01-ASCE 41-13 IntroGP

ASCE4113Seminar Introduction&GeneralProvisions
Reproductionnotpermittedwithout
permission 1
ASCE 41-13
Sei smi c Eval uat i on and
Ret r of i t of Exi st i ng Bui l di ngs
Robert Pekelnicky, PE, SE
Degenkolb Engineers, San Francisco
Int r oduct i on &
Gener al Pr ovi si ons
0.75*1976 UBC
ATC 3-06
ATC 14
FEMA 178 310 ASCE 31-03
Evaluating Existing Buildings
FEMA 273 356 ASCE 41-06
Rehabilitation of Existing Buildings
ASCE 41-13
Evaluating and Retrofit of Existing
Buildings
Existing Building Tools
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Operational
Immediate
Occupancy
Life
Safety
Collapse
Prevention
50% / 50 yr
(72 year)
20% / 50 yr
(225 year)
BSE-1
(~475 year)
BSE-2
(~2475 yr)
Building Performance Level
E
a
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t
h
q
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k
e

H
a
z
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L
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27 Voting Member
90+ Associate Member
4 Person Steering committee
Broken up into issue teams based on chapter and task
Quarterly Meetings
Two existing standards
5 Ballots
120
The Committee & the Effort
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?
Overview of the New Standard
Why Combine?
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Consistency
Overarching Philosophy
Experientially Based
Systematic & Analytical
Keep the Break
Same as New
Its too @*$% Conservative!
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Experientially Based Tier 1 & Tier 2
Systematic & Analytical Tier 3
BPOE
BPON
Reduce the false positives
Consistency
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ASCE 7 vs. ASCE 41 Inconsistencies
Level of Seismicity does not
match Seismic Design
Categories`
Nonstructural Provisions
inconsistent
Seismic Hazard Parameters
different due to Risk Targeting
and new USGS data in ASCE 7-
10
Scaling of response spectra and
time histories different`
?
Overview of the New Standard
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Overall Philosophy
Distinguish between prescriptive (experience-based) and
systematic evaluation/retrofit
Maintain 31-03 Tier 1 as a self-contained, complete chapter
Tier 2 as deficiency-only / prescriptive procedure (31-03
outline, 41-06 provisions)
Tier 3 as systematic / performance procedure (41-06)
Remove distinction between evaluation and retrofit within
the Standard
Do not introduce any additional hazard reduction
prescriptive methods at this time
Difficulties
Potentially more complicated for typical ASCE 31 Tier 1 only
users
Larger book, potentially harder to navigate
Learning curve for new uses
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Benefits of Combined ASCE 41-13
Consistent Evaluation and Retrofit Provisions
Explicit direction for existing buildings of different risk
categories
Explicit New Design Code equivalent performance
objectives
Greater consistency with ASCE 7
Less conservative Tier 1 Life Safety provisions
Updated technical provisions
Specific Criteria for Combining
Use 41-06 as a basis and insert 31-03 into that document
with outline revisions as necessary
Provide a road map in the first chapter to enable all types of
users to effectively navigate the document
Keep performance objectives and seismic hazards one
location (used for all Tiers)
Maintain the 3-tiered format but adjust concept away from a
linear flownow its more of a Y
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Specific Criteria for Combining
Treat the technical requirements for evaluation and retrofit
as the same
Provide separate, consecutive chapters for Tier 1, Tier 2, and
Tier 3 for consistency and flow
Place Tier 1 checklists and Tier 2 commentary statements at
the end of the document
Distinguish between prescriptive (experience-based) and
systematic (analytical) evaluation/rehabilitation
Maintain ASCE 31 Tier 1 as a (mostly) self-contained,
complete chapter
No outline changes within 41-06 Chapters 4-9 & 11
ASCE 41-13
Chapter 1 General Requirements
Chapter 2 Seismic Performance Objectives and Ground Motions
Chapter 3 Evaluation and Retrofit Requirements
Chapter 4 Tier 1 Screening .
Chapter 5 Tier 2 Deficiency-Based Evaluation and Retrofit
Chapter 6 Tier 3 Systematic Evaluation and Retrofit
Chapter 7 Analysis Procedures and Acceptance Criteria
Chapter 8 Foundations and Geologic Site Hazards
Chapter 9 Steel
Chapter 10 Concrete
Chapter 11 Masonry
Chapter 12 Wood and Cold-Formed Steel
Chapter 13 Architectural, Mechanical, and Electrical Components
Chapter 14 Seismic Isolation and Energy Dissipation
Chapter 15 System-Specific Performance Procedures
Chapter 16 Tier 1 Checklists
Appendix A Guidelines for Deficiency-Based Procedures
Appendix B Use of ASCE 41-13 within Mitigation Programs
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Tier 1
Tier 2
Tier 3
Performance
Objectives
Procedure
Limitations
Chapter 1: General Requirements
(31-03 Ch1 + 41-06 Ch1)
Chapter 2: Seismic Performance Objectives and
Ground Motions
(31-03 Ch1 + 41-06 Ch1)
Chapter 3: Evaluation
and Retrofit
Requirements
(31-03 Ch 1 & 3
+ 41-06 Ch 2 & 10
+ new material)`
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Chapter 3: Evaluation and Retrofit Requirements
(31-03 Ch 1 & 3 + 41-06 Ch 2 & 10 + new material)
Chapter 4: Tier 1 Screening
(31-03 Ch 3)
Chapter 5: Tier 2 Deficiency-Based
Evaluation and Retrofit
(31-03 Ch 2 & 4 + 41-06 Ch 10)
Chapter 6: Tier 3 Systematic
Evaluation and Retrofit
(41-06 Ch 2)
Chapter 4: Tier 1 Screening
(31-03 Ch 3)
Chapter 16: Tier 1 Checklists Will be PDFs
(31-03 Ch 3)
Appendix A: Guidelines for
Deficiency-Based
Procedures
(31-03 Ch 4 + 41-06 Ch 10)
Commentary
Tier 1
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Chapter 5: Tier 2 Deficiency-Based Evaluation and Retrofit
(31-03 Ch 4 + 41-06 Ch 10)
Appendix A: Guidelines for Deficiency-Based Procedures
(31-03 Ch 4 + 41-06 Ch 10) Commentary
Chapter 7: Analysis Procedures and Acceptance Criteria
(41-06 Ch 2 & 3)
Chapter 8: Foundations and Geologic Site Hazards
(41-06 Ch 4)
Chapters 9-12: Steel, Concrete,
Masonry, Wood
(41-06 Ch 5-8)
Chapter 13: Architectural, Mechanical, and Electrical
Components (41-06 Ch 11)
Tier 2
Chapter 6: Tier 3 Systematic Evaluation and Retrofit
(41-06 Ch 2)
Chapter 7: Analysis Procedures and Acceptance Criteria
(41-06 Ch 2 & 3)
Chapter 8: Foundations and Geologic Site
Hazards (41-06 Ch 4)
Chapters 9-12: Steel, Concrete,
Masonry, Wood
(41-06 Ch 5-8)
Chapter 13: Architectural, Mechanical,
and Electrical Components
(41-06 Ch 11)
Chapter 14: Seismic Isolation and Energy Dissipation (41-06 Ch 9)
Tier 3
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Chapter 15: System-Specific Performance
Procedures
Special Procedure for URM (31-03 Ch 4)
Potentially others in future editions
Appendix B: Use of ASCE 41-13 within Mitigation
Programs
Guidelines for the use of the Standard for
mandatory, voluntary, or triggered evaluation or
retrofit (41-06 App A)
The Rest
Substantive Changes Due to Combining
Revised limitations on the applicability of T1/T2
Revised height limits and limitations on mixed systems for T1/T2
31-03 elemental T2 analysis, strengths, and acceptance criteria
replaced with 41-06
31-03 full-building T2 replaced with Tier 3 (41-06)
31-03 T2 nonstructural prov. replaced with 41-06
Eliminate 0.75 factor for 31-03 T3 evaluation
(partially offset by General Provisions updates)
Simplified retrofit (41-06 Ch10) permitted for IO
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General Provisions
ASCE 31-03
Two Performance Levels Life Safety & Immediate Occupancy
One Seismic Hazard (2/3)*MCE
Buried within the acceptance criteria is a factor of 0.75, which is
intended to give existing buildings a break
ASCE 41-06
Three Performance Levels Collapse Prevention, Life Safety &
Immediate Occupancy
Performance ranges between levels
Two Seismic Hazard 10%/50 or (2/3)*MCE and MCE
No break for existing buildings
Basic Safety Objective Performance of Occupancy Category II
The Old
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New Design Equivalent Hazards No Break
BSE-2N is the ASCE 7-10 MCE
R
BSE-1N is 2/3*ASCE 7-10 MCE
R
Existing Building Hazards the Break
BSE-2E is the 5% in 50-year (975-year)
BSE-1E is the 20% in 50-year (225-year)
BSE-2E and BSE-1E cannot be greater than the
BSE-2N and BSE-1N
In SF, San Jose, parts of LA, and Oakland this means no force reduction for
existing buildings
The New
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BSE-2N is 0.44
BSE-1N is 0.29
BSE-2E is 0.25 (56% of MCE
R
)
BSE-1E is 0.067 (23% of 2/3*MCE
R
)
New York Example
BSE-2N is 1.50
BSE-1N is 1.00
BSE-2E is 1.48 (99% of MCE
R
)
BSE-1E is 0.99 (99% of 2/3*MCE
R
)
San Francisco Example
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New Seismic Hazards
Consistent Seismic Hazard science between ASCE 7-10 and
ASCE 41-13
NGA relationships and new USGS maps used
All hazards are Maximum Direction
Scaling of site specific hazards matches ASCE 7 provisions
Scaling of response histories now can be done by using spectral
matching or other approved methods
Maximum Direction vs.
Geomean
0
0.2
0.4
0.6
0.8
1
1.2
1.4
1.6
1.8
-0.5 0.5 1.5 2.5 3.5 4.5
p
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A
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(
g
)
Period (sec)
2011-PRPCS_at2
-- Elastic
2011-PRPCW_at2
-- Elastic
2011-PRPCW --
Geomean
Geomean
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Immediate Occupancy
Life Safety
Collapse Prevention
Old Structural Performance Levels & Ranges
Damage Control
Limited Safety
Immediate Occupancy
Life Safety
Collapse Prevention
New Structural Performance Levels & Ranges
Enhanced Safety
Reduced Safety
Damage Control
Limited Safety
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Operational
Immediate Occupancy
Life Safety
Hazards Reduced
Not Considered
06 Nonstructural Performance Levels
Operational
Not Considered
Nonstructural Performance Levels
Position Retention
Life Safety
ASCE 7 I
p
= 1.5
ASCE 7 I
p
= 1.0
Actually can seriously
injure or kill
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Basic Performance Objective for
Existing Buildings - BPOE
Tier 1 Tier 2 Tier 3
Risk
Category
BSE-1E BSE-1E BSE-1E BSE-2E
I & II
Life Safety
Structural Performance
Life Safety
Nonstructural
Performance
(3-C)
Life Safety
Structural
Performance
Life Safety
Nonstructural
Performance
(3-C)
Life Safety
Structural
Performance
Life Safety
Nonstructural
Performance
(3-C)
Collapse
Prevention
Structural
Performance
Nonstructural
Performance Not
Considered
(5-D)
III Damage Control
Position Retention
Nonstructural
Performance
(2-B)
Damage Control
Structural
Performance
Position Retention
Nonstructural
Performance
(2-B)
Damage Control
Structural
Performance
Position Retention
Nonstructural
Performance
(2-B)
Limited Safety
Structural
Performance
Nonstructural
Performance Not
Considered
(4-D)
IV Immediate Occupancy
Position Retention
Nonstructural
Performance
Immediate
Occupancy Structural
Performance
Position Retention
Nonstructural
Performance
Immediate
Occupancy Structural
Performance
Position Retention
Nonstructural
Performance
Life Safety
Structural
Performance
Nonstructural
Performance Not
Considered
Basic Performance Objective
Equivalent to New Building Standards - BPON
Tier 3
Risk Category BSE-1N BSE-2N
I & II Life Safety Structural
Performance
Position Retention
Nonstructural
Performance
(3-C)
Collapse Prevention
Nonstructural
Performance Not
Considered
(5-D)
III Damage Control
Position Retention
Nonstructural
Performance
(2-B)
Limited Safety
Nonstructural
Performance Not
Considered
(4-D)
IV Immediate Occupancy
Operational
Nonstructural
Performance
(1-A)
Life Safety Structural
Performance
Nonstructural
Performance Not
Considered
(3-D)
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Levels of Seismicity
Very Low Seismicity
Low Seismicity
Moderate Seismicity
High Seismicity
SDC A
SDC B
SDC C
SDC D, E and F
ASCE 7
Seismic Design Categories ASCE 41-13 Checklists
Limits on
Deficiency-Based
Procedures
Only allowed for
Model Bldg type in
each direction
Limited use for mixed
systems
Tier 2 now allowed
for IO retrofit
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Your Thoughts &
Questi ons?
ASCE 41-13
Sei smi c Eval uat i on and
Ret r of i t of Exi st i ng Bui l di ngs

01-ASCE 41-13 IntroGP

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What are the different performance levels for existing buildings?

What are the differences between Tier 1, Tier 2 and Tier 3 evaluations?

ASCE4113Seminar Introduction&GeneralProvisions

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