen’ of legal practice.51 At
this stage it will in fact be in its third life-time, not yet a cat but
coming quite close.
In order to understand these previous processes, we will need to
envisage all that makes legal judgment possible in the first place
by closely following everything that happens between the moment
a particular conflict is first brought into contact with lawyers and
the moment it is decided by the judges. This focus on the whole
life of the legal dispute also makes visible the whole antagonistic process in which lawyers render a dispute legally decidable
through their constructive actions of proof, disproof, qualification, disqualification, authorisation and unauthorisation that normally remain invisible in legal theory.52 The observation of these
processes of law in action allows us to gradually and in piecemeal
fashion construct an outline of the legal plane of grounding.
Several elements and concepts can be identified as important for
an account of law:
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The Life and Deaths of a Dispute
•
•
•
•
•
•
•
•
•
•
181
matter of dispute (thing, antagonism)
qualification (claim, translation, legal concept)
performation (cause of action, legal effect)
proceedings (process and procedure)
evidence (facts, conviction)
conditions (authorisation, legal sources)
ap-plication (affixation, extensive development, mutual folding)
grounding (reasoning, bringing-to-a-halt, fixing position)
pointillism (contraction, points of dispute, appointment)
judgment (ius dicem) (linear focus, operativity).53
With this account we can open the negotiations. From this outline,
some comments can be made about the role of facts and legal
totalities in the characterisation of law. We could say that when
the bibliographical narrative of a legal dispute has sufficiently proceeded, at a certain moment in time it might become possible for
legal practice to get rid of the facts in order to pass to the composition of a legal totality. This is indeed what we could observe at
the highest courts of appeal, which are procedurally required (this
is a requisite procession point) to abstain from judging the facts
of a certain dispute since these have been dealt with sufficiently by
courts of first and second instance. Instead, they are charged with
the task to only deal with the legal questions that this dispute may
give rise to, which will pose to them the challenge of constructing legal coherences. These are requirements specific to a court
of last appeal that has to perform a cassation, which, in line with
its etymological meaning, makes some thing void, emptying it of
its factual content. But is our empirical account of law to depend
on such rules of procedure that prescribe in advance where pure
law is to be found? Or do we need to engage head-first the intense
chaos that announces itself in each dispute, in order to study the
processes by which purifications might be achieved in practice by
all kinds of laborious operations, independent of the pre-scription
of the site of action?
In order to understand law we will have to look at the whole
dispute trajectory, from its ‘first instance’ when it enters the
offices of the law firm until its ‘last appeal’ at the court of cassation. When one thus turns to the work of lawyers at the law
firm or of judges in lower courts, we get a quite different view
on things. These previous proceedings of the matter of dispute
are instead characterised not so much by getting rid of the facts,
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but rather by fully engaging with them according to the typical
mode of legal evidence. To the contrary, there seems to be very
little elaboration and attachment of the dispute to legal totalities here.54 In order to reach a ius-dicim in a dispute, a ‘speaking legally’ about some thing, it is not necessary to mobilise the
whole of the law. We cannot say that there is law only when there
is a construction of legal totalities. The construction and connection of a legal totality is rather a by-product of the extension of
disputes, especially when they have come as far as the Council of
State. It is a gradually accumulated quality dependent upon and
proportional to the extent of proceeding of the matter of dispute.
What characterises these processes of proceeding themselves is
rather a concern for attaching the two fabrics of evidence and
conditions well to each other in terms of the concrete dispute
at stake. We can single out this operation by reinvigorating the
concept of ap-plication:
Etymologically ‘to apply’ means to ‘attach to’ or to ‘fold to’ in order
to bring something in contact with something else. Advocates bring
heterogeneous elements together when they connect an extralegal
thing to law in order to initiate its proceeding as a matter of legal
dispute. During the legal process two different fabrics – the factual
patchwork and the legal weft – have to be constantly folded to each
other in such a way that they join together and something can proceed.
‘Application’ does not have the hierarchical or vertical connotation of
‘subsumption’ in which a factual matter is transformed by being syllogistically placed under a form that itself remains unaltered. Instead
the term application keeps open the possibilities for the mutual change
of both case and rule that might result from a connection between
the two. What the case is and what a rule requires is never something
given. In a lawsuit both have to be constantly worked out by being
connected to each other in a way that is legally tailored to the matter
in dispute.55
In the previous section we have seen how a twofold authorisation
is operative in the practices of attaching documents to the dispute
in a way that grounds the matter of dispute both in law and in
facts. These affixations gradually transform the matter of dispute
into a matter of fact and into a matter of law or legal object of a
certain legal regime.56 We saw how these factual authorisations
were mediated by a series of special evidentiary procedures by
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The Life and Deaths of a Dispute
183
which the facts come to decide someone’s claim and by which the
practitioner becomes empowered to speak in the name of what
happened. We here arrive at a notion of the fact – the res facta –
that is more properly legal and that has itself even influenced the
concept of ‘the modern fact’. It has indeed been argued that this
modernist notion, with all its epistemological assumptions and
its status as discussion-closer, historically originated in the legal
practices of courts with its developing standards of eyewitnessing and testimony. This moved the figures of the witness (and the
juror) into the position of the ‘judge of the facts’. Afterwards this
notion migrated to other practices like the sciences or empiricist
philosophy in order to constitute a much broader modern culture
of fact.57 In its primordial sense this res facta or matter of fact was
not yet ‘that which is proven’, but referred to the issue of proving
an act itself. As such, it was closely tied up with the legal necessity
of reaching reasonable closure in a relatively short period of time
and to the adversarial characteristics of the trial in which all kinds
of procedures for testing the credibility of witness evidence were
developed (like cross-examination, the crime of perjury for false
testimony, subpoena for appearing).
In this sense it is curious to see that Latour draws the conclusion
that ‘contrary to religion, technology, fiction, and politics, law has
suffered much less from the ravages from the modernist invention
of matters of fact. In a way, law has never been modern, always
insisting on its original type of truth condition and its completely
specific key’ (Latour 2008: 9), considering that law itself contributed to this invention of the matter of fact through the procedures
and figures set in its own specific key of legal evidence.
Lastly, in the project of restituting the value of law, one hypothesis remains to be explored. It relates to the installation of law as
a mode of existence that inhabits the ecology of common (nonmodern) values and to some conclusions drawn with regard to
its tautological nature. Latour observes how law is singular in
the intensity of care for itself: law constantly engages with itself,
checks its own quality and continuously explicates the proper conditions for itself. He further observes how law is always encountered in its entirety and that this mobilisation of legal totalities
is crucial for the essence of law and accounts for its tautological
nature. We need to proceed carefully here and explore whether
there is a different possible starting point of analysis that would
break out of this circle, or rather never be set in motion in the
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first place, and thus save us from all this agonising head spinning.
The exploration of this possibility requires a care for naming. As
the great Confucian philosopher Xunzi remarked, if the goal is
to achieve a sustainable harmony in our collective existence, we
better start by using the proper names. This lesson both pertains
to the more generic logic of the exercise of naming the modes of
existence and to the value in our case specifically.
So what about calling this value ‘law’? One problem with this
starting point is that this coinage seems what sets the whole tautological circle in motion in the first place. It will then be ‘law’
which cares for itself and stretches its reflexive muscles. There
is, however, another possible designation strategy, which Latour
deploys in the case of the mode of existence that deals with knowledge and information. Latour did not choose to name this mode
‘science’ but called it ‘reference’.58 The term ‘reference’, however,
applies more specifically to the success of the epistemic act, to
the conditions of felicity so to say (when the words in a scientific
article have managed to successfully refer to the ‘thing’ that was at
stake through the established chains of links that manage to hold,
thus securing access to remote entities). When we would take the
same approach in our case, we would not call our value ‘law’ but
assignation.59 ‘Okay okay,’ one might object at this point. ‘You
are merely playing language games. Why is all this play with
words so important?’ The answer to this is that when our value is
assignation instead of law, we might have suddenly lost the dimension of tautology and self-reference that was claimed to be essential for it (since this ‘self’ and this ‘it’ have changed meaning). In
turn, this would allow us to understand ‘law’ as the name for one
kind of attachment, next to attachments called ‘facts’, performed
to a proceeding matter of dispute in order to make it assignable.
The success of these attachments will be determined by whether
an enunciation will be tied back to ‘its’ enunciator, the act back
to ‘its’ actor.60 This designation might thus change the theoretical
stakes and tasks in accounting for this modal value and could give
legal philosophy itself a whole new assignment . . .
Notes
1. Especially the work of Greimas – see for instance Greimas (1976).
Latour, however, uses a notion of enunciation that is broader than
is current in semiotics, since it extends to action. Latour defines an
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The Life and Deaths of a Dispute
2.
3.
4.
5.
6.
7.
8.
185
enunciation as ‘the whole of the acts of mediation whose presence is
necessary for the meaning’ (Latour 1999a).
This discussion will here necessarily be brief. The notion of a clef de
lecture as a particular evocative mode of send-off into the register of
legal intelligibility will not be further treated. For a more extensive
discussion and some points of critique of the semiotic aspects of the
legal regime of enunciation, see De Vries and Van Dijk (2013).
In his later writings Latour reiterates certain of these value objects in
order to characterise the nature of the legal mode of existence while
passing over others. Above all he reinstates the crucial singularity
of the notion of ‘means’ in establishing a continuity of passage by
establishing stable connections between the heterogeneity of elements implied in a case and the notion of ‘hesitations’ that determines the quality of judgment and sets law apart from organisational
management. He also mentions the importance of ‘procedures’ for
re-attaching acts to their actors, the circulation of ‘dossiers’ constituting the material manifestation of legal passage and ‘coherence’ for
stabilising legal totalities (Latour 2013).
Perhaps these two points bear relation to the translation of the
French term moyen as ‘means’ for the eighth value-object. Whereas
this translation has the advantage of indicating both a middle and a
‘means of transportation’ (of legal force), it has the disadvantage of
causing confusion with other modes due the way the term ‘means’
is used in discussion on technology and morality. For this purpose
it might be better to translate the term as ‘ground’ or ‘reason’ in the
sense that will become clear later in this section. Grounds are the
true legal affordances, they provide the ‘cause of action’, the thing
that makes specific legal actions possible and, in concordance with
its etymology, lets it proceed onward.
In Latour’s previous writings he even called law the regime of enunciation of Attachment (Latour 2004: 37).
In fact the way law is characterised in the pivot table of the modes
of existence in terms of its hiatus, trajectory, conditions of felicity,
entities and alteration is practically exclusively in the terms of this
notion of assignation (Latour 2013: 488–9).
‘Facts are things that one tries to get rid of as quickly as possible, in
order to move on to other things, namely the particular point of law
that is of interest, and to which the judges will be entirely devoted
from that point on’ (Latour 2010: 215).
Latour stipulates several criteria that these alternative accounts have
to fulfil. They have to distinguish between: (1) the value at stake; (2)
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186
9.
10.
11.
12.
13.
14.
Niels van Dijk
the theories offered to account for this value; and (3) an alternative
account of the value (Latour 2013: 480).
More concretely, these were all cases of intellectual rights like copyright, patent and trademark law before two Belgian courts of first
instance.
As such this approach has certain affinities with the practice turn
in contemporary theory (Schatzki et al. 2001), the concept of an
ecology of practices (Stengers 2005) and the tracing of circulating
objects (Latour 1999b). For a more detailed account of this conflictbased approach, see Van Dijk (2011).
Van Dijk (2013). Here, more justice is done to the ‘matters of law’
mentioned in the subtitle to this chapter by a more thorough focus
on the materialities of legal proceedings. These include the things that
make one speak legally and the (monadic) regimes of legal visibility.
We can take inspiration here from Gilles Deleuze’s thinking on the
‘being of the problematic’. He states that ‘problems must be considered not as “givens” (data) but as ideal “objecticities” possessing
their own sufficiency and implying acts of constitution and investment in their respective symbolic fields.’ Their ‘solution necessarily
follows from the complete conditions under which the problem is
determined as a problem, from the means and the terms which are
employed in order to pose it’ (Deleuze 2004: 198), which in our case
relate to legal conditions, means and terms. We can furthermore
compare the contracted points of dispute to what Deleuze calls
‘centers of envelopment’ or ‘centers of implication’. He states: ‘Every
contraction is a presumption, a claim – that is to say, it gives rise to
an expectation or a right in regard to that which it contracts, and
comes undone once its object escapes’ (ibid.: 100).
The Dutch word here is geding which is commonly translated as
‘proceedings’. The word geding is a noun relating to a conflict or
dispute. The word has the grammatical form of the perfect simple of
the verb dingen which means ‘to compete’. The word ding as a root
noun, however, means ‘thing’. The word geding thus could be said
to have the composite meaning of the competition for a thing. In a
legal context geding refers both to ‘the thing competed for’ and ‘the
process of competing’. In the first case we will speak of the ‘matter of
dispute’, in the second case we will use the translation ‘proceedings’.
In Heideggerian parlance the term geding could even be translated
as the ‘thinging’.
The term matter of dispute is a translation for the Dutch term voorwerp van geschil.
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The Life and Deaths of a Dispute
187
15. Heidegger famously stated that the ancient term ‘thing’ or ‘Ding’
means ‘a gathering for the trial of a matter [Angelegenheit] under
discussion, a contested case [Streitfalles]’ (Heidegger 2004: 167). In
ancient Germany people gathered at sites in the natural landscape
with special features in order to administer the law and to settle
disputes. These ‘thing sites’ – the Thingstätten – later developed into
natural shelters, half-open structures, multi-purpose buildings and
finally into the kinds of courthouses of our times (Dölemeyer 2005).
16. On the crucial role of the triad res–lis–causa in ancient Roman law,
see Thomas (1978, 1980).
17. Leibniz describes death as ‘envelopment and shrinking’ which he
opposes to generation as ‘development and growth’ (Leibniz 1714:
§73).
18. We could think here also of Foucault’s appropriation of the concept
of ‘agonism’ as a contest which gathers and locks the two opponents
in a dance of contest in which they reciprocally incite each other and
act upon the other’s actions, and invent new moves and strategies as
a function of the actions of the other (Foucault 1982).
19. Cayla (1993).
20. The term ‘conclusion’ is a literal translation of the Dutch term conclusie. In British law the conclusion of the applicant is called the
‘statement of claim’ and the conclusion of the defendant is called a
‘reply in defence’. In this chapter we will use the terms ‘conclusion’
or sometimes ‘conclusion of claim’ and ‘conclusion of reply’.
21. It must be added, however, that the term ‘affix’ is here not used in
its technical legal sense as a means of appropriation of something
through its attachment to reality.
22. In fact, all kinds of legal features were involved in the historical
development of the epistemological conception of the modern fact
itself (Poovey 1998; Shapiro 2003).
23. For an extensive discussion of this difference see Murphy (2003).
He, for instance, states that:
The existence of the law of evidence is one of a number of factors
which distinguish a judicial trial from other forms of inquiry
into past events. All these factors go some way in explaining
(though not necessarily justifying) the idiosyncratic treatment of
evidence by advocates. But by far the most significant is the fact
that trials are conducted by a judge using exclusionary legal rules
of evidence, the effect of which is to keep from the fact-finders
much material which is plainly relevant and which any rational
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Niels van Dijk
investigator would wish to take into account in his or her reconstruction of the facts. (Murphy 2003: 2)
24. These two modes of proceeding, however, collide in the case of
expert evidence in court. Law has different models of validity of
expertise and proper legal techniques and procedures that enable the
jurists to dispute expert reports. The role of the scientific or technological expert within these legal forums is often hybrid. Jasanoff has
stated in this context that the ‘borderline between value decisions
that should be the prerogative of judges and factual matters that are
properly reserved for experts is itself a construct, negotiated anew
from expert to expert and from case to case’ (Jasanoff 1997: 48).
25. For a description of the relation between law and its sources, see
Gutwirth (2015).
26. This is the etymological sense of con-dicere, a speaking together, in
this case together with the legal sources.
27. See van Dijk (2013) for this typical jurisprudential operation of
establishing reasonances between different disputes (as opposed to
the presumption of case similarity in the databases of case-law).
28. This concept of articulated ‘lay-out’ is in fact a more literally translated rendering of the German term for interpretation, namely
Auslegung.
29. There might be a difference here between Continental and AngloSaxon legal systems on this point. In Anglo-Saxon legal systems the
judge is less passive than in Continental legal systems, but has a more
active role with regard to truth finding and finding out the facts.
This, however, is a theoretical distinction. In practice Belgian judges
do not have to just passively listen to the pleas of the advocates but
can also actively intervene and pose questions. This competence has
even been inscribed in article 756 of the Belgian Procedural Code.
30. The etymology of con-vincere is ‘to conquer with’, indicating that
the advocate has to succeed in deploying the judge along the lines of
dispute resolution proposed.
31. The role of good advocacy can here be cast as a certain art of stagecraft in constructing and lighting the way to arrive at judgment. We
could say that in the conclusions the advocate is required to assume
the role of the stage builder who has to construct a script and set of
the dispute, whereas in the plea s/he becomes a lighting technician
who has to light the way in this ‘civilised theatre’. In the plea the
advocate has to first enlighten the scene to the judge by ‘situating
the case’. Within this situation s/he has to direct the judge’s focus
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The Life and Deaths of a Dispute
32.
33.
34.
35.
189
by highlighting the ‘topics that are decisive for the judgment’. These
topoi or places are the zones that indicate ‘the important points’
in the dispute, the strong intensive points of the advocate’s case.
Simultaneously the advocate will necessarily shade the topoi or
zones which are ‘irrelevant’ in this respect.
In this sense it resonates with the old sense of the term ‘appointment’ which implied the ‘coming to a point about some matter and
therefore to settle it’. The term ‘linear focus’ is inspired by Deleuze
who extracts it from Leibniz’s Monadology as the ‘power of arranging cases’ referring ‘to point of view as jurisprudence or the art of
judgment’ (Deleuze 1993: 19–21, my italics). This art of judgment
of extensive cases is connected to the two conditions for monads
in creating a clear point of view: ‘selection’ and ‘closure’ (Deleuze
1993: 90–1, 131–7). It is also important to add that a point of view
in Leibniz ‘does not mean a dependence in respect to a pre-given
or defined subject or mind; to the contrary, a subject will be what
comes to the point of view, or rather what remains in the point of
view’ (Deleuze 1993: 19). With Whitehead we could call such a
point of view a locus standi for such a subject or mind and which
is always tied to an ‘event here’. ‘It is that in nature from which
the mind perceives. The complete foothold of the mind in nature’
(Whitehead 2004: 107). In our case this event is the dispute which
allows certain loci to be assumed as points of view.
These sketches of judgment as a selective contraction or, as we could
say, a folding differently of the body of the case provide us with
an alternative more detailed approach to judgment than the rather
sweeping conceptualisation of the judgment as a macroscopic cut
(Derrida 1992).
This term is not meant as an aestheticisation of the legal process but
rather to unite all the characteristic actions mentioned and juxtaposed here under a singular mode of operation. In this sense it can
be compared with artistic pointillism due to its technical character in
which the punctual contraction manages to perform an abstraction
of things. In the case of law this abstraction can often render this
matter of dispute unrecognisable even to its primary protagonists
but is essential for rendering it decidable.
We have already become acquainted with the peculiarities of the
legal concept of evidence. This concept is closely linked to the other
curious legal concept of ‘inner conviction’. What transmits to certain
pieces a certain value of evidence that works upon the inner convictions of the mind of the judge? Different legal regimes of procedural
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190
36.
37.
38.
39.
Niels van Dijk
forces and values circumscribe the room for the movements of
conviction for the court and also install the mind of the judge itself
within a regime of (in)visibility as a kind of mobile secret chamber
of deliberation, as a movable camera obscura. This also shows that
these are much more legal concepts than psychological ones. This
‘mind of the judge’ is not so much a black box of behaviourist psychology in which the processes of deliberation going on inside would
be methodologically circumvented by the researcher, but rather a
legal black box that is inscribed in the pre-scripts of procedural law
and which circumscribe the mind of the judge within a regime of
invisibility.
This term ‘requisite procession points’ is inspired by Callon’s
concept of ‘obligatory passage point’ (OPP) in technological and
scientific contexts (Callon 1986) and exapted to the specific requirements of legal practice.
There is in fact a deep link between these legal ‘operatives’ and the
very notion of the performative that is the cornerstone of speech
act theory. When Austin introduces this notion for the first time
for a particular kind of linguistic utterance in which the uttering
of a certain sentence is the performance of an action, he states that
the existing term that is most closely related in naming this kind of
utterance is the technical term ‘operative’ ‘as it is used strictly by
lawyers in referring to that part, i.e. those clauses, of an instrument
which serves to effect the transaction’ (Austin 1976: 7). It is interesting to note that these performatives take the kind of legal operatives
that we are analysing here as the very paradigm upon which they
are modelled. Ducrot has stated that the illocutionary, the kind of
linguistic activity or ‘force’ that gives birth to performatives – is
itself defined as an intrinsically juridical act. ‘The illocutionary
appears now as a particular case of a juridical act: a juridical act
accomplished by speech’ (Ducrot 1991: 78).
An example would be socio-biology (or evolutionary psychology) in
trying to reduce behavioural dispositions of humans to our evolved
genetic make-up or to strategies aimed at survival. Such explanations have also been attempted for law. The aim here is to find the
‘biological roots of legal institutions’ (Yarn 2000: 65).
According to Heidegger, the word ‘cause’ has a more primordial
belonging in the legal context.
In its authentic and original sense, this word [causa] in no way
signifies ‘cause’; causa means the case and hence also that which is
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The Life and Deaths of a Dispute
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the case [Fall], in the sense that something proceeds and becomes
claimable [fällig]. Only because causa, almost synonymous with
res, means the case, can the word causa later come to mean cause,
in the sense of the causality of an effect. (Heidegger 2004: 167–8)
40. Austin thoroughly realised the importance of the practice of law for
his model of speech acts. In the many paradigmatic performatives he
describes the words uttered within these procedures often come to
do things so effectively by having their conventions backed by the
force of law.
41. We could oppose a filling out (through) the legal forms as part of
the twofold of ap-plication that extends the corpus of the dispute
through conditional authorisations, with a filling in the blanks of a
pre-fixed template.
42. As the Argentinean poet Juarróz so beautifully reminds us: ‘El fondo
de las cosas no es la muerte o la vida. El fondo es otra cosa. Que
alguna vez sale a la orilla’ (‘The ground of things is not death or
life. The ground is something else which sometimes comes ashore)
(Juarróz 2001). The latter phrase can also be translated as: ‘which
sometimes rises to the surface’, referring to a river drying up and
temporarily exposing the riverbed . . .
43. In this context there is a link to the Deleuzian principle of contingent
reason in which the rising of the ground is always related to the singularity of a contingent and problematic encounter that transforms
it (and reversing the principle of necessary reason) (Deleuze 2004:
344–5; Deleuze and Guattari 1987: 93).
44. My translation. The original German text is: ‘Bei allem Begründen
und Ergründen laufen wir schon auf dem Weg zu einem Grund.’
45. Heidegger here specifically refers to the philosophical connections between judgment and ground as first established by Leibniz
and later systematised by Kant, most specifically in his Kritik der
Urteilskraft (Heidegger 1997: 104–7, 173–5). With Heidegger the
ground is transformed from principle, ratio or causing instance to a
supportive instance which is always linked to a ‘while’, ‘during’ or
‘as long as’, and not to a ‘because’ or ‘since’.
46. There is a certain similarity here with Whitehead’s writings on the
relations between points, positions, fixing time-systems and events
(Whitehead 2004). In this context he also speaks of ‘event-particles’,
or what we could call ‘dispute-particles’ in our case.
47. Where Latour describes the reference produced in scientific practices as a series of transformations that produce information about
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192
48.
49.
50.
51.
Niels van Dijk
something, we can describe the assignation produced in legal practice as a series of performations that produce convictions and qualifications that gradually carry a cause into its effects.
This is the sense of the word in which it is used by Deleuze, not the
way in which the term is often equated with ‘legal theory’ providing
the first principles or general elements of legal systems. Deleuze has
stated that ‘jurisprudence is the philosophy of law, and deals with
singularities, it advances by prolonging singularities’ (Deleuze 1995:
153). Here legal philosophy is related to the singular event of the
dispute before it.
In this sense it can provide new insights for a new so-called ‘object-oriented philosophy’. See Harman’s description at <https://speculativeheresy.wordpress.com/2009/01/06/object-oriented-philosophy/>.
Figures, concepts and points of view can become extracted from this
middle ground of legal practice in which law becomes approached
through the dispute by which practitioners are prudently engaged and
which draws them into its dynamics. They can then be raised as conceptual entities in the discourse of legal theory, so that certain existing
constellations and conceptual amalgams might start to shift. We could
here, for instance, think of the displacement of: the role of the thing
in the post-Hohfeldian Legal Realism to the extent that we can speak
about ‘bundles without things’; the role of facts in constructing a
Hartian practice theory of legal practice from the point of view of the
neutral observer; or the role of the Herculean purification of disputes
in the hydra of legal practice. For a full account see Van Dijk (2013).
In Llewellyn’s words:
What is the relation of [. . .] ‘the facts’ to the brute raw events
which happened long before? What is left in men’s minds as
to those raw events has been canvassed, more or less skillfully,
by two lawyers. But canvassed through the screen of what they
consider legally relevant, and of what each considered legally relevant to win the case. It has been screened again in the trial court
through the rules of about what evidence can be admitted. [. . .]
Finally, with the decision made, the judge has sifted through these
‘facts’ again, and picked a few which he puts forward as essential –
and whose legal bearing he then proceeds to pronounce. It should
be obvious that we may now be miles away from life. (Llewellyn
2008: 34)
52. As a hypothesis we could state that, when in the so-called ‘normal
case’ the judge aligns with the translations proposed by the advocates
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The Life and Deaths of a Dispute
53.
54.
55.
56.
57.
193
(and the distinction between ‘normal’ and ‘hard cases’ holds), this
would further imply that normally the body of law mostly unfolds
through the work of advocates! This gives a new interpretation to
Cardozo’s old statement that ‘nine-tenths, perhaps more, of the cases
that come before a court are predetermined – predetermined in the
sense that they are predestined – their fate established by inevitable
laws that follow them from birth to death’ (Cardozo 1924: 60).
Not mentioned in this chapter but necessary to add to this inventory
are: jurisprudential characters that constitute the singular figures
that mediate between the legal plane of grounding and the legal concepts and which become mobilised by the singular work of establishing reasonances between different disputes; and monadic visibilities
that are installed by a double court architecture of public hearing
and private deliberation.
A glance at the reasoning sections of the verdicts of such courts for
instance, reveals very little reference to legal sources and authorisations, let alone the construction and mobilisation of legally coherent
totalities.
Van Dijk (2011: 61).
Reference plays a role as an element in the transformation of the
matter of dispute into a matter of fact. This is first of all the case in
the practical work of affixing pieces of evidence to the case, which
will allow the matter of dispute to shift into different times and situations where it can become articulated in its encounters with different
actors and things. It must be realised, however, that this is above all a
kind of conditioned reference according to the procedural regime of
evidence, which is more properly legal than anything else. Secondly,
legal practice is perfectly capable of producing its own theories and
concepts of reference, which becomes especially apparent in disputes
of trademark law in which the question ‘To what do signs refer?’ is
one of the primary issues (Van Dijk 2013).
Shapiro (2003). This notion of the fact later migrated to other practices like experimental sciences and empiricist philosophy where it
eventually attained an elevated epistemological status. The concept
of the modern fact became constructed as that which grants scientists the power to become the judge of nature and to produce
authoritative knowledge about this nature that was disinterested,
separate from political, religious, financial or any other interests in
that regard (Poovey 1998: 112–13). In order to stabilise this notion
of the fact recourse was made to the rule-bound practices of law,
especially the figure of first-hand witness accounts of particular
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Niels van Dijk
events (the res facta in the legal sense) and its procedures for in- and
exclusion and for testing credibility.
58. This designation strategy also seems to be at work in case of the
mode of existence called ‘metamorphosis’, which is linked to therapy
and ethno-psychiatry.
59. The term ‘assignation’ is quite suitable for a few reasons. First its
linguistic core still refers to the act of marking something out, allotting something by sign. This denomination puts it in continuity with
the predecessor of the term ‘mode of existence’, namely ‘regime of
enunciation’. This semiotic background can still be seen as a vital
driving force for the whole metaphysical project of devising a table
of fundamental categories through the ontological equivalence thesis
between enunciation and existence (Latour 1999a). Second, assignation also has the etymological meaning of ‘appointing legally’, which
puts it in line with the thesis of legal pointillism defended in this
chapter (other candidates for possible names are ‘attribution’, ‘affixation’, ‘imputation’ and ‘qualification’, although these can more
properly be seen as typical partial acts on the trajectory of assignation). This denomination renders a rather Dickensian acronym in the
table of modes of existence. In the words of Mr. Bumble: ‘law is an
[ASS]’ and, following Latour’s (2010) use of La Fontaine’s fable, an
[ASS] disburdened of the heavy relics of morality, politics, religion
and even of all organization and attachment.
60. An important caveat needs to be made with regard to this naming
strategy. It relates to the fact that the notion of assignation is essentially (quasi-)subject-oriented, as becomes clear in the chapter title
for the legal mode of existence, ‘The Passage of Law and Quasi
Subjects’ in Latour (2013). This denomination would however
change when we shift our ontological focus from the quasi subject to
the dispute as the unit of analysis. The event of the dispute (resolution) equiprimordially occasions both the processes of subjectivation
and objectivation that come to mutually articulate one another in its
proceedings. Here the notion of performation as developed in this
chapter looms large, rather than that of assignation.
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