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Ronald Schouten

    Ronald Schouten

    Decision making in times of crisis can bring out both the best, and worst, in cognitive processes - with those characterizations generally determined by the outcome rather than the quality of the decision making process. Crises bring with... more
    Decision making in times of crisis can bring out both the best, and worst, in cognitive processes - with those characterizations generally determined by the outcome rather than the quality of the decision making process. Crises bring with them a need for action, felt by individuals as well as institutions. This need is driven by a number of factors, e.g. affect, justice, economics, and political considerations, and shaped by a variety of biases and heuristics commonly encountered in risk appreciation and decision making. Using the example of efforts to combat terrorism, this presentation will address the inherent tension between innovation and “science” when new approaches are sought to address a crisis, how affect influences the decision making process in such situations, the role a multidisciplinary analysis and decision making process can play in sparking innovation and arriving at solutions, and the importance of leadership in the problem solving process.
    The legal considerations for threat assessment and management practitioners are many and varied. Constitutional, statutory, regulatory, and common law considerations all play a role in the legal landscape for professionals engaged in the... more
    The legal considerations for threat assessment and management practitioners are many and varied. Constitutional, statutory, regulatory, and common law considerations all play a role in the legal landscape for professionals engaged in the discipline. This chapter focuses on key legal issues that affect the practice of threat assessment and management, with an emphasis on the U.S. legal system and primary relevance to those countries that follow the Anglo-American legal tradition. While the chapter provides a broad treatment of many areas of the law, an in-depth exploration of particular areas of interest is encouraged when needed. It is not intended as legal advice, but rather as a groundwork to prepare the reader to engage with their own legal counsel in seeking guidance in their work.
    In society’s need to explain and understand aberrant behavior, whether by individuals or groups, it often turns to the mental health professions and, increasingly, the broader array of behavioral sciences. Drawing on experiences in the... more
    In society’s need to explain and understand aberrant behavior, whether by individuals or groups, it often turns to the mental health professions and, increasingly, the broader array of behavioral sciences. Drawing on experiences in the areas of homicide, workplace violence, and insider threat, this talk will explore the strengths and weaknesses that the behavioral sciences bring to the development of policies aimed at addressing these major societal problems.
    Organizational and occupational psychiatry represents the extension of psychiatric knowledge and skill to the day-to-day functioning of individuals in the workplace and their organizations, with the goal of helping both to function... more
    Organizational and occupational psychiatry represents the extension of psychiatric knowledge and skill to the day-to-day functioning of individuals in the workplace and their organizations, with the goal of helping both to function better. To this end, psychiatrists have played an important role both in the treatment of workers and consultation to organizations since the early part of the 20th century.
    The authors provide an overview of what is known about workplace violence and discuss how to deal with issues of workplace violence that arise in clinical practice. They review myths and facts about workplace violence, including research... more
    The authors provide an overview of what is known about workplace violence and discuss how to deal with issues of workplace violence that arise in clinical practice. They review myths and facts about workplace violence, including research on prevention. Legal issues relating to the psychiatrist as employer and the Americans with Disability Act are presented. General principles of violence assessment are reviewed and the authors then discuss the psychiatrist as consultant to the workplace and as clinician treating a victim or perpetrator of workplace violence. Three cases illustrate the general principles provided.
    In this issue of the Journal, Swanson et al. explore the demand for and utilization of psychiatric advance directives (PADs), and discuss some of the barriers to their greater acceptance. This author suggests that PADs may be more widely... more
    In this issue of the Journal, Swanson et al. explore the demand for and utilization of psychiatric advance directives (PADs), and discuss some of the barriers to their greater acceptance. This author suggests that PADs may be more widely accepted and utilized if they are viewed as tools for maximizing individual autonomy, with an emphasis on optimizing rather than merely restricting care.
    Workplace violence has captured the attention of the public, the media, and employers since a series of shootings at the U.S. Postal Service facilities in the late 1980s gave rise to misplaced concerns about employees, primarily... more
    Workplace violence has captured the attention of the public, the media, and employers since a series of shootings at the U.S. Postal Service facilities in the late 1980s gave rise to misplaced concerns about employees, primarily disgruntled current or former employees, “going postal.” Psychiatrists and other clinicians who possess the requisite knowledge and experience to address workplace violence concerns can play an important role in assessing and managing violence risk, including addressing the misperception that individuals with mental illness are significantly more likely to be violent. A clinician who is treating the employee in question can contribute first-hand knowledge to the risk assessment process, but should not serve as the sole evaluator of risk and fitness for duty. This chapter discusses the reasons for using independent expert evaluators rather than the employee’s treating clinician alone, and the components of a thorough workplace violence risk assessment and analysis.
    Physicians who prescribe psychotropic medications to children face unique legal and ethical challenges. The issues of competency, consent to treatment, patient autonomy, and confidentiality are important in this work, just as they are in... more
    Physicians who prescribe psychotropic medications to children face unique legal and ethical challenges. The issues of competency, consent to treatment, patient autonomy, and confidentiality are important in this work, just as they are in adult medicine. The child and adolescent psychopharmacologist must also deal with the complex influences of family dynamics, child development, divorce, and custody as well as the involvement of parents, school personnel, and social service agencies in the treatment process. The fact that much remains to be understood in child psychiatry, the probabilistic rather than certain outcomes of medication trials, and the uncertain effects of new treatments on developing nervous systems all add additional layers of complexity.
    As highly visible representatives and guardians of society, law enforcement officers (LEOs) are very public figures. Injury or death in the line of duty, whether due to accidents or intentional acts of violence, is an occupational hazard... more
    As highly visible representatives and guardians of society, law enforcement officers (LEOs) are very public figures. Injury or death in the line of duty, whether due to accidents or intentional acts of violence, is an occupational hazard for LEOs. Targeted assaults on police officers, referred to as ambushes in previous literature, are a particularly perplexing problem with significant implications for society at large. In the summer of 2016, the latest in a series of high‐profile acts of violence aimed at police occurred, leading to increased examination of the acts themselves and their causes. This article examines recent trends in assaults on LEOs, focusing on predatory rather than reactive attacks, and applies a threat assessment model to a case of targeted violence against police. We use State of Washington v. Christopher Monfort (2015), a prosecution for arson, assault with intent to murder, and murder, as a case example, to examine how the threat assessment model, and the concepts of affective versus predatory violence help in understanding targeted violence against LEOs, assessing its risk, and managing it. Copyright © 2016 John Wiley & Sons, Ltd.
    The problem of violence in our society has received increasing attention from the public and mental health professions in recent years, and assessing the risk of violence has become a core skill for mental health clinicians and forensic... more
    The problem of violence in our society has received increasing attention from the public and mental health professions in recent years, and assessing the risk of violence has become a core skill for mental health clinicians and forensic specialists alike. In fact, mental health practitioners in all clinical settings are tasked with assessing and managing their patients’ risk of violence. Although research on the nature of violence and factors that increase the likelihood that a person will commit violent acts has grown in the past several decades, there is no single standard protocol or tool for assessing the risk of violence. This chapter reviews the key risk factors for violence that are supported by research, examines the relationship between mental disorders and violence, and describes approaches that mental health professionals can use to assess the risk of violence.
    More than any other clinical intervention, civil commitment is subject to strict legal requirements and oversight. Although the rules and processes vary by jurisdiction, the legal proceedings in all jurisdictions are designed to balance... more
    More than any other clinical intervention, civil commitment is subject to strict legal requirements and oversight. Although the rules and processes vary by jurisdiction, the legal proceedings in all jurisdictions are designed to balance the autonomy interests and constitutional rights of the patient against the state’s legitimate exercise of authority. This chapter reviews the legal principles underlying civil commitment and describes how those principles are applied in different ways, using examples from various jurisdictions. Using a case vignette, it explores a common scenario in which an emergency room physician who must make a decision regarding a patient’s need for hospitalization obtains a psychiatric consultation, and it follows the civil commitment process as it would play out in one jurisdiction. By its nature, civil commitment is both a clinical intervention and a legal process, and the chapter addresses some of the clinical challenges encountered in the course of involuntary hospitalization.
    Violence in the workplace emerged as an occupational safety issue in the late 1980s, became a cultural and media phenomenon in the 1990s, and has now settled in as a chronic workplace concern. While other workplace security and safety... more
    Violence in the workplace emerged as an occupational safety issue in the late 1980s, became a cultural and media phenomenon in the 1990s, and has now settled in as a chronic workplace concern. While other workplace security and safety threats have arisen during this period, two years after the terrorist attacks of September 11, 2001, workplace violence was ranked as the leading security concern in a survey of employers. ABOUT THE AUTHOR Ronald Schouten, MD, JD, is Associate Professor of Psychiatry, Harvard Medical School, Director, Law & Psychiatry Service, Massachusetts General Hospital. Address correspondence to: Ronald Schouten, MD, JD, 15 Parkman Street WAC 812, Boston, MA 02114; rschouten@partners.org; 617 726-5195. The author disclosed no relevant financial relationship.
    The first 15 chapters of this book have described, and hopefully simplified, the major legal issues that are inherent in the practice of the mental health professions. However, there are a number of important issues that do not fit neatly... more
    The first 15 chapters of this book have described, and hopefully simplified, the major legal issues that are inherent in the practice of the mental health professions. However, there are a number of important issues that do not fit neatly into the preceding chapters and do not require a full chapter themselves, but are important to the clinician because they are so common and can cause considerable consternation. These issues, covered in this chapter, include record keeping, requests for release of information in a variety of contexts, patients’ requests for evaluation of fitness to return to work or carry firearms, and testimony at depositions and trials.
    This chapter describes the complex medicolegal issues surrounding the rules of confidentiality and privilege and their multiple exceptions. It lays out the underpinnings of confidentiality, then addresses its various exceptions, such as... more
    This chapter describes the complex medicolegal issues surrounding the rules of confidentiality and privilege and their multiple exceptions. It lays out the underpinnings of confidentiality, then addresses its various exceptions, such as waiver, duty to protect third parties, civil commitment, and mandated reporting of child abuse, elder abuse, and intimate-partner violence. Psychotherapist–patient privilege is discussed, first with regard to its origins and then with regard to its exceptions, including various forms of waiver. Practical examples illustrate these concepts for the reader to make it easier to understand these ubiquitous, but at times perplexing, concepts and to illustrate the nuances of various aspects of the law. Practitioners should note that there is considerable overlap between confidentiality and testimonial privilege, and the division of this chapter into two sections creates, in some ways, an artificial divide between two closely related concepts.
    The goal of this book is to help clinicians at all levels of training negotiate the complex legal issues that are an inherent part of modern clinical practice. This chapter provides an introduction to the origins of “law” in its many... more
    The goal of this book is to help clinicians at all levels of training negotiate the complex legal issues that are an inherent part of modern clinical practice. This chapter provides an introduction to the origins of “law” in its many forms, the structure of the legal system, and fundamental legal principles that are of special relevance to mental health practitioners and that will recur throughout the book. It discusses concepts that are foreign to most clinicians that have a great impact on mental health practice: the adversarial process, sources of laws, constitutional principles, the concept of legal precedents, and the ethics of the legal system.
    Rapid advances in neuroscience have broad implications for our understanding of human behavior. The …
    The contemporary doctrine of informed consent is one of the most important developments in modern medicine. Informed consent as we know it today is a fundamental principle of medical ethics, an essential aspect of clinical care, and a... more
    The contemporary doctrine of informed consent is one of the most important developments in modern medicine. Informed consent as we know it today is a fundamental principle of medical ethics, an essential aspect of clinical care, and a legal obligation enforced through case law, regulations, and statutes. A new concept when it was adopted in the middle of the 20th century in the United States, it has become an essential part of modern clinical care. This chapter explores the history and development of the doctrine of informed consent, as well as its application in clinical practice. Using a case vignette involving a common clinical situation, we examine the components of the informed-consent process, with a focus on the evaluation of decision-making capacity.
    Sexual harassment is a major concern in the modern workplace. Society has given more attention to this problem since the 1991 Senate confirmation hearings of Supreme Court Justice Clarence Thomas, during which Justice Thomas adamantly... more
    Sexual harassment is a major concern in the modern workplace. Society has given more attention to this problem since the 1991 Senate confirmation hearings of Supreme Court Justice Clarence Thomas, during which Justice Thomas adamantly denied the allegations that he had engaged in sexual harassment. Public opinion was split on the credibility of both Justice Thomas and Professor Anita Hill, his accuser, as well as on the significance of the issue. Congress addressed the problem of sex-based discrimination in the Civil Rights Act of 1964.l It states, “It shall be an unlawful employment practice for an employer. . . to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment because of such individual’s race, color, religion, sex, or national origin. . ..” In 1980 the Equal Employment Opportunity Commission issued its guidelines on sexual harassment.’ The Commission defined sexual harassment as:
    Negli ultimi decenni la violenza sul posto di lavoro ha rappresentato un’importante preoccupazione per la popolazione e per i lavoratori americani. Sebbene il terrorismo internazionale sia stato al centro della politica estera e dei... more
    Negli ultimi decenni la violenza sul posto di lavoro ha rappresentato un’importante preoccupazione per la popolazione e per i lavoratori americani. Sebbene il terrorismo internazionale sia stato al centro della politica estera e dei media, la violenza sul posto di lavoro ha continuato a rappresentare la preoccupazione principale dei lavoratori (Pinkerton Consulting and Investigations, 2003). Il termine violenza sul posto di lavoro evoca immagini di lavoratori armati e scontenti che gettano scompiglio, uccidendo e ferendo i colleghi e, nella maggior parte dei casi, uccidendosi o restando uccisi nel corso dell’arresto da parte della polizia. Contrariamente alla percezione pubblica ed al ritratto dei media, gli episodi di violenza sul posto di lavoro che richiamano un tale stereotipo sono diminuiti sin dal 1994 (Bureau of Labor Statistics, 2006a), cosi come il tasso complessivo di crimini violenti negli Stati Uniti; molto piu comune e un assortimento di comportamenti che sono legittimamente inclusi sotto un’ampia definizione di violenza o aggressivita sul posto di lavoro: aggressioni non fatali, atti di bullismo, molestie (sessuali e non sessuali), abuso verbale, minacce di origine nota o anonima, e procurare dei falsi allarmi. Anche gli atti di terrorismo con armi convenzionali, chimiche, biologiche, radiologiche o nucleari possono essere inclusi tra gli episodi di violenza sul posto di lavoro, essendo questi ultimi obiettivi comuni degli attacchi di terrorismo (Schouten et al., 2004).
    What are some of the important legal and/or ethical issues that arise in managed care programs that we need to understand as healthcare professionals? Cite at least two of these key concepts, and provide a relevant example for each,... more
    What are some of the important legal and/or ethical issues that arise in managed care programs that we need to understand as healthcare professionals? Cite at least two of these key concepts, and provide a relevant example for each, showing how the concept relates to healthcare.? Define fraud as it relates to healthcare. What is the difference between fraud and abuse? Conduct an Internet search and find at least one example of fraud and/or abuse that took place in a healthcare setting. Present your example here for the group. What is the key learning objective from this example?
    Physicians who prescribe psychotropic medications to children face unique legal and ethical challenges. The issues of competency, consent to treatment, patient autonomy, and confidentiality are important in this work, just as they are in... more
    Physicians who prescribe psychotropic medications to children face unique legal and ethical challenges. The issues of competency, consent to treatment, patient autonomy, and confidentiality are important in this work, just as they are in adult medicine. The child and adolescent psychopharmacologist must also deal with the complex influences of family dynamics, child development, divorce, and custody as well as the involvement of parents, school personnel, and social service agencies in the treatment process. The fact that much remains to be understood in child psychiatry, the probabilistic rather than certain outcomes of medication trials, and the uncertain effects of new treatments on developing nervous systems all add additional layers of complexity.
    Organizational and occupational psychiatry represents the extension of psychiatric knowledge and skill to the day-to-day functioning of individuals in the workplace and their organizations, with the goal of helping both to function... more
    Organizational and occupational psychiatry represents the extension of psychiatric knowledge and skill to the day-to-day functioning of individuals in the workplace and their organizations, with the goal of helping both to function better. To this end, psychiatrists have played an important role both in the treatment of workers and consultation to organizations since the early part of the 20th century.
    To protect individuals who can no longer make the decisions and carry on the activities of adult life, society has provided processes including the appointment of alternative decision makers, traditionally referred to as guardians of the... more
    To protect individuals who can no longer make the decisions and carry on the activities of adult life, society has provided processes including the appointment of alternative decision makers, traditionally referred to as guardians of the person (for personal decisions such as medical treatment) and conservators of the estate (for financial decisions). When a person has lost capacity, appointing an alternative decision maker can be problematic, as the person may not have previously expressed preferences regarding health care or financial matters, and there may be disagreement among interested parties such as family members. Advance directives, such as health care proxies, help alleviate these problems by providing a method for the person in question to document his or her preferences and appoint someone to act on their behalf in the event of incapacity. This chapter discusses traditional protections for incapacitated persons, advance directives, and capacities to engage in various de...
    The contemporary doctrine of informed consent is one of the most important developments in modern medicine. Informed consent as we know it today is a fundamental principle of medical ethics, an essential aspect of clinical care, and a... more
    The contemporary doctrine of informed consent is one of the most important developments in modern medicine. Informed consent as we know it today is a fundamental principle of medical ethics, an essential aspect of clinical care, and a legal obligation enforced through case law, regulations, and statutes. A new concept when it was adopted in the middle of the 20th century in the United States, it has become an essential part of modern clinical care. This chapter explores the history and development of the doctrine of informed consent, as well as its application in clinical practice. Using a case vignette involving a common clinical situation, we examine the components of the informed-consent process, with a focus on the evaluation of decision-making capacity.

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