Mechanical Machine Design
Mechanical Machine Design
. (5.3)
The units for kinematic viscosity are length
2
/time, as cm
2
/s, which is the
Stoke (St). Using SI units: 1 m
2
/s = 10
4
St and 1 cSt (centistoke) = 1
mm
2
/s.
The physical principle of measurement is based on the rate at which a uid
ows vertically downward under gravity through a small-diameter tube. Liq-
uid viscosities are determined by measuring the time required for a given
quantity of the liquid to ow by gravity through a precision opening. For
lubricating oils, the Saybolt Universal Viscometer, shown in Fig. 5.2, is an
instrument used to measure the viscosity. The viscosity measurements are
Saybolt seconds, or SUS (Saybolt Universal Seconds), SSU (Saybolt Seconds
Universal), and SUV (Saybolt Universal Viscosity).
With a Saybolt Universal Viscometer one can measure the kinematic viscos-
ity, . Absolute viscosities can be obtained from Saybolt viscometer mea-
surements by the equations
(mPas or cp) =
_
0.22 t
180
t
_
, (5.4)
and
(reyn) = 0.145
_
0.22 t
180
t
_
, (5.5)
where is the mass density in grams per cubic centimeter, g/cm
3
(which is
also called specic gravity) and t is the time in seconds. For petroleum oils
the mass density at dierent temperatures is
= 0.89 0.00063
_
0
C 15.6
_
g/cm
3
, (5.6)
II.5 Lubrication and Sliding Bearings 3
or
= 0.89 0.00035
_
0
F 60
_
g/cm
3
. (5.7)
The Society of Automotive Engineers (SAE) classies oils according to vis-
cosity. Any viscosity grade should be proceeded by the initials SAE. It should
be noted that SAE is not a performance category it only refers to the viscosity
of the oil.
Two series of SAE viscosity are dened (Table 5.1): monograde oils or
single viscosity oils and multigrade oils (those with the sux W, which are
essentially for winter conditions).
For the monograde oils (grades without the W), the viscosity is measured
in cSt at 100
0
C (212
0
F). A monograde oil only has one part, such as SAE
30, or SAE 40. The number after SAE gives a measure of the viscosity of the
oil at high temperature (100
0
C). The lower the number the thinner the oil is
at high temperature. So an SAE 30 is a thinner, or less viscous, oil than an
SAE 40.
A multigrade oil (multi-viscosity graded motor oil) must meet the vis-
cosity standard at the W temperature and the SAE viscosity requirement at
100
0
C. For the W grades (W from winter), viscosity is measured by two test
methods, one in the cold cranking simulator and the other in a pumping test
that evaluates borderline pumping temperature. The cold cranking simula-
tor reports dynamic viscosity in cp at temperatures that depend upon the
grade. Additionally, the viscosity of motor oils with a W sux is measured
in cSt at 100
0
C. A multigrade oil is an oil that has two parts, such as SAE
15W-40 or 20W-50. For the multigrade oil SAE-10W20, the rst number
(10W) refers to the viscosity grade at low temperatures (W), whereas the
second number (20) refers to the viscosity grade at high temperatures. The
lower the W number the lower the viscosity of the oil. Therefore an SAE 5W
oil is a lower viscosity oil than an SAE 10W oil.
The multigrade oils SAE 10W-30 and SAE 15W-30 have a similar high
temperature viscosity as indicated by the 30. The 10W-30 oil is a thinner oil
than the SAE 15W-30 at cold temperatures as indicated by the W number
(10 < 15). Therefore, in cold temperatures, the SAE 10W-30 oil is better
than the SAE 15W-30 oil. In winter it is benecial to move from an SAE
15W-30 oil to an SAE 10W-30 oil.
During summer the ambient temperatures are high and the oil tends to
be thinner, so a more viscous oil should be used. The SAE 10W-20 is a
II.5 Lubrication and Sliding Bearings 4
thinner oil than the SAE 10W-30 or SAE 15W-30 at high temperatures as
indicated by the second number (20 < 30). Therefore in warm temperatures,
a thicker oil (either an SAE 10W-30 or SAE 15W-30) could oer better engine
protection than SAE 10W-20. In summer SAE 10W type oil is not required
which is why the SAE 15W-40 is favored.
There is much discussion about mineral oils versus synthetic oils and the
relative performance of each type. The synthetic oils oer certain advantages
over mineral oils in terms of low temperature performance and high temper-
ature oxidation stability. Synthetic oils are very expensive, and properly
formulated mineral oils are more than suitable for most engine applications.
A synthetic oil can be considered for very cold temperatures, or for applica-
tions that may need a high level of oxidation protection. The manufacturers
recommendations should be followed.
Petroleum products can be graded according to the ISO Viscosity Clas-
sication System, approved by the International Standards Oreganization
(ISO). Each ISO viscosity grade number corresponds to the mid-point of a
viscosity range expressed in centistokes (cSt) at 40
0
C (the viscosity of the
ISO grades, however, is measured at 40
0
C instead of 100
0
F = 37.8
0
C, which
results in a slightly more viscous lubricant for each corresponding grade). For
the ISO 3448 viscosity classication system the ISO VG 22 lubricant refers
to a viscosity grade of 22 cSt 10 % at 40
0
C. The kinematic viscosity limits
are 19.8 cSt (min.) and 24.2 cSt (max.), and the mid-point viscosity is 22
cSt.
In Figs. 5.3, 5.4, and 5.5 the absolute viscosity function of temperature
for typical SAE numbered oils is shown. Grease is a non-Newtonian material
that does not begin to ow until a shear stress exceeding a yield point is
applied.
The viscosity index (VI) measures the variation in viscosity with temper-
ature. The viscosity index, on the Dean and Davis scale, of Pennsylvania
oils is VI=100. The viscosity index, on the same scale, of Gulf Coast oils
is VI=0. Other oils are rated intermediately. Nonpetroleum-base lubricants
have widely varying viscosity indices. Silicone oils have relatively little varia-
tion of viscosity with temperature. The viscosity index improvers (additives)
can increase viscosity index of petroleum oils.
II.5 Lubrication and Sliding Bearings 5
5.2 Petros Equation
Hydrodynamic lubrication is dened when the surfaces of the bearing are
separated by a lm of lubricant and does not depend upon the introduction
of the lubricant under pressure. The pressure is created by the motion of
the moving surface. Hydrostatic lubrication is dened when the lubricant
is introduced at a pressure suciently high to separate the surfaces of the
bearing.
A hydrodynamic bearing (hydrodynamic lubrication) is considered in
Fig. 5.6. There is no lubricant ow in the axial direction and the bearing
carries a very small load. The radius of the shaft is R, the radial clearance
is c, and the length of the bearing is L (Fig. 5.6). The shaft rotates with the
angular speed n rev/s and its surface velocity is V = 2Rn.
From Eq. (5.2) the shearing stress is
=
V
s
=
2Rn
c
. (5.8)
The force required to shear the lm is the stress times the area,
F = A,
where A = 2RL.
The friction torque is the force times the lever arm:
T
f
= FR = (A) R =
_
2Rn
c
2RL
_
R =
4
2
nLR
3
c
. (5.9)
If a small radial load W is applied on the bearing, the pressure P (the radial
load per unit of projected bearing area) is
P =
W
2RL
.
The friction force is f W, where f is the coecient of friction, and the friction
torque is
T
f
= f W R = f (2RLP) R = 2R
2
fLP. (5.10)
Equations. (5.9) and (5.10) can be equated and the coecient of friction is
f = 2
2
_
n
P
__
R
c
_
. (5.11)
II.5 Lubrication and Sliding Bearings 6
This is called Petros law or Petros equation. In Petros equation there
are two important bearing parameters: the dimensionless variable,
_
n
P
_
and the clearance ratio
_
R
c
_
with the order between 500 to 1000.
The bearing characteristic number, or Sommerfeld number S, is given by
S =
n
P
_
R
c
_
2
. (5.12)
where R is the journal radius (in.), c is the radial clearance (in.), is the
absolute viscosity (reyn), n is the speed (rev/s), and P is the pressure (psi).
The power loss in SI units is calculated with the relation
H = 2 T
f
n, W (5.13)
where H = power (W), n = shaft speed (rev/s), T
f
= torque (Nm), or
H =
T
f
n
9549
, kW (5.14)
where H = power (kW), n = shaft speed (rpm), and T
f
= torque (Nm).
The power loss in British units is
H =
T
f
n
5252
, hp (5.15)
where H = power (hp), n = shaft speed (rpm), and T
f
= torque (lbft).
5.3 Hydrodynamic Lubrication Theory
In Fig. 5.7 a small element of lubricant lm of dimensions dx, dy, and dz is
shown. The normal forces, due the pressure, act upon right and left sides of
the element. The shear forces, due to the viscosity and to the velocity, act
upon the top and bottom sides of the element. The equilibrium of forces give
p dx dz + dx dz
_
p +
dp
dx
dx
_
dy dz
_
+
y
dy
_
dx dz = 0, (5.16)
which reduces to
dp
dx
=
y
. (5.17)
II.5 Lubrication and Sliding Bearings 7
In Eq. (5.17) the pressure of the lm p is constant in y direction and depends
only on the coordinate x, p = p(x). The shear stress is calculated from
Eq. (5.1):
=
v(x, y)
y
. (5.18)
The velocity v of any particle of lubricant depends on both coordinates x
and y, v = v(x, y).
From Eqs. (5.17) and (5.18), it results
dp
dx
=
2
v
2
y
, (5.19)
or
2
v
2
y
=
1
dp
dx
. (5.20)
Holding x constant and integrating twice with respect to y gives
v
y
=
1
_
dp
dx
y + C
1
_
, (5.21)
and
v =
1
_
dp
dx
y
2
2
+ C
1
x + C
2
_
. (5.22)
The constants C
1
and C
2
are calculated using the boundary conditions:
for y = 0 =v = 0, and for y = s =v = V .
With C
1
and C
2
values computed, Eq.(5.18) gives the equation for the ve-
locity distribution of the lubricant lm across any yz plane:
v =
1
2
dp
dx
_
y
2
s y
_
+
V
s
y. (5.23)
Equation (5.23) gives the velocity distribution of the lubricant in the lm as
a function of the coordinate y and the pressure gradient dp/dx. The velocity
distribution is a superposition of a parabolic distribution, the rst term, onto
a linear distribution, the second term (and shown as a dashed line in Fig. 5.8).
II.5 Lubrication and Sliding Bearings 8
The volume of lubricant Q owing across the section for width of unity
in the z direction is
Q =
_
s
0
v(x, y)dy =
V s
2
s
3
12
dp
dx
. (5.24)
For incompressible lubricant the ow is the same for any section:
dQ
dx
= 0.
By dierentiating Eq. (5.24), one can write
dQ
dx
=
V
2
ds
dx
d
dx
_
s
3
12
dp
dx
_
,
or
d
dx
_
s
3
dp
dx
_
= 6V
ds
dx
, (5.25)
which is the classical Reynolds equation for one-dimensional ow.
The following assumptions were made:
the uid is Newtonian, incompressible, of constant viscosity, and expe-
riences no inertial or gravitational forces;
the uid has a laminar ow, with no slip at the boundary surfaces;
the uid experiences negligible pressure variation over its thickness;
the journal radius can be considered innite.
The Reynolds equation for two-dimensional ow is (the z direction is
included)
x
_
s
3
p
x
_
+
z
_
s
3
p
z
_
= 6V
s
x
. (5.26)
For short bearings, one can neglect the x term in the Reynolds equation
z
_
s
3
p
z
_
= 6V
h
x
. (5.27)
Equation (5.27) can be used for analysis and design.
II.5 Lubrication and Sliding Bearings 9
5.4 Design Charts
Raimondi and Boyd have transformed the solutions of the Reynolds Eq. (5.27)
to chart form. The charts provide accurate solutions for bearings of all pro-
portions. Some charts are shown in Figs. 5.9 to 5.15. The quantities given in
the charts are shown in Fig. 5.16. The Raimondi and Boyd charts give plots
of dimensionless bearing parameters as functions of the bearing characteristic
number, or Sommerfeld variable, S. The S scale on the charts is logarithmic
except for a linear portion between 0 and 0.01.
5.5 Examples
Example 5.1. The Saybolt kinematic viscosity of an oil corresponds to
60 seconds at 90
0
C (Fig. 5.2). What is the corresponding absolute viscosity
in millipascal-seconds (or centipoises) and in microreyns?
Solution.
From Eq. (5.6), the mass density of the oil is
= 0.89 - 0.00063 (
0
C - 15.6) = 0.89 - 0.00063 (90 -15.6) = 0.843 g/cm
3
.
From Eq. (5.4), the absolute viscosity in centipoise is
=
_
0.22 t
180
t
_
=
_
(0.22)(60)
180
60
_
0.843 = 8.598 cp (or 8.598 mPas).
From Eq. (5.5), the absolute viscosity in microreyns, reyn, is
= 0.145
_
0.22t
180
t
_
= 0.145
_
(0.22)(60)
180
60
_
0.843 = 1.246 reyn.
Example 5.2. A shaft with a 120 mm diameter (Fig. 5.17) is supported
by a bearing of 100 mm length with a diametral clearance of 0.2 mm and is
lubricated by oil having a viscosity of 60 mPas. The shaft rotates at 720
rpm. The radial load is 6000 N. Find the bearing coecient of friction and
the power loss.
Solution.
The pressure is calculated with the relation
P =
W
2 RL
=
6000
2(0.06) (0.1)
= 500 000 N/m
2
= 500 000 Pa,
where W = 6000 N, R = 0.06 m, and L = 0.1 m.
II.5 Lubrication and Sliding Bearings 10
From Eq.(5.11), the coecient of friction is
f = 2
2
_
n
P
__
R
c
_
= 2
2
_
(0.06)(12)
500 000
_
_
60
0.1
_
= 0.017,
where = 60 mPas = 0.06 Pas, n = 720 rev/min = 12 rev/s, R = 60 mm,
and c = 0.1 mm.
The friction torque is calculated with
T
f
= f W R = (0.017) (6000) (0.06) = 6.139 N m
The power loss is
H = 2 T
f
n = 2 (6.139) (12) = 462.921 Nm/s = 462.921 W.
Example 5.3. A journal bearing has the diameter D = 2.5 in., the
length L = 0.625 in., and the radial clearance c = 0.002 in., as shown in
Fig. 5.18. The shaft rotates at 3600 rpm. The journal bearing supports a
constant load, W = 1500 lb. The lubricant lm is SAE 40 oil at atmospheric
pressure. The average temperature of the oil lm is T
avg
= 140
0
F.
Find the minimum oil lm thickness, h
0
, the bearing coecient of friction, f,
the maximum pressure, p
max
, the position angle of minimum lm thickness, ,
the angular position of the point of maximum pressure
pmax
, the terminating
position of the oil lm
po
, the total oil ow rate, Q, and the ow ratio (side
ow / total ow) Q
s
/Q.
Solution.
The pressure is P =
W
LD
=
1500
(0.625) (2.5)
= 960 psi.
The dynamic viscosity, is = 5 10
6
reyn (SAE 40, T
avg
= 140
0
F), from
Fig. 5.4.
The Sommerfeld number is
S =
_
R
c
_
2
n
P
=
_
1.25
0.002
_
2
_
(5 10
6
) (60)
960
_
= 0.12.
For all charts S = 0.12 and L/D = 0.25 are used.
From Fig. 5.9, the minimum lm thickness variable is h
o
/c = 0.125 and the
minimum lm thickness is h
0
= 0.125 c = 0.00025 in.
From Fig. 5.11, the friction variable is (R/c) f = 5 and the coecient of
friction is f = 5 c/R = 0.00832.
From Fig. 5.14, the pressure ratio is P/p
max
= 0.2 and the maximum lm
II.5 Lubrication and Sliding Bearings 11
pressure is p
max
= P/0.2 = 4800 psi.
From Fig. 5.10, the position angle of minimum lm thickness is = 24
(see
Fig. 5.16).
From Fig. 5.15, the terminating position of the oil lm is
po
= 33
and
the angular position of the point of maximum pressure is
pmax
= 9.5
(see
Fig. 5.16)
From Fig. 5.12, the ow variable is
Q
Rc nL
= 5.9 and the total ow is
Q = 0.553 in
3
/s.
From Fig. 5.13, the ow ratio (side leakage ow / total ow) is Q
s
/Q = 0.94.
Of the volume of oil Q pumped by the rotating journal, an amont Q
s
ows
out the ends. The side leakage that must be made up by the oil represents
94% of the ow. The remaining 6% of the ow is recirculated.
Example 5.4. A journal shaft of a gear train has a rotational speed
of 2200 rpm and a radial load of 2200 lb. The shaft is lubricated with a
SAE 30 oil and the average lm temperature is 180
W
P
=
2200
250
= 2.966 in.
A diameter of D = 3 in. is selected.
The clearance is calculated from the relation S =
_
n
P
__
R
c
_
2
,
II.5 Lubrication and Sliding Bearings 12
where n = 2200/60 = 36.666 rps and R = 3/2 = 1.5 in.
For minimum friction S
min
= 0.082 the clearance is
c = R
n
P S
min
= (1.5)
_
(1.87 10
6
) (36.666)
(250) (0.082)
= 0.002743 in.
and for maximum load S
max
= 0.21 the clearance is
c = R
n
P S
max
= (1.5)
_
(1.87 10
6
) (36.666)
(250) (0.21)
= 0.001714 in.
Example 5.5. The oil lubricated bearing of a steam turbine has the
diameter D = 160 mm (Fig. 5.19). The angular velocity of the rotor shaft
is n = 2400 rpm. The radial load is W = 18 kN. The lubricant is SAE 20,
controlled to an average temperature of 78
C.
Find the bearing length, the radial clearance, the corresponding values of the
minimum oil lm thickness, the coecient of friction and the friction power
loss.
Solution.
From Table 5.2, for steam turbine (1 to 2 MPa range), the unit load
P=1.5 MPa is arbitrarily selected. The bearing length is
L =
W
P D
=
18 000
(1.5)(160)
= 75 mm.
Arbitrarily round this up to L = 80 mm to give L/D = 1/2 for convenient
use of the Raimondi and Boyd charts.
With L = 80 mm, P is given by the relation
P =
W
LD
=
18 000
(80) (160)
= 1.406 MPa.
From Fig. 5.3 the viscosity of SAE 20 oil at 78
C is = 9.75 mPas.
From Fig. 5.9 the optimum values for the bearing characteristic number
are [7]:
L/D S S
for min. friction for max. load
1/2 0.037 0.35
II.5 Lubrication and Sliding Bearings 13
For minimum friction S
min
= 0.037 the clearance is
c = R
n
P S
min
= (0.08)
_
(9.75 10
3
) (40)
(1.406 10
6
) (0.037)
= 0.219 10
3
m.
and for maximum load S
max
= 0.35 the clearance is
c = R
n
P S
max
= (0.08)
_
(9.75 10
3
) (40)
(1.406 10
6
) (0.35)
= 0.071 10
3
m.
The minimum oil lm thickness, h
o
, is calculated from the ratio, h
o
/c ob-
tained from Fig. 5.9, and the coecient of friction, f, is calculated from the
ratio Rf/c obtained from Fig. 5.11.
The values of S, h
o
, and f function of c, (0.048 mm c 0.243 mm),
with c extending to either side of the optimum range are listed below.
c S h
0
f
mm mm
0.0482629 0.762 0.0284751 0.00965258
0.0712126 0.350 0.0302654 0.00774437
0.1125970 0.140 0.0292752 0.00619284
0.1445050 0.085 0.0281784 0.00559955
0.2080650 0.041 0.0249678 0.00494154
0.2190230 0.037 0.0240926 0.00479113
0.2432370 0.030 0.0243237 0.00486475
Figure 5.20 shows h
o
and f function of c, and indicates a good operation.
For the minimum acceptable oil lm thickness, h
o
, the following empirical
relations are given (Trumpler empirical equation) [7]:
h
o
h
omin
= 0.0002 + 0.00004D (h
o
and D in inches),
h
o
h
omin
= 0.005 + 0.00004D (h
o
and D in millimeters). (5.28)
For D = 160 mm, the minimum acceptable oil lm thickness is
h
omin
= 0.005 + 0.00004 (160) = 0.0114 mm.
The minimum lm thickness using a safety factor of C
s
=2 applied to the
load, and assuming an extreme case of c = 0.243 mm, is calculated as
II.5 Lubrication and Sliding Bearings 14
follows:
the Sommerfeld number is
S =
_
n
C
s
P
__
R
c
_
2
=
(9.75 10
3
)(40)
(2)(1.406 10
6
)
_
80
0.243
_
2
= 0.015.
from Fig. 5.9 using S=0.015,
h
o
c
= 0.06 is obtained, and the minimum lm
thickness is h
o
= 0.0145 mm.
This value satises the condition h
o
= 0.0145 h
omin
= 0.0114.
For the tightest bearing t, where c = 0.048 mm and f=0.009, the fric-
tion torque is
T
f
=
W f D
2
=
(18 000)(0.009)(0.16)
2
= 13.899 N m,
and the friction power is
friction power =
nT
f
9549
=
(2400 rpm)(13.899 N m)
9549
= 3.493 kW.
The Mathematica
TM
program for this example is given in Program 5.1.
II.5 Lubrication and Sliding Bearings 15
5.6 Problems
5.1 Determine the density of a SAE 40 oil at 160
F.
5.2 From a Saybolt viscometer the kinematic viscosity of an oil corresponds
to 60 seconds at 120
C corresponding to 50 sec-
onds, as determined from a Saybolt viscometer. Find the corresponding
SAE number.
5.4 A 100 mm diameter shaft is supported by a bearing of 100 mm length
with a diametral clearance of 0.075 mm. It is lubricated by SAE 20
oil at the operating temperature of 70
F. The diametral
clearance of the bearing is 0.0015 in. The shaft rotates at 2000 rpm.
Find the friction torque and the power loss.
5.6 A shaft with the diameter D, rotational speed n, and radial load W is
supported by an oil lubricated bearing of length L and radial clearance
c. There is no eccentricity between the bearing and the journal, and no
lubricant ow in the axial direction. Determine the bearing coecient
of friction and the power loss. Numerical data is as follows: a) D =
0.2 m, L = 0.15 m, c=0.075 mm, n = 1200 rpm, W = 6.5 kN, and
= 32 mPas (for SAE 10 oil at 40
po
, total oil ow rate, and fraction of the ow rate that is recirculated
oil ow.
5.9 A full journal bearing has the diameter of 60 mm and an L/D ratio of
unity and runs at a speed of 200 rpm. The radial clearance is 0.04 mm
and the oil supply is SAE 30 at the temperature of 60
C).
Fig. 5.4. Absolute viscosity (reyn) function of temperature (
F).
Fig. 5.5. Absolute viscosity function of temperature for multigrade oils.
Fig. 5.6. Hydrodynamic bearing.
Fig. 5.7. Pressure and forces on an element of lubricant lm.
Fig. 5.8. Velocity distribution.
Fig. 5.9. Minimum lm thickness variable.
Fig. 5.10. Position angle of minimum lm thickness.
Fig. 5.11. Friction variable.
Fig. 5.12. Flow variable.
Fig. 5.13. Flow ratio (side leakage ow / total ow).
Fig. 5.14. Pressure ratio.
Fig. 5.15. Terminating position of the oil lm and position of the maxi-
mum pressure.
Fig. 5.16. Notation for Raimondi and Boyd charts.
Fig. 5.17. Journal bearing for Example 5.2.
Fig. 5.18. Journal bearing for Example 5.3.
Fig. 5.19. Journal bearing for Example 5.5.
Fig. 5.20. Variation of h
o
and f function of c for Example 5.5.