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NASA HDK 8739.21 Overview 021611

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NASA-HDBK-8739.

21

Workmanship Manual for


Electrostatic Discharge Control
(Excluding Electrically Initiated Explosive Devices)

OVERVIEW
FOREWORD – PAGE 5
This NASA-Handbook is published by NASA to provide
standardized guidance for implementing ANSI/ESD S20.20 requirements.

This document:

a. Describes basic considerations necessary to ensure ESD protection


in work areas to be used with ESD-sensitive items.

b. Reinforces rigorous operator training best practice.

c. May be used by suppliers performing work for NASA to


satisfy ANSI/ESD S20.20 ESD implementation plan requirements.
Scope: Page 11
1.1: Purpose
To present a standardized administrative and technical baseline for development of an
ORGANIZATION’s ESD Control Program Plan required by ANSI/ESD S20.20.
Note: Uses of the word “shall” herein indicate a requirement that is ESD
traceable to ANSI/ESD S20.20. Control
Plan
1.2 Applicability
1.2.1: This publication is provided as a resource for all organizations that handle
ESD-sensitive (ESDS) items for NASA projects and are subject to the requirements
of ANSI/ESD S20.20.

1.2.2: Agency-level ESD safety and control requirements are intended to apply to all
ESDS devices applied on projects where NASA high reliability aircraft or space flight
hardware will be processed. This baseline should also be applied to hardware
production where the end item may not be mission-critical yet is expensive to replace,
or is a long-lead item.

1.2.3: Practices described are generally suitable for the ESD sensitivity levels of the
Human Body Model (HBM) Classes 0 and 1A and Machine Model (MM) Class M1. For
special instances where the Charge Device Model (CDM) applies, additional precautions
and practices beyond those described may be necessary.
Applicable Documents: Page 12
ANSI/ESD S20.20: Protection of Electrical and Electronic Parts, Assemblies and
Equipment (Excluding Electrically Initiated Explosive Devices)
ANSI/ESD S541: Packaging Classification & Technical Requirements
ANSI/ESD S6.1: Grounding
ANSI/ESD TR20.20: Control Program Handbook, Technical Requirements
ESD ADV1.0: ESDA Glossary of Terms
ESD SP3.3: Periodic Verification of Air Ionizers Proprietary
documents
ESD S4.1-1997 Worksurfaces-Resistance Measurements
except for
ESD STM2.1 Protection of ESD Sensitive Items-Garments NPD 8730.5
ESD STM5.1 Human Body Model (HBM)-Component Level
ESD STM5.2 Machine Model (MM)-Component Level
ESD STM5.3-1 Charged Device Model (CDM)-Component Level
ESD STM7.1 Resistive Characterization of Materials-Floor Materials
ESD STM12.1 Seating Resistive Measurements
ESD STM13.1 Electrical Soldering/De-Soldering of ESD Protective
Equipment and Materials
ESD TR53-01-06 Compliance Verification of ESD Protective Equipment and
Materials
NPD 8730.5 NASA Quality Policy
GENERAL: Page 16
4.1: Configuration Control
4.1.1: Document controlled by NASA Headquarters OSSMA configuration management
procedures.
4.1.2: Requests for technical changes are processed per NASA Headquarters OSMA
configuration management procedures.
4.2 Implementation
4.2.1: ESD Control Program Plans which conform to the recommendations in this
handbook include requirements related to:
a. facility preparation and certification
b. records management, assignment of responsible personnel, manager and operator
training
c. assessment of the sensitivity of the hardware to be handled
d. declaration and use of special processes and criteria as applicable.
It is intended that recommendations made using language such as “is”, “are”,
“should”, and “will”, will be converted to “shall” statements in the local ESD
Control Plans.
4.2.2: Suppliers should provide a central ESD Point of Contact (POC) that can advise and assist
operators, Program Monitors, contractors, subcontractors and other authorized
personnel in the proper and effective implementation of this handbook. This person
can be the ESD Control Program Manager that is required by ANSI/ESD S20.20-2007.
ESD POC
4.2.3; Methods described in this handbook for developing an ESD Control Program Plan are
implemented directly by operators, Program Monitors, Audit Teams, Audit Coordinators, and
Program Managers.
4.2.4: ESD Protected Area (EPA) certification level and associated ESD event model are
determined by the hardware designer based on the most sensitive piece-part to be handled.
The recommended default EPA certification level is Human Body Model (HBM) Class 1A (see
Table 5-1). Where HBM does not provide sufficient protection for the hardware, the Machine
Model (MM) or the charged Device Model (CDM) should be considered when designing the EPA.
(For areas required to protect extremely sensitive devices see Paragraph 8.2, “Special
Requirements for Highly Sensitive Items.”)
4.2.5: Use of these guidelines facilitates compliance to NASA Agency-level ESD requirements,
however, it does not supersede or preclude Project review and approval of suppliers’ ANSI/ESD
S20.20-compliant ESD Control Program Plans.
It is the Project’s responsibility for assuring that local ESD Control Program Plans meet
ANSI/ESD S20.20 as well as Project-specific requirements.
It is recommended that Projects utilize this document as a benchmark against which suppliers’
plans are evaluated.
4.3 RECORDS
Records required by the processes should be retained per Table 4-1.

Record Title Record Custodian Retention


Training Records Office of Human NRRS 3/33G1* Destroy
Resources and/or 5 years after employee
Supervisor discontinues or
completes training.
ESD workstation Laboratory Manager or NRRS 8/109* -
records owning project manager Temporary–
when there is no Program Destroy/delete when
between 1 & 15 years old.
Manager. Do not retain longer than
life of program/project
plus 5 years.
Temporary/ Project Manager NRRS 9/109*
Intermittent
workstation
records
*NRRS – NASA Records Retention Schedules (NPR 1441.1)
5 ESD CONTROL PROGRAM
5.1 General
5.1.1 The intent of this ESD Control Program Guide is to meet or exceed the
requirements of ANSI/ESD S20.20 as well as the NASA ESD Workmanship
requirements for processing ESD sensitive equipment.
5.1.2 Proper control of ESD is critical at every step that an electronic part may
see, from part manufacturing through testing and shipment, to incorporation on
printed wiring boards, electronic modules, and directly into boxes.

5.2 ELECTROSTATIC DISCHARGE (ESD) TECHNICAL OVERVIEW


5.2.1 ESD is the sudden transfer of electrical charge between two objects at
different potentials.
5.2.2 The human body or other conductive objects can become electrostatically
charged if not properly grounded. If this charge is given the opportunity to
discharge without a current limit or the charge effectively lowers a threshold
voltage ESD damage can occur.
Charge is not localized on the surface of a conductor, but is spread out uniformly
over the conductor’s surface. Thus, very low voltages are capable of damaging
ESDS devices.
5.3 ESD SENSITIVITY LEVELS
5.3.1 ESD sensitivity of devices is determined using three different electrical models:
a. Human Body Levl (HBM): Simulates the discharge from
the fingertip of an operator to an electronic component.
Table 5-1: HBM
Class Voltage Range
0 < 250 v
1A 250 to <500 v Charged
person
1B 500 to <1000 v

1C 1000 to <2000 v
2 2000 to <4000 v
3A 4000 to <8000 v
3B ≥8000 v

b. Machine Model (MM): Originated in Japan as a worst-case HBM. It is a faster


discharge model, designed to simulate ESD events in automatic handling and testing equipment.
Table 5-2: MM
Class Voltage Range

M1 < 100 v

M2 100 to < 200 v

M3 200 to < 400 v

M4 ≥ 400 v

White Paper 2: A Case for Lowering Component Level CDM ESD Specifications and
Requirements, Industry Council on ESD Target Levels, March 2009
c. Charged Device Model (CDM): Model considers the situation where a device is
charged and discharged to ground through one pin or connector. CDM sensitivity of
a given device may be package dependent.
Table 5-3 CDM
• IC slides down
Class Voltage Range plastic tube

C1 < 125 v • Triboelectric


charging
C2 125 to < 250 v • IC is now
charged
C3 250 to < 500 v
C4 500 to < 1000 v
C5 1000 to < 1500 v
C6 1500 to < 2000 v
C7 ≥ 2000 v

5.5 DECLARING THE MODEL & CLASS REQUIRED


5.4.1: The applicable ESD model and Class level is specified in the engineering documentation.
5.4.2: The ESD program manager certifies the EPA based on the ESD model and Class level
reported by the ESD program monitor.
5.4.3: The most sensitive device to be handled during processing dictates the minimum
protection afforded by the EPA.
The recommended default EPA certification level is HBM Class 1A.
5.4.4: Design maintenance, and certification of HBM Class 0 EPAs can be costly. Use of HBM
Class 0 level should only be done as dictated by the sensitivity of the hardware being processed.
5.5 PERSONNEL SAFETY
5.5.1: Procedures and equipment described in this document may expose
personnel to hazardous electrical conditions.
Users of this document are responsible for complying with applicable laws,
regulatory codes, and both external and internal safety policy.
This document cannot replace or supersede any requirement for personnel safety.

5.6 ESD CONTROL PROGRAM MANAGER / COORDINATOR (Required by ANSI/ESD S20.20)


5.6.1: ESD Control Program Manager or Coordinator acts as the primary point of contact and is
responsible for ESD plan implementation.
5.6.2: Program Manager duties are:
a. Issue and control the ESD Control Plan traceable to the requirements of ANSI/ESD S20.20.
b. Verify organization’s compliance with the published ESD control Plan.
c. Certify new ESD Protected Areas (EPAs). This EPA is verified compliant to:
• XYZ ESD Control Plan HBM Class 1A
d. Recertify expired or failed EPAs. • Workstation ID: 1234
• Certified by: R2D2
e. Maintain Records of EPA certification. • Date: July 4,2010

f. Periodically audit certified EPAs.


g. Maintain a record of audits performed.
ESD
h. Report results of certifications and audits to ESD Program Monitor/s. Program
Manager
i. Report results of certifications and audits to upper management.
5.7 ESD PROGRAM MONITOR
5.7.1: The organization responsible for an ESD Protected Area (EPA) shall designate an ESD
Program Monitor (PM) for that area. Monitors may be responsible for more than one EPA.
5.7.2: ESD Program Monitor is responsible for:
a. ESD Protected Area (EPA) maintenance
b. ESD signage in the area.
c. Scheduled EPA verifications.
d. Random inspections and audits of EPAs.
e. Up-to-date verification records (logs) and maintenance records.
ESD
Program Monitor
f. Reactivation of EPAs with less than six months of inactivity.
g. Transfer of records during project transitions.
h. Monitoring and maintenance of additional protective measures when needed to meet specialty
certification requirements for handling highly sensitive devices.
i. Authorization to use EPAs (except Class 0 rated EPAs) for non-ESD sensitive work.
j. Verification and reactivation of EPA after it was used for non-ESD sensitive work.
k. Notifying ESD Program Manager of any deviations sought against the organization’s ESD
Control Plan
5.8 ESD PROTECTED AREAS (EPA)
5.8.1: An EPA may be a single workstation, laboratory, room, or building, or any area with pre-defined
boundaries, that is designed to limit damage to electrical hardware by electrostatic discharge
events. EPAs may be permanent or temporary.
This ESD Protected Area is

5.8.2: When an EPA is not maintained, the ESD Program Monitor OUT OF SERVICE
It is
decommissions it by marking the area as not approved for use.
NOT APPROVED FOR ESD WORK
5.8.3: An EPA not maintained for a period exceeding six months Failed by: R2D2

is considered “Abandoned.” Reactivation is accomplished via Date: July 4,2010

certification by the ESD Control Program Manager. The ESD


Program Monitor is responsible for marking the status of abandoned workstations.
5.8.5: ESD Program Control Manager initially certifies all EPAs and recertifies them as needed.
Prerequisites for EPA certification:
a. Personnel carry current certification.
b. A control program for verification records is instituted.
c. EPA environment measurements are up to date and meet Class level requirements.
d. ESD workstation measurements are up to date and meet Class level requirements.
5.8.6: Causes which require EPA recertification:
a. Rewiring of the area has occurred.
b. New work areas are added or moved.
c. New features are added (e.g., new conductive floor, upgrade to CMS, etc.)
d. An abandoned EPA is reactivated
e. An ESD failure is traced to the particular ESD protected workstation.
5.8.8: Certification of an EPA is maintained via scheduled inspections performed by the
assigned ESD Program Monitor.
EPA certification is voided if the scheduled verification is not performed
for more than six (6) consecutive months or if any of the conditions in
paragraph 5.8.6 have been encountered.
5.8.9: Calibration of verification equipment is essential to a properly executed EPA certification.

5.9 TEMPORARY, PROVISIONAL & INTERMITTENT- USE EPAs


5.9.1: Temporary EPAs are areas created for use while working on a specific project for a
continuous period of < three (3) months (one month if Class 0).
5.9.2: Provisional EPAs are areas created for a one-time use only and where it is not practical
to set up a temporary EPA.
5.9.4: Intermittent-use of EPAs is defined as the use of a permanent EPA for periods < one month
at a time, with longer periods of idle time.
When not in use, intermittent-use EPAs are considered temporarily OUT-OF-SERVICE.
During idle periods, the ESD Program Monitor ensures that intermittent-use
HBM Class 0 EPAs are not used for any other purpose and they are kept clean.

Caution: EPAs should not be rated for Class 0 use if this level of control is not required. Rating
for Class 0 prevents use of the EPA for any other operations. Doing so invalidates the EPA’s
Class 0 certification.
5.10 ESD CONTROL PROGRAM

5.10.1: An effective ANSI/ESD S20.20-traceable ESD Control implementation plan requires


internal procedures to accomplish the following:
a. EPAs conform to limits described in Table-1 prior to use
b. Use of protective personnel clothing and proper personnel grounding.
c. All personnel handling ESDS items have received the necessary training.
d. Performance of audits and inspections to ensure the integrity of EPAs and equipment per
Table 7-1
e. Inspection of documentation for ESD markings, precautions and handling procedures
f. Proper identification of ESDS items i.e. use of labels, stamps, etc.
g. Handling of ESDS items only at approved EPAs
h. Description of field operations and precautionary procedures to prevent ESD damage.
i. Maintenance of auditable records and documentation required in Table 7-1
j. Limit the use of materials within EPAs to those recognized by the ESDA as ESD-protective
5.11 AUDITS & INSPECTIONS
5.11.1 General: The ESD Program Monitor is responsible for the following
activities related to records:
a. Maintain records regarding the ESD protected area at the site
b. Creating area test log (see Appendix B-2) and recording data related to deficiencies,
corrective actions and related verification and validation

5.11.2 Audits: EPA certifications are achieved through audits performed by


the ESD Program Manager or by an Audit Team or Audit Coordinator.
Certification is based on a yearly EPA audits.
ESD Program Monitor may perform a self-audit of an EPA and provide the
data to the ESD Program Manager to meet requirements.

5.11.3 Inspections/Verifications:
Inspections are the responsibility of the EPA Program Monitors.
Inspections may be carried out any time the ESD Program Monitor deems them necessary.
As a minimum, it is recommended that inspections be done concurrently with the
verification tests (Table 7-1).

5.11.4 New Projects: If a new Project takes over the EPA the ESD Lab Monitor is responsible
for performing a re-verification of the EPA.
TRAINING
AND
CERTIFICATION PROGRAM
Chapter 6, page 26
6 TRAINING and CERTIFICATION PROGRAM
6.1 GENERAL
6.1.1 Training and certification is applicable to all personnel who perform
or supervise any of the following ESD-related functions:
• Design
• Production
• Inspection and test
• Procurement (only if handling, purchasing or specifying ESDS materials)
• Storage, shipping and receiving
The Organization
certifies the
6.1.3 ESD Control Plan will document the prerequisites for personnel competency of its
certification and will identify the certifying authority. trainers, program
monitors and
6.1.4 The certifying authority acts as the guarantor that certified individuals
operators
will correctly implement the organization’s ESD Control Plan.
Certification is awarded by the operator’s, program monitor’s or trainer’s supervisor.
6.1.5 ESD training instructors are certified based on their competency as instructors and their
knowledge of the ESD Control Plan they are teaching.
6.1.6 “Master” or “ Level A” instructors are certified by the assignee who has overall
responsibility for the ORGANIZATION’S ESD Control program.
6.2 TRAINING PROGRAM
6.2.1 The local ESD Control plan requires the ORGANIZATION to define and document the
following training requirements, rules, and procedures:
a. Procedures for training
b. Training levels
c. Lesson plan(s) / student manuals Lesson
plan
d. Special topics and local rules beyond the scope of ANSI/ESD S20.20
e. Hours of instruction
f. Procedures for recording of training, recertification and methods of identifying/recalling trained personnel

6.2.2 Training shall include as a minimum:


a. ESD Control Program policies, procedures and practices
b. Principles of static electricity and methods of ESD control
c. Identification of ESD-sensitive (ESDS) items
d. Protective materials and equipment
e. Protective areas and workstations
f. Handling of ESDS items
g. Packaging, marking and shipping of ESDS items
h. Performance of ESD audits
i. Administration and record keeping
j. Class preparation, presentation and test administration
k. Demonstration of ability to teach a class
6.2.3 Use of outside or generic commercially available ANSI/ESD S20.20 training programs
will not meet the ESD control plan’s training requirements.
6.2.4 NASA Centers who are maintaining their own ANSI/ESD S20.20-traceable implementation
plans also have associated ESD training programs. Civil servant personnel performing work in a
NASA facility should contact their local ESD specialist about their local ESD Control
implementation plan.
6.2.5 Organizations who choose to model their ESD Control Plan after this handbook may use
training available at NMTTC Eastern Region.

6.3 CERTIFICATION OF TRAINING LEVELS


6.3.1 A four-level training program can be used to address training needs:
Master or Level A instructors, Level B instructors, program monitors, and operators who work in
ESD controlled areas.

6.3.2 Master / Level A Instructors have the authority to train:


• Level B instructors
• ESD program monitors
• Operators

6.3.3 Level B instructors have the authority to train :


• ESD program monitors
• Operators /inspectors
6.3.4 ESD Program monitor: Directly responsible for compliance of ESD safe areas to the
ESD Control Plan. Training includes:
a. Grounding and charge retention verification methods
b. Sources of electrical charge
c. EPA design
d. Compliant equipment, furniture, fixtures, tools and materials
e. Monitoring responsibilities and associated record-keeping ESD
f. EPA certification process Program Monitor

6.3.5 Operator level: Technical personnel performing work on or with ESDS items, such as:
• assembly
• soldering
• conformal coating
• cleaning
• inspections
• testing
• packaging
• shipping
6.4 RECORD MAINTENANCE

6.4.1 Records retention requirements apply to training records.


• A retention duration of 5 years minimum is recommended.
• Federal Acquisition Regulations and/or other Project- level requirements may specify longer
retention periods.
Training records include:
a. The applicable standard (ANSI/ESD S20.20) and ESD Control Plan.
b. Name of trainee
c. Name of organization which employs the trainee
Training
Records
d. Level of training completed
e. Date of completion of training
f. Name of instructor and organization providing the training
g. Traceability number of the completion record or training certificate
h. Test score
6.4.2 Evidence of successful completion of training is provided to students
for submission to the personnel certifying authority.
See Appendix C for training certificate example.
6.5 MAINTENANCE OF TRAINING AND CERTIFICATION

6.5.1 Level B instructors, ESD program monitors and operators will require periodic
retraining and recertification under the following conditions:
a. New ESD control techniques have been approved that require different skills.
b. Two (2) years have elapsed since last certification (biennial retraining
schedule is recommended).
c. Job performance indicates inadequate understanding of ESD controls.
d. Evidence of successful completion of training is not available to the certifying
authority.

6.5.2 Evidence of successful training is valid for the certification process regardless of the
employee’s department within the larger organization.
Certification authorities are required to certify or recertify all personnel under their
jurisdiction regardless of prior ESD certifications issued by other departments.
ESD CONTROL REQUIREMENTS FOR FACILITIES
Chapter 7, page 30
7 ESD CONTROL REQUIREMENTS FOR FACILITIES

7.1 General
7.1.1 Instructions and recommendations in this section include specific inspection methods used
by ESD program monitors and ESD program managers in periodic verifications and
certification audits.
7.1.2 Recommended default EPA certification level is HBM Class 1A.
HBM Class 0 applies when handling parts sensitive to < 250 volts.
Additional protective measures may be required when HBM Class 0 applies.
7.1.3 Where an ESD protection level applies that is more restrictive than HBM class 1A, signage is
used to clearly mark and communicate to personnel the boundaries and class level of the
EPA.
7.1.4 Measurements of Table 7-1 (page 31)
a. Operators at the EPA perform tests # 1,7,8,11 and 13.
b. Area ESD program monitor verifies test # 1, 2,3,4,6,8,9,10,11, and 12.

7.2 Compliance
The ESD program monitor is responsible for: ESD program monitor

a. Identifying non-conformances
b. implementing corrective actions
c. ensuring that “unusable” areas and equipment are not used with ESDS items.
7.3 Traceability
• ESD program monitor verification records, especially those related to table 7-1, are kept in the
proximity of the associated EPA.
• Records pass between program monitors if benches or spaces transfer between departments
or projects.

7.4 Identification and Access-ESD Areas


• prominently placed signs and a partition, rope guards, or similar barrier are used to prevent
unauthorized and untrained personnel from entering the EPA
• Escorts are required for access to the EPA by uncertified personnel

7.5 Temporary Use of ESD Benches for Non-ESDS Work


ESD program monitor is responsible for ensuring that non-ESDS work perform at EPAs does not
cause ESD Control Plan non-conformance or lead to damage to ESDS items.
Recommendations:
a. Permission from the ESD program monitor before work is started.
b. ESD program monitor clearly marks area as “Non-ESD Protected Area” if used for non-ESDS
work.
c. ESD program monitor verifies the EPA before ESDS items are handled in that area.

7.5.2 ESD workstations designated as Class 0 or higher sensitivity are never used for Non-ESD
work. Recertification is necessary if any of these areas are used for non-allowed material
handling.
7.6 Prohibited Materials and Activities
a. Smoking, eating and drinking in EPAs are not allowed.
b. Materials unessential to the work being done are not allowed.
c. Clipboards, books, notebooks, loose leaf sheets of paper. Etc., used to
read or record data or follow instructions (including this manual), are
kept at least 1 meter (3.3 feet) from ESDS items or placed in ESD-safe
bags or notes.
Materials verified to be safe in an ESD area are exempt from this
requirement.
d. Floors or mats are kept free of dust, dirt and other contaminants.

7.6.2 A 1-meter minimum separation is recommended between the location


where ESDS items are handled and “tacky mats” used at the entrance to
clean rooms, CRT displays, and other equipment, which generate a static
charge.

7.6.3 Place ESDS items on ESD protective surface and wrapping or covering
then with static shielding material when they must be left unattended for
short periods of time.
Figure 7-1 Typical ESD Grounded Workstation

jumper

Equipment
To wrist strap
ground
To worksurface
Auxiliary
ground To worksurface (table mat)

To ESD protective mat (walking surface)


7.7 ESD PROTECTIVE WORK SURFACES

7.7.1 Recommended default for the conductivity for work surfaces in an


EPA is static dissipative ( > 105 to <109 Ω for surface resistance).
Some work in EPAs requires conductive surface (< 105 Ω – e.g.,
optical benches).

7.7.2 ESD – safe surfaces shall be electrically connected to Common


Point Ground (CPG).

7.7.3 When conductive surfaces are used, a one megohm (1 MΩ)


optional resistor may be needed to provide a soft ground
between the work surface and the common point ground.
7.7.4 Extreme Care when using conductive work surface
To eliminate the safety hazard associated with a high current event, work surfaces must be
either soft grounded (> 800 kΩ) or in series with a Ground Fault Circuit Interrupt (GFCI).

7.7.5 Selection of the protective work surface will ensure that:


a. It does not release particle contaminants.
b. It will resist attack by common solvents or cleaners (see Section 7.15.1).
c. Sufficiently large to accommodate the resting of common hand tools.

7.7.6 Soft grounding of dissipative work surfaces shall measure <109 Ω

7.8 ESD PROTECTIVE FLOOR SURFACES


7.8.1 Conductive or dissipative floors and/or grounded conductive / dissipative floor mats are
used in EPAs where personnel are not wearing wrist straps. The use of leg straps, heel
straps or conductive shoes are required.
Conductive/dissipative flooring combined with ESD chairs are strongly recommended in
HBM Class 0 EPAs.

7.8.2 ESD flooring is not effective if it is not grounded.

7.8.3 After each cleaning, floor resistance is verified per para. 7.8.2.
Vacuuming or dry sweeping the floor does not require a subsequent check.

7.8.4 Use of conductive waxes requires compliance with manufacturing recommendations.


Floor resistance is always verified and results recorded.

7.8.5 Conductive wax on non-conductive floor is not considered an effective method of ESD
control.
7.9 PERSONAL GROUNDING DEVICES
7.9.1 As a minimum it is recommended that the ESD control plan requires all personnel
working with ESDS items are issued and use Personnel Grounding Devices.

It is strongly recommended that all personnel coming within 1 meter (3.3 feet)
of any ESDS item be required to wear a personal grounding device.

7.7.2 Wrist Strap: Preferred means for ESD protection


a. Lead: Only the lead supplied with the wrist strap should be used,
as it may contain the safety resistor
b. Cuff metallic cuffs preferred over plastic or fabric cuffs
Bead type chains are normally prohibited
Breakaway force between 1 and 5 pounds
c. Safety resistor: Current limiting safety resistor (1 megohm ± 20%)
d. Ground termination: Must ensure a positive and durable connection between lead and CPG

7.9.3 Foot Grounding: Leg, toe or heel straps, or conductive shoes worn in conjunction with a
conductive floor and/or floor mats are acceptable alternatives to wrist straps.

ESD program monitor is responsible for setting up a footwear checker and log.
7.10 INTEGRITY TESTING OF PERSONAL GROUNDING DEVICES
7.10.1 The integrity of the connection between operator, personal grounding devices, and
ground connection is CRITICAL to proper ESD protection.

Periodic, scheduled verification of personal grounding


device performance will identify non-compliant units.

Typically, damaged or worn units are not repairable and must be replaced.

7.10.2 Wrist straps are either continuously monitored (CMS) or checked each time the wearer
enters the EPA.

7.10.3 Foot grounding devices are checked and logged each time the wearer enters the EPA.
Worn on both feet and checked one foot at a time.

7.10.4 Workstation Real Time Continuous Monitoring Devices are checked to ensure
functionality just before handling ESDS items.

7.10.5 If one of the checks in par 7.10.2 through 7.10.4 fails, corrective action is taken
before work is performed and a subsequent re-check is used before work
resumes.

7.10.6 If it is found that an ESDS item was handled in an EPA with faulty ESD protection
that item will carry a risk lien that must be retired by the affected Project.

Failure of the ESD protection is recorded by the ESD program monitor.


7.11 EQUIPMENT AND FACILITIES

7.11.1 Facilities Grounding: Preferred practice is to use the third wire AC line
grounding for grounding all items at the EPA.

When a separate grounding line is present or used in addition to equipment ground, it


should be electrically BONDED to the equipment ground at each ESD protected work station
to MINIMIZE the difference in voltage potential.

7.11.2 Stool, chairs and Carts


a. ESD program monitor is responsible for certification and proper use in EPAs.
b. Certification: Table 7-1, page 31 cites the recommended verification levels and intervals.
c. Grounding: For handling Class 0 sensitive items a positive electrical contact between
CPG and chair or stool is recommended. Contact may be through an ESD floor or floor
mat.

7.11.3 Mobile Equipment Carts:


a. Where arts, wagons, trams, or other mobile equipment are used, they are required to be
grounded while in use in EPA.
b. When other tabletop equipment such as microscopes or lead bending equipment is
used within an EPA, it should be ESD grounded.
7.11.4 Humidity
a. RH target range for EPAs is 30% to 70% when monitored near ESDS items.
For Class 0, RH is 40% to 70%.

At levels below 30% require the use of additional precautions such as turning on a
humidifier or an air ionizer.
If additional precautionary methods are not available it is recommended that work
is halted until the required humidity level is obtained.

b. Check RH level in each EPA at the start of the workday and logged.
Data loggers with an integral alarm system are suitable substitutes for the daily check.

c. Maximum RH depends on the equipment and device under test to be protected as


condensation due to temperature variations can cause corrosion, short circuits or
moisture contamination.

7.11.5 Air Ionizers


a. Air ionization is a technique used to neutralize charges on insulators and ungrounded
conductors. Ionizers are necessary when handling Class 0 sensitive parts or RH < 30%.

b. Consult ionizer’s manufacturer’s documentation for operating instructions.

c. Ionizers require routine maintenance and testing per manufacturer’s recommendations.

d. Presence of ionized air creates an increased risk for corona discharge in the presence of
“powered-up” high-voltage or RF sensitive equipment. Use of ionizers is not recommended
in those environments. Keep flammable materials away from air ionizers.
7.12 HAND TOOLS, EQUIPMENT, AND FIXTURES
7.12.1 ESD program monitor is responsible for approving the use of all tools in the EPA.

7.12.2 Tools designed for ESD areas, such as static dissipative cushioned tools or un-
insulated metal hand tools such as pliers, cutters, tweezers and wire strippers,
are preferred in EPAs.

7.12.3 Hand tools should be kept on grounded work surface when not in use.

7.12.4 Recommend only antistatic solder extractors made of metal, or


having a metalized plastic barrel and tip in EPAs.

7.12.5 Recommended criteria for electrical tools used in EPAs:


a. Employ a three-wire grounded power cord
b. Static dissipative handle grips
c. Tool’s contact point (e.g., soldering iron tip) which touches the work piece has a
resistance < 20 Ω and potential difference ≤ 2 millivolts RMS.
d. Motor driven tools are not recommended for use near ESDS items due to inductive
charging in the ESDS devices.

7.12.6 Digital Multimeters (DMMs) may introduce voltage spikes when changing scales
and/or have high voltages when measuring resistance. Ensure that the measuring
equipment is compatible with the hardware being measured.

7.12.8 Properly discharged (ground) measuring equipment, breakout boxes, harnesses, etc.,
before making connection to flight hardware.
7.13 PROTECTIVE PACKAGING

7.13.1 Electrostatic protective packaging must prevent charge generation (triboelectric) and
protect from external electrostatic field. Static dissipative materials used in packaging are
considered to provide both properties.

7.13.2 Protective bags and packaging are considered ESD protective based on the following
application methods:
a. Materials used in protective bags and pouches shall satisfy the resistance requirements to
avoid triboelectric charge buildup.
b. Bags and pouches for electrostatic shielding are constructed from a single folded piece of
material. Two-piece construction is not considered ESD-safe.
c. Materials in contact with the protected hardware shall have a dissipative surface.
d. Neither static dissipative impregnated nor topically treated plastics provide electrostatic
shielding. Both types need to be enclosed in an outer container which will provide shielding
to the contents during shipping.

7.13.3 Compliant shipping packaging for all integrated circuits used by NASA is non-metallic
conductive or static dissipative magazines, chutes and dip tubes.

7.13.4 ESD-safe tote boxes shall be made of conductive or static dissipative material.
7.14 TEMPERATURE CHAMBERS AND COOLING AGENTS

7.14.1 ESD program monitors are responsible for taking appropriate precautions
when gas flow is utilized in the area of ESDS items.

Particles in the gas can be a significant generator of electrostatic charges.

7.14.2 To ensure the safety of ESDS items in cold chambers, conductive baffles
and shelves within the chamber must be grounded.

7.14.3 ESD program monitors are responsible for taking appropriate ESD
precautions when pressurized cryogenic cooling agents are used for localized
cooling, such as in troubleshooting.

7.14.4 The stability of ESD-protective materials used in temperature chambers must be


suitable for the test temperature and humidity ranges present in those chambers.

7.14.5 Resistance checks should be sufficient for normal test chamber


environments.

For extremely sensitive parts, the use of electrostatic survey meters may be
required.

Survey meters can provide information on stray fields harmful to the hardware
being tested.
7.15 CLEANING AND CLEANING AGENTS

7.15.1 Cleaning agents and methods used on ESD-protective items (e.g., work surfaces
and floor coverings) should be selected and applied so that they do not reduce
the effectiveness of these items, cause leaching, or leave insulating residues.

7.15.2 Cleaning agents used directly on ESDS items should be selected for low dielectric
charging propensity and must be approved for use in flight hardware.

7.15.3 Only natural bristle or static dissipative brush materials are considered
safe for use on ESDS items.

7.16 ELECTROSTATIC SURVEY METER, VOLTMETERS, AND MONITORS

7.16.1 Electrostatic survey meters are used to detect the presence of electrostatic charges.
The types which read the electrostatic charge on a surface area without
requiring contact should be used in NASA EPAs.

7.16.2 Use of electrostatic monitors designed to actuate an alarm when an


electrostatic field reaches a preset level is recommended in an
EPA handling ultra sensitive hardware.
Note: These systems require careful calibration to avoid excessive false alarms which can result in
reduced staff vigilance.

7.16.3 Wrist strap testers and recording logs must be made available in all areas where ESDS
items are handled, unless the EPA exclusively uses a CMS.
7.17 CLOTHING REQUIREMENTS
7.17.1 Static dissipative outer garments (smocks) must be worn at all times when in EPAs.
Smock will cover all personal garments above the neck area and make intimate
contact with the skin.
Smock must be fully sipped/buttoned all the time they are worn.

7.17.2 Garments properly checked after laundering. Use approved cleaning


facility for ESD garments.

7.17.3 When handling Class 0 sensitive parts (HBM / < 250 V), the smock must
be connected to CPG or wrist strap.

7.17.4 When cuff-to-cuff resistance of the garment is < 3.5 x 107 Ω, the garment can be
grounded using a single wire wrist strap cord.

7.17.5 For less sensitive areas (Class 1A and above), smocks may be used over cotton shirts or
short-sleeved shirts w/o the extra connection.
This configuration permits slow static charge dissipation acquired by the garment
( wrist straps shall be worn).

7.17.6 ESD program monitors are responsible for ensuring that finger cots and gloves, when
worn in an EPA, are made of static dissipative materials.
ORBIT REPLACEABLE UNITS (ORU)
REQUIREMENTS

ESD – Safe Handling of ORUs

Go to page 42 and 43 and review at your leisure


ESDS ITEM HANDLING

Chapter 8
Page 44
8.1 GENERAL
8.1.1 ESDS items must be handled ONLY in EPAs.
Outside of EPAs, ESDS items must be completely enclosed inside
ESD-protective packaging in a ESD protective container (tote or box).

8.1.2 Paperwork accompanying an ESD item (e.g., QA records, routings, and instructions)
must be in static dissipative bags or envelopes.
Paperwork must never come in physical contact with ESDS items.

Materials verified to be safe in an EPA are exempt from this requirement.

8.1.3 Shunts such as bars, clips, or conductive coverings, are used to protect ESDS item
when it is not being tested or worked on (at equal potential).

Process-essential insulators (e.g., Kapton tape) must be neutralized with an


ionizer before they are moved within 12 inches of ESDS items.

8.1.4 All containers, tools, test equipment, and fixtures used in EPAs must be grounded
before and during use.
Before connecting or disconnecting test cables, a common soft ground between
an ESDS item and any test equipment is to be established.

8.1.5 While in the vicinity of ESDS items, personnel handling ESDS items must avoid physical
activities that produce static charges (e.g., wiping feet, or adding or removing
items of clothing – triboelectric charging).
8.2 SPECIAL REQUIREMENTS FOR HIGHLY SENSITIVE ITEMS
8.2.1 Table 8-1 summarizes recommendations made throughout this document which are particular to HBM
Class 0 (< 250 volts) and MM Class M1 (< 100 volts) only.

Topic Recommendation
Table 8-1
Chairs & tools Ground & periodically verify as ESD protective
See Table 7-1 for intervals
Conductive or dissipative floors Use them in area in front of the EPA or in the
or floor mats designated EPA floor space.
Relative humidity Kept > 40%, monitor & record just before work starts.
Additional precautions must be used to operate < 40%.
Ionizers Keep them in place & working properly See Table 7-2.
It is recommended a survey meter be used to check
area before work starts.
Smocks Must be discharged to CPG or through a wrist strap.
The CMS, if used, must not interfere with grounding of
the smock or vice versa.
Mating and De-mating cables Must be discharged to ground through an approved
and harnesses method prior to mating and de-mating to ESD
sensitive assemblies.
Soldering irons Check for proper ESD operation before start of
operation.
Signage Display them, describing the Class sensitivity level for
the area.

For higher sensitivity levels, for devices sensitive to CDM events, or for other special cases, the
Project engineers should partner with the ESD Program Manager to determine suitable ESD Control
Program requirements.
8.2.2 When assembling parts sensitive to high current/very low pulse time events, the
measures prescribed for HBM and MM models do not provide sufficient component
protection.
This section provides guidance for handling components sensitive to breakdown voltages
as low as 2 volts and energies as low as 0.3μJ.
(Review this section, par 8.2.2, at your leisure)

8.3 RECEIVING, INTERNAL HANDLING, AND SHIPPING


8.3.1 Incoming inspection includes examining all ESDS items for proper ESDS precautionary
marking and ESD-protective packaging.
Inadequate precautionary markings must be corrected and handling history investigated
prior to further processing.

8.3.2 When an item is received that has not been protected during shipment or internal
transfer, it should be:
a. Rejected as defective
b. Processed as non-conforming material
c. Package should be labeled as FAILED ESDS material and the incident reported

8.3.3 When a kit is assembled that includes ESDS items, the entire kit and accompanying
documentation must be packaged and marked as ESDS.

8.3.4 ESDS items packaged for shipping must be packaged and marked per contract
and per special instructions defined in these ESD implementation plan.
8.4 EQUIPMENT LEVEL TEST, MAINTENANCE, AND INSTALLATION

8.4.1 The following practices apply within a facility and in the field when equipment being
serviced contains ESDS items.

a. Personnel must be properly grounded.


b. Protective packaging of a replacement ESDS item is to be grounded to the equipment
to dissipate any static charge before the package is opened.
c. As ESDS item is installed, contact with parts, electrical terminals, and circuitry is to be
kept to a minimum.
d. Failed ESDS items are placed in protective packaging to facilitate root cause analysis.
e. Probing ESDS items with test leads is to be conducted only in certified EPA.

8.4.2 ESD-protective covering or protective caps on external terminals, interconnecting


cables, and connector assemblies are never removed until it is necessary to permit the
installation.

8.4.3 Cable connector pins and cable shield (connector outer shell) must be
grounded prior to engaging a de-energized connector and cable with a
mating receptacle which is connected to an ESDS item.
Soft grounding (addition of a resistor) is used to avoid rapid discharge.
8.5 IDENTIFICATION AND MARKING
8.5.1 ESDS items, equipment, and assemblies must be identified in order to
warn personnel before any potentially ESD-damaging procedure can be
performed.
Note:
If the class sensitivity level is
not specified within the
symbol, or is other than
Classes 0, M1, or C1, it
defaults to HBM Class 1A.

Sensitivity with Sensitivity without


class level HBM -1B class level

ESD Common Point Ground (CPG) indicates


the location of an acceptable CPG
ESD Protective Item Symbol

arc This ESD Symbol identifies


items that are designed to
provide ESD protection for ESD
assemblies and devices

ESD Protective Item


Symbol

ESD bag with arc


Smock with
arc
Summarizing Organization’s
ESD Control
Plan
 ANSI/ESD S20.20 is
the primary document in
developing your
organization’s ESD
Control Plan.

 NASA-HDBK 8739.21
is a generic plan and
may be used to develop
ANSI/ESD S20.20 NASA-HDBK 8739.21
the ESD control plan.
THE END
The next presentation is NASA-HDBK 8739.21 Appendix B
Hands-on Exercises

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