NASA HDK 8739.21 Overview 021611
NASA HDK 8739.21 Overview 021611
NASA HDK 8739.21 Overview 021611
21
OVERVIEW
FOREWORD – PAGE 5
This NASA-Handbook is published by NASA to provide
standardized guidance for implementing ANSI/ESD S20.20 requirements.
This document:
1.2.2: Agency-level ESD safety and control requirements are intended to apply to all
ESDS devices applied on projects where NASA high reliability aircraft or space flight
hardware will be processed. This baseline should also be applied to hardware
production where the end item may not be mission-critical yet is expensive to replace,
or is a long-lead item.
1.2.3: Practices described are generally suitable for the ESD sensitivity levels of the
Human Body Model (HBM) Classes 0 and 1A and Machine Model (MM) Class M1. For
special instances where the Charge Device Model (CDM) applies, additional precautions
and practices beyond those described may be necessary.
Applicable Documents: Page 12
ANSI/ESD S20.20: Protection of Electrical and Electronic Parts, Assemblies and
Equipment (Excluding Electrically Initiated Explosive Devices)
ANSI/ESD S541: Packaging Classification & Technical Requirements
ANSI/ESD S6.1: Grounding
ANSI/ESD TR20.20: Control Program Handbook, Technical Requirements
ESD ADV1.0: ESDA Glossary of Terms
ESD SP3.3: Periodic Verification of Air Ionizers Proprietary
documents
ESD S4.1-1997 Worksurfaces-Resistance Measurements
except for
ESD STM2.1 Protection of ESD Sensitive Items-Garments NPD 8730.5
ESD STM5.1 Human Body Model (HBM)-Component Level
ESD STM5.2 Machine Model (MM)-Component Level
ESD STM5.3-1 Charged Device Model (CDM)-Component Level
ESD STM7.1 Resistive Characterization of Materials-Floor Materials
ESD STM12.1 Seating Resistive Measurements
ESD STM13.1 Electrical Soldering/De-Soldering of ESD Protective
Equipment and Materials
ESD TR53-01-06 Compliance Verification of ESD Protective Equipment and
Materials
NPD 8730.5 NASA Quality Policy
GENERAL: Page 16
4.1: Configuration Control
4.1.1: Document controlled by NASA Headquarters OSSMA configuration management
procedures.
4.1.2: Requests for technical changes are processed per NASA Headquarters OSMA
configuration management procedures.
4.2 Implementation
4.2.1: ESD Control Program Plans which conform to the recommendations in this
handbook include requirements related to:
a. facility preparation and certification
b. records management, assignment of responsible personnel, manager and operator
training
c. assessment of the sensitivity of the hardware to be handled
d. declaration and use of special processes and criteria as applicable.
It is intended that recommendations made using language such as “is”, “are”,
“should”, and “will”, will be converted to “shall” statements in the local ESD
Control Plans.
4.2.2: Suppliers should provide a central ESD Point of Contact (POC) that can advise and assist
operators, Program Monitors, contractors, subcontractors and other authorized
personnel in the proper and effective implementation of this handbook. This person
can be the ESD Control Program Manager that is required by ANSI/ESD S20.20-2007.
ESD POC
4.2.3; Methods described in this handbook for developing an ESD Control Program Plan are
implemented directly by operators, Program Monitors, Audit Teams, Audit Coordinators, and
Program Managers.
4.2.4: ESD Protected Area (EPA) certification level and associated ESD event model are
determined by the hardware designer based on the most sensitive piece-part to be handled.
The recommended default EPA certification level is Human Body Model (HBM) Class 1A (see
Table 5-1). Where HBM does not provide sufficient protection for the hardware, the Machine
Model (MM) or the charged Device Model (CDM) should be considered when designing the EPA.
(For areas required to protect extremely sensitive devices see Paragraph 8.2, “Special
Requirements for Highly Sensitive Items.”)
4.2.5: Use of these guidelines facilitates compliance to NASA Agency-level ESD requirements,
however, it does not supersede or preclude Project review and approval of suppliers’ ANSI/ESD
S20.20-compliant ESD Control Program Plans.
It is the Project’s responsibility for assuring that local ESD Control Program Plans meet
ANSI/ESD S20.20 as well as Project-specific requirements.
It is recommended that Projects utilize this document as a benchmark against which suppliers’
plans are evaluated.
4.3 RECORDS
Records required by the processes should be retained per Table 4-1.
1C 1000 to <2000 v
2 2000 to <4000 v
3A 4000 to <8000 v
3B ≥8000 v
M1 < 100 v
M4 ≥ 400 v
White Paper 2: A Case for Lowering Component Level CDM ESD Specifications and
Requirements, Industry Council on ESD Target Levels, March 2009
c. Charged Device Model (CDM): Model considers the situation where a device is
charged and discharged to ground through one pin or connector. CDM sensitivity of
a given device may be package dependent.
Table 5-3 CDM
• IC slides down
Class Voltage Range plastic tube
5.8.2: When an EPA is not maintained, the ESD Program Monitor OUT OF SERVICE
It is
decommissions it by marking the area as not approved for use.
NOT APPROVED FOR ESD WORK
5.8.3: An EPA not maintained for a period exceeding six months Failed by: R2D2
Caution: EPAs should not be rated for Class 0 use if this level of control is not required. Rating
for Class 0 prevents use of the EPA for any other operations. Doing so invalidates the EPA’s
Class 0 certification.
5.10 ESD CONTROL PROGRAM
5.11.3 Inspections/Verifications:
Inspections are the responsibility of the EPA Program Monitors.
Inspections may be carried out any time the ESD Program Monitor deems them necessary.
As a minimum, it is recommended that inspections be done concurrently with the
verification tests (Table 7-1).
5.11.4 New Projects: If a new Project takes over the EPA the ESD Lab Monitor is responsible
for performing a re-verification of the EPA.
TRAINING
AND
CERTIFICATION PROGRAM
Chapter 6, page 26
6 TRAINING and CERTIFICATION PROGRAM
6.1 GENERAL
6.1.1 Training and certification is applicable to all personnel who perform
or supervise any of the following ESD-related functions:
• Design
• Production
• Inspection and test
• Procurement (only if handling, purchasing or specifying ESDS materials)
• Storage, shipping and receiving
The Organization
certifies the
6.1.3 ESD Control Plan will document the prerequisites for personnel competency of its
certification and will identify the certifying authority. trainers, program
monitors and
6.1.4 The certifying authority acts as the guarantor that certified individuals
operators
will correctly implement the organization’s ESD Control Plan.
Certification is awarded by the operator’s, program monitor’s or trainer’s supervisor.
6.1.5 ESD training instructors are certified based on their competency as instructors and their
knowledge of the ESD Control Plan they are teaching.
6.1.6 “Master” or “ Level A” instructors are certified by the assignee who has overall
responsibility for the ORGANIZATION’S ESD Control program.
6.2 TRAINING PROGRAM
6.2.1 The local ESD Control plan requires the ORGANIZATION to define and document the
following training requirements, rules, and procedures:
a. Procedures for training
b. Training levels
c. Lesson plan(s) / student manuals Lesson
plan
d. Special topics and local rules beyond the scope of ANSI/ESD S20.20
e. Hours of instruction
f. Procedures for recording of training, recertification and methods of identifying/recalling trained personnel
6.3.5 Operator level: Technical personnel performing work on or with ESDS items, such as:
• assembly
• soldering
• conformal coating
• cleaning
• inspections
• testing
• packaging
• shipping
6.4 RECORD MAINTENANCE
6.5.1 Level B instructors, ESD program monitors and operators will require periodic
retraining and recertification under the following conditions:
a. New ESD control techniques have been approved that require different skills.
b. Two (2) years have elapsed since last certification (biennial retraining
schedule is recommended).
c. Job performance indicates inadequate understanding of ESD controls.
d. Evidence of successful completion of training is not available to the certifying
authority.
6.5.2 Evidence of successful training is valid for the certification process regardless of the
employee’s department within the larger organization.
Certification authorities are required to certify or recertify all personnel under their
jurisdiction regardless of prior ESD certifications issued by other departments.
ESD CONTROL REQUIREMENTS FOR FACILITIES
Chapter 7, page 30
7 ESD CONTROL REQUIREMENTS FOR FACILITIES
7.1 General
7.1.1 Instructions and recommendations in this section include specific inspection methods used
by ESD program monitors and ESD program managers in periodic verifications and
certification audits.
7.1.2 Recommended default EPA certification level is HBM Class 1A.
HBM Class 0 applies when handling parts sensitive to < 250 volts.
Additional protective measures may be required when HBM Class 0 applies.
7.1.3 Where an ESD protection level applies that is more restrictive than HBM class 1A, signage is
used to clearly mark and communicate to personnel the boundaries and class level of the
EPA.
7.1.4 Measurements of Table 7-1 (page 31)
a. Operators at the EPA perform tests # 1,7,8,11 and 13.
b. Area ESD program monitor verifies test # 1, 2,3,4,6,8,9,10,11, and 12.
7.2 Compliance
The ESD program monitor is responsible for: ESD program monitor
a. Identifying non-conformances
b. implementing corrective actions
c. ensuring that “unusable” areas and equipment are not used with ESDS items.
7.3 Traceability
• ESD program monitor verification records, especially those related to table 7-1, are kept in the
proximity of the associated EPA.
• Records pass between program monitors if benches or spaces transfer between departments
or projects.
7.5.2 ESD workstations designated as Class 0 or higher sensitivity are never used for Non-ESD
work. Recertification is necessary if any of these areas are used for non-allowed material
handling.
7.6 Prohibited Materials and Activities
a. Smoking, eating and drinking in EPAs are not allowed.
b. Materials unessential to the work being done are not allowed.
c. Clipboards, books, notebooks, loose leaf sheets of paper. Etc., used to
read or record data or follow instructions (including this manual), are
kept at least 1 meter (3.3 feet) from ESDS items or placed in ESD-safe
bags or notes.
Materials verified to be safe in an ESD area are exempt from this
requirement.
d. Floors or mats are kept free of dust, dirt and other contaminants.
7.6.3 Place ESDS items on ESD protective surface and wrapping or covering
then with static shielding material when they must be left unattended for
short periods of time.
Figure 7-1 Typical ESD Grounded Workstation
jumper
Equipment
To wrist strap
ground
To worksurface
Auxiliary
ground To worksurface (table mat)
7.8.3 After each cleaning, floor resistance is verified per para. 7.8.2.
Vacuuming or dry sweeping the floor does not require a subsequent check.
7.8.5 Conductive wax on non-conductive floor is not considered an effective method of ESD
control.
7.9 PERSONAL GROUNDING DEVICES
7.9.1 As a minimum it is recommended that the ESD control plan requires all personnel
working with ESDS items are issued and use Personnel Grounding Devices.
It is strongly recommended that all personnel coming within 1 meter (3.3 feet)
of any ESDS item be required to wear a personal grounding device.
7.9.3 Foot Grounding: Leg, toe or heel straps, or conductive shoes worn in conjunction with a
conductive floor and/or floor mats are acceptable alternatives to wrist straps.
ESD program monitor is responsible for setting up a footwear checker and log.
7.10 INTEGRITY TESTING OF PERSONAL GROUNDING DEVICES
7.10.1 The integrity of the connection between operator, personal grounding devices, and
ground connection is CRITICAL to proper ESD protection.
Typically, damaged or worn units are not repairable and must be replaced.
7.10.2 Wrist straps are either continuously monitored (CMS) or checked each time the wearer
enters the EPA.
7.10.3 Foot grounding devices are checked and logged each time the wearer enters the EPA.
Worn on both feet and checked one foot at a time.
7.10.4 Workstation Real Time Continuous Monitoring Devices are checked to ensure
functionality just before handling ESDS items.
7.10.5 If one of the checks in par 7.10.2 through 7.10.4 fails, corrective action is taken
before work is performed and a subsequent re-check is used before work
resumes.
7.10.6 If it is found that an ESDS item was handled in an EPA with faulty ESD protection
that item will carry a risk lien that must be retired by the affected Project.
7.11.1 Facilities Grounding: Preferred practice is to use the third wire AC line
grounding for grounding all items at the EPA.
At levels below 30% require the use of additional precautions such as turning on a
humidifier or an air ionizer.
If additional precautionary methods are not available it is recommended that work
is halted until the required humidity level is obtained.
b. Check RH level in each EPA at the start of the workday and logged.
Data loggers with an integral alarm system are suitable substitutes for the daily check.
d. Presence of ionized air creates an increased risk for corona discharge in the presence of
“powered-up” high-voltage or RF sensitive equipment. Use of ionizers is not recommended
in those environments. Keep flammable materials away from air ionizers.
7.12 HAND TOOLS, EQUIPMENT, AND FIXTURES
7.12.1 ESD program monitor is responsible for approving the use of all tools in the EPA.
7.12.2 Tools designed for ESD areas, such as static dissipative cushioned tools or un-
insulated metal hand tools such as pliers, cutters, tweezers and wire strippers,
are preferred in EPAs.
7.12.3 Hand tools should be kept on grounded work surface when not in use.
7.12.6 Digital Multimeters (DMMs) may introduce voltage spikes when changing scales
and/or have high voltages when measuring resistance. Ensure that the measuring
equipment is compatible with the hardware being measured.
7.12.8 Properly discharged (ground) measuring equipment, breakout boxes, harnesses, etc.,
before making connection to flight hardware.
7.13 PROTECTIVE PACKAGING
7.13.1 Electrostatic protective packaging must prevent charge generation (triboelectric) and
protect from external electrostatic field. Static dissipative materials used in packaging are
considered to provide both properties.
7.13.2 Protective bags and packaging are considered ESD protective based on the following
application methods:
a. Materials used in protective bags and pouches shall satisfy the resistance requirements to
avoid triboelectric charge buildup.
b. Bags and pouches for electrostatic shielding are constructed from a single folded piece of
material. Two-piece construction is not considered ESD-safe.
c. Materials in contact with the protected hardware shall have a dissipative surface.
d. Neither static dissipative impregnated nor topically treated plastics provide electrostatic
shielding. Both types need to be enclosed in an outer container which will provide shielding
to the contents during shipping.
7.13.3 Compliant shipping packaging for all integrated circuits used by NASA is non-metallic
conductive or static dissipative magazines, chutes and dip tubes.
7.13.4 ESD-safe tote boxes shall be made of conductive or static dissipative material.
7.14 TEMPERATURE CHAMBERS AND COOLING AGENTS
7.14.1 ESD program monitors are responsible for taking appropriate precautions
when gas flow is utilized in the area of ESDS items.
7.14.2 To ensure the safety of ESDS items in cold chambers, conductive baffles
and shelves within the chamber must be grounded.
7.14.3 ESD program monitors are responsible for taking appropriate ESD
precautions when pressurized cryogenic cooling agents are used for localized
cooling, such as in troubleshooting.
For extremely sensitive parts, the use of electrostatic survey meters may be
required.
Survey meters can provide information on stray fields harmful to the hardware
being tested.
7.15 CLEANING AND CLEANING AGENTS
7.15.1 Cleaning agents and methods used on ESD-protective items (e.g., work surfaces
and floor coverings) should be selected and applied so that they do not reduce
the effectiveness of these items, cause leaching, or leave insulating residues.
7.15.2 Cleaning agents used directly on ESDS items should be selected for low dielectric
charging propensity and must be approved for use in flight hardware.
7.15.3 Only natural bristle or static dissipative brush materials are considered
safe for use on ESDS items.
7.16.1 Electrostatic survey meters are used to detect the presence of electrostatic charges.
The types which read the electrostatic charge on a surface area without
requiring contact should be used in NASA EPAs.
7.16.3 Wrist strap testers and recording logs must be made available in all areas where ESDS
items are handled, unless the EPA exclusively uses a CMS.
7.17 CLOTHING REQUIREMENTS
7.17.1 Static dissipative outer garments (smocks) must be worn at all times when in EPAs.
Smock will cover all personal garments above the neck area and make intimate
contact with the skin.
Smock must be fully sipped/buttoned all the time they are worn.
7.17.3 When handling Class 0 sensitive parts (HBM / < 250 V), the smock must
be connected to CPG or wrist strap.
7.17.4 When cuff-to-cuff resistance of the garment is < 3.5 x 107 Ω, the garment can be
grounded using a single wire wrist strap cord.
7.17.5 For less sensitive areas (Class 1A and above), smocks may be used over cotton shirts or
short-sleeved shirts w/o the extra connection.
This configuration permits slow static charge dissipation acquired by the garment
( wrist straps shall be worn).
7.17.6 ESD program monitors are responsible for ensuring that finger cots and gloves, when
worn in an EPA, are made of static dissipative materials.
ORBIT REPLACEABLE UNITS (ORU)
REQUIREMENTS
Chapter 8
Page 44
8.1 GENERAL
8.1.1 ESDS items must be handled ONLY in EPAs.
Outside of EPAs, ESDS items must be completely enclosed inside
ESD-protective packaging in a ESD protective container (tote or box).
8.1.2 Paperwork accompanying an ESD item (e.g., QA records, routings, and instructions)
must be in static dissipative bags or envelopes.
Paperwork must never come in physical contact with ESDS items.
8.1.3 Shunts such as bars, clips, or conductive coverings, are used to protect ESDS item
when it is not being tested or worked on (at equal potential).
8.1.4 All containers, tools, test equipment, and fixtures used in EPAs must be grounded
before and during use.
Before connecting or disconnecting test cables, a common soft ground between
an ESDS item and any test equipment is to be established.
8.1.5 While in the vicinity of ESDS items, personnel handling ESDS items must avoid physical
activities that produce static charges (e.g., wiping feet, or adding or removing
items of clothing – triboelectric charging).
8.2 SPECIAL REQUIREMENTS FOR HIGHLY SENSITIVE ITEMS
8.2.1 Table 8-1 summarizes recommendations made throughout this document which are particular to HBM
Class 0 (< 250 volts) and MM Class M1 (< 100 volts) only.
Topic Recommendation
Table 8-1
Chairs & tools Ground & periodically verify as ESD protective
See Table 7-1 for intervals
Conductive or dissipative floors Use them in area in front of the EPA or in the
or floor mats designated EPA floor space.
Relative humidity Kept > 40%, monitor & record just before work starts.
Additional precautions must be used to operate < 40%.
Ionizers Keep them in place & working properly See Table 7-2.
It is recommended a survey meter be used to check
area before work starts.
Smocks Must be discharged to CPG or through a wrist strap.
The CMS, if used, must not interfere with grounding of
the smock or vice versa.
Mating and De-mating cables Must be discharged to ground through an approved
and harnesses method prior to mating and de-mating to ESD
sensitive assemblies.
Soldering irons Check for proper ESD operation before start of
operation.
Signage Display them, describing the Class sensitivity level for
the area.
For higher sensitivity levels, for devices sensitive to CDM events, or for other special cases, the
Project engineers should partner with the ESD Program Manager to determine suitable ESD Control
Program requirements.
8.2.2 When assembling parts sensitive to high current/very low pulse time events, the
measures prescribed for HBM and MM models do not provide sufficient component
protection.
This section provides guidance for handling components sensitive to breakdown voltages
as low as 2 volts and energies as low as 0.3μJ.
(Review this section, par 8.2.2, at your leisure)
8.3.2 When an item is received that has not been protected during shipment or internal
transfer, it should be:
a. Rejected as defective
b. Processed as non-conforming material
c. Package should be labeled as FAILED ESDS material and the incident reported
8.3.3 When a kit is assembled that includes ESDS items, the entire kit and accompanying
documentation must be packaged and marked as ESDS.
8.3.4 ESDS items packaged for shipping must be packaged and marked per contract
and per special instructions defined in these ESD implementation plan.
8.4 EQUIPMENT LEVEL TEST, MAINTENANCE, AND INSTALLATION
8.4.1 The following practices apply within a facility and in the field when equipment being
serviced contains ESDS items.
8.4.3 Cable connector pins and cable shield (connector outer shell) must be
grounded prior to engaging a de-energized connector and cable with a
mating receptacle which is connected to an ESDS item.
Soft grounding (addition of a resistor) is used to avoid rapid discharge.
8.5 IDENTIFICATION AND MARKING
8.5.1 ESDS items, equipment, and assemblies must be identified in order to
warn personnel before any potentially ESD-damaging procedure can be
performed.
Note:
If the class sensitivity level is
not specified within the
symbol, or is other than
Classes 0, M1, or C1, it
defaults to HBM Class 1A.
NASA-HDBK 8739.21
is a generic plan and
may be used to develop
ANSI/ESD S20.20 NASA-HDBK 8739.21
the ESD control plan.
THE END
The next presentation is NASA-HDBK 8739.21 Appendix B
Hands-on Exercises