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Note that this particular corner of the site is constantly being revised.
End of the present round of works: April 2006. Delays possible.
Most recent update 03/20/2006 21:09:27
The term discourse analysis is very ambiguous. I will use it in this book to refer mainly to the
linguistic analysis of naturally occurring connected speech or written discourse. Roughly
speaking, it refers to attempts to study the organisation of language above the sentence or above
the clause, and therefore to study larger linguistic units, such as conversational exchanges or
written texts. It follows that discourse analysis is also concerned with language use in social
contexts, and in particular with interaction or dialogue between speakers.
Discourse analysis does not presuppose a bias towards the study of either spoken or
written language. In fact, the monolithic character of the categories of speech and
writing is has been widely challenged, especially as the gaze of analysts turns to
multi-media texts and practices on the Internet. Similarly, one must ultimately object
to the reduction of the discursive to the so-called "outer layer" of language use,
although such a reduction reveals quite a lot about how particular versions of the
discursive have been both enabled and bracketed by forms of hierarchical reasoning
which are specific to the history of linguistics as a discipline (e.g. discourse analysis
as a reaction against and as taking enquiry beyond the clause-bound "objects" of
grammar and semantics to the level of analysing "utterances", "texts" and "speech
events").
Discourse analysis is a hybrid field of enquiry. Its "lender disciplines" are to be found
within various corners of the human and social sciences, with complex historical
affiliations and a lot of cross-fertilisation taking place. However, this complexity and
mutual influencing should not be mistaken for "compatibility" between the various
traditions. Nor is compatability necessarily a desirable aim, as much is to be gained
from the exploration of problematical and critical edges and from making the most of
theoretical tensions. Traditions and crossover phenomena are best understood
historically - both in mutually supportive and antagonistic terms and as subject to
developments internal to specific "disciplines".
• Note also that the borrowing discipline has sometimes been responsible for the
success of certain thematic developments. For instance, speech act theory
originated within analytical philosophy, but its popularity has been largely due
to developments within linguistic pragmatics. Its reception within linguistic
anthropology has been different from that in European linguistics. There is
also further lineage. Speech act theory also features prominently in recent
social-theoretical debate about performance and the production of social
relations (e.g. in the work of Judith Butler) and it had been introduced earlier
into literary criticism through the work of scholars such as Marie-Louise Pratt.
Finally, the table below lists the various approaches which are discussed in this
overview. The list is ordered alphabetically. It does not pressupose a ranking in terms
of importance.
1. Analytical philosophy 5. Post-structuralist theory
o Speech act theory o M.M. Bakhtin
o Principles of information 6. Semiotics and cultural studies
exchange o Semiotics and
2. Linguistics communication studies
o Structuralist linguistics o Cultural studies
o Register studies and 7. Social Theory
stylistics o Pierre Bourdieu
o Text Linguistics o Michel Foucault
o Pragmatics o Jürgen Habermas
Presuppositions 8. The sociology of order in
Face and politeness interaction
Reference o Erving Goffman
3. Linguistic Anthropology Interaction order
o Ethnography of speaking Frame analysis
o Ethnopoetics Footing
o Indexicality Face
o Interactional o Conversation analysis
Sociolinguistics o Ethnomethodology
o Natural Histories of
Discourse 9. Acknowledgements
LIST OF REFERENCES
[A] theory of language is part of a theory of action, simply because speaking is a rule-governed
form of behaviour. Now, being rule-governed, it has formal features which admit of independen
study. But a study purely of those formal features, without a study of their role in speech acts,
would be like a formal study of the currency and credit systems of economies without a study o
the role of currency and credit in economic transactions. A great deal can be said in the study o
language without studying speech acts, but any such purely formal theory is necessarily
incomplete. It would be as if baseball were studied only as a formal system of rules and not as
game.
Yet, already in Searle's elaboration of the theory, there is an asocial, mentalist
turn in the characterisation of intentions as mental states stripped of all social
content. At one point, Searle (1983:11 ) even states that the state of
intentionality is "a biological phenomenon and is part of the natural world like
any other biological phenomenon"
The strict separation between locution and illocution in Austin's work can be
criticised from within Derrida's writing. This criticism has a bearing on
important debates within linguistics. First, for the act of speaking (locution) to
be valid as a locution, an utterance must be grammatical and draw on a
recognisable lexical wordlist. In this reading, a locution has meaning
independently of the context in which it is used. Using the utterance in context
amounts to lending it a particular force (illocution). In contrast with this view,
one can argue that utterances tend to pre-empt a particular context of use as
well as stress the extent to which "constatives" exist by virtue of
"performatives". As Defoort (1996: 61 and 75 - my translation) explains
Derrida calls Austin's claims original, but they cannot be called conclusive. According to Derrida
the force of an utterance is already there in the locution and we never succeed in strictly
separating force from meaning: meanings have force and forces have meaning. Although this
discussion is not developed explicitly in Signature Evénement Contexte, it is presupposed like a
running thread through the text. It constitutes an irreversible turn in Derrida's thinking.
[...]
Throughout history philosophers - Austin included - have searched for pure locution. They appe
to show an unconditional, almost innate respect for the neutral representation of reality. They
regret the existence of forces which can only distort this representation. Austin does criticise th
preference which this tradition has always had for "assertions" which can be expected to be tru
or false in their reflection of reality, but even he could not distance himself from the concept of
"pure locution" and its representational function. This explains why he felt it necessary to secur
a separate place for the idea of "locution".
That this debate is not simply an academic exercise becomes clearer when one
considers its consequences for the projection of the illocution/locution-
distinction on a division of labour between "semantics" (focusing on the
meaning of utterances - seen out-of-context) and pragmatics (the use to which
utterances are put in context). Derrida's account begs the question whether
there can still be room for a semantics which is not pragmatics?
Finally, as Jaworski and Coupland (1999:16 ) point out, the aim of laying
down the felicity conditions for all illocutionary verbs in English comes with a
risk of arbitrary essentialism, if it means that the contextual variability which
is inherent in the actual social conditions under which particular speech acts
are performed is disregarded (cf. ethnography of speaking's warning against
premature "closure" in the relationships between contextual and textual
categories).
The major weakness in Grice's theory is probably that it paints a rather rosy
picture of the social conditions of communication. Although he admits that
there are many situations in which speakers do not cooperate, the theory
nevertheless sees cooperation as the universal cement in social transcations.
This way Grice also glosses over obvious and less obvious differences in
power and status between interactants (See also Pierre Bourdieu).
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2. Linguistics
Structuralist linguistics: To the extent that structural linguistics has
developed into the study of language use (rather than the linguistic system),
nowadays often making use of large electronic corpora of texts for studying
the distribution of particular structures and uses, it can be said to have
developed a discourse analytical perspective.
o developing a typology of text types (esp. written text types). The most
commonly known classification is that typological variation can be
reduced to 5 functional types: argumentative texts, narrative texts,
descriptive texts, expository texts and instructive texts. In some
versions of this theory, the 5 types tend to be viewed as textualisation-
strategies. It is not uncommon for a single text to incorporate parts
which fall under different functional headings (for instance, a novel
may consist of descriptive, narrative and argumentative episodes; a
newspaper editorial is likely to contain narrative and argumentative
parts).
o the study of how sentences functionally interrelate within particular
rhetorical schemata (e.g. types of textual sequencing such as top-down
and bottom-up methods of proceeding; an example of the former is a
sequence consisting of a general claim > a specific application > listing
arguments > giving examples; an example of a bottom-up way of
proceeding is: an example > analysis > next example > analysis > a
conclusion).
Our notion of 'face' is derived from that of Goffman and from the English folk term, whic
face notions of being embarrassed or humiliated, or 'losing face'. Thus face is somethin
emotionally invested, and that can be lost, maintained or enhanced, and must be const
attended to in interaction. In general, people cooperate (and assume each other's coop
maintaining face in interaction, such cooperation being based on the mutual vulnerabili
Brown & Levinson are preoccupied with “losing face”, but there is
hardly an equivalent discussion of “gaining face”. This choice of
metaphor has been criticised as ethnocentric.
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3. Linguistic anthropology
Linguistic anthropology is a cover term for mainly Northern American
approaches which contextualise language use in socio-cultural terms.
According to Hymes (1964:xxiii)
its scope may include problems that fall outside the active concern of linguistics, and always it
uniquely includes the problem of integration with the rest of anthropology. In sum, linguistic
anthropology can be defined as the study of language within the context of anthropology.
[...] linguistic anthropology as it is practiced today [...] is also more than grammatical description
and historical reconstruction, and it is also more than the collection of texts, regardless of wheth
those texts were collected in one's office or under a tent. It is the understanding of the crucial ro
played by language (and other semiotic resources) in the constitution of society and its cultural
representations.
As a first approximation, we can say that an ethnography is the written description of the social
organisation, social activities, symbolic and material resources and interpretative practices
characteristic of a particular group of people Such a description is typically produced by
prolonged and direct participation in the social life of community and implies two apparently
contradictory qualities: (i) an ability to step back and distance oneself from one's own immediat
culturally-biased reactions so to achieve an acceptable degree of "objectivity" and (ii) the
propensity to achieve sufficient identification with or empathy for the members of the group in
order to provide an insider's perspective."
Note that Hymes links the latter with a general mission of anthropology,
expressed in terms of a desire to "overcome the limitations of the categories
and understandings of human life that are part of single civilisation's partial
view" (1980:92 ). Note that he also formulates the validity of ethnographic
insights in terms of accurate knowledge about the meaning of particular
behaviours, objects, institutions for those who participate in it. Ethnography,
in Hymes' view, is essentially a participant-driven approach but it would be a
mistake to assume that it is based on an illusory metaphor of pure induction:
"[T]he more an ethnographer knows on entering the field, the better the result
is likely to be" (1980:92 ; compare with some versions of conversation
analysis). Ethnography is perhaps best thought of as an epistemology which
constantly moves between what is local/specific and the general, between
knowledge already acquired and new data. Nor does ethnography exclude
critical concerns. Consider in this respect also Hymes (1980:100):
It [Ethnography] is a mode of enquiry that carries with it a substantial content. Whatever one's
focus of inquiry, as a matter of course, one takes into account the local form of general properti
of social life - patterns of role and status, rights and duties, differential command of resources,
transmitted values, environmental constraints. It locates the local situation in space, time, and
kind, and discovers its particular forms and center of gravity, as it were, for the maintenance of
social order and the satisfaction of expressive impulse.
the question often posed to anthropologist-ethnographers about the dangers of 'losing one's
objectivity' in the field is really quite beside the point. Our task requires of us only a highly
disciplined subjectivity".
A key to the significance of a type of television programme may not be in the amount of time th
family set is on, but in the family pattern of speaking around it. Is the set on, but ignored? Does
someone insist on and get silence? Is the program essentially a resource for continuing
conversation?
It's not necessarily that ethnographers don't want to test hypotheses. It's just that if they do, the
variables and operationalisations and sample specifications must grow from an understanding
the group rather than from being hammered on top of it no no matter how poor they fit. [...] thing
like the learning role, the long-term intensive personal involvement and the holistic perspective
are what set ethnography apart - they enable us to learn what people are like rather than seein
a minute piece of their behaviour in a context we define supports or does not support our ideas
the way they are like."
The general problem of social knowledge is two-edged: both to increase the accumulated
structural knowledge of social life, moving from narrative to structurally precise accounts, as we
have commonly understood the process of science, and to bring to light the ineradicable role of
narrative accounts. Instead of thinking as narrative accounts as an early stage, we may need to
think of them as a permanent stage, whose principles are little understood, and whose role may
increase. [...] If narrative accounts have an ineradicable role, this need not be considered a flaw
The problem is not to try to eliminate them, but to discover how to assess them. [...] The questi
of narrative brings us to another aspect of ethnography. It is continuous with ordinary life.
Underlying the diversity of speech within communities and in the conduct of individuals are
systematic relations, relations that, just as social and grammatical structure, can be the object o
qualitative enquiry. A long-standing failure to recognise and act on this fact puts many now in th
position of wishing to apply a basic science that does not yet exist.
[...]
A general theory of the interaction of language and social life must encompass the multiple
relations between linguistic means and social meaning. The relations within a particular
community or personal repertoire are an empirical problem, calling for a mode of description th
is jointly ethnographic and linguistic.
Ethnopoetics
still to be developed
the search for replicable methods of qualitative sociolinguistic analysis that can provide insight
the linguistic and cultural diversity characteristic of today's communicative environments, and
document its impact on individual's lives.
Linguistic and cultural boundaries are not just 'naturally' there, they are communicatively and,
therefore, socially constructed. Thus, they cannot be essentialised and treated as self-containe
islands in research on communicative practices. Apart from interaction as such, ideology, powe
and history are all central to the way diversity works; depending on how these factors interrelat
in specific circumstances, interaction can serve either to accentuate or attenuate the effects of
diversity.
Thus, one part of his work engages very directly with cognition and inferential
processes as depending on culturally-informed but situated inferential
processes which play a role in talkers' interpretative constructions of the kind
of activity or frame they are engaged in, of a speaker's intention, of what is
required next, etc.
any verbal sign which when processed in co-occurrence with symbolic grammatical and lexical
signs serves to construct the contextual ground for situated interpretations, and thereby affects
how constituent messages are understood.
A third (and perhaps the most important) strength lies in its "pivotal" outlook
- a concern with micro-processes in a way which can throw light on broader
social processes and cultural issues - coupled with a dynamic conception of
'context' which recognises open-endedness and resists a neutralisation of a
particpant's perspective. The latter is reflected in attendant linguistic
anthropological developments of the concept of (re)contextualisation. As
Silverstein (1992:75) notes:
[...] the indeterminacies that emerge from a broadened and semiotically systematised
understanding of 'contextualisation' [are] consistent with Gumperz' insightful recognition that
indeterminacy is a shared dilemma of interactional textuality for both the analyst of and the
participant in discursive interaction.
contextually contingent semiotic processes involved in achieving text - and culture. These are
recoverable in some measure only by analytically engaging with textual sedimentations. Each
chapter in our collective natural history thus focuses on certain analytic moments in the
entextualising/co(n)textualizing process.
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New Literacy Studies is a cover name for an approach which has developed
from the mid-1980s onwards (e.g. Barton 1994 , Street 1993 ) and which
links up the study of literacy with a critical analysis of communicative
practices - seen as situated social and historical practice. New Literacy Studies
is critical of binary (essentialist) dichotomies between spoken and written
language use and between oral and literate cultures. It also foregrounds
plurality in the occurrence of situated types of literacy. It relies on methods of
institutional discourse analysis but it also has something very specific to
contribute to this domain:
5. Post-structuralist theory
The fact that every object is constituted as an object of discourse has nothing to do with whethe
there is a world external to thought, or with the realism/idealism opposition. An earthquake or th
falling of a brick is an event that certainly exists, in the sense that it occurs here and now,
independently of my will. But whether their specificity as objects is constructed in terms of 'natu
phenomena' or 'expressions of the wrath of God' depends upon the structuring of a discursive
field. What is denied is not that such objects exist externally to thought, but the rather different
assertion that they could constitute themselves as objects outside any discursive conditions of
emergence.
Laclau and Mouffe challenge the 'closure' of the [structuralist] linguistic model, which reduces a
elements to the internal moments of the system. This [closure] implies that every social action
repeats an already existing system of meanings and practices, in which case there is no
possibility of constructing new nodal points that 'partially fix meaning', which is the chief
characteristic of an articulatory practice.
Thus, the stress on openness is balanced (at least in the work of Laclau and
Mouffe and a number of others) by the assumption that objects and social
subjects and the relations between them may emerge in partially stable
configurations which last for a longer or shorter period of time. Privileged
discursive points which partially fix the meaning in a chain of signification are
called nodal points (Lacan's point de capiton, lit: quilting points; in Jacob
Torfing's words (1999 , 98-99), points "which sustain the identity of a
certain discourse by constructing a knot of definite meanings" - e.g. god,
nation, party, class, etc.). Nodal points are capable of concealing ambiguities.
They are
not characterised by a supreme density of meaning, but rather by a certain empyting of their
contents, which facilitates their structural role of unifying a discursive terrain [...] What happens
this: a variety of signifiers are floating within the field of discursivity; suddently some master
signifier intervenes and retroactively reconstitutes their identity by fixing the floating signifiers
within a paradigmatic chain of equivalence.
Echoing S. Freud & J. Lacan, this is called the moment of over-determination
in articulatory practice. The constructions of nodal points which partially fix
meaning are crystalised in particular discourses and this makes social
hegemony possible. However, a discourse can never succeed in completely
imposing social order and continues to be subvertable by a contingent surplus
in meaning outside itself ('a discursive exterior'). Note that Laclau and
Mouffe's discourse theoretical model has a political ontology: its teleology
centres on an understanding of how historically-specific dislocations 'break' a
chain of signification, leading to the undermining/creation of old/new social
antagonisms/hegemony in the disruption/establishment of old/new nodal
points. Their theory is post-Marxist in the abandonment of class-essentialism
and in the recognition of the contingency of social struggles. The
openness/partial closure of the social is expressed in terms of a field of tension
between meaning fixations and discourses being constantly overflown by a
contingent infinitude of ambivalence.
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/ Discourse is central to CCS, but its daily use of the concept is subject to
the same restrictions as post-structuralist theory. There has been a lot of
(theoretical) work on the discourses of postmodernity, but CCS does not offer
a paradigm for text analysis as such. However, there are very intimate ties
with communication studies and semiotics (cf. CCS's interest in popular film).
CCS's links with linguistically-oriented discourse analysis are in many
respects indirect - giving research a particular orientation and direction and
mediating certain key insights. Let me just list a few:
7. Social Theory
Through the formation of a 'critical ontology of the self' it is possible to formulate an alte
ethical standpoint from which individuals can begin to resist the normalising force of the
'government of individualisation'. The idea of an ethics of the self redefines Foucault's r
with a tradition of Enlightenment thought which he rereads through the figures of Kant a
Baudelaire. From his reinterpretation, Foucault is able to deploy the concepts of autono
reflexivity and critique and, thereby, overcome some of what have been regarded as th
implications of his earlier work on discipline.
One of the recurrent themes in Bourdieu's work is that of an enquiry into the
social conditions of possibility for particular practices - ultimately part of an
enquiry into the production of social distinctions (artistic, cultural,
educational, linguistic, related to fashion, etc). When taken to the domain of
language study, these questions imply a displacement of an autonomous
linguistic object of enquiry, focusing instead on the conditions for the
production (and recognition of) legitimate participation, legitimate language
and a view in which language use is always invested with value - appropriacy
and well-formedness beyond grammatical acceptability (Bourdieu 1984:103-
104):
La linguistique le plus avancée rejoint actuellement la sociologie sur ce point que l'objet premie
de la recherche sur le langage est l'explication des présupposés de la communication. L'essen
de ce qui se passe dans la communication, n'est pas dans la communication: par exemple,
l'essentiel de ce qui se passe dan une communication comme la communication pédagogique
est dans les conditions sociales de possibilité de la communication. [...] [L]a communication en
situation d'autorité pédagogique supposes des émetteurs légitimes, des récepteurs légitimes, u
situation légitime, un langage légitime.
Il faut un émetteur légitime, c'est-à-dire quelqu'un qui reconnaît les lois implicites du système e
qui est, à ce titre, reconnu et coopté. Il faut des destinataires reconnus par l'émetteur commes
dignes de recevoir, ce qui suppose que l'émetteur ait pouvoir d'élimination, qu'il puisse exclure
'ceux quit ne devraient pas être là'; mais ce n'est pas tous: il faut des élèves qui soient prêts à
reconnaître le professeur comme professeur, et des parents qui donnent une espèce de crédit,
de chèque en blanc, au professeur. Il faut aussi qu'idéallement les récepteurs sois relativemen
homogènes linguistiquement (c'est-à-dire socialement), homogènes en connaissance de la
langue et en reconnaissance de la langue, et que la structure du groupe ne fonctionne pas
comme un système de censure capable d'interdire le langage qui doit être utilisé. [...] Un langa
légitime est un langage aux formes phonologiques en syntaxiques légitimes, c'est-à-dire un
langage répondant aux critères habituels de grammaticalités, et un langage qui dit constamme
en plus de ce qu'il dit, qu'il le dit bien. Et par là, laisse croire que ce qu'il dit est vrai: ce qui est
une des façons fondamentales de fair passer le faux à la place du vrai. Parmi les effets politiqu
du langage dominant il y a celui-ci: 'Il le dit bien, donc cela a des chances d'être vrait.'
In place of grammaticalness it the puts the notion of acceptability, or, to put it another way, in
place of 'the' language (langue), the notion of legitimate language. In place of relations of
communication (or symbolic interaction) it puts relations of symbolic power, and so replaces the
question of the meaning of speech with the question of the value and power of speech. Lastly,
place of specifically linguistic competence, it puts symbolic capital, which is inseparable from th
speaker's position in the social structure.
One fairly accessible entry into Bourdieu's theory of capital has been
developed in Bourdieu (1986 ). Its starting point is the observation that the
social world can be viewed accumulated history. Unless one wishes to reduce
this history to a series of short-lived mechanical equilibria (in which the actors
can be treated as interchangeable), its understanding requires the introduction
of the notion of capital and the attendant concept of accumulation. Capital is
accumulated labour (in a material form or in an incorporated form). It takes
time to acquire but once acquired it can be invested into a new situation - in
this respect, it does not matter whether one talks about money or forms of
behaviour. Capital is acquired by individual actors and it can be accumulated
exclusively: this brings out a dimension of the invididual as a strategic player
in the social world, acting on perceptionsa of value, profitability, etc. Capital
is also a force which is reflected both in objective structures. It creates a set of
conditions embedded in the reality of the social world and it determines the
chances to durable success for specific practices within that world. Finally,
capital is what makes the societal game into something different from a game
of pure chance. Only at the roulette table one comes across a virtual world in
which anyone can acquire a new financial and social status overnight in a
situation of perfectly equal opportunity, unhampered by mechanisms of
gradual acquisition, profitable investment or conditions of hereditary transfer.
In contrast, capital needs to be invested in a particular way, it needs time to
become profitable.
A particular definition of the economic has been imposed upon economic practices. This
definition is a historical invention of capitalism. By reducing the universe of exchange
transcactions to the exchange of goods which is oriented objectively and subjectively towards a
maximisation of profit (i.e. based on (economic) self-interest), other forms of exchange have
implicitly been defined as non-economic and desinterested. [...] In other words, the
accomplishment of a so-called science of market laws, which is not even a true science of the
economic field (to the extent that it takes for granted as natural the foundations of the order wh
it purports to analyse, e.g. private property, profit, wage labour, etc.) has prevented the
development of a general economy of practices, in which the exchange of commodities is just
one specific type of exchange.
Thus, the point about linguistic capital is not only that symbolic exchanges can
be compared conceptually to economic transactions, but also that linguistic
capital is a field-specific form of capital, which, under certain conditions can
be transformed into other forms, while it cannot be reduced to any of these
other forms (e.g. linguistic dispositions allow the acquisition of educational
qualifications which in their turn will promote access to prestigiuous jobs with
prospects of entry into attractive social networks). Important from a
sociolinguistic point of view, are then the processes of control over the value
of symbolic resources which regulate access to other social, cultural and
economic 'goodies' (Heller & Martin-Jones 2001:2-3 ). In this way,
Bourdieu's cautions us against the objectivism of economistic reductionism
and the subjectivism which reduces social transactions to communicative
events:
As such we must simultaneously hold on both to the idea that economic capital is the root of all
other forms of capital and the idea that these transformed, hidden forms fo economic capital ca
never be reduced completely to this definition, because their most specific effects are produced
precisely where there rootedness in economic capital is hidden from view (not in the least from
their owners) and this, even though only in the last resort, is the foundation of their specific
effects. The real logic of capital, transformations of one type into another, and the laws of
accumalation to which they are subjected cannot be understood well unless one leaves behind
two opposite points of view which are inherently equally limited: economism which, because of
final analysis in which all forms of capital are reduced to economic capital, pays insufficient
attention for the specific workings of other forms of capital; and semiologism (present examples
are structuralism, symbolic interactionism, and ethnomethodology), which reduces social
exchange transactions to communicative events and ignores the naked fact of universal reduct
into the economic.
Perhaps one can conclude that Bourdieu seeks to establish the specificity of
non-economic forms of capital by radically applying an analysis of economic
capital to it, be it with a focus on sets of perceptual differences (it is the
quality of the negation of forms of economistic logic which make up the
specificity of non-economic forms of capital). These perceptual differences are
indeed treated as clandestine apparancies (their apparent character can be
exposed through an analysis in terms of economic capital). However, at the
same time, they are not treated as redundancies (the workings of, say, social
capital cannot be shown or explained unless subjective differences from the
logic of economic capital are taken seriously as factors which constitute the
difference). For instance, the ways in which cultural capital masks itself is
essential to our understanding of it as capital. Note that such an overcoming of
a subjectivist/objectivist antinomy is repeated in Bourdieu's definition of
habitus.
Situations in which linguistic productions are explicitely sanctioned and evaluated, such as
examinations or interviews, draw our attention to the existence of mechanisms determining the
price of discourse which operate in every linguistic interaction (e.g. the doctor-patient or lawyer
client relation), and more generally in all social relations. It follows that agents continuously
subjected to the sanctions of the linguistic market, functioning as a system of positive and
negative reinforcements, acquire durable dispositions which are the basis of their perception an
appreciation of the state of the linguistic market and consequently of their strategies of
expression.
In Bourdieu's model, all linguistic situations function like markets. In 'ce que
parler veut dire' (1984:98), he defines discourse through the formula: speaker
competence + market = discourse.
Le discours que nous produisons, selon le modèle que je propose, est une 'résultante' de la
compétence du locuteur et du marché sur lequel passe son discours: le discours dépend pour
une part (qu'il faudrait apprécier plus rigoureusement) des conditions de réception.
Toute situation linguistique fonctionne donc comme un marché sur lequel le locuteur place se
produits et le produit qu'il produit pour ce marché dépend de l'anticipation qu'il a des prix que
vont recevoir ses produits. [...] Un des grands mystères que la socio-linguistique doit résoudre,
c'est cette espèce de sens de l'acceptibilité. Noun n'apprenons jamais le langage sans
apprendre, en même temps, les conditions d'acceptibilité de ce langage. C'est-à-dire
qu'apprendre un langage, c'est apprendre en même temps que ce langage sera payant dans te
ou telle situation.
Thus, discourse here surfaces as a general term for language use when
interpreted as linguistic practice adjusted to a market situation. It is defined as
language use implicated in an authority/belief-structure.
Jürgen Habermas
still to be developed
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Data for the paper are drawn chiefly from a brief observational study of mental patients in a
modern research hospital. I use these data on the assumption that a logical place to learn abou
personal proprieties is among persons who have been locked up for spectacularly failing to
maintain them. Their infractions of propriety occur in the confines of the ward, but the rules
broken are quite general ones, leading us outward from the ward to a general study of our Ang
American society.
Thus, one will find in Goffman's writings not only a critique of pyschiatry as
moving far too easily from social delicts to mental symptons, resulting in a
failure to assess the impropriety of acts that bring a person under the attention
of the psychiatric care (see especially Goffman 1967c: 137ff. ), such a
critique is also couched in a programmatic enquiry into the construction and
maintenance of the self in the rituals of face-of-face interaction. Goffman's
sociological method has been influenced by phenomonology. It borrowed in
particular from the work of A. Schutz on interactive relations, commonsense
understanding via types and the situational character of relevance. Together
with Harold Garfinkel, Goffman is at the basis of ethnomethodology and its
further spin-off conversation analysis.
o Interaction order. According to Anthony Giddens , Goffman's
detailed enquiries into the micro-forms of practical interactional
behaviour are informed by a set of systematic social theoretical
assumptions. Goffman's sociology is one which centers on physical co-
presence rather than on social groups. While groups continue to exist
when their members are not together, encounters, by definition, only
exist when the parties to them are physically in each other's presence.
This helps explain Goffman's interest in
particular settings (e.g. talk between strangers on a platform
waiting for a train, how entering an elevator affects talk, etc.)
forms of self-maintaining behaviour such as 'civil inattention'
or the display of 'focused interaction' (e.g. forming a 'huddle'
during a reception)
conduct in public in situations involving embarrassment, face-
saving behaviour and/or public displays of competence, for
instance response cries (incl. 'spill cries' such as Oops);
Goffman interprets response cries as an other-oriented form of
self-talk in which "we display evidence of our alignment we
take to events" (Goffman 1981:100 )
the role of temporal and spatial activity boundaries which result
in inclusion (e.g. how to display intense involvement in talk)
and exclusion (e.g. how the exclusion from talk of others in
physical proximity is maintained simultaneously by the
included and the excluded; see also some the distinctions made
under the heading of footing below)
My concern over the years has been to promote acceptance of this face-to-face domain
analytically viable one - a domain which might be titled, for want of any happy name, th
interaction order - a domain whose preferred method of study is micro analysis.
For Goffman, talk is the basic medium of encounters, but talk isn't all:
the state of co-presence is a physical state and it draws attention to the
body, its disposition and display. For Goffman, "the body is not simply
used as an 'adjunct' to communication in situations of co-presence; it is
the anchor of the communicative skills which can be transferred to
disembodied types of messages." (Giddens 1988:257 ) In this
respect, Goodwin (2000:1491 ) talks about the need to investigate
"the public visibility of the body as a dynamically unfolding,
interactively organised locus for the production and display of meaning
and action." Not surprisingly, such a programme will be critical of
mentalist versions of meaning and cognition. According to Collins
(1988: 51-52), the aim is to arrive at the social ecology which is at the
basis of any conversational situation. For Goffman,
the basis of language is not a primal intersubjectivity, a meeting of minds, but rather a c
focus on a physical scene of action. [...] Goffman is looking at human beings the way a
would look at birds or mammals who are in range of each other. Goffman asserts that p
must always pay attention to other human beings in their presence; each one needs to
the others, if only to see if it is safe to ignore them.
Framing permeates the level of ordinary social action. We live in a world of social relati
which roles are acted out, with various keyings and deceptions played upon them. This
core of practical activities and occupations, of power and stratification. Here again, Gof
leads us to the brink of seeing the micro-reality upon which macro-structures are based
he shies away from the theoretical implication.
In what follows, then, I make no large literary claim that social life is but a stage, only a
technical one: that deeply incorporated into the nature of talk are the fundamental requ
of theatricality.
"Frame space" offers a more precise perspective on the nature of
norms in interaction. In this view, norms are not learned rules which
speakers carry around in their heads, but they are ways in which
situations unfold, so that participants feel they have to behave in a
particular ways or make amends for not doing so (cf. Collins 1988:57
).
Finally, striking a more critical chord, frame analysis also exposes the
limitations of an autonomous conception of the interaction order. One
can think here of the "framing" capacities of code selection, switching
and slippage, including the boundaries which are imposed as result on
the participation framework(s) which apply. For instance, code
selection has primary frame function in establishing the secondary
framework of a language class and, in such contexts, code switching
will often mark the transition from one activity to another or bring out
a clash of frames - click for an example of the latter).
Considerations of this kind take one beyond the conditions of physical
co-presence, venturing instead into the role of transsituational
processes of identity-formation which connect to groups definable
under conditions of "virtual co-presence" or even "absence".
For our purposes, the details of Goffman's typology are less important than that it push
the simple dyad and opens up the possibility of a differentiated approach to multi-party
became inevitable that the speaker-addressee dyad would lose its place as the measu
talk. Thus it is not accidental that the decomposition of the roles into animator, author, p
addressee and overhearer was part of a broader push toward the study of different type
interaction, including multi-party talk. Once the boundaries of the dyad were breached,
inadequacy of its two parts became all too obvious. It is also clear in this framework tha
relation between an individual and the language he or she speaks is mediated by socia
You simply cannot make inferences from utterance forms to human experience without
through the intermediate level of participant frameworks.
Throughout this paper, it has been implied that underneath their differences in culture,
everywhere are the same. If persons have a universal human nature, they themselves
be looked to for an explanation of it. One must look rather to the fact that societies ever
they are to be societies, must mobilise their members as self-regulating participants in
encounters. One way of mobilising the individual for this purpose is through ritual: he is
be perceptive, to have feelings attached to self and a self expressed through face, to h
honour, and dignity, to have considerateness, to have tact and a certain amount of pois
are some of the elements of behaviour which must be built into the person if practical u
made of him as an interactant, and it is these elements that are referred to in part when
speaks of universal human nature.
When I started to do research in sociology I figured that sociology could not be an actual scienc
unless it was able to handle the details of actual events, handle them formally, and in the first
instance be informative about them in the direct ways in which primitive sciences tend to be
informative, that is, that someone else can go and see what was said is so. [...] It was not from
any large interest in language or from some theoretical formulation of what should be studied th
I started with tape-recorded conversation, but simply because I could get my hands on it and I
could study it again and again, and also, consequentially, because others could look at what I
had studied and make of it what they could, if, for example, they wanted to be able to disagree
with me.
At what point exactly this preference for tape-recorded data became invested
with an actively-developed suspicion towards the use of 'unsatisfactory data
sources' in language description (e.g. interview data, observational data
obtained through field notes, invented examples and experimental elicitation)
is a matter of hindsight interpretation. For its practitioners, conversation
analysis is a stake within the methodology debate of sociology (where does
one situate one's sociological object of enquiry, i.e. society), with a clear
preference for the formal properties of social action, and, in many cases, a
suspicion towards any kind of pre-analytical theorising. For instance,
conversation analysts often state their reluctance to allow categories to enter
the analysis other than those entertained by the participants or revealed in an
analysis of the sequential flow of interaction. This point is often captured
through the ironicising image of rejecting a "bucket"-theory of context which
is contrasted with the preferred view of context as a project and a product of
interaction. Note in this respect also the following proviso which John
Heritage (1997:168) builds into a discussion of the structural organisation of
turn-taking:
Overall structural organisation, in short, is not a framework - fixed once and for all - to fit data in
Rather it is something that we're looking for and looking at to the extent that the parties orient to
in organising their talk.
If the problem with post-structuralist analysis is that they rarely focus on actual social interactio
then the problem with conversation analysis is that they rarely raise their eyes from the next tur
in the conversation, and, further, this is not an entire conversation or sizeable slice of social life
but usually a tiny fragment. [...]
personnel have, as a matter of their daily activities, to make reference to, and mutually constitu
the sense and signficance of a continually changing range of 'objects' displayed on screens and
in documents [and] talk and bodily conduct is used within organisational activities to produce
coherent and sequentially relevant objects and scenes
Talk is the basic medium of focused encounters and the conversation is the prototype of the
exchange of utterances involved in talk. Using the word 'talk' rather than 'language' is of the firs
importance to the analysis which Goffman seeks to provide. 'Language' suggests a formal syste
of signs and rules. 'Talk' carries more the flavour of the situated nature of utterances and
gestures embedded within the routine enactment of encounters. In speaking of verbal
'conversations', rather than of 'speech', Goffman stresses that the meaning of what is said mus
be interpreted in terms of a temporal sequence of utterances. Talk is not something which is jus
'used' in circumstances of interaction. [...] In his early work, Goffman both anticipated and helpe
shape the development of what has subsequently come to be called 'conversation analysis'; in
his later writings he has drawn upon it in developing hiw own discussions of talk and interaction
The second half of the observation follows on the next page (Giddens
1988:267), where we read that
Goffman is able to show some of the limitations involved in thinking of talk in terms of statemen
calling forth replies. Many moves do seem to invoke rejoinders, but there are a variety of ways
which individuals can express intentions, provide approval or disapproval, or otherwise make
their views known, without directly committing themselves to turn-taking within the conversation
A key aspect of all talk in situations of interaction is that both speakers and listeners depend up
a saturated physical and social context for making sense of what is said.
Coming to terms with this idea of the "saturated physical and social context"
constitutes one of the biggest challenges facing the discourse analyst. This is
not only a matter of what is included (a range of observable phenomena such
as talk, gesture, posture, objects which frame action, etc.) but also how we
understand their manifestations and relevance. One promising possibility in
this respect lies in a dynamic understanding of context, i.e. context itself as
"sequentially implicated" but without conversation analysis's overt restriction
of "context" to the "surrounding talk". As Goodwin (2000:1519-1520)
suggests, context, in such a view,
is not simply a set of features presupposed or invoked by a strip of talk, but a dynamic, tempora
unfolding process accomplished through the ongoing rearrangement of structures in the talk,
participants' bodies, relevant artefacts, spaces, and features of the material surround that are th
focus of the participants' scrutiny. Crucial to this process is the way in which the detailed structu
of talk, as articulated through sequential organisation, provides for the continuous updating and
rearrangements of contexts for the production and interpretation of action. [my emphasis]
Schegloff argues that analysts should not import their own categories into participants' discours
but should focus instead on participant orientations. Further, analytic claims should be
demonstrable. Schegloff's notion of analytic concepts uncontaminated by theorists' categories
does not entail, however, that no analytic concepts will be applied [...] Rather, concepts such as
conditional relevance, for example, or the notion of accountability, or preferred or dispreferred
responses are used to identify patterns in talk and to create an ordered sense of what is going
on. Presumably Schegloff would argue that this does not count as imposing theorists' categorie
on participants' orientations since such concepts are intensely empirical, grounded in analysis
and built up from previous descriptive studies of talk. [...] the advantage for Schegloff of such a
approach is that it gives scholarly criteria for correctness and grounds academic disputes,
allowing appeals to data, and it closes down the infinity of contexts which could be potentially
relevant to something demonstrable - what the participants take as relevant. [... However,] one
problem from a critical perspective is that Schegloff's sense of participant orientation may be
unacceptably narrow. [...] in practice for Schegloff, participant orientation seems to mean only
what is relevant for the participants in this particular conversational moment. Ironically, of cours
it is the conversation analyst in selecting for analysis part of a conversation or continuing
interaction who defines this relevance for the participant. In restricing the analyst's gaze to this
fragment, previous conversations, even previous turns in the same continuing conversation
become irrelevant for the analyst but also, by dictat, for the participants. We do not seem to hav
escaped, therefore, from the imposition of theorists' categories and concerns.
The assumption is that it is fundamentally through interaction that context is built, invoked and
managed and that it is through interaction that institutional imperatives originating from outside
the interaction are evidenced and are made real and enforceable for the participants.
The question can be raised whether such 'imperatives originating from outside'
are to be identified prior to the analysis (cf. "I am looking at a particular type
of institutional routine or exchange") or should only be recognised as existing
because they emerge from an analysis of interactive data (cf. "the data of the
exchange tell me that I am dealing with a particular type of routine"). Is it at
all feasible to separate these two moments of 'categorisation'? Even when such
issues are understood in phenomenological rather than in positivist terms, a
recognition of an "ethnographic moment" is in place here.
[...] the body of common sense knowledge and the range of procedures and considerations by
means of which the ordinary members of societies make sense of, find their way about in, and
on the circumstances in which they find themselves.
Included within the scope of such a programme is any enquiry into “meaning”
when language or interactional data is used for the purposes of qualitative
sociological research (e.g. Cicourel's (1973 ) critique of questionnaires and
interview data as intailing a set of interactional imperatives) or when
language/inderactional data is examined in its own right (e.g. for the purposes
of developing a theory of semantics, an argumentation developed in Cicourel
(1974 ). That the study of how everyday practical reasoning is constitutive
of all human activity, for Cicourel, comes with a number of basic
considerations about the meaning of everyday talk (1974:1563):
[O]ur ability to construct machines or develop complex logical systems always presupposes a
necessary reliance on the presuppositions of practical or mundane reasoning with its constrain
of indexicality and reflexivity that are inherent in the development and in all uses of the science
of the artificial. [...] If we hope to construct a theory of meaning that enables us to understand h
we assign sense to our everyday worlds and establish reference, then we cannot assume that
oral language syntax is the basic ingredient of a theory of meaning. The interactional context, a
reflexively experienced over an exchange, or as imagined or invented when the scene is
displaced or is known through a text, remains at the heart of a general theory of meaning.
Tattoos, bus tickets, pay slips, street signs, time indications on watch faces, chalked informatio
on blackboards, computer VDU displays, car dashboards, company logos, contracts, railway
timetables, television programme titles, teletexts, T-shirt epigrams, 'on'/'off' switches, £10 notes
and other bank notes, passports and identity cards, cheques and payslips, the Bible, receipts,
newspapers and magazines, road markings, computer keyboards, medical prescriptions, birthd
cards, billboard advertisements, maps, Hansard, graffiti on walls, music scores, church liturgies
drivers' licences, birth, marriage and death certificates, voting slips, degree certificates, book-
keepers' accounts, stock inventories, cricket scoreboards, credit cards - these and countless
other items that involve written language and diagrammatic forms indicate the immensely
pervasive, widespread and institutionalised place of texts in our society.
This list also indicates the extraordinary diversity in the work done by texts - contractual
commitments, ratifying work, facilitating work, record-keeping, persuasive work, identity-
establishing work, and so on. In fact, one might suggest that virtually every recognisable activit
in our society has its textual aspects, involving and incorporating people's monitoring of written
textual 'signs' - texts that, in a wide variety of ways, help us to orientate ourselves to that activit
occasion or setting and to make sense of it.
Any setting organises its activities to make its properties as an organised environment of practi
activies detectable, countable, recordable, reportable, tell-a-story-aboutable, analysable - in
short, accountable.
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Acknowledgements
Thanks are due to Ronald Soetaert. He suggested the idea to me to develop a website of this kind. I am
also particularly grateful to a number of colleagues for the many shadow conversations and reading
suggestions which continue to inform this overview: David Barton, Richard Barwell, Mike Baynham,
Jan Blommaert, Aaron Cicourel, Jim Collins, Anna De Fina, Peter Flynn, Alexandra Georgakopoulou,
Misty Jaffe, Chris Hall, Monica Heller, Vally Lytra, Janet Maybin, Kay McCormick, Kate Pahl, Utta
Papen, Ben Rampton, Srikant Sarangi, Brian Street, Ellen Van Praet, Jef Verschueren and Sue White.
Comments are welcome at Prof. S. Slembrouck, English Department, Ghent University, Rozier 44,
9000 Ghent (Belgium).