Proceedings of the Kent State University May 4th Philosophy Graduate Student Conference
Deliberative Democracy as a Matter of Public Spirit:
Reconstructing the Dewey-Lippmann Debate
Shane Ralston
University of Ottawa
Winston Churchill voiced the felt, but unexpressed,
emotions of his times, as exceptional politicians and
demagogues so skilfully do. He remarked that,
Democracy is the worst system devised by wit of
man, except for all the others.1
And,
The best argument against democracy is a fiveminute conversation with the average voter.2
In his pithy indictments of democracy, Churchill captured a
feeling prevalent among intellectuals in the first half of the
twentieth century; a feeling that government-by-the-people
warranted, at best, a limited or half-hearted faith; a feeling that
might be described as the “majoritarian creed.” This creed can
be characterized by the following propositions. A believer-inthe-democratic-faith defends majoritarian methods—such as
popular votes, polls and representation—as the best available
means to signal the people’s collective political preferences.
Yet, in the same breath, he tempers his faith with scepticism.
Specifically, he doubts that the typical citizen-voter has the
time, the desire or the capacity to intelligently deliberate about
the consequences of his voting-decisions.
Twenty years prior to Churchill’s sceptical remarks, a
debate over the primacy of popular deliberation in a democracy
had already transpired. It occurred in two books, Public
Opinion and The Phantom Public, written by the journalist and
public intellectual Walter Lippmann, as well as two reviews of
the aforementioned books and one book, The Public and Its
Problems, authored by the pragmatist philosopher John
Dewey.3 Commentators have seen these works as pitting
Dewey against Lippmann, and some have argued that
Lippmann got the better of it and some that Dewey did.4 In the
3 W. Lippmann, Phantom Public (New York: Harcourt, 1925). Id., Public
Opinion (New York: Macmillan Co., 1945). J. Dewey, “Public Opinion,”
reprinted in J.A. Boydston and K.E. Paulos, eds. Middle Works of John Dewey,
vol. 13 (Carbondale, IL: Southern Illinois University Press, 1987), pp. 337345. Id., “Practical Democracy: The Phantom Public by Walter Lippmann,”
reprinted in J.A. Boydston and K.E. Paulos, eds. Later Works of John Dewey,
vol. 13 (Carbondale, IL: Southern Illinois University Press, 1987). Id., The
Public and Its Problems (New York: Holt, 1927).
4 Robert Westbrook, for instance, thinks that Lippmann won the debate. See
“Doing Dewey: An Autobiographical Fragment,” Transactions of the Charles
S. Peirce Society, vol. 29, no. 4 (Fall 1993): 493-511, 505-6. Id, John Dewey and
American Democracy (Ithaca and London: Cornell University Press, 1991), pp.
Winston Churchill, The Quotable Churchill: A Prime Collection of Wit and
Wisdom, Oxted (Surrey), England: Running Press, 1998. This is the shorter,
more easily quotable version of a longer statement attributed to Churchill in
the House of Commons, November 11, 1947: “Many forms of government
have been tried, and will be tried in this world of sin and woe. No one
pretends that democracy is perfect or all-wise. Indeed, it has been said that
democracy is the worst form of Government except all those other forms
that have been tried from time to time.”
2 Ibid.
1
1
Shane Ralston
first section of the paper, I set forth my negative thesis, namely,
that the contemporary commentators grossly misinterpret the
debate. Instead of occurring between Lippmann and Dewey,
the debate took place between Lippmann and a breed of
American Progressives who embraced the majoritarian creed.
In the second section, I propose and defend the paper’s positive
thesis, namely, that Dewey employs a concept called publicspiritedness to effectively mediate the conflict between the
debate’s actual combatants. Not only does this concept help to
resolve the debate, it also anticipates the contemporary notion
of deliberative democracy. Or so I will argue.
However, the commentators have misconstrued the
debate’s construction and dynamic. Construction-wise, the
debate occurred not between Lippmann and Dewey, but
instead between Lippmann and American Progressives
committed to the majoritarian creed. Dynamic-wise, the debate
took place amidst a unique set of historical circumstances, in
the mid to late 1920s, when the rise of America’s third political
party, the Progressives, had already reached its zenith, the
halcyon days of American Progressivism, and had begun a
spiralling decline. Members of the Party had been graced with
an inspired leadership, including Teddy Roosevelt and Robert
LaFollette, but had suffered repeated election defeats. At local
and national elections, Progressive political candidates pushed
innovative domestic reforms, but unfortunately, with the
advent of the First World War, popular interest shifted from
domestic to foreign affairs. As a result, the Progressives’
optimism about achieving the “public good” or “common
interest” had become soured by an inhospitable turn of
historical events.7 Many of the Progressives teetered on the
brink of defection. The time was therefore adventitious for a
change of political philosophy, and Lippmann, who was
himself a disillusioned Progressive, stood ready to convert
them to his own.
To do so, Lippmann aimed at a specific weakness in
their majoritarian creed, namely, their scepticism about the
wisdom of popular deliberation. Thus, in Public Opinion,
Lippmann claimed that citizens of real-world democracies lack
the time, the capacity, the interest and the knowledge to
1.
Commentators on the Dewey-Lippmann debate have
split over who deserved the final victory. Dewey’s most recent
biographer, Robert Westbrook, sides with Lippmann. He
reluctantly admits that he “could not avoid the conclusion . . .
that Lippmann had the better of Dewey in their debate in the
1920s on the implications of the eclipse of citizenship and the
collapse of public life in the United States.”5 The most vocal
defenders of the view that Dewey triumphed in the debate are
Michael Eldridge and Raymond Boisvert.6
306-318. Alan Ryan also seems to be in this camp. See John Dewey and the
High Tide of American Liberalism (New York and London: W.W. Norton and
Co., 1995). Michael Eldridge favours Dewey as the debate’s victor. See
“Dewey’s Faith in Democracy as Shared Experience,” Transactions of the
Charles S. Peirce Society, vol. 32, no. 1 (Winter 1996): 11-30, 16-17. Raymond
Boisvert joins him. See Rethinking Our Time (New York: State University of
New York, 1998), pp. 75-77.
5 R. Westbrook, “Doing Dewey: An Autobiographical Fragment,” p. 505.
6 M. Eldridge, “Dewey’s Faith in Democracy as Shared Experience,”
Transactions of the Charles S. Peirce Society, vol. 32, no. 1 (Winter 1996): 11-30,
16-17. R. Boisvert, Rethinking Our Time (New York: State University of New
York, 1998), pp. 75-77.
Peter Levine states that, “practically all self-described progressives shared
at least one commitment. They believed that there was a “national interest”
or “public good,” superior to special interests and market outcomes. The
New Progressive Era: Toward a Fair and Deliberative Democracy (New York and
Oxford: Rowman and Littlefield, 2000), p. 18.
7
2
Proceedings of the Kent State University May 4th Philosophy Graduate Student Conference
judgment.
So, while majoritarian methods might prove
effective at measuring citizens’ preferences, those preferences,
left to develop on their own, do not reflect an accurate, or even
an intelligible, record of the political landscape. Aristotle’s
conception of the citizen as a “political animal” cannot be
realized in the modern nation-state; it is a disappointing myth.
To achieve accuracy and intelligence in surveying the
political landscape, the public requires at least two sets of
political actors, leaders and experts.
Experts record
information and coordinate research about the environment,
thereby “making the invisible visible.” 11 Leaders make and
execute policies based on the findings of experts. Together,
Lippmann contends, these elites, rather than the citizens, of a
democracy effectively administer the government’s affairs. To
preserve popular support for government policies and
leadership, elites must also “manufacture consent,” or produce
propaganda that manipulates the popular stereotypes in the
minds of citizens.12
While Lippmann reserves some hope that civic
education might eventually eradicate “the enormous censoring,
stereotyping, and dramatizing apparatus,” education per se
cannot improve the capacities of citizens to deliberate “where
the environment is as obscure to the analyst as to his pupil.”13
In The Phantom Public, Lippmann’s successor book to Public
Opinion, he presses this attack on education even further. He
accuses all democratic theories of unduly relying on education
deliberate effectively about their voting choices. In a revealing
passage, he critically assesses the average voter’s time and
capacity for informed judgement:
Of those who can both read and understand, a
good three-quarters we may assume have some
part of half an hour a day to spare for the
subject. To them the words so acquired [by
listening to the rhetoric of their leaders] are the
cue for a whole train of ideas on which
ultimately a vote of untold consequences may be
based. Necessarily the ideas which we allow the
words we read to evoke form the biggest part of
the original data of our opinions.8
If popular opinion is indeed generated by the free association of
words, images and ideas, then majoritarian procedures that
measure this opinion merely record them. These associations,
which Lippmann calls “stereotypes” or “pictures in our heads,”
distort the real political environment and make sound political
judgments by majorities impossible.9
Citizens of real democracies live in what Lippmann calls
a “pseudo-environment” influenced by arbitrarily acquired
stereotypes, not purposeful intelligence, about the world-atlarge. Whereas traditional democratic theory, inspired by
Aristotle, assumes that citizens are “omnicompetent,” and thus
equipped by “natural endowment” for self-government, the
actual practice of democracy, Lippmann contends, proves
otherwise.10 The experiential knowledge that any one person
can accumulate about the modern world is instead extremely
limited. Distorting stereotypes, sub-standard information from
news media and pressing time constraints prevent informed
Ibid., p. 383.
While the expression “manufacture of consent” has since become
popularized by Naom Chomsky, it was originally employed by Lippmann
in his essay, “Journalism and the Higher Law,” (1919) re-printed in Liberty
and the News (New Brunswick and London: Transaction, 1995), p. 8. W.
Lippmann, Public Opinion, pp. 132-3.
13 Ibid., pp. 407-8.
11
12
W. Lippmann, Public Opinion, p. 68.
Ibid., p. 79.
10 Ibid., p. 379.
8
9
3
Shane Ralston
to improve the citizen-voter’s capacity to deliberate.14 The
purpose of Lippmann’s attack is clear. He wishes to anticipate
the objection of a Progressive educational reformer, namely,
that even if majoritarian procedures, at the present time, record
nothing more than collective irrationality, in the future and
with sufficient citizen instruction, these procedures will come
to signal an informed public’s preferences. Despite such
speculative optimism, education alone, Lippmann claims,
cannot raze the epistemological barriers of the citizen’s pseudoenvironment; only experts can.
Overcoming these limiting environmental factors
demands what Lippmann calls “intelligence work.”15 To
provide the factual knowledge necessary for leaders to make
informed decisions, a working democracy requires an
enormous bureaucracy of intelligence divisions, supporting the
various agencies of government and staffed by social scientists.
In this scheme of research and record, little room is left for
deliberation by the average citizen. He is always the outsider
and spectator because he “has neither time, nor attention, nor
interest, nor the equipment for specific judgment.”16 Thus,
Lippmann concludes in Public Opinion, “it is on the men inside,
working under conditions that are sound, that the daily
administrations of society must rest.”17
In The Phantom Public, Lippmann arrives at more
strikingly nihilistic conclusions than in Public Opinion. Not
only is the entity termed a “public” in democratic theory
ultimately a fiction or “phantom,” its claimed members also
lack a privileged epistemology, such as the scientific method or
a common will, with which to liberate themselves from the
chains of their pseudo-environment.18 In addition, Lippmann
provides a negligible account of the citizen’s role in a
democracy, one circumscribed even more heavily by the
authority of elites. At regular intervals, citizens of a democracy
intervene to select those who should be the Ins, or the elites in
power, and to sound the alarm when elites break the rules and
seek to advance private interests.19 Since elections represent a
kind of sublimated, or mock, battle, the ritualistic trip to the
voting booths serves to reduce the conflict between elites, but
never to uplift or edify the citizen-voter. In the end, Lippmann
hoped that Progressive democrats would acknowledge this
dismal reality, abandon their majoritarian creed and, in their
final act of conversion, substitute for it a newfound faith in the
sagacity of elites.
Particularly
prominent
among
the
Old-guard
Progressives who embraced the majoritarian creed was the
American jurist Learned Hand, to whom Lippmann decided to
dedicate his book Phantom Public. The dedication was itself
symbolic of Lippmann’s desire to sway Hand to his views.
Lippmann was the target of the same desire in his former
instructor at Harvard, Graham Wallas, who sought to convince
him that the environment of modern life was so complicated as
to be inscrutable to all but the very few. Indeed, what
Lippmann’s mature elitist views, and especially his notion of a
pseudo-environment, bear out is that Wallas did successfully
convert the young Lippmann in a book he dedicated to his
former student, called The Great Society.20 To persuade Hand
and his Progressive ilk, as Wallas had done to Lippmann
sixteen years earlier, Lippmann had to do more than simply
Id., The Phantom Public, pp. 22-3, 27.
Ibid.
16 Id., Public Opinion, p. 400.
17 Ibid.
Id., The Phantom Public, pp. 162-163
Ibid., pp. 126-129.
20 Ronald Steel, Walter Lippmann and the American Century (Boston and
Toronto: Little, Brown and Co., 1980), pp. 26-28.
14
18
15
19
4
Proceedings of the Kent State University May 4th Philosophy Graduate Student Conference
state.”23 Years later in the Holmes Lectures at Harvard, Hand
would declare that,
For myself it would be irksome to be ruled by a
bevy of Platonic Guardians, even if I knew how
to choose them, which I assuredly do not. If they
were in charge I should miss the stimulus of
living in a society where I have, at least
theoretically, some part in public affairs.24
Among the Progressives who embraced the majoritarian creed,
Hand could not have made a firmer denunciation of
Lippmann’s democratic elitism, and a more resounding battle
cry in favour of the majoritarian creed. In the end, Lippmann’s
effort to exploit the Achilles’ heel in the Progressives’ creed,
that is, their scepticism about the wisdom of mass deliberation,
did not achieve the widespread conversion planned.
dedicate a book. He had to attack and exploit the vulnerable
underbelly in their majoritarian creed.
However, if the case of Learned Hand is taken as
representative, then Lippmann’s efforts at converting the
Progressives utterly failed. It is easy to overlook Hand’s
resistance to Lippmann’s brand of elitism in The Phantom Public,
and conclude that the American jurist was an easy convert. For
one, Hand accepted the dedication and, two, if his silence is
interpreted as assent, he implicitly agreed with the book’s
themes and arguments. Moreover, in their correspondence,
Hand sympathized with Lippmann’s concern in Public Opinion
that environmental and psychological demands placed on the
public severely undermine the process of popular
deliberation.21 Yet Hand’s biographer, Gerald Gunther, infers
the opposite conclusion, namely that, “Hand must have read
the book with very mixed, often disappointed emotions. He
never wrote to Lippmann about it; unlike Public Opinion, it
elicited no superlatives from him.”22 Neither Public Opinion nor
The Phantom Public could topple Hand and his fellow
Progressives’ faith that citizens should direct the affairs of
government through majoritarian political processes.
Gunther’s conclusion that Hand was not converted by
Lippmann’s arguments in The Phantom Public proves more
persuasive in light of Hand’s conviction, shared with other
Progressives, that some powers integral to self-government
cannot be delegated to leaders and experts. For instance, in the
Masses decision, Judge Hand affirmed the right of citizens to
freely discuss and decide what government policies and
practices should be tolerated, on the ground that “public
opinion . . . is the final source of government in a democratic
2.
Dewey’s role in the debate between Lippmann and the
Progressives was not in the capacity of a combatant. Instead,
and apropos of the positive thesis of this paper, Dewey
navigates a safe course between two flawed alternatives: on the
one hand, the Progressive or majoritarian way, which defends
majoritarian procedures as the best indicator of the public’s
preferences and, on the other, the Lippmann or elitist way,
Hand states, “ Words are not only the keys of persuasion, but the triggers
of action, and those which have no purport but to counsel the violation of
law cannot by any latitude of interpretation be a part of the public opinion
which is the final source of government in a democratic state.” Masses
Publishing Co. v. Patten, 244 Fed. 535 (S.D.N.Y.1917). See Vincent Blasi,
“Learned Hand and the Self-government Theory of the First Amendment:
Masses Publishing Co. v. Patten,” University of Colorado Law Review, vol. 61,
no. 1 (1989): 1-37.
24 Learned Hand, The Bill of Rights (Cambridge: Harvard University Press,
1958), p. 73.
23
Gerald Gunther, Learned Hand: The Man and the Judge (New York: Knopf,
1994), pp. 383-384.
22 Ibid., p. 385.
21
5
Shane Ralston
he had much to criticize about both positions in his effort to
harmonize their conflicting theses. While Ryan’s observation
that “Dewey accepted most of Lippmann’s complaints” is a fair
comment, it only poses a challenge to the reader if the debate is
understood as between Dewey and Lippmann. Appreciated, as
it should be, that is, as between Lippmann and American
Progressives allied to the majoritarian creed, the reader
comprehends Dewey’s role in the debate as that of a mediator,
not as a combatant.
As all proficient mediators do, he must first
acknowledge the strengths of both combatants’ positions.
First, to Lippmann, Dewey echoes his criticism that the abstract
theory and the actual practice of democracy admit of increasing
disparity.27 Likewise, Dewey acknowledges the tendency of
modern society to become an ever more complex bureaucracy,
for public officials to “employ their panoply to advance private
and class interests” and for citizens to eschew sound judgment
and gravitate towards charismatic leaders.28 In similar vain as
Lippmann, he also recognizes the power of propagandists to
manipulate public opinion by “enlisting upon their side the
inertia, prejudices and emotional partisanship of the masses.”29
But, most revealing of all, and more than likely the impetus for
Ryan’s remark that Dewey gave way to Lippmann’s prognosis
for the then-current state of society, Dewey declares that “the
democratic public is still largely inchoate and unorganized.”30
Then, switching to the Progressives, Dewey hails the
importance of an essential majoritarian method for signalling
popular political preferences, namely, elected representation.
Given Dewey’s definition of the “public,” that is, as “all those
which disregards public preferences and entrusts policy
decisions to the exclusive judgment of elites.
Dewey
accomplishes this feat by proposing a third way—in the form of
a mediating concept known as public-spiritedness—which
effectively resolves the conflict between majoritarianism and
elitism and, in so doing, anticipates the contemporary notion of
deliberative democracy.
Commentators mistakenly characterize Dewey’s reviews
of Lippmann’s two books as the first engagement and Dewey’s
The Public and Its Problems as the final battle in their debate over
the role of citizens in a democracy. Upon reading the two
reviews, one is immediately struck not only with the level of
civility—which was common of Dewey—but with the high
praise that the author lavishes on both of Lippmann’s works.
Calling Public Opinion “the most effective indictment of
democracy as currently conceived ever penned” and The
Phantom Public a “contribution [that] is constructive” fails to
suggest a real controversy between Dewey and Lippmann. In
The Public and Its Problems, it is likewise the case that Dewey
does not immediately militate against Lippmann’s position, but
agrees with many of his early assessments.25
One of Dewey’s biographers, Alan Ryan, laments that
the “difficulty for readers of The Public and Its Problems . . . is
that Dewey accepted most of Lippmann’s complaints against
the existing order of things.”26 Indeed, while Dewey conceded
many points to Lippmann, he did the same to the Progressives
who embraced the majoritarian creed. And, by the same token,
In a footnote, Dewey tells of his debt to Lippmann, stating that “To this
[Phantom Public] as well as his Public Opinion, I acknowledge my
indebtedness, not only to this particular point, but for ideas involved in my
entire discussion even when it reaches conclusions diverging from his.” J.
Dewey, The Public and Its Problems, pp. 116-117, ftn 1.
26 A. Ryan, John Dewey and the High Tide of American Liberalism, p. 217.
25
J. Dewey, The Public and Its Problems, pp. 94-95, 157-158.
Ibid., pp. 61, 79, 81.
29 Ibid., p. 169.
30 Ibid., p. 108.
27
28
6
Proceedings of the Kent State University May 4th Philosophy Graduate Student Conference
affected by the indirect consequences of transactions,” those
groups qua publics must be empowered to select
“representatives of . . . [their] interests, created by these
perceived consequences and to define the functions which they
shall possess and employ.”31 In addition, given Dewey’s
definition of the “state,” that is, as “the organization of the
public effected through officials,” representatives become the
caretakers for their constituent publics, as well as initiators of
state-sponsored social experiments.32
Thus, Dewey affirms
both the value of representation and social reform to those
Progressives who embrace the majoritarian creed.
Besides citing the strengths of both positions, Dewey
also critically examines their respective assumptions. In Public
Opinion, Lippmann reveals his epistemological assumptions
from the outset with an extensive passage quoted from Book
VII of the Republic, Plato’s well-known allegory of the cave.
From this passage and his developed notion of a pseudoenvironment, it is easy to adduce that Lippmann assumes the
bipolar
“spectator-object”
framework
of
classical
33
epistemology. According to this framework, knowledge is an
analog for sight, and the spectator, in Lippmann’s case the
citizen, views the illusory appearances of the world, “the
pictures in our heads,” but cannot access its real or “really real”
objects, particularly, the output of “intelligence work.”
Identical to Plato’s solution in the Republic, Lippmann decides
to grant all governing power to the sagacious few, in what
Dewey characterizes as “the revival of the Platonic notion that
philosophers should be kings . . . [wherein] the idea of experts
is substituted for that of philosophers.”34
Not only does
Dewey object that it is unlikely that ignorant masses would
bequeath the ruling power to experts, he also rejects
Lippmann’s assumption of classical epistemology.35 Organisms
do not simply intellectualize the appearances of their
environment for the sake of discovering hidden objects; instead,
they interact with the environment, confront its problematic
situations and by attempting to resolve problems they
effectively transform the situation.36
Therefore, Dewey’s
citizens, rather than spectators, can more accurately be
compared with artists who continually recreate their
environment in order to more closely approximate a
meaningful ideal, such as aesthetic excellence or what, in other
places, Dewey calls “democracy as a way of life.”37
Dewey also critically evaluates the assumptions of the
Progressives who espouse the majoritarian creed. While, as
previously mentioned, he applauds their support for majorityelected representation, he also chides them for failing to
appreciate the full significance of other methods, such as
popular discussion and deliberation. According to Dewey,
. . . counting of heads compels prior recourse to
methods of discussion, consultation and
persuasion . . . Majority rule, just as majority
rule, is as foolish as its critics charge it with
being. But it never is merely majority rule . . . [it
Ibid., p. 206.
Id., Logic: The Theory of Inquiry (New York: Henry Holt, 1939), p. 55.
37 Id. “Creative Democracy—The Task Before Us.” In J.A. Boydston and K.E.
Paulos, eds. Later Works of John Dewey, vol. 14 (Carbondale, IL: Southern
Illinois University Press, 1987): 224-230. Originally appeared in John Dewey
and the Promise of America, Progressive Education Booklet, no. 14 (Columbus,
OH: American Education Press, 1939): 12-17. Dewey comes close to the
same pronunciation, saying that democracy is “the idea of community life
itself” and “the clear consciousness of communal life” in The Public and Its
Problems, pp. 148-149.
35
36
Ibid, p. 32.
Ibid., pp. 15-16, 33, 82.
33 R. Boisvert, Rethinking Our Time, pp. 35-36.
34 J. Dewey, The Public and Its Problems, p. 205.
31
32
7
Shane Ralston
harmony with each other. In The Public and Its Problems, Dewey
introduces the concept with the shoe analogy:
The man who wears the shoe knows best that it
pinches and where it pinches, even if the expert
shoemaker is the best judge of how the trouble is
to be remedied. Popular government has at least
created public spirit even if its success in
informing that spirit has not been great.40
According to this analogy, not only does self-government begin
with citizens, who know the problems of their environment
best, but it also devolves on leaders and experts, who together
share in the common enterprise of intelligent inquiry, a process
of “consultation and discussion which uncover social needs and
troubles.”41 As Dewey clearly affirms, the average citizen need
not have the “knowledge and skill to carry on the needed
investigation.”42 Instead, he must, at the very least, possess
“the ability to judge of the bearing of the knowledge supplied
by others upon common concerns.”43
Communication
between fellow citizens and deliberation about pressing social
issues cultivates this ability, and allows citizens to consult
experts and experts to consult citizens, thereby avoiding the
tyranny of either.
What public-spiritedness is not is a transcendent, a’priori
or religious concept. While the term “spirit” carries its own
sectarian baggage, Dewey sought to secularize its meaning,
making it a close synonym for Spinoza’s “Spirit in Man,” that
is, something that “depends on the virtue and capacity of the
is also] antecedent debates, modification of
views to meet the opinions of minorities, the
relative satisfaction given the latter by the fact
that it has had a chance and that next time it may
be successful in becoming a majority.38
In the Progressive push for legislative reform, they also ignored
the educative and community-building effects of deliberation.
As Dewey reminds them, “associated or joint activity is a
condition of the creation of a community” and the members of
that community “demand communication as a prerequisite.”39
By regarding citizen deliberation more seriously, Progressives
accomplish three things, according to Dewey; one, they
ameliorate their sceptical worries about the capacity of the
typical citizen-voter to deliberate intelligently; two, they
strengthen their objection to Lippmann that, in time, education
may engender an informed public; and, three, they produce an
alternative model to Lippmann’s understanding of elections as
sublimated battles, namely, elections as opportunities to build a
sense of community and to edify or uplift the capacities of the
average citizen-voter.
To resolve the conflict between the elitist position,
defended by Lippmann, and the majoritarian position, held by
Progressives such as Hand, Dewey does more than simply cite
their respective advantages and deficiencies. Treating
majoritarianism and elitism as pure and antithetical concepts
would only engender the same entrenched dualisms, such as
mind-body, fact-value and so on, which are rife in philosophy.
Instead, Dewey proposes a hybrid concept, public-spiritedness,
which aids the combatants on either side of the debate to
imagine the realization of their respective ideals in practice and
40Ibid.,
p. 207.
Ibid., p. 206.
42 Ibid., 209.
43 Ibid.
41
38Ibid.,
39Ibid.,
pp. 207-208.
pp. 151-152.
8
Proceedings of the Kent State University May 4th Philosophy Graduate Student Conference
individual person.”44 Dewey eloquently conveyed this new
secularized meaning of “spirit” in Experience and Nature: “Spirit
quickens; it is not only alive but spirit gives life. Animals are
spirited, but man is a living spirit.”45 Thus, by joining “spirit”
with “public,” the new symbol, “public spirit,” takes on a
whole new set of meanings. These meanings are naturalized in
the sense that they have significance only in relation to
experience, either as transactions between humans in associated
life or between an inquirer and a problematic situation.
Therefore, the concept of public-spiritedness is not understood,
nor does it exist, prior to experience. Only aposteriori does it
stand for such things as a person’s involvement in public
affairs, his criticism of existing institutions, his engagement in
“face-to-face intercourse,” his learning the rights and duties of
citizenship and, to which Dewey thinks all of the
aforementioned contribute, his full participation in an enriching
communal life.46
Dewey’s arguments in favour of public-spiritedness, as a
mediating concept between majoritarianism and elitism do not
constitute what Lippmann derisively calls the “sophistry that
the public and all its individuals composing it are of one mind,
one soul, one purpose.”47 Nor does public-spiritedness represent
any single entity or set of institutions. Instead, like democracy
itself, it is a lived experience, one guided by a regulative ideal,
but for which all concrete manifestations—the voting booth, the
public meeting hall, the state or national legislature—are only
temporary means for the satisfaction of intermediate ends. In
The Public and Its Problems, Dewey effectively harmonized two
conflicting positions, the elitism of Walter Lippmann and the
majoritarianism of American Progressives such as Learned
Hand, for the sake of showing that, in practice, the ideal of
open and fluid deliberation in a democracy can motivate
intelligent inquiry, improve “the methods and conditions of
debate, discussion and persuasion,” and empower citizens to
reconstruct their institutions as they see fit.48
3.
The reinterpretation of the Dewey-Lippmann debate that
I have argued for here is likewise in the spirit of this ideal; it
aims to demonstrate that by re-evaluating accepted
interpretations and reconstructing new ones, as a community,
we might engender a better understanding and use of
“methods and conditions of debate, discussion and
persuasion.” In The Public and Its Problems, Dewey’s last
reference to spirit coincides with a message about the stressed
importance of community: “. . . the human spirit will return to
seek calm and order within itself. This, we repeat, can be found
only in the vital, steady, and deep relationships which are
present only in an immediate community.”49 In the end, a
workable democracy, for Dewey, depends on the establishment
of a thriving deliberative community, the self-same deliberative
community advocated by contemporary theorists of
deliberative democracy.50
Ibid, p. 208.
Ibid., 214.
50 See P. Levine, The New Progressive Era: Toward a Fair and Deliberative
Democracy. Judith M. Green, Deep Democracy: Community, Diversity and
Transformation (Lanham, MD: Rowman and Littlefield, 1999). Amy
Gutmann and Dennis Thompson, Democracy and Disagreement
(Cambridge, MA: Harvard University Press, 1996). Jurgen Habermas,
48
Baruch Spinoza, Theological-Political Treatise,
ed., S. Shirley, trans.
(Indianapolis and Cambridge: Hackett, 2001), p. 15.
45 J. Dewey, Experience and Nature (New York: Dover, 1958), p. 294.
46 Id., The Public and Its Problems, pp. 211, 213.
47 W. Lippmann, The Phantom Public, p. 160. J. Dewey, The Public and Its
Problems, p. 71.
44
2nd
49
9
Shane Ralston
§§§
Proceedings of the Kent State University May 4th Philosophy Graduate
Student Conference
No. 1 (2002)
<http://philosophy.kent.edu/journal/001013>
2002 Shane Ralston
2002 Kent State University Department of Philosophy
Between Facts and Norms, W. Rehg, trans. (Cambridge, MA: MIT Press,
1996).
10